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Walter
Timothy STOREY
Case Facts:
On February 2, 1990, Storey received a
divorce petition from his wife. Later that night, by his own admission,
Storey got a knife from his kitchen, climbed up the balcony of his
across-the-hall neighbor Jill Frey, entered her apartment, took her
pocketbook and car keys, "struggled" with her, and stole her car.
The next day, again by his own admission, Storey reentered Frey’s
apartment using the stolen keys, tried to wipe his fingerprints from
anything he had touched, cleaned under Frey’s fingernails with her own
toothbrush, put evidence in a dumpster, and threw Frey’s keys in the
lake behind her apartment.
The day after that, Frey failed to appear for work, so her co-workers
came to check on her. They found Frey’s body in the bedroom.
She had six broken ribs; she had been hit in the face and head 12
times; she had a non-fatal stab wound in her side. Most or all of these
injuries were inflicted before she was killed by two six inch cuts
across her throat.
Opinion
Supreme Court of Missouri
Case Style: State of Missouri, Respondent, v.
Walter Timothy Storey, Appellant.
Case Number: SC82324
Handdown Date: 03/06/2001
Appeal From: Circuit Court of St. Charles
County, Hon. Ellsworth Cundiff
Opinion Summary:
Walter Timothy Storey killed Jill Frey in her St.
Charles apartment in February 1990. A jury convicted him of first degree
murder, armed criminal action, second degree burglary, and tampering
with evidence. The jury recommended, and the court imposed, the death
sentence. This Court affirmed his convictions but has twice reversed and
remanded his sentence for new penalty phases because of violations of
his constitutional rights. For a third time, a jury recommended and the
court imposed the death penalty. Storey appealed.
AFFIRMED.
Court en banc holds:
(1) Storey was not prejudiced by the judge's
explanation of life imprisonment to a second group of potential jurors.
Storey's jury was selected from the first group.
(2) Because Storey peremptorily struck two potential jurors he claims
should have been stricken for cause, they cannot constitute grounds for
reversal, section 494.480.4. Storey did not challenge the
constitutionality of this statute until his motion for new trial or with
other than abstract, conclusory statements, waiving the challenge.
(3) A venireperson's equivocal and shifting responses to questions
focusing on his ability to impose the death penalty justify striking him
for cause.
(4) The Court does not find credible Storey's argument that he was
prejudiced during voir dire by the untimely disclosure of three victim
impact witnesses. The defense did not address already identified victim
impact witnesses and was notified of the intention to introduce
testimony related to the victim's work with disabled children.
(5) Likewise, there is no indication defense suffered a disadvantage
during the presentation of evidence or closing arguments.
(6) A neighbor's testimony of her problems after hearing the murder and
a friend's testimony about finding Frey and her handicapped students
looking for her was proper victim impact evidence as to the specific
harm caused by the defendant.
(7) Ten of eleven exhibits relating to structures and events dedicated
to Frey after her death were properly admitted, showing her value to the
community, the impact of her death, and her unique characteristics. Only
a picture of her tombstone was beyond the scope of proper victim impact
evidence. Given the properly admitted evidence establishing the
particularly senseless and brutal nature of the murder, the erroneous
admission of an irrelevant photograph did not deprive Storey of a fair
trial.
(8) The court did not abuse its discretion in excluding speculative
testimony on whether the Department of Corrections would change its
classification system.
(9) Closing argument calling Storey's mitigators excuses was permissible.
(10) The Court has cautioned against closing argument suggesting the
jury is weak if it fails to return a certain verdict, but the state's
comment about weakness was isolated and part of a larger and otherwise
appropriate argument.
(11) Though referring to statistical data not in evidence is improper
during closing, the reference was isolated and not prejudicial.
(12) The court did not err in refusing to insert language in three
instructions patterned on an approved instructions. All were superfluous.
One phrase was specifically contrary to the Notes on Use.
(13) Submission of the "pecuniary gain" aggravator did not violate the
Double Jeopardy Clause though not found by previous juries. Aggravators
are not penalties or offenses but are standards to guide the sentencing
choice.
(14) The evidence was sufficient to sustain the aggravators.
(15) The Court does not condone the prosecutor's overzealous behavior
but does find that the sentence was in response to a senseless and
brutal murder, not the improper influence of passion, prejudice, or
other arbitrary factor. The evidence supports the aggravators. The
sentence is not excessive or disproportionate considering the crime, the
strength of the evidence, and the defendant.
Opinion Author: William Ray Price, Jr., Chief Justice
Walter Timothy Storey killed Jill Frey on February 2,
1990. Following trial in 1991, a jury convicted him of first degree
murder, armed criminal action, second degree burglary, and tampering
with evidence. Upon the recommendation of the jury, the trial court
sentenced Storey to death. In 1995, this Court affirmed the convictions,
but reversed and remanded the death sentence after finding that Storey
was denied his constitutional right to effective assistance of counsel
during the penalty phase. State v. Storey, 901 S.W.2d 886 (Mo.
banc 1995). In 1997, a second jury recommended a sentence of death,
which the trial court adopted. This Court again reversed and remanded
the sentence of death because of the trial court's failure to properly
instruct the jury concerning Storey's constitutional right not to
testify. State v. Storey, 986 S.W.2d 462 (Mo. banc 1999).
On December 17, 1999, the trial court adopted a third
jury's recommendation that Storey be put to death. We have exclusive
jurisdiction over the appeal. Mo. Const. art. V, section 3. We
affirm the sentence of death.
I. Facts
The facts underlying Storey's conviction, as
previously outlined by this Court, are as follows:
On February 2, 1990, Storey received a divorce
petition from his wife. Later that night, by his own admission,
Storey got a knife from his kitchen, climbed up the balcony of his
across-the-hall neighbor Jill Frey, entered her apartment, took her
pocketbook and car keys, "struggled" with her, and stole her car.
The next day, again by his own admission, Storey reentered Frey's
apartment using the stolen keys, tried to wipe his fingerprints from
anything he had touched, cleaned under Frey's fingernails with her
own toothbrush, put evidence in a dumpster, and threw Frey's keys in
the lake behind her apartment.
The day after that, Frey failed to appear at work, so her co-workers
came to check on her. They found Frey's dead body in the bedroom.
She had six broken ribs; she had been hit in the face and head 12
times; she had a non-fatal stab wound in her side. Most or all of
these injuries were inflicted before she was killed by two six-inch
cuts across her throat.
State v. Storey, 901 S.W.2d 886, 891 (Mo. banc
1995).
II. Standards of Review
The trial court is vested with broad discretion in
determining the admissibility of evidence offered at the penalty stage
of a capital case. State v. Clayton, 995 S.W.2d 468, 478 (Mo.
banc 1999). "As a general rule, the trial court 'has discretion during
the punishment phase of trial to admit whatever evidence it deems
helpful to the jury in assessing punishment.'" State v. Winfield,
5 S.W.3d 505, 515 (Mo. banc 1999) (quoting State v. Kinder, 942
S.W.2d 313, 331 (Mo. banc 1996)).
On direct appeal, we review the trial court "for
prejudice, not mere error, and will reverse only if the error was so
prejudicial that it deprived the defendant of a fair trial." State v.
Morrow, 968 S.W.2d 100, 106 (Mo. banc 1998). Issues that were not
preserved may be reviewed for plain error only, which requires the court
to find that manifest injustice or miscarriage of justice has resulted
from the trial court error. State v. Worthington, 8 S.W.3d 83, 87
(Mo. banc 1999).
III. Issues Raised on Appeal
On appeal, Storey alleges eleven points of error. For
the sake of convenience, we address his claims in the following order:
A) the trial court erred during jury selection by refusing to quash the
jury panel, in failing to grant the defendant's request to strike two
jurors for cause, and in granting the state's request to strike a
potential juror for cause (Storey's points 1 and 7); B) the trial court
erred in admitting certain victim impact evidence and in limiting the
testimony of an expert witness (Storey's points 4, 5, and 8); C) the
trial court erred during closing arguments when it allowed the State to
characterize the mitigating circumstances as "excuses" and the
defendant's plea for mercy as a plea for "weakness" (Storey's points 2
and 3); D) the trial court erred when it overruled defense objections to
jury instructions eleven and twelve (Storey's points 9 and 10); and E)
the trial court erred by submitting two statutory aggravating
circumstances to the jury (Storey's point 6).
Finally, we conduct an independent review of the
sentence pursuant to section 565.035, RSMo 1994, and we address Storey's
claim that the sentence of death in this case is disproportionate (Storey's
point 11).
A. Jury Selection
In two points of error, Storey alleges that the trial
court abused its discretion during the jury selection process by
overruling a defense motion for a mistrial, by overruling the defense
motion to strike a venireperson for cause, and by granting the State's
motion to strike a venireperson for cause.
1.
During jury voir dire, defense counsel asked the
venire panel whether they understood the meaning of life imprisonment.
In response, a venireperson asked whether a person sentenced to life
without the possibility of parole might later be released from prison
due to an appeal. The trial court explained to the venireperson that "[t]here
is always a possibility that there are appeals that you are aware and
that there is always the possibility that the governor has the power to
give clemency." Storey argues that the explanation of the trial court
violated United States Supreme Court precedent by shifting the sense of
responsibility from the sentencing jury to the appellate court.
Caldwell v. Mississippi, 472 U.S. 320 (1985). He suggests that the
judge's remarks created a juror bias in favor of the death sentence.
We review Storey's allegation "for prejudice, not
mere error, and will reverse only if the error was so prejudicial that
it deprived the defendant of a fair trial." State v. Morrow, 968
S.W.2d 100, 106 (Mo. banc 1998). In this case, the trial court issued
its explanation of the appellate process to the second of two venire
panels. Storey's jury was selected entirely from the first venire panel,
which precluded them from hearing the comments of the trial court.
Storey could not, therefore, suffer prejudice because of the alleged
error. The point is denied.
2.
Storey alleges that the trial court committed two
errors when exercising its discretion to strike jurors for cause. This
Court does not disturb the trial court's ruling on juror qualification
matters unless it is clearly against the evidence and amounts to a clear
abuse of discretion. State v. Barnett, 980 S.W.2d 297, 303 (Mo.
banc 1998).
a.
First, Storey contends that the trial court abused
its discretion when it overruled defense counsel's motion to strike two
prospective jurors for cause. Storey contends that these jurors were not
qualified because the first venireperson testified that a murder's life
had no value and the second venireperson testified that she could not
consider graphic photographs of the crime scene and autopsy. In each
case, however, the defense struck the venireperson peremptorily.
Consequently, section 494.480.4, RSMo 1994, is controlling. The statute
states, in relevant part:
The qualifications of a juror on the panel from
which peremptory challenges by the defense are made shall not
constitute a ground for the granting of a motion for new trial or
the reversal of a conviction or sentence unless such juror served
upon the jury at the defendant's trial and participated in the
verdict rendered against the defendant.
Section 494.480.4, RSMo 1994. Because the defense
struck the prospective jurors in question, the qualification of the
prospective jurors cannot constitute a ground for reversal of conviction
or sentence.
Storey further states that section 494.480.4 violates
the United States Constitution and the Missouri Constitution. These
issues were not raised until his motion for new trial was filed and are
not supported here beyond mere abstract and conclusionary statements.
They are waived. See State v. Morovitz, 867 S.W.2d 506, 510 (Mo.
banc 1993); Rule 30.06(c); Rule 84.04(d)(1) and (4). The point is denied.
b.
Storey next contends that the trial court abused its
discretion by striking a venireperson because of his inability to
consider the death penalty as a possible punishment. During the State's
death-qualification voir dire, the following exchange occurred:
[Counsel]: [G]iven our discussions, given what
you have heard so far, could you form the opinion that for killing
Jill Frey, Mr. Storey should get the death penalty?
[Venireperson]: No.
[Counsel]: When you indicate no, is that because you have a moral or
religious belief that stops you from considering it?
[Venireperson]: Yes.
* * *
[Counsel]: Given that decision and that belief,
realistically speaking, do you think there is any evidence I could
give you that would let you temporarily set aside that belief so
that in fact in this case, you could vote for the death penalty?
[Venireperson]: It's possible, but not likely. . . . It would only
be in a very severe case. You would really have to show me some
evidence.
Over defense counsel's objection, the trial court
struck the venireperson for cause.
"Venirepersons may not be excluded simply because of general objections
to the death penalty or conscientious or religious scruples against it.
Venirepersons may be excluded only where it appears that their views
would prevent or substantially impair the performance of their duties as
jurors in accordance with the instructions and their oath." State v.
Roberts, 948 S.W.2d 577, 597 (Mo. banc 1997) (citing Gray v.
Mississippi, 481 U.S. 648, 657 (1987) and Wainwright v. Witt,
469 U.S. 412, 424 (1985)). In this case, the venireperson's equivocal
and shifting responses to questions focusing on his ability to impose
the death penalty provide a sufficient basis for the trial court to
conclude that the venireperson could not consider the full range of
punishment as required by the instructions and the juror's oath. See
State v. Clemons, 946 S.W.2d 206, 225 (Mo. banc 1997). The point is
denied.
B. Mitigating and Aggravating Circumstances
In three points of error, Storey challenges the trial
court's rulings concerning the admission of evidence in aggravation and
mitigation of the death penalty. Specifically, he argues that the trial
court erred in admitting the testimony of Lavon Marshall, Karen Stepson,
Trinje Reidelberger, Bobby Reidelberger, and Jody Harrison; in admitting
certain victim impact exhibits; and in sustaining the State's objection
to the testimony of defense expert James Aiken.
1.
Storey first contends that the trial court erred in
admitting eleven exhibits into evidence and in endorsing witnesses
Trinje Reidelberger, Bobby Reidelberger, and Jody Harrison because the
State disclosed the evidence after the commencement of the trial. He
further argues that his rights to due process and a fair trial were
violated and that at a minimum "the defense would have wanted to voir
dire the jury about the extraordinarily emotional and sensitive nature
of the evidence involved."
"The basic object of the discovery process is to
permit the defendant a decent opportunity to prepare in advance of trial
and avoid surprise." State v. Kilgore, 771 S.W.2d 57, 66 (Mo.
banc 1989). We recently addressed the issue of late endorsement of
witnesses in State v. Moss, 10 S.W.3d 508 (Mo. banc 2000). In
Moss, the trial court granted the State leave to endorse two
additional witnesses only five days before the trial. In finding no
error in the trial court's decision, we considered the following factors:
(1) Whether the defendant waived the objection;
(2) Whether the state intended surprise or acted deceptively or in
bad faith, with the intention to disadvantage the defendant;
(3) Whether in fact defendant was surprised and suffered any
disadvantage; and
(4) Whether the type of testimony given might readily have been
contemplated.
State v. Moss, 10 S.W.3d 508, 514 (Mo. banc
2000).
a.
Storey argues that the trial court's decision
prejudiced him (a) in conducting voir dire and (b) in addressing the
evidence at trial. When objecting to the evidence, however, defense
counsel failed to relay any concerns about the jury selection process.
The trial court heard the following objection concerning the evidence at
issue:
THE COURT: Now you wanted to make a record on
something this morning, ma'm?
[Defense Counsel]: Yes, your Honor. Yesterday morning before we
began opening statements, we indicated to the Court that we had just
moments before received from the prosecuting attorney, Nels Moss, an
endorsement of four new witnesses and then a number of items, a
photo album. . . . [T]he matters that have now been disclosed are
brand new witnesses, documents, items that have not previously been
disclosed until the third day of trial. We are at a significant
disadvantage.
THE COURT: Tell me about the first three [referring to Trinje
Reidelberger, Bobby Reidelberger, and Jody Harrison]. . . . These
are basically victim character witnesses?
[Prosecutor]: Basically victim character witnesses. . . .
THE COURT: So they don't have any knowledge of the incident itself?
[Prosecutor]: No, none whatsoever. . . .
THE COURT: With respect to the first three, they are character
witnesses what a good person the deceased was. I'm going to allow
the endorsement of those first three witnesses, two Reidelbergers
and Jody Harrison. . . . Is there anything further?
[Defense Counsel]: Yes Judge. The physical exhibits, again, I will
object to those items as having not been disclosed in a timely
manner to the
State . . ..
THE COURT: I am going to deny the motion and allow it.
[Defense Counsel]: If I could, just for the record, indicate that .
. . we have no testimony, no statements, no notes. . . . If we had
been given timely notification of their endorsement, we would have
exercised our discovery rights to depose them so we are fully
prepared for the information they will provide. In light of the
Court's ruling, we are going to be unable to provide effective
assistance of counsel to question these witnesses on cross-examination
should that be necessary. For that reason, I would request a
mistrial or in the alternative, ask that these witnesses be excluded.
. . .
THE COURT: I'll make them available so that you can talk to them
before they testify.
(Record at 1123-1130). Defense counsel also made no
further objection or statement, either at that time or at any time
thereafter, that would explain why the relief provided was inadequate.
Before voir dire, the State endorsed witnesses Lavon
Marshall, Karen Stepson, Gladys Frey, and Timothy Frey, who all
testified as "victim impact" witnesses. Because of these endorsements,
the defense should have readily contemplated the admission of evidence
related to Jill Frey's character and her work with disabled children.
Nevertheless, the defense failed to ask any voir dire questions
concerning the jurors' sensitivities to these issues or to the witnesses
identified prior to that time. To each venireperson, the defense simply
asked the following three questions in substantially the same form:
(1) Do you think that you could realistically and
meaningfully consider anything less than the death penalty?
(2) Do you believe that it is important for you that
you know as much information as you can have about Storey, his
background, and his character?
(3) If you were the foreman of the jury, could you
sign a verdict sentencing Storey to life imprisonment even though eleven
of the twelve jurors, including yourself, believed that he should
receive a sentence of death?
We do not find Storey's argument that he was prejudiced during voir dire
by the untimely disclosure of these witnesses credible. There is no
indication that the defense would have changed its voir dire strategy
due to the endorsement of three additional victim impact witnesses when
the defense did not address already identified victim impact witnesses.
The mere fact that one of the witnesses was confined to a wheel chair
does not alter this conclusion, as the defense was fully notified of the
State's intention to introduce testimony related to the victim's work
with disabled children.
b.
We also find no indication that the defense suffered
a disadvantage during the presentation of evidence or during closing
arguments. Due to the timely endorsement of several other victim impact
witnesses, the defense should have been prepared for this particular
type of evidence. Moreover, the trial court, in its discretion, ordered
a remedy to the late disclosure in accordance with Supreme Court Rule
25.16. The defense made no indication that this remedy was insufficient
to prepare for the testimony or for admission of the exhibits. Finally,
defense counsel chose not to cross-examine any of the character
witnesses in this case, and there is no indication that an earlier
disclosure would have prompted a change in this defense strategy. "Where
counsel is surprised by opposing evidence at trial, but deals with that
evidence in precisely the same manner as if he had been fully prepared,
there is no reason to exclude that evidence, however significant, based
on a discovery violation." Kilgore, 771 S.W.2d at 66.
c.
Under these facts, Storey did not suffer prejudice.
The point is denied. We do not approve, however, the untimely
endorsement of witnesses during the penalty phase hearing, without a
showing of good cause. Trial courts should take care to protect the
integrity of our process from such sloppy or disingenuous tactics.
Nonetheless, a new trial is not warranted without some indication that
Story might have done things differently or that a different result
might otherwise have occurred.
2.
Storey next claims that certain victim impact
evidence exceeded the boundaries of permissible victim impact evidence
as discussed in Payne v. Tennessee, 501 U.S. 808 (1991). He
assigns error to the admission of certain testimony and to the admission
of certain exhibits. We address each in turn.
a.
The State introduced the testimony of two victim
impact witnesses, who testified about the physical, emotional,
employment, and marital problems that resulted from Frey's death. Lavon
Marshall testified that her apartment shared a common bedroom wall with
Frey's apartment. She recounted that on the day of the murder she heard
Storey murder Frey, but failed to call the police. Marshall told the
jury that the murder severely traumatized her, forcing her to undergo
four years of counseling and to give up her job. Defense counsel
objected to Marshall's testimony.
The State also introduced the testimony of Karen
Stepson, a close friend of Frey. She testified that she discovered
Frey's body after the murder and that the experience caused her great
fear and anxiety. She also told the jury that Frey was a well-liked
person who was valued as a teacher of handicapped children. Stepson
testified that Frey's students continually looked for her after her
death and were confused that she never returned to school. The defense
did not object to Stepson's testimony.
"Victim impact evidence is simply another form or
method of informing the sentencing authority about the specific harm
caused by the crime in question, evidence of a general type long
considered by sentencing authorities." Payne v. Tennessee, 501
U.S. 808, 825 (1991). "As a general rule, the trial court 'has
discretion during the punishment phase of trial to admit whatever
evidence it deems helpful to the jury in assessing punishment.'"
State v. Winfield, 5 S.W.3d 505, 515 (Mo. banc 1999) (quoting
State v. Kinder, 942 S.W.2d 313, 331 (Mo. banc 1996)). Both Marshall
and Stepson testified as to the "specific harm caused by the defendant."
Payne, 501 U.S. at 825. The trial court did not abuse its
discretion in finding this evidence helpful to the jury in assessing
punishment. The point is denied.
b.
The State also introduced eleven exhibits related to
the structures and events that were dedicated to Frey following her
death. The challenged evidence includes a photograph of Frey with her
first class of handicapped students, a photograph of a memorial garden
that was built in Frey's memory, a photograph of a memorial plaque
commemorating the garden, a photograph of a "balloon release" ceremony
by the children at the United Services school, a sketch of Frey that
hung in the school as a memorial, a special edition of the school
newsletter commemorating Frey's death, a picture of the inscription on
Frey's tombstone, a poem written by Trinje Reidelberger that she read to
the jury, and a eulogy written by Jody Harrison that she read to the
jury.
Victim impact evidence is admissible under the United
States and Missouri Constitutions. State v. Deck, 994 S.W.2d 527,
538 (Mo. banc 1999); see also section 565.030.4, RSMo 1994. "[J]ust
as the defendant is entitled to present evidence in mitigation designed
to show that the defendant is a 'uniquely individual human being,' the
State is also allowed to present evidence showing each victim's 'uniqueness
as an individual human being.'" Id. at 538 (quoting Payne v.
Tennessee, 501 U.S. 808, 822-23 (1991)). Victim impact evidence
violates the Constitution only if it is so "unduly prejudicial that it
renders the trial fundamentally unfair." State v. Parker, 886 S.W.2d
908, 927 (Mo. banc 1994) (quoting Payne v. Tennessee, 501 U.S.
808, 824-26 (1991)).
Storey argues that the United States Supreme Court
decision in Payne does not authorize the "plethora of exhibits
created after Frey's death." Storey has failed, however, to show how the
specific evidence admitted in this case prejudiced him in such a way as
to render the trial fundamentally unfair.
A number of the exhibits were properly admitted. The
photographs of Frey with her class, the balloon release, and the
memorial garden serve to illustrate Frey's value to the community and
the impact of her death upon her friends and co-workers. In other words,
the exhibits help the jury to see the victim as something other than a "faceless
stranger." State v. Gray, 887 S.W.2d 369, 389 (Mo. banc 1994).
The trial court did not abuse its discretion in admitting these exhibits.
Likewise, the newsletter, poem, and eulogy each
describe Frey's unique characteristics and the contributions that she
made to society. Though reading a poem or eulogy may not be appropriate
in every case, the writings in this case were read into evidence by
their respective authors. Clearly, either author could have testified
about the victim without the aid of a writing. The prosecutor's choice
to use the recorded recollection simply does not result in unfair
prejudice under these facts.
Only one exhibit reached beyond the scope of proper
victim impact evidence. The photograph of Frey's tombstone was not
relevant to show the impact of Frey's death, and it inappropriately drew
the jury into the mourning process. Nevertheless, an analysis of
improperly admitted victim impact evidence must focus on fundamental
fairness. State v. Knese, 985 S.W.2d 759, 771-72 (Mo. banc 1999).
Though a photograph of a victim's tombstone will rarely be admissible,
there is no reason to treat it any differently than other types of
evidence. Id. As with all errors in the admission of evidence,
this Court reviews the admission of victim impact evidence "for
prejudice, not mere error, and will reverse only if the error was so
prejudicial that it deprived the defendant of a fair trial." State v.
Morrow, 968 S.W.2d 100, 106 (Mo. banc 1998). The question, then, is
whether the error in this case "so infects the sentencing proceeding as
to render it fundamentally unfair." Knese, 985 S.W.2d at 772. In
light of the other properly admitted evidence establishing the
particularly senseless and brutal nature of the murder of Jill Frey, we
simply can not conclude that the erroneous admission of an irrelevant
photograph deprived Storey of a fair trial. The point is denied.
3.
In his next point, Storey argues that the trial court
erred in excluding certain testimony of defense expert James Aiken.
Specifically, Aiken testified that the classification of "maximum
security inmate" would remain with Storey for the rest of his life
because "the sentence and the crime that he committed will never ever
change." The trial court sustained the State's objection based on the
speculative nature of Aiken's statement.
"It is within the trial court's sound discretion to admit or exclude an
expert's testimony . . .." State v. Davis, 814 S.W.2d 593, 603 (Mo.
banc 1991). Whether the Department of Corrections' classification system
will ever change is a matter of speculation. Moreover, the Governor of
Missouri retains the power to grant Storey clemency and reduce his
sentence. Mo. Const. art. IV, section 7. The trial court did not
abuse its discretion in excluding the speculative testimony. The point
is denied.
C. State's Closing Argument
In two points of error, Storey argues that the trial
court abused its discretion in overruling defense counsel's objection to
the State's closing argument. Specifically, he suggests that the trial
court erred in allowing the prosecutor to argue that Storey's mitigating
circumstances were a "laundry list of excuses," that Storey was "praying
for weakness," and that statistical analysis made it likely that "at
least two or three of [the jurors] were abused."
"The trial court has broad discretion in controlling
the scope of closing argument and the court's rulings will be cause for
reversal only upon a showing of abuse of discretion resulting in
prejudice to the defendant." State v. Deck, 994 S.W.2d 527, 543 (Mo.
banc 1999). "[B]oth parties have wide latitude in arguing during the
penalty phase of a first-degree murder case." State v. Carter,
955 S.W.2d 548, 558 (Mo. banc 1997). "[E]ven if the prosecution's
argument was improper, reversal is appropriate only if it is established
that the comment of which Appellant complains had a 'decisive effect on
the jury's determination.'" State v. Armentrout, 8 S.W.3d 99, 111
(Mo. banc 1999) (quoting State v. Hall, 982 S.W.2d 675, 683 (Mo.
banc 1998)). "In order for a prosecutor's statements to have such a
decisive effect, there must be a reasonable probability that the verdict
would have been different had the error not been committed." Deck,
994 S.W.2d at 543.
1.
Storey first complains that the trial court abused
its discretion when it allowed the State to characterize the
circumstances offered in mitigation as "a laundry list of excuses." He
suggests that the State's argument encouraged the jury to disregard the
jury instructions and the law. This point mischaracterizes the State's
role in closing arguments. "The prosecutor may comment on the evidence
and the credibility of the defendant's case. . . . Counsel may even
belittle and point to the improbability and untruthfulness of specific
evidence." State v. Hall, 982 S.W.2d 675, 683 (Mo. banc 1998) (quoting
State v. Kreutzer, 928 S.W.2d 854, 872 (Mo. banc 1996)).
In this case, the State did not argue that the jury
should disregard the evidence. The prosecutor simply argued that the
jury should give the mitigating evidence little or no weight. Clearly,
the State is not required to agree with the defendant that the evidence
offered during the penalty phase is sufficiently mitigating to preclude
imposition of the death sentence. To the contrary, the State is free to
argue that the evidence is not mitigating at all, so long as the trial
court properly instructs the jury to consider all of the evidence in
making its decision. The point is denied.
2.
Storey next contends that the trial court abused its
discretion by allowing the State to equate "mercy" with "weakness."
During defense counsel's closing argument, the defense asked the jury
for mercy. In response, the State argued to the jury that Storey did not
deserve mercy.
What the defense I think enjoys here, and they
depend upon is that you are good and decent people, and for you
killing is a last resort . . .. They come here and they beg you for
mercy. Well they ask for mercy and they're praying for weakness. . .
. Ladies and gentlemen, mercy is a good thing. Weakness is something
that we can ill afford. . . . Mercy is something that the strong
give to the weak and to the innocent. You are strong because you
have the power here, but that man doesn't qualify for mercy.
Storey suggests that the prosecutor's argument
encouraged the jury to disregard the mitigating factors in violation of
Missouri law and the United States Constitution.
We have cautioned against any suggestion that the
jury is weak if it fails to return a certain verdict. State v. Rousan,
961 S.W.2d 831, 851 (Mo. banc 1998). Nevertheless, "[a] prosecutor is
allowed to argue that the defendant does not deserve mercy under the
facts of a particular case." Id. In Rousan, the defense
asked for mercy during closing arguments. The prosecutor then discussed
the difference between mercy and weakness. He argued that the defendant
did not deserve mercy under the facts of the case. In conclusion, he
stated, "The defense has asked you for mercy and what they are hoping
for is weakness. I'm sorry. It's a hard choice. Weakness is something we
can no longer afford. Do your duty. Thank you folks." Id.
As in Rousan, we find that the State's comment
about weakness was isolated and part of a larger and otherwise
appropriate argument. We can not say under the facts of this case that
the trial court abused its discretion in overruling the defense
objection or that there is a reasonable probability that the jury's
verdict would have been different had the argument not been made.
Deck, 994 S.W.2d at 543. The point is denied.
3.
Storey next argues that the trial court abused its
discretion when it allowed the State to refer to matters not in evidence.
During closing arguments, the prosecutor stated, "Folks, a lot of people
come up rough, real rough. Chances are from the statistics that I read,
there are at least two or three of you that were abused some way
yourself, as I understand it, it is about somewhere around twenty
percent. . . . The simple fact of the matter is, that's not good enough
reason to kill, to commit murder."
"A prosecutor may not argue facts outside the
record." State v. Storey, 901 S.W.2d 886, 900 (Mo. banc 1995).
The record in this case did not contain evidence concerning the
statistical probability that the jurors had been abused. Therefore, the
prosecutor's reference to this statistical evidence was improper.
Nevertheless, the improper reference was an isolated and non-prejudicial
piece of closing argument. The prosecutor may ask the jurors to draw
upon their common experience and recognize that not all abused people
commit murder. Cf. State v. Clay, 975 S.W.2d 121, 139 (Mo. banc
1998) ("a prosecutor may call upon the jurors' common experience in
arguments concerning the prevalence of crime in the community and the
personal safety of its inhabitants."). Moreover, the prosecutor may
argue that the abuse Storey suffered did not outweigh the evidence in
aggravation of punishment. See State v. Knese, 985 S.W.2d 759,
774-75 (Mo. banc 1999).
Though referring to statistical data not in evidence
is improper during closing arguments, the reference in this case was
isolated and not prejudicial. The point is denied.
D. Jury Instructions
In two points of error, Storey contends that
Instruction No. 11 and 12 violated his rights under the United States
and Missouri Constitutions. He suggests that the trial court should have
substituted the defendant's proffered instructions. This claim is
without merit.
The language of Instruction No. 11 and 12 are
patterned exactly after MAI-CR 3d 313.46B and 313.48B. The instructions
are presumptively valid. State v. Ervin, 979 S.W.2d 149, 158 (Mo.
banc 1998). "Whenever there is an MAI-CR instruction applicable under
the law . . . , the MAI-CR instruction is to be given to the exclusion
of any other instruction." Id.
The first modification suggested by the defense
concerned MAI-CR 313.46B (Instruction No. 11), commonly referred to as
the "life option" instruction. Storey contends that the trial court
abused its discretion by refusing to insert the following highlighted
phrase into the pattern instruction:
You are not compelled to fix death as the
punishment even if you do not find the existence of one or more of
the mitigating circumstances sufficient to outweigh the aggravating
circumstances or circumstances which you find to exist. You must
consider all of the circumstances in deciding whether to assess and
declare the punishment at imprisonment for life by the
Department of Corrections without eligibility for probation or
parole or death. Whether that is to be your final decision
rests with you.
Storey argues that the modification was necessary to
ensure that the jury gave effect to all of the mitigating evidence.
See McKoy v. North Carolina, 494 U.S. 433, 437-38 (1990); Mills
v. Maryland, 486 U.S. 367, 375 (1988).
The requested modification, however, is superfluous.
The language of MAI-CR 313.46B adequately informs the jury that it
must consider all of the circumstances, including the mitigating
circumstances, in determining the appropriate punishment. Jury
instructions are not to be viewed in isolation, but are to be taken as a
whole to determine whether error occurred. Mallett v. State, 769
S.W.2d 77, 82 (Mo. banc 1989). The only choice facing the jurors by the
time they reached Instruction No. 11 was whether to sentence Storey to
death or life imprisonment. By considering all of the evidence in
determining whether to sentence Storey to death, the jury also
necessarily considered all of the evidence in determining whether to
sentence him to life imprisonment. The trial court did not commit error
when it refused to submit the proffered instruction. The point is denied.
The additional modifications offered by the defense
concerned pattern instruction MAI-CR3d 313.48B (Instruction No. 12),
also known as the "Verdict Mechanics" instruction. In two proposed
instructions, the defense inserted the following highlighted sentence
into paragraph three:
If you unanimously decide, after considering all
of the evidence and instructions of law given to you, that the
defendant must be put to death for the murder of Jill Lynn Frey,
your foreperson must write into your verdict all of the statutory
aggravating circumstances submitted in Instruction No. 8
which you found beyond a reasonable doubt and sign the verdict form
so fixing punishment. In addition, your foreperson must write
into your verdict all of the other specifically mentioned
aggravating circumstances submitted in Instruction No. ___ which you
found beyond a reasonable doubt.
When constructing MAI-CR3d 48B, the drafters of the
Missouri Approved Instructions contemplated the exact language offered
by the defense in this case. However, the Notes on Use specifically
state that the proposed sentence "will be included only if MAI-CR3d
313.41B was given." In this case, MAI-CR3d 313.41B is inapplicable
because the prosecution did not submit any non-statutory aggravating
circumstances for the jury's consideration. Thus, the proposed
modification is not only superfluous, but also contrary to the Notes on
Use. A trial court does not commit error when it refuses to submit an
incorrect instruction. State v. Parkhurst, 845 S.W.2d 31, 36-37 (Mo.
banc 1992).
Despite the superfluous language in paragraph three
of the proposed instructions, Storey argues that the trial court should
have included the following highlighted language in paragraph five:
If you are unable to unanimously find the
existence of at least one statutory aggravating circumstance beyond
a reasonable doubt as submitted in Instruction No. 8 , or if
you are unable to unanimously find there are aggravating
circumstances which warrant the imposition of a sentence of death,
as submitted in Instruction No. 9 , or if each juror
determines that there are one or more mitigating circumstances
sufficient to outweigh the aggravating circumstances found to exist,
as submitted in Instruction No. ___, then your
foreperson must sign the verdict form fixing the punishment at
imprisonment for life by the Department of Corrections without
eligibility for probation or parole.
Storey suggests that this additional phrase is
necessary for the instruction to comply with Section 565.030.4, RSMo
1994.
Section 565.030.4 outlines a four-step process that
the jury must consider when assessing punishment in a capital case. The
jury must assess the punishment at life imprisonment without the
eligibility of parole (1) if the jury does not find beyond a reasonable
doubt at least one statutory aggravating circumstance, (2) if the jury
does not find that the evidence in aggravation of punishment warrants
imposition of the death sentence, (3) if the jury concludes that there
is evidence in mitigation of punishment that outweighs the evidence in
aggravation of punishment, or (4) if the jury decides under all the
circumstances not to assess punishment at death. Section 565.030.4, RSMo
1994.
The trial court instructed the jury concerning this
four-step process in Instructions No. 8--11. Thus, the jury only reached
Instruction No. 12 after undertaking the process outlined by the statute.
Specifically, Instruction No. 10 told the jury that "if each juror finds
one or more mitigating circumstances sufficient to outweigh the
aggravating circumstances found to exist, then you must return a verdict
fixing defendant's punishment at life imprisonment . . .." In paragraph
four of Instruction No. 12, the jury was further admonished, "If you
unanimously decide, after considering all of the evidence and
instructions of law, that the defendant must be punished . . . by
imprisonment for life . . ., your foreperson will sign the verdict form
so fixing the punishment." This paragraph adequately informed the jury
of the proper verdict form should they choose to assess punishment at
life imprisonment after considering steps three or four of the capital
sentencing process. Storey's proposed modification added inapplicable
language to paragraph five, which instructed the jury concerning the
proper verdict form should the defendant be ineligible for the
death sentence under steps one or two of the capital sentencing process.
These instructions in no way precluded the jury from giving effect to
the mitigating evidence. See Buchanan v. Angelone, 118 S.Ct. 757,
761 (1998); Lockett v. Ohio, 438 U.S. 586, 604 (1978). The trial
court did not err in rejecting the proposed modifications.
The proposed modifications to Instruction No. 12
included one additional paragraph that the defense chose not to address
on appeal. Any objection concerning this modification is waived. See
State v. Morovitz, 867 S.W.2d 506, 510 (Mo. banc 1993); Rule
30.06(c); Rule 84.04(d)(1) and (4). The point is denied.
E. Statutory Aggravators
In his next point of error, Storey complains that the
trial court erred in submitting two statutory aggravating circumstances
to support the sentence of death. First, he contends that submission of
the "pecuniary gain" aggravating circumstance violated the
constitutional prohibition against double jeopardy. Second, he argues
that the evidence presented during the penalty phase was insufficient to
support a finding of either the "pecuniary gain" aggravating
circumstance or the "depravity of mind" aggravating circumstance.
1.
The trial court submitted the following "pecuniary
gain" aggravating circumstance to the jury:
In determining the punishment to be assessed
against defendant for the murder of Jill Lynn Frey, you must first
unanimously determine whether one or more of the following
aggravating circumstances exist:
1. Whether the defendant murdered Jill Lynn Frey for the purpose of
the defendant receiving money or any other thing of monetary value
from Jill Lynn Frey.
At each of Storey's previous sentencings, the jury
failed to find the "pecuniary gain" aggravating circumstance. Storey
contends that the submission of this aggravating circumstance to a third
jury violates the constitutional prohibition against double jeopardy.
In Poland v. Arizona, the United States Supreme Court squarely
addressed and rejected Storey's argument.
We reject the fundamental premise of petitioner's
argument, namely, that a capital sentencer's failure to find a
particular aggravating circumstance alleged by the prosecution
always constitutes an "acquittal" of that circumstance for double
jeopardy purposes. . . . Aggravating circumstances are not separate
penalties or offenses, but are "standards to guide the making of [the]
choice" between the alternative verdicts of death and life
imprisonment.
Poland v. Arizona, 476 U.S. 147, 155-56 (1986)
(quoting Bullington v. Missouri, 451 U.S. 430, 438 (1981)). In
accordance with Poland, this Court further stated,
The principle that emerges from Bullington
and Poland is that the failure to find a particular
aggravating circumstance forms the basis for judgment of acquittal
on the imposition of the death sentence only when there is a
complete failure to find that any aggravating circumstance exists to
support the death sentence.
State v. Simmons, 955 S.W.2d 752, 759-60 (Mo.
banc 1997).
Storey contends that the recently decided cases of
Jones v. United States, 526 U.S. 227 (1999), and Apprendi v. New
Jersey, 120 S.Ct. 2348 (2000), suggest that the Court has begun to
reexamine the application of the double jeopardy clause to sentencing.
To the contrary, the Apprendi Court specifically rejected the
contention that its ruling had any effect on the finding of aggravating
factors in capital cases. Apprendi, 120 S.Ct. at 2366; see
also Jones, 526 U.S. at 250-51. The submission of the "pecuniary
gain" aggravating circumstance did not violate the Double Jeopardy
Clause. The point is denied.
2.
Storey also challenges the sufficiency of the
evidence to sustain the aggravating circumstances found by the jury.
Storey failed to preserve this claim for appeal. Issues that were not
preserved may be reviewed for plain error only, which requires the court
to find that manifest injustice or miscarriage of justice has resulted
from the trial court error. State v. Worthington, 8 S.W.3d 83, 87
(Mo. banc 1999).
"As to the sufficiency of the evidence to support the
aggravating circumstances, the test is whether a reasonable juror could
reasonably find from the evidence that the proposition advanced is true
beyond a reasonable doubt." State v. Simmons, 955 S.W.2d 752, 768
(Mo. banc 1997). In this case, Storey entered Jill Frey's apartment with
a knife. He knew that she was home, and he admitted that his intent was
to obtain something of value to purchase more alcohol. After murdering
Frey, Storey rummaged through her belongings and took her wallet, keys,
and vehicle. This evidence is certainly sufficient to support a finding
that Storey murdered Frey for the purpose of receiving money or any
other thing of monetary value. Furthermore, the evidence supports a
finding that Storey brutally beat Jill Frey to death, inflicting no
fewer than twenty blunt force impacts, six broken ribs, a stab wound to
the abdomen, and two incise wounds to the neck. The evidence further
supports the finding that all of these wounds were inflicted while Frey
was alive and conscious. The "depravity of mind" aggravating
circumstance is fully supported by the evidence. The point is denied.
F. Proportionality Review
In his final point, Storey contends that his sentence
is disproportionate under section 565.035, RSMo 1994. Section 565.035
requires us to independently review the sentence of death to determine
(1) whether it was imposed under the influence of passion or prejudice
or any other arbitrary factor; (2) whether there was sufficient evidence
to support the finding of statutory aggravating circumstances and any
other circumstance found; and (3) whether the sentence was excessive or
disproportionate to the penalty imposed in similar cases considering the
crime, the strength of the evidence, and the defendant.
Storey argues that the prosecutor improperly appealed
"to the jury's passions and prejudices through improper victim impact
evidence and through other improper arguments and procedure." The three
trials of this case unfortunately exhibit a consistent attempt by the
prosecutor to push the envelope of proper advocacy. We condone the
prosecutor's strategy no more in this trial than in the previous two
that were reversed. Nonetheless, the extent of the prosecutor's
overzealous behavior here does not reach that of Storey I. We
find in this case that the imposition of the death penalty by a third
jury was in response to a senseless and brutal murder and not as a
result of any improper influence of passion, prejudice, or any other
arbitrary factor.
We next review the trial court's findings to
determine if the evidence supports -- beyond a reasonable doubt -- the
existence of an aggravating circumstance and any other circumstance
found. Section 565.035, RSMo 1994; State v. Clayton, 995 S.W.2d
468, 484 (Mo. banc 1999). In this case, the jury unanimously found two
statutory aggravating circumstances as a basis for considering the death
sentence. The evidence supports, beyond a reasonable doubt, a finding
that Storey murdered Jill Frey for the purpose of receiving money or any
other thing of monetary value and that the murder of Jill Frey involved
depravity of mind. Section 565.032.2 (4) and (7), RSMo 1994.
Lastly, we must determine whether the sentence of
death is excessive and disproportionate considering the crime, the
strength of the evidence, and the defendant. Section 565.035.3 (3), RSMo
1994. In making this determination, we consider similar cases where the
death penalty was imposed. Clayton, 995 S.W.2d at 484. This Court
has upheld sentences of death in similar cases where the defendant
evidenced depravity of mind through excessive acts of brutality and
abuse. See, e.g., State v. Knese, 985 S.W.2d 759 (Mo. banc 1999);
State v. Ervin, 979 S.W.2d 149 (Mo. banc 1998); State v.
Johnston, 957 S.W.2d 734 (Mo. banc 1997); State v. Taylor,
929 S.W.2d 209 (Mo. banc 1996). We have also found the death sentence
appropriate where the defendant entered the victim's home and committed
murder for pecuniary gain. See, e.g., State v. Wolfe, 13
S.W.3d 248 (Mo. banc 2000); State v. Worthington, 8 S.W.3d 83, (Mo.
banc 1999); State v. Jones, 979 S.W.2d 171 (Mo. banc 1998);
State v. Barnett, 980 S.W.2d 297 (Mo. banc 1998); State v.
Simmons, 955 S.W.2d 752 (Mo. banc 1997); State v. Kreutzer,
928 S.W.2d 854 (Mo. banc 1996).The penalty in this case is
neither excessive nor disproportionate.