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Mark E. Olive, Tallahassee, FL, for Appellant.Paul
G. Summers, Attorney General & Reporter, Michael E. Moore, Solicitor
General, Gordon W. Smith, Associate Solicitor General, Nashville,
Tennessee, H. Greeley Wells, Jr., District Attorney General Second
Judicial District, Edward E. Wilson, Assistant District Attorney,
Blountville, TN, for Appellee.
O P I N I O N
In this post conviction capital appeal, we must
determine whether the jury's reliance upon the invalid felony murder
aggravating circumstance as support for imposition of the death
penalty is harmless error beyond a reasonable doubt under the analysis
adopted in State v. Howell, 868 S.W.2d 238 (Tenn.1993). Both the
trial court and the Court of Criminal Appeals concluded that the error
was harmless and dismissed the petition for post conviction relief.
After fully reviewing the record, we conclude that the sentence would
have been the same had the jury given no weight to the invalid felony
murder aggravating circumstance and therefore affirm the lower courts'
dismissal of the petition.
FACTUAL BACKGROUND
On February 15, 1978, James Keegan, the sole
proprietor of a used clothing store in downtown Kingsport, Tennessee,
was murdered. Keegan's body was found on the floor of his store.
His pockets had been emptied of his billfold and a large roll of money
he habitually carried, and several items were missing from the store.
Keegan had sustained a severe blow to the head with a blunt object
and deep lacerations on his scalp and ear. Keegan's death resulted
from a deep laceration which extended the entire width of his neck.
Keegan's throat had been slit literally from ear to ear. The
laceration was approximately three inches deep and completely severed
both the large muscle of Keegan's neck and his jugular vein.
According to the medical examiner, Keegan had been unconscious from
the blow to his head when his throat had been cut, and Keegan had bled
to death from the neck wound within fifteen minutes.
Donald Wayne Strouth and Jeffrey Stuart Dicks had
been seen in the area of the store around the time of the murder, and
they were eventually arrested and charged with the robbing and killing
of Keegan. The State sought the death penalty with respect to both
Strouth and Dicks. Each made a pre-trial statement to police
acknowledging his presence at the scene of the crime, but accusing the
other of killing Keegan. For this reason, Strouth and Dicks were
tried separately to avoid the possibility of violating Bruton v.
United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968).
The proof introduced at Strouth's trial
demonstrated that Keegan's body was discovered by his wife around noon.
Police were called to the scene of the crime and discovered two sets
of footprints outside the back entrance of the store. Police also
discovered that an electric heater had been turned on inside the store
and a fuel-soaked towel had been placed across the heater. Testimony
indicated that Keegan did not use electric heaters and had them in the
store only as resale items. Dicks and his girlfriend, Betty Merrit,
lived in an apartment near the store owned by Keegan, and were often
visited by their friends, Strouth and his girlfriend, Barbara Davis.
About a week before the murder, Dicks and Merrit went to Keegan's
store and sold him some clothes. According to Merrit, Keegan paid
them from a large roll of cash he kept in his front pants pocket. On
the day before the murder, an employee of a nearby dry cleaners
testified that he had seen Strouth and Dicks standing and talking
beside the cleaners, near Keegan's store. Two other eyewitnesses saw
both Strouth and Dicks in the area of Keegan's store on the morning of
the murder.
Evidence accumulated by the police and introduced
at Strouth's trial tended to show that Strouth had been the person who
actually cut Keegan's throat. Witnesses testified to seeing blood on
Strouth's hands and clothes shortly after the murder. Strouth's
girlfriend told the jury that she had given Strouth a large hawkbill
knife as a present sometime before the murder, and she said that
Strouth had admitted to the robbery, and stated, “Jeff froze on me.”
The medical examiner testified that the hawk-bill knife owned by
Strouth was consistent with and could have been used to slit Keegan's
throat. The medical examiner also testified that the blood spots on
the pants that Strouth had worn at the time of the murder were
consistent with the theory that Strouth had stood over the victim and
cut his throat.1
Upon hearing the proof, the jury found Strouth
guilty of murder in the perpetration of a robbery and robbery with a
deadly weapon. In the subsequent sentencing hearing, the State
relied upon the following six aggravating circumstances: (1) the
defendant was previously convicted of one or more felonies, other than
the present charge, which involved the use or threat of violence to
the person; (2) the defendant knowingly created a great risk of death
to two or more persons, other than the victim murdered, during his act
of murder; (3) the defendant committed murder for remuneration or the
promise of remuneration; (4) the murder was especially heinous,
atrocious, or cruel in that it involved torture or depravity of mind;
(5) the murder was committed for the purpose of avoiding, interfering
with, or preventing a lawful arrest or prosecution of the defendant or
another; and (6) the murder was committed while the defendant was
engaged in committing or was an accomplice in the commission of, or
was attempting to commit ․ robbery. Tenn.Code Ann.
§ 39-2404(i)(2)-(i)(7) (Supp.1978).
Little proof was offered by either the State or the
defendant at the sentencing hearing. The State offered proof to
establish that the defendant had been previously convicted of a felony
crime against nature in North Carolina. The defense called Officer
Jim Keesling, who had taken two statements from Strouth on March 8 and
9, 1978. Officer Keesling read the statements into the record for
the jury's consideration. In the first statement Strouth denied that
he had been in Kingsport on the day of the murder, and in the second
statement, Strouth claimed that Dicks and a third person had committed
the robbery and murder while he waited in the car. The defense
attempted to call a minister and sociology teacher to testify about
the Christian philosophy on the death penalty and about the deterrent
effect of the death penalty, but, the trial court disallowed the
testimony after a jury-out hearing.
The jury deliberated for approximately seven hours
before returning a verdict. Finding that the State had proven two
aggravating circumstances beyond a reasonable doubt, (1) the murder
was especially heinous, atrocious or cruel in that it involved torture
or depravity of mind; and (2) the murder was committed while the
defendant was engaged in committing a robbery,2
and also finding that there were no mitigating circumstances
sufficiently substantial to outweigh the aggravating circumstances,
the jury sentenced Strouth to death by electrocution.
On direct appeal to this Court, Strouth's first
degree felony murder conviction and death sentence were affirmed. State
v. Strouth, 620 S.W.2d 467 (Tenn.1981), cert. denied, 455 U.S. 983,
102 S.Ct. 1491, 71 L.Ed.2d 692 (1982).3
However, this Court vacated Strouth's armed robbery conviction
holding that dual convictions for felony murder and the underlying
felony violated principles of double jeopardy.4
Strouth filed his first post-conviction petition in
1982, alleging numerous constitutional violations. After a lengthy
evidentiary hearing, the trial court denied relief. The Court of
Criminal Appeals affirmed, and this Court declined to review the case.
Strouth v. State, 755 S.W.2d 819 (Tenn.Crim.App.1986), perm. app.
denied (Tenn.1987).
Strouth's current post-conviction petition was
filed on December 30, 1993. Among the claims raised, Strouth
asserted that his death sentence should be set aside under State v.
Middlebrooks, 840 S.W.2d 317 (Tenn.1992). The trial court held an
evidentiary hearing and concluded that the Middlebrooks error was
harmless beyond a reasonable doubt under the analysis adopted by this
Court in Howell, supra. The trial court held that the remaining
claims were either barred by the statute of limitations or waived.5
The Court of Criminal Appeals affirmed the trial court's dismissal of
the petition, also finding the Middlebrooks error harmless beyond a
reasonable doubt.
Thereafter, we granted Strouth's appeal limited to
the issue of whether the lower courts' erred in finding the
Middlebrooks error harmless beyond a reasonable doubt.6
For the reasons that follow, we affirm the judgment of the Court of
Criminal Appeals which upheld the trial court's dismissal of the post
conviction petition.
HARMLESS ERROR ANALYSIS
In Middlebrooks, a majority 7
of this Court determined that when a defendant is convicted of first
degree murder solely on the basis of felony murder, the felony murder
aggravating circumstance may not be used as a basis to support
imposition of the death penalty because the aggravating circumstance
merely duplicates the elements of the underlying offense. As such,
the felony murder aggravating circumstance fails to sufficiently
narrow the class of death-eligible murderers and violates Article I,
§ 16 of the Tennessee Constitution.8
840 S.W.2d at 346. We held that a sentence of death may not be
imposed for a conviction of first degree felony murder unless it is
based upon at least one of the other statutory aggravating
circumstances. Id. at 346-47. Because the rule announced in
Middlebrooks enhanced the integrity and reliability of the sentencing
process, we have applied the rule retroactively. State v. Boyd, 959
S.W.2d 557, 560 (Tenn.1998); Barber, 889 S.W.2d at 186.
In this case, at the guilt phase of the trial,
Strouth was convicted of the first degree felony murder of James
Keegan. In the sentencing phase of the trial, the jury based the
sentence of death upon two aggravating circumstances, one of which was
that the crime was committed while the defendant was engaged in
committing the felony of robbery. Accordingly, the jury's reliance
upon the felony murder aggravating circumstance in this case
contravenes the rule adopted in Middlebrooks.
However, error under Middlebrooks does not result
in automatic reversal; such error is subject to harmless error
analysis. A comprehensive analytical framework to govern harmless
error analysis was first announced by this Court in State v. Howell,
868 S.W.2d 238 (Tenn.1993). In that case we held that a Middlebrooks
error will be deemed harmless if a reviewing court concludes “beyond a
reasonable doubt that the sentence would have been the same had the
jury given no weight to the invalid felony murder aggravating factor.”
Id. at 262. Our holding was premised upon decisions of the United
States Supreme Court which had directed that if a jury considers an
invalid or improper aggravating circumstance, either “constitutional
harmless error analysis or reweighing at the trial or appellate level
suffices to guarantee that the defendant received an individualized
sentence.” Stringer v. Black, 503 U.S. 222, 232, 112 S.Ct. 1130,
1137, 117 L.Ed.2d 367 (1992); see also Richmond v. Lewis, 506 U.S.
40, 113 S.Ct. 528, 121 L.Ed.2d 411 (1992); Clemons v. Mississippi,
494 U.S. 738, 110 S.Ct. 1441, 108 L.Ed.2d 725 (1990).
In Howell, we stressed the importance of applying a
harmless error analysis which guarantees the precision that
individualized sentencing demands and which also provides a principled
explanation for our decision in each case. Id. at 260-61; Boyd, 959
S.W.2d at 560. To aid reviewing courts in achieving these twin
objectives, we enumerated several nonexclusive factors which should
guide the harmless error analysis. The factors include, but are not
limited to, the following: (1) the number and strength of the
remaining valid aggravating circumstances; (2) the extent to which
the prosecutor emphasizes the invalid aggravating circumstance during
closing argument; (3) the evidence admitted to establish the invalid
aggravating circumstance; and (4) the nature, quality, and strength
of the mitigating evidence. Howell, 868 S.W.2d at 260-61. If a
reviewing court is convinced beyond a reasonable doubt that the jury
would have imposed the same sentence had it given no weight to the
invalid aggravating circumstance, the error is harmless and the
sentence may be affirmed. Id. at 262. Applying the analysis in this
cases leads us to conclude that the error is harmless and does not
require resentencing.
We first consider the strength of the single
remaining valid aggravating circumstance-the murder was especially
heinous, atrocious or cruel in that it involved torture or depravity
of mind. Tenn.Code Ann. § 39-2404(i)(5) (Supp.1978). Strouth
asserts that this aggravating circumstance is weak and lacks objective
reliability. In support of his argument, Strouth points out that
Keegan was unconscious when his throat was cut and therefore did not
experience pain. Strouth also emphasizes that the jury instructions
included only the language of the statutory aggravating circumstance
and did not include the definitions announced later by this Court in
State v. Williams, 690 S.W.2d 517, 529-532 (Tenn.1985). The State
responds that this Court has repeatedly upheld the constitutionality
of the (i)(5) aggravating circumstance, and has never held that the
Williams definitions are constitutionally required. The State
emphasizes that a victim need not be conscious to support a finding of
depravity of mind and contends that the proof in this record
overwhelmingly establishes the applicability and strength of the
aggravating circumstance. We agree.
As noted by the State, this Court has repeatedly
upheld the constitutional validity of the (i)(5) aggravating
circumstance. See e.g. State v. Blanton, 975 S.W.2d 269, 280 (Tenn.1998);
Hartman v. State, 896 S.W.2d 94, 105 (Tenn.1995); State v. Black,
815 S.W.2d 166, 181 (Tenn.1991); State v. Thompson, 768 S.W.2d 239,
252 (Tenn.1989); State v. Barber, 753 S.W.2d 659, 670 (Tenn.1988).
In addition, as the State points out, we have specifically held that
the Williams instruction requirement is not to be retroactively
applied. State v. O'Guinn, 709 S.W.2d 561, 568 (Tenn.1986). Finally,
we have never held that the Williams definitions are constitutionally
required. Hartman, 896 S.W.2d at 105. In fact, in Thompson, we
distinguished the language of Tennessee's (i)(5) aggravating
circumstance from the language held to be unconstitutionally vague by
the United States Supreme Court in Godfrey v. Georgia, 446 U.S. 420,
100 S.Ct. 1759, 64 L.Ed.2d 398 (1980), and Maynard v. Cartwright, 486
U.S. 356, 108 S.Ct. 1853, 100 L.Ed.2d 372 (1988). We pointed out
that, unlike those cases, the “heinous, atrocious, or cruel” language
in the Tennessee statute does not stand alone, but, instead, is
modified and limited by the phrase, “in that it involved torture or
depravity of mind.” Thompson, 768 S.W.2d at 252.9
In conducting Howell harmless error review, we have considered
whether the Williams instructions were provided to the jury.10
We necessarily must consider the evidence and instructions remaining
after elimination of the invalid aggravating circumstance in order to
answer the inquiry posed by Howell-whether beyond a reasonable doubt
the sentence would have been the same had the jury given no weight to
the invalid aggravating circumstance. The absence of the Williams
definitions has never been held to limit the significance of the
(i)(5) aggravating circumstance in a Howell analysis.
Though the (i)(5) aggravating circumstance is more
subjective than other aggravating circumstances in the sense that it
requires careful consideration of the facts of each murder, this
subjectivity does not negate its strength in a Howell analysis if, as
in this case, the evidence in the record presented to the jury
overwhelmingly established the applicability of the aggravating
circumstance.
In this case, the victim was approximately seventy
(70) years old at the time of the murder. The medical examiner found
that Keegan had suffered a skull fracture so severe that the skull had
been pushed in toward the brain, causing a laceration on the frontal
lobe of the brain. This injury bruised the outer surface of the skin
and was two inches in diameter. A blunt instrument, possibly a rock,
likely caused this wound and rendered the victim unconscious. Keegan
also had a jagged laceration over the right portion of his skull which
penetrated the full thickness of the scalp through to the bone. This
injury was one-half to three-quarters of an inch deep. Keegan also
had a laceration across his right ear which transected and cut through
the cartilage. Both of these wounds were made by a very sharp
instrument. The fatal injury was a laceration of the throat which
extended from ear to ear and which was two and one-half to three
inches in depth. As one law enforcement official described this
wound, the “victim's throat was cut; head almost decapitated.” The
medical examiner testified that this fatal wound was inflicted when
the victim was lying unconscious on the floor. The cruelty with
which the perpetrators attacked this elderly man and showed no mercy
toward him after he was already unconscious and helpless demonstrates
depravity of mind. See State v. Zagorski, 701 S.W.2d 808, 814 (Tenn.1985)
(holding that infliction of gratuitous violence and needless
mutilation of victims who were already helpless evinced depravity of
mind); State v. Van Tran, 864 S.W.2d 465 (Tenn.1993) (holding that
depravity of mind established by proof that the defendant shot the
seventy-four-year-old victim as she lay injured and helpless on the
floor).
In specifically rejecting Strouth's vagueness
challenge to the aggravating circumstance in an opinion denying his
petition to rehear this Court's opinion on direct appeal, we described
the aggravating circumstance and the proof supporting it as follows:
This Court has consistently held that this
aggravating circumstance is directed to the conscienceless or pitiless
act of a defendant which is unnecessarily torturous to the victim, or
evinces a depraved state of mind; and that the depraved state of mind
or the torture inflicted must meet the test of heinous, atrocious, or
cruel. See State v. Pritchett, 621 S.W.2d 127 (Tenn.1981); State v.
Groseclose, et al., 615 S.W.2d 142 (Tenn.1981); State v. Dicks, 615
S.W.2d 126 (Tenn.1981). This holding or construction, in our opinion,
meets the test of Godfrey v. Georgia, supra, and also that voiced in
Proffitt v. Florida, 428 U.S. 242, 255-56, 96 S.Ct. 2960, 2968, 49
L.Ed.2d 913 (1976).
[Strouth] and his companion-in-crime Jeffrey Dicks,
struck James Keegan on the head with a rock, rendering him unconscious.
While Mr. Keegan was in an unconscious state, [Strouth] and his
companion slit Mr. Keegan's throat and left him to bleed to death-a
cold-blooded, intentional, conscienceless and pitiless act. An act
which can only be characterized as heinous and atrocious, and one
which evinces a depraved state of mind and justifies the imposition of
the death penalty, no mitigating circumstances being shown.
Contrary to Strouth's assertion, the remaining
valid aggravating circumstance in this case is strong. It is
supported by an abundance of proof which was presented to the jury.
Given the qualitative nature of this aggravating circumstance and the
high quantum of proof supporting, we conclude that it carried
substantial weight with the jury.
Next, we must consider the extent to which the
prosecutor emphasized the invalid felony murder aggravating
circumstance in his closing argument. Our review of the record does
not indicate that the district attorney placed any unusual emphasis on
this aggravating circumstance. The closing argument first focused
upon the fact that little or no evidence of mitigating circumstances
had been presented. Next the prosecutor argued each of the six
aggravating circumstances upon which the State was relying at the
sentencing hearing. The argument relating to the felony murder
aggravating circumstance was minimal. The prosecutor merely reminded
the jurors that by finding the defendant guilty of the offense, they
had also found the felony murder aggravating circumstance.
In his brief, Strouth quotes extensively from the
district attorney's argument in an attempt to demonstrate undue
emphasis. However, as the Court of Criminal Appeals held, an
objective reading of these excerpts reveals that the prosecution was
trying to emphasize an aggravating circumstance that the jury
eventually rejected, that the murder was committed to avoid arrest or
prosecution, i.e. a witness killing. Therefore, the prosecutor did
not unduly emphasize the invalid aggravating circumstance in closing
argument. In fact, the emphasis placed upon this aggravating
circumstance was minimal.
Next, we note that no materially inaccurate or
inadmissible evidence was admitted to establish the aggravating
circumstance. The evidence relied upon to establish the aggravating
circumstance had been properly admitted at the guilt phase of the
trial to support the conviction for felony murder. See Howell, 868
S.W.2d at 261. No additional evidence was introduced to support the
invalid aggravating circumstance at sentencing. An aggravating
circumstance which duplicates the elements of the underlying crime has
less relative tendency to prejudicially affect the sentence imposed.
Id.
Finally, we must consider the nature, strength, and
quality of the mitigating evidence. We note that very little
evidence was offered in mitigation. Officer Keesling read two
statements Strouth had given to law enforcement officials. Counsel
for the defense sought to introduce evidence on the Christian
philosophy of death as a punishment, but the court excluded such
evidence as irrelevant. Strouth now argues that much weight should
be given to the fact that he was young at the time this offense was
committed-nineteen-years-old. He argues that youth is an
intrinsically strong mitigating circumstance and that it lessens his
degree of culpability for the crime. The State mentioned the
defendant's age when arguing to the jury that little mitigation
evidence had been presented. Defense counsel did not stress
Strouth's age in closing argument. Instead, defense counsel asked
the jury to impose a life sentence because all “killing,” including
the death penalty as punishment for crime, is wrong.
We agree with the Court of Criminal Appeals that
the quality of the mitigation offered was weak. Strouth's statements
read by Officer Keesling to the jury were contradictory. Any
positive effect the exculpatory statement may have had was virtually
eliminated when measured against testimony and physical evidence at
trial that demonstrated Strouth's primary role in the crime. The
fact that Strouth was nineteen at the time of the killing carries no
great mitigation weight since the record reflects that Strouth had
been living independent of his parents, traveling routinely between
Tennessee and North Carolina, and committing crimes as a juvenile.
This is not the picture of a dependent teenager, nor does it
demonstrate an innocent young man whose inexperience in criminal
matters may have led him into an unlawful situation. Though Strouth
argues that he did not actually commit the murder, but was merely
present when it occurred and submits that this lesser degree of
culpability should be considered in mitigation, the evidence submitted
at trial belies these contentions. The evidence, as summarized
previously, indicates that Strouth was actively involved in the crime
and actually inflicted the fatal wound. Overall, the quantity,
nature and quality of the mitigating evidence is weak.
CONCLUSION
After fully considering the record in this case in
light of the analysis adopted in Howell, we are convinced, beyond a
reasonable doubt, that the sentence would have been the same had the
jury given no consideration to the invalid felony murder aggravating
circumstance. Therefore, we conclude that the jury's consideration
of the invalid aggravating circumstance was harmless error. The
remaining aggravating circumstance was supported by an abundance of
proof which was qualitatively persuasive. The prosecutor did not
emphasize the invalid aggravating circumstance in his closing argument,
and no inadmissible evidence was introduced to support the invalid
felony murder aggravating circumstance. Little mitigation proof was
offered, and the nature and quality of the mitigating proof which was
offered is weak. As a result, we conclude that the trial court and
Court of Criminal Appeals correctly held the Middlebrooks error
harmless beyond a reasonable doubt. The judgments of the lower
courts which dismissed Strouth's petition for post-conviction relief
are affirmed. Unless stayed by this Court or other proper authority,
Strouth's sentence of death by electrocution shall be carried out on
October 28, 1999.
I agree with the majority's conclusion that the
defendant's petition for post-conviction relief should be dismissed.
I, however, write separately to voice my disagreement with the
majority's holding that a State v. Middlebrooks, 840 S.W.2d 317 (Tenn.1992),
error occurred in this case.
The defendant was charged, in a fact-specific
indictment, with “killing and murdering [the victim] in the first
degree.” The trial judge charged the jury on both premeditated
murder and felony murder. The jury deliberated with the judge's
written instructions that included detailed instructions on both
theories. The jury returned with a single, or general, verdict and
stated that: “We, the jury, find the defendant guilty of murder in
the first degree.”
Tennessee courts have consistently held that a
single-count indictment charging premeditated murder is sufficient to
support a conviction of either premeditated first degree murder or
felony murder. “The perpetration of the felony, during which a
homicide occurs, is the legal equivalent of premeditation,
deliberation and malice.” State v. Beasley, 699 S.W.2d 565 (Tenn.Crim.App.
1985) perm. to appeal denied (citing Sullivan v. State, 121 S.W.2d
535, 538 (Tenn.1938) (stating theories were “legal equivalent”)); see
also Farmer v. State, 296 S.W.2d 879, 883 (Tenn.1956) (holding
premeditated intent to commit felony is transferrable to the homicide
to supply malice aforethought); see generally Schad v. Arizona, 501
U.S. 624, 630, 111 S.Ct. 2491, 2496, 115 L.Ed.2d 555 (1991) (“the
intent to kill and the intent to commit a felony are alternative
aspects of the single concept of malice aforethought.”). A defendant
is not denied due process when charged under one theory of first
degree murder but convicted under a different theory. Beasley, 699
S.W.2d at 566-67 (no due process violation or deprivation of the
opportunity to prepare a defense). Accordingly, first degree murder
in 1978 was but a single crime with various means of commission
whether the killing was premeditated or occurred during a felony.
I agree with the majority's position that a
Middlebrooks error occurs only “when a defendant is convicted of first
degree murder solely on the basis of felony murder” and when the
felony murder aggravating circumstance is utilized. I would conclude,
however, that a Middlebrooks error does not occur when a jury returns
a general verdict convicting a defendant of both felony murder and
premeditated murder. Carter v. State, 958 S.W.2d 620 (Tenn.1997)
(holding no Middlebrooks error when jury renders a general verdict of
first degree murder); see generally Schad, 501 U.S. at 631, 111 S.Ct.
at 2497 (“never suggested that ․ jurors should be required to agree
upon a single means of commission” for first degree murder).
The jury in this case was clearly charged that
first degree murder can be committed in one of two ways: with
premeditation and deliberation or during the perpetration of a felony.
The jury returned a non-specific verdict finding the defendant
“guilty of murder in the first degree.” I, therefore, would hold
that a Middlebrooks error did not occur in this case because the
defendant's conviction for first degree murder was not based solely on
felony murder.
Finally, I would note that even assuming, as the
majority concludes, that a Middlebrooks error occurred in this case, I
am in agreement with the majority's finding that the Middlebrooks
error was harmless beyond a reasonable doubt. For both of these
reasons, I agree with the majority's conclusion that the dismissal of
the defendant's petition for post-conviction relief should be affirmed.
FOOTNOTES
1. A more
complete recitation of the facts is contained in this Court's opinion
on direct appeal. See State v. Strouth, 620 S.W.2d 467 (Tenn.1981).
2. Tenn.Code
Ann. § 39-2404(i)(5) & (i)(7) (Supp.1978).
3. In his
separate trial, co-defendant Dicks was also convicted of first degree
felony murder and sentenced to death by electrocution. Dicks'
conviction and death sentence were also affirmed by this Court on
direct appeal. State v. Dicks, 615 S.W.2d 126 (Tenn.1981).
4. This
Court later held in State v. Blackburn, 694 S.W.2d 934 (Tenn.1985),
that dual convictions for both felony murder and the underlying felony
do not violate double jeopardy principles.
5. The
post conviction statute of limitations on this case expired on July 1,
1989. Tenn.Code Ann. § 40-30-102 (repealed 1995); Abston v. State,
749 S.W.2d 487 (Tenn.Crim.App.1988). However, Middlebrooks announced
a new constitutional rule which is to be applied retroactively. Barber
v. State, 889 S.W.2d 185, 186 (Tenn.1994). Accordingly, with regard
to Strouth's Middlebrooks claim, which arose after the expiration of
the statute of limitations, the present petition was timely filed
under the rule announced in Burford v. State, 845 S.W.2d 204 (Tenn.1992);
see also Sands v. State, 903 S.W.2d 297 (Tenn.1995).
6. Following
oral argument, this Court ordered supplemental briefing on three
additional issues. Upon consideration of the supplemental briefs,
particularly the thorough brief filed by and through counsel for
Strouth, the Court is now convinced that Strouth was convicted solely
on the basis of felony murder. Therefore, we deem it unnecessary to
address in the body of this opinion the issues upon which supplemental
briefing was ordered.
7. The
author of this opinion and retired Justice O'Brien dissented from the
holding in Middlebrooks. 840 S.W.2d at 347-50 (Drowota, J.,
dissenting).
8. Though
the decision in Middlebrooks discussed federal law, this Court has
emphasized in subsequent cases that Middlebrooks was based
independently upon Article I, § 16 of the Tennessee Constitution. State
v. Bigbee, 885 S.W.2d 797, 816 (Tenn.1994).
9. As
support for his contention that the (i)(5) aggravating circumstance is
unconstitutionally vague without further definition Strouth relies
upon the Sixth Circuit's decision in Houston v. Dutton, 50 F.3d 381
(6th Cir.1995). In our view, the Houston decision on this issue is
not particularly persuasive considering that the State conceded the
“instruction to be erroneous in this case.” Id. at 387. In any
event, this Court is not bound by decisions of the federal district
and circuit courts. We are bound only by decisions of the United
States Supreme Court. State v. McKay, 680 S.W.2d 447, 450 (Tenn.1984).
This issue has been asserted in the United States Supreme Court by
many inmates of Tennessee's death row, yet the Supreme Court has never
granted review and held the (i)(5) aggravating circumstance
unconstitutional. We realize that the United States Supreme Court's
denial of certiorari is not a ruling on the merits. Teague v. Lane,
489 U.S. 288, 296, 109 S.Ct. 1060, 1067, 103 L.Ed.2d 334 (1989).
However, until the United States Supreme Court renders an opinion
holding the aggravating circumstance unconstitutional, we will
continue to adhere to the prior decisions of this Court which have
upheld the constitutional validity of the aggravating circumstance.
10. In
Hartman, 896 S.W.2d at 103-104, this Court considered the fact that
the jury was not given the Williams definitions as part of its Howell
analysis. Also considered significant in that case was the fact that
the (i)(5) aggravating circumstance was based almost entirely upon the
testimony of a witness whose credibility had been “seriously contested.”
Though the Williams definitions were not given in this case, unlike
Hartman, the (i)(5) aggravating circumstance is based upon objective
physical evidence and testimonial evidence which is not seriously
disputed.
DROWOTA, J.
ANDERSON, C.J. and BIRCH, J., concur.HOLDER, J.,
concurs with Separate Concurring Opinion.