IN THE UNITED STATES COURT
OF APPEALS
FOR THE FIFTH CIRCUIT
No. 94-50444
VERNON LAMAR SATTIEWHITE,
Petitioner-Appellant,
versus
WAYNE SCOTT, Director, Texas
Department of Criminal Justice, Institutional
Division, Respondent-Appellee.
Appeal from the United States
District Court for the Western District of Texas
(SA-91-CA-1152)
(April 20, 1995)
Before KING, JOLLY, and
DeMOSS, Circuit Judges.
E. GRADY JOLLY, Circuit Judge:*
Vernon Lamar Sattiewhite appeals the district
court's denial of his application for a writ of
habeas corpus pursuant to 28 U.S.C. § 2254. For
the reasons set out below, we affirm the
district court's judgment.
I
On the morning of June 19,
1986, Sattiewhite kidnapped and murdered his
former girlfriend, Sandra Sorrell.1 On December
11, 1986, a jury found him guilty of capital
murder. In the separate sentencing hearing the
following day, the same jury answered
affirmatively the two special issues submitted
pursuant to former Article 37.071(b) of the
Texas Code of Criminal Procedure, thereby
sentencing him to death.
Sattiewhite directly appealed
to the Texas Court of Criminal Appeals, which
affirmed his conviction and sentence on October
25, 1989. Sattiewhite v. State, 786 S.W.2d 271
(Tex. Crim. App. 1989).
Sattiewhite's motion for
rehearing was denied on March 28, 1990.
Id. at 271. The Supreme Court
denied certiorari on October 1, 1990.
Sattiewhite v. Texas, 111 S.Ct. 226 (1990).
Sattiewhite's execution was
then scheduled for May 2, 1991.
On April 19, he initiated a
state habeas proceeding. The state court
modified his execution date to November 12.
After conducting an evidentiary hearing, the
state habeas court denied relief on August 7.
Based on the lower court's findings and
conclusions, the Court of Criminal Appeals
denied state habeas relief on November 7.
On November 8, 1991,
Sattiewhite filed a federal habeas application
and motion for stay of execution. Because this
motion was unopposed by the state, the district
court granted a stay the same day. The court
thereafter referred Sattiewhite's case to a
magistrate judge for appropriate proceedings.
Sattiewhite amended his
petition on December 13, which the state
answered on April 6, 1992. After Sattiewhite had
replied, the magistrate judge recommended that
habeas relief be denied. Sattiewhite objected,
and the district court recommitted the case to
the magistrate judge to address Sattiewhite's
objections.
On March 15, 1993, the
magistrate judge conducted an evidentiary
hearing on Sattiewhite's claim of juror
misconduct, a claim that previously had not been
addressed by the state courts. On September 7,
1993, the magistrate judge again recommended
that all relief be denied.
Sattiewhite filed his
objections to this ruling on December 27, 1993.
On March 17, 1994, Sattiewhite's case was
transferred to the docket of a newly appointed
federal district judge, the Honorable Fred Biery.
After conducting a de novo review of
Sattiewhite's claims, the court entered an order
on May 5, 1994, denying his petition, entered
judgment in favor of the state, and vacated his
stay of execution. The court subsequently denied
Sattiewhite's request for post-judgment relief,
but granted his request for a certificate of
probable cause to appeal.
II
Sattiewhite raises several
issues on appeal, which we will address in turn.
He first requests that the district court's
judgment be reviewed de novo, reversed, and
remanded for an evidentiary hearing. Sattiewhite
contends that his sentencing jury was precluded
from considering constitutionally relevant
mitigating evidence. He further alleges that he
was denied effective assistance of counsel in
violation of his rights under the Sixth, Eighth,
and Fourteenth Amendments. Sattiewhite contends
that he is presently incompetent to be executed
under the Eighth and Fourteenth Amendments.
Moreover, he asserts that the
operative terms of the special issues of the
Texas sentencing scheme are unconstitutionally
vague. He claims, furthermore, that he was
selectively prosecuted for capital murder.
Sattiewhite also contends that the jurors were
unconstitutionally given irrelevant, inaccurate,
and misleading information concerning the effect
of their failure to agree on the special issues.
He also argues that the jury
instructions precluded the jury from giving
mitigating effect to evidence. Sattiewhite
contends that the Texas special issues were
unconstitutionally mandatory and denied him
individualized sentencing consideration.
Sattiewhite, moreover, argues that the trial
court's charge on punishment failed to instruct
the jury to consider mitigating evidence in
determining the appropriate punishment. He
asserts that the Texas capital sentencing
statute unconstitutionally misled the jury
regarding its responsibility for determining his
sentence. Finally, he argues that the death
penalty impermissibly infringes on his right to
life.
We now direct our attention
to these issues.
III
Sattiewhite first argues that
the district court did not conduct a de novo
review of the magistrate judge's decision
because the district judge rendered his judgment
within two months of his case's transfer to the
district judge and because the same law clerk
assisted the judges in making their decisions.
This contention is without merit. De novo review
refers to the deference paid to the rulings of
the lower court, not the mechanics of the review.
The district court,
furthermore, clearly stated that it conducted an
independent review of the magistrate judge's
findings. None of Sattiewhite's objections to
the magistrate judge's report, moreover, was
based on credibility determinations or findings
of relevant disputed facts. Any error, therefore,
would have been harmless because all of the
issues are fully reviewable by this court.
Garcia v. Boldin, 691 F.2d 1172, 1180 (5th Cir.
1982). This allegation of error, therefore, is
rejected.
Second, Sattiewhite argues
that his sentencing jury was precluded from
considering constitutionally relevant mitigating
evidence because the jury had no adequate
vehicle for expressing a reasoned moral response
to this evidence. We find that this contention
is without merit. In order for evidence to be
constitutionally mitigating, a defendant must
demonstrate that his crime was somehow
attributable to the particular mitigating
evidence presented. Graham v. Collins, 950 F.2d
1009, 1025-30 (5th Cir. 1992)(en banc), aff'd,
113 S.Ct. 892 (1993).
Sattiewhite presented
evidence that he was afflicted with certain
personality disorders at the time of the murder,
but did not attribute his crime to these
disorders. Because Sattiewhite did not attempt
to rely on the evidence as constitutionally
mitigating at trial, he is not entitled to
recharacterize the evidence in this habeas
proceeding. Delo v. Lashley, 113 S.Ct. 1222,
1225 (1994); Lackey v. Scott, 28 F.3d 486, 490
(5th Cir. 1994). This contention, therefore, is
meritless.
Sattiewhite next argues that
he was denied effective assistance of counsel
under the Sixth, Eighth, and Fourteenth
Amendments because his counsel did not
adequately present mitigating evidence and
failed to pursue an insanity defense. To prevail
on this claim, Sattiewhite must demonstrate both
(1) deficient performance by counsel and (2)
resulting prejudice.
Strickland v. Washington, 466
U.S. 668, 687, 104 S.Ct. 2052, 2064 (1984).
Sattiewhite must prove these elements by a
preponderance of the evidence. Martin v. Maggio,
711 F.2d 1273 (5th Cir. 1983).
We evaluate attorney
performance from the attorney's perspective at
the time of the trial. Ellis v. Lynaugh, 873
F.2d 830, 839 (5th Cir. 1989). To satisfy the
prejudice prong, Sattiewhite must show a
reasonable probability that, absent counsel's
unprofessional errors, the result of the
proceeding would have been different.
Strickland, 466 U.S. at 694,
104 S.Ct. at 2068. A reasonable probability is
one sufficient to undermine confidence in the
outcome. Id.
Sattiewhite has failed to
shoulder his burden on this claim.
The state habeas proceeding
found that his trial counsel had adequately
represented him. "The state court's findings are
entitled to a presumption of correctness under
28 U.S.C. § 2254(d)." Garrett v. Collins, 951
F.2d 57, 59 (5th Cir. 1992).
His trial counsel reasonably
investigated his mental condition and background
and abandoned the insanity defense as a matter
of trial strategy. Sattiewhite's counsel hired
an independent psychiatrist to examine him on
the issues of sanity and competency. His counsel,
furthermore, interviewed Sattiewhite's family
members and provided these names to the
psychiatrist.
The conclusions of the
psychiatrists left trial counsel with no basis
for pursuing an insanity defense because they
diagnosed Sattiewhite with mental disorders, not
mental defects, and stated that he was not
insane at the time of the offense or trial.
Sattiewhite, therefore, has failed to
demonstrate both deficient performance by
counsel and resulting prejudice. Accordingly,
this claim is denied.
Sattiewhite next argues that
under the Eighth and Fourteenth Amendments that
he is presently incompetent to be executed. In
order to be adjudged competent to be executed,
the prisoner must understand (1) the nature of
the proceedings against him, (2) that the State
is seeking to execute him, and (3) the reasons
the State is seeking this penalty. Garrett, 951
F.2d at 59. Although Sattiewhite presented
evidence regarding his mental state at the state
habeas proceeding, he offered no evidence
relevant to the Garrett inquiry. We deny this
claim.
Sattiewhite contends that the
operative terms of the special issues of the
Texas sentencing scheme are unconstitutionally
vague.
Specifically, he complains
that the terms "deliberately," "probability,"
"criminal acts of violence," "continuing threat,"
and "society" are vague to such a degree that
reasonable jurors are likely to interpret and
apply them very differently. He also argues that
in the light of Johnson v. Texas, 113 S.Ct. 2658
(1993), that the Texas sentencing scheme
operates as a weighing scheme, so that this
court must ensure that the jurors are adequately
instructed regarding the limitations on the
application of aggravating circumstances. He
asserts that these statutory terms, combined
with the court's refusal to impose a limiting
instruction, did not properly channel the
sentencer's discretion.
This argument is without
merit. In James v. Collins, 987 F.2d 1116 (5th
Cir.), cert. denied, 114 S.Ct. 30 (1993), we
rejected the argument that these terms are
unconstitutionally vague. Moreover, the Texas
sentencing scheme was upheld in Johnson because
the special issues generally allow the jury
adequately to consider mitigating evidence.
Johnson, 113 S.Ct. at 2669. Moreover, the
Johnson Court did not indicate that Texas's
scheme is a "weighing" scheme. Id. at 2670. To
the contrary, this contention was clearly
rejected in James. James, 987 F.2d at 1120. This
claim is denied.
Sattiewhite next argues that
he was selectively prosecuted for capital murder.
He contends that the District Attorney's office
sought vindication for Sandra Sorrell's murder
because on the day before the murder it had
failed to issue a protective order for Sorrell
against Sattiewhite. He also argues that the
murder charge was upgraded because of the
perceived "innocence of the victim."
To establish a prima facie
case of unconstitutional selective prosecution,
a defendant must show that (1) he has been
singled out for prosecution although others
similarly situated who have committed the same
acts generally have not been prosecuted, and (2)
the selectivity is unconstitutionally invidious.
United States v. Ramirez, 765 F.2d 438, 439-40
(5th Cir. 1985), cert. denied sub nom.,
Perpignand v. United States474 U.S. 1063 (1986).
The magistrate judge found
that these claims were unfounded.
Sattiewhite, furthermore, is
foreclosed from objecting to these findings
because he did not specifically object to any of
the magistrate judge's findings of fact,
conclusions of law, or analysis on this point.
Rodriguez v. Bowen, 857 F.2d 275, 277 (5th Cir.
1988). Appellate review of the magistrate
judge's findings is foreclosed except in cases
of plain error or manifest injustice, id.,
neither of which we find in this case.
Sattiewhite contends that the
jurors were unconstitutionally given irrelevant,
inaccurate, and misleading information
concerning the effect of their failure to agree
on the special issues. There is no doubt that
the trial court misstated Texas law when, during
voir dire, it stated that if the jury could not
reach agreement on the special issues, a
mistrial would be declared.2 The Supreme Court
has reminded us, however, that "the fact that
the instruction was allegedly incorrect under
state law is not a basis for habeas relief."
Estelle v. McGuire, 502 U.S. 62 , 71-72,
112 S.Ct. 475, 482 (1991).
Moreover, "the only question
for us is 'whether the ailing instruction by
itself so infected the entire trial that the
resulting conviction violates due process.'" Id.
(quoting Cupp v. Naughten,414 U.S. 141, 147
(1973)). The misstatement in this case, made
during voir dire, does not rise to the level of
a constitutional violation. This argument,
therefore, is without merit.
Sattiewhite next argues that
the jury instructions precluded the jurors from
giving mitigating effect to his evidence, in
violation of his rights under the Sixth, Eighth,
and Fourteenth Amendments. Specifically, he
finds fault with the manner in which the trial
court instructed the jurors to answer the
special issues.
The trial court instructed
the jurors that "[i]f ten or more jurors vote
"no" as to any special issue, then the answer of
the jury is "no" regarding that special issue."
Sattiewhite contends that this instruction on
answering the special issues with "yes" or "no"
precluded jurors from registering dissent
against the death penalty because any single
juror who believed that Sattiewhite merited a
life sentence could not answer "no" to a special
issue.
Sattiewhite fails to point
out, however, that the court clarified its
instructions by stating that if less than twelve
jurors voted "yes" or less than ten jurors voted
"no" to a special issue, there would be no
answer to that special issue. The special issues,
therefore, gave each of the jurors an
opportunity to give effect to Sattiewhite's
evidence and, therefore, register a dissent
against the death penalty. Accordingly,
Sattiewhite cannot demonstrate a reasonable
likelihood that the jury interpreted the
instruction in a manner that precluded
consideration of mitigating evidence. See Boyde
v. California, 494 U.S. 370, 380-81, 110 S.Ct.
1190, 1198 (1990). This claim,
therefore, is without merit.
Sattiewhite contends that the
Texas special issues are unconstitutionally
mandatory, thereby denying him individualized
sentencing consideration because the death
sentence was mandatory when the jury
affirmatively answered the two special issues.
He argues that the special issue questions
failed to allow full jury consideration of his
particularized mitigating evidence, thereby
depriving him of an individualized sentencing
proceeding.
Specifically, he contends
that the jury could not give effect to his
evidence of mental illness, intoxication,
emotional instability, drug abuse, troubled
childhood, remorse, and love of family.
The state argues that to the
extent that Sattiewhite claims that the Texas
capital sentencing scheme is facially
unconstitutional, this claim is squarely
foreclosed by Jurek v. Texas, 428 U.S. 262
, 267-69, 96 S.Ct. 2950, 2954-55 (1976).
This argument is correct. Accordingly, this
aspect of his claim is without merit.
Moreover, Texas's second
special issue satisfies the Eighth Amendment
because the mitigating value of constitutionally
relevant evidence, as actually proffered at
trial, was within "the effective reach" of the
jury because they could not have reasonably
considered themselves foreclosed from
considering the mitigating evidence. Johnson v.
Texas, 113 S.Ct. 2658, 2669-70. Because this
mitigating evidence was within the effective
reach of the jury under the Texas special issues,
this claim is without merit.
Sattiewhite next attacks his
sentence by arguing that the trial court never
informed the jury that it was required by law to
consider his mitigating evidence, citing
Blystone v. Pennsylvania, 494 U.S. 299, 110 S.Ct.
1078 (1990). He says that a trial court's
failure to give this instruction on mitigating
evidence fails to satisfy the Eighth Amendment.
Id.; Spivey v. Zant, 661 F.2d 464, 474 (5th Cir.
1981), cert. denied,458 U.S. 1111 (1982).
Sattiewhite misreads both
Blystone and Spivey. Blystone does not require
that the trial court give a special instruction
on mitigating evidence. Blystone, 110 S.Ct. at
1083-84. Instead, it states that the "requirement
of individualized sentencing in capital cases is
satisfied by allowing the jury to consider all
relevant mitigating evidence." Id. at 1083.
Furthermore, the court in
Spivey specifically recognized that Texas's
special issues allow the jury to consider
mitigating evidence without a special
instruction. Spivey, 661 F.2d at 471 & n.10.
Because he could not demonstrate that a "major
mitigating thrust of the evidence [proffered in
mitigation of punishment] is substantially
beyond the scope of any issues," he is not
entitled to additional instructions on
mitigating evidence. Graham v. Collins, 950 F.2d
1009, 1026-27 (5th Cir. 1992). This claim,
therefore, is without merit.
Sattiewhite next contends
that the structure of the special issues
eliminated from the sentencing process both the
judge's and the jury's sense of responsibility
for sentencing him, in contravention to Caldwell
v. Mississippi,472 U.S. 320 (1985).
Accordingly, he argues, the
judge and jury never realized the gravity of
their actions.
This claim is evaluated by
determining "whether under all the facts and
circumstances, including the entire trial
record, the state has misled the jury regarding
its role under state law to believe that the
responsibility for determining the
appropriateness of the defendant's death rests
elsewhere." Sawyer v. Butler, 881 F.2d 1273,
1286 (5th Cir. 1989). Sattiewhite made no
specific objections to the magistrate judge's
findings on this issue.
Furthermore, the magistrate
judge's finding that the state did not mislead
the jury is supported by the record. We find at
least five instances in which the jury was
reminded that their decision would determine the
sentence of death or life imprisonment.
Considering the record as a
whole, it appears that the jury could not have
been mistaken as to the importance of its role
in determining Sattiewhite's fate. The jury
clearly knew that although the special issues
did not explicitly impose the death penalty,
affirmative answers to the special issues would
result in a death sentence for Sattiewhite. As
for the judge, it is frivolous in the extreme to
argue that he did not realize his awesome
responsibility in determining Sattiewhite's
sentence when he conducted the entire trial.
This claim, therefore, is without merit.
Finally, Sattiewhite argues
that imposition of the death penalty
impermissibly violates his fundamental right to
life as guaranteed by the Fifth and Fourteenth
Amendments. Moreover, he asserts that this right
to life cannot be infringed unless such
infringement withstands strict scrutiny.
Sattiewhite does not demonstrate how the death
penalty per se violates either the Fifth or the
Fourteenth Amendments, and neither does he cite
any authority for this proposition. Likewise,
the classification of capital defendants as a
suspect class cannot be regarded as a serious
contention. Gray v. Lucas, 677 F.2d 1086, 1104
(5th Cir. 1982), cert. denied, 461 U.S.
910 , 103 S.Ct. 1886 (1983).
Criminal statutes are
generally measured by a "rational relation"
standard. Arceneaux v. Treen, 671 F.2d 128,
131-32 (5th Cir. 1982). Under this standard, the
death penalty serves permissible state goals.
This claim, accordingly, is without merit.
IV
For the foregoing reasons,
the judgment of the district court is AFFIRMED.
Sattiewhite's stay of execution is VACATED.
AFFIRMED and VACATED.
KING, Circuit Judge,
specially concurring: I concur in the judgment
of this court.
*Local Rule 47.5 provides: "The
publication of opinions that have no
precedential value and merely decide particular
cases on the basis of well-settled principles of
law imposes needless expense on the public and
burdens on the legal profession." Pursuant to
that Rule, the court has determined that this
opinion should not be published.
1The facts and the procedure
at the state court level are set out at
Sattiewhite v. State, 786 S.W.2d 271 (Tex. Crim.
App. 1989).
2Article 37.071(g) of the
Texas Code of Criminal Procedure provides that
neither the court nor any of the attorneys may
inform a "juror or prospective juror of the
effect of failure of the jury to agree on an
issue submitted under this article." Furthermore,
article 37.071(e) provides that the jury's
failure to agree on an issue requires a life
sentence, not a mistrial.