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John Yancey
SCHMITT
Bank robbery
February 17,
2 days after
Schmitt had robbed the bank, netting $35,000 in
January 1999 and came back for more in March. He entered wearing
sunglasses, pulled a handgun and shot Dunning, then directed the
tellers to give him money, threatening to kill everyone.
The bank's security camera system recorded
photographs of Schmitt approaching the end of the teller counter and
standing at a teller window holding a bag and pointing a gun.
Two days later, police arrested Schmitt staying
at a local hotel under an alias. Inside the room was found over
$27,000 in cash with bank bands, as well as a handgun, which was
identified by firearms experts as the murder weaon.
Cheese pizza, a cheese omelet with sausage, green peppers and onions,
and white cake with white icing.
Final Words:
"Come on with it."
ClarkProsecutor.org
Friday, November 10, 2006
JARRATT -- John Yancey Schmitt was executed by
injection Thursday night for the capital murder of a guard during a
bank robbery in Chesterfield County. Schmitt shot to death Shelton
Earl Dunning during the Feb. 17, 1999, robbery of a NationsBank
branch in Bon Air. Dunning, 39, had just retired from the military
and was about to get married when Schmitt killed him.
Last night, Dunning's family members were among
those who watched as Schmitt, 33, entered the death chamber at 8:55.
Unaccompanied by a lawyer or spiritual adviser, Schmitt looked
straight ahead without expression at the stainless steel gurney. Six
correctional officers moved the stout man onto the gurney and
quickly fastened straps around his arms, legs and torso.
A curtain was drawn between Schmitt and execution
witnesses as IVs were inserted into his arms and a monitor was
placed on his heart. When the curtain was reopened, Schmitt lifted
his head for about five seconds and looked at the witnesses,
including Chesterfield police officers who had in- vestigated the
murder, two news reporters and a fiction writer. Chesterfield
prosecutors watched in a separate room with Dunning's family.
As Schmitt lay with his feet facing witnesses,
arms at 45-degree angles on armrests, the prison warden held a
microphone near his mouth and asked if he had any last words. "Come
on with it," Schmitt said in a matter-of-fact tone.
With lethal injections, the first chemical is
followed by pancuronium bromide, which causes paralysis and is used
to stop breathing, and then potassium chloride to stop the heart.
Schmitt was pronounced dead by a corrections department physician at
9:14 p.m.
A half-hour before the execution, more than a
dozen protesters gathered outside the prison for a candlelight vigil,
said Jack Payden-Travers, director of Virginians for Alternatives to
the Death Penalty. A few hours earlier, the U.S. Supreme Court
turned down Schmitt's last appeal and Gov. Timothy M. Kaine declined
to intervene.
During the bank robbery, Schmitt fired two shots,
one of them hitting Dunning in the chest. No one in the bank
witnessed the murder, and it was not captured by a security camera.
Dunning's handgun remained in its closed, snapped holster. It was
the second time that Schmitt had robbed the bank. The first time he
robbed it, he was armed with a sawed-off shotgun, was accompanied by
an accomplice and there was no security guard present. Schmitt was
captured days later at a hotel room in Williamsburg with more than
$27,000 taken in the robbery.
Schmitt claimed he shot Dunning accidentally as
the two struggled over Schmitt's weapon. Authorities, however, said
the killing was premeditated and the jury recommended the death
penalty after finding Schmitt was a future danger to society.
The Virginia Attorney General's Office and the
Chesterfield County Commonwealth's Attorney's Office strongly denied
any wrongdoing. The attorney general, in papers filed with the
Supreme Court, argued there were no grounds to stop the execution.
The attorney general's office said Schmitt, as appeals courts have
ruled, was not entitled to present testimony about prison conditions.
Page True, the former warden at the Sussex I
State Prison, home of Virginia's death row, knew Schmitt for four or
five years. True, speaking only for himself and not the Virginia
Department of Corrections, said he did not believe Schmitt should be
executed. True left his job as warden in September 2005. He said he
thought Schmitt could serve a life term without undue risk to public
safety and told a representative of Kaine's office that Wednesday
evening.
Schmitt spent yesterday visiting with his mother,
father and brother, lawyers and a spiritual adviser, a corrections
official said. Schmitt was the 98th person executed in Virginia
since the Supreme Court allowed executions to resume in 1976. He was
the fourth person executed in the state this year.
November 9, 2006
John Yancey Schmitt, set to die tonight for
killing a security guard during a bank robbery, has an unlikely
advocate. Page True, until recently the warden of Sussex I State
Prison, home of Virginia's death row, knew Schmitt for four or five
years. He said yesterday that "in my heart of hearts, I never
thought that he deserved to be executed." "The crime was just
terrible," True said, "but there's a lot worse inmates that I've
dealt with in my 36 years in prison systems than Mr. Schmitt."
Schmitt, 33, shot Shelton Earl Dunning to death
during a Feb. 17, 1999, bank robbery in Chesterfield County. His
lawyers have appealed to the U.S. Supreme Court and have asked Gov.
Timothy M. Kaine to exercise clemency and spare Schmitt's life. The
execution by injection is scheduled for 9 p.m. at the Greensville
Correctional Center in Jarratt.
Dunning, 39, a retired soldier, was about to
marry when he was murdered. Schmitt's lawyers contend Schmitt, a
drug addict, shot Dunning by accident as the two men struggled over
Schmitt's gun. A jury decided differently, finding that Schmitt was
so potentially dangerous that he should be put to death. A bank
employee testified that after shooting Dunning, Schmitt said, "'If I
don't get money, I'm going to kill everybody.'"
Schmitt's current lawyers complain his trial
lawyers were not allowed to present evidence about security and
conditions in Virginia prisons so the jury could better consider
sentencing Schmitt to life in prison without parole instead of death.
They contend that if only one juror had been satisfied Schmitt would
not be a danger in prison, he might not have been sentenced to death.
True said there were more than 150 inmates at
Sussex I State Prison serving multiple life sentences and that "compared
to some of them, [Schmitt is] a hell of a lot better inmate." "We
have the security and internal control in prisons to handle a guy
like Schmitt," True said.
True, 59, of Colonial Heights left his job in
September because he needed back and knee surgery. He had retired
from the U.S. Bureau of Prisons in 1998 after 27 years working in
prisons that included the U.S. Penitentiary in Leavenworth, Kan.
After retiring, he taught at Southside Virginia Community College
but then was hired by the Virginia Department of Corrections to take
over as warden of Virginia's Red Onion State Prison, a so-called
supermax prison, in November 1999.
Later yesterday, True spoke with one of Schmitt's
lawyers and said he was expecting a call from an official in the
governor's office. As of late yesterday afternoon, he had not been
called, he said. Kevin Hall, a Kaine spokesman, said Kaine's office,
like those of prior governors, would not comment on pending clemency
petitions. If carried out tonight, Schmitt's execution would be the
98th in Virginia since the U.S. Supreme Court allowed the death
penalty to resume in 1976 and the fourth this year.
November 8, 2006
Unless the U.S. Supreme Court or Gov. Timothy M.
Kaine intervenes, John Yancey Schmitt will be executed tomorrow
night for the slaying of a Chesterfield County bank guard.
On Feb. 17, 1999, Schmitt, 33, shot Shelton Earl
Dunning to death during the robbery of the Bon Air branch of
NationsBank. Dunning, 39, was slain not long after retiring from the
Army and a month before he was to get married. Schmitt was captured
days later at a Williamsburg hotel. Authorities found him with more
than $27,000 that was taken from the bank. Schmitt and another man
had robbed the same bank of $65,000 a month earlier when there was
no security guard.
The execution by injection is set for 9 p.m. at
the Greensville Correctional Center in Jarratt.
Schmitt's lawyers have petitioned the U.S.
Supreme Court on behalf of him and have filed a clemency petition
with Kaine. They contend the shooting was accidental and occurred as
Schmitt, a drug addict, struggled with Dunning. Two shots were fired,
with one bullet hitting Dunning. No one in the bank witnessed the
slaying. Schmitt told police the bank's security cameras would
verify his account that the shooting took place during a struggle.
It turned out none of the cameras captured the shooting, but Schmitt
could not have known that, his lawyers say.
According to Schmitt's lawyers, had a corrections
department official been allowed to testify about prison security,
at least one juror might have decided that Schmitt was not a future
danger to society. Though the verdict and death sentence have been
upheld, federal judges have criticized the prosecution for
improperly concealing evidence and for surrepti- tiously recording a
conversation between Schmitt and a friend in violation of Schmitt's
right to counsel.
Schmitt's lawyers asked Kaine to grant clemency
to deter future prosecutorial misconduct. The Chesterfield
commonwealth's attorney's office and the Virginia attorney general's
office strongly contend prosecutors did nothing wrong and that there
was no reason the jury's sentence should not be carried out.
According to Virginians for Alternatives to the
Death Penalty, vigils to protest the execution include one tomorrow
from 4 to 6 p.m. in front of Kaine's Richmond offices at 1111 E.
Broad St. and another outside the prison from 8:30 to 9:30 p.m.
Schmitt's attorney, Dana J. Finberg, reasserted
that claim in a clemency petition filed with Kaine's office last
month, saying that Warren Von Schuch, the Chesterfield County deputy
commonwealth's attorney and the lead prosecutor on the case,
deliberately withheld crucial evidence and suggested that Von Schuch,
one of the state's most seasoned prosecutors, has demonstrated a
pattern of "blatant misconduct."
Going forward with the execution, Finberg argued,
would send a "message that violating the Constitutional rights of
capital defendants risks only a slap on the wrist, while greatly
enhancing the likelihood of the 'victory' of a death sentence." In a
phone interview, Finberg said: "It's not right to execute someone
when you've got this kind of behavior going on"
The petition accused Von Schuch of illegally
authorizing recordings of incriminating conversations about the
murder between Schmitt and a key prosecution witness after Schmitt
had obtained a lawyer. It also claimed that he failed to disclose
during the trial important details about the witness's role that
might have raised questions about the credibility of his testimony.
In a July ruling, a three-judge panel of the U.S.
Court of Appeals for the 4th Circuit upheld Schmitt's conviction and
death sentence but criticized Von Schuch's handling of the case. The
court wrote that the prosecution team had "displayed a disconcerting
lack of respect for its sole responsibility to ensure 'that justice
be done.' " But Von Schuch maintains that defense attorneys were
privy to all the evidence.
Schmitt "received a very fair trial," Von Schuch
said.
Associated Press - November 9, 2006
JARRATT, Va. -- A man was executed Thursday for
murdering a security guard during a holdup of a Chesterfield County
bank. John Yancey Schmitt, 33, received a lethal injection and was
pronounced dead at 9:14 p.m. at Greensville Correctional Center.
After the needles had been inserted into his
veins, Schmitt lifted his head and stared through the glass at
witnesses watching him from the viewing booth. "Come on with it," he
said simply in his final words. The lethal drugs began to flow at
9:01 p.m. and Schmitt again tried to lift his head to look at
witnesses, eyes opened wide as he gasped loudly for air. Moments
later, he was still.
Schmitt was convicted of capital murder and
sentenced to death in 2000 for the slaying of 39-year-old Earl
Shelton Dunning, an Army retiree who was killed just one month
before he planned to be married.
On Feb. 17, 1999, Schmitt entered the bank
wearing sunglasses and a bulky jacket, attracting the attention of
Dunning, who followed him inside. After shooting Dunning, Schmitt
fled with nearly $36,000 in cash. He and an accomplice had robbed
the same bank a month earlier.
Earlier Thursday, both the U.S. Supreme Court and
Gov. Timothy M. Kaine declined requests from Schmitt's lawyers to
stay the execution. In their petition to the high court and in a
clemency petition to Kaine, Schmitt's attorneys accused prosecutor
Warren Von Schuch of withholding information about a key witness,
which they said could have influenced the jury's decision to
recommend a death sentence. In the clemency petition, they also
argued the shooting of Dunning was accidental.
In July, a three-judge panel of the 4th U.S.
Circuit Court of Appeals in Richmond criticized Von Schuch for
withholding the information, but ultimately ruled the prosecutor's
actions would probably not have impacted the jury's decision.
In his final hours, Schmitt met with his
attorneys, a spiritual adviser and his parents and brother, said
Virginia Department of Corrections spokesman Larry Traylor. For his
last meal, Schmitt requested pizza, a cheese omelet with sausage,
green pepper and onions, and white cake with white icing.
Von Schuch said Dunning bravely sacrificed his
own life by placing himself between Schmitt and the bank tellers.
"He was a tremendous human being," Von Schuch said. "This man really
was a hero."
Schmitt was the 98th inmate executed in Virginia
since the Supreme Court reinstated capital punishment in 1976, and
the fourth this year. Virginia's execution rate is second only to
Texas, which has executed 24 inmates so far this year.
October 30, 2006
The conduct of one of the top death-penalty
prosecutors in Virginia is at the center of efforts to spare the
life of killer John Yancey Schmitt, set to die by injection Nov. 9.
Warren Von Schuch, Chesterfield County deputy commonwealth's
attorney, has helped win death sentences against 13 people -- some
of them the most heinous murderers in state history and most long
since executed.
His conduct has at times been faulted by death-row
lawyers and in recent years by some federal judges. Von Schuch says
his success in winning death penalties has led to unfair attacks
aimed at undermining his credibility.
Nevertheless, in July, a panel of the 4th U.S.
Circuit Court of Appeals criticized Von Schuch for not disclosing
evidence that might have weakened the credibility of one of his
witnesses: "This prosecution team displayed a disconcerting lack of
respect for its sole responsibility to ensure 'that justice shall be
done,' as opposed to merely winning the case," the judges wrote. "Although
we conclude that the prosecution's missteps in this case did not
affect the outcome of the trial, we emphasize that . . .
prosecutorial misconduct should not be taken lightly."
On Feb. 17, 1999, Schmitt, now 33, shot security
officer Earl Shelton Dunning to death during a bank robbery in
Chesterfield County. Dunning, 39, was slain six weeks after retiring
from the Army and a month before he was to get married.
Von Schuch, however, strongly denies any
wrongdoing and said the attorney general's office told him several
years ago that lawyers for death-row inmates were targeting him for
criticism because of his success in courtrooms across the state. In
addition to handling Chesterfield cases, Von Schuch at times assists
prosecutors in other jurisdictions. He said that in the Schmitt
case, "I was one of only three attorneys in the case and had a very
limited role."
Dana J. Finberg, one of Schmitt's lawyers, said,
"We're not part of any orchestrated campaign against Von Schuch. I'm
not aware that there is one." He said the comments from the judges
speak for themselves.
It is not the first time prosecution teams
involving Von Schuch have been faulted for their tactics. In 2002,
two different federal judges in Richmond tossed out murder
convictions Von Schuch helped win because of prosecution errors. But
Prince William County Commonwealth's Attorney Paul Ebert, who has
won 14 death sentences, said Von Schuch is a professional.
Craig Cooley, one of Schmitt's two trial lawyers,
has faced Von Schuch in 10 to 15 trials. He said that Von Schuch "is
a very skilled trial attorney." He deferred all further comment to
Schmitt's current lawyers.
At the center of controversy in the Schmitt case
is a friend and former employer, Clifford Sauer, who surreptitiously
recorded a March 12, 1999, phone conversation between the two men in
which Schmitt shows no remorse. Schmitt was calling from jail having
been charged with capital murder. Police needed to know where
Schmitt obtained the murder weapon and supplied Sauer with the
recording device. The tape was important evidence for the
prosecution during the penalty phase of the trial. Sauer also
testified against Schmitt.
Steven D. Benjamin, a Richmond attorney on the
board of directors of the National Association of Criminal Defense
Lawyers, said prosecutors are obliged to divulge information
favorable to the defense, including material that could impeach the
credibility of a prosecution witness. The U.S. Supreme Court has
held that because the state has resources to conduct investigations
that are not available to defendants, any facts investigators turn
up that benefit defendants should be given to them as a matter of
fairness.
Payne wrote that, "given the cavalier attitude
about the prosecutor's . . . obligations that Von Schuch displayed
in his testimony at the evidentiary hearing, there is strong reason
to believe that the suppression of that [impeachment] evidence was
intentional."
The Virginia attorney general's office, in a
brief to the U.S. Supreme Court, said that none of the purported
impeachment material "would have -- or could have impeached the tape
itself." Ultimately, Payne decided that even if Schmitt's lawyers
had the impeachment material, it would not have made a difference in
the outcome. The judge, therefore, did not toss out the death
sentence. Nevertheless, at the conclusion of his ruling last year,
the judge wrote: "One would hope that this prosecutor, and all
others, would learn from experiences such as this one."
J. Tucker Martin, spokesman for the attorney
general's office, said, "While we do not agree that the Chesterfield
County prosecutors acted improperly in the case, we agree with the
court's decision that Schmitt's death sentence should not be
overturned."
Inmate: John Schmitt
Inmate #: 284700
DOB: 7-15-73
Race: White
Venue: Chesterfield
Conviction: murder/robbery Date Received: 6-15-00
On August 15, 2000, John Yancey Schmitt was
sentenced to death for the murder of a security guard in the
commission of a bank robbery. Schmitt was 25 years old a the time of
the crime. Schmitt murdered Shelton Earl Dunning, a security guard
at NationsBank in Bon Air, on February 17, 1999.
Witnesses testified that Schmitt entered the bank
wearing sunglasses, which attracted Dunning’s attention. Dunning
followed Schmitt into the building where Schmitt stepped toward
Dunning and shot him twice. Schmitt then brandished a gun and
demanded money from the bank tellers. Schmitt fled the bank with
more than $35,000. He was arrested three days later.
Schmitt’s principal defense to the charge of
capital murder was that none of the witnesses, nor any of the 11
bank surveillance cameras, saw exactly what transpired before
Schmitt shot Dunning. In addition to the death sentence, Schmitt
received a 118 year prison sentence for charges related to the
murder and robbery.
Schmitt has been on death row since June 15,
2000.
On February 17, 1999, Earl Shelton Dunning was
shot and killed while working as a security guard at a bank in
Chesterfield County. About a month before Dunning was killed, John
Yancey Schmitt had robbed this same bank and, after that robbery,
the bank had hired Dunning to work as a security guard.
Shortly after 1:00 p.m. on February 17, 1999, a
man entered the bank wearing dark sunglasses and a bulky jacket. He
kept his head lowered and appeared to scan the interior of the bank.
The bank manager testified that she was "nervous" about this man
because he was wearing sunglasses inside the bank on a "really
cloudy day." Dunning was outside the bank and, after the man went
inside, Dunning entered the bank and walked across the lobby to
stand at the end of the "teller line" in which customers were
waiting.
The man stood in the teller line behind several
customers. The manager watched him leave his place in line and walk
toward Dunning. When the man was within "a foot or so" of Dunning,
she heard two gunshots and then heard someone scream, "Get down, get
down!" The man next approached the manager's teller window and
banged on the counter yelling, "Money, give me money," and "If I
don't get money, I'm going to kill everybody." She opened her cash
drawer and threw money into a black plastic bag that the robber was
holding.
The robber continued to bang on the counter
demanding "more money." He announced that he would give the tellers
"ten seconds" to give him more money, and began counting backward
from the number "ten." By the time he reached "nine," another teller
was "throwing money in the bag." The manager also gave him money
from a third teller's drawer. When she told the robber that she had
no more money to give him, the robber left the bank.
However, the manager and two tellers all
identified a photograph of Schmitt recorded by the bank's security
camera system as depicting the man who robbed the bank that day.
After Schmitt left the bank, witnesses telephoned the "911"
emergency response number and attended to Dunning, who was lying on
the floor. By the time emergency medical personnel arrived, Dunning
was dead.
The witnesses in the bank testified that they did
not touch or see anyone else touch Dunning's gun or its holster.
Dunning's gun was found in its holster, which was closed and snapped.
An autopsy revealed that Dunning was killed as a result of a gunshot
wound to his chest. The bullet entered the right side of Dunning's
chest, causing significant injuries to the aorta, and exited from
the right side of his back.
After the murder and robbery, Schmitt registered
at a Williamsburg hotel the same day under the name "R. Napier." The
hotel desk clerk testified that Schmitt asked for directions to the
local shopping areas, and that when Schmitt later returned to the
hotel, his hair was a different color. Schmitt paid cash for a three-day
stay at the hotel.
Chesterfield County Police Department officers
identified Schmitt after reviewing the photographs taken by the
bank's security camera system. Two days after the murder and robbery,
on February 19, 1999, police learned where Schmitt was staying in
Williamsburg.
The James City County Tactical Team surrounded
Schmitt's hotel room, and a crisis negotiator from the James City
County Police Department attempted to persuade Schmitt to surrender.
About 10:30 a.m. the following morning, Schmitt surrendered and was
taken into police custody.
Police obtained a search warrant for Schmitt's
hotel room, where a satchel, a handgun, a box of shotgun shells, a
black leather jacket, and a variety of newly purchased clothing
items were seized. Inside the satchel was $27,091 in cash, most of
which still bore "bank bands" identifying the money as coming from
the bank that had been robbed.
A firearms and tool mark examiner employed by the
Virginia Division of Forensic Science who qualified as an expert
witness on the subject of firearms testified that he examined the
handgun found in Schmitt's hotel room and the cartridge casings and
bullets found in the bank. He stated that based on his examination,
the cartridge casings and bullets had been fired from this handgun.
The firearms expert also tested the handgun and
items of Dunning's clothing to establish the distance of the firearm
from Dunning at the time of the shooting. Based on these tests, he
concluded that the pattern of gunpowder residue found on Dunning's
clothing indicated that when Dunning was shot, the distance between
him and the firearm muzzle was between 12 and 36 inches.
Schmitt was on probation for some of these
offenses at the time of the capital murder and robbery. He had
failed to keep the conditions of his probation requiring him to have
regular drug tests and to meet with his probation officer and, as a
result, a warrant had been issued for his arrest prior to both bank
robberies.
In the earlier robbery of the bank on January 19,
1999, Schmitt and another man had stolen over $65,000. Schmitt was
armed with a sawed-off shotgun in that robbery. The Commonwealth
presented evidence that before the first robbery, police were called
to investigate an argument between Schmitt and a girlfriend
involving a shotgun, and that Schmitt had "sawed off" the barrel of
the gun the night before the first bank robbery. The Commonwealth
also presented evidence of a tape recording of a telephone
conversation between Schmitt and a friend in which Schmitt described
the present offenses.
In addition, the Commonwealth introduced evidence
of the "drug dealer lifestyle" that Schmitt had been leading in the
months before he committed the present offenses. The Commonwealth
presented testimony from Dunning's family and friends concerning the
impact of Dunning's murder on them.
The Commonwealth also presented testimony that
Dunning had three children and that he had planned to marry in March
1999. Several bank employees testified that during the few weeks
that Dunning worked at the bank, he had developed close
relationships with his fellow employees that demonstrated
extraordinary thoughtfulness and generosity.
Schmitt presented testimony from the crisis
negotiator that Schmitt had expressed remorse over the killing
during the negotiations culminating in his surrender. In addition,
Schmitt presented testimony from a medical specialist dealing with
adolescent addiction who testified generally concerning the effects
of drug addiction and withdrawal. However, this specialist had never
treated or evaluated Schmitt.
Schmitt also presented testimony from his
juvenile probation officer, friends, and family members who
described Schmitt as courteous and respectful when he was not under
the influence of drugs.
John Schmitt, November 9, 2006, VA
Do Not Execute John Schmitt!
The state of Virginia is scheduled to execute
John Yancey Schmitt Nov. 9 for the 1999 murder of Shelton Dunning, a
security guard at the Bon Air branch of NationsBank in Chesterfield
County. Schmitt, a white man, allegedly shot Dunning in the lobby of
the bank and proceeded to rob the tellers at gunpoint; he fled the
bank with approximately $27,000 in cash.
Two days later, investigators located Schmitt in
a Williamsburg hotel; police officers, along with a crisis
negotiator, convinced him to surrender shortly thereafter. Inside
the hotel room, they found a satchel containing approximately
$27,000, a handgun, and several articles of clothing described by
witnesses at the scene of the crime.
At trial, Schmitt argued that no eyewitnesses or
surveillance cameras captured the events leading up the shooting. He
maintains that the gun went off amidst a struggle, and that the
Dunning murder was purely unintentional. The jury disagreed, and
sentenced him to death on Aug. 15, 2000. Now, six years later, the
state of Virginia is preparing to execute him.
During the penalty phase of his trial, Schmitt
presented testimony from several witnesses to demonstrate his
character and remorse. Through a variety of witnesses, he drew
distinctions between his normal behavior and his behavior while
under the influence of drugs.
To demonstrate his remorseful attitude toward the
Dunning murder, Schmitt presented the testimony of Lieutenant Diane
M. Clarcq of the James City County Police Department. Clarcq served
as crisis negotiator in the apprehension of Schmitt, and their
interactions leading to his surrender highlighted his feelings of
remorse. Considering the mitigating factors, the state of Virginia
should commute this sentence to life in prison without parole.
Schmitt has argued throughout his trial and
appeals process that errors in the jury selection process landed him
a jury overwhelmingly inclined to deliver a death sentence,
regardless of mitigating evidence. During the pre-trial selection
process, Chesterfield County prosecutors struck several prospective
jurors because of their opposition to capital punishment. Although
the U.S. Supreme Court has upheld this practice as constitutional,
the state should recognize that it discriminates against a large
group of citizens, and shapes juries anxious to hand down the
ultimate penalty.
The state of Virginia should undoubtedly punish
Schmitt for his involvement in this murder. However, his pending
execution will neither bring back Shelton Dunning nor prevent crime
from occurring in the future. Rather, it marks another senseless
killing that only perpetuates the cycle of violence prevalent in
society today.
Please write to Gov. Tim Kaine on behalf of John
Schmitt!
VIRGINIA:
John Yancey Schmitt should be executed for
shooting to death a guard while robbing a Bon Air bank, a
Chesterfield County jury recommended yesterday. Schmitt, 26, hung
his head and stared at the floor as he listened impassively to the
jury's verdict.
Tears immediately started flowing down the faces
of friends and relatives of the guard, Shelton Earl Dunning, a
retired, 20-year Army veteran. "I'm overjoyed," said Bettye Atkins,
Dunning's mother. "Now my son can rest in peace. His soul is finally
at rest."
No members of Schmitt's family were in the
courtroom when the jury announced its verdict. Schmitt's father,
John E. Schmitt, arrived at the courthouse late and paled visibly
after being told the jury recommended that his son be put to death.
"I have mixed feelings about that," he said. "I think life in prison
would have been sufficient, but then I'm a little biased."
During the weeklong trial, the elder Schmitt
offered his apologies to Dunning's family and said yesterday that he
continues to wish them well. "I'm very sorry it happened and I wish
we could take it back, but I can't," he said.
Schmitt will be formally sentenced by Judge
William R. Shelton on May 23. Shelton can uphold the jury's sentence
of death or reduce it to life in prison. The jury of 7 white women,
1 black woman and 4 white men deliberated for almost 8 straight
hours Friday. As the jurors left the courthouse Friday evening, the
foreman warned the judge that "it's going to take quite a bit more
time." But after reconvening at 9 a.m. yesterday, jurors deliberated
for only about an hour before returning with their verdict.
They had earlier recommended that Schmitt serve
118 years in prison on 6 felony charges associated with the armed
robbery of the Bon Air branch of NationsBank, now Bank of America,
on Feb. 17, 1999, and related firearms violations. The capital-murder
conviction required a separate deliberation for sentencing.
Witnesses testified they saw Schmitt, who was
wearing wraparound sunglasses and a leather coat, enter the bank,
stand in line for a teller and then step toward Dunning. Two shots
were fired. One bullet hit Dunning in the chest and killed him. But
no witness -- or any of the 11 surveillance cameras in the bank --
detected precisely what happened before the shots were fired.
After the shooting, Schmitt fled with $35,929. 3
days later, police recovered $27,091 and the murder weapon when they
arrested Schmitt in a James City County motel room after a 4-hour
standoff.
Dunning spent much of his military career as a
paratrooper or in airborne-related assignments. He was assigned to
Fort Lee in 1994 and retired from there about 6 weeks before his
death.
"We think justice was served," Chesterfield
Commonwealth's Attorney William W. Davenport said. "We are very
pleased with the jury's verdict and the family of Shelton Dunning is
pleased." Schmitt's defense lawyers, Christopher J. Collins and
Craig S. Cooley, said they plan to file an appeal.
Orlando Dunning, Shelton Dunning's younger
brother, beamed as he left the courthouse. "I am very happy, very
excited," he said. "It's what I've been hoping for."
Dunning said that, while his family 1st thought
they would be satisfied with a sentence of life in prison for
Schmitt, they changed their minds and came to believe death was the
more fitting punishment. "When I saw my brother get buried, I
promised him I would see this all the way through and that John
Yancey Schmitt would pay for his death," he said.
(source: Richmond Times-Dispatch)
Defendant was convicted in the Circuit Court,
Chesterfield County, William R. Shelton, J., of capital murder and
related non-capital offenses, and was sentenced to death, and also
to total of 118 years' imprisonment. Defendant appealed. The Supreme
Court, Keenan, J., held that: (1) prospective jurors alleged to have
been biased in favor of death penalty were not subject to challenge
for cause; (2) defendant was properly prevented from asking
prospective jurors to speculate as to whether they would
automatically impose death sentence for certain types of killings or
under certain hypothetical circumstances; (3) evidence of
defendant's actions during bank robbery was sufficient to establish
premeditation; (4) defendant's statements to crisis negotiator did
not amount to statements against penal interest; (5) defendant's
proposed missing witness instruction with respect to bank customers
seen on security videotape was improper; (6) defendant was not
entitled to supplemental jury instruction advising jury that life
sentence would be imposed if jury could not unanimously agree on
penalty; (7) evidence was sufficient to support finding of “future
dangerousness” aggravating factor; and (8) sentence of death was not
arbitrary, excessive, or disproportionate. Affirmed.
KEENAN, Justice.
In these appeals, we review the capital murder conviction and death
sentence imposed on John Yancey Schmitt, along with his several
non-capital convictions.
I. PROCEEDINGS
Schmitt was indicted for capital murder based on
the willful, deliberate, and premeditated killing of Earl Shelton
Dunning during the commission of a robbery, in violation of Code §
18.2-31(4). Schmitt also was indicted for armed entry of a bank with
the intent to commit larceny, in violation of Code § 18.2-93; two
counts of robbery, in violation of Code § 18.2-58; and three counts
of use of a firearm, in violation of Code § 18.2-53.1.
In the first stage of a bifurcated trial
conducted under Code § 19.2-264.3, a jury convicted Schmitt of all
the offenses charged. In the penalty phase of the trial, the jury
fixed his punishment for capital murder at death based on a finding
of “future dangerousness,” and for the other offenses at
imprisonment for a total of 118 years.
The trial court sentenced Schmitt in accordance
with the jury verdict. We consolidated the automatic review of
Schmitt's death sentence with his appeal of the capital murder
conviction. Code § 17.1-313(F). We also certified Schmitt's appeal
of his convictions for the non-capital offenses from the Court of
Appeals and consolidated that appeal with his capital murder appeal.
Code § 17.1-409.
II. GUILT PHASE EVIDENCE
We will state the evidence presented at trial in
the light most favorable to the Commonwealth, the prevailing party
in the trial court. Burns v. Commonwealth, 261 Va. 307, 313, 541 S.E.2d
872, 877 (2001); Lovitt v. Commonwealth, 260 Va. 497, 502, 537 S.E.2d
866, 870 (2000). On February 17, 1999, Earl Shelton Dunning was shot
and killed while working as a security guard at the Bon Air branch
of NationsBank (the bank) on Buford Road in Chesterfield County.
About a month before Dunning was killed, Schmitt had robbed this
same bank and, after that robbery, the bank had hired Dunning to
work as a security guard.
Shortly after 1:00 p.m. on February 17, 1999, a
man entered the bank wearing dark sunglasses and a bulky jacket. He
kept his head lowered and appeared to scan the interior of the bank.
Bank manager Sara Parker-Orr testified that she was “nervous” about
this man because he was wearing sunglasses inside the bank on a
“really cloudy day.”
Dunning was outside the bank and, after the man
went inside, Dunning entered the bank and walked across the lobby to
stand at the end of the “teller line” in which customers were
waiting. The man stood in the teller line behind several customers.
Parker-Orr watched him leave his place in line and walk toward
Dunning. When the man was within “a foot or so” of Dunning, Parker-Orr
heard two gunshots and then heard someone scream, “[G]et down, get
down.”
The man next approached Parker-Orr's teller
window and banged on the counter yelling, “Money, give me money,”
and “[I]f I don't get money, I'm going to kill everybody.” Parker-Orr
opened her cash drawer and threw money into a black plastic bag that
the robber was holding.
The robber continued to bang on the counter
demanding “more money.” He announced that he would give the tellers
“ten seconds” to give him more money, and began counting backward
from the number “ten.” By the time he reached “nine,” teller Marlene
Austin was “throwing money in the bag.” Parker-Orr also gave him
money from a third teller's drawer. When she told the robber that
she had no more money to give him, the robber left the bank.
The bank's security camera system recorded
photographs of Schmitt approaching the end of the teller counter and
standing at a teller window holding a bag and pointing a gun. None
of the witnesses who testified at trial saw the actual shooting of
Dunning, and the shooting was not recorded by the bank's security
camera system.
However, Parker-Orr, Austin, and Kelli Konstaitis,
another teller, all identified a photograph of Schmitt recorded by
the bank's security camera system as depicting the man who robbed
the bank that day. After Schmitt left the bank, witnesses telephoned
the “911” emergency response number and attended to Dunning, who was
lying on the floor. By the time emergency medical personnel arrived,
Dunning was dead. The witnesses in the bank testified that they did
not touch or see anyone else touch Dunning's gun or its holster.
Dunning's gun was found in its holster, which was closed and snapped.
An autopsy revealed that Dunning was killed as a
result of a gunshot wound to his chest. The bullet entered the right
side of Dunning's chest, causing significant injuries to the aorta,
and exited from the right side of his back.
After the murder and robbery, Schmitt registered
at a Williamsburg hotel the same day under the name “R. Napier.” The
hotel desk clerk testified that Schmitt asked for directions to the
local shopping areas, and that when Schmitt later returned to the
hotel, his hair was a different color. Schmitt paid cash for a three-day
stay at the hotel. Captain Karl S. Leonard of the Chesterfield
County Police Department identified Schmitt after reviewing the
photographs taken by the bank's security camera system.
Two days after the murder and robbery, on
February 19, 1999, Leonard learned where Schmitt was staying in
Williamsburg. The James City County Tactical Team surrounded
Schmitt's hotel room, and a crisis negotiator, Lieutenant Diane M.
Clarcq of the James City County Police Department, attempted to
persuade Schmitt to surrender. About 10:30 a.m. the following
morning, Schmitt surrendered and was taken into police custody.
Leonard obtained a search warrant for Schmitt's
hotel room, where a satchel, a handgun, a box of shotgun shells, a
black leather jacket, and a variety of newly purchased clothing
items were seized. Inside the satchel was $27,091 in cash, most of
which still bore “bank bands” identifying the money as coming from
the Bon Air branch of NationsBank.
John H. Willmer, a firearms and tool mark
examiner employed by the Virginia Division of Forensic Science,
qualified as an expert witness on the subject of firearms. Willmer
testified that he examined the handgun found in Schmitt's hotel room
and the cartridge casings and bullets found in the bank. He stated
that based on his examination, the cartridge casings and bullets had
been fired from this handgun.
Willmer also tested the handgun and items of
Dunning's clothing to establish the distance of the firearm from
Dunning at the time of the shooting. Based on these tests, Willmer
concluded that the pattern of gunpowder residue found on Dunning's
clothing indicated that when Dunning was shot, the distance between
him and the firearm muzzle was between 12 and 36 inches.
III. PENALTY PHASE EVIDENCE
During the penalty phase of the trial, the
Commonwealth presented evidence of Schmitt's criminal record.
Between 1992 and 1996, Schmitt was convicted twice of possession of
marijuana with the intent to distribute, and also had convictions of
receiving stolen property, possession of a firearm by a convicted
felon, and possession of marijuana.
Schmitt was on probation for some of these
offenses at the time of the capital murder and robbery. He had
failed to keep the conditions of his probation requiring him to have
regular drug tests and to meet with his probation officer and, as a
result, a capias had been issued for his arrest prior to both bank
robberies.
In the earlier robbery of the bank on January 19,
1999, Schmitt and another man had stolen over $65,000. Schmitt was
armed with a sawed-off shotgun in that robbery. The Commonwealth
presented evidence that before the first robbery, police were called
to investigate an argument between Schmitt and a girlfriend
involving a shotgun, and that Schmitt had “sawed off” the barrel of
the gun the night before the first bank robbery.
The Commonwealth also presented evidence of a
tape recording of a telephone conversation between Schmitt and a
friend in which Schmitt described the present offenses. In addition,
the Commonwealth introduced evidence of the “drug dealer lifestyle”
that Schmitt had been leading in the months before he committed the
present offenses.
The Commonwealth presented testimony from
Dunning's family and friends concerning the impact of Dunning's
murder on them. Dunning's mother and brother testified that in
January 1999, a month before his murder, Dunning had retired from
the United States Army after over 20 years of service, and that he
had received many commendations honoring his bravery and leadership
while in military service.
The Commonwealth also presented testimony that
Dunning had three children and that he had planned to marry in March
1999. Several bank employees testified that during the few weeks
that Dunning worked at the bank, he had developed close
relationships with his fellow employees that demonstrated
extraordinary thoughtfulness and generosity.
Schmitt presented testimony from the crisis
negotiator, Lieutenant Clarcq, that Schmitt had expressed remorse
over the killing during the negotiations culminating in his
surrender. In addition, Schmitt presented testimony from a medical
specialist dealing with adolescent addiction who testified generally
concerning the effects of drug addiction and withdrawal. However,
this specialist had never treated or evaluated Schmitt. Schmitt also
presented testimony from his juvenile probation officer, friends,
and family members who described Schmitt as courteous and respectful
when he was not under the influence of drugs.
* * *
VII. GUILT PHASE ISSUES
Schmitt argues that the trial court erred in
denying his motions to strike the capital murder charge and that the
evidence was insufficient as a matter of law to support his
conviction on that charge. Schmitt contends that certain physical
evidence supports a reasonable hypothesis that the shooting occurred
during a struggle and was unintentional, thereby negating the
element of premeditation.
Schmitt relies on the evidence of powder residue
on Dunning's jacket, the location of the bullet hole in the jacket,
as well as the evidence of blood on Schmitt's left hand and the
location of the bullet casings “to the left of where the defendant
would have been.” We disagree with Schmitt's arguments.
The issue of premeditation is a question to be
resolved by the finder of fact. Bailey v. Commonwealth, 259 Va. 723,
749, 529 S.E.2d 570, 585, cert. denied, 531 U.S. 995, 121 S.Ct. 488,
148 L.Ed.2d 460 (2000); Weeks, 248 Va. at 477, 450 S.E.2d at 390;
Clozza v. Commonwealth, 228 Va. 124, 134, 321 S.E.2d 273, 279
(1984), cert. denied, 469 U.S. 1230, 105 S.Ct. 1233, 84 L.Ed.2d 370
(1985). The intent to kill need not exist for any specific period of
time before the actual killing. Id. To establish the element of
premeditation, the Commonwealth need only show that the intent to
kill existed for a moment before the fatal act was committed. Id.
The evidence showed that Schmitt entered the bank
armed with a loaded and concealed weapon. After Dunning came inside
the bank and stood near the end of the teller line, Schmitt left his
place in that line and walked directly to the location where Dunning
was standing. Without saying anything, Schmitt fired two shots, one
of which hit Dunning in the chest. After the shooting, Schmitt
shouted, “get down,” and threatened to “kill everybody” if he did
not get some money. We conclude that this evidence was sufficient to
establish the element of premeditation.
Viewed in the light most favorable to the
Commonwealth, the evidence supported a conclusion that Schmitt
intended to kill Dunning from the moment that Schmitt left his place
in the teller line and began to approach Dunning. At this point, he
possessed a concealed, loaded weapon, which he used to shoot Dunning
at close range within seconds of departing from his place in the
teller line.
Schmitt's contrary argument relies largely on
speculation, rather than on reasonable inferences that can be drawn
from the evidence. Moreover, the jury was entitled to reject his
view of the evidence and conclude that he acted with premeditation
when he fired the shot that killed Dunning. Therefore, we conclude
that the evidence was sufficient to support the jury's determination
of guilt on the capital murder charge.
Schmitt argues that the trial court erred in
refusing to permit the crisis negotiator, Lieutenant Clarcq, to
testify regarding statements Schmitt made to Clarcq about the
robbery and shooting. These statements included Schmitt's admission
that he robbed the bank and a statement that he did not intend to
kill Dunning but shot him during a struggle. Schmitt contends that
these statements were admissible as a declaration against his penal
interest. We disagree.
Schmitt's statements to Clarcq do not qualify as
declarations against his penal interest. This exception to the
hearsay rule allows out-of-court statements that tend to incriminate
a declarant to be received in evidence upon a showing that the
declaration is reliable and that the declarant is presently
unavailable. Ellison v. Commonwealth, 219 Va. 404, 408, 247 S.E.2d
685, 688 (1978).
Underlying this exception is the presumption that
individuals have a strong interest in protecting themselves and thus
do not often make statements that expose themselves to criminal
liability unless those statements are true. See Newberry v.
Commonwealth, 191 Va. 445, 461, 61 S.E.2d 318, 326 (1950); Hines v.
Commonwealth, 136 Va. 728, 743-44, 117 S.E. 843, 847 (1923). When
the declarant has made an incriminating statement that is contrary
to his self-interest, this “element of self-interest” functions as
“a reasonably safe substitute for the oath and cross-examination as
a guarantee of truth.” Newberry, 191 Va. at 461, 61 S.E.2d at 326 (citing
Hines, 136 Va. at 744, 117 S.E. at 847).
Here, however, the chief portion of the statement
that Schmitt sought to have admitted was a self-serving denial of
his criminal intent on the capital murder charge.FN2 Schmitt's
statement that he shot Dunning during a struggle is not contrary to
Schmitt's self-interest but instead promotes the goal of protecting
himself from criminal liability for capital murder. For this reason,
as a threshold matter, the statement is not a declaration against
penal interest.FN3 Accordingly, we conclude that the trial court did
not err in refusing Schmitt's request to admit evidence of these
statements made to Lieutenant Clarcq.
* * *
IX. SENTENCE REVIEW Passion and Prejudice
Under Code § 17.1-313(C), we review the death
sentence imposed on Schmitt to determine whether it (1) was imposed
under the influence of passion, prejudice, or any other arbitrary
factor; or (2) is excessive or disproportionate to the penalty
imposed in similar cases, considering both the crime and the
defendant. Schmitt argues that the sentence was based on passion,
prejudice, and arbitrariness because the Commonwealth improperly was
permitted to argue that Schmitt's crime satisfied the “vileness”
aggravating factor in the absence of a sound legal basis for making
that argument.
Schmitt also asserts that no evidence was
presented of any prior violent conduct on his part that resulted in
harm to any person, or of him having caused “the slightest
difficulty” during his previous incarcerations.
In addition, Schmitt contends that the jurors'
passions were improperly inflamed by evidence of his tape-recorded
conversation with Clifford Sauer and by the testimony of Dunning's
family. Schmitt also argues that the prosecutor engaged in an
intentional effort during closing argument to raise the jurors'
passions by making improper comments to encourage them to vote for
the death penalty. We find no merit in Schmitt's arguments.
First, the jury's rejection of the “vileness”
aggravator demonstrates that the death sentence was not affected by
the prosecutor's argument regarding “vileness.” In addition, the
jury fixed sentences of 35 years each on the two charges of robbery
when it could have sentenced Schmitt to life imprisonment for each
charge.
These sentencing decisions show that the argument
and evidence concerning the “vileness” aggravator did not inflame
the passions of the jury. Second, since the “victim impact”
testimony and Schmitt's own tape-recorded conversation were properly
received as evidence in the penalty phase of the trial, the jury was
entitled to consider this evidence in making its sentencing
determination. Likewise, Schmitt's criminal record and his conduct
during prior periods of incarceration were also evidence properly
presented to the jury, which was permitted to accord that evidence
whatever weight it deemed proper.
We also conclude that the record fails to
demonstrate that the prosecutor's comments during closing argument
resulted in a death sentence that was imposed under the influence of
passion, prejudice, or any other arbitrary factor. Moreover, based
on our independent review of the record, we find no evidence that
any such impermissible factor was present or influenced the jury's
sentence.
Excessiveness and Proportionality
Schmitt argues that his sentence is excessive and
disproportionate to the penalty imposed in similar cases. He asserts
that only one capital murder defendant in Virginia, the defendant in
Roach, received the death penalty for a murder that resulted from a
single gunshot wound in the absence of torture or other aggravating
factor. Schmitt thus contends that juries have not generally imposed
the death penalty for crimes similar to Schmitt's, but instead
generally impose life imprisonment for such offenses.
In conducting our proportionality review, we do
not isolate our consideration to any particular prior case, but must
determine whether “other sentencing bodies in this jurisdiction
generally impose the supreme penalty for comparable or similar
crimes, considering both the crime and the defendant.” Lovitt, 260
Va. at 518, 537 S.E.2d at 880; Johnson v. Commonwealth, 259 Va. 654,
683, 529 S.E.2d 769, 786, cert. denied, 531 U.S. 981, 121 S.Ct. 432,
148 L.Ed.2d 439 (2000) (quoting Jenkins, 244 Va. at 461, 423 S.E.2d
at 371). Thus, we reject Schmitt's invitation to focus solely on the
method in which the murder was accomplished in this case, because to
do so would ignore our statutory mandate to conduct our review with
full consideration of both the crime and the defendant. See Code §
17.1-313(C)(2).
We have compared the record in the present case
with the records of other capital murder cases, including those in
which a sentence of life imprisonment was imposed. We also have
examined the records of all capital cases reviewed by this Court
pursuant to Code § 17.1-313(E). Since the jury imposed the death
sentence based on the “future dangerousness” predicate, we give
particular consideration to other capital murder cases in which the
death penalty was obtained under that predicate.
We observe that juries in this Commonwealth, with
some exceptions, generally have imposed the death sentence for
convictions of capital murder based on a finding of “future
dangerousness” in which the underlying qualifying crime was robbery.
See, e.g., Lovitt, 260 Va. 497, 537 S.E.2d 866; Orbe v. Commonwealth,
258 Va. 390, 519 S.E.2d 808 (1999), cert. denied, 529 U.S. 1113, 120
S.Ct. 1970, 146 L.Ed.2d 800 (2000); Roach, 251 Va. 324, 468 S.E.2d
98; Chandler v. Commonwealth, 249 Va. 270, 455 S.E.2d 219, cert.
denied, 516 U.S. 889, 116 S.Ct. 233, 133 L.Ed.2d 162 (1995); Joseph
v. Commonwealth, 249 Va. 78, 452 S.E.2d 862, cert. denied, 516 U.S.
876, 116 S.Ct. 204, 133 L.Ed.2d 137 (1995); Swann, 247 Va. 222, 441
S.E.2d 195; Chichester v. Commonwealth, 248 Va. 311, 448 S.E.2d 638
(1994), cert. denied, 513 U.S. 1166, 115 S.Ct. 1134, 130 L.Ed.2d
1095 (1995); Dubois v. Commonwealth, 246 Va. 260, 435 S.E.2d 636
(1993), cert. denied, 511 U.S. 1012, 114 S.Ct. 1389, 128 L.Ed.2d 63
(1994); Yeatts, 242 Va. 121, 410 S.E.2d 254; Savino v. Commonwealth,
239 Va. 534, 391 S.E.2d 276, cert. denied, 498 U.S. 882, 111 S.Ct.
229, 112 L.Ed.2d 184 (1990); Mackall v. Commonwealth, 236 Va. 240,
372 S.E.2d 759 (1988), cert. denied, 492 U.S. 925, 109 S.Ct. 3261,
106 L.Ed.2d 607 (1989); Townes v. Commonwealth, 234 Va. 307, 362 S.E.2d
650 (1987), cert. denied, 485 U.S. 971, 108 S.Ct. 1249, 99 L.Ed.2d
447 (1988). Based on this review, we hold that Schmitt's death
sentence is neither excessive nor disproportionate to penalties
imposed by other sentencing bodies in the Commonwealth for
comparable crimes, considering both the crime and the defendant.
X. CONCLUSION
We find no reversible error in the judgments of
the trial court. Having reviewed Schmitt's death sentence pursuant
to Code § 17.1-313, we decline to commute the sentence of death.
Accordingly, we will affirm the trial court's judgments.
Background: Following affirmance of his
conviction for capital murder and the ensuing death sentence, 547
S.E.2d 186, state prisoner filed a petition for a writ of habeas
corpus. Petitioner also filed motion to amend his petition to
include a Brady claim.
Holdings: The District Court, Payne, J., held
that:
(1) consideration or benefit to the informant is not an essential
component of informant's status as an agent of the state for
purposes of a Massiah claim;
(2) informant acted as agent of the Commonwealth for purposes of
Massiah claim;
(3) counsel's decision to forego a motion to suppress petitioner's
tape recorded description of the shooting was a reasonable tactical
decision; and
(4) prosecutor's suppression of information of obvious value in
impeaching informant's guilt phase testimony did not violate Brady.
Petition dismissed in part; leave to amend denied.
* * *
PAYNE, District Judge.
Pursuant to 28 U.S.C. § 2254, John Yancey Schmitt, a Virginia state
prisoner who has been sentenced to death, filed a petition for a
writ of habeas corpus challenging his conviction in the Circuit
Court for the County of Chesterfield for capital murder and the
ensuing death sentence. In a Memorandum Opinion (Docket No. 80)
issued on January 21, 2005, all of Schmitt's claims for habeas
relief were rejected except for the following claims:
XIV. Trial counsel was ineffective when he failed
to object in a timely manner to the admission of the tape recording
of a jailhouse telephone call between Schmitt and Clifford Sauer.
XV. Defense counsel was ineffective when he
failed to move for a mistrial based on prosecutorial misconduct at
the proper time.
XVI. Defense counsel's performance was
prejudicial.
XX. The admission of the taped jailhouse phone
call between Schmitt and Sauer, acting as a government agent, during
the penalty phase violated Schmitt's Fifth and Sixth Amendment
rights.
XXI. Prosecutorial misconduct during the penalty
summation deprived Schmitt of due process and a fair trial and the
trial court erred when denying curative instructions and a mistrial.
Nor has the Court ruled on Schmitt's March 3, 2004 motion to amend
his petition to include the following Claim:
XXIV. The prosecutor withheld impeachment
materials in violation of Brady v. Maryland, and Schmitt's rights to
due process of law under the Fifth and Fourteenth Amendments. In one
way or another and to varying degrees, the resolution of Claims XIV
and XX affect the resolution of Claims XV, XVI, XXI as well as the
proffered amendment. After discovery, an evidentiary hearing was
held on Claims XIV and XX. For the reasons stated below, Schmitt is
not entitled to relief on Claims XIV and XX and the motion to amend
to add Claim XXIV is denied.FN1 FN1. Claims XV, XVI, and XXI are
dismissed by a separate Memorandum Opinion and Order also entered
this day.
* * *
II. FINDINGS OF FACT FOR CLAIMS XIV AND XX
1. On January 19, 1999, Schmitt and an associate,
while armed with a shotgun, robbed the NationsBank in BonAir,
Virginia (hereinafter “the Bank”).
2. Clifford Sauer, a roofer, previously had
employed Schmitt and they had become social friends as well. EH at
14-15. After the January 19, 1999 bank robbery, Schmitt contacted
Sauer for his assistance in purchasing a car. EH at 18-19. Sauer
brokered the deal for the car and received a fee from Schmitt for
his assistance. EH at 51-52. At the time of the transaction, Sauer
did not know that Schmitt had robbed a bank. EH 51-52.
3. However, later Sauer became suspicious of
Schmitt's spending habits. JA at 1344. After some prodding, Schmitt
told Sauer that he had robbed a bank. JA at 1344. Schmitt tried to
purchase a gun from Sauer. JA at 1345. Sauer refused. JA at 1346.
Schmitt asked Sauer if he wanted to drive for another bank robbery.
JA at 1345. Sauer declined. JA at 1345. Schmitt told Sauer that if,
“you breathe one word of this to anyone ··· I'm going to have to
kill you or my friends will have to kill you.” Resp. Ex. 4 at 28.
4. On January 30, 1999, Schmitt was arrested for
obstruction of justice. JA at 1234. Schmitt told the police that his
name was James Comer. JA at 1234. A few hours later, Sauer received
a telephone call from an employee of the Henrico County Jail. JA at
1347. The employee asked Sauer whether he knew James Comer. JA at
1347. Sauer responded in the affirmative. JA at 1347. The next voice
Sauer heard was that of Schmitt, who told Sauer to contact Kenny
Lockner, collect some money, and take it to the Henrico County Jail
to bail out James Comer. JA at 1347. After the bail was provided,
Schmitt was released from custody. Sauer did not realize that he was
actually posting bail for Schmitt instead of Comer until he saw
Schmitt walk out of the jail after the bail had been paid.
5. On Friday, February 5, 1999, several officers,
including Detective William George, arrived at Sauer's residence in
the City of Richmond. While George and another officer went to the
front door, other officers surrounded the house. EH at 99, 134.
George told Sauer that they were looking for Schmitt in connection
with a bank robbery. EH at 18, 100. Sauer gave the officers
permission to search his home and readily answered their questions.
EH at 17, 48-49. The search lasted only about fifteen minutes. EH at
101, 129. Before leaving, George left Sauer with his card and
requested permission to interview Sauer at a later date. EH at
101-102. At the time of the search, Sauer was neither threatened nor
coerced. Nevertheless, Sauer was apprehensive about the
repercussions of having brokered the sale of the car which Schmitt
had purchased from money from the first bank robbery. EH at 18-20.
6. Sauer did not act with any criminally culpable
intent in his prior dealings with Schmitt. EH Sauer Testimony.
Neither the Chesterfield Police nor the Chesterfield Commonwealth's
Attorney's office ever contemplated charging Sauer with a crime for
his prior dealings with Schmitt.
7. On February 7, 1999, George and Detective
Easton conducted an hour long interview with Sauer in Sauer's home.
EH at 103. A large portion of the interview was taped and
transcribed. EH at 103; Resp. Ex. 3. From the outset of the meeting,
Sauer determined to cooperate fully and voluntarily. Resp. Ex. 3 at
9. Sauer's cooperation was not attributable to any threats or
intimidation by the police. George and Easton expressly assured
Sauer that he was not a target of the police investigation. EH at
103, Resp. Ex. 3 at 9. Sauer volunteered information regarding:
Schmitt's purchase of the car; Schmitt's efforts to recruit Sauer as
a driver; Schmitt's attempt to purchase Sauer's gun; Schmitt's plans
to kill Joanna Murphy, one of Schmitt's friends; and individuals who
might lead the police to Schmitt. Resp. Ex. 3. at 9-21.
8. Between February 7 and February 17, 1999,
George and Sauer were in almost daily contact by telephone. EH at
25, 108.
9. After the January robbery, the Bank hired a
security guard, Shelton Dunning. On February 17, 1999, Schmitt
walked into the Bank armed with a concealed 45 caliber pistol.
Thereafter, Dunning came inside the Bank and stood near the end of
the teller line, Schmitt left his place in that line and walked
directly to the location where Dunning was standing. Without saying
anything, Schmitt fired two shots, one of which hit Dunning in the
chest. After the shooting, Schmitt shouted, “get down,” and
threatened to “kill everybody” if he did not get some money. Schmitt
took the money from the tellers and fled the bank. Dunning died
shortly after the shooting. The bank surveillance cameras recorded
Schmitt robbing the bank, but did not capture the actual shooting.
JA Vol. II and III.
10. Shortly after the murder, Sauer paged George.
EH at 141. Sauer told George that he had seen the news of the murder
and that he believed that Schmitt was the perpetrator. EH at 141.
George went to Sauer's house to seek Sauer's assistance in locating
Schmitt. Sauer provided the police with information that led to
Schmitt's girlfriend and eventually led to locating Schmitt in
Williamsburg on February 20, 1999. EH at 39.
11. On February 20, 1999, the police surrounded
Schmitt in his hotel room in Williamsburg. Diane Clarcq, a crisis
negotiator with the Williamsburg police, attempted to persuade
Schmitt to surrender peaceably. During the course of their
discussions, Schmitt told Clarcq that he had struggled with the
security guard and had not intended to kill him. Schmitt eventually
surrendered peaceably. JA at 1405-15.
12. Shortly after the arrest, Craig Cooley and
Chris Collins were appointed to represent Schmitt on the February
19, 1999 bank robbery and capital murder of Dunning. Both Cooley and
Collins are experienced, highly regarded, and very capable capital
defense counsel.
13. After Schmitt's arrest, Sauer continued to
call George on a regular basis. EH at 140-43. The topics of
conversations ranged from the preparation of the Schmitt case for
trial to Sauer's personal life. From these conversations, Sauer
formed the opinion that the police knew most of the relevant facts
pertaining to the robberies except where Schmitt had obtained the
handgun used in the murder of Mr. Dunning. EH at 152.
14. Sometime shortly before March 12, 1999, Sauer
called George. During that conversation, George asked Sauer whether
he had heard from Schmitt. EH at 28-29. Sauer told George that
Schmitt had been calling him from jail. EH at 28-30. George asked
Sauer to tape any future telephone calls from Schmitt. Sauer agreed
to do as George requested. EH at 29, 41, 68.
15. Immediately after the telephone call with
Sauer, George talked with Chief Deputy Commonwealth Attorney, Warren
Von Schuch. EH at 110. Von Schuch told George that Sauer could
record the calls and instructed George that Sauer could not ask
questions. EH at 111, 256. Von Schuch instructed George to provide
Sauer with a tape recorder for Sauer's phone. EH at 256.
16. Later that day, George delivered the
recording device to Sauer and explained how to use it. EH at 29.
Sauer was eager to assist George in obtaining information from
Schmitt. EH at 111-12, 151. George told Sauer that the prosecution
was interested in obtaining incriminating information from Schmitt
about the robbery. EH at 30, 35, 40; Pet.'s Ex. 3 ¶ 8. Sauer asked
George what questions the police wanted answered. EH at 151. George
responded that the only question left unanswered was the origin of
the handgun used in the second robbery. EH at 150-51. Thereafter,
George told Sauer that we cannot tell you to ask questions and to
basically let Schmitt do the talking. EH at 30, 112. Sauer replied
that, “I know what to ask. I watch Court TV.” EH at 112. George knew
that Sauer intended to take affirmative steps to secure
incriminating information from Schmitt. In fact, there was no other
reason for George to have asked Sauer to record conversations with
Schmitt or to have supplied a tape recorder to Sauer.
17. George and Sauer provided different versions
of Sauer's enlistment. The Court credits, to the extent recited
above, Sauer's account of those events and does not believe George's
divergent version of the same events.
18. On March 12, 1999, Schmitt called Sauer from
jail. During their conversation, Sauer elicited from Schmitt
information about the gun, the robbery, and the killing of Mr.
Dunning. See e.g., JA 1371-72, 1374-86.
19. George retrieved the tape from Sauer and
turned it over to Von Schuch.
20. On March 25, 1999, Sauer testified about his
dealings with Schmitt before the multijurisdictional grand jury for
the City of Richmond, County of Chesterfield, County of Henrico, and
County of Hanover. Pet.'s Ex. 4. Sauer received use immunity for his
testimony. Von Schuch was present at the grand jury proceeding and
was aware that Sauer had received immunity. EH at 288. Schmitt was
indicted for capital murder by a Chesterfield County grand jury, not
by the mulit-jurisdictional grand jury.
21. At the end of July 1999, the Circuit Court
for the County of Chesterfield granted the defense counsel's motion
for discovery and directed the Commonwealth to turn over to the
defense any material under Brady v. Maryland, 373 U.S. 83, 83 S.Ct.
1194, 10 L.Ed.2d 215 (1963). Pet.'s Ex. 18, 21; EH at 175, 270.
22. On August 13, 1999, Von Schuch disclosed to
defense counsel Schmitt's statements to Lieutenant Clarcq, which
included copies of Clarcq's notes. EH 177.
23. Schmitt's trial originally was scheduled to
start on October 22, 1999. On September 30, 1999, the Circuit Court
granted Schmitt's motion and continued the trial until February 11,
2000. JA 309-18.
24. Throughout the fall of 1999, Sauer continued
to contact George to discuss his personal difficulties and his
anxiety about testifying at the Schmitt trial. EH at 72-73, 81-82,
142-43. As a result of these conversations, George became concerned
that Sauer might harm himself and might become an unstable witness.
EH at 144.
25. For those reasons, George contacted the
Chesterfield County Community Services Board (“CSB”) to obtain
mental health services for Sauer. EH at 115. George initiated this
action out of his concern for Sauer and because he wished to
preserve Sauer as an effective witness for Schmitt's trial. EH at
116, 160. Because Sauer was not a resident of Chesterfield County,
George had to “jump through some hoops” to secure CSB services for
Sauer. EH at 116. The CSB agreed to provide free services to Sauer
as a favor to the police department. EH at 223-24.
26. On November 12, 1999, George accompanied
Sauer to the initial interview at CSB with Dr. Sproul. EH at 214.
Sauer told Dr. Sproul that he was stressed about his relationship
with his girlfriend and was afraid of being called as a witness at
Schmitt's trial. EH at 231-33. Nevertheless, Sauer was ambivalent
about receiving any mental health treatment, cancelled his
subsequent appointment, and never received any services from CSB. EH
at 211, 219-20, 235.
27. At a discovery conference in late November
1999, Von Schuch informed defense counsel that the prosecution had a
tape and a surprise witness. EH at 271-73, 357-59. Von Schuch told
defense counsel he would provide them more information “after the
holidays.” EH at 358. Von Schuch testified that he delayed turning
the tape over because Sauer had expressed concern that he would be
in danger from Schmitt's friends if they learned that he had agreed
to be a witness for the police. EH at 274, 295.
28. Around Christmas of 1999, perhaps as late as
January 1, 2000, Von Schuch provided defense counsel with a
transcript of the March 12, 1999 Schmitt/Sauer tape-recorded
conversation. EH. at 275.
29. The Schmitt/Sauer tape provided evidence that
would have been beneficial to Schmitt during the guilt phase.
Although, in that conversation, Schmitt admits to robbing the bank
and shooting Dunning, Schmitt's account of those events indicates
that he lacked premeditation and thus was probative of the issue of
his guilt of capital murder. Specifically, Schmitt insisted that his
gun discharged accidentally during the course of a struggle with
Dunning. JA at 1374-86.
30. However, as to the sentencing phase of a
capital murder trial, large portions of the tape provide a very
negative picture of Schmitt who used profanity throughout the tape
and bragged about why he was not worried about the pending capital
murder charge. Schmitt expressed concern for his personal
relationships and living conditions, and he also appeared to be
oblivious to the harm that he had wrought upon the victims of his
crimes. Indeed, when reciting his version of how the shooting
occurred, Schmitt chuckles under his breath when he explains how Mr.
Dunning's “eyes got real big” when Schmitt pointed the gun at him.
JA at 1379. The chuckle does not appear in the transcript, but can
be heard on the audio tape.
31. The Commonwealth possessed overwhelming
physical and testimonial evidence that Schmitt entered the bank
armed with a gun, that he shot Dunning, and that he robbed the
tellers at gunpoint. Defense counsel determined that the only
defense available to Schmitt was the version of events supplied by
Schmitt: that the shooting was not premeditated and that the gun had
discharged accidentally during the course of a struggle. EH at 201,
367-68. In addition to the Sauer/Schmitt tape, Schmitt's statements
to Clarcq and the forensic evidence tended to supported that defense.
32. Cooley and Collins wanted the Schmitt/Sauer
tape introduced during the guilt phase of the trial to support the
accidental discharge defense. EH at 190; 364. However, Cooley and
Collins were aware that Virginia law on hearsay ordinarily excluded
a defendant's own out-of-court statements. EH at 178-79, 357. Cooley
and Collins also recognized that, because Schmitt's statements on
the tape were largely inculpatory, the Commonwealth would be able to
introduce them as admissions against Schmitt's penal interest. EH at
364. Thus, counsel perceived that their best chance for having the
tape admitted during the guilt phase was to have the Commonwealth
introduce the tape.
33. Before trial, defense counsel could not
discover at which phase the prosecution would attempt to introduce
the Schmitt/Sauer tape. EH at 291, 329. In anticipation that the
Commonwealth would decline to introduce the Schmitt/Sauer tape
during the guilt phase, Cooley prepared an argument grounded in
Virginia case law to persuade the trial court to introduce the tape
at the guilt phase of the trial. EH at 196.
34. If they were not able to introduce the tape
during the guilt phase, Cooley and Collins did not wish the tape to
be admitted during the sentencing phase. Before trial, Cooley and
Collins believed that Sauer's conduct in taping his conversation
with Schmitt at the behest of the police violated Schmitt's Sixth
Amendment right to counsel. EH at 185-86, 201, 366, 371. Cooley and
Collins had sufficient information to make a pretrial motion to
suppress the Sauer tape on Sixth Amendment grounds. EH at 201,
359-66; JA at 1030-31. Both Cooley and Collins knew that, under
Va.Code § 19.2-266.2, motions to suppress on constitutional grounds
had to be filed before trial. EH at 186, 386.
35. Collins recognized that, under Virginia
procedure, it was conceptually possible to move before trial for a
ruling on the defense argument that the tape was admissible during
the guilt phase as an admission against Schmitt's penal interest and
that, if the motion failed, it was possible simultaneously to pursue
a pretrial motion to suppress the motion at the sentencing phase. EH
at 383. Counsel declined to pursue any pretrial motion to suppress
because of his overriding concern was to have the tape introduced
into evidence during the guilt phase and he did not wish to take any
action that would discourage the prosecution from introducing the
tape during that phase. EH at 364-66, 370, 383. If counsel had
possessed the additional information regarding Sauer's contacts with
the police that was revealed during the federal habeas proceedings,
it would not have changed Collins's decision not to pursue a
pretrial motion to suppress. EH at 382.
36. In declining to file a pretrial motion,
counsel weighed the aggregate harm and benefit of the tape. See FF
29-31. In this regard, Collins and Cooley did not view the Schmitt/Sauer
tape as entirely negative with respect to sentencing. EH at 191,
365, 373. First, counsel believed that, even during sentencing, the
tape could foment residual doubt on the issue of premeditation that
could be helpful in avoiding a death sentence. EH at 384. Second,
the tape could humanize Schmitt in the eyes of the jury because it
showed Schmitt demonstrating concern for protecting people he had
involved in his crimes. EH at 384. This admittedly weak evidence was
considered helpful because there was virtually no other significant
mitigating evidence available to the defense. EH at 384.
37. The prosecution team initially planned to
include Schmitt's statements to Sauer as part of the Commonwealth's
guilt phase case. EH at 276, 291, 297. Upon further reflection of
the benefits of the tape to the defense during the guilt phase, the
prosecution decided to wait until the sentencing phase to introduce
the tape. EH at 297.
38. When the prosecution failed to introduce the
tape during the guilt phase, counsel attempted to introduce the tape
as part of the Schmitt's guilt phase defense. JA at 1031. The trial
court sustained the prosecution's objection that the statement was
inadmissible hearsay. JA at 1035.
39. In order to impose the death penalty in
Virginia, the jury must “find that there is a probability that the
defendant would commit criminal acts of violence that would
constitute a continuing serious threat to society” (the future
dangerousness aggravator) or that the defendant's “conduct in
committing the offense for which he stands charged was outrageously
or wantonly vile, horrible or inhuman in that it involved torture,
depravity of mind or an aggravated battery to the victim” (the
vileness aggravator). Va.Code Ann. § 19.2-264.2. At sentencing, the
Commonwealth contended that both the vileness predicate and the
future dangerousness predicate were present.
40. When the prosecution sought to introduce the
Schmitt/Sauer tape during the sentencing phase, counsel objected
that the tape constituted a violation of Schmitt's Fifth and Sixth
Amendment rights because, “Sauer is clearly acting at the behest of
··· and as an agent of the police.” JA at 1338. The prosecution
responded that the motion was untimely and also argued that
Schmitt's constitutional rights had not been violated. JA at
1338-39. The trial court overruled Schmitt's motion without
explaining the basis for its ruling. JA at 1341. The tape was played
to the jury and Sauer testified on behalf of the prosecution.
41. On February 18, 2000, the jury rejected the
prosecutor's assertion of the “vileness” aggravating factor, found
the presence of the future dangerousness aggravator, and sentenced
Schmitt to death.
42. Around midnight on February 20, 2000, the
Richmond police called George for assistance with Sauer who was
upset about some housing that was proposed for his neighborhood and
he was hinting that he would hurt himself. EH at 122-23. George took
Sauer to the Chesterfield Police Department where Jennifer Erisman
conducted an emergency evaluation and determined that Sauer was not
a danger to himself or others. EH 126-27. Sauer was released.
43. When Sauer received a reckless driving ticket
in 2003, he went to Von Schuch for help. EH at 279. Von Schuch
arranged for Sauer to keep his license provided that Sauer pay a
hefty fine. EH at 279.
* * *
(i) Failure to Pursue Criminal Charges
Schmitt argues that there was an implicit
agreement between Sauer and the Commonwealth that, in exchange for
Sauer's continued cooperation, Sauer would not be charged as an
accessory after the fact to the January 19 bank robbery. To convict
a defendant as an accessory after the fact in Virginia, the
Commonwealth must prove that: (1) the felony is completed; (2) the
defendant knew that the felon committed the crime; (3) the defendant
must “receive, relieve, comfort or assist” the felon. Manley v.
Commonwealth, 222 Va. 642, 283 S.E.2d 207, 208 (1981).
Under Virginia law, “merely suffering the
principal to escape” or failing to report a known felon to the
authorities are omissions which are not sufficient to make a party
an accessory after the fact. Wren v. Commonwealth, 67 Va. 952
(1875). Rather, “the true test of whether one is an accessory after
the fact is to consider whether what he did was done by way of
personal help to his principal, with the view to enabling his
principal to elude punishment, the kind of help being unimportant.”
* * *
IV. PROPOSED CLAIM XXIV: THE PROSECUTOR'S
PURPORTED SUPPRESSION OF IMPEACHMENT EVIDENCE PERTAINING TO CLIFFORD
SAUER
Under Fed.R.Civ.P. 15(a), leave to amend shall be
freely given absent bad faith, undue prejudice to the opposing
party, or futility. See Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct.
227, 9 L.Ed.2d 222 (1962). The parties have fully briefed the issue
whether the proposed amendment raises a genuine issue of material
fact and have presented all relevant evidence in support of their
positions. Because, as discussed below, the Warden would be entitled
to judgment as a matter of law with respect to proposed Claim XXIV,
the motion to amend will be denied as futile. See Milanese v. Rust-Oleum
Corp., 244 F.3d 104, 110 (2d Cir.2001).
Schmitt alleges that the Commonwealth violated
its obligation under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194,
10 L.Ed.2d 215 (1963), when it failed to disclose the impeachment
evidence that: (1) Sauer had been working with the police before
Schmitt was captured; (2) Sauer had been granted immunity before the
multi-district grand jury; and (3) Sauer was mentally unstable and
had received a free mental health evaluation. The Warden's initial
response is that the proposed Claim XXIV is defaulted and lacks
merit.
* * *
In sum, the prosecution's case at sentencing
would look almost the same even if one discounts the testimony
offered by Sauer on matters as to which he could have been impeached
by the evidence that Von Schuch withheld. Having considered the
record as a whole, the Court cannot find a reasonable probability
that the verdict would have been different if the withheld
impeachment evidence had been available to Schmitt.
In other words, the “favorable evidence could [not]
reasonably be taken to put the whole case in such a different light
as to undermine confidence in the verdict [here, the sentence of
death].” Kyles, 514 U.S. at 435, 115 S.Ct. 1555. For that reason,
the proffered amendment of the petition to add Claim XXIV would be
futile. Hence, the motion for leave to file the amendment will be
denied.
Although a proper respect for the jurisprudence
that controls federal habeas corpus review necessitates this result,
the Court would be remiss not to express on the record the great
concern created by the prosecutor's conduct here. Specifically, the
prosecutor suppressed information of obvious impeachment value. That
indicates a disregard of the proper prosecutorial role, as
circumscribed by Brady, or the federal constitution as outlined
clearly by Brady and its progeny, or both. Moreover, when the
prosecutor testified at the evidentiary hearing, his demonstrated
attitude toward the dictates of Brady were evident. Indeed, he
seemed to regard the whole concept of Brady as a game.
In this instance, the prosecutor's suppression of
impeachment evidence turned out not to be material. But, that was
fortuitous. And, it is not the office of the prosecutor to gamble
with the materiality factor when he becomes aware of impeachment
evidence. On this occasion, the consequence of the prosecutor's
conduct was protraction of this litigation, the expenditure of funds
for counsel to explore the issue, and the consumption of limited
judicial resources to resolve the issues needlessly created by the
conduct at issue. Those consequences were utterly unnecessary.
One would hope that this prosecutor, and all
others, would learn from experiences such as this one. But, the most
effective assurance that Brady will be fulfilled in state
prosecutions lies in the full enforcement of its command by the
state courts which have the power to order compliance with Brady and
to discipline those who do not take its commands seriously.
V. CONCLUSION
For the foregoing reasons, Claims XIV and XX will
be dismissed, and the motion for leave to amend the petition to add
proffered Claim XXIV will be denied. The Clerk is directed to send a
copy of the Memorandum Opinion to counsel of record. It is so
ORDERED.
Background: Following affirmance on appeal of
defendant's state conviction for capital murder and imposition of
the death penalty, defendant filed petition for habeas corpus relief.
The United States District Court for the Eastern District of
Virginia, Robert E. Payne, J., denied petition, and appeal was taken.
Holdings: The Court of Appeals held that: (1)
exclusion of evidence relating to general prison security and prison
life during the sentencing phase of defendant's capital murder trial
in rebuttal to the state's future dangerousness argument did not
violate defendant's right to present rebuttal evidence; (2)
defendant was not prejudiced by trial court's suppression of
evidence during sentencing phase of capital murder trial; (3)
defense counsel's alleged failure to move for mistrial following
each of prosecution's allegedly improper arguments did not prejudice
defendant; (4) defendant procedurally defaulted on claim that his
Sixth Amendment right to counsel was violated; and (5) defense
counsel's failure to move to suppress the tape recording of
conversation between defendant and witness was a reasonable tactical
decision. Affirmed.
* * *
PER CURIAM: Petitioner-appellant John Yancey
Schmitt appeals the district court's denial of his habeas petition
filed under 28 U.S.C.A. § 2254 (West Supp.2005). The district court
granted a certificate of appealability to Schmitt on the following
six claims: (1) whether the Virginia Supreme Court's holding that
the exclusion of evidence relating to general prison security and
prison life at state prisons was reasonable under Supreme Court
precedent; (2) whether impeachment evidence suppressed by the
prosecution violated Brady; FN1 (3) whether Schmitt's trial counsel
were ineffective for failing to preserve his prosecutorial
misconduct claim by moving for a mistrial at the appropriate time;
(4) whether prosecutorial misconduct rendered Schmitt's trial unfair;
(5) whether Schmitt's Massiah claim FN2 was procedurally defaulted;
and (6) whether Schmitt's trial counsel were ineffective for failing
to file a pretrial motion to suppress a tape that thereby waived
Schmitt's Massiah claim. Finding no error in the district court's
adjudication of Schmitt's claims, we affirm.
I. Procedural History A. Proceedings in the
Trial Court
On January 19, 1999, Schmitt robbed a Nationsbank
in Chesterfield County, Virginia, taking more than $65,000. At the
time of the robbery, Schmitt was on probation for a prior conviction
for unlawful possession of a firearm by a convicted felon. With part
of the money from the robbery, Schmitt purchased a car. Cliff Sauer,
Schmitt's former employer and friend, helped broker the car deal.
After the closing of the car deal, Sauer, aware that Schmitt had not
been gainfully employed in quite sometime, asked Schmitt about where
he had obtained the funds for the new car. Eventually, Schmitt told
Sauer that he had robbed a bank. Sauer did not contact the police
with this information.
On January 30, 1999, Schmitt and his girlfriend
were staying at a local hotel in Henrico County, Virginia and the
hotel received noise complaints regarding Schmitt's room. When the
police came to investigate, Schmitt became belligerent and refused
to comply with the police officer's instructions. Schmitt was
arrested for obstruction of justice. During the booking process,
Schmitt told the police he was James Cromer.FN3 Pretending to be
James Cromer, Schmitt called Sauer from the Henrico County jail and
asked Sauer to bail him out of jail. Sauer, believing he was
assisting Cromer, complied with the request and bailed Schmitt out
of jail.
On February 17, 1999, Schmitt entered the same
Nationsbank in Chesterfield County, Virginia and robbed it again.
This time, however, Schmitt shot and killed the bank's security
guard. The robbery was captured on the bank's security cameras, but
the shooting occurred outside the view of the cameras. Schmitt fled
the bank and checked into a hotel under a false name. The
Chesterfield County Police Department tracked Schmitt to the hotel,
and Lieutenant Clarcq negotiated his surrender. During the
negotiations, Schmitt told Lt. Clarcq that he had not intended to
shoot the security guard, and he expressed concern for his family
and the family of the victim.
After the second robbery and the murder, but
before Schmitt was apprehended, the Chesterfield County police
contacted Sauer. Sauer cooperated with the police and disclosed his
knowledge of the first bank robbery and the car deal. Sauer provided
the police with the information that led to Schmitt's arrest. After
Schmitt's arrest, the police again sought assistance from Sauer,
asking him to tape record any telephone conversations he would have
with Schmitt. Complying with this request, Sauer recorded a
conversation that would become a key piece of the prosecution's
penalty phase evidence.
During this recorded conversation, Schmitt made
several incriminating and exculpatory statements regarding the
robbery and murder. Schmitt expressed concern over his friends that
had been implicated in the robbery, including the young lady who
drove him to the hotel. Schmitt also expressed confidence in beating
the murder charge because he claimed he did not intend to shoot or
kill the security guard. Schmitt explained that there was a fight
and that the security guard grabbed his gun.
Schmitt described in detail how he grabbed the
security guard's hand and how he had scratches on himself to prove
the struggle. Schmitt believed that he committed manslaughter
because he lacked the intent to kill. Schmitt also laughingly
described to Sauer how the security guard's “eyes got real big” when
he pointed the gun at him. Changing topics, Schmitt then described
the amenities of the prison. He said the prison was “nice” and noted
that it had cable television, ping-pong, microwaves, single cells,
and reasonable prices at the canteen.
The Commonwealth of Virginia indicted Schmitt for
capital murder, armed entry of a bank with intent to commit larceny,
two counts of robbery, and three counts of use of a firearm in
violation of Virginia Code § 18.2-53.1 (2004). Faced with a
defendant who wished to proceed to trial in spite of the mountain of
evidence against him, Schmitt's trial co-counsel, Mr. Cooley and Mr.
Collins, turned their attention to trial strategy. Schmitt's
attorneys weighed the possibility of moving to suppress the
telephone call between Sauer and Schmitt.
They ultimately concluded, however, that if the
prosecution entered the tape into evidence during the guilt phase of
the trial, which they believed was a strong possibility, they could
use the tape to Schmitt's advantage by arguing that the shooting was
unintentional. This was a critical decision because Virginia law
requires that all defense motions seeking to suppress evidence on
the basis of violations of the U.S. Constitution, whether the
evidence is for use at trial or sentencing, be filed no later than
seven days before trial. See Va.Code Ann. § 19.2-266.2 (Supp.2005) (stating
“Defense motions or objections seeking ··· suppression of evidence
on the grounds such evidence was obtained in violation of the
provisions of the Fourth, Fifth, or Sixth Amendments to the
Constitution of the United States or Article I, Section 8, 10, or 11
of the Constitution of Virginia proscribing illegal searches and
seizures and protecting rights against self-incrimination ··· shall
be raised by motion or objection, in writing, before trial. The
motions or objections shall be filed and notice given to opposing
counsel not later than seven days before trial···· The court may,
however, for good cause shown and in the interest of justice, permit
the motions or objections to be raised at a later time.”).
At trial, the prosecution presented the
surveillance video and eye witnesses who identified Schmitt as the
bank robber. The prosecution also presented forensic evidence
indicating that the security guard had been shot from a distance of
12 to 36 inches and that the security guard's gun never left its
holster during the robbery. A search of the hotel room in which
Schmitt was arrested revealed a handgun, shotgun shells, newly
purchased clothing and $27,091 in cash bearing “bank bands”
identifying the money as from Nationsbank. The prosecution chose not
to introduce the Sauer/Schmitt tape in the guilt phase and the state
trial court ruled against Schmitt's attempt to proffer the tape,
finding that the tape could not be admitted as a “declaration
against interest” because Schmitt was an available witness. The jury
convicted Schmitt on all counts.
At the sentencing phase, the prosecution produced
evidence of Schmitt's prior convictions, his drug-dealer lifestyle,
the bank robberies, the Sauer/Schmitt tape, the hotel arrest, and
testimony from the victim's family. The prosecution sought the death
penalty based on Schmitt's future dangerousness and the vileness of
the murder. The prosecution used Sauer to introduce the Sauer/Schmitt
tape.
Schmitt objected to the introduction of Sauer's
testimony and the Sauer/Schmitt tape, arguing that it violated his
Fifth and Sixth Amendment rights according to Massiah because Sauer
was acting as an agent of the Commonwealth at the time of the
conversation and when Sauer elicited incriminating statements from
Schmitt. The prosecution argued that Schmitt had waived any argument
relating to such constitutional rights by failing to file a pre-trial
motion to suppress the tape and other evidence. The state trial
court reviewed the tape and then overruled Schmitt's objection.
Sauer also testified that Schmitt asked him to
drive for him during the second robbery and offered to buy Sauer's
gun, but Sauer rejected both offers. The prosecution also argued to
the jury that Schmitt had tricked the prison system and the
probation system by giving a false name and failing to comply with
the terms of his probation.
Schmitt presented evidence from Lt. Clarcq, the
police negotiator, describing the remorse Schmitt expressed from the
shooting and a medical specialist who testified about the effects of
drug addiction. Schmitt also attempted to have the Chief of
Operations of the Virginia Department of Corrections, Gary Bass,
testify to the protections at maximum security prisons and the
general prison conditions in Virginia. The trial court, however,
allowed Mr. Bass to testify only that a life sentence means life
without parole. Friends and family also testified on Schmitt's
behalf. Finding the future dangerousness aggravator present, the
jury recommended the death sentence for Schmitt and 118 years'
imprisonment on the remaining charges.
B. The Virginia Supreme Court's Decision on
Direct Appeal
Schmitt timely filed a direct appeal of his
conviction and sentence in the Virginia Supreme Court. Schmitt
alleged numerous errors in the jury selection, guilt, and sentencing
phases. Relevant to our inquiry, Schmitt alleged that the trial
court erred by admitting into evidence the recorded telephone
conversation between Sauer and Schmitt because it violated Schmitt's
Sixth Amendment right to counsel established under Massiah v. United
States, 377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964).
The Commonwealth responded that this claim was
procedurally defaulted pursuant to Virginia Code § 19.2-266.2
because Schmitt raised it after the trial began. The Virginia
Supreme Court agreed that the claim was procedurally defaulted. Next,
Schmitt argued that the trial court erred in “refusing to admit
evidence concerning prison life and the security features of a
‘maximum security’ prison in the Commonwealth to rebut the
Commonwealth's contention of Schmitt's future dangerousness.” (J.A.
at 390.)
The Virginia Supreme Court rejected this argument
on the merits, reasoning that “Schmitt's proffered evidence was not
admissible to rebut any particular evidence concerning prison
security or prison conditions offered by the Commonwealth.” (J.A. at
390.) The Virginia Supreme Court further noted that evidence of
maximum security prison features did not constitute mitigation
evidence because “the relevant inquiry” in assessing a defendant's
future dangerousness rests on whether the defendant “would” commit
future acts while in prison, as opposed to whether the defendant
“could” commit such acts. (J.A. at 390.)
Finally, Schmitt alleged that he was entitled to
a mistrial based on improper and inflammatory arguments made by the
prosecution during its closing argument. The Virginia Supreme Court
noted that the trial court provided appropriate curative
instructions each time that Schmitt's counsel objected to the
prosecution's statements during closing argument. It further
concluded that Schmitt's counsel did not preserve the mistrial
motion with respect to some of the prosecution's comments because
that motion was made after the jury left the courtroom. Thus, the
request for a mistrial based on those portions of the prosecution's
closing argument was procedurally defaulted. Ultimately, the
Virginia Supreme Court affirmed Schmitt's conviction and sentence.
C. The Virginia Supreme Court's Decision on
Habeas Review
On state habeas review, Schmitt reasserted his
previous claims and added ineffective assistance of counsel claims.
The Virginia Supreme Court held that because Schmitt raised these
claims on direct appeal they were barred from habeas review. The
Virginia Supreme Court then turned its attention to the ineffective
assistance of counsel claims. Schmitt alleged that his counsel were
ineffective for failing to move to suppress the Sauer/Schmitt tape
on Massiah grounds.
The Virginia Supreme Court found that the claim
satisfied neither the prejudice nor performance prong of the
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984) test, because Sauer was not acting as an agent of the
state and therefore no basis existed for the suppression motion.
Schmitt also alleged ineffective assistance of counsel based on his
counsel's failure to move for a mistrial after the prosecution's
closing arguments. Again, the Virginia Supreme Court found the
claims to be unpersuasive because Schmitt failed to demonstrate how
he could have prevailed on the mistrial motion in light of counsel's
objections and the trial court's curative instructions.
D. The District Court's Decision on Federal
Habeas Review
Having exhausted his state-court remedies,
Schmitt filed a 28 U.S.C.A. § 2254 petition in the Eastern District
of Virginia alleging twenty-four grounds for relief, including the
six before us. The district court denied relief on Schmitt's claim
that the exclusion of general prison security evidence violated his
due process rights, reasoning that the Supreme Court has never held
that a defendant is entitled to present “all evidence that may touch
on [the defendant's] future sentence,” such as the security features
of prisons in which Schmitt may or may not be stationed.
The district court conducted extensive
evidentiary hearings as to the remaining five claims before us.
First, the district court found Schmitt's Massiah claim relating to
the taping of the Sauer/Schmitt telephone call to be unreviewable
because the Virginia Supreme Court deemed it was procedurally
defaulted. Second, the district court concluded that ineffective
assistance of counsel did not excuse the procedural default because
the decision not to move to suppress the tape was the product of a
well-reasoned defense strategy. FN4
Third, the district court addressed Schmitt's
Brady claim, in which Schmitt alleged that the Commonwealth
suppressed impeachment evidence relating to Sauer because the
Commonwealth failed to disclose that Sauer received use immunity for
his grand jury testimony, that Sauer was working for the police
prior to Schmitt's capture, that Sauer was mentally unstable, and
that the Commonwealth had provided Sauer with a free mental health
evaluation.
The district court concluded that the suppressed
facts constituted impeachment evidence, but that the suppressed
evidence was not material. Fourth, the district court denied relief
on Schmitt's claims that the prosecution's improper closing
arguments entitled Schmitt to a mistrial because the claim was
procedurally defaulted. And finally, the district court concluded
that no ineffective assistance of counsel excused the procedural
default of the mistrial motion.
The district court granted a certificate of
appealability on these six claims, and we have jurisdiction to
review the district court's denial of the writ of habeas corpus
pursuant to 28 U.S.C.A. § 2253 (West Supp.2005) (providing appellate
courts with jurisdiction to review final orders from habeas
proceedings if a certificate of appealability has issued).
* * *
Although we conclude that the prosecution's
missteps in this case did not affect the outcome of the trial, we
emphasize that the intentional suppression of impeachment material
and other prosecutorial misconduct should not be taken lightly. The
Supreme Court has long emphasized the special role that prosecutors
play in our judicial system. See Banks, 540 U.S. at 696, 124 S.Ct.
1256 (compiling cases). And we could not agree more with the
district court's conclusion that this prosecution team displayed a
disconcerting lack of respect for its sole responsibility to ensure
“that justice shall be done,” as opposed to merely winning the case.
Kyles, 514 U.S. at 439, 115 S.Ct. 1555 (internal quotation marks
omitted). We strongly encourage the state prosecution team to
revisit and review its obligations under Virginia state law and
constitutional law, especially in light of the fact that the
misconduct was not confined to a single incident.
For the foregoing reasons, the judgment of the
district court is AFFIRMED.