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Jay D. SCOTT
Robberies
On May 6, 1983, Vinnie M. Prince,
owner and operator of the V & E Delicatessen in
Cleveland, was shot and killed during an attempted
armed robbery of her establishment. An autopsy later
revealed that she died from a gunshot wound of the
chest.
A nearby resident testified that
while walking back to her home after shopping at a
local market, she noticed a greenish-blue Cadillac
without a rear license plate pull up across from her
house. She observed two men inside the car; one
behind the wheel and the other in the back seat. She
later observed another man come over a nearby fence
and dive through the open window of the Cadillac.
The car then drove away.
Sometime after this incident,
police received a telephone call from Ricky Tramble
and a meeting between them was arranged. As a result,
they began looking for the Cadillac used in the
crime, and several suspects. Tramble testified at
trial that he informed the detective that on the day
Vinnie Prince was killed, he was with Edward O'Neal,
Michael Streeter, Danny Jones and Jay D. Scott at
O'Neal's girlfriend's.
Tramble stated that he had
overheard Scott say, "Well, I did what I had to do.
She shouldn't have made me move like that. Fuck it.
It's over with." Scott professed to be "a stick-up
man." Tramble related that O'Neal had informed him
the next day of their involvement in the V & E
Delicatessen incident, including the shooting of
Prince.
Jones and O'Neal were arrested
and gave statements to police that Scott shot
Prince. On May 17, 1983, the grand jury charged
Scott with aggravated murder with an aggravated
robbery specification and a firearm specification
and aggravated robbery. Also charged in the same
indictments were co-defendants Danny Jones, Edward
O'Neal and Michael Streeter.
On November 10, 1983, Scott was
apprehended in Philadelphia. During the trip back to
Cleveland, he inquired who was using his name in
connection with a homicide and robbery. Up to this
point, the arresting officers had informed Scott
that he was wanted in connection with a homicide,
but made no mention of the fact that he was also
charged with aggravated robbery. Scott maintained
that he had been in Reading, Pennsylvania when the
incident occurred.
On November 23, 1983, Scott
entered a plea of not guilty at his arraignment
March 23, 1984, after a trial by jury, he was found
guilty as to all counts and specifications. On March
28, 1984, the jury recommended the sentence of death.
On April 4, 1984, Judge Joseph McManamon accepted
the jury's recommendation and ordered that Scott be
put to death. His co-conspirators in the robbery and
killing all received life prison terms.
Scott's attorneys took his case
through the appellate system four times, going all
the way to the U.S. Supreme Court, unsuccessfully
arguing that Scott should not be executed because he
suffered from chronic schizophrenia. They said the
execution would violate the 8th Amendment
prohibition against cruel and unusual punishment.
Scott twice came within moments
of being executed before he was finally put to death
on June 14, 2001. On April 17, 2001 Scott's
execution was stopped 65 minutes before it was to
happen. On May 15, 2001, the 6th U.S. Circuit Court
of Appeals stepped in and the execution was halted
at 8:57 p.m. Scott already had the injection shunts
in his arms.
On 5/6/83, Jay Scott participated in an attempted
armed robbery of the V & E Delicatessen on Cleveland's East Side.
Scott and an accomplice entered the delicatessen and placed an order
for food from the eldery female owner, Vinnie M. Price.
After the
owner had prepared their food she was shot in the chest from a
distance of less than 12 inches.
Scott was also sentenced to death for the murder
of security guard Alexander Jones the day after Vinnie's murder.
Alexander was a security guard at another restaurant that Scott was
robbing, The Shrimp Boat.
That sentence was reversed and later reduced to
life when the 8th District Ohio Court of Appeals ruled that the
jurors' decision may have been tainted because some of them learned
of Scott's other death sentence when they saw a newspaper headline.
Jay D. Scott had bragged he was the "baddest man in town," according
to Cleveland homicide detectives who arrested him in Philadelphia
after he fled.
Vinnie had worked at the V&E Confectionery for 30
years and she became co-owner in 1963. Two co-defendants identified
Scott as the triggerman.
A Cleveland jury convicted Scott after
deliberating 20 minutes, and he was sent to death row in April 1984.
Since then, the case has been tied up in appeals. Scott has racked
up over 40 major conduct infractions in prison, including stabbing
another inmate, abducting a death row guard and setting fire to his
cell.
UPDATE: 5/12/01
The Ohio Supreme Court ruled
that Scott is competent to be executed for the 1983 murder of a
Cleveland delicatessen owner. Scott's attorneys say he is
incompetent to be executed because he suffers from schizophrenia,
and that putting him to death would be cruel and unusual punishment
under the U.S. Constitution.
The state argued that no court has ruled that
executing an inmate with Scott's condition violates the law and that
two lower courts found no reason to spare Scott's life.
The 6-1
court ruling, with Justice Paul Pfeifer dissenting, upheld a
Cuyahoga County Common Pleas judge's decision that Scott is
competent to face execution. The majority acknowledged that
schizophrenia is a mental illness but said the lower court correctly
ruled that the illness did not prevent Scott from understanding the
proceedings against him.
The trial court fully considered defense medical
testimony of Scott's illness, the majority said in an unsigned
opinion. Ohio law says an inmate is competent to be executed if he
knows of the proceedings against him, why he is being executed and
that he will die as a result of the sentence.
A Cuyahoga County Common Pleas judge ruled April
16 that Scott is competent to face execution. The next day, the Ohio
Supreme Court postponed his execution -- 65 minutes before it was to
take place -- so the 8th Ohio District Court of Appeals could have
time to consider the case.
The appeals court on April 20 upheld the
lower court, and the Supreme Court set the new execution date on
April 25. The only prisoner put to death in Ohio since 1963 was
Wilford Berry, who was executed in 1999 after he gave up his appeals.
June 16, 2001
Despite widespread protests both internationally
and in the US, the state of Ohio executed 48-year-old Jay D. Scott
on Thursday, June 14.
Scott was a diagnosed schizophrenic with a low
IQ who suffered an abusive childhood and spent all but 28 months in
prison since the age of 13. He was only the second inmate put to
death in Ohio since the state reinstated the death penalty in 1981.
Scott's lethal injection, which came only three
days after the execution of Oklahoma City bomber Timothy McVeigh,
took place as George W. Bush was making his first visit to Europe.
Bush has faced widespread public protests during his trip over the
US practice of capital punishment. A staunch supporter of the death
penalty, Bush presided over 152 executions during his six years as
governor of Texas.
As Bush arrived in Spain on Tuesday, the first
stop on his tour, he was greeted by about 4,000 demonstrators
protesting his stand on missile defense, the environment and the
death penalty. Only the week before, Joaquin Jose Martinez, a
Spanish national who had spent three years on death row in Florida
for a double-murder, had been released after new evidence cleared
him of the crime.
In Sweden on Thursday, demonstrators carried out
mock executions in a homemade electric chair, dumping the “dead”
bodies into a funeral van. Sweden signed a letter on behalf of the
European Union calling on Ohio Governor Bob Taft to halt the
execution, saying the EU “opposes the death penalty in all cases and
promotes universal abolition.”
The human rights group Amnesty
International appealed to Ohio authorities to spare Jay Scott's life.
A coalition of ministers, mental health advocates and other death
penalty opponents in Ohio called on Governor Taft to grant him
clemency. The Ohio chapter of the National Alliance for the Mentally
Ill also condemned his execution.
This was the third time in less than two months
that Scott had faced death. On both April 17 and May 15 court orders
halted his execution just minutes before it was scheduled.
In the
latter instance, the tubes to be used for his lethal injection had
already been inserted in his arms when the execution was called off
at the last minute. On Wednesday, June 13 the US Supreme Court
refused his appeal and Governor Taft denied him clemency.
Scott was convicted and sentenced to death for
the 1983 murders of Vinney Prince, 75, and Ralph Alexander Jones,
66, during a 13-hour rampage in Cleveland. His lawyers argued that
his original defense provided inadequate counsel by failing to raise
the issue of his mental competency during the sentencing phase of
his trial, and that he might have been spared the death penalty.
Jay Scott's execution on Thursday was the tragic
end to a life dominated by poverty and abuse—compounded by mental
illness. His story mirrors that of a significant portion of the more
than 3,700 condemned inmates on death rows across the US. Scott's
attorneys wrote in their clemency request to Governor Taft that
“From the day he was born, Jay D. lived in a world of extreme
deprivation, poverty and violence.”
They argued that he should not
be viewed as “a coldblooded, clearheaded and callous killer” but as
a “young man who had so many things working against him from the
beginning of his life, and who never really had a fair chance.”
Scott grew up in an impoverished neighborhood on
Cleveland's east side, the sixth of eleven children of Willie and
Sadie Scott. Both parents were alcoholics who reportedly beat and
abused their children.
Scott's father spent most of the family's
money on alcohol and gambling, forcing his wife and children to
borrow and steal to make ends meet. The children slept as many as
five to a bed and often had no heat in the cold winter months
because utility bills went unpaid.
As a child, Scott battled learning disabilities
and stuttered. Mental experts for his defense speculate that his
mental illness may have started in childhood, although it went
undiagnosed until he was an adult.
He spent much of his time on the
streets, and by the age of nine he had been arrested on charges of
truancy, theft, and breaking and entering. At age 13 he was placed
in the Cleveland Boys School for troubled youth.
Among Scott's siblings, a brother and sister were
shot to death and another brother was paralyzed in a shooting. His
older brother Willie spent most of his life in psychiatric hospitals.
Two brothers and one half-brother witnessed his execution on
Thursday. Scott's final words to his relatives were, “Don't worry.
Tell them I'm alright.”
In prison in the early 1990s, Scott learned that
he suffered from chronic schizophrenia, a biological brain disorder.
He exhibited strange behavior in prison, banging his head against
the wall and running around his cell chanting. He explained these
actions as an effort to protect his family from evil.
He was given
psychotropic drugs that helped to stabilize him, but had stopped
taking them as his execution approached. Due to his mental
impairment and low IQ his attorneys argued that he wasn't capable of
fully comprehending his approaching execution.
Fifteen US states and the federal government now
ban the execution of the mentally retarded. On June 5, the US
Supreme Court ruled 6-3 to overturn the death sentence of Texas
prisoner John Paul Penry, a retarded man with the mental capacity of
a six-year-old. Although the justices ruled that Penry's mental
deficiency should have been presented to jurors as a mitigating
factor in his sentencing, they stopped short of banning the
execution of the mentally retarded as unconstitutional.
The Death Penalty Information Center estimates
that 35 mentally retarded individuals have been executed since the
US Supreme Court reinstated capital punishment. In 1989 the American
Bar Association adopted a policy opposing the execution of the
mentally retarded, irrespective of their guilt or innocence.
Jay Scott was the 36th person executed this year,
and the 719th since executions were resumed in 1977.
Tuesday, April 10, 2001
If Jay D. Scott is executed a week from today, he
will be allowed to speak -- rather than write -- his last words.
Ohio prison officials quietly have reversed a
1997 policy prohibiting condemned prisoners from speaking their last
words. The change might be linked in part to a pending lawsuit by
the American Civil Liberties Union.
Final words could be spoken in Ohio sooner than
expected as last- ditch appeals are set in motion to try to stop the
state's second execution in 38 years.
Scott, 48, is scheduled to die by lethal
injection at 9 p.m. next Tuesday at the Southern Ohio Correctional
Facility near Lucasville.
Scott's attorneys are expected to file an appeal
-- probably today in Cleveland -- citing his history of mental
problems and arguing that he is incompetent to be executed. That
will be followed by a request to the Ohio Supreme Court to stop the
execution.
In the meantime, Gov. Bob Taft is expected to
announce his decision on clemency in Scott's case within a few days.
He received the Ohio Parole Board's 10-1 recommendation against
clemency on Friday.
Scott was sentenced to die for the May 6, 1983,
slaying of Vinnie Prince, a Cleveland delicatessen owner. Scott shot
Prince with a .38-caliber handgun after the 74-year-old woman filled
his order for bologna and crackers.
Scott has exhausted his state and federal appeals.
His last hopes appear to rest with Taft, who has unlimited authority
under Ohio law to grant clemency, and the competency appeal.
Taft spokesman Kevin Kellems said the governor
will make a decision "when he's completed a thorough review of the
case. The timeline is driven by the merits of the case.'' Joe
Andrews, spokesman for the Department of Rehabilitation and
Correction, said the execution team is practicing at the Lucasville
prison. The last-words policy was changed, Andrews said, at the
direction of prisons chief Reginald A. Wilkinson.
The policy was instituted because prison
officials were concerned that a condemned killer would use his last
words to make painful statements about the victim or victim's family.
That happened in California in the case of Polly
Klaas, a 12-year-old California girl who was abducted and slain. Her
killer, Richard Allen Davis, made inflammatory remarks at his
sentencing in 1996, claiming the girl's father molested her.
Andrews said Ohio officials wanted to protect
victims from that kind of situation at an execution. However, after
talking to representatives in other states and reviewing Ohio's
history of executions, state officials found "nothing to indicate
that it was prevalent for inmates to say disparaging things about
the victims or their families.''
Andrews said state and ACLU attorneys are
discussing the policy change. The ACLU went to federal court in July
1999 to defend inmates' rights to say last words, an Anglo-American
tradition dating back 500 years. The lawsuit was filed on behalf of
two Death Row inmates -- Fred Treesh of Lake County and Melvin
Bonnell of Cuyahoga County.
Wilford Berry, the Cleveland killer known as the
"the Volunteer,'' was given the opportunity to write his last words
before his execution Feb. 19, 1999. He declined, and went to his
death silently.
Not everyone thinks the revised policy is a good
idea. Ohio Public Defender David Bodiker, who spends much of his
time trying to prevent inmates from being executed, said yesterday
that it doesn't matter how the final words are communicated. "It
really serves no purpose to anyone,'' Bodiker said.
State Treasurer
Joseph T. Deters, former Hamilton County prosecutor and a zealous
death-penalty advocate, called the last-words policy "state-sponsored
victim harassment.'' "I think it's a mistake,'' Deters said. "They
ought to revisit it. The victims shouldn't have to suffer any
more.''
April 11, 2001
Today, Amnesty International (AI) condemns Ohio
Governor Bob Taft's denial of clemency yesterday for Jay D. Scott,
who faces execution this Tuesday. The international organization
states that Scott's case is a particularly egregious violation of
numerous international human rights standards.
In a compelling development, five jurors from the
trial have signed declarations under oath that they might have voted
differently if mitigating evidence of mental disorders and an
extremely abusive childhood had been presented by Scott's attorneys.
Two of these jurors wrote that they definitely would have voted
differently.
"The Governor says he read the juror's
declarations, but he did not respond to the fact that nearly half
the jurors say they may have voted differently," said Michael Manley,
AI's Ohio death penalty coordinator. "If this goes forward, these
people will have to live their lives knowing they could have
prevented this execution."
Juror John J. Patten, states in his declaration "had
I known about Mr. Scott's past, especially about his history of
mental illness dating back prior to the time of his commission of
the crime, it would have made a difference to me - that is, I would
have voted for a life sentence." Another juror, Verlene Estremera,
made a similar statement.
AI also says that the execution would violate
international human rights standards. A UN Commission on Human
Rights resolution urges countries not to use the death penalty "on a
person suffering from any form of mental disorder or to execute any
such person."
Similarly, the United States Supreme Court is
presently examining the constitutionality of executing the mentally
retarded, and has recently issued stays of execution in three such
cases while it deliberates.
Mr. Scott's attorneys now are asking the courts
to stay his execution on the grounds it would be unconstitutional.
Scott has been diagnosed as schizophrenic and "delusional,"
suffering from major depressive disorder with "psychotic features."
His behavior has included banging his head against the wall and
defecating in his food and eating it. AI urges Governor Taft to
rescind his decision without delay.
LUCASVILLE - With words of comfort for his family
but no apology, convicted murderer Jay D. Scott succumbed last night
to a lethal chemical cocktail, becoming just the second man executed
by the state of Ohio in 38 years.
The bearded, graying, 48-year-old
black man was pronounced dead at 9:08 p.m., paying the ultimate
price for the robbery slaying of Vinnie Prince, the elderly owner of
a Cleveland delicatessen, on May 6, 1983.
Addressing three members of his family witnessing
his execution, Scott said: "Spook, George, Randy. I love you all.
Tell my family and friends I send my love. Don't worry. Tell them
I'm all right."
Afterward, an unidentified member of Scott's family
remarked to media witnesses, "I really think the Lakers are going to
win tomorrow." It was an apparent reference to Scott being upset
earlier in the day over missing the National Basketball Association
playoffs.
A diagnosed schizophrenic, Scott spent the final
day and a half of his life at the Death House at the Southern Ohio
Correctional Facility, meeting with family, an Islamic spiritual
adviser, and his lawyers, and eating a last meal of fish, hot sauce,
and Pepsi.
He spent much of his time in a cramped cell with a cot, a
television, and a tiny window through which visitors could make
contact with him. It was a routine he had followed twice before on
April 17 and May 15, when his execution was delayed just before it
was to take place.
Joe Andrews, spokesman for the Ohio Department of
Rehabilitation and Corrections, said a psychologist and psychiatrist
met with Scott about 5 p.m., disputing a suggestion from family
members that Scott had suffered a "mental episode." "They both
observed that he was oriented, knew what was going on, was aware of
what happening, was resigned to that, and had made his peace with
God," Mr. Andrews said.
One of Scott's lawyers, Tim Sweeney, met with him
for about 15 minutes, looking for signs that the episode would be
enough to trigger a last-minute stay based on the argument that
Scott no longer understood what was happening to him and why. "In
our judgment, it wasn't," he said. He described Scott as "kind of
scared. He's still hoping this won't happen." Scott had not been
taking the anti-psychotic drugs that could control the
manifestations of schizophrenia, which can include hallucinations.
Eighteen years ago, Mrs. Prince had just served
Scott bologna and crackers when he fatally shot her in the chest
with a 38-caliber gun and robbed the deli as his accomplices waited
outside. A short time later, he shot Alexander "Ralph" Jones, a
security guard at a Cleveland restaurant.
Although he was convicted
and sentenced to death for both murders, the sentence in the Jones
case was later overturned. "Vinnie Price and Alexander Jones have
now received some measure of justice," said Attorney General Betty
Montgomery in a written statement.
Scott was led into the death chamber at 9 p.m.
and strapped to a gurney before witnesses. Shortly after, an
unidentified team began the flow of three chemicals that first
sedated him, paralyzed his lungs, and then stopped his heart. It was
over in eight minutes. Although he was the second Ohioan executed
since 1963, he was the first who did not go willingly. On Feb. 19,
1999, Wilford Berry was dubbed "The Volunteer" after he gave up his
appeals to hasten his execution.
Outside the walls and barbed wire, a small group
of protesters kept vigil. "Killing people is wrong, whether the
state does it or an individual does it," said Dori Moore of
Wheelersburg. "I'm afraid this makes it easier for them to do the
next one."
The number was a far cry from last month, when Scott came
within minutes of being put to death. About three times as many
people then were gathered in the parking lot, most opposed to
Scott's execution. Neil Kookoothe, a Roman Catholic priest with the
Cleveland Diocese, said he was disappointed in the low turnout but
is not ready to give up. "I'll stop anything [I'm doing] to do this,"
Father Kookoothe said. Father Kookoothe visits death row inmates at
Mansfield and is a licensed attorney who has been involved in death
penalty cases. There are 201 people on Ohio's death row, all of them
men.
Scott's attorneys surrendered the legal fight
Wednesday after the U.S. Supreme Court rejected his latest appeals.
They had argued that taking Scott twice to the brink of execution
and then pulling him back from the precipice was in itself
unconstitutional cruel and unusual punishment.
Mr. Sweeney's last
hope was that Governor Taft would change his mind at the last minute
and halt the execution. The governor monitored the situation in his
office at the Vern Riffe Center in Columbus, along with his chief
counsel, William Klatt, and chief-of-staff, Brian Hicks. He stayed
in contact with the prison and Ms. Montgomery, but the call Mr.
Sweeney and Scott hoped for never was made.
According to court records, Scott was born into a
large, violent family in Cleveland. Eventually the children in the
family would number 11, many of them meeting violent fates of their
own. Scott was arrested for the first time at 9, the beginning of a
criminal career that would lead him in and out of juvenile detention
facilities and adult prisons.
While in prison on the murder charge
in 1985, he and other death-row inmates at Lucasville took two
guards hostage during a riot, a key factor in Mr. Taft's decisions
not to grant Scott's pleas for clemency.
COLUMBUS, Ohio (AP) - A convicted killer whose
life was twice spared by a court just minutes before he was to be
put to death was executed Thursday for the 1993 murder of a
delicatessen owner.
Jay D. Scott, 48, died by lethal injection just
after 9 p.m. at the Southern Ohio Correctional Facility at
Lucasville. It was his third execution date in two months. Courts
ordered delays on April 17 and May 15 over questions about his
competence.
By the time the scheduled May 15 execution was delayed,
the execution team had already placed into Scott's arms the shunts
that would carry the drugs to kill him.
Scott's lawyers had pleaded with the courts to
spare his life a third time because he is schizophrenic, arguing
that killing a mentally ill person is cruel and unusual. The U.S.
Supreme Court on Wednesday refused Scott's appeals. His lawyers had
also argued that the two canceled executions were cruel and unusual.
Only Gov. Bob Taft could have stopped Scott's execution Thursday.
Scott's lawyer had pleaded with the governor for clemency, but Taft
had said Wednesday he would not grant it because Scott's lawyers had
presented no new evidence since he rejected similar requests in
April and May.
Scott was convicted of killing Cleveland
delicatessen owner Vinney Prince, 70, who was shot in the chest
after she prepared food for Scott and an accomplice. Scott killed a
security guard the next day at a Cleveland restaurant and was
sentenced to death a second time, but that sentence was overturned
because it was found that a juror knew of his first sentence.
Scott was the first Ohio inmate to be executed
since 1999.
480 U.S.
923
Jay D. SCOTT
v.
OHIO
No. 86-5953
Supreme Court of the
United States
March 9, 1987
Rehearing
Denied April 27, 1987.
On
petition for writ of
certiorari to the Supreme
Court of Ohio.
The
petition for a writ of
certiorari is denied.
Justice
MARSHALL, with whom Justice
BRENNAN joins, dissenting
from denial of certiorari.
Petitioner was convicted and
sentenced to death by a jury
that heard the trial judge
indicate that, on the basis
of newspaper accounts he had
read, he believed petitioner
was involved in the crime.
Because the judge's
statement deprived
petitioner of a fair trial,
I would grant certiorari in
this case.
During
voir dire, the trial judge
stated to the jury:
"Not
only was Mr. Scott-at
least from the newspaper
reports that I think
that I had read-was
involved in this, there
were three other . . .
individuals who . . ."
26 Ohio St.3d 92, 95,
497 N.E.2d 55 ( 1986).
Defense
counsel interrupted to
object to this comment on
petitioner's involvement in
the crime. He subsequently
made a motion for a mistrial,
in which the prosecutor
joined. The trial court
denied the motion, but
delivered a cautionary
instruction admonishing the
jury to base its verdict
only on the evidence
introduced at trial. The
judge also told the jury, "[Y]ou
must not take any impression
from anything I have done or
said as to what your
decision should be." App. to
Pet. for Cert. 33-34.
The Ohio
Supreme Court attempted to
excuse the remark. The court
insisted that "[t]he judge's
comment did not concern [petitioner's]
guilt or innocence, but,
rather, noted the fact that
the news media had reported
[ petitioner's] involvement
with the crime." 26 Ohio St.3d,
at 96, 497 N.E. 2d 55. This
is a ludicrous reading of
the statement. How the jury
could reasonably have
interpreted and applied the
comment determines whether
it should be considered
prejudicial. See, e.g.,
Sandstrom v. Montana, 442
U.S. 510, 516 -519,
2455-2456 (1978).
In this
case, the jury could
reasonably take the comment
at face value, namely, as a
statement that, based on
what he had read in the
newspapers, the judge
believed petitioner was a
participant in the crime.
Before the jury had even
heard any the evidence, the
judge had effectively become
a witness against petitioner.
See United States v.
Murdock, 290 U.S. 389, 393 ,
54 S. Ct. 223, 224 (1933).
Moreover,
even under the Ohio Supreme
Court's dubious
interpretation, the judge's
comment deprived petitioner
of a fair trial. The only
legitimate judicial
references to pretrial
publicity would have been
inquiries about exposure to
pretrial publicity or
warnings against it. Instead,
the judge actually reported
to the jurors the media's
conclusion that petitioner
was guilty. That the source
of this prejudicial
publicity was the trial
judge magnifies, rather than
eliminates, the problem. The
jury could reasonably assume
that, since the judge had
read about the crime, it was
acceptable for them to do so
as well.
The Ohio
Supreme Court relied on the
cautionary instruction given
to the prospective jurors,
maintaining that it "minimize[d]
any prejudicial effect this
comment may have had. . . ."
Id., 26 Ohio St.3d at 96,
497 N. E.2d 55. This
reliance is misplaced.
Because "the influence of
the trial judge on the jury
is necessarily and properly
of great weight, and . . .
his lightest word or
intimation is received with
deference, and may prove
controlling," Starr v.
United States, 153 U.S. 614,
626 , 923 (1894), some
errors are so fundamental
that no instruction can undo
the damage they cause. See
Quercia v. United States,
289 U.S. 466, 472 , 700
(1933).
A comment
on petitioner's guilt is
certainly such a fundamental
error; it is "most likely to
remain firmly lodged in the
memory of the jury and to
excite the prejudice which
would preclude a fair and
dispassionate consideration
of the evidence." Ibid.
Moreover, any reference to
extrajudicial evidence by
the trial judge destroys the
fundamental premise of any
trial-that the ultimate
decision rests solely upon
evidence presented by the
parties within the confines
of the rules of evidence.
The
remedy for this
extraordinary error was
close at hand. No witness
had yet been sworn. The
panel of prospective jurors
might have been discharged
and a new venire called
without difficulty.
Nonetheless, the trial judge
plunged ahead and petitioner
was tried by a jury exposed
to comments that overwhelmed
the presumption of innocence.
Because we cannot tolerate
such interference with
petitioner's right to a fair
trial in a capital case, I
would grant the petition for
certiorari.
In
addition, petitioner's death
sentence was founded on a
statutory aggravating
circumstance that repeats an
element of the underlying
capital offense. As in No.
86-5307, Williams v. Ohio,
and No. 86-6015, Bradley v.
Alabama, ___ U.S. ___, 107
S.Ct. ___, 93 L.Ed.2d ___, I
would grant review for
reasons stated in my dissent
from denial of certiorari in
Wiley v. Mississippi, ___
U.S. ___ (1986).
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
No.
01-3511
v. Betty Mitchell,
Respondent-Appellee.
Appeal from the United States District Court for the Northern District of Ohio at Cleveland.
No. 95-02037--Kathleen McDonald O'Malley, District Judge.
Submitted: May 15, 2001
Decided and Filed: May 15, 2001
Before: BOGGS, SILER, and BATCHELDER, Circuit Judges.
OPINION
ALICE M. BATCHELDER, Circuit Judge. This matter is before us on petitioner Jay D. Scott's motion for a stay of his execution, scheduled for 9:00 p.m. on this date, and on Scott's appeal from the district court's denial of his supplemental petition for habeas corpus. The district court denied Scott's supplemental petition because it concluded that although the claims raised therein were not procedurally barred under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 28 U.S.C. � 2244, those claims were without merit.
We conclude that Scott's third claim--that execution of the severely mentally ill is prohibited by the Eighth Amendment--is procedurally barred. We further conclude that his first and second claims--that Ohio's procedures for determining whether he is competent to be executed and the Ohio courts' application of those procedures to him violated his rights under the Eighth Amendment and denied him due process, and that the Ford v. Wainwright test for determining competency to be executed is inadequate in light of contemporary standards of decency--may be considered on their merits because they were not ripe at the time Scott filed his initial habeas petition.
For the reasons that follow, we conclude that neither of those claims is meritorious, and we will therefore AFFIRM the judgment of the district court denying the writ. Finally, we DENY the motion for stay of Scott's execution.
I. Procedural Background
Jay Scott was convicted by an Ohio jury of aggravated robbery and aggravated murder on March 21, 1984, and sentenced to death. He pursued all of his state court avenues of direct appeal and collateral review without success, and the Ohio Supreme Court scheduled his execution for October 25, 1995.
Scott immediately filed in federal district court a notice of his intent to file a petition for habeas corpus. The petition, filed on February 2, 1996, was ultimately denied; the Supreme Court denied Scott's petition for certiorari; and the Ohio Supreme Court set Scott's execution date for April 17, 2001.
Scott then sought an evidentiary hearing in the state court pursuant to Ohio Rev. Code Ann. � 2949.28, claiming that he has been diagnosed as schizophrenic, and that the mental disease has progressed to the point that he is not competent to be executed. The state trial court held a hearing, at which Scott was permitted to present the live testimony of his psychiatrist, but concluded that there was no probable cause to believe that Scott meets the Ohio statute's definition of insanity for purposes of competence to be put to death. The trial court therefore denied Scott's request for a full evidentiary hearing.
The Ohio Supreme Court postponed Scott's execution date in order to permit the state court of appeals to consider his appeal of the trial court's judgment; that judgment ultimately was affirmed by the state appellate court, and the Ohio Supreme Court denied Scott's request for a further stay of his execution.
The United States Supreme Court declined to hear Scott's challenge to the constitutionality of the Ohio Supreme Court's decision denying a further stay of execution. Scott then filed a "Supplemental Petition for a Writ of Habeas Corpus" seeking to assert his claims that he is not competent to be executed, that the Ohio procedures for determining his competence to be executed are unconstitutional, and that the Eighth Amendment prohibits the execution of one who is severely mentally ill. The district court denied the petition and Scott is now before this court, seeking a stay of his scheduled execution and a reversal of the district court's denial of his petition for a writ of habeas corpus.
II. Analysis
Scott's petition before the district court claims first that Ohio's statutory procedures for determining his competence to be executed are unconstitutional, and that the Ohio courts' applications of those procedures to him violated his rights under the Eighth Amendment and denied him due process. His petition next claims that Ford v. Wainwright, 477 U.S. 399 (1986), is obsolete.
Finally, his petition asserts that the Eighth Amendment prohibits the execution of one who is severely mentally ill. The State argues that this petition is not a supplemental petition and that under the AEDPA it is barred in its entirety unless Scott obtains permission from this court to file a second and successive petition. Scott maintains that none of these claims was ripe when he filed his initial petition for habeas relief in 1996, and therefore the AEDPA bar is not applicable.
We agree with the State that Scott's claim that the Eighth Amendment prohibits the execution of one who is severely mentally ill is barred. Although Scott was not specifically diagnosed as being schizophrenic until well after he filed his initial petition in 1996, his own pleadings make it clear that he had suffered from severe mental illness for years before that petition was filed.
Any claim that his execution was prohibited by the Eighth Amendment because he was severely mentally ill was therefore ripe at the time that he filed that petition, but the petition makes no mention of such a claim. Accordingly, we conclude that the district court erred in considering this claim on the merits.
We do not agree with the State, however, that Scott's claim that he was denied his Eighth Amendment and due process rights because Ohio's procedures for determining competence for purposes of execution are unconstitutional is similarly barred. Scott's first execution date preceded his filing of his initial federal habeas petition, and he certainly could have raised his Ford claim in that petition.
However, the State does not dispute Scott's claim that he is schizophrenic; neither does it dispute his claim that this mental disease is progressive and that its victims do not improve but only get worse. Accordingly, Scott's imminent execution and his claim to a declining mental state lead us to conclude, consistent with our opinion in Coe v. Bell, 209 F.3d 815, 824-25 (6th Cir. 2000), that while this claim might not have been ripe six years ago, it is certainly ripe now.
We therefore conclude that we will address on its merits Scott's challenge to the adequacy of the Ford standard. Under the particular facts of this case, Scott had no reason to challenge the adequacy of that standard until he raised his claim that he is not competent to be executed.
We find, however, no error in Judge O'Malley's conclusion that we are bound by Ford because "neither the Supreme Court nor the Court of Appeals in this Circuit has ever issued an opinion questioning its vitality." Judge O'Malley is entirely correct, and she is further correct that the Supreme Court's grant of certiorari in McCarver v. North Carolina, 121 S. Ct. 1401 (2001), does not affect this result.
We therefore conclude that the definition of insanity set out in Ohio's Ford statute, Ohio Rev. Code Ann. � 2948.28(A), provides the appropriate standard for determining whether Scott is competent to be executed. That definition is: "that the convict in question does not have the mental capacity to understand the nature of the death penalty and why it was imposed upon the convict." Id.
We are left with Scott's claim that Ohio's courts denied him due process by burdening him with proving his competency under Ford and by denying him an opportunity for an evidentiary hearing on that question. We find no merit to this claim.
Ford provides that "an insane defendant's Eighth Amendment interest in forestalling his execution unless or until he recovers his sanity cannot be deprived without a 'fair hearing.' Indeed, fundamental fairness is the hallmark of the protections afforded by the Due Process Clause." 477 U.S. at 424 (Powell, J., concurring).
Applying this principle, we have recognized that "the state is entitled to exercise discretion in creating its own procedures as long as basic fairness is observed." Coe v. Bell, 209 F.3d 815, 824-25 (6th Cir. 2000) (internal alterations and citation omitted) (concluding that the procedures followed by the Tennessee courts satisfied the requirements of due process and did not constitute an unreasonable application of Ford).
Ohio's Ford statute provides:
(1) If a convict sentenced to death appears to be insane, the warden or the sheriff having custody of the convict, the convict's counsel, or a psychiatrist or psychologist who has examined the convict shall give notice of the apparent insanity to . . .the judge who imposed the sentence upon the convict . . . .
(2) Upon receiving a notice pursuant to division (B)(1) of this section, a judge shall determine, based on the notice and any supporting information, any information submitted by the prosecuting attorney, and the record in the case, including previous hearings and orders, whether probable cause exists to believe that the convict is insane. If the judge finds that probable cause exists to believe that the convict is insane, the judge shall hold a hearing to determine whether the convict is insane. If the judge does not find that probable cause of that nature exists, the judge may dismiss the matter without a hearing.
Ohio Rev. Code Ann. � 2949.28(B). This statute afforded Scott the basic fairness that Ford requires; namely, the opportunity to be heard. Scott availed himself of that opportunity when, for example, he presented live testimony from Dr. Douglas Mossman. We have acknowledged that Ford allows states "substantial leeway to determine what process best balances the various interests at stake." Coe, 209 F.3d at 828 (quotation omitted).
A state process under Ford may even incorporate "some high threshold showing on behalf of the prisoner . . . to control the number of nonmeritorious or repetitive claims of insanity." 477 U.S. at 417 (plurality opinion). Accordingly, that Ohio denied Scott an evidentiary hearing does not violate due process as enunciated in Ford.
Concerning Scott's argument that the Ohio statute impermissibly placed upon him the burden of proving his competency, we do not read Ford and Coe--the governing cases here--to say that procedural due process requires Ohio's Ford statute to set up a burden-shifting paradigm or to assign the initial burden of establishing probable cause to the state.
Ohio's statute does not contemplate burden shifting to establish probable cause. Rather, the statute directs the court to examine the evidence and to make a finding regarding whether there is probable cause to believe that a convict meets the Ford standard.
Here, Dr. Mossman testified that Scott suffers from schizophrenia, but he did not state that Scott is unable to "understand the nature of the death penalty and why it was imposed upon" him. The trial court was therefore justified in finding that Scott had presented no evidence of probable cause sufficient to warrant holding a full evidentiary hearing. For this reason, we agree with the district court that "[w]hatever the merits of Scott's Due Process contentions, in the abstract, the Court fails to see how they are meaningful in this case." Scott v. Mitchell, No. 95CV2037, Order at 6 (N.D. Ohio May 14, 2001).
III. Conclusion
For the foregoing reasons, we affirm the judgment of the district court denying the petition for a writ of habeas corpus, and we deny petitioner's motion for a stay of his execution.