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Calvin
Alphonso SHULER
obbery
Citations:
State v. Shuler, 344 S.C. 604, 545 S.E.2d 805 (S.C. 2001) (Direct
Appeal). Shuler v. Ozmint,209 Fed.Appx. 224 (4th Cir. 2006) (Habeas).
Final Meal:
T-bone steak, well done with A-1 Steak sauce, baked potato, french
fries, grape drink and chocolate cake.
Final Words:
None.
ClarkProsecutor.org
South Carolina Department of
Corrections
Inmate: Shuler, Calvin Alfonzo
SCDC ID 00005064
SID SC01036071
DOB: 12/03/1966
Race: Black
County of Conviction: Dorchester
Sentence Start Date 11/12/1998
Citizenship:Native Born
Build: Medium
Complexion: Black
Hair Color: Black
Eye Color: Brown
S.C. man executed for killing guard
By Meg
Kinnard - TheState.com
Associated Press - Fri, Jun. 22, 2007
A man convicted of killing an armored car guard
10 years ago was executed Friday by lethal injection. Calvin
Alphonso Shuler, 40, was declared dead at 6:17 p.m. He made no final
statement. On the gurney, he kept his eyes locked on a man
Corrections Department officials said was his spiritual adviser.
"Amen, amen, my brother," the adviser said to Shuler, then hummed
softly as the execution was carried out.
Shuler's request for clemency was denied by Gov.
Mark Sanford on Friday. On Wednesday, the South Carolina Supreme
Court rejected his attorney's appeals to stop the execution on the
grounds that lethal injection constituted a cruel and unusual
punishment, according to Lisa Kimbrough, an attorney who worked on
Shuler's case.
Shuler was convicted of the murder of James "J.B."
Brooks, a guard who was locked in the back of an armored car Shuler
had carjacked outside a Harleyville bank in 1997. Brooks, 77, and
Shuler exchanged gunfire. Authorities later found Brooks' body in
the van, which was abandoned along a dirt road several miles from
the bank.
Three of Brooks' family members attended the
execution. None of Shuler's did.
It was South Carolina's first execution of 2007
and the 37th since reinstatement of the death penalty in 1977.
Clemency denied for SC man set to die for
killing guard
By Meg Kinnard - TheState.com
Associated Press - Fri, Jun. 22, 2007
A South Carolina man sentenced to die for killing
an armored van guard in 1997 was denied clemency Friday by Gov. Mark
Sanford. Calvin Alphonso Shuler, 40, was scheduled to be executed at
6 p.m. Friday by lethal injection.
Corrections Department officials said Shuler was
served a last meal of a T-bone steak, well done with A-1 Steak
sauce, baked potato, french fries, grape drink and chocolate cake.
He met with a spiritual adviser who also was on his witness list.
His attorney Francis Cornely also was on his list, but no family
members. Three members of the family of victim James "J.B." Brooks
were expected to watch Shuler die.
Shuler was armed with a handgun and assault rifle
when he ordered two guards out of an armored van that was stopped
outside a Harleyville bank a decade ago. Shuler, a former co-worker
of the guards, exchanged gunfire with the men before driving off in
the van with Brooks, the third guard who was locked in the back of
the van.
Brooks, 77, and Shuler also exchanged gunfire.
Shuler was wounded in the neck before he got into another vehicle
and fled. Authorities later found Brooks' body in the van, which was
abandoned along a dirt road several miles from the bank.
Lethal injection execution has come under
scrutiny across the nation after some botched procedures. In Ohio
last month, it took 90 minutes for executioners to find a vein and
the man being put to death was allowed a bathroom break. Shuler's
attorneys argued to the South Carolina Supreme Court that lethal
injection was cruel and unusual punishment, but the high court on
Wednesday rejected their request to stop the execution, according to
Lisa Kimbrough, a Columbia attorney who has worked on Shuler's case.
There were 53 executions carried out nationwide
last year, the lowest annual total in the past 10 years, according
to Amnesty International. South Carolina accounted for 36 of the
1,080 executions carried out since reinstatement of the death
penalty in 1977, or about 3 percent.
SC man executed for killing armored van guard
WISTV.com
June 22, 2007
COLUMBIA, SC (AP) - A man who killed an armored
car guard ten years ago was executed Friday night by lethal
injection. Forty-year-old Calvin Alphonso Shuler was declared dead
at 6:17pm. He made no final statement. Shuler's request for clemency
was denied by Governor Mark Sanford Friday.
Shuler was arrested for murder in 1997.
Investigators say he confessed to the brutal Dorchester County
killing.
"My stepfather was a kind, caring, Christian man,"
says Brenda Lee. Lee tells us about her stepfather James Brooks of
Columbia. "He had retired from the post office and started working
with the armored van service to fill some of the spare time he had."
Shuler was armed with a handgun and assault rifle when he ordered
two guards out of an armored van that was stopped outside a
Harleyville bank on December 3rd, 1997.
Shuler was a former co-worker of the guards. He
exchanged gunfire with the men before driving off in the van with
Brenda's stepfather, James "J.B." Brooks, the third guard who was
locked in the back. Officials say Shuler gunned Brooks down in the
back of the van. Brenda Lee says, "It was so brutal, so violent,
knowing my stepfather had over 20 bullet wounds from an assault
rifle - some three-inch in diameter. Every organ in his body had
been hit."
Authorities later found the 77-year-old's body in
the van, which was abandoned along a dirt road several miles from
the bank. Officers captured Shuler a few days later. In 1998, he was
sentenced to death.
Lee planned to watch Shuler's execution. "It
won't make it better. It will not bring back the loss." But she
wanted to be there for the stepfather she loved. "I think I'll think
about the 20 bullet wounds in my stepfather." "I want his memory to
be known today in light of what's going on with the execution."
S.C. man executed for killing guard
Shuler
shot 77-year-old man protecting armored car in Harleyville
By Meg
Kinnard
Wilmongton Morning Star
Columbia, S.C. | A man who killed an armored car
guard 10 years ago was executed Friday night by lethal injection.
Calvin Alphonso Shuler, 40, was declared dead at 6:17 p.m. He made
no final statement.
Shuler was armed with a handgun and assault rifle
when he ordered two guards out of an armored van that was stopped
outside a Harleyville bank in 1997. Shuler, a former co-worker of
the guards, exchanged gunfire with the men before driving off in the
van with James "J.B." Brooks, the third guard who was locked in the
back.
Brooks, 77, and Shuler also exchanged gunfire.
Shuler was wounded in the neck before he got into another vehicle
and fled. Authorities later found Brooks' body in the van, which was
abandoned along a dirt road several miles from the bank.
Just after 6 p.m., prison officials pulled back a
burgundy curtain, revealing the glass-encased death chamber to the
10 witnesses. Shuler, clad in a bright green jumpsuit, had already
been strapped to a gurney, tubing connecting one of his outstretched
arms to the lethal chemicals kept behind a brick wall. Shuler turned
his head toward the glass, locking eyes with a man Corrections
Department officials identify only as Shuler's spiritual adviser.
Shuler never moved his gaze from the man, seated in the second row
of the small brick witness room behind three members of Brooks'
family. The adviser began nodding his head, saying "Amen, amen, my
brother," to Shuler, then hummed softly as the execution was carried
out.
About two minutes after the chemicals began
flowing into his veins, Shuler took several audible breaths through
his mouth before becoming still. His eyelids slid to halfway closed
and his chest stopped moving up and down. A doctor entered the room
several minutes later, using a stethoscope to check for a heartbeat
before nodding to Corrections officials, who said at 6:17 p.m. that
Shuler had been executed.
Corrections Department officials said earlier
Friday that Shuler was served a last meal of a T-bone steak, well
done with A-1 steak sauce, baked potato, french fries, grape drink
and chocolate cake. He met with the spiritual adviser throughout the
day Friday. His attorney Francis Cornely also was on Shuler's
witness list, but no family members.
Three members of the Brooks' family watched
Shuler die. They were not identified by prison officials and chose
not to speak with reporters. Three members of the media and two law
enforcement representatives also witnessed the execution. Shuler's
request for clemency was denied by Gov. Mark Sanford on Friday.
Shuler's attorneys argued to the South Carolina
Supreme Court that lethal injection was cruel and unusual punishment,
but the high court on Wednesday rejected the request to stop the
execution, according to Lisa Kimbrough, a Columbia attorney who has
worked on Shuler's case.
It was South Carolina's first execution of 2007
and the 37th since reinstatement of the death penalty in 1977.
"Amen, Calvin," The last words heard as Calvin
Shuler is put to death
By Brian Troutman -
The Times and
Democrat
Saturday, June 23, 2007
COLUMBIA - "Amen, Calvin." These were the only
words heard clearly in the midnight-blue witness room outside the
execution chamber at Broad River Correctional Institution in
Columbia as Calvin Shuler took his last breaths. A man who appeared
to be Shuler's spiritual adviser spoke those words immediately as
Shuler grunted and seemingly gasped for air after what could have
been a paralyzing agent entered his body.
Among the witnesses for Shuler's execution were
members of the media, law enforcement, attorneys and family members
of the man Shuler murdered in 1997 -- James B. Brooks. Shuler issued
no final statement prior to his execution. According to Josh Gelanis,
communications director at the South Carolina Department of
Corrections, that was quite unusual.
The only sounds heard at all from Shuler were the
grunts at approximately 6:10 p.m. when a section of tubing --
connected to a brick wall behind Shuler -- began to shake. Shuler
was breathing deep at this moment and prior, his chest and stomach
seemed to rise melodiously. By 6:11, Shuler was no longer visibly
breathing deeply. It was possible he was not breathing at all.
Actions spoke louder than words as Shuler lay on
the execution gurney, spread out star-like. His head was
uncomfortably turned staring at the witnesses, and there was a glaze
in his eyes. His lips were stiffened and there were tears beating
his face to be released if they hadn't already rolled down his
cheeks.
Shuler was wearing green "scrubs." His lower
torso and legs were covered with a white sheet, and he was secured
to the execution gurney with black, soft, cloth restraints across
his body and white gauze tape securing his wrists to the gurney -- "arms
wide open." The room was quiet. Prior to the cranberry-colored
curtains being drawn and the stage being set for Shuler's execution,
the only sounds heard were the occasional scraping of someone's foot
across the floor; an occasional sigh; a stomach or two growling in
the witness room and most dominantly, the occasional humming of what
seemed to be gospel tunes by the man who appeared to be Shuler's
spiritual adviser.
Shuler was officially pronounced dead at 6:17
p.m., following a thorough examination of his vital signs by a
medical examiner at 6:16 p.m.. Shuler died with his eyes open,
staring blankly at the witness room. Witnesses focusing on Shuler
through the barred and polycarbonate thermoplastic-covered windows
of the witness room seemed full of sorrow. Facial expressions were
blank. Some members of the group seemed anxious. Most sat with their
cheeks hung low and their eyes behind a screen of mist.
Shuler's last meal was a meal fit for any man on
a Friday evening: a T-bone steak (well-done) with A-1 steak sauce,
baked potato, french fries, grape drink and chocolate cake.
Shuler spent the afternoon of his death eating
this meal and meeting with his spiritual adviser, who stayed with
Shuler, consulting him until the hour of his death. Shuler was calm
and nonresistant prior to the hour of his death, the corrections
department spokesman said.
Shuler was placed on death row on Nov. 12, 1998,
upon being convicted for murder in the death of James B. Brooks on
Dec. 3, 1997. Shuler had been an employee of Anderson Armored Car
Service and had briefly worked with his victims -- Brooks, driver
James Amick and Sherman Crozier. Officials say Shuler quietly and
patiently waited under a house for the armored car to make its
routine stop at a bank in Harleyville. When it did, he made his way
from under the house, pointed a gun at the driver and shouted for
the driver to get out of the truck.
Brooks apparently did his best to defend himself
and the cargo with only a five-shot revolver versus the SKS assault
rifle Shuler was toting. Investigators on the scene said Brooks
fired every shot in his gun prior to his death. Following the
robbery and gun battle, Shuler dumped the armored car on a back road
without any money to show for his actions -- all of it was either
ripped to shreds by gunfire or soaked in blood. Brooks' body was
found in the armored car.
Shuler confessed to the robbery and murder when
questioned by police officers and FBI agents. Following his
confession, Shuler's home was searched and physical evidence was
found in abundance, including items containing traces of Shuler's
DNA, which matched DNA found in blood inside the armored car.
Thelma Brooks, the 88-year-old widow of James
Brooks, said on Thursday she was not really looking forward to the
execution. "I feel bad in a way," she said. "I hate it, but he (Shuler)
deserves something. I feel so bad, but he deserves it."
Mrs. Brooks said her husband was a good man with
good values and a good heart. She said her last morning with him had
been "like any other morning." "It was the same as always. He got up
at about 4 a.m., went through his normal routine, eating breakfast
and all and headed down to work. He woke up early so he could be
there by 6 a.m."
Mrs. Brooks, who was married to her husband for
almost 40 years, said he was an active member of his church, and
that she could not speak of how he would feel about the execution.
"He was an excellent man," Mrs. Brooks said. "I never heard him say
a bad word in my life. He never spoke bad about anyone either." She
did not attend the execution.
Guard's killer is executed; Shuler was denied
clemency in case
By Meg Kinnard - Charleston Post &
Courier
Associated Press - Saturday, June 23, 2007
COLUMBIA — A man who killed an armored car guard
10 years ago was executed Friday by lethal injection. Calvin
Alphonso Shuler, 40, was declared dead at 6:17 p.m. He made no final
statement.
Shuler was armed with a handgun and assault rifle
when he ordered two guards out of an armored van that was stopped
outside a Harleyville bank in 1997. Shuler, a former co-worker of
the guards, exchanged gunfire with the men before driving off in the
van with James "J.B." Brooks, the third guard who was locked in the
back.
Brooks, 77, and Shuler also exchanged gunfire.
Shuler was wounded in the neck before he got into another vehicle
and fled. Authorities later found Brooks' body in the van, which was
abandoned along a dirt road.
Corrections Department officials said earlier
Friday that Shuler was served a last meal of a T-bone steak, well-done
with A-1 Steak sauce, baked potato, french fries, grape drink and
chocolate cake.
Three members of Brooks' family were expected to
watch Shuler die.
Shuler's request for clemency was denied Friday
by Gov. Mark Sanford. His attorneys argued to the South Carolina
Supreme Court that lethal injection was cruel and unusual punishment,
but on Wednesday the high court rejected the request to stop the
execution, according to Lisa Kimbrough, a Columbia attorney who has
worked on Shuler's case.
ProDeathPenalty.Com
On December 3, 1997, three
Anderson Armored Car guards, Alton Amick, Sherman Crozier and James
B. Brooks, were collecting and delivering money to various banks in
the Low County area. Amick was the driver, Crozier sat in the front
passenger seat, and Brooks sat in the back of the car.
The Anderson Armored Car is
a bullet resistant van with a number of security features. A metal
wall topped by a steel mesh screen separated Brooks in the back from
Amick and Crozier in the cab. The driver and passenger side doors
had “double locks” that take two hands to open.
The car’s side double doors
on the passenger side and double doors in the rear were kept locked.
Both Amick and Brooks had keys to access the back of the car, but
Brooks did not need the key to get out. Brooks also had access to
“kill switches” in the rear – one switch would totally disable the
car’s engine and the other switch would sound a visual and audible
alarm.
At 10:45 a.m., the three
guards arrived at First National Bank of Harleyville. Amick looked
around twice to see if the area was clear. He opened the door and
turned his head to grab his clipboard.
When he turned around a man
wearing army fatigues, a camouflage face mask, and gloves was
pointing a semi-automatic pistol in his face. The attacker also had
an assault rifle slung over his shoulder. The attacker shouted three
times, “Get out of the God d*mn truck.” Amick got out of the car.
The attacker then climbed in
the driver’s seat, pointed the gun at Crozier’s head, and ordered
him out of the car. Crozier exited the car, but left his door open.
Inside the van, the attacker and Brooks engaged in a gun battle
through the screen mesh separating the cab and the rear area. Amick
stood near the doorway on the driver’s side, Crozier ran around the
back of the car.
After the gunfire stopped,
the attacker threw his semi-automatic handgun out of the car’s
window. The attacker hesitated for a moment as he tried to get the
car into gear, and then drove off at a high rate of speed. As the
van sped away, Amick fired four shots at the car’s tires with his
.38 revolver. Several eye witnesses saw the attacker drive the car
down Shortcut Road at a high rate of speed.
Deputy Thomas Limehouse
initially responded to the call from First National Bank, but was
told to go to the dirt road in his four wheel drive police vehicle.
Once there, he met other policemen, and they proceeded on the dirt
road. After about a half mile, they saw the armored car on the road.
They approached and saw
Brooks laying in the back of the van. EMS responded to the scene,
but Brooks was dead due to his numerous gunshot wounds. The rear
compartment of the car contained $1,555,400 in currency, although
much of it was shredded by gunfire and soaked in Brooks’ blood.
Members of the Charleston
County Sheriff’s canine team responded to the dirt road location to
track the attacker. One of the officers found a SKS assault rife,
which fires 7.62 mm ammunition, submerged under water in a canal.
The SKS’s 30 round clip was found on the bank of the canal.
The canine team followed the
scent from the canal into the surrounding woods. The officers found
a bloody ski mask hanging on a tree branch. After another 75 yards,
the officers found a box of 7.62 mm ammunition on the ground. The
dogs also found a folded green duffel bag before they lost the
attacker’s scent.
The armored car guards
recovered the pink-handled, Lorcin .25 semiautomatic handgun the
attacker threw out of the window at the bank. The police traced the
gun and found it was registered to Shuler’s mother, who is deceased.
The police contacted Shuler,
and he agreed to meet police at his residence that afternoon. Shuler
claimed he gave the gun to his mother for protection. According to
Shuler, he had not seen the gun since he gave it to his mother prior
to her death.
The SKS rifle was traced to
Demond Jones (“Jones”), Shuler’s cousin’s fiancé. Since Jones was a
convicted felon, it was illegal for him to purchase a SKS, and he
was arrested on federal firearm charges.
Jones testified he agreed to
buy the SKS from Woody’s Pawn Shop for Shuler in order to satisfy a
debt he owed Shuler for a Cadillac. A week after the purchase,
Shuler asked Jones to stand guard while he robbed an armored car in
Harleyville. Shuler offered Jones a .44 pistol and $5,000 to help in
the robbery. Jones refused.
After further information
implicating Shuler was discovered, FBI agents interviewed Shuler
concerning the crime. The agent noticed Shuler nervously pulled on
his knit hat during the interview. When Shuler’s hat was removed,
the agent noticed lacerations to the back of his head.
A FBI agent then conducted a
polygraph examination. The polygraph test was not mentioned to the
jury. Shuler confessed to the murder. Shuler was a former employee
of Anderson Armored Car and had briefly worked with Amick and Brooks.
According to Shuler, he knew
the guards would be armed, and his .25 pistol would be insufficient
firepower, so he gave Jones money to buy the SKS. Shuler’s
confession revealed he concocted a plan to rob the armored car two
weeks prior to the crime.
His plan involved hiding
underneath a house adjacent to the First National Bank until the
armored car made its routine stop. Prior to the murder, Shuler
waited patiently underneath the house all night until the armored
car arrived the following morning.
Following Shuler’s
confession, police procured a search warrant for his home. Inside
Shuler’s home, police found ammunition, Shuler’s Anderson Armored
Car badge, a pistol pouch, and a .44 magnum pistol in the attic.
Inside Shuler’s pickup truck they found a pair of camouflage hunting
gloves, as well as three other camouflage knit hunting gloves. The
physical evidence overwhelmingly demonstrated Shuler was the
attacker.
The DNA experts testified at
trial Shuler matched the blood taken from the top of the driver’s
seat and the passenger’s sun visor. Shuler also matched blood taken
from the outside passenger door handle, the double door on the
passenger side of the armored car, the top of the cooler between the
seats, the SKS clip found on the bank of a ditch, and the ski mask.
According to the pathologist
who conducted Brooks’ autopsy, there were three major pre-mortem
injuries that could have been fatal. There were also a number of
wounds the pathologist theorized were post-mortem. The pathologist
opined many of the wounds were consistent with injury from a high-powered
rifle, and stated all of the shooting happened quickly.
The ballistics expert
matched a bullet fragment removed from the right front of Brooks’
neck with the SKS rifle. The SKS also matched three fragments from
Brooks’ right thigh and buttock, and one fragment from his right
lateral torso.
Furthermore, a X-ray of
Shuler’s head wounds indicated the wounds were consistent with
gunshot wounds. The ER doctor who performed the X-rays testified the
X-rays reflected gunshot fragments in Shuler’s head, and Shuler had
shoulder bruising consistent with the recoil from a high-powered
rifle.
During the January 1998 term,
Shuler was indicted for murder, armed robbery, and kidnapping. On
January 28, 1998, the State served a notice of intent to seek the
death penalty. The jury found Shuler guilty on each count. The
penalty stage commenced on November 11, 1998. The jury recommended a
death sentence, and the trial judge sentenced Shuler to death.
UPDATE: Thelma Brooks, the
88-year-old widow of James Brooks, said on Thursday she was not
really looking forward to the execution. "I feel bad in a way," she
said. "I hate it, but he (Shuler) deserves something. I feel so bad,
but he deserves it." Mrs. Brooks said her husband was a good man
with good values and a good heart. She said her last morning with
him had been "like any other morning." "It was the same as always.
He got up at about 4 a.m., went through his normal routine, eating
breakfast and all and headed down to work. He woke up early so he
could be there by 6 a.m." Mrs. Brooks, who was married to her
husband for almost 40 years, said he was an active member of his
church, and that she could not speak of how he would feel about the
execution. "He was an excellent man," Mrs. Brooks said. "I never
heard him say a bad word in my life. He never spoke bad about anyone
either." She did not attend the execution.
State v. Shuler, 344 S.C. 604, 545 S.E.2d
805 (S.C. 2001) (Direct Appeal).
Defendant was convicted following jury trial in
the Circuit Court, Dorchester County, A. Victor Rawl, J., of murder,
armed robbery, and kidnapping in connection with fatal gun battle
with guard during armed robbery of armored car and was sentenced to
death. Defendant appealed. The Supreme Court, Toal, C.J., held that:
(1) equivocation, undue hesitation, and uneasy demeanor of African-American
venire member when responding to questions about ability to impose
death penalty provided valid racially neutral explanation for
state's peremptory strike; (2) defendant's absence from Jackson v.
Denno hearing did not violate his cross-examination rights, and he
voluntarily absented himself from hearing by his disruptive behavior;
(3) Solicitor did not impermissibly vouch for credibility by asking
state's chief witness if he was required under plea agreement to
tell the truth; (4) victim's act of firing at defendant was not
sufficient legal provocation for use of deadly force against victim,
as necessary for a finding of voluntary manslaughter; (5) proposed
instruction, that a citizen's arrest upon viewing commission of a
felony or larceny must be made with use of reasonable force, was not
warranted; and (6) death sentence was not result of passion,
prejudice, or other arbitrary factor and was neither excessive nor
disproportionate to sentences imposed in similar cases. Affirmed.
TOAL, Chief Justice:
Calvin Alphonso Shuler (“Shuler”) was sentenced to death for killing
guard James B. Brooks (“Brooks”) during an armed robbery of an
Anderson Armored Car. Shuler appeals his murder conviction and death
sentence. This opinion consolidates Shuler's direct appeal with the
mandatory review provisions of S.C.Code Ann. § 16-3-25 (1985).
Factual/procedural Background
On December 3, 1997, three Anderson Armored Car
guards, Alton Amick (“Amick”), Sherman Crozier (“Crozier”), and
Brooks, were collecting and delivering money to various banks in the
Low County area. Amick was the driver, Crozier sat in the front
passenger seat, and Brooks sat in the back of the car.
The Anderson Armored Car is a bullet resistant
van with a number of security features. A metal wall topped by a
steel mesh screen separated Brooks in the back from Amick and
Crozier in the cab. The driver and passenger side doors had “double
locks” that take two hands to open. The car's side double doors on
the passenger side and double doors in the rear were kept locked.
Both Amick and Brooks had keys to access the back of the car, but
Brooks did not need the key to get out. Brooks also had access to
“kill switches” in the rear-one switch would totally disable the
car's engine and the other switch would sound a visual and audible
alarm.
At 10:45 a.m., the three guards arrived at First
National Bank of Harleyville. Amick looked around twice to see if
the area was clear. He opened the door and turned his head to grab
his clipboard. When he turned around a man wearing army fatigues, a
camouflage face mask, and gloves was pointing a semi-automatic
pistol in his face. The attacker also had an assault rifle slung
over his shoulder.
The attacker shouted three times, “Get out of the
God d*mn truck.” Amick got out of the car. The attacker then climbed
in the driver's seat, pointed the gun at Crozier's head, and ordered
him out of the car. Crozier exited the car, but left his door open.
Inside the van, the attacker and Brooks engaged
in a gun battle through the screen mesh separating the cab and the
rear area. Amick stood near the doorway on the driver's side,
Crozier ran around the back of the car. After the gunfire stopped,
the attacker threw his semi-automatic handgun out of the car's
window. The attacker hesitated for a moment as he tried to get the
car into gear, and then drove off at a high rate of speed. As the
van sped away, Amick fired four shots at the car's tires with his
.38 revolver.
Several eye witnesses saw the attacker drive the
car down Shortcut Road at a high rate of speed. Deputy Thomas
Limehouse initially responded to the call from First National Bank,
but was told to go to the dirt road in his four wheel drive police
vehicle. Once there, he met other policemen, and they proceeded on
the dirt road. After about a half mile, they saw the armored car on
the road.
They approached and saw Brooks laying in the back of the
van. EMS responded to the scene, but Brooks was dead due to his
numerous gunshot wounds. The rear compartment of the car contained
$1,555,400 in currency, although much of it was shredded by gunfire
and soaked in Brooks' blood.
Members of the Charleston County Sheriff's canine
team responded to the dirt road location to track the attacker. One
of the officers found a SKS assault rife, which fires 7.62 mm
ammunition, submerged under water in a canal. The SKS's 30 round
clip was found on the bank of the canal. The canine team followed
the scent from the canal into the surrounding woods.
The officers
found a bloody ski mask hanging on a tree branch. After another 75
yards, the officers found a box of 7.62 mm ammunition on the ground.
The dogs also found a folded green duffel bag before they lost the
attacker's scent.
The armored car guards recovered the pink-handled,
Lorcin .25 semi-automatic handgun the attacker threw out of the
window at the bank. The police traced the gun and found it was
registered to Shuler's mother, who is deceased. The police contacted
Shuler, and he agreed to meet police at his residence that afternoon.
Shuler claimed he gave the gun to his mother for protection.
According to Shuler, he had not seen the gun since he gave it to his
mother prior to her death.
The SKS rifle was traced to Demond Jones (“Jones”),
Shuler's cousin's fiancé. Since Jones was a convicted felon, it was
illegal for him to purchase a SKS, and he was arrested on federal
firearm charges. Jones testified he agreed to buy the SKS from
Woody's Pawn Shop for Shuler in order to satisfy a debt he owed
Shuler for a Cadillac. A week after the purchase, Shuler asked Jones
to stand guard while he robbed an armored car in Harleyville. Shuler
offered Jones a .44 pistol and $5,000 to help in the robbery. Jones
refused.
After further information implicating Shuler was
discovered, FBI agents interviewed Shuler concerning the crime. The
agent noticed Shuler nervously pulled on his knit hat during the
interview. When Shuler's hat was removed, the agent noticed
lacerations to the back of his head. A FBI agent then conducted a
polygraph examination.FN1 Shuler confessed to the murder. FN1. The
polygraph test was not mentioned to the jury.
Shuler was a former employee of Anderson Armored
Car and had briefly worked with Amick and Brooks. According to
Shuler, he knew the guards would be armed, and his .25 pistol would
be insufficient firepower, so he gave Jones money to buy the SKS.
Shuler's confession revealed he concocted a plan to rob the armored
car two weeks prior to the crime. His plan involved hiding
underneath a house adjacent to the First National Bank until the
armored car made its routine stop. Prior to the murder, Shuler
waited patiently underneath the house all night until the armored
car arrived the following morning.
Following Shuler's confession, police procured a
search warrant for his home. Inside Shuler's home, police found
ammunition, Shuler's Anderson Armored Car badge, a pistol pouch, and
a .44 magnum pistol in the attic. Inside Shuler's pickup truck they
found a pair of camouflage hunting gloves, as well as three other
camouflage knit hunting gloves.
The physical evidence overwhelmingly demonstrated
Shuler was the attacker. The DNA experts testified at trial Shuler
matched the blood taken from the top of the driver's seat and the
passenger's sun visor. Shuler also matched blood taken from the
outside passenger door handle, the double door on the passenger side
of the armored car, the top of the cooler between the seats, the SKS
clip found on the bank of a ditch, and the ski mask.
According to the pathologist who conducted Brooks'
autopsy, there were three major pre-mortem injuries that could have
been fatal. There were also a number of wounds the pathologist
theorized were post-mortem. The pathologist opined many of the
wounds were consistent with injury from a high-powered rifle, and
stated all of the shooting happened quickly.
The ballistics expert matched a bullet fragment
removed from the right front of Brooks' neck with the SKS rifle. The
SKS also matched three fragments from Brooks' right thigh and
buttock, and one fragment from his right lateral torso. Furthermore,
a X-ray of Shuler's head wounds indicated the wounds were consistent
with gunshot wounds. The ER doctor who performed the X-rays
testified the X-rays reflected gunshot fragments in Shuler's head,
and Shuler had shoulder bruising consistent with the recoil from a
high-powered rifle.
During the January 1998 term, Shuler was indicted
for murder, armed robbery, and kidnapping. On January 28, 1998, the
State served a notice of intent to seek the death penalty. The jury
found Shuler guilty on each count. The penalty stage commenced on
November 11, 1998. The jury recommended a death sentence, and the
trial judge sentenced Shuler to death.
The following issues are before this Court on
appeal:
I. Did the trial judge err in failing to grant
Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69
(1986) relief where he ruled one of the Solicitor's reasons for
striking a juror was a “subterfuge” and not race-neutral?
II. Did the trial judge err by proceeding with
the Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908
(1964) hearing in Shuler's absence?
III. Did the trial judge err by allowing the
Solicitor to question Jones about his duty to tell the truth
pursuant to a plea agreement?
IV. Did the trial judge err in refusing Shuler's
Request to Charge on a citizen's use of force in arresting a felon?
* * *
III. Plea Agreement
Shuler argues the trial judge erred by allowing
the Solicitor to question the State's witness, Jones, about his plea
agreement, which instructed him to testify truthfully in court.
Jones was the State's chief witness who testified Shuler knew Brooks
would be in the back of the armored car when the robbery occurred.
According to Shuler, this testimony was highly prejudicial because
it was key to impugning Shuler's statement he was surprised by
Brooks' presence. We disagree.
In a pre-trial motion, defense counsel attempted
to prevent the Solicitor from bolstering the testimony of Jones,
their key witness. The Solicitor noted Jones was testifying pursuant
to a federal plea agreement to receive a lighter sentence. The plea
agreement contained a provision to tell the truth. According to the
Solicitor, if he did not reveal the plea agreement to the jury it
would appear they were hiding something.
The trial judge agreed but noted neither side
could personally vouch for the veracity of the witness in their
argument. The Solicitor, therefore, asked Jones if the plea
agreement with the United States attorney dropped several pending
charges against him. The Solicitor also asked if the plea agreement
required him to testify truthfully at trial. Jones responded “yes”
to both questions. Jones stated he was testifying truthfully during
the current trial.
Defense counsel made two objections to the
State's line of questioning regarding Jones' truthful testimony.
Defense counsel made the first objection after the State questioned
Jones about lying to the FBI when he was interviewed concerning his
purchase of the SKS rifle for Shuler. The following occurred on
direct examination by the Solicitor:
Solicitor: Was that statement to the FBI at that
time was that true or a lie? Jones: A lie. Solicitor: The part about
where you put the rifle was a lie? Jones: Yes. Solicitor: Why did
you lie to FBI on December the 5 ? Jones: Because I was scared.
Solicitor: Okay. Is what you testified to the jury here today as far
as what happened to that rifle the truth? Jones: Yes. Defense
Counsel: Objection, Your Honor, that's bolstering the witness. Court:
Sustained.
On cross examination, defense counsel repeatedly
asked Jones if he made a deal with the United States attorney for
his testimony at trial. Defense counsel's cross examination was
extensive and focused on Jones' legal troubles and deals with law
enforcement. The cross examination effectively impeached Jones by
demonstrating he had incentive to testify in order to cut time off
of his sentence. Defense counsel characterized Jones' deal with law
enforcement as “selling his soul” and “receiving a little carrot”
from the State. However, Jones claimed neither the United States
attorney nor his attorney promised any reduction in his federal
sentence for his cooperation in the case.
Defense counsel's cross examination successfully
impugned Jones' character by: (1) eliciting Jones had repeatedly
spoken with State and federal police officers, but refused to talk
with defense investigators; (2) showing Jones was on probation for
assault and battery with the intent to kill when he was arrested on
federal charges, and he had not had a State probation revocation
hearing; (3) demonstrating Jones admitted lying on his federal
firearms application for the SKS rifle; and (4) demonstrating Jones
had not been charged by the Solicitor in connection with this case,
and had not been charged with lying to the FBI.
On re-direct examination, the Solicitor asked
Jones if any law enforcement officer asked him to testify to
anything that was not true. Defense counsel repeated his earlier
objection to this testimony. The Solicitor responded that Jones'
credibility had been challenged, and the trial judge overruled
defense counsel's objection. The Solicitor then asked Jones four
more times if he was telling the truth. Specifically, the Solicitor
asked Jones if the plea agreement required him to testify truthfully.
Jones claimed it did.
Initially, it was not error for the Solicitor to
introduce the plea agreement on direct examination because the
Solicitor was entitled to anticipate the inevitable cross
examination of a federal inmate and to dispel any notion he was
hiding something from the jury. Most courts generally recognize the
prosecution can introduce evidence of a plea agreement during direct
examination of a State witness.FN2 However, the Fourth Circuit Court
of Appeals has found this freedom is not unlimited. United States v.
Romer, 148 F.3d 359 (4 Cir.1998) cert. denied, 525 U.S. 1141, 119
S.Ct. 1032, 143 L.Ed.2d 41 (1999).
The Fourth Circuit Court of Appeals allows the
government to elicit testimony regarding a plea agreement on direct
examination only if the prosecutor's questions do not imply the
government has special knowledge of the witness' veracity, the trial
court gives a cautionary instruction, and the prosecutor's closing
argument contains no improper use of the witness' promise of
truthful cooperation. Id. at 369.
FN2. See generally United States v. Spriggs, 996
F.2d 320 (D.C.Cir.1993) (permitting the prosecution on direct
examination to introduce the witness' cooperation agreement in its
entirety, and adopting majority rule that admission of plea
agreements containing “truthtelling” and perjury provisions did not
result in improper bolstering); Massachusetts v. Rivera, 430 Mass.
91, 712 N.E.2d 1127, 1132 (1999) (“On direct examination the
prosecution may, of course, properly bring out the fact that the
witness has entered into a plea agreement and the witness generally
understands his obligations under it.”).
At no point during cross examination or closing
argument did the Solicitor imply special knowledge or guarantee
Jones' veracity. During direct examination the Solicitor merely
asked if a plea agreement existed, he did not go into the details of
the agreement until Jones' credibility was severely attacked on
cross examination. Although no cautionary instruction was given by
the trial judge, the Solicitor did not pursue the plea agreement
until re-direct examination.FN3
FN3. The practice in this situation is for the
Solicitor to pose general questions in direct examination to
establish the witness knows and understands his obligations pursuant
to his plea agreement. The Solicitor should reserve questions
intending to elicit the actual nature of those obligations,
specifically the obligation to testify truthfully, until the
defendant has attacked the witness' credibility on cross examination
on the ground his testimony is pursuant to agreements. See generally
Rivera, supra (finding questions concerning a witness' obligation to
tell the truth should await re-direct examination because such
procedure would tend to mitigate the appearance of prosecutorial
vouching that similar questions on direct might create).
The Solicitor's questions on re-direct
examination do not constitute impermissible bolstering or vouching.
A prosecutor cannot vouch for the credibility of a witness by
expressing or implying his personal opinion concerning a witness'
truthfulness. Elmer v. Maryland, 353 Md. 1, 724 A.2d 625 (1999).
Improper vouching occurs when the prosecution places the
government's prestige behind a witness by making explicit personal
assurances of a witness' veracity, or where a prosecutor implicitly
vouches for a witness' veracity by indicating information not
presented to the jury supports the testimony. See State v. Kelly,
343 S.C. 350, 540 S.E.2d 851 (2001); 75A am.Jur. Trial § 700 (1991).
Vouching occurs when a prosecutor implies he has facts that are not
before the jury for their consideration. Missouri v. Wolfe, 13 S.W.3d
248 (Mo.2000).
In Kelly, this Court found an assistant solicitor
improperly bolstered a witness' credibility through improper
questioning. While the assistant solicitor in Kelly did not assert
he had personal knowledge his witness was testifying truthfully, he
improperly phrased his questions in the first person. Kelly, 343 S.C.
at 369 n. 12, 540 S.E.2d at 861 n. 12. The solicitor asked a witness,
“ What did I tell you that I absolutely required regarding your
testimony to this jury today?” and “Did I tell you to tell the truth
to this jury?” Id. at 368, 540 S.E.2d at 860 (emphasis added).
We found the jury could have perceived the
assistant solicitor held the opinion the witness was, in fact,
telling the truth. Id. at 369, 540 S.E.2d at 861. The witness'
testimony, therefore, carried with it the imprimatur of the
government, and this bolstering may have induced the jury to trust
the State's judgment about the witness. Id. The instant case is
distinguishable from Kelly because the Solicitor did not comment he
had personal knowledge Jones was telling the truth. The Solicitor
merely asked general questions, not in the first person, about the
truthtelling provision in the plea agreement.
A witness' testimony concerning a plea agreement
with the prosecution does not necessarily constitute improper
vouching. In a recent Missouri case, the Missouri Supreme Court
found a prosecutor's questioning of his own witness in a capital
murder trial concerning an agreement in which a witness received
immunity in exchange for her truthful testimony did not amount to
improper vouching. Wolfe, supra. The jury had all the facts about
the agreement giving the witness full immunity.
Furthermore, the prosecutor never elicited
details of the negotiation nor stated the witness' immunity was
subject to his independent judgment of whether the witness was
telling the truth. Id. According to the Missouri Supreme Court, “an
immunity agreement not only supports the witness' credibility by
showing an interest to testify truthfully, but also impeaches the
witness' credibility by showing an interest in testifying favorably
for the government regardless of the truth. By the end of [the
witness'] testimony, the jury could consider her credibility in
light of the agreement.” Id. at 256 (citations omitted).
In this case, the Solicitor made no overt
statement of his personal belief as to the truth of Jones' testimony,
and made no insinuation he knew better than the jury what the truth
was. “By calling a witness who testifies pursuant to an agreement
requiring him to testify truthfully, the Government does not
insinuate possession of information not heard by the jury and the
prosecutor cannot be taken as having expressed his personal opinion
on a witness' veracity.” United States v. Creamer, 555 F.2d 612,
617-618 (7 Cir.1977) (citations omitted). Moreover, the Solicitor's
questions during re-direct examination which asked Jones if he was
telling the truth did nothing more than reference what Jones agreed
to do when he was sworn by the clerk before testifying.
Overall, we find no merit to Shuler's argument
the Solicitor improperly questioned Jones concerning his plea
agreement. The majority of the Solicitor's questions occurred after
the defense attacked Jones' credibility. Furthermore, the Solicitor
never personally vouched for the truthfulness of Jones' testimony.
IV. Jury Charge on Voluntary Manslaughter
Shuler argues the trial judge erred in failing to
charge the jury on the use of deadly force in an attempt to thwart
the commission of a felony, theft, or to apprehend a felon. We
disagree.
First, as a matter of law, Brooks' attempt to
defend himself and resist Shuler's crimes is not sufficient legal
provocation and does not justify a charge on voluntary manslaughter.
Second, there was neither error nor prejudice from the trial judge's
refusal to charge deadly force. This case does not involve a
citizen's arrest. This case concerns a guard who was trying to
defend himself during an armed robbery and kidnapping.
Regardless, the trial judge charged the jury that
excessive force by a victim during an arrest could constitute
sufficient legal provocation for voluntary manslaughter. Had the
jury accepted the defense's theory the victim was attempting to
arrest Shuler, the jury could have found Shuler guilty of voluntary
manslaughter under the trial judge's charge.
A. Voluntary Manslaughter
The trial judge determines the law to be charged
on the presentation of evidence at trial. State v. Lee, 298 S.C.
362, 380 S.E.2d 834 (1989). The trial judge must charge the correct
and current law of the State. State v. Hughey, 339 S.C. 439, 529 S.E.2d
721 (2000) cert. denied, 531 U.S. 946, 121 S.Ct. 345, 148 L.Ed.2d
277 (2000). If there is any evidence to support a charge, the trial
judge should grant the request. State v. Burriss, 334 S.C. 256, 513
S.E.2d 104 (1999).
Voluntary manslaughter is the unlawful killing of
a human being in sudden heat of passion upon sufficient legal
provocation. State v. Johnson, 333 S.C. 62, 508 S.E.2d 29 (1998).
Both heat of passion and sufficient legal provocation must be
present at the time of killing to constitute voluntary manslaughter.
State v. Locklair, 341 S.C. 352, 535 S.E.2d 420 (2000) cert. denied,
531 U.S. 1093, 121 S.Ct. 817, 148 L.Ed.2d 701 (2001). Provocation
necessary to support a voluntary manslaughter charge must come from
some act of or related to the victim in order to constitute
sufficient legal provocation. Id.
A victim's attempts to resist or defend himself
from a crime cannot satisfy the sufficient legal provocation element
of voluntary manslaughter. In State v. Tyson, 283 S.C. 375, 323 S.E.2d
770 (1984), this Court held evidence of a struggle between the
victim and defendant during an armed robbery was not enough evidence
to warrant a voluntary manslaughter charge.
This Court found there was absolutely nothing to
support finding sufficient legal provocation at the time of the
killing because it was clear the victim was simply defending himself
against an armed robber, and was killed in that attempt. See also
State v. Ivey, 325 S.C. 137, 481 S.E.2d 125 (1997) (finding
voluntary manslaughter charge not required when there was evidence
the victim, who was a law enforcement officer, was acting lawfully
and had a right to defend himself); State v. Tucker, 324 S.C. 155,
478 S.E.2d 260 (1996) (holding voluntary manslaughter charge not
required if victim attempted to grab defendant's gun to resist
burglary and armed robbery).
Similar to the victim in Tyson, Brooks was simply
defending himself from an armed robbery and kidnapping when he fired
at Shuler. Consequently, there was no sufficient legal provocation,
and a charge on voluntary manslaughter was not required.
Furthermore, there was no prejudice from the
trial judge's refusal to charge deadly force because other examples
of sufficient legal provocation where charged by the trial judge.
The trial court charged the jury:
Certain acts of provocation committed by a victim
are sufficient under our law to negate malice and constitute by law
sufficient legal provocation. Some examples are acts which
constitute legal provocation, negate malice, legally adequate to
reduce the entire act of manslaughter include a threat of imminent
danger-imminent deadly assault by the victim upon the defendant, an
assault upon the defendant by the victim, the use of excessive force
by the victim to effectuate an otherwise lawful arrest. (emphasis
added).
Assuming Shuler's theory is true and Brooks was
attempting to arrest Shuler, the examples the trial judge provided
of sufficient legal provocation would encompass this scenario and
the jury could have found voluntary manslaughter.
B. Shuler's Request to Charge
At the close of the evidence, defense counsel
moved for a directed verdict, arguing the evidence only established
voluntary manslaughter because Brooks used excessive force and
assaulted Shuler during a citizen's arrest. The trial judge denied
the motion, but charged voluntary manslaughter. The trial judge
reasoned the jury could find voluntary manslaughter if they
determined the guard fired first. After the charge, defense counsel
argued the trial judge should have charged the following:
Upon view of a felony committed or upon view of a
larceny committed, any person may arrest a felon or thief and take
him to a judge or magistrate to be dealt with according to law. Such
arrest, however, must be made with the use of reasonable force. In
making an arrest, it is unlawful to use deadly force in an attempt
to thwart the commission of the felony or theft or to apprehend the
felon. The trial judge stated it did not find Shuler's charge “to
warrant merit under the circumstances and the facts as presented in
the trial of this case.”
According to the defense, this charge was based
on S.C.Code Ann. §§ 17-13-10 to -20 (1976) and State v. Cooney, 320
S.C. 107, 463 S.E.2d 597 (1995).FN4 In Cooney, this Court held it
was reversible error not to charge the jury on the common law of
citizen's arrest and the use of reasonable force. In that case, two
defendants attempted to arrest the victim for robbing their store.
The unarmed victim confessed to the robbery and began to flee the
scene. The two defendants shot and killed the victim. Id.
According to the Court, in order to invoke the
defense of justifiable killing in apprehending a felon, the
defendant, at a minimum, must show he had certain information a
felony had been committed and he used reasonable means to effect the
arrest. Id. at 109, 463 S.E.2d at 599. This Court found whether
reasonable force was used to apprehend a fleeing felon is a factual
question left to the jury, and the jury should have been charged on
the common law of citizen's arrest.
FN4. Shuler also argues State v. Linder, 276 S.C.
304, 278 S.E.2d 335 (1981) in support of his proposition that
excessive force in an arrest can result is sufficient legal
provocation for voluntary manslaughter. Linder is distinguishable
because it involved a police officer trying to effect an arrest.
Shuler's argument is without merit because Cooney
is distinguishable from the instant case. In Cooney, the defendant
was attempting to argue citizen's arrest as a defense to murder.
Moreover, Shuler was the initiator of this crime, and his actions
directly put Brooks in danger. No evidence was presented at trial
indicating Brooks was attempting an arrest rather than simply trying
to protect himself during a robbery and kidnapping. Because there
was no evidence to support Shuler's citizens arrest defense, the
trial judge did not err in refusing to charge Shuler's Request to
Charge.
Conclusion
After reviewing the entire record, we conclude
the death sentence was not the result of passion, prejudice, or any
other arbitrary factor. Further, the death penalty is neither
excessive nor disproportionate to that imposed in similar cases. See
State v. Huggins, 336 S.C. 200, 519 S.E.2d 574 (1999) cert. denied,
528 U.S. 1172, 120 S.Ct. 1199, 145 L.Ed.2d 1103 (2000); State v.
Ivey, 331 S.C. 118, 502 S.E.2d 92 (1998) cert. denied, 525 U.S.
1075, 119 S.Ct. 812, 142 L.Ed.2d 671 (1999); State v. Hughes, 328
S.C. 146, 493 S.E.2d 821 (1997). Based on the foregoing, we AFFIRM
Shuler's convictions and death sentence.
Shuler v. Ozmint, 209 Fed.Appx. 224
(4th Cir. 2006) (Habeas).
Background: After defendant's state conviction
and death sentence for capital murder were affirmed on direct
appeal, 344 S.C. 604, 545 S.E.2d 805, and motion for postconviction
relief was denied, defendant filed petition for writ of habeas
corpus. The United States District Court for the District of South
Carolina, Margaret B. Seymour, J., denied petition, but granted
defendant's request for certificate of appealability, and defendant
appealed.
Holdings: The Court of Appeals, Wilkins, Chief
Judge, held that:
(1) trial counsels' failure to present evidence of steroid and
cocaine use prior to trial was matter of reasonable trial strategy;
(2) defendant was not entitled to habeas corpus relief based on
claim that trial counsel were ineffective for failing to present
evidence of suicide attempt prior to offense;
(3) defendant was not entitled to habeas corpus relief based on
claim that prosecutor allowed to stand uncorrected witness' false
testimony regarding terms of his plea agreement with State; and
(4) defendant was not entitled to habeas corpus relief based on
claim that prosecution failed to disclose purported deal regarding
witness' place of incarceration. Affirmed.
WILKINS, Chief Judge.
Calvin Alphonso Shuler appeals an order of the district court
denying his petition for a writ of habeas corpus.FN1 See 28 U.S.C.A.
§ 2254 (West 1994 & Supp.2006). Shuler seeks relief from his
conviction and sentence of death for the murder of James Brooks. For
the reasons set forth below, we affirm.
FN1. Shuler named Jon Ozmint, Commissioner of the
South Carolina Department of Corrections, and Henry McMaster,
Attorney General of South Carolina, as Respondents. For ease of
reference, we will refer to Respondents as “the State.”
At 10:45 a.m. on December 3, 1997, three
employees of Anderson Armored Car-Brooks, Alton Amick, and Sherman
Crozier-traveled in a company truck to the First National Bank of
Harleyville, South Carolina. Amick and Crozier were in the cab of
the truck, while Brooks was in the back. Upon arrival, Amick opened
the driver-side door and was immediately confronted by a man wearing
fatigues, a ski mask, and gloves, who was pointing a pistol at him.
An assault rifle was slung over the man's shoulder.
The man ordered Amick and Crozier out of the
truck. He entered the cab of the truck and engaged in a gun battle
with Brooks. After the gunfire stopped, the man threw his pistol out
a window and drove away at a high rate of speed. Shortly thereafter,
law enforcement officers found the abandoned truck, with Brooks in
the back, dead from multiple gunshot wounds.
Police dogs followed a scent trail from the truck
and located an SKS assault rifle, a bloody ski mask, and other items.
Investigation revealed that the pistol was registered to Shuler's
mother and that the rifle had been purchased by Demond Jones, the
fiancé of Shuler's cousin. Jones had purchased the weapon at
Shuler's request, in order to satisfy a debt.
Shuler was questioned and, during a polygraph
examination, confessed to the murder. He indicated that he had
previously worked for Anderson Armored Car and thus knew how many
employees would be in the truck and how they would be armed. He had
planned the robbery two weeks in advance and had lain in wait under
a house adjacent to the bank.
Upon Shuler's indictment for murder, armed
robbery, and kidnapping, Marva Hardee-Thomas was appointed as
defense counsel. She contacted Dr. Donna Schwartz-Watts, a forensic
psychiatrist. Dr. Schwartz-Watts conducted an evaluation, during
which Shuler informed her that he had used anabolic steroids. (Dr.
Schwartz-Watts had noticed Shuler's physique and recalled judging
him in a previous bodybuilding competition.) Shuler also relayed
that he had gotten into a fight with a coworker and had been shot,
and that his parents had recently died. Shuler blamed these events
on “himself and his steroid use.” J.A. 325. Shuler also told Dr.
Schwartz-Watts that he had begun using cocaine base shortly before
the murder.
After Dr. Schwartz-Watts had completed her
evaluation, the prosecution filed a notice of intent to seek the
death penalty. Because Ms. Hardee-Thomas was not qualified under
South Carolina law to serve as counsel in a capital case, Shuler was
appointed new counsel, Norbert Cummings and Doyle Mark Stokes.
Because Cummings and Stokes were concerned about a “taint[ ]” from
the involvement of unqualified counsel, id. at 875, they elected to
engage a new psychiatric expert, Dr. Harold Morgan. However, counsel
spoke with Dr. Schwartz-Watts and obtained her report.
Dr. Morgan examined Shuler on several occasions
and subsequently testified at a pre-trial competency hearing. Dr.
Morgan stated that during his examinations, Shuler claimed to be
suffering from total memory loss dating from August 13, 1998, when
he knocked his head on a concrete floor as prison guards attempted
to subdue him for the purpose of obtaining a blood sample.
Based on the symptoms and behaviors exhibited by
Shuler, Dr. Morgan concluded that Shuler's memory loss was probably
feigned. On cross-examination, Dr. Morgan expressed general
agreement with the testimony of prosecution experts that other
behaviors exhibited by Shuler-including the recitation of military
cadences during examinations and claims of hallucinations-were
likely attempts to feign mental illness.
Shuler was declared competent and was convicted
by a jury of murder, armed robbery, and kidnapping. The jury
subsequently imposed a sentence of death.
After Shuler's convictions and sentence were
affirmed on appeal, see State v. Shuler, 344 S.C. 604, 545 S.E.2d
805, cert. denied, 534 U.S. 977, 122 S.Ct. 404, 151 L.Ed.2d 306
(2001), Shuler sought post-conviction relief (PCR) in state court.
As is relevant here, Shuler asserted first that trial counsel were
constitutionally deficient for (a) failing to investigate Shuler's
history of steroid use and to present this history, along with
testimony regarding the psychological effects of steroid use, as
evidence in mitigation; (b) failing to investigate and present
evidence in mitigation that Shuler had ingested cocaine base
immediately prior to the offense; and (c) failing to inform Dr.
Morgan that Shuler had attempted suicide hours before the offense.
Second, Shuler maintained that the prosecution knowingly presented
perjured testimony by state witness Demond Jones and failed to
provide defense counsel with exculpatory information regarding
benefits received by Jones in exchange for his testimony. The PCR
court denied relief on the merits after an evidentiary hearing.
Shuler thereafter sought federal habeas relief,
asserting the claims listed above. The district court denied relief
but granted a certificate of appealability. This appeal followed.
II.
Shuler first maintains that trial counsel were
ineffective in a number of respects with regard to the penalty phase
of his trial. In order to establish that his constitutional right to
the effective assistance of counsel was violated, Shuler must make a
twofold showing. See Wiggins v. Smith, 539 U.S. 510, 521, 123 S.Ct.
2527, 156 L.Ed.2d 471 (2003). First, he must demonstrate that his
attorneys' “representation fell below an objective standard of
reasonableness.” Strickland v. Washington, 466 U.S. 668, 688, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984). “Judicial scrutiny of counsel's
performance must be highly deferential,” and “every effort [must] be
made to eliminate the distorting effects of hindsight ... and to
evaluate the [challenged] conduct from counsel's perspective at the
time.” Id. at 689, 104 S.Ct. 2052.
Shuler must also demonstrate that he was
prejudiced by his attorneys' ineffectiveness, i.e., “that there is a
reasonable probability that, but for counsel's unprofessional errors,
the result of the proceeding would have been different.” Id. at 694,
104 S.Ct. 2052. In the context of an ineffective assistance claim
related to counsel's performance during the penalty phase of a
capital trial, the question is whether the habeas petitioner can
demonstrate a reasonable probability that at least one juror would
have voted to impose a sentence of life imprisonment. See Buckner v.
Polk, 453 F.3d 195, 203 (4th Cir.2006).
Review of Shuler's ineffective assistance of
counsel claims is additionally constrained by the provisions of the
Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No.
104-132, 110 Stat. 1214. Pursuant to that act, we review the
decision of the district court de novo, but we defer to the decision
of the state court insofar as it adjudicated Shuler's claims. See
Conaway v. Polk, 453 F.3d 567, 581 (4th Cir.2006).
A federal court may grant habeas relief on a
claim “adjudicated on the merits” by a state court only if the state
court ruling “resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United States” or
“resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.” 28 U.S.C.A. § 2254(d).
A decision is “contrary to” clearly established
federal law if it either applies a legal rule that contradicts prior
Supreme Court holdings or reaches a conclusion different from that
of the Supreme Court “on a set of materially indistinguishable facts.”
A decision is an “unreasonable application” of clearly established
federal law if it “unreasonably applies” a Supreme Court precedent
to the facts of the petitioner's claim. Buckner, 453 F.3d at 198 (quoting
Williams v. Taylor, 529 U.S. 362, 412-13, 120 S.Ct. 1495, 146 L.Ed.2d
389 (2000)) (citation omitted).
With these principles in mind, we turn to an
examination of Shuler's claims.
A. Steroid Use
Shuler first maintains that counsel were
ineffective for failing to investigate Shuler's use of anabolic
steroids. He maintains that such an investigation would have
resulted in the development of evidence supporting statutory and
non-statutory mitigating factors relating to the drug abuse.
At the PCR hearing, Shuler presented the
testimony of Dr. Harrison G. Pope, an expert on the effects of
steroid use. Dr. Pope testified that individuals who use large
quantities of anabolic steroids, in the manner typical of body
builders, often experience mania or hypomania characterized in part
by marked irritability and aggression.
Although Dr. Pope neither
examined Shuler nor spoke with him, he concluded that Shuler was
abusing steroids at the time of the crime based on Shuler's
admission to Dr. Schwartz-Watts, reports from Dr. Schwartz-Watts and
others regarding Shuler's physique, the fact that Shuler had asked
his girlfriend, Aleshia Berry, to contact a pharmacist friend for
help in acquiring drugs, and a “bizarre” and “aggressive” incident
in 1996 in which Shuler held Berry's head under the water in a pool
for “an extended period of time.” J.A. 869 (internal quotation marks
omitted).
Dr. Pope identified increasingly aggressive
behavior by Shuler, beginning in 1995 when Shuler was involved in a
drive-by shooting at his then-workplace and culminating with the
robbery-murder for which he had been sentenced to death. Ultimately,
Dr. Pope stated his opinion that Shuler's capacity to conform his
conduct to the requirements of the law was substantially impaired at
the time of the offense (a statutory mitigating factor under South
Carolina law) due to steroid use.
Shuler contends, in essence, that competent
counsel would have conducted a more thorough investigation of
Shuler's steroid use and would have presented the testimony of an
expert such as Dr. Pope in order to persuade the jury that Shuler's
steroid use was a mitigating factor. In assessing this claim, the
PCR court acknowledged the clearly established rule that “counsel
has a duty to make reasonable investigations or to make a reasonable
decision that makes particular investigations unnecessary.”
Strickland, 466 U.S. at 691, 104 S.Ct. 2052; see id. at 690-91, 104
S.Ct. 2052 (“[S]trategic choices made after thorough investigation
of law and facts relevant to plausible options are virtually
unchallengeable; and strategic choices made after less than complete
investigation are reasonable precisely to the extent that reasonable
professional judgments support the limitations on investigation.”).
The PCR court found that trial counsel did
conduct some investigation into Shuler's use of steroids. In
particular, based on their knowledge that Shuler had used cocaine
base and steroids, counsel instructed the defense investigator to
conduct an investigation into drug use by Shuler (but did not
specifically mention steroids). The investigation revealed some
casual drug use and that the person suspected to have been Shuler's
dealer was deceased. However, the primary focus of the investigation
was on finding witnesses who would support counsel's theory of
mitigation-that Shuler was a good man and that the crime was out of
character.
At the PCR hearing, defense counsel testified
regarding their strategy with respect to Shuler's steroid use.
Counsel stated that they considered using the evidence but that they
decided not to do so because they were concerned that a jury in the
conservative county where the case was to be tried would find such
evidence aggravating rather than mitigating. Cummings, for example,
testified regarding his “reservations about introducing evidence
that a healthy, young, grown male self abuses illegal drugs in order
to bulk up.” J.A. 874 (internal quotation marks omitted).
Trial counsel also believed that presenting any
evidence regarding mental health issues, such as the psychological
impact of steroid use, would open the door to testimony that Shuler
had attempted to feign total memory loss, seizures, and
hallucinations. Indeed, counsel decided not to present any mental
health testimony after Dr. Morgan testified during the competency
hearing that he believed Shuler was malingering.
The PCR court concluded that although counsel's
investigation into Shuler's steroid use was limited, that limitation
was objectively reasonable in light of counsel's strategic judgment
that the jury would view such evidence as aggravating, not
mitigating. We cannot conclude that this ruling was an unreasonable
application of Strickland and Wiggins. Importantly, the only
evidence available to counsel indicated that Shuler's steroid use
was limited and remote-according to Cummings and Stokes, Shuler
informed them only that he had taken some steroid pills during the
summer of 1997, and he denied having used steroids near the time of
the crime.
Furthermore, the investigator uncovered no
evidence of extensive drug use, despite speaking with numerous
people who knew Shuler well. Counsel thus decided not to present
evidence of past voluntary use of a drug when that evidence likely
would have had a negative effect on the jury.FN2
FN2. Although its conclusion that counsel's
investigation was not unreasonable was sufficient to dispose of
Shuler's claim regarding his steroid use, the PCR court nevertheless
continued to the issue of whether Shuler suffered prejudice, and
determined that he had not. Because we hold that the ruling of the
PCR court with respect to counsel's effectiveness was not
unreasonable, we do not consider its decision regarding prejudice.
B. Cocaine Base
Shuler next contends that trial counsel were
ineffective for failing to develop and present to the jury evidence
that he used cocaine base in the hours before the offense. The PCR
court found that defense counsel knew before trial that Shuler had
used cocaine base and that, based on this knowledge, counsel had
directed their investigator to inquire into Shuler's use of drugs.
This investigation did not reveal anything more than casual use of
drugs.
Stokes and Cummings discussed the possibility of
introducing evidence of Shuler' s use of cocaine base as part of the
case in mitigation, but elected not to do so. This decision was
driven by the same strategic considerations that animated the
decision not to present evidence regarding Shuler's use of steroids:
fear that the jury would view casual drug use as aggravating rather
than mitigating and concern that any testimony regarding the
psychological effects of cocaine use would be countered with
potentially devastating testimony regarding Shuler's attempts to
feign mental illness.
The PCR court concluded that counsel's strategic
decision not to present evidence of Shuler's cocaine use was not
objectively unreasonable under the circumstances. We agree with the
conclusion of the district court that this ruling by the PCR court
was neither contrary to, nor an unreasonable application of, clearly
established federal law.
C. Suicide Attempt
In a report filed shortly after the crime, FBI
Special Agent David Espie wrote that “[a] s Shuler contemplated the
robbery” while lying in bed during the early morning hours of
December 3, “he held the assault rifle that Jones had purchased for
[him]; at this time, this rifle was fully loaded.... Shuler placed
the barrel of this rifle into his mouth and pulled the trigger.” J.A.
770. Unbeknownst to Shuler, the safety was on, and thus the rifle
did not fire.
Shuler asserts that trial counsel were
ineffective for failing to provide the information in Espie's report
to Dr. Morgan and to present it to the jury. The PCR court rejected
these claims, first finding as a fact that trial counsel did inform
Dr. Morgan of the suicide attempt, although they may have done so
orally rather than by providing Dr. Morgan with a copy of Espie's
report. Shuler does not contend that this finding is unreasonable in
light of the evidence presented during the PCR hearing, nor could he
credibly do so.
Second, the PCR court concluded that it was not
unreasonable for counsel to fail to present the suicide attempt to
the jury. In the view of the PCR court, mere presentation of the
attempt ( e.g., by seeking admission of Espie's report) would have
been insufficient, standing alone, to justify a jury instruction on
the statutory and nonstatutory mitigating factors that Shuler
alleges are supported by the suicide attempt.
Thus, presentation of psychological testimony
would have been necessary, with the result that the door would be
opened to evidence regarding Shuler's malingering. The PCR court
therefore concluded that counsel's failure to present the suicide
attempt to the jury was not objectively unreasonable “[i]n light of
the obvious negative aspects of possible rebuttal evidence that [Shuler]
was malingering.” Id. at 892 (internal quotation marks omitted). We
conclude that the ruling of the PCR court that counsel were not
ineffective regarding Shuler's suicide attempt was neither contrary
to, nor an unreasonable application of, Supreme Court precedent.
The PCR court further concluded that even if the
failure to present this evidence was ineffective, Shuler could not
demonstrate prejudice. We hold that this ruling also was not
unreasonable. Counsel's mitigation strategy was to present Shuler as
a good man who had made a terrible mistake. As part of this strategy,
counsel presented testimony regarding Shuler's reaction to his
parents' deaths. Various witnesses testified that Shuler was deeply
depressed following his parents' deaths; this testimony included a
statement that “all the life went out” of him after his parents'
passing. Id. at 271.
His aunt testified that on one occasion she found
Shuler in the cemetery, lying between his parents' graves. In short,
the jury was fully aware of Shuler's depression at the time of the
crime. The jury also knew that the crime took place on December 3,
which was both Shuler's birthday and the anniversary of his mother's
burial. While evidence of a suicide attempt would have provided an
additional piece of the puzzle, we cannot say that the PCR court
unreasonably applied the prejudice prong of Strickland when it
concluded that Shuler had failed to demonstrate a reasonable
probability that, absent counsel's failure to present the evidence,
at least one juror would have voted to impose a life sentence.
III.
Finally, Shuler raises two claims related to the
testimony of Demond Jones. First, he maintains that the prosecution
knowingly allowed Jones to testify falsely regarding his plea
agreement with the federal government. See Napue v. Illinois, 360
U.S. 264, 269, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959). Second, Shuler
claims that the prosecution failed to produce evidence regarding a
particular aspect of the agreement, namely, that Jones would be
incarcerated in South Carolina. See Brady v. Maryland, 373 U.S. 83,
87, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). We affirm the denial of
relief as to both of these claims.
A. Napue Claim
A conviction acquired through the knowing use of
perjured testimony by the prosecution violates due process. See
Napue, 360 U.S. at 269, 79 S.Ct. 1173. This is true regardless of
whether the prosecution solicited testimony it knew to be false or
simply allowed such testimony to pass uncorrected. See Giglio v.
United States, 405 U.S. 150, 153, 92 S.Ct. 763, 31 L.Ed.2d 104
(1972); Napue, 360 U.S. at 269, 79 S.Ct. 1173. The Supreme Court has
held that a defendant is entitled to relief on such a claim when “
‘there is any reasonable likelihood that the false testimony could
have affected the judgment of the jury.’ ” Kyles v. Whitley, 514 U.S.
419, 433 n. 7, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995) (quoting
United States v. Agurs, 427 U.S. 97, 103, 96 S.Ct. 2392, 49 L.Ed.2d
342 (1976)).
Because Jones was a convicted felon, it was
illegal for him to possess the SKS rifle he purchased for Shuler. He
was charged with several federal offenses in connection with his
purchase of the weapon. Jones pleaded guilty to a single offense and
was sentenced to 41 months imprisonment. However, the plea agreement
provided that the United States would seek a sentence reduction
pursuant to Rule 35 of the Federal Rules of Criminal Procedure if
Jones “cooperate[d] pursuant to the provisions of this Plea
Agreement, and that cooperation is deemed by Attorneys for the
Government as providing substantial assistance in the investigation
or prosecution of another person who has committed an offense.” J.A.
863.
During cross-examination, Shuler unsuccessfully
attempted to elicit Jones' acknowledgment of this provision of the
plea agreement:
Q .... they have a right to reconsider your
sentence, the United States Attorney ... can go back and ask Judge
Norton to give you a reduction under the rules as part of its plea
agreement; isn't that correct? A. I'm not promised nothing. .... Q.
You signed a plea agreement with the United States Government....
This is an original file[d] back on April 8, 1997, where you agreed
to plead guilty. I want you to please take a look at it and see if
you can identify it? A. Yes, sir. .... Q. They agreed to drop
certain counts of the indictment, certain charges, everything else
if you agreed to come to this courtroom today and testify as you're
testifying, right? A. Right. Q. Okay. And I'm asking you under oath
this morning: Were you not told by either the United States Attorney
or your lawyer ... that if you testified here they would have the
right to come back and seek a reduction under the rules of federal
court for you if you testified in this hearing today? A. No. Q. They
did not tell you that? A. I ain't promised nothing. Q. You['re]
understanding you're under oath? A. I'm right. Q. You're as sure of
that last statement as you are about ... every other piece of
testimony you testified to for the State, are you not, sir? .... A.
I wasn't promised anything. Id. at 202-04.
Shuler maintains that Jones' testimony was false,
in that he claimed not to be aware of the possibility of a Rule 35
motion, and that the prosecution violated Napue by allowing this
false testimony to pass uncorrected. The PCR court concluded, and we
will accept for purposes of analyzing this issue, that Jones'
testimony on this point was incorrect because the Government had
promised that it would seek a reduction in Jones' sentence if he
testified truthfully at Shuler's trial, although the plea agreement
noted that the district court would not be bound to grant such a
motion.
However, the PCR court concluded that relief was
not warranted because the jury was made aware, through questioning
by the prosecution and Shuler, of the nature of Jones' agreement and
because the inaccurate testimony was not material in light of the
“vehement attack” on Jones' credibility:
[D]efense counsel's cross-examination
successfully impugned Jones' character by: (1) eliciting Jones had
repeatedly spoken with State and federal police officers, but
refused to talk with defense investigators; (2) showing Jones was on
probation for assault and battery with the intent to kill when he
was arrested on federal charges, and he had not had a State
probation revocation hearing; (3) demonstrating Jones admitted lying
on his federal firearms application for the SKS rifle; and (4)
demonstrating Jones had not been charged by the Solicitor in
connection with [Shuler's] case, and had not been charged with lying
to the FBI.
Id. at 901 (internal quotation marks omitted). We
agree with the district court that the analysis of the PCR court was
neither contrary to, nor an unreasonable application of, the
principles set forth in Napue. Accordingly, we affirm the rejection
of this claim by the district court.
B. Brady Violation
Shuler makes a second claim related to Jones'
testimony, namely, that the prosecution failed to reveal to the
defense that Jones was promised that he would be incarcerated in
South Carolina in exchange for his testimony and that he would
receive drug treatment. The claim regarding incarceration is based
on a letter from the Assistant United States Attorney in Jones' case
to Shuler's prosecutor. The letter stated, in relevant part,
Judge Norton ... indicated that he would
recommend that Jones be designated to the federal prison in Estill
which should be relatively convenient for trial preparation. Judge
Norton said that if there are any difficulties with your having
access to Jones for trial preparation, or at such time as you need
him transported for trial, he will be glad to assist by issuing the
appropriate orders at my request. J.A. 834-35. Shuler also notes
that during Jones' sentencing hearing, Jones' counsel requested that
his client be assigned to the federal penitentiary at Estill.
The PCR court found as a fact that there was no
“deal” with Jones regarding his place of incarceration; rather, the
letter cited by Shuler indicated an attempt to ensure that Jones, a
key witness against Shuler, would be readily available for trial
preparation. This finding is not unreasonable in light of the
evidence presented to the PCR court.
Because the PCR court was concerned about the
appearance that “Jones' counsel had a ‘say’ in Jones' penal
destination,” id. at 905, the court additionally considered whether
the failure to divulge the purported “deal” was material. The PCR
court concluded that the evidence was not material in light of the
extensive impeachment of Jones (detailed above) and the extensive
evidence of Shuler's guilt, which included his confession. This
conclusion was not an unreasonable one, and we affirm the denial of
this claim by the district court.
IV. For the reasons set forth above, we affirm
the denial of habeas relief by the district court. AFFIRMED.