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Sigala unlawfully entered the Plano apartment of Kleber and Lilian
Dos Santos and shot Kleber in the head. He then tortured Lilian
and then shot her twice in the head after apparently forcing her
to remove her clothes and binding her hands and neck with
telephone cords. After the murders, Sigala ransacked the apartment
and took the Santos’ wedding rings and several other items.
Police arrested Sigala two months later after
several of the stolen items were recovered from various shops and
traced back to him. Sigala confessed to killing Kleber,
ejaculating as Lilian lay on the bed, and stealing the couple’s
rings. Testing of the semen discovered on the floor next to the
bed revealed an “exact” DNA match to Sigala. On the date of the
murder, Sigala was on probation for robbery and allowed to leave a
Dallas-area substance abuse treatment center for the day to look
for a job.
Citations:
Sigala v. State, 2004 WL 231326 (Tex.Cr.App. 2004). (Direct
Appeal) Sigala v. Quarterman, 338 Fed.Appx. 388 (5th Cir. 2009).
(Habeas)
Final/Special Meal:
Deep-fried burritos and chocolate pudding.
Final Words:
"I would like to ask for forgiveness of the family. I have no
reason for why I did it. I don't understand why I did it. I hope
that you can live the rest of your lives without hate."
ClarkProsecutor.org
Name
TDCJ Number
Date of Birth
Sigala, Michael Adam
999397
12/11/1977
Date Received
Age
(when Received)
Education Level
10/29/2001
23
10
Date of Offense
Age
(at the
Offense)
County
08/22/2000
22
Collin
Race
Gender
Hair Color
Hispanic
male
brown
Height
Weight
Eye Color
5 ft
5 in
213
hazel
Native County
Native State
Prior Occupation
Tarrant
Texas
laborer
Prior Prison
Record
None
Summary of
incident
On
8/22/2000 in Plano, Sigala shot and killed a 27 year old
Hispanic male, then sexually assaulted his 25 year old Hispanic
female wife before he shot and killed her.
Sigala took several
items of jewelry from the home of the victims and later pawned
the stolen items.
Co-defendants
Sigala's accomplice was not charged.
Race and Gender of
Victim
Hispanic male and Hispanic female
Sigala, Michael Adam
Date of Birth: 12/11/1977
DR#: 999397
Date Received: 10/29/2001
Education: 10 years
Occupation: Laborer
Date of Offense: 08/22/2000
County of Offense: Collin
Native County: Tarrant
Race: Hispanic
Gender: Male
Hair Color: Brown
Eye Color: Hazel
Height: 5' 5"
Weight: 213
Prior Prison Record:None
Summary of incident: On 8/22/2000 in Plano,
Sigala shot and killed a 27 year old Hispanic male, then sexually
assaulted his 25 year old Hispanic female wife before he shot and
killed her. Sigala took several items of jewelry from the home of
the victims and later pawned the stolen items.
Co-defendants:Sigala's accomplice was not
charged.
Texas Attorney General
Tuesday, February 23, 2010
Media Advisory: Michael Sigala scheduled for
execution
AUSTIN –Texas Attorney General Greg Abbott
offers the following information concerning Michael Adam Sigala,
who is scheduled to be executed after 6 p.m. on Tuesday, March 2,
2010. A Texas jury sentenced Sigala to death in 2001 for the
murder of Kleber Dos Santos.
FACTS OF THE CRIME
On August 22, 2000, Sigala unlawfully entered
the Plano apartment of Kleber and Lilian Dos Santos and shot
Kleber in the head. He then tortured Lilian and then shot her
twice in the head after apparently forcing her to remove her
clothes and binding her hands and neck with telephone cords. After
the murders, Sigala ransacked the apartment and took the Santos’
wedding rings and several other items.
Police arrested Sigala two months later after
several of the stolen items were recovered from various shops and
traced back to him. Sigala confessed to killing Kleber,
ejaculating as Lilian lay on the bed, and stealing the couple’s
rings. Testing of the semen discovered on the floor next to the
bed revealed an “exact” DNA match to Sigala.
EVIDENCE OF FUTURE DANGEROUSNESS
During the penalty phase of Sigala’s trial, the
State presented evidence of Sigala’s lengthy criminal history,
which included juvenile delinquency, three convictions for theft,
a misdemeanor conviction for marijuana possession, an arrest for
burglary after a home invasion, and a conviction for robbery. Over
three to four years, Sigala stole videos from retail stores and
sold them for drugs and visits to topless bars.
Sigala believed that women wanted
sadomasochistic sex. He told his mother that he was a sociopath;
he found it funny when others were in pain; and he had no remorse
for killing Kleber. According to an FBI agent, Sigala was “a
member of a unique, particularly vicious subclass of offenders
that are dangerous, but also represent a continuing threat to the
community.” The FBI agent observed that Sigala had rehearsed the
crime, was comfortable at the crime scene, and enjoyed a sense of
accomplishment afterwards.
A psychiatrist testified for the state that
Sigala suffered from antisocial personality disorder, which
indicated that he would commit violent acts in the future.
PROCEDURAL HISTORY
08/22/00 - Sigala killed Kleber and Lilian
Dos Santos.
10/08/01 - A Collin County jury convicted
Sigala of capital murder.
10/15/01 - A Collin County state district
court officially sentenced Sigala to death.
09/19/03 - Sigala filed an original
application for a state writ of habeas corpus.
01/14/04 - The Texas Court of Criminal
Appeals affirmed Sigala’s conviction and sentence.
06/14/04 - The U.S. Supreme Court denied
Sigala’s petition for a writ of certiorari.
08/31/05 - The Texas Court of Criminal
Appeals denied state habeas relief.
08/25/06 - Sigala filed a petition for a
federal writ of habeas corpus.
03/28/08 - A U.S. district court denied
habeas relief and issued final judgment.
07/20/09 - Fifth Circuit U.S. Court of
Appeals affirmed the denial of habeas relief.
09/15/09 - The trial court scheduled Sigala’s
execution for Tuesday, March 2, 2010.
11/05/09 - Sigala filed a petition for
certiorari review with the U.S. Supreme Court.
02/22/10 -Sigala’s petition for certiorari
review was denied by the Supreme Court.
Michael Sigala
ProDeathPenalty.com
On August 22, 2000, Michael Sigala unlawfully
entered the home of a young married couple, Kleber and Lilian Dos
Santos. Once inside, Sigala executed Kleber with a single gunshot
to his head. He then apparently forced Lilian to remove her
clothes and wash herself. In the bedroom, Sigala bound Lilian's
hands and neck with telephone cords, then dripped hot wax from a
nearby candle onto her labia, whipped her buttocks with a belt or
something rod shaped, and cut the inside of her thigh. While
torturing his victim, Sigala masturbated and ejaculated on the
floor. Finally, he shot Lilian in the face and again in the side
of the head, causing her death.
After the murders, Sigala tried to remove all
evidence of his presence by wiping his prints off everything and
cleaning the carpet where he had masturbated. He also helped
himself to a drink, watched television, and selectively ransacked
the apartment. When he left, Sigala took the Santos' wedding rings
and several other items.
The police apprehended Sigala two months later
after several of the stolen items were recovered from various
shops and traced back to him. Sigala confessed to killing Kleber,
ejaculating as Lilian lay on the bed, and stealing the couple's
rings. Testing of the semen discovered on the floor next to the
bed revealed an "exact" DNA match to Sigala. A firearms expert
testified that all of the bullets recovered from the scene were
fired from the same weapon.
Although Sigala attempted to blame Lilian's
assault on another, no evidence connected another perpetrator to
the scene. At the punishment stage of trial, the State presented
evidence that Sigala abused drugs, attended drug rehabilitation
without success, had been expelled from high school, and had a
substantial criminal history including thefts, marijuana
possession, robbery, and burglary. Sigala also admitted to one
witness that he belonged to a gang. Finally, a mental-health
expert testified that Sigala had an antisocial personality
disorder and could be described as a "sadistic sexual predator."
Although only twenty-three years of age at the time of this
offense, Sigala already had a long history of criminal conduct
which included thefts, burglaries, robberies, and drug abuse.
Texas Man Who Murdered Brazilian Couple Set
to Die
FoxNews.com
Monday, March 01, 2010
HUNTSVILLE, Texas — Michael Sigala was on
probation for robbery and allowed to leave a Dallas-area substance
abuse treatment center for the day to look for a job. Instead, he
violently ended the lives of a newlywed Brazilian couple and ended
up on death row.
Sigala, 32, was set for execution Tuesday
evening for the death of Kleber Santos, 28, a Brazilian engineer
whose wife also was killed in an attack nearly a decade ago at
their Plano apartment. Sigala would be the third Texas inmate to
receive lethal injection this year and the first of four scheduled
to die this month in the nation's most active death penalty state.
The U.S. Supreme Court last week refused to review his case and no
new appeals were in the courts Monday.
Sigala, of Plano, was condemned for the fatal
shooting of Santos, whose job brought him to Texas in January
2000, a month after he was married. His wife, Lilian, remained in
Brazil to continue her veterinary studies at the University of Sao
Paulo and was visiting her husband during a school break that
August. Evidence showed the 25-year-old woman was raped and also
fatally shot several hours after her husband was killed. Their
wedding rings were among items taken in the attack. Sigala also
was charged with her slaying but was not tried. Their bodies were
found by a neighbor after Santos failed to show up at work as a
software developer for a cellphone manufacturer in nearby
Richardson. His wife's hands were tied with telephone wire. A
phone cord also was around her neck.
"It was pretty sad, especially when you think
of your husband being killed in front of you, then you're dragged
off, your clothes taken off, being tied up and who knows what,"
Debbie Harrison, a Collin County assistant district attorney who
prosecuted the case, said last week. Sigala was arrested about two
months later after a camera taken from the apartment was found at
a pawn shop in Arlington, some 30 miles (48 kilometers) to the
southwest. That led investigators to the couple's wedding rings,
which had been pawned in Dallas.
Another convict, Adam Lay, was implicated in
the pawning of the stolen items but not charged in the slayings.
He received 35 years in prison for violating probation from a
previous aggravated robbery conviction and doesn't become eligible
for parole for another eight years.
Texas man who murdered Brazilian couple set
to die
ItemOnline.com
March 01, 2010
Associated Press
HUNTSVILLE — Michael Sigala was on probation
for robbery and allowed to leave a Dallas-area substance abuse
treatment center for the day to look for a job. Instead, he
violently ended the lives of a newlywed Brazilian couple and ended
up on death row.
Sigala, 32, was set for execution Tuesday
evening for the death of Kleber Santos, 28, a Brazilian engineer
whose wife also was killed in an attack nearly a decade ago at
their Plano apartment. Sigala would be the third Texas inmate to
receive lethal injection this year and the first of four scheduled
to die this month in the nation’s most active death penalty state.
The U.S. Supreme Court last week refused to review his case and no
new appeals were in the courts Monday.
Sigala, of Plano, was condemned for the fatal
shooting of Santos, whose job brought him to Texas in January
2000, a month after he was married. His wife, Lilian, remained in
Brazil to continue her veterinary studies at the University of Sao
Paulo and was visiting her husband during a school break that
August.
Evidence showed the 25-year-old woman was raped
and also fatally shot several hours after her husband was killed.
Their wedding rings were among items taken in the attack. Sigala
also was charged with her slaying but was not tried. Their bodies
were found by a neighbor after Santos failed to show up at work as
a software developer for a cellphone manufacturer in nearby
Richardson. His wife’s hands were tied with telephone wire. A
phone cord also was around her neck.
“It was pretty sad, especially when you think
of your husband being killed in front of you, then you’re dragged
off, your clothes taken off, being tied up and who knows what,”
Debbie Harrison, a Collin County assistant district attorney who
prosecuted the case, said last week. Sigala was arrested about two
months later after a camera taken from the apartment was found at
a pawn shop in Arlington, some 30 miles to the southwest. That led
investigators to the couple’s wedding rings, which had been pawned
in Dallas.
Sigala declined to speak with reporters as his
execution date neared. In a videotaped statement to police
following his arrest, he initially denied any involvement but
later said he shot the couple in self-defense because Santos
struck an accomplice of his with a baseball bat. Authorities found
no evidence of a second attacker. “I freaked out,” Sigala told
detectives. “I didn’t mean to hurt nobody.”
He contended he and the friend, who he knew
only as Billy, went to the apartment to sell Santos some heroin,
but authorities found no evidence Santos or his wife ever used
drugs. A toxicology report also found no illegal drugs in either
victim. Sigala’s DNA was found in semen on the floor next to a bed.
“He was in the apartment a very long time,” Harrison said. “He sat
down and watched TV for a while. He cleaned the apartment
immaculately. Everything was wiped down.” It’s uncertain why that
apartment was chosen for the attack.
Another convict, Adam Lay, was implicated in
the pawning of the stolen items but not charged in the slayings.
He received 35 years in prison for violating probation from a
previous aggravated robbery conviction and doesn’t become eligible
for parole for another eight years.
At Sigala’s trial, defense attorneys argued
unsuccessfully for a life prison sentence, saying Sigala’s drug
use and poor family life as he was growing up contributed to his
criminal activity. When he was arrested, Sigala was on 10 years
probation for a 1999 robbery conviction. He’d already spent 30
days in jail, then was assigned for a second time to a drug
treatment center in Wilmer, south of Dallas, as part of his
probation. On the day of the slayings, he was out on a one-day
pass to look for work. Getting a job was among the requirements
for a permanent release.
He’d earlier violated probation for illegal
drug use. As a juvenile, he was on probation for theft, then
received jail time for marijuana possession and another jail stint
for theft. At age 13, he was arrested for burglary. A year later,
he was banned from Plano public school grounds for carrying a gun.
Records showed the 11th-grade dropout once worked as a security
guard at Lone Star Park, a Dallas-area horse track.
Next week, an Indiana man, Joshua Maxwell, 31,
was set to die for the abduction, robbery and fatal shooting Rudy
Lopes, an off-duty Bexar County Sheriff’s Department sergeant, in
2000.
Dallas man executed in killing of Brazilian
engineer
By Juan A. Lozano
- The Houston Chronicle
March 3, 2010
HUNTSVILLE — A Dallas-area man convicted of
fatally shooting a newlywed Brazilian engineer whose wife was also
killed in an attack nearly a decade ago was executed Tuesday
evening in the nation’s busiest death penalty state.
Michael Sigala, 32, was condemned to death for
the August 2000 fatal shooting of Kleber Santos, 28, who was
killed along with his wife at their apartment in Plano, a suburb
of Dallas. Sigala also was charged with the wife’s slaying but was
not tried. Sigala is the third prisoner in Texas to be put to
death by lethal injection this year and the first of four
scheduled to die this month in the state. The U.S. Supreme Court
last week refused to review his case. No new appeals were filed
before his execution.
Sigala was on probation for robbery and allowed
for the day to leave a Dallas-area substance abuse treatment
center he was staying at in order to look for a job when the
slayings happened.
During his final statement, Sigala asked for
forgiveness from the slain couple’s relatives who attended the
execution. “I have no reason for why I did it,” Sigala said. “I
don’t understand why I did it. I hope that you can live the rest
of your lives without hate.” As the drugs took effect, he snored
at least once and then gasped. Nine minutes later, at 6:20 p.m.
CST, he was pronounced dead.
Relatives of Kleber Santos and his wife, Lilian,
did not speak with reporters afterward, but the parents of both
victims issued statements saying they were grateful justice had
been done. “For many people facing such tragedy, life would be
worthless. For us, however, we have faith and we find meaning in
an eternal life that our merciful God will provide us. We really
believe that we will meet our dear son and daughter-in-law one day
in heaven,” Jonas and Lizete Santos, Kleber Santos’ parents, said
in their statement.
Work brought Kleber Santos to Texas in January
2000, a month after he got married. His wife remained in Brazil to
continue her veterinary studies at the University of Sao Paulo and
was visiting during a school break that August.
Authorities said Sigala, from Plano, entered
the couple’s apartment and shot Kleber Santos in the head and then
tortured Lilian Santos, 25, raping her before also fatally
shooting her several hours later. Her hands were tied with
telephone wire and a phone cord was around her neck. Their bodies
were found by a neighbor after Santos didn’t go to work as a
software developer for a cell phone manufacturer in nearby
Richardson. Authorities say they don’t know why Sigala targeted
the couple.
“So often in criminal cases people will
sometimes put themselves in bad circumstances. But this one, these
people seemed completely blameless. It was really hard to see
their family out there dealing with what went on,” Debbie Harrison,
a Collin County assistant district attorney who prosecuted the
case, said last week.
Police arrested Sigala two months later after
items from the apartment, including the couple’s wedding rings,
were found at area pawn shops and traced back to him.
Sigala declined to speak with reporters before
his execution. After his arrest, he denied killing the couple but
later told police he shot them in self-defense because Kleber
Santos hit an accomplice with a baseball bat. Sigala also claimed
he and his accomplice were at the apartment to sell Santos some
heroin. Authorities found no evidence Santos or his wife ever used
drugs or that there was a second attacker.
Another convict, Adam Lay, was arrested for
helping sell the stolen items but was not charged in the slayings.
He received 35 years in prison for violating his parole on a
previous aggravated robbery conviction.
At Sigala’s trial, defense attorneys argued
unsuccessfully for a life sentence, saying Sigala’s drug use and
upbringing contributed to his criminal activity, which began as a
juvenile and included theft, marijuana possession and burglary.
When he was arrested, Sigala, an 11th-grade dropout, was on 10
years probation for a 1999 robbery conviction.
Next week, an Indiana man, Joshua Maxwell, 31,
is set to die in Texas for the abduction, robbery and fatal
shooting of Rudy Lopes, an off-duty Bexar County Sheriff’s
Department sergeant, in 2000.
During the hearing on appellant's motion to suppress his statement,
Detective Scott Epperson testified that police officers arrested
appellant in Dallas around 8:15 p.m. on October 19, 2000, pursuant
to a capias issued on a motion to revoke his probation in another
case. They then drove him to the Plano Police Department.
(4) It is unclear
from the record exactly how long it took to drive appellant from
where he was arrested in Dallas to the Plano Police Department. It
is also unclear where appellant was from the time he arrived at
the station until he was taken to the interview room. Around
midnight, appellant was taken to an interview room where he was
joined shortly thereafter by Plano Detectives Epperson and Keith
Grisham. Upon entering the interview room, the detectives noticed
that appellant was cold, so they obtained a blanket for him.
At the beginning of the videotaped interview, Epperson clarified
with appellant that he had expressed a desire to talk with the
officers. He also told appellant his rights under Miranda
(5) and article
38.22. After Epperson related each right, appellant nodded that he
understood. After relating all of his rights, Epperson asked
appellant if he understood and "[felt] okay about talking."
Appellant responded affirmatively. Epperson also asked appellant
whether he felt threatened by him, and appellant replied that he
did not. Appellant expressed a desire to call his mother before
commencing the interview but the detectives suggested that they
talk for a while first and then he would be given that opportunity.
The three then talked for more than an hour after which appellant
was taken to use a phone to call his mother. As he exited the
interview room, appellant mentioned that he had been diagnosed as
bipolar but had not had any medication for some time. After
speaking with his mother, appellant returned to the interview room
and talked with the detectives for a little longer. Around 3:00
a.m., appellant stated that he was no longer comfortable talking
with the detectives and he needed to talk with an attorney. The
detectives terminated the interview.
Sometime
after the suppression hearing, the judge made written findings of
fact and conclusions of law. The judge found that the detectives
began interviewing appellant around 12:24 a.m. and terminated the
interview at approximately 3:00 a.m. However, not all of that time
was spent interviewing appellant because appellant was allowed to
leave the interview room to call his mother. The judge further
found that while appellant was noticeably cold, the detectives
obtained a blanket for him. The judge found that Epperson had
given appellant the appropriate warnings and concluded that
appellant knowingly and voluntarily waived those rights and freely
made the statements reflected in the videotape. The judge found
that appellant's demeanor, attitude, and participation in the
discussion, as shown on the videotape, clearly demonstrated that
he was not coerced or induced into giving the statements. This
also indicated that appellant's alleged bipolar condition did not
affect his ability to voluntarily give a statement. After he was
allowed to contact his mother, appellant freely continued to
answer the detectives' questions. Appellant's understanding of his
rights was further illustrated by his later termination of the
questioning and request for counsel.
The record
supports the trial court's findings and conclusions; it does not
support appellant's allegations. The trial court did not abuse its
discretion in overruling appellant's motion to suppress his
videotaped statement. Appellant's eleventh point of error is
overruled.
TRIAL
Guilt/Innocence
Appellant
argues in his thirteenth point of error that the trial court erred
in admitting a number of photographs into evidence. The
admissibility of a photograph is within the sound discretion of
the trial judge. Generally, a photograph is admissible if verbal
testimony as to matters depicted in the photograph is also
admissible. SeeLong v. State, 823 S.W.2d 259,
271-72 n.18 (Tex. Crim. App. 1991). Autopsy photographs are also
generally admissible unless they depict mutilation of the victim
caused by the autopsy itself. See Rojas v. State, 986 S.W.2d
241, 249 (Tex. Crim. App. 1998); Long, 823 S.W.2d at
271-72. Otherwise, admissibility of photographs is governed by
Rule 403 of the Texas Rules of Evidence which states:
[a]lthough
relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice,
confusion of the issues, or misleading the jury, or by
considerations of undue delay, or needless presentation of
cumulative evidence.
See Long,
823 S.W.2d at 271-72. Rule 403 favors the admission of relevant
evidence and carries a presumption that relevant evidence will be
more probative than prejudicial. Montgomery v. State, 810
S.W.2d 372, 389 (Tex. Crim. App. 1990); see also
Jones v. State, 944 S.W.2d 642, 651-52 (Tex. Crim. App.
1996), Long, 823 S.W.2d at 271. The trial court's
decision will not be disturbed on appeal unless it falls outside
the zone of reasonable disagreement. Jones, 944 S.W.2d at
651-52.
A court may consider many factors in determining whether the
probative value of photographs is substantially outweighed by the
danger of unfair prejudice.
(6) These factors
include: the number of exhibits offered, their gruesomeness, their
detail, their size, whether they are in color or black and white,
whether they are close-up, and whether the body depicted is
clothed or naked. Id. A court, however, should not be
limited by this list. The availability of other means of proof and
the circumstances unique to each individual case should also be
considered. Id.
In his
argument on appeal, appellant separates the complained-of
photographs into three groups. The first group consists of
photographs of the crime scene, the second consists of pictures
developed from a roll of film found at the crime scene, and the
third consists of autopsy photographs. We will address each group
separately.
In the first
group of photographs, appellant complains of State's Exhibits 115
through 132 and 137. These crime scene exhibits depict Lilian's
nude body and the surrounding area as found by the police. At
trial, appellant objected that the exhibits were not relevant
because Lilian was not the named murder victim. He asserted that
this fact also made the pictures more prejudicial than probative.
See Tex. R. Evid. 401-403.
Appellant
was indicted in a three paragraph indictment. The first paragraph
alleged that appellant murdered Kleber while in the course of
committing aggravated sexual assault on Lilian. While she was not
the named murder victim, Lilian was a named victim of the crime
that elevated Kleber's murder to capital status. Consequently,
evidence concerning the sexual assault, including photographs
thereof, was highly relevant. Tex. R. Evid. 401-402.
With regard
to appellant's Rule 403 objection, these exhibits appear in the
record as 8" x 10" color photographs, however, they were shown to
the jury on a large screen through a PowerPoint presentation. Each
photograph depicts the scene from a different angle with some
showing a particular aspect of the scene close-up. In some of the
photographs, Lilian's body has been rolled on its side to better
show the extent of her injuries. While the exhibits do show a fair
amount of blood, they depict only the injuries that appellant
inflicted on the victim. The judge was within his discretion in
finding that the probative value of these exhibits was not
substantially outweighed by any prejudicial effect. See, e.g.,
Etheridge v. State, 903 S.W.2d 1, 21 (Tex. Crim. App. 1994).
The second group of photographs about which appellant complains
consists of State's Exhibits 238-240 and 244-250.
(7) These
exhibits consist of photographs which were developed from a roll
of film found at the crime scene. Some of the pictures are of the
interior of the victims' apartment and others show the victims on
vacation. The only objection appellant made to these photographs
at trial was that the State had failed to lay the proper predicate
for their admission. Because appellant does not argue on appeal
that the State failed to lay the proper predicate, he has not
adequately briefed this point with respect to these photographs.
Tex. R. App. P. 38.1.
In the last
group of photographs, appellant complains of State's Exhibits 274,
277-279, 281, 284, 288-292, 297-298, 300-301, and 303-306. The
first six of these exhibits depict Lilian's nude body as the
police found it. The remaining pictures show Lilian's body after
it was taken to the medical examiner. At trial, appellant objected
"under Rule 403 of the Texas Rules of Evidence." Appellant failed
to specifically object that any of these photographs were
cumulative or duplicative of other exhibits entered into evidence.
As noted
with regard to the first set of photographs, the fact that Lilian
was a named victim in the indictment made both crime scene and
autopsy pictures relevant. With regard to appellant's Rule 403
objection, these exhibits appear in the record as 4" x 6" color
photographs. Each photograph depicts Lilian's body from a
different angle or focuses on a different injury. Only the first
six photographs show any amount of blood. In the remaining
exhibits, Lilian's body has been cleaned. All of the exhibits show
only the injuries appellant inflicted on the victim; no alteration
by the medical examiner other than cleaning is apparent. The judge
acted within his discretion in finding that the probative value of
these exhibits was not substantially outweighed by any prejudicial
effect. See, e.g., Etheridge, 903 S.W.2d at 21. Point of
error thirteen is overruled.
Punishment
In his
fourteenth point of error, appellant complains that the evidence
presented at trial was legally insufficient to support the jury's
finding that he would be a future danger. See Tex. Code
Crim. Proc. art. 37.071 § 2(b)(1). In reviewing the sufficiency of
the evidence at punishment, this Court looks at the evidence in
the light most favorable to the verdict to determine whether any
rational trier of fact could have believed, beyond a reasonable
doubt, that appellant would probably commit criminal acts of
violence that would constitute a continuing threat to society.
See Jackson v. Virginia, 443 U.S. 307 (1979); Allridge v.
State, 850 S.W.2d 471 (Tex. Crim. App. 1991). A jury can
rationally infer future dangerousness from the circumstances of
the offense and the surrounding events alone. Bell, 938
S.W.2d at 41; Sonnier v. State, 913 S.W.2d 511, 517 (Tex.
Crim. App. 1995).
The facts of
the instant case show that appellant executed Kleber, tortured and
sexually assaulted Lilian while sexually gratifying himself,
executed Lilian, and then attempted to cover his tracks while
making himself at home in the victims' apartment. The facts of the
offense alone were sufficient to support the jury's affirmative
answer to the future dangerousness issue. Nonetheless, the State
presented more. Although only twenty-three years of age at the
time of this offense, appellant already had a long history of
criminal conduct which included thefts, burglaries, robberies, and
drug abuse.
Given these
facts, we hold the evidence legally sufficient to support the
jury's affirmative answer to the future dangerousness issue.
Jackson, 443 U.S. 307; Martinez v. State, 924 S.W.2d
693, 696-97 (Tex. Crim. App. 1996). Point of error fourteen is
overruled.
In his first
point of error, appellant asserts that the trial court erred in
allowing victim impact testimony from Liezete Dos Santos. However,
the only objection he voiced to the testimony at trial was that
certain answers were non-responsive. Because the objections at
trial do not comport with the complaint raised on appeal,
appellant has not preserved this issue for our review. Trevino
v. State, 991 S.W.2d 849, 855 (Tex. Crim. App. 1999); Tex. R.
App. P. 33.1. Appellant also complains in this point that the
State should not have been allowed to introduce photographs of the
victims taken before their deaths. However, when this evidence was
offered, appellant affirmatively stated that he had "[n]o
objection." This response forfeited any claim appellant might have
had to their admissibility. Moody v. State, 827 S.W.2d
875, 889 (Tex. Crim. App. 1992). Appellant's first point of error
is overruled.
Appellant
alleges in his third point of error that the trial court erred in
limiting the testimony of Dr. Laura Slaughter regarding her
treatment of appellant. He asserts that this violated his right to
due process as guaranteed by the Fourteenth Amendment to the
United States Constitution.
Prior to
trial, the State filed a motion requesting that appellant be
required to submit to a psychiatric examination if he intended to
introduce psychiatric evidence based on an examination by a
defense expert. Appellant gave notice that he intended to call Dr.
Slaughter to testify on his behalf at punishment. Outside the
jury's presence, appellant established that Dr. Slaughter would
testify that she was a psychiatrist in private practice. One day a
week, she contracted her services to the Collin County Detention
Center which included meeting with inmates in the county jail. She
interviewed appellant on four different occasions while he was in
jail awaiting trial in this case . Pursuant to her own examination
and that of her predecessor, Dr. Slaughter determined that
appellant had a history of mental illness and suffered from
bipolar disorder. She told the court that she was also treating
appellant for depression and sleep problems related to this
disorder. Dr. Slaughter then defined bipolar disorder and told the
court what medications she had prescribed appellant. Finally, Dr.
Slaughter testified that she had not had any problems with
appellant, and she was not afraid of him.
The State
objected to any evidence concerning a psychiatric diagnosis of
appellant. In the alternative, the prosecutor stated that the
State would withdraw its objection if a State expert was allowed
to examine appellant prior to the admission of the testimony. The
court sustained the objection and granted the State's motion
disallowing the testimony unless appellant submitted to a court-ordered
psychiatric exam. Objecting to the ruling and making it clear that
he would not submit to such an exam, appellant then sought to
offer a limited version of Dr. Slaughter's testimony. The court
ruled that it would allow Dr. Slaughter to testify to: (1) the
fact that she ordered the dispensing of certain medications; (2)
the names of those medications but not their purpose; (3) the
number of times she met with appellant; and (4) the fact that
appellant never caused her any problems. Appellant specifically
complains on appeal that the trial court prohibited him from
introducing Dr. Slaughter's diagnosis of his mental illness and
symptoms into evidence.
In
Chamberlain v. State, we held that a trial court has the
authority to exclude testimony from a defendant's psychiatric
expert which is based upon an examination of the defendant unless
he submits to an examination by the State's expert.
Chamberlain v. State, 998 S.W.2d 230, 233-34 (Tex. Crim. App.
1999), cert. denied, 528 U.S. 1082 (2000); Lagrone v.
State, 942 S.W.2d 602 (Tex. Crim. App. 1997); Soria v.
State, 933 S.W.2d 46 (Tex. Crim. App. 1996). As we explained
in Chamberlain, this holding is governed by the principle
that if a defendant breaks his silence to speak to his own
psychiatric expert and introduces testimony based on such
interview, he has constructively taken the stand and waived his
Fifth Amendment right to refuse to submit to the exam by State's
psychiatric experts. 998 S.W.2d at 233-34.
The focus is
on the defendant's choice to waive his right to silence and
whether the psychiatric testimony he intended to introduce was
based on his own participation in the psychiatric testing and
examination. Id. If the defendant wishes to introduce
psychiatric testimony based upon his participation in a
psychiatric examination, then he has waived his Fifth Amendment
privilege in the same manner as if he elected to testify at trial.
Id. The essential principles at work are waiver and
parity-if a defendant testifies, the State is allowed to
cross-examine him. Id.
The
testimony appellant sought to introduce here was based upon his
willing participation in psychiatric interviews. Without the
limitation imposed by the trial court, appellant would have placed
this testimony into evidence while effectively limiting the
State's ability to cross-examine him. We conclude, therefore, that
the trial judge did not violate appellant's due process rights by
refusing to give appellant this advantage. Appellant's third point
of error is overruled.
In points of
error five through seven, appellant complains about the testimony
of Dr. Lisa Clayton, a psychiatrist the State called in rebuttal
at the punishment phase of trial. Appellant claims that the
admission of Clayton's testimony denied him due process under the
Fourteenth Amendment to the United States Constitution and his "right
to reliability and individualized sentencing" under the Eighth
Amendment. Specifically, he asserts on appeal that her testimony
was false and misleading. However, except for one objection to a
non-responsive answer, appellant did not object at trial to
Clayton's testimony, and even constitutional error can be waived
by failing to object. Wright, 28 S.W.3d at 536. Because
appellant failed to object at trial he has failed to preserve
these issues for our review. Tex. R. App. P. 33.1. Points of error
five through seven are overruled.
In his
eighth point of error, appellant contends that the State's
improper comment on his lack of remorse constituted a comment on
his failure to testify and thus violated his right to remain
silent guaranteed by the Fifth Amendment. Specifically, appellant
complains about the prosecutor's argument at the punishment phase:
The answer to the future dangerousness [question] is yes, he will
always be dangerous. There is no mitigation. Not even any. The
answer to that question is, no. There is no reason he should serve
life in prison, none at all. That would be an act of mercy that he
doesn't deserve. He had no remorse. You heard it from his mother.
He doesn't care about other people. He finds their suffering funny.
(8)
In
Griffin v. California, 380 U.S. 609 (1965), the United States
Supreme Court interpreted the Fifth Amendment guarantee against
self-incrimination to mean that a comment on the defendant's
failure to testify was an unconstitutional burden on this basic
right. To violate the prohibition against commenting on a
defendant's failure to testify, a comment must be manifestly
intended to be (or be of such a character that the jury naturally
and necessarily takes it to be) a comment on the accused's failure
to testify. Goff v. State, 931 S.W.2d 537, 548 (Tex. Crim.
App. 1996). The fact that the language might be construed as an
implied or indirect allusion to a defendant's failure to testify
is not sufficient. Id.
A statement
referencing evidence which can only come from the defendant is a
direct comment on the defendant's failure to testify. Goff,
931 S.W.2d at 548; Madden v. State, 799 S.W.2d 683, 700 (Tex.
Crim. App. 1990). The present statement that appellant "had no
remorse" could be deduced from sources other than appellant,
including, as the State explicitly noted, his own mother's
testimony. Appellant's Fifth Amendment rights were not violated.
Point of error eight is overruled.
INEFFECTIVE
ASSISTANCE OF COUNSEL
In point of
error nine, appellant contends that his trial counsel rendered
ineffective assistance at the guilt or innocence phase of trial
when he failed to use all of his peremptory strikes thereby
failing to preserve error for the claim he raised in point of
error four, supra, regarding his challenge for cause to
prospective juror Hudson. In his tenth point of error, appellant
complains that his counsel rendered ineffective assistance at the
punishment phase of trial when he:
(A) failed
to object to victim impact testimony given by Liezete Dos Santos (see
point of error one);
(B) failed
to object to Dr. Clayton's opinion testimony that mitigation
factors are "useless" and to her ultimate opinion regarding
punishment (see points of error five through seven);
(C) failed
to recall Dr. Slaughter to testify regarding her diagnosis of
appellant as being bipolar (see point of error three);
(D) failed
to object to hearsay regarding extraneous offenses committed by
others in the Texas Department of Criminal Justice, Institutional
Division (hereinafter "TDCJ-ID");
(E) failed
to introduce the psychiatric records of appellant's mother;
(F) failed
to object to the prosecutor's argument that appellant lacked
remorse thereby failing to preserve appellant's Fifth Amendment
claim (see point of error eight);
(G) failed
to elicit important mitigating information during the punishment
phase.
The proper
standard for reviewing an ineffective assistance of counsel claim
was established in Strickland v. Washington, 466 U.S. 668
(1984) (adopted by this Court in Hernandez v. State, 726
S.W.2d 53 (Tex. Crim. App. 1986)). Under Strickland, a
defendant must first demonstrate that his trial counsel's
performance was deficient. Secondly, he must show that his
counsel's deficient performance was so serious that it prejudiced
his defense, rendering the trial unfair and the verdict suspect.
Strickland, 466 U.S. at 687; see also Lockhart v.
Fretwell, 506 U.S. 364 (1993). In other words, appellant must
prove, by a preponderance of the evidence, that trial counsel's
representation fell below an objective standard of reasonableness
under prevailing professional norms and that this deficient
performance rendered the result of the proceeding unreliable.
Strickland, 466 U.S. at 687. Appellate review of defense
counsel's representation is highly deferential and presumes that
counsel's actions fell within the wide range of reasonable and
professional assistance. Bone v. State, 77 S.W.3d 828,
833 (Tex. Crim. App. 2002); Chambers v. State, 903 S.W.2d
21, 33 (Tex. Crim. App. 1995). The analysis of effective
assistance is undertaken in light of the "totality of the
representation" rather than by examining isolated acts or
omissions of trial counsel. Wilkerson v. State, 726 S.W.2d
542, 548 (Tex. Crim. App. 1986). The fact that another attorney
may have pursued a different tactic at trial is insufficient to
prove a claim of ineffective assistance. King v. State,
649 S.W.2d 42 (Tex. Crim. App. 1983).
Under most
circumstances, the record on direct appeal will not be sufficient
to show that counsel's representation was so deficient and so
lacking in tactical or strategic decision-making as to overcome
the strong presumption that counsel's conduct was reasonable and
professional. Bone, 77 S.W.3d at 833. As this Court
recently explained, rarely will the trial record contain
sufficient information to permit a reviewing court to fairly
evaluate the merits of such a serious allegation. "[I]n the
majority of cases, the record on direct appeal is simply
undeveloped and cannot adequately reflect the failings of trial
counsel." Id. A reviewing court can frequently speculate
on both sides of an issue, but ineffective assistance claims are
not built on retrospective speculation; rather, they must "be
firmly founded in the record." Id.
The record
in this case is not sufficiently developed on appellant's claims
of ineffective assistance of counsel. From the information
available to us, we can only speculate as to why counsel acted or
failed to act as he did, and such speculation is beyond the
purview of this Court. Id.; see also Ex parte Torres,
943 S.W.2d 469, 475 (Tex. Crim. App. 1997); Jackson v. State,
877 S.W.2d 768, 771-72 (Tex. Crim. App. 1994) (Baird, J.,
concurring). Without more, we must presume that counsel acted
pursuant to a reasonable trial strategy. Id. Points of
error nine and ten are overruled.
CONSTITUTIONALITY OF
ARTICLE 37.071
In his
fifteenth point of error, appellant argues that the "12/10 Rule"
of article 37.071, §§ 2(d)(2) and 2(f)(2) is unconstitutional. We
have previously addressed and rejected this contention, and
appellant raises no new argument here. Wright, 28 S.W.3d
at 537. Point of error fifteen is overruled.
In his
sixteenth point of error, appellant contends that the trial court
failed to define in the punishment charge the terms "probability,"
"criminal acts of violence," and "continuing threat to society."
See Tex. Code Crim. Proc. art. 37.071, §§ 2(b) & (e). Appellant
argues that this failure rendered the charge unconstitutionally
vague.
This Court
has repeatedly held that the trial court need not define such
terms because the jury is presumed to understand them without
instruction. See, e.g., Ladd v. State, 3 S.W.3d 547,
572-73 (Tex. Crim. App. 1999). Appellant has given us no reason to
revisit these holdings. Point of error sixteen is overruled.
In his
seventeenth point of error, appellant claims that the Texas death
penalty law violates the state and federal constitutions because
it simultaneously restricts and allows unlimited juror discretion
to impose the death penalty. Appellant relies on Justice
Blackmun's dissenting opinion in Callins v. Collins, 510
U.S. 1141 (1994), to support his argument. We have previously
addressed and rejected this claim. See Chamberlain, 998
S.W.2d at 238.Point of error seventeen is
overruled.
In his
eighteenth point of error, appellant claims that the Texas death
penalty statute, which authorizes a sentence of death without
requiring that the special issues be alleged in the indictment,
violated his due process rights under the Sixth, Eighth, and
Fourteenth Amendments to the United States Constitution. Appellant
relies on Apprendi v. New Jersey, 530 U.S. 466 (2000), to
support his argument that the special issues should have been pled
in the indictment.
Appellant
argues that in Apprendi, the United States Supreme Court
held that any fact that increases the penalty for a crime beyond
the prescribed statutory maximum must be alleged in the indictment
and proven to a jury beyond a reasonable doubt. He claims that the
Texas statute provides for a life sentence upon conviction, but,
if the State seeks the death penalty, a separate proceeding is
held to see if the sentence can be enhanced from life to death.
Thus, he claims the special issues are enhancement factors which
must be pled in the indictment.
Article
37.071, § 1 provides that if a defendant is found guilty of
capital murder in a case in which the State does not seek the
death penalty, the punishment is life imprisonment. Section 2
provides that if a defendant is tried for a capital offense in
which the State seeks the death penalty, then a separate
sentencing proceeding is held "to determine whether the defendant
shall be sentenced to death or life imprisonment." Thus, when the
State is seeking the death penalty, the prescribed statutory
maximum is death. See also Tex. Pen. Code § 12.31. It is
not an "enhancement" of a prescribed maximum sentence of life; it
is an alternatively available sentence. We have stated previously,
Apprendi
applies to facts that increase the penalty beyond the "prescribed
statutory maximum." Under Article 37.071, the statutory maximum is
fixed at death. There are no statutory enhancements. A positive
jury finding on the mitigation issue does not have the potential
of increasing the penalty; rather, it has the potential to reduce
a defendant's sentence.
Resendiz
v. State, 112 S.W.3d 541, 550 (Tex. Crim. App. 2003).
Apprendi does not require the State to allege the special
issues under article 37.071 in the indictment. Point of error
eighteen is overruled.
In his
nineteenth point of error, appellant claims that the Texas death
penalty statute placed the burden of proof on him to show that his
life should be spared due to mitigating circumstances, in
violation of his rights under the Fifth, Sixth, Eighth, and
Fourteenth Amendments to the United States Constitution. Appellant
argues that under Apprendi, 530 U.S. at 476, and Ring
v. Arizona, 536 U.S. 584 (2002), the State should bear the
burden of proving beyond a reasonable doubt that there is
insufficient mitigation evidence to support a life sentence.
In
Resendiz, 112 S.W.3d at 550, we rejected the defendant's
claim that Apprendi requires the State to bear the burden
to prove beyond a reasonable doubt that the mitigation issue
should be answered in the negative. We said the defendant was
reading Apprendi too broadly. We also noted that "with
respect to appellant's claim the State should bear the burden of
proof as to mitigation, Apprendi does not address this
burden."
Neither does
Ring support appellant's argument. Appellant relies on
the following passage from Ring to support his argument
that the State should bear the burden of proof on the mitigation
issue:
[u]nder the
due process clause of the Fifth Amendment and the notice and jury
trial guarantees of the Sixth Amendment, any fact (other than
prior conviction) that increases the maximum penalty for a crime
must be charged in the indictment, submitted to a jury, and proven
beyond a reasonable doubt.
Ring,
536 U.S. at 600. This passage, like Apprendi, refers to
an increase in penalty over the statutory maximum. In Texas, the
statutory maximum for a capital offense is death. The mitigation
issue does not increase the statutory maximum. To the contrary,
the mitigation issue is designed to allow for the imposition of a
life sentence which is less than the statutory maximum. The
mitigation issue does not violate appellant's due process rights.
Point of error nineteen is overruled.
Appellant
claims in his twentieth point of error that the Texas death
penalty statute is unconstitutional under the federal and state
constitutions because it fails to require the State to prove
beyond a reasonable doubt that appellant is dangerous. In other
words, he asserts that the Ring decision now requires the
State to prove beyond a reasonable doubt that appellant is
a continuing threat, not just that there is a probability
that appellant is a continuing threat. As noted above, the
statutory maximum penalty in a capital murder case is death.
Ring does not change this. Likewise, Ring does not
render the future dangerousness question unconstitutional. Point
of error twenty is overruled.
Appellant
asserts in his twenty-first point of error that the "cumulative
effect" of the above errors denied him due process under the
federal constitution and due course of law under the Texas
Constitution. A number of errors may be found harmful in their
cumulative effect. Chamberlain, 998 S.W.2d at 238.
However, cumulative error has not been shown here. See Wright,
28 S.W.3d at 537. Point of error twenty-one is overruled.
We affirm
the judgment of the trial court.
Delivered:
January 14, 2004.
En banc
Do Not
Publish
*****
1. Unless otherwise
indicated all references to Articles refer to the Code of Criminal
Procedure.
2. The record indicates that
the pre-trial conference on appellant's change of venue motion was
held on March 21, 2001. The most recent newspaper article
contained in the record is dated February 8, 2001. This short
article briefly recapped the facts of the murders and reported
that the Collin County District Attorney would be seeking the
death penalty. Voir dire did not begin until September 5, 2001,
nearly seven months after this article was published. This record
does not support a finding that pretrial publicity was either "pervasive"
or "prejudicial."
3. Although appellant made
various comments and complaints during Widener's voir dire, he
never clearly voiced an "objection." Furthermore, it is not clear
in appellant's arguments at trial precisely what he was
complaining about. It is also unclear whether appellant's
complaint encompasses due process concerns or simply statutory
issues. See art. 35.13. Because the trial judge
recognized appellant's statement as an objection, we will address
the merits of appellant's contention, and we will presume that the
objection sufficiently comported with appellant's claim on appeal.
4. Although it was argued at
trial and is mentioned in the judge's findings and conclusions,
appellant does not argue on appeal, and we will not address, the
validity of his arrest or the attenuation of any taint caused by
an invalid arrest. Tex. R. App. P. 38.1.
6. On appeal appellant
complains that the use of a PowerPoint display of these
photographs in conjunction with the witness's testimony explaining
their relevance made the photographs unfairly prejudicial because
they were "plastered onto a big screen." However, appellant did
not object at trial to the use of a PowerPoint projector.
Therefore, he has not preserved this particular issue for review.
Tex. R. App. P. 33.1
7. In his brief, appellant
challenges the admission of State's Exhibit 241. This exhibit is
not a photograph. We assume that appellant intended to refer to
State's Exhibit 240.
Sigala v. Quarterman, 338 Fed.Appx.
388 (5th Cir. 2009). (Habeas)
Background: Following state court conviction
for capital murder and assessment of death sentence, affirmed on
appeal, 2004 WL 231326, petitioner sought federal writ of habeas
corpus. The United States District Court for the Eastern District
of Texas denied petition but granted certificate of appealability
as to certain claims.
Holdings: The Court of Appeals held that: (1)
trial counsel was not ineffective for failing to preserve right to
individualized sentencing, and (2) trial counsel was not
ineffective in developing and investigating mitigating factors at
sentencing. Petition denied.
PER CURIAM:
Texas state prisoner Michael A. Sigala filed a
federal petition for a writ of habeas corpus seeking to vacate the
death sentence he received following his conviction for capital
murder. The district court denied Sigala the writ, but granted a
certificate of appealability on three issues. After careful review
of the record and applicable law, and following oral argument, we
affirm the judgment of the district court denying the petition.
I. FACTS AND PROCEEDINGS
Sigala's guilt is not at issue in this appeal.
A state jury convicted Sigala of capital murder for causing the
death of Kleber Dos Santos during a home invasion. Sigala also
murdered and sexually tortured Kleber's wife, Lilian Dos Santos,
during the same episode. Following a one-week post-conviction
punishment trial, the jury found that there was a probability that
Sigala would commit acts of criminal violence and constitute a
continuing threat to society, and that there were not sufficient
mitigating circumstances to warrant a sentence of life
imprisonment rather than death. In accordance with Texas law, the
state trial judge then sentenced Sigala to death.
Sigala filed a direct appeal with the Texas
Court of Criminal Appeals, which affirmed his conviction and
sentence. Sigala v. State, 2004 WL 231326 (Tex.Crim.App. Jan.14,
2004) (unpublished). After the United States Supreme Court denied
certiorari, Sigala v. Texas, 542 U.S. 909, 124 S.Ct. 2847, 159
L.Ed.2d 276 (2004), Sigala petitioned the Texas state court for
collateral relief. The state trial court issued proposed findings
of fact and conclusions of law and recommended denying relief. By
per curiam order, the Texas Court of Criminal Appeals adopted the
trial judge's findings and conclusions and denied relief. Ex parte
Sigala, No. 62,283-01 (Tex.Crim.App. Aug. 31, 2005).
Sigala timely filed a federal petition for a
writ of habeas corpus. The federal district court denied relief,
Sigala v. Quarterman, No. 5:05-CV-177 (E.D.Tex. Mar. 28, 2008),
but granted a certificate of appealability (COA) on three claims.
These claims, characterized by the district court as Claims II,
III, and IX, allege, respectively, violations of Sigala's right to
individualized sentencing, ineffective assistance of counsel in
preserving that right, and ineffective assistance of counsel in
developing and investigating mitigating factors at sentencing.
This appeal followed.
II. DISCUSSION
A. Standard of Review
1. The Anti-Terrorism and Effective Death
Penalty Act of 1996
Because Sigala filed his habeas petition after
the effective date of the Antiterrorism and Effective Death
Penalty Act of 1996 (“AEDPA”), 28 U.S.C. § 2254, review of his
petition is governed by the procedures and standards provided
therein. See Parr v. Quarterman, 472 F.3d 245, 251-52 (5th
Cir.2006). When a state court has adjudicated a prisoner's claim
on the merits, we must defer to the state court and deny the
prisoner's habeas claim unless the state court's adjudication of
the claim
(1) resulted in a decision that was contrary to,
or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United
States; or (2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State Court proceeding. § 2254(d)(1)-(d)(2). In
Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389
(2000), the Supreme Court clarified these provisions. Justice
O'Connor wrote in her majority opinion that a state court's
decision will certainly be contrary to [the United States Supreme
Court's] clearly established precedent if the state court applies
a rule that contradicts the governing law set forth in our cases
... [or] if the state court confronts a set of facts that are
materially indistinguishable from a decision of this Court and
nevertheless arrives at a result different from our precedent. Id.
at 405-06, 120 S.Ct. 1495.
2. Review of claims not decided on the
merits by the state court
AEDPA standards do not apply, however, where a
federal court reviews the denial of a claim on procedural grounds
because in such cases there has not been an “adjudication on the
merits” by the state court within the meaning of AEDPA with
respect to such a claim. Hughes v. Quarterman, 530 F.3d 336, 340
(5th Cir.2008), cert. denied, --- U.S. ----, 129 S.Ct. 2378, 173
L.Ed.2d 1299 (2009). We review conclusions by the district court
that the petitioner procedurally defaulted on a claim de novo.
Kittelson v. Dretke, 426 F.3d 306, 315 (5th Cir.2005).
B. Claim II: Right to Individualized
Sentencing under Lockett
Sigala argues that his Eighth Amendment right
to individualized sentencing in the capital context, first
articulated in Lockett v. Ohio, 438 U.S. 586, 604-05, 98 S.Ct.
2954, 57 L.Ed.2d 973 (1978) (plurality opinion), was violated.
“[T]he Eighth and Fourteenth Amendments require that the sentencer
... not be precluded from considering, as a mitigating factor, any
aspect of a defendant's character or record and any of the
circumstances of the offense that the defendant proffers as a
basis for a sentence less than death.” Eddings v. Oklahoma, 455
U.S. 104, 110, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982) (quoting Lockett,
438 U.S. at 604, 98 S.Ct. 2954). The focus of Sigala's Lockett
claim is the trial court's ruling regarding the admission of the
testimony of a psychiatrist, Dr. Laura Slaughter,FN1 and his
medical records.
FN1. Sigala met with Dr. Slaughter four times
in sessions lasting approximately fifteen minutes each during his
time in custody at the Collin County Detention Center.
1. Limitations on psychiatric testimony and
medical records
The state filed a pretrial motion requesting
that the court order Sigala to submit to a psychiatric examination
by the state's expert on his future dangerousness if he sought to
present testimony on the subject. The court conducted a voir dire
hearing of Dr. Slaughter, whose testimony Sigala sought to present.
Sigala's trial counsel complained that the jury ought to be
permitted to hear her testimony without his client's having to
submit to examination by the state's expert, risking self-incrimination.
Counsel's theory was that Dr. Slaughter “is a fact witness in this
case ... She was not hired by Mr. Brewer or myself on behalf of Mr.
Sigala.” The trial court granted the state's motion over Sigala's
objection. In the wake of the trial court ruling, Sigala declined
to submit to the examination of the state's expert. Accordingly,
the trial court permitted Dr. Slaughter to testify to “(1) the
fact that she ordered the dispensing of certain medications; (2)
the names of those medications but not their purpose; (3) the
number of times she met with appellant; and (4) the fact that
appellant never caused her any problems.” Sigala, 2004 WL 231326,
at *9. Dr. Slaughter then testified to these facts. The trial
court also ordered the defense to redact the portion of the
medical records from the jail that contained the diagnosis by Drs.
Shoop and Slaughter that Sigala had bipolar disorder.
Claim II (and Claim III, indirectly) requires
us to determine whether this ruling narrowed the scope of Dr.
Slaughter's testimony and Sigala's records in a way that violated
Sigala's constitutional right to individualized sentencing under
Lockett. In his brief, Sigala characterizes the part of Dr.
Slaughter's voir dire testimony that he was not permitted to
present to the jury as follows: Dr. Laura Slaughter testified that
her predecessor, Dr. [James] Shoop, had been a contract,
governmental employee, working at the County Detention Center. One
of his patients had been Mr. Sigala. When the contract terminated,
Dr. Slaughter took over the duties and patients of Dr. Shoop.
Like Dr. Shoop, Dr. Slaughter also had been a
contract, governmental employee, working at the Collin County
Detention Center.... Dr. Slaughter had been Mr. Sigala's treating
physician while he was detained in the Collin County Detention
Center. Dr. Slaughter saw Mr. Sigala on four occasions. As a
treating physician, Dr. Slaughter had diagnosed Mr. Sigala as
having a history of mental illness, and she had treated him for
bipolar disorder, depression and sleep problems related to that
disorder.
Sigala also complains he was not able to
present the following portion of Dr. Slaughter's voir dire
testimony regarding bipolarity: Bipolar disorder is a mood
disorder. It's also called manic depressive disorder, and it's
characterized by episodes of a very high, often irritable,
expansive mood that can be accompanied with things like impulsive
behavior, disturbed sleep, decreased need for sleep, rapid speech,
those types of things. Those are manic episodes. And then there's
also separate depressive episodes which are low, depressed, sad
moods that also have sleep/appetite disturbances.
Dr. Slaughter further testified that “the
actual mood episodes can clear up on their own, but they tend to
be recurring throughout the person's life.” She also stated that
she adopted Dr. Shoop's findings, records, and interviews in her
treatment of Sigala. The significance Sigala attaches to the trial
court's ruling is that the court prevented Dr. Slaughter “from
testifying as to her and Dr. Shoop's diagnoses of Mr. Sigala's
mental illness and its symptoms, and [wrongly] order[e]d that Dr.
[Mark] Cunningham, a defense forensic psychologist, could not use
the redacted information to form his opinion about Mr. Sigala.”
FN2. For a discussion of the effect of this ruling, see note 3,
infra.
2. Collateral review of the trial court's
order
As discussed supra, Sigala attacks the state
trial court's ruling on Dr. Slaughter's testimony and his medical
records on grounds that it denied him the right to present “any
relevant mitigating evidence” as part of the Eighth Amendment
individualized sentencing determination to which he was entitled
under Lockett. The Texas Court of Criminal Appeals, on habeas
review, found that Sigala had procedurally defaulted on this claim
because he failed to raise it both at trial and in his direct
appeal. It also found that this failure did not render Sigala's
trial counsel constitutionally ineffective because Sigala failed
to demonstrate that the trial court's order violated his rights
under Lockett. Ex parte Sigala, slip op. at 6 (“[C]ounsel will not
be found ineffective for failing to preserve an alleged error
where the law was nonexistent or not definitive at the time of
trial.... Appellate counsel is not required to present frivolous
or futile claims or even every colorable claim.”) (citing Vaughn
v. State, 931 S.W.2d 564, 568 (Tex.Crim.App.1996) (per curiam),
Jones v. Barnes, 463 U.S. 745, 751-754, 103 S.Ct. 3308, 77 L.Ed.2d
987 (1983)). Finally, the court rejected the Lockett claim (Claim
II) on the merits, holding that any error by the trial court in
limiting the testimony of Dr. Slaughter and the admission of
Sigala's medical records was harmless. In his federal habeas
petition, Sigala renews his Lockett claim.
As an initial matter, we must decide whether
the Texas Court of Criminal Appeals' alternative holdings
constituted rulings on the merits or on procedural grounds. “[T]he
rule in this circuit is that, when a state court bases its
decision upon the alternative grounds of procedural default and a
rejection of the merits, a federal court must, in the absence of
good ‘cause’ and ‘prejudice,’ deny habeas relief because of the
procedural default” rather than reevaluating the claim on the
merits. Hughes v. Dretke, 412 F.3d 582, 592 (5th Cir.2005) (quoting
Cook v. Lynaugh, 821 F.2d 1072, 1077 (5th Cir.1987)). Because
procedural default does not constitute an “adjudication on the
merits” for AEDPA purposes, the state court's finding of
procedural default itself is reviewed de novo, however. Valdez v.
Cockrell, 274 F.3d 941, 946-47 (5th Cir.2001). In his brief to
this court, Sigala does not dispute that his trial counsel
procedurally defaulted on the Lockett claim (Claim II).
Accordingly, we must examine whether Sigala can establish “good
‘cause’ ” and “prejudice” to excuse the default. Hughes, 412 F.3d
at 592.
As good cause for the default, Sigala cites the
ineffective assistance of his trial counsel. This argument
necessarily brings his Lockett claim back within AEDPA's reach,
however: as we discuss infra, the state court did adjudicate, on
the merits, the claim (Claim III) that Sigala's counsel was
ineffective in failing to raise his Lockett claim; it rejected it.
Under AEDPA, then, this court, like the district court, must defer
to the state court's findings on Claim III unless they violate §
2254(d). For the reasons explained in Part II.C., we find they do
not violate that provision. FN3. Because we hold that Sigala has
failed to demonstrate good cause for his default, we need not
reach the prejudice analysis. However, we agree with the state
court that any error by the trial court was harmless and without
prejudice to Sigala.
Sigala complains that Dr. Slaughter was not
able to testify to the conclusions she and Dr. Shoop, her
predecessor in treating Sigala, reached after treating Sigala. But
his counsel cross-examined the state's expert, Dr. Lisa Clayton,
on that very subject. Specifically, Sigala's counsel elicited from
Dr. Clayton that she had trained Dr. Slaughter, and that she
thought Dr. Slaughter was a good psychiatrist. Sigala's counsel
admitted Sigala's medical records (Defendant's Exhibit 4), into
evidence, and asked Dr. Clayton about them. Dr. Clayton testified,
on the basis of those records, that Dr. Slaughter had diagnosed
him as bipolar. She then explained what bipolar meant. She further
stated that two psychiatrists had diagnosed Sigala as bipolar and
had also prescribed medication for him. She explained what that
medication did, specifically its effect on controlling a person's
urges. Although she noted all these things, Dr. Clayton said she
simply disagreed with Dr. Slaughter's (and Dr. Shoop's) diagnosis.
At closing argument, Sigala's counsel revisited
this issue, arguing: “And look at the evidence. Dr. Clayton, again,
what did she say? I had her review the records from the Collin
County jail. Two psychiatrists have seen Michael and diagnosed him
as bipolar, put him on medication to treat that disease, that
mental illness, but to her that was just a big waste. Those two
psychiatrists were wrong. She never even looked at those records.”
Given that Sigala's counsel succeeded in
admitting all this evidence, to say that limiting Dr. Slaughter's
testimony was not merely error, or constitutional error, but that
it would probably have resulted in a different outcome, is
untenable. C. Claim III: Sixth Amendment Claim of Ineffective
Assistance as Grounds for Procedural Default on Lockett Claim (Claim
II) In Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984), the Supreme Court established a two-prong test
for claims of ineffective assistance of counsel under the Sixth
Amendment. To prevail on such a claim, a petitioner must
demonstrate both that “(1) counsel's performance was deficient
[“cause prong”] and (2) counsel's deficient performance caused
actual prejudice to the petitioner's defense [“prejudice prong”].”
Richards v. Quarterman, 566 F.3d 553, 564 (5th Cir.2009) (citing
Strickland, 466 U.S. at 687, 104 S.Ct. 2052). To meet the cause
prong, Sigala must establish that his counsel's actions were
objectively unreasonable. Strickland, 466 U.S. at 687-91, 104 S.Ct.
2052. “[A] showing that the factual or legal basis for a claim was
not reasonably available to counsel, or that some interference by
officials made compliance impracticable, would constitute cause
under this standard.” Murray v. Carrier, 477 U.S. 478, 488, 106
S.Ct. 2639, 91 L.Ed.2d 397 (1986) (citations and quotation marks
omitted). To meet the prejudice prong, he must demonstrate that
there is a reasonable probability that the result in the case
would have been different had his counsel performed reasonably.
Strickland, 466 U.S. at 692-96, 104 S.Ct. 2052.
Sigala's ineffective assistance claim was
decided on the merits by the state court. Accordingly, AEDPA
governs. To prevail on Claim III, therefore, Sigala must show that
the rights he claims were ineffectively represented were “clearly
established” at the time his conviction became final. §
2254(d)(1).
In rejecting Sigala's ineffective assistance
claim on the merits, the Texas Court of Criminal Appeals held that
“[t]rial counsel was not ineffective for failing to lodge an
Eighth Amendment objection” because Sigala had not demonstrated
that his Lockett rights had been violated. Ex parte Sigala, slip
op. at 6. “[C]ounsel will not be found ineffective,” the court
found, “for failing to preserve an alleged error where the law was
nonexistent or not definitive at the time of trial.” Id.
Although his post-trial proceedings are now in
their eighth year, Sigala remains unable to substantively allege
that his Lockett claim, had it been timely raised and developed,
was “clearly established” at the time his conviction became final
(or even whether it is today). He points to several decisions of
the Texas Court of Criminal Appeals in other cases and a secondary
source FN4 that he claims distinguish between the testimony of a
treating physician and that of a psychiatric expert retained for
litigation. Because the state court's decision on Claim III was on
the merits, AEDPA requires that we defer unless the state court
decision conflicts with United States Supreme Court precedent. See
§ 2254(d)(1) (challenged state court ruling must have constituted
“a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by
the Supreme Court of the United States ” in order for federal
court to grant habeas) (emphasis added). Decisions of the Texas
courts in other cases, even if they were on point, plainly would
not satisfy this requirement.
FN4. Dexter E. Gilford, Constructive Waiver and
Compelled Defendant Interviews: Understanding the Lagrone Doctrine
and Implementing Strategies for Limiting its Effect part one,
Voice for the Defense, Mar. 2006, at 14, 19.
In addition to the secondary source and Texas
Court of Criminal Appeals precedents, Sigala claims that Lockett
and other United States Supreme Court decisions support
overturning the state court's decision regarding Claim III. A
state court's decision is contrary to Supreme Court precedent, and
thus habeas may be granted by a federal court in an AEDPA case, if
(1) “the state court arrives at a conclusion opposite to that
reached by [the Supreme Court] on a question of law,” or (2) “the
state court confronts facts that are materially indistinguishable
from a relevant Supreme Court precedent and arrives at a result
opposite to [that of the Supreme Court].” Williams, 529 U.S. at
405, 120 S.Ct. 1495. Although the decisions Sigala references FN5
require that evidence of mitigation be permitted at sentencing,
and that a defendant be given considerable latitude in presenting
such evidence, including evidence of a defendant's psychological
make-up, they do not plainly stand for Sigala's proposition. No
Supreme Court decision has looked at Lockett and its impact in a
situation like Sigala's, so he cannot argue that the state court
reached a conclusion opposite to that reached by the Supreme Court.
He therefore cannot meet the AEDPA requirement to show a “clearly
established” right to his preferred presentation of such evidence
under Lockett. Accordingly, we must defer to the state court's
decision that his counsel's failure to attempt to “preserve” such
a right was not unreasonable.FN6
FN5. E.g., Penry v. Lynaugh, 492 U.S. 302, 319,
109 S.Ct. 2934, 106 L.Ed.2d 256 (1989) (concluding that “
‘evidence about the defendant's background and character is
relevant because of the belief, long held by this society, that
defendants who commit criminal acts that are attributable to a
disadvantaged background, or to emotional and mental problems, may
be less culpable than defendants who have no such excuse.’ ” (quoting
California v. Brown, 479 U.S. 538, 545, 107 S.Ct. 837, 93 L.Ed.2d
934 (1987) (O'Connor, J., concurring))), overruled on other
grounds by Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153
L.Ed.2d 335 (2002); McCleskey v. Kemp, 481 U.S. 279, 306, 107 S.Ct.
1756, 95 L.Ed.2d 262 (1987); Skipper v. South Carolina, 476 U.S.
1, 4-5, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986). FN6. Because Sigala
cannot satisfy the first prong of Strickland here, we need not
reach the question of prejudice. However, we believe, for the
reasons explained supra at note 3, that Sigala was not prejudiced
by the curtailment of the right he seeks to claim.
D. Claim IX: Ineffective Assistance of
Counsel in Presenting Mitigating Evidence
Sigala asserts in Claim IX a second claim of
ineffective assistance of counsel: at the punishment phase of his
trial, he alleges, his trial counsel failed to investigate,
develop, and present crucial mitigating evidence, in violation of
his Sixth Amendment rights under Strickland. The state court
decided this claim on the merits, Ex parte Sigala, slip op. at 21;
therefore, AEDPA governs. To overcome the deference to which the
state court is entitled under that statute, Sigala must first show
that the state court's adjudication of this claim was either
contrary to, or an unreasonable application of, clearly
established federal law, as determined by the United States
Supreme Court. § 2254(d)(1). If demonstrated, this would satisfy
the first Strickland prong, cause, because it would show that his
counsel's representation was unreasonable.
The federal district court concluded that
Sigala's counsel had made poor strategic decisions regarding
mitigation that are “precisely the course of conduct the Supreme
Court deemed unreasonable [for Strickland cause purposes] in
Wiggins [ v. Smith, 539 U.S. 510, 524, 123 S.Ct. 2527, 156 L.Ed.2d
471 (2003) ].” Sigala, slip op. at 18. But even assuming arguendo
that the strategic decisions of Sigala's counsel were unreasonable,
Sigala cannot demonstrate, as he is required to by the second
Strickland prong, that they prejudiced his mitigation case.
The Texas Court of Criminal Appeals held that
Sigala “presented substantial evidence fairly portraying [Sigala's]
background that the jury could have viewed as mitigating” but that
because the crimes had been egregious, he had a criminal history,
and he did not express remorse, “it is improbable that additional,
especially cumulative, evidence would have benefited [Sigala].” Ex
parte Sigala, slip op. at 21. In order to grant relief for
Sigala's ineffective assistance claim, we would have to find the
state court's decision not merely erroneous, but objectively
unreasonable. See Neal v. Puckett, 286 F.3d 230, 246 (5th
Cir.2002) (en banc). We agree with the district court, and the
state court, that the additional evidence of mitigation Sigala
contends his trial counsel should have introduced would have been
unlikely to help him, and that accordingly, he is unable to
demonstrate Strickland prejudice. See Sigala, slip op. at 19-21.
The transcript of the punishment phase of the
trial supports this conclusion. During that stage, the jury
learned that Sigala abused drugs and had attended drug
rehabilitation centers; had been expelled from school; that his
mother had taken pains to take care of him financially and
medically; and that he had had a substantial criminal history
involving thefts, marijuana possession, and robbery. He also
participated in gang activities. In addition, he was diagnosed
with antisocial personality disorder and described as a “sadistic
sexual predator.” It is hard to see how the additional evidence
Sigala claims Dr. Slaughter would have offered, or the fact that
it would have come from a treating physician, would have added so
significantly to his mitigation case that the outcome would likely
have been different.FN7 Accordingly, under AEDPA, we must defer to
the state court's reasonable finding that Sigala has not shown
that the sentencing outcome would probably have been different but
for the asserted error.FN8
FN7. Sigala also contends that two responses to
jury questionnaires support his claim that the jury would have
been more sensitive to more mitigating factors had they been
informed of them. We disagree. Both answers respond to the
question, “What is the most persuasive argument for sentencing
someone to a term of life imprisonment who is guilty of murder?”
The first response was, “If there were mitigating circumstances
which would call for life and not death”; the second was simply
“individual instability.” These answers merely indicate
considerations in the abstract that might disincline these jurors
to support the death penalty. It is unlikely that these
questionnaire responses, given the substantial evidence of
mitigation and of Sigala's mental problems that the jury did hear-including
the testimony of his own forensic psychologist, Dr. Cunningham;
his medical records; and the favorable information he elicited on
cross examination from the state's expert, Dr. Clayton-would allow
Sigala to satisfy the demanding burden of Strickland, i.e., to
establish a reasonable probability that the sentence would have
been different. This is especially true given the grisly nature of
the crime. See Strickland, 466 U.S. at 699, 104 S.Ct. 2052 (finding
no prejudice given that “the aggravating circumstances were
utterly overwhelming”); Jones v. Johnson, 171 F.3d 270, 277 (5th
Cir.1999) (similar analysis). For a discussion of the details of
the crime, see Sigala, 2004 WL 231326, at *1; Sigala, slip op. at
1-2.
FN8. At oral argument, counsel for Sigala
raised for the first time the additional argument that Sigala's
trial counsel had failed to introduce during the punishment phase
“hard scientific evidence” rather than evidence of “what [psychologist]
Dr. Cunningham did.” Counsel contended at oral argument that “the
scholarly literature” suggests that Sigala's drug addiction meant
“there's a very real likelihood that he could be brain damaged,”
and that Sigala's trial counsel were therefore “on notice of ...
possible brain damage, they were on notice that they needed to
hire some sort of ... have the neurotesting done and have the
MRI's done to determine whether or not there was in fact brain
damage.”
Arguments raised for the first time at oral
argument are deemed waived. E.g., Walker Int'l Holdings Ltd. v.
Republic of Congo, 395 F.3d 229, 232 (5th Cir.2004). Were we to
consider this argument, however, the result in this case would be
no different. Sigala's appellate counsel has failed to cite any
authority establishing the proposition that the Constitution per
se requires counsel for defendants with a history of drug use to
proffer at the punishment phase the results of “neurotesting” and
an MRI instead of, or in addition to, the psychological, character,
and other mitigating evidence they choose to proffer. This court
certainly has not so held.
III. CONCLUSION
For the reasons set forth above, we AFFIRM the
judgment of the district court. The petition for
a writ of habeas corpus is DENIED.