Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Clay King SMITH
Same day
Clay King Smith has spent his final days writing
letters. Smith, who is scheduled to be executed Tuesday for the March
1998 murder of his ex-girlfriend, Misty Erwin, 20; her cousin, Shelly
Sorg, 24; Sorg's two children, Sean Michael, 5; and Taylor, 3; and a
family friend, Samantha Rhodes, 12, wrote letters to the families of
each of his victims asking for forgiveness and telling them he will
waive his right to appeal unless they ask him to do otherwise. No one
did.
In a letter dated April 22, Smith told Misty Erwin's
father, Randy, her mother Lula, and her three sisters, Tabitha, Margo
and Francis, that he is waiving his right to appeals so that they could
move on with their lives. "You don't need to keep reliving what happened
over and over and that's what appeals would do," Smith wrote. "If you
all want me to appeal you should let me know and I will. Otherwise, I'm
going home to be with Jesus. I can hardly wait. I believe I am going to
see Misty there..."
Although Smith still has the right to appeal and ask
the governor for reprieve, Roger Sorg says there would be a riot if
Smith's execution is stayed. "If the governor stops this, it will start
a riot," said Sorg, whose wife and two young children were found shot to
death at cousin Misty Erwin's mobile home in March 1998.
Gathered at the
Star City home of Erwin's parents Thursday evening, family members of
four of the five victims told of the heartache Smith caused them. "I
still catch myself buying Christmas presents for four instead three,"
said Lula Erwin, who lost one of her four daughters, a niece, a great
nephew and great-niece. "He has hurt everybody in this room. You don't
want to live and you don't want to die." Between sobs, Misty's oldest
sister, Tabitha Bunting, read a poem about domestic abuse she said sums
up the tragedy.
Bunting broke down in uncontrollable sobs throughout
the reading of "I got flowers today," while her husband Tony comforted
her. "It narrows it down to what really happened," she said. Misty
Erwin's family said Smith controlled her. "She was held hostage in there,"
Randy Erwin said, explaining that Smith would not allow Misty to call,
write, or visit her family. "He had no right to hold her hostage,"
Bunting said. "He held her in that trailer like an animal in a kennel."
"And now he's sending us letters with sermons and asking us to forgive
him," Lula Erwin said. "The nerve of this man, why does he have to
torment us?"
Lula Erwin, who said she had nightmares for three
weeks after the trial, has been hospitalized three or four times since
the murders and is still on medication. "They've got her on all kinds of
medicine," Randy Erwin explained. "She takes medicine before she goes to
bed and medicine when she wakes up."
Roger Sorg, who married Misty's
sister, Francis, about a year-and-a-half the murders, embraced the
couple's young son as he talked about the wife and two children he lost.
"She was an easy-going person with a lot of spunk," Roger Sorg said,
describing Shelly Sorg. "And she loved her children."
Roger Sorg, who will witness the execution, says he
doesn't know if he will be able to forgive Smith until he is executed. "Maybe
after he's gone," Roger Sorg said. "When we don't have to worry about
him any more." But Francis Sorg still can't find it in her heart to
forgive Smith for killing her sister. "No," Francis Sorg said quietly.
"I won't ever." Misty Erwin's sisters, Margo Erwin and Tabitha Bunting
both pray they will someday be able to forgive Smith, but neither are
sure if they can.
"I pray I have it in me to forgive him after he's
gone," Tabitha Bunting said. "I pray for the sake of myself and my soul
that I can." Misty Erwin's parents aren't sure either. When they heard
that Smith wanted to be cremated and have his ashes spread across her
grave, Randy and Lula Erwin were furious. "I don't want her near no
devil," Randy Erwin said. "The good Lord might forgive him but He's got
more heart than I've got." However, Randy Erwin, who will also witness
the execution, says he may forgive Smith after he is executed.
While they all expressed sympathy for Smith's family,
Tabitha Bunting said it doesn't seem fair to her that Smith will know
the day and hour he will be killed. "He will never know the fear those
women and kids had - he shot them like deer."
Bunting's husband, Tony,
who said very little during the interview, agreed with his wife. "In my
opinion they shouldn't let him know when they are going to do it," Tony
Bunting said. "He should have to live every day feeling the same fear
they felt looking down the barrel of that gun." Smith declined to be
interviewed.
VARNER - As the families of his victims watched, Clay
King Smith was executed by lethal injection Tuesday night for murdering
two women and three children in 1998.
Smith, 30, a former Bible student from Jefferson
County, was executed at the Cummins Correctional Unit for the fatal
shooting of his ex-girlfriend Misty Erwin, 20; her cousin, Shelly Sorg,
24; Sorg's two children, Sean Michael, 5; and Taylor 3; and 12-year-old
family friend, Samantha Rhodes.
In his last words, Smith apoligized to his victims'
family members. In a brief final statement, while strapped to a gurney
at the Cummins Correctional Unit he spoke to four family members of his
victims as they watched on a closed circuit television. "I'd like to say
I'm sorry about what I did to the victims' families. I hope your hearts
heal. I love my family. I love my family."
At 9:03 p.m. a lethal mix of chemicals was injected
into into his arm. His eyes fluttered as he took three deep breaths and
clinched the leather strap in his right hand. He was pronounced dead at
9:07 p.m. Smith's spirtual advisor, the Rev. Robby Mitchell, of El
Dorado, said Smith appeared very calm prior to the execution.
"He was upbeat, calm and full of peace," Mitchell
said. "He told me he loved me and he had made his peace with God. He
said when he took his last breath it would not be the end and he would
see me again." Mitchell said Smith told him he lost his walk with the
Lord and got involved in satanism and drugs.
Mitchell attributed the
murders to the power of drugs. Despite candelight vigils at the
Governor's Mansion in Little Rock, there were no demonstrators on the
grounds at Cummins.
The bodies of Smith's victims were found on March 25,
1998, in a mobile home at 3105 Pinto Road in Jefferson County where
Smith had lived with Erwin. He was arrested the following day in Lincoln
County.
Two days before the murders, Erwin reported to the
Jefferson County Sheriff's Office that she had been battered by Smith
and was going to move out. When a deputy accompanied her to her home to
get her belongings, Erwin found Smith there and decided not to press
charges. "He was a very kindhearted man," Mitchell said. "It just shows
the power of drugs."
Smith offered no witnesses at trial and waived his
right to appeal but prior to the execution he wrote letters to the
victims' families saying that he would appeal if they asked him. No one
did. Smith's Little Rock attorney Tammy Harris, who spoke to him minutes
before the execution, said he told her he had made his decision and was
going through with the execution. "He said he had made his peace and was
resolved to go through with it," Harris said.
Smith was the third consecutive death row inmate to
waive at least part of his appeal rights. David Dewayne Johnson,
excecuted Dec. 19, 2000 and Christina Marie Riggs, executed May 2, 2000,
both waived part or all of their rights. Smith's execution was the 195th
in Arkansas since 1913 when the state took over executions and the 24th
since the state resumed killing death row inmates in 1990.
A May 8 execution date was set for a man convicted of
killing his girlfriend, her cousin and three children. Gov. Mike
Huckabee set the date for Clay King Smith, who was convicted in the
March 25, 1998, slayings at a home near Pine Bluff.
A judge ruled in November 1999 that Smith was
competent enough to waive his appeal rights. At the hearing, Smith told
the court he was sorry for the pain he had caused and added, "I don't
want to do any more harm." Jefferson County Circuit Judge H.A. Taylor
said Smith had knowingly waived his appeal and understood the
implications.
Smith was convicted in the shootings of his
girlfriend, Misty Erwin, 20; her cousin, Shelly Sorg, 24; and her two
children, Sean Michael, 5, and Taylor, 3; and a family friend, Samantha
Rhodes, 12.
The state Supreme Court, in a routine review of death-row
cases, affirmed Smith's convictions last month. The justices allow
inmates to drop their appeals if they demonstrate that they know what
might happen. Smith said he made the decision because he didn't want to
put his family or the victims' families through a lengthy appeal process.
Smith was arrested the day after the bodies were
discovered. His capture followed a shootout with authorities near Star
City in Lincoln County.
Smith fled into a wooded area when police
tracked him down at a house. He was shot in an arm after he refused to
put down the rifle. During the stand-off, he yelled at the police, "I
sent three of them to Heaven; I don't know where the other two went.".
May 9 ARKANSAS - The state executed a murderer
Tuesday who said he wouldn't appeal his sentence because it would bring
more torment to the families of his 5 victims. Clay King Smith, 30, died
for the 1998 killings of his ex-girlfriend, her cousin and three
children at Pine Bluff. "I'd like to say I'm sorry about what I did to
the victims' families," Smith said before his death. "I hope your hearts
can heal. I love my family. I love my family." Smith had written to the
families telling them he would not challenge his death sentence if it
would cause them more pain. With their permission, he said, he would
have fought for his life. Word from the families never came.
Smith had not filed any appeals with the federal
court and did not ask Gov. Mike Huckabee for clemency. He could have
stopped his execution until the last minute. Federal judges have
previously granted automatic stays to inmates who have not filed federal
court challenges.
Brenda Bratton, the mother of one of the victims,
told the Pine Bluff Commercial newspaper that Smith had written to her
and said, "something woke him up and told him to kill."
Smith was
convicted of killing Misty Erwin, 20, in her Pine Bluff home, along with
her cousin, Shelly Sorg, 24 and Sorg's children, Sean Michael, 5, and
Taylor, 3. Samantha Rhodes, 12, a family friend, was also slain.
Smith becomes the 1st condemned inmate to be put to
death this year in Arkansas and the 24th overall since the state resumed
capital punishment in 1990. Smith becomes the 29th condemned inmate to
be put to death this year in the USA and the 712th overall since America
resumed executions on January 17, 1977.
CR 99-353 ___ S.W.3d
Supreme Court of Arkansas
Opinion delivered February 1,
2001
1. Criminal procedure -- death
penalty -- when defendant will be able to forego state appeal. -- In
Arkansas, a defendant sentenced to death will be able to forego a state
appeal only if he has been judicially determined to have the capacity to
understand the choice between life and death and to knowingly and
intelligently waive any and all rights to appeal his sentence; the
standard of review is whether the trial judge's conclusion is clearly
erroneous.
2. Criminal procedure -- death
penalty -- trial judge was not clearly erroneous in finding appellant
was competent to waive appeals. -- Where a psychologist who had
evaluated appellant testified that appellant understood the difference
between life and death, the consequences of the death sentence, the
consequences of execution by lethal injection, and his right to appeal
and the posttrial relief available to him; where the psychologist
further expressed his opinion that appellant had the capacity to
knowingly and intelligently waive any and all appeals and postconviction
relief; and where a psychiatrist testified that appellant had the
ability to understand the difference betweenlife and death, the supreme
court could not say, based upon this evidence, that the trial judge was
clearly erroneous in finding that appellant was competent to waive his
appeals, including his postconviction remedies under Ark. R. Crim. P.
37.5.
3. Jury -- juror presumed
unbiased -- qualification for trial court to decide. -- A juror is
presumed to be unbiased and qualified to serve, and the burden is on the
appellant to prove otherwise; it is for the trial court to decide
whether a juror is qualified; that finding will not be reversed absent a
showing of abuse of discretion.
4. Jury -- removal of juror --
decision reviewed for abuse of discretion. --The supreme court reviews
the trial court's decision to remove a juror and seat an alternate for
an abuse of discretion; the appellant must demonstrate prejudice in such
cases.
5. Jury -- juror misconduct --
appellant's burden to prove possibility of prejudice resulted from. --
The burden is on the appellant to prove that a reasonable possibility of
prejudice resulted from juror misconduct; prejudice is not presumed;
whether prejudiceoccurred is also a matter for the sound discretion of
the trial court.
6. Jury -- juror misconduct --
no prejudice demonstrated where appellant failed to prove juror had read
newspaper article. -- Where, once the possibility of juror misconduct
was brought to the trial court's attention, the court admonished the
jury not to read or listen to any media coverage of the trial; and where
the juror in question made no admission about reading a newspaper
article about the case, and appellant failed to prove that the juror
actually read the newspaper article, no prejudice was demonstrated.
7. Appeal & error -- party
asserting error has burden to produce sufficient record -- court does
not consider evidence not included. -- The party asserting error has the
burden to produce a record sufficient to demonstrate prejudicial error;
the appellate court does not consider evidence not included in the
record on appeal.
8. Criminal procedure --
stopping & detention -- reasonable suspicion. --Pursuant to Arkansas
Rule of Criminal Procedure 3.1, a law enforcement officer may stop and
detain any person who hereasonably suspects has committed a felony if
such action is reasonably necessary either to obtain or verify the
identification of the person or to determine the lawfulness of his
conduct; whether there is reasonable suspicion depends on whether, under
the totality of the circumstances, the police have specific,
particularized, and articulable reasons indicating the person may be
involved in criminal activity.
9. Criminal procedure --
warrantless arrest -- flight from police to be considered in
probable-cause determination. -- Flight from the police is a
circumstance to be considered in a determination of probable cause to
support a warrantless arrest.
10. Criminal procedure --
warrantless arrest -- when probable cause exists. --A police officer may
arrest a person without warrant if the officer has reasonable cause to
believe that the person committed a felony [Ark. R. Crim. P. 4.1(a)(i)];
probable cause exists where there is a reasonable ground of suspicion
supported by circumstances sufficiently strong in themselves to warrant
a cautious person to believe that a crime has been committed by the
person suspected.
11. Criminal procedure --
validity of warrant -- probable cause existed to arrest appellant
without regard to. -- Based on the totality of the circumstances in this
case, including appellant's flight from police while armed with a weapon,
the supreme court held that there was probable cause to arrest appellant
without regard to the validity of the warrant.
12. Criminal procedure --
Miranda warnings -- not necessary in absence of custodial
interrogation. -- Miranda warnings are not necessary in the
absence of a custodial interrogation.
13. Criminal procedure --
Miranda warnings -- not required simply because questioned person is
one police suspect. -- Miranda warnings are not required simply
because the questioned person is one whom the police suspect.
14. Criminal procedure --
Miranda warnings -- when safeguards become applicable. -- The
safeguards prescribed by Miranda v. Arizona, 384 U.S. 436 (1966),
become applicable as soon as a suspect's freedom of action is curtailed
to a degree associated with formal arrest.
15. Criminal procedure -- arrest
-- show of authority to which subject does not yield does not constitute
seizure. -- Police pursuit of a suspect or their ordering the suspect to
stop is generally not a seizure; for a seizure to occur, there must be a
physical application of force by the officer or submission to the
officer's show of force; a show of authority, without any application of
physical force, to which the subject does not yield, is not a seizure.
16. Criminal procedure -- arrest
-- incriminating statements had already been made when appellant was
physically taken into police custody. -- Based upon the record of an
armed standoff between appellant and police officers, the supreme court
held that appellant's freedom of action was not curtailed to a degree
associated with formal arrest until he was shot in the arm by an officer
and physically taken into police custody; by that time, incriminating
statements had already been made.
17. Criminal procedure -- death
penalty -- first Wicks exception to requirement for objection. --
The first exception to the requirement for an objection under Wicks
v. State, 270 Ark. 781, 606 S.W.2d 366 (1980), states that in cases
in which the death penalty isimposed, the supreme court does not require
an objection to the trial court's failure to bring to the jury's
attention a matter essential to its consideration of the death penalty
itself.
18. Criminal procedure -- death
penalty -- first Wicks exception inapplicable. -- Where the trial
court clearly brought every element of Ark. Code Ann. § 5-4-604(4) (Repl.
1997) to the jury's attention, and where the jury neither considered an
invalid aggravator nor failed correctly to complete the verdict forms,
the supreme court held that the first Wicks exception was
inapplicable.
19. Criminal procedure -- death
penalty -- situation in case did not come within first Wicks
exception. -- The supreme court held that the situation in the present
case, where appellant's argument that the trial court had erred by
submitting a verdict form to the jury that combined two different
sections into one aggravating circumstance was not preserved for
appellate review, did not come within the first Wicks exception.
20. Evidence -- sufficiency of
-- appellant failed to preserve arguments forappeal. -- Appellant failed
to preserve for appeal arguments on the sufficiency of the evidence to
support the jury's findings on each of three aggravating circumstances
because he failed to timely move for a directed verdict to test the
sufficiency of the evidence relating to the aggravating circumstances at
the penalty phase of the trial.
21. Criminal procedure -- death
penalty -- sufficiency-of-evidence issue did not fall within scope of
first Wicks exception. -- The supreme court held that the
sufficiency-of-the-evidence issue did not fall within the scope of the
first Wicks exception; a challenge to the sufficiency of the
evidence pertaining to an aggravating circumstance does not involve the
trial court's failure to bring to the jury's attention a matter
essential to its consideration of the death penalty itself; in this
case, just the opposite was true; that is, the trial court submitted
each of the three aggravating circumstances to the jury for their
consideration; there was simply no "failure" by the trial court, as
required by the plain language of the first Wicks exception;
moreover, this narrow exception to the objection requirement had been
applied in only four cases, and the supreme court had limited its
application to specificconstitutional and statutory error arguments that
are distinctly different from a sufficiency-of-the-evidence argument.
22. Criminal procedure --
aggravating circumstance -- should be submitted to jury when even
slightest evidence supports it. -- An aggravating circumstance should be
submitted to the jury when even the slightest evidence supports it; it
is only on appeal that the supreme court reviews a jury's determination
that an aggravating circumstance existed under the substantial-evidence
test; that is, whether a rational trier of fact could find the
aggravating circumstance to have existed beyond a reasonable doubt.
23. Criminal procedure -- death
penalty -- Wicks exceptions. -- Although Arkansas does not
recognize plain error, i.e., an error not brought to the attention of
the trial court by objection but nonetheless affecting substantial
rights of the defendant, the supreme court has adopted limited
exceptions; the court has also mandated consideration of the following
Wicks exceptions in death-penalty cases where the defendant has
waived appeal: (1) a trial court's failure to bring to the jury's
attentiona matter essential to its consideration of the death penalty
itself; (2) error by the trial judge of which the defense has no
knowledge and therefore no opportunity to object; (3) a trial court's
failure to intervene without objection and correct a serious error by
admonition or declaring a mistrial; and (4) failure of the trial court
to take notice of errors affecting substantial rights in a ruling
admitting or excluding evidence, even though there is no objection.
24. Criminal procedure -- death
penalty -- no errors under Wicks exceptions. --The supreme
court's review of the record revealed no errors under the Wicks
exceptions to the rule in Arkansas that an argument for reversal will
not be considered in the absence of an appropriate objection in the
trial court.
25. Criminal procedure -- death
penalty -- no irregularity under "fundamental safeguards" review. --
Under its "fundamental safeguards" review, the supreme court found
nothing in the record that revealed any irregularity in procedure that
would call into question the essential fairness of the process afforded
the defendant; affirmed. [wbj]
Appeal from Jefferson Circuit
Court; H.A. Taylor Jr., Judge; affirmed.
James R. Wallace & Associates,
by: Tammy L. Harris, for appellant.
Mark Pryor, Att'y Gen.,
by: David R. Raupp, Sr. Ass't Att'y Gen., for appellee.
Annabelle Clinton Imber, Justice.
Clay King Smith was convicted of five counts of capital murder and
sentenced to death by a Jefferson County jury on March 18, 1999. Mr.
Smith waived his right to an appeal. This is an automatic review of the
entire capital-murder and death-sentence record pursuant to the
procedure this court set out in State v. Robbins, 339 Ark. 379, 5
S.W.3d 51 (1999). We find no error.
Procedural History
In State v. Smith, 340
Ark. 257, 12 S.W.3d 629 (2000), we summarized the procedural history of
this case up to that point, as follows:
On March 18, 1999, judgment
was entered reflecting that Clay King Smith had been found guilty by a
jury of five counts of capital murder and sentenced to death. Counsel
for Mr. Smith lodged a partial record on appeal from the judgment, and
we granted a stay of execution on April 15, 1999. Mr. Smith
subsequently filed a pro se motion to withdraw the appeal and have the
matterremanded to the trial court for execution of the death sentence.
In an unpublished per curiam order entered on July 8, 1999, we
remanded the matter to the trial court for a hearing on whether Mr.
Smith has the capacity to understand the choice between life and death
and to knowingly and intelligently waive his right to appeal his
sentence of death. Pursuant to our decision in Franz v. State,
296 Ark. 181, 754 S.W.2d 839 (1988), the State now submits to this
court a transcript of the lower court's proceedings on remand, along
with its petition for writ of certiorari, and requests that we review
those proceedings and affirm the trial court's finding that Mr. Smith
is competent to waive his appeals, including his postconviction
remedies under Ark. R. Crim. P. 37.5.
Id., 340 Ark. at 258, 12
S.W.3d at 629. Following a discussion of the requirement of automatic
review of death-penalty cases established by this court's opinion in
State v. Robbins, we held:
Pursuant to our decision in
Robbins v. State, supra, we conclude that an automatic
review is necessary in this case where the death penalty has been
imposed and where Mr. Smith has expressed his desire to waive his
right to appeal the death sentence. Accordingly, we issue a writ of
certiorari directing the Jefferson County Circuit Clerk and the court
reporter for the Jefferson County Circuit Court, Second Division, to
prepare and file the complete record in this case within ninety days
from the date of this order. We also appoint Tammy Harris, 212 Center
St., Suite 100, Little Rock, AR 72201, to assist this court in its
review of the record as outlined in State v. Robbins, supra.
Specifically, appointed counsel shall abstract the record pursuant to
Ark. S. Ct. R. 4-3(h) and argue any errors prejudicial to Mr. Smith.
State v. Smith, 340 Ark.
at 259, 12 S.W.3d at 630. Ms. Harris has complied by filing an abstract
and brief with the clerk ofthis court, and we now undertake our
affirmative duty, pursuant to State v. Robbins, to review the
record of this death-penalty case for egregious and prejudicial errors.
In doing so, we review the record to: (1) evaluate whether Mr. Smith
properly waived his right to appeal under Franz; (2) determine
whether any errors raised to the trial court are prejudicial to Mr.
Smith in accordance with Ark. Code Ann. § 16-91-113(a) (1987) and Ark.
Sup. Ct. R. 4-3(h); (3) determine whether plain errors covered by the
exceptions outlined in Wicks v. State, 270 Ark. 781, 606 S.W.2d
366 (1980) have occurred; and (4) determine whether other fundamental
safeguards were followed. State v. Smith, supra; State v. Robbins,
supra.
Facts
The evidence in the record below
reveals the following facts. At the beginning of 1998, Mr. Smith and
Misty Erwin were living together at 3105 Pinto Road in Pine Bluff. On or
about March 25, 1998, Misty Erwin, Shelly Sorg, Taylor Sorg, Sean Sorg,
and Samantha Rhodes were murdered at that address. Misty Erwin died from
either two or three separate gunshot wounds; Shelly Sorg died from four
separate gunshot wounds; Taylor Sorg died from a single gunshot wound;
Sean Sorg died from two gunshot wounds; and Samantha Rhodes died from
three separate gunshotwounds.
Just two days before these
victims were murdered, Corporal Calvin Terry of the Jefferson County
Sheriff's Office had been dispatched to the parking lot of a store to
meet Misty Erwin, who had reported being battered by her boyfriend, Mr.
Smith. Ms. Erwin asked the officer to assist her in picking up her
belongings at their residence on Pinto Road. Upon arriving at the Pinto
Road residence, the officer found that Mr. Smith was present. Mr. Smith
and Ms. Erwin started talking to each other, and then Ms. Smith decided
she would stay at the residence and not go to a women's shelter. She
also decided not to press charges against Mr. Smith and signed a written
statement to that effect. Corporal Terry testified that Mr. Smith and Ms.
Erwin were "getting along together fine" when he left the residence.
Andy Hoots, a patrol officer
with the Jefferson County Sheriff's Office, was dispatched at 8:00 p.m.
on March 25, 1998, to a grocery store parking lot regarding a missing
person's report. Once there, he met Misty Erwin's mother, Lula Erwin,
who reported her daughter missing. Bobbie Erwin was also at the grocery
store and reported her daughter, Shelly Sorg, and Shelly's two children,
Sean and Taylor, missing. In order to make a complete report, Officer
Hoots went to Pinto Road to findthe street number of the residence that
Lula Erwin and Bobbie Erwin described. He was also looking for Misty
Erwin's vehicle, which had been reported missing. While patrolling on
Pinto Road, Officer Hoots was flagged down by James Rhodes, the father
of Samantha Rhodes, with whom he discussed the missing person issues he
was in the process of investigating. Mr. Rhodes showed Officer Hoots the
residence of Mr. Smith and Misty Erwin at 3105 Pinto Road. Officer Hoots
approached the residence and knocked on the doors but received no
response. He then looked around the residence but was unable to see
inside. While doing so, Shelly Sorg's parents came to the residence and
identified their daughter's vehicle parked at the residence.
Thereafter, Officer Hoots left
the residence in order to meet with his superior and fill him in on the
situation. As he was doing so, he received another call instructing him
to return to 3105 Pinto Road due to suspicious circumstances. Upon
arriving back at Pinto Road at approximately 10:30 p.m., Officer Hoots
was met by the owner of the residence, Mark Lackey. Mr. Lackey used his
key to open the door to the residence. When Mr. Lackey opened the door,
Officer Hoots shined his flashlight inside the premises and saw blood
stains on the carpet. He then leaned inside the doorway and saw blood
splatters on the side ofa washing machine or dryer. As he leaned inside
the doorway and looked toward the back bedroom of the residence, Officer
Hoots saw a deceased female stretched across a bed. He then backed out
of the doorway, shut the door, and called his superior to report what he
had found. Soon thereafter, several police officers and investigators
arrived.
One of the investigators who
came to the scene was Stephen Moreau. He testified that he arrived at
the crime scene on Pinto Road shortly after 11:00 p.m. He and
Investigator Frank J. Moser, III, went inside the residence to check for
victims needing medical attention and for possible suspects. Upon
entering the back door, they found blood on the floor just inside the
door. In the west bedroom, they found a female and a small child lying
on the bed, both deceased. They were identified as Samantha Rhodes and
Sean Sorg. In the living room, the investigator noticed a foot
protruding from underneath a blanket covering a couch. Investigator
Moreau looked under the blanket and found a deceased female. She was
identified as Shelly Sorg. They also noticed the figure of a body
sitting up in a recliner that was covered with a blanket. Investigator
Moreau lifted a section of that blanket and found another deceased
female. She was identified as Misty Erwin. After finishing their search
ofthe house for other victims or suspects, the investigators left the
residence and obtained a search warrant.
While Investigators Moreau and
Moser were in the process of preparing a search warrant, the deputy
coroner arrived at the residence. Investigator Moser, Investigator
Eugene Butler, and the deputy coroner went back inside the residence so
the deputy coroner could pronounce death and fix the time of death. She
noted the temperature in the residence and checked the bodies of each of
the victims in the bedroom and the living room. It was at this point
that the body of another small child was discovered under the blanket
covering the couch. The fifth victim was Taylor Sorg. The deputy coroner
actually pronounced death at 11:41 p.m., but estimated that the victims
had been dead for twenty-four to thirty-six hours.
After obtaining a search warrant,
the investigators reentered the house to videotape the crime scene, take
photographs, and collect evidence. They discovered great amounts of
blood around the bodies and throughout the residence. They also found
twelve spent .22 caliber shell casings and two bullet fragments in the
areas where the victim's bodies were found.
Mr. Smith eventually became a
suspect in the murders. In addition to the earlier report of a
disturbance between Mr. Smithand Ms. Erwin on March 23, 1998, and the
evidence discovered at the crime scene, the police officers interviewed
bystanders and neighborhood residents. Sandra Haynes, who lived about
300 feet away from Mr. Smith and Ms. Erwin's residence on Pinto Road,
testified that she looked out of her kitchen window at around 12:05 a.m.
on March 25, 1998 and saw Mr. Smith leaving the residence.
According to Mrs. Haynes, he
stopped and looked at her for about ten seconds before getting into his
car and driving away. Another witness, Becky Irons, told the police that
she had heard Mr. Smith threaten to kill Misty Erwin and her family if
Misty left him. Ms. Irons also reported that she had seen a rifle on the
couch in Misty Erwin's residence when the threat occurred. On March 26,
1998, the prosecuting attorney filed a felony information and an arrest
warrant issued.
Soon after leaving the Pinto
Road residence, the investigating officers in Jefferson County received
information that Mr. Smith was at a hunting club near Star City in
neighboring Lincoln County. Accordingly, the Jefferson County officers
went to Star City and met with officers from the Arkansas State Police
and the Lincoln County Sheriff's Office to discuss their plans for
arresting Mr. Smith. The various officers then proceeded to the hunting
club. When they arrived, Mr. Smith fled on foot through a wooded area,
and the officers pursued him.
Mr. Smith, who was carrying a
rifle, went two to three-hundred yards before he stopped running and
began to walk. He then stopped walking and turned to confront the
officers. At that point he was approximately fifteen yards away from an
officer. For the next fifty-five minutes, Mr. Smith engaged in
conversation with the officers but refused to drop his weapon. During
the standoff, he made several incriminating statements. Finally, the
confrontation ended when a state trooper shot Mr. Smith in the arm, and
the officers took him into custody.
The trial began on March 17,
1999. On the previous Monday and Tuesday, a jury of twelve persons and
one alternate was selected. During the guilt phase of the trial, the
State introduced the testimony of eight witnesses. These witnesses
included the police officer who responded to Misty Erwin's domestic
dispute allegation against Mr. Smith two days before her murder; the
neighbor who saw Mr. Smith leave the murder scene at about the same time
as the time of death estimated by the deputy coroner; the police officer
who investigated the missing person reports and found the dead bodies at
the Pinto Road address; the police officers who investigated the crime
and arrested Mr. Smith; the medical examiner who conducted the
post-mortem exam onthe victims; and the firearms expert who concluded
that bullet fragments recovered from the bodies of Samantha Rhodes,
Shelly Sorg, and Misty Erwin, as well as twelve spent .22 caliber shell
casings and two bullet fragments found at the crime scene were all fired
from the .22 caliber rifle taken from Mr. Smith following his
confrontation with the officers. Several of these witnesses were cross-examined
by defense counsel.
Following the trial court's
denial of defense counsel's motion for a directed verdict at the close
of the State's case, Mr. Smith offered no witnesses but did introduce
several exhibits. At the close of all the evidence, defense counsel
again renewed all motions previously made, and the trial court
reaffirmed its previous rulings. The prosecuting attorney and defense
counsel presented closing remarks, and, after receiving the court's
instructions, the jury deliberated and found Mr. Smith guilty of five
counts of capital murder.
The trial then proceeded to the
penalty phase. At that point, Mr. Smith instructed his attorneys not to
put on any evidence of mitigating factors; nor did he want them to
cross-examine any of the State's witnesses or make closing remarks to
the jury. Before allowing defense counsel to honor Mr. Smith's
instructions, the trial court held a hearing and thoroughlyquestioned Mr.
Smith regarding his decision. The trial court found that Mr. Smith
voluntarily and intelligently waived his right to counsel and ordered
defense counsel to respect his wishes.1 The
State offered the victim-impact testimony of Misty Erwin's sister,
Samantha Rhodes's mother, and Linda Sue Clay, who was the mother-in-law
of Shelly Sorg and the grandmother of Sean and Taylor Sorg. Mr. Smith
then made a statement to the jury before the trial court read the
penalty-phase instructions to the jury and the prosecuting attorney made
the State's final closing argument. The jury again deliberated and
recommended a sentence of death on all five counts of capital murder.2
Franz Analysis
In State v. Robbins, 339
Ark. 379, 5 S.W.3d 51 (1999), this court indicated that a review of the
entire record would be useful in evaluating whether the defendant
properly waived his right to appeal under Franz v. State, 296 Ark.
181, 754 S.W.2d 839 (1988). Pursuant to our unpublished per curiam
order entered on July 8, 1999, the trial court held a hearing on
whether Mr. Smith has the capacity to understand the choice between life
and death and to knowingly and intelligently waive his right to appeal
his sentence of death. The trial court found that Mr. Smith is competent
to waive his appeals, including his postconviction remedies under Ark.
R. Crim. P. 37.5. We now review that finding.
In Arkansas, a defendant
sentenced to death will be able to forego a state appeal only if he has
been judicially determined to have the capacity to understand the choice
between life and death and to knowingly and intelligently waive any and
all rightsto appeal his sentence. Franz v. State, supra. The
standard of review is whether the trial judge's conclusion is clearly
erroneous. Franz v. State, supra.
Not only did Mr. Smith file a
pro se motion for withdrawal of the appeal timely filed on his
behalf by counsel, but, in addition, Mr. Smith affirmed during the
Franz hearing that he had a long-standing desire to waive his right
to appeal and that he was doing so against the advice of his attorneys,
who had told him that at least two reversible errors in the case could
result in resentencing or retrial. He also affirmed that no one coerced
him into waiving his right to appeal and that he made the choice freely
and voluntarily. Furthermore, Mr. Smith's testimony showed that he
understood his waiver would result in his execution, thereby permanently
ending his life. Finally, Mr. Smith stated:
I know my rights to appeal and
all the mistakes that --some of the mistakes that were made in trial.
I know that I could have a new trial and all those things, but I don't
want that. I know that -- to me that's wrong. And so -- that's not
right to try to fight those things and -- just for fighting sake and
for a few more years of life. That's not right to do that. And so I
waive my appeals knowingly [sic] what would happen and I've made a
decision. It was a decision that I thought about for a long period of
time. Thought about, fast [sic] and prayed about, went over with my
family. And it wasn't a light decision. It was something that was
clearly thought about and that's my decision.
Dr. Charles H. Mallory of the
Arkansas State Hospital evaluated Mr. Smith and testified that Mr. Smith
understands the difference between life and death, the consequences of
the death sentence, and the consequences of execution by lethal
injection. He also stated that Mr. Smith understands his right to appeal
and the posttrial relief available to him. He further expressed his
opinion that Mr. Smith has the capacity to knowingly and intelligently
waive any and all appeals and postconviction relief. Dr. Albert Kittrell
of the State Hospital also testified that Mr. Smith has the ability to
understand the difference between life and death. Based upon this
evidence, we cannot say that the trial judge was clearly erroneous in
finding that Mr. Smith is competent to waive his appeals, including his
postconviction remedies under Ark. R. Crim. P. 37.5.
Prejudicial-Error Review
Counsel appointed to abstract
the record and prepare a brief for this court's review brings three
issue to this court's attention. Two of those alleged prejudicial errors
occurred during the guilt phase of the trial, and the third occurred at
the sentencing phase.
Guilt Phase
Appointed counsel first avers
that the trial court deniedthe defendant's constitutional right to have
a trial by a fair and impartial jury when it refused to remove a juror,
George Rhoden, for misconduct. During the jury selection process on
March 15-16, 1999, the trial court inquired about the jury's knowledge
of the facts of the case and the witnesses and received no response from
Juror Rhoden. After receiving responses from several other potential
jurors, the trial court stated to the entire jury pool:
Of those people who identified
themselves having known something about this case by virtue of what
you may have read in the paper, what you heard on the radio or TV or
what you may have talked about at work and with other people. All
those sources of information is what we refer to in the law as hearsay.
It can be very, very reliable. It can be very, very unreliable. Those
of you who have identified yourselves as having heard something about
it or talked about it, or whatever, is there anyone of you who cannot,
unless you hear that same information from the witness stand, under
oath from a witness or through an exhibit that has been admitted into
evidence, put aside what you may have heard on the streets, at work,
over the TV, in the newspaper, heard on the radio, is there anyone who
cannot set that aside and just consider solely what it is you hear
from the witness stand?
Again, there was no response
from Juror Rhoden. Thereafter, he was selected as juror number five by
the State and the defense, and the trial court proceeded to tell all of
the jurors not to discuss the case with anyone until the case was
presented to the jury for deliberations.
On March 17, 1999, as the jury
was seated to begin the guilt phase of the trial, the trial court made
the following statement to the jurors:
Good morning, ladies and
gentlemen. Before we proceed this morning, was the -- was the -- there
was an article this morning in the paper, and I'm sure all of you did
what the Court ask [sic] you to do and that is not read anything about
it, but did anybody bring it to your attention what may have been said
in that article?
None of the jurors responded,
and the jury was sworn in. Later that day, defense counsel indicated
that there was a matter that needed to be addressed outside the presence
of the jury. Accordingly, the trial court excused the jury, and defense
counsel showed the court a copy of a newspaper bearing the headline "Smith
tells attorney he wants to die; judge to delay ruling pending verdict"
and an accompanying article.3 Defense counsel
also told the court that a copy of that newspaper had been seen lying in
plain view in a car parked in one of the juror's parking spaces. The
trial court reiterated that the jurors had been asked that morning
whether any of them had read any accounts or heard anything about the
proceeding and no oneresponded. Thus, the trial court decided to "take
the jury's word for it" and not "call them a liar."
During another conference
outside the hearing of the jury, defense counsel introduced an affidavit
from a secretary with the public defender's office, which stated that a
copy of the newspaper was in the front seat of a juror's car. A police
officer also stated that the car belonged to Juror Rhoden. Defense
Counsel then moved to have Juror Rhoden removed and an alternate juror
seated and also asked the trial court to examine Juror Rhoden in
camera.
The trial court denied both
requests, but ruled that Juror Rhoden could be summoned to the witness
stand following the noon recess. Defense counsel, however, did not take
advantage of that ruling. Near the end of the day, the trial court
repeated its admonition to the jury about not discussing the case with
anyone or reading anything about it. Defense counsel again asked the
trial court to poll the jurors individually. The court agreed to think
about that request. The prosecuting attorney then stated for the record
that defense counsel had been offered the opportunity to go forward on
the issue.
On the following day, the jury
entered the courtroom and the trial court again asked them en masse
whether any information hadcome to their attention "either directly or
indirectly, intentionally or unintentionally about this case other than
what you have received in this courtroom?" No response was forthcoming
from any of the jurors. Again, the prosecuting attorney asked that the
record show that defense counsel was offered the opportunity to make
further inquiry on the issue.
Finally, after the jury began to
deliberate during the guilt phase of the trial, defense counsel asked
the trial court to restate for the record what had occurred during an
in-chambers discussion about the newspaper issue. The trial court
proceeded to summarize the earlier discussion, and the prosecuting
attorney pointed out for the third time that the defense was given the
opportunity to follow up with the jury. Appointed counsel now argues
that the trial court's decision not to remove Juror Rhoden and replace
him with an alternate juror constitutes prejudicial error. We disagree.
A juror is presumed to be
unbiased and qualified to serve, and the burden is on the appellant to
prove otherwise. Esmeyer v. State, 325 Ark. 491, 930 S.W.2d 302
(1996). It is for the trial court to decide whether a juror is qualified,
and that finding will not be reversed absent a showing of abuse of
discretion. Id. Likewise, we review the trial court's decisionto
remove a juror and seat an alternate for an abuse of discretion. Lee
v. State, 340 Ark. 504, 11 S.W.3d 553 (2000). We have also held that
the appellant must demonstrate prejudice in such cases. Id. The
burden is on the appellant to prove that a reasonable possibility of
prejudice resulted from juror misconduct, and prejudice is not presumed.
Dillard v. State, 313 Ark. 439, 855 S.W.2d 909 (1993). Whether
prejudice occurred is also a matter for the sound discretion of the
trial court. Id.
As already noted above, while
the jury deliberated during the guilt phase of the trial, defense
counsel again raised the issue concerning Juror Rhoden. The trial court
stated: "[l]et the record reflect that yesterday afternoon after we
returnedfrom lunch the subject of -- that we had discussed about the
paper in the juror's car was again taken up by counsel and the Court in
chambers." The trial court and counsel then proceeded to relate, for the
record, what occurred during that discussion. Appointed counsel now
argues that such a discussion in the court's chambers was egregious
error because "it is not evident from the record whether Smith was
present while his counsel presented arguments to the Court." She further
states that a criminal defendant has a right to be present in person in
such situations.
Appointed counsel is correct
that "[i]t is a basic principle of both our state's and our nation's
criminal procedure that a defendant has the right to be present in
person and by counsel when a substantial step is taken in his case."
Davlin v. State, 313 Ark. 218, 853 S.W.2d 882 (1993). However, we
cannot reach the merits of this argument because, as appointed counsel
concedes, the record fails to show that Mr. Smith was not present in
chambers during the discussion. The party asserting error has the burden
to produce a record sufficient to demonstrate prejudicial error, and
this court does not consider evidence not included in the record on
appeal. Coulter v. State, 343 Ark. 22, 25 S.W.3d 414 (2000).
For her second point of error,
appointed counsel asserts that the trial court erred in not suppressing
statements made by the defendant while he was being apprehended. During
Mr. Smith's fifty-five-minute armed standoff with police at the hunting
club in Lincoln County just prior to his arrest, Investigator Moser
engaged in a heated exchange with the defendant, during which Mr. Smith
made several incriminating statements, as seen from the following
excerpt from Investigator Moser's testimony at the suppression hearing:··˛
d
˛··
··˛
_d
˛··Okay. Again, when we first
stopped and he turned on me, he was yelling at us as much as we were
yelling at him to drop the weapon. His comments were, "Just shoot me. Be
a man." He'd tap on his chest. "Just shoot me. Be a man." And I said. "Clay
don't do this." And he said. "Why?" I said, "You know, Clay, don't do
this. Come with me." He said, "Why? You want to send me to prison." He
-- as the conversation continued, I kept saying, "Look, let's just talk
about this. Let's you and I walk back to my car." I know at one time I
even promised him I wouldn't handcuff [him] if he would just put down
the gun and walk with me back to my car. He said, "All you want to do is
send me to the penitentiary. I··˛
d
˛·· ··˛
_d
˛··can't go to jail. I'd rather
die for what I did." And then he'd holler, "Just shoot me. Come on, man.
Just shoot me. Be a man."
Mr. Smith also asked to see his
brother, Walt Chavis, who happened to be an officer with the El Dorado
Police Department. The arresting officers had brought Officer Chavis
with them so that he could talk to his brother if a confrontation
occurred, asit did. Officer Chavis was placed in a bullet-proof vest and
taken to the scene of the standoff. He began talking with his brother
about religion, whereupon Mr. Smith stated: "I sent three of them to
heaven. I don't know where the hell the other two went." When Officer
Chavis asked him why he did it, Mr. Smith stated: "I was high on drugs.
I was high." Finally, Investigator Moser testified that Mr. Smith stated:
"I wish I could take a few days back. I shot them. What can I do now?"
Mr. Smith's motion to suppress those statements was denied after the
trial court conducted a hearing outside the presence of the jury.
Appointed counsel makes two
arguments for reversal. First, she contends that the statements should
have been suppressed because the arrest warrant was invalid.
Specifically, she says that the arrest warrant was invalid because it
was based upon a statement given by Investigator Moser that "was not
made under oath as required by the constitution and therefore the
warrant was void on its face."
The validity of the arrest
warrant, however, is irrelevant in this case because the arresting
officers did not rely on the warrant when Mr. Smith was taken into
custody. Pursuant to Arkansas Rule of Criminal Procedure 3.1, a law
enforcement officer may stop and detain any person whohe reasonably
suspects has committed a felony if such action is reasonably necessary
either to obtain or verify the identification of the person or to
determine the lawfulness of his conduct. Hill v. State, 275 Ark.
71, 628 S.W.2d 284 (1982). Whether there is reasonable suspicion depends
on whether, under the totality of the circumstances, the police have
specific, particularized, and articulable reasons indicating the person
may be involved in criminal activity. Id.
Here, the officers who went to
the hunting camp had information that Mr. Smith was seen at the site of
a multiple-killing homicide at about the same time that the victims were
allegedly killed, with one of the victims being his girlfriend who had
recently accused him of battery. Therefore, they had reasonable
suspicion to approach him for investigatory purposes and detain him.
Before the police could even approach Mr. Smith and detain him, he fled
from them while armed with a weapon. Flight from the police is a
circumstance to be considered in a determination of probable cause to
support a warrantless arrest. Mock v. State, 20 Ark. App. 72, 723
S.W.2d 844 (1987). A police officer may arrest a person without warrant
if the officer has reasonable cause to believe that the person committed
a felony. Ark. R. Crim. P. 4.1(a)(i).
Probable cause exists where
there isa reasonable ground of suspicion supported by circumstances
sufficiently strong in themselves to warrant a cautious person to
believe that a crime has been committed by the person suspected.
Humphrey v. State, 327 Ark. 753, 940 S.W.2d 860 (1997). Based on the
totality of the circumstances in this case, including Mr. Smith's flight
from police while armed with a weapon, we hold that there was probable
cause to arrest Mr. Smith without regard to the validity of the warrant.
Appointed counsel also argues
that the incriminating statements made by Mr. Smith to Officer Chavis
should have been suppressed because the police failed to give Mr. Smith
his Miranda warnings. However, Miranda warnings are not
necessary in the absence of a custodial interrogation. Riggs v. State,
339 Ark. 111, 3 S.W.3d 305 (1999). Miranda warnings are not
required simply because the questioned person is one whom the police
suspect. Id. The safeguards prescribed by Miranda become
applicable as soon as a suspect's freedom of action is curtailed to a
degree associated with formal arrest. Id.
Here, Mr. Smith fled from police
while armed and was not overcome by the pursuing officers until he had
already made the incriminating statements. Although Mr. Smith had
stopped running and turned to face the police at the time he made the
statements, he had not beenapprehended and was still armed with a rifle.
Nothing in the record indicates that Mr. Smith was surrounded by police
to the extent that he could not turn and begin running away again if he
so chose. Police pursuit of a suspect or their ordering the suspect to
stop is generally not a seizure. United States v. Thompkins, 998
F.2d 629 (8th Cir. 1993).
For a seizure to occur, there
must be a physical application of force by the officer or submission to
the officer's show of force. Id. A show of authority, without any
application of physical force, to which the subject does not yield, is
not a seizure. California v. Hodari D., 499 U.S. 621 (1991).Based upon this record of an armed standoff between Mr. Smith and
the police officers, we hold that Mr. Smith's freedom of action was not
curtailed to a degree associated with formal arrest until he was shot in
the arm by an officer and physically taken into police custody. By that
time, the statements had already been made.
Penalty Phase
Finally, appointed counsel
argues that the trial court committed error in the submission of
aggravating circumstances to the jury. First, she alleges that the trial
court erred by submitting a verdict form to the jury that combined two
different sections into one aggravating circumstance. She states that
thetrial court erroneously combined the circumstance of "knowingly
created a great risk of death to a person other than the victim" with "knowingly
caused the death of more than one persons in the same criminal episode,"
both of which are found in Ark. Code Ann. § 5-4-604(4) (Repl. 1997).
That argument, however, has not been preserved for appellate review.
Appointed counsel concedes that
defense counsel failed to object below to the form in which the section
5-4-604(4) aggravating circumstance was submitted to the jury.
Nonetheless, she contends that we should reach the merits of the issue
because this challenge comes within the first exception to the
requirement for an objection under Wicks v. State, 270 Ark. 781,
606 S.W.2d 366 (1980).
The first Wicks exception
states that in cases in which the death penalty is imposed we do not
require an objection "to the trial court's failure to bring to the
jury's attention a matter essential to its consideration of the death
penalty itself." Here, it cannot be seriously alleged that the trial
court failed to bring to the jury's attention a matter essential
to the consideration of the death penalty. Instead, the quibble is with
the form in which it was brought to their attention. Even if we
were to hold that form to be erroneous, there is no dispute that all
parts of the aggravatingcircumstance at issue were brought to the jury's
attention for their consideration.
This case is clearly
distinguishable from the two cases cited in Wicks as examples of
the first exception to our objection rule. In Wells v. State, 193
Ark. 1092, 104 S.W.2d 451 (1937), the court failed to require the jury
to find the degree of the crime, as required by statute, so the jury
might have imposed the death penalty for a homicide below first-degree
murder. In Smith v. State, 205 Ark. 1075, 172 S.W.2d 248 (1943),
the trial court failed to tell the jury that it had the option of
imposing a life sentence. Here, there was no such failure by the trial
court. The trial court clearly brought every element of section
5-4-604(4) to the jury's attention.
Likewise, this case is unlike
those cases subsequent to Wicks where we have applied the first
Wicks exception; that is, Camargo v. State, 327 Ark. 631,
940 S.W.2d 464 (1997), where the jury failed to make the written
findings necessary for the imposition of the death penalty as required
by Ark. Code Ann. § 5-4-603 (Repl. 1997), and Bowen v. State, 322
Ark. 483, 911 S.W.2d 555 (1995), where the constitutional prohibition
against ex post facto legislation was violated by the jury's
consideration of an aggravating circumstance enacted after thecommission
of the crime. Here, the jury did not consider an invalid aggravator; nor
did the jury fail to correctly complete the verdict forms. For these
reasons, we hold that the first Wicks exception is inapplicable.
This case is factually similar
to the situation presented in Engram v. State, 341 Ark. 196, 15
S.W.3d 678 (2000), where the appellant objected to the labeling of his
three prior felonies as three aggravating circumstances rather
than as three felonies supporting one aggravating circumstance.
There, the appellant also conceded that he did not raise the issue below,
but alleged that he could do so for the first time on appeal "because it
concerns a matter essential to the jury's death penalty deliberations."
Although we failed to make a ruling in Engram v. State, supra, on
whether the situation in that case came within the first Wicks
exception, we now hold that the situation currently before this court
does not come within the first Wicks exception.
Next, appointed counsel
challenges the sufficiency of the evidence to support the jury's
findings on each of the three aggravating circumstances.4
However, Mr. Smith failed topreserve those arguments for appeal because
he failed to timely move for a directed verdict to test the sufficiency
of the evidence relating to the aggravating circumstances at the penalty
phase of the trial. Collins v. State, 338 Ark. 1, 991 S.W.2d 541
(1999); Willett v. State, 322 Ark. 613, 911 S.W.2d 937 (1995). We
also hold that this issue does not fall within the scope of the first
Wicks exception. A challenge to the sufficiency of the evidence
pertaining to an aggravating circumstance does not involve "the trial
court's failure to bring to the jury's attention a matter essential to
its consideration of the death penalty itself." Wicks v. State,
270 Ark. at 785, 606 S.W.2d at 369.
Instead, just the opposite is
true; that is, the trial court submitted each of the three aggravating
circumstances to the jury for their consideration. There was simply no "failure"
by the trial court, as is required by the plain language of the first
Wicks exception. Moreover, as previously mentioned, this narrow
exception to the objection requirement has only been applied in four
cases, and we have limited its application to specific constitutional
and statutory error arguments that are distinctly different from a
sufficiency-of-the-evidence argument. Camargo v. State, supra; Bowen
v. State, supra; Smith v. State, supra; Wells v. State, supra.
In any event, an aggravating
circumstance should be submitted to the jury when "even the slightest
evidence" supports it. Willett v. State, supra. It is only on
appeal that this court reviews a jury's determination that an
aggravating circumstance existed under the substantial-evidence test;
that is, whether a rational trier of fact could find the aggravating
circumstance to have existed beyond a reasonable doubt. Id.
On those issues briefed by
appointed counsel and properly preserved below, we find no prejudicial
error. Additionally, an analysis of any remaining adverse rulings on
objections, motions, and requests by Mr. Smith and his attorneys
pursuant to Ark. Sup. Ct. R. 4-3(h) reveals no prejudicial error.
Plain-Error Review Under Wicks
Exceptions
Arkansas does not recognize
plain error, i.e., an error not brought to the attention of the trial
court by objection but nonetheless affecting substantial rights of the
defendant. State v. Robbins, 342 Ark. 262, 27 S.W.3d 419 (2000).
However, we have adopted limited exceptions. Wicks v. State,
supra. In State v. Robbins, 339 Ark. 379, 5 S.W.3d 51 (1999),
this court also mandated consideration of the Wicks exceptions in
death-penalty cases like the instant case where the defendant has waived
appeal. These exceptions are (1) a trial court's failure tobring to the
jury's attention a matter essential to its consideration of the death
penalty itself; (2) error by the trial judge of which the defense has no
knowledge and therefore no opportunity to object; (3) a trial court's
failure to intervene without objection and correct a serious error by
admonition or declaring a mistrial; and (4) failure of the trial court
to take notice of errors affecting substantial rights in a ruling
admitting or excluding evidence, even though there is no objection.
Wicks v. State, supra. Our review of the record reveals no errors
under the Wicks exceptions to the rule in Arkansas that an
argument for reversal will not be considered in the absence of an
appropriate objection in the trial court.
"Fundamental Safeguards"
Review
The final review requirement
under State v. Robbins, 339 Ark. 379, 5 S.W.3d 51 (1999), is to
determine whether other fundamental safeguards were followed. The term
"fundamental safeguards" was not defined in that case nor do we attempt
to do so here. Suffice it to say, nothing in the instant record reveals
any irregularity in procedure that would call into question the
essential fairness of the process afforded the defendant.
As to each count of capital murder,
the jury unanimously determined that the following aggravating
circumstances existed beyond a reasonable doubt at the time of the
commission of capital murder:
(1) Mr. Smith, in the
commission of the capital murder, knowingly created a great risk of
death to a person other than the victim or knowingly caused the death
of more than one person in the same criminal episode;
(2) that capital
murder was committed for the purposes of avoiding or preventing arrest
or effecting an escape from custody; and
(3) that capital
murder was committed against a person whom the defendant knew or
reasonably should have known was especially vulnerable to the attack
because of either a temporary or permanent or severe physical or
mental disability which would interfere with the victim's ability to
flee or defend himself.
The jury also
unanimously found that the following mitigating circumstance existed:
Clay King Smith has
no significant history of a prior criminal activity at the time of
this incident.
Finally, the jury
concluded that:
(A) one or more
aggravating circumstances did exist beyond a reasonable doubt at the
time of the commission of the capital murder; and
(B) the aggravating
circumstances outweigh beyond a reasonable doubt any mitigating
circumstances found by any juror to exist; and
(C) the aggravating
circumstances justify beyond a reasonable doubt a sentence of death.
On March 16, 1999, defense counsel had
advised the trial court outside the presence of the jury that Mr.
Smith "did not want any mitigation put on in case he was found
guilty of capital felony murder. It is his choice he wanted to die."
The trial court postponed an inquiry regarding Mr. Smith's ability
to make that decision until such time as there was a finding of
guilt on the capital murder charges.