Larry SMITH, Petitioner,
v.
O.L. McCOTTER, Director, Texas Department of Corrections,
Respondent.
No. 86-1615.
United States Court of Appeals,
Fifth Circuit.
Aug. 21, 1986.
Appeal from the United States District
Court for the Northern District of Texas.
Before RUBIN, JOHNSON, and JONES, Circuit
Judges.
PER CURIAM:
I.
Larry Smith was tried and
convicted by a jury for intentionally causing the death of
Michael Dean Mason. Mr. Mason, night manager of a Seven-Eleven
store, died from a bullet wound suffered during a robbery at
the store in the early morning hours of February 3, 1978.
On February 3, 1978, Fred
Norris, then a high school student sixteen years old, was
working with Mason at the Seven-Eleven store. Mr. Norris was
sweeping the porch in front of the store when a man walked
by, spoke to him, and entered the store. Norris has
identified that man as Petitioner Larry Smith.
Norris himself then went
into the store, and at this time, a second man came in as
well. Norris proceeded to the frozen food section. When he
turned around, he saw Smith pull a cap down over his face so
that it became a ski mask. Smith, holding a pistol in his
hand, stood at the main register across from Mason. The cash
drawer lay on the counter.
The second man circled
around the counter and threw Mason to the floor, face down.
Both the second man and Smith demanded Mason open the safe,
but Mason explained he didn't have the keys. The second man
withdrew from behind the counter, taking the cash drawer
with him. Smith backed toward the front door to exit, but
then stepped forward, leaned over the counter, and fired one
shot at Mason, who was still lying face down on the floor.
Mason died of a bullet wound to his left back.
At the guilt-innocence
stage of the trial, the State presented Norris' testimony
and other evidence. Smith offered no evidence. The jury
returned a guilty verdict.
Accordingly, Smith was
sentenced to death by lethal injection. On direct appeal,
the Texas Court of Criminal Appeals affirmed the trial
court's judgment. Smith v. State, 683 S.W.2d 393 (Tex.Ct.Crim.App.1984).
Smith's execution was
originally scheduled to take place on August 13, 1985. On
August 7, 1985, Smith applied to federal district court for
both a writ of habeas corpus and a stay of execution. In his
application for habeas relief, Smith asserted that the trial
court had violated the principles of Witherspoon v.
Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776
(1968), and progeny, by sustaining the State's challenge for
cause of veniremember Mark Robbe Eaker.
He also asserted that the
State, when cross-examining Smith's expert witness during
the penalty stage of trial, had unconstitutionally adverted
to Smith's decision to remain silent. On August 8, 1985, the
federal district court issued an order staying Smith's
execution. Smith v. McCotter, Action No. CA3-85-1520-F. On
November 1, 1985, the federal district court referred
Smith's application for habeas relief to a magistrate for a
report and recommendation. The magistrate recommended that
Smith's application be denied and that the stay of execution
be vacated.
On February 3, 1986, the
federal district court, having adopted the recommendation,
denied and dismissed Smith's habeas application and vacated
the stay of execution. No appeal was taken from this
judgment of the federal district court. Smith's execution
was scheduled anew for May 21, 1986.
On May 14, 1986, Smith
again applied to federal district court for habeas relief
and a stay of execution, raising the same ground he had
raised in his state court habeas application. On May 19,
1986, the Texas Court of Criminal Appeals granted a stay of
execution and ordered the state trial court to hear evidence
on Smith's claim of unconstitutional juror selection. Ex
parte Smith, Action No. 15,987-01.
In light of this order of
the Texas Court of Criminal Appeals, the federal district
court on May 19, 1986, denied Smith's request for a stay of
execution as moot and his habeas application for failure to
exhaust state law remedies. Smith v. McCotter, Action No.
CA3-95-1520-F.
On the following day, May
20, 1986, the Texas Court of Criminal Appeals, noting
defects in Smith's habeas application before that court,
withdrew its order for an evidentiary hearing and specified
that Smith's execution would be stayed for a period of
thirty days.
On May 30, 1986, Smith
again sought habeas relief in the state trial court,
asserting a Batson claim. Relief was denied on June 12,
1986. On July 2, 1986, the Texas Court of Criminal Appeals
likewise denied habeas relief, citing Allen v. Hardy, ---
U.S. ----, 106 S.Ct. 2878, 92 L.Ed.2d 199 (1986), and noted
that its May 20, 1986, stay of execution had lapsed by its
own terms. Ex parte Smith, Action No. 15,987-02.
On August 18, 1986, Smith
sought another stay of execution from the Texas Court of
Criminal Appeals. The stay was denied the following day. Ex
parte Smith, Action No. 15,987-03. Petitioner Smith is
presently scheduled to be executed on Friday, August 22,
1986.
II.
A.
First, Smith asserts that
the rule of Batson v. Kentucky, --- U.S. ----, 106 S.Ct.
1712, 90 L.Ed.2d 69 (1986), should be given retroactive
effect in cases in which the death penalty has been assessed.
In Batson, the Supreme Court reaffirmed the proposition that
the "Equal Protection Clause forbids the prosecutor to
challenge potential jurors solely on account of their race
or on the assumption that black jurors as a group will be
unable impartially to consider the State's case against a
black defendant." Id. at ----, 106 S.Ct. at 1719. The Batson
Court went on to describe how a defendant may establish a
prima facie case showing violation by the prosecutor of this
command of the equal protection clause:
To establish such a case,
the defendant first must show that he is a member of a
cognizable racial group and that the prosecutor has
exercised peremptory challenges to remove from the venire
members of the defendant's race. Second, the defendant is
entitled to rely on the fact, as to which there can be no
dispute, that peremptory challenges constitute a jury
selection practice that permits "those to discriminate who
are of a mind to discriminate."
Finally, the defendant
must show that these facts and any other relevant
circumstances raise an inference that the prosecutor used
that practice to exclude the veniremen from the petit jury
on account of their race.
Smith intimates in his
application that he could make the required prima facie
showing if Batson principles were applied retroactively to
his case. Smith's argument is foreclosed by prior case law.
In Allen v. Hardy, --- U.S. ----, ----, 106 S.Ct. 2878,
2880, 92 L.Ed.2d 199 (1986), a case not involving the death
penalty, the Supreme Court stated that "Batson [had]
overruled [a] portion of Swain, changing the standard for
proving unconstitutional abuse of peremptory challenges."
The Supreme Court held
that the new standard announced in Batson for proving
unconstitutional abuse should not be applied retroactively
on collateral review of convictions that have become final
before Batson was decided. Id. --- U.S. at ----, 106 S.Ct.
at 2881. In Esquivel v. McCotter, 791 F.2d 350, 352 (5th
Cir.1986), a case in which the death penalty had been
assessed, this Court likewise concluded that "Batson v.
Kentucky should be given prospective application only in
federal habeas proceedings." Smith's first ground must
therefore be rejected.
Smith also asserts that
the state trial court erred in sustaining the State's
challenge for cause of veniremember Mark Robbe Eaker.
Finding the trial court's exclusion for cause "fairly
supported by the record," we conclude that Smith has failed
to make a substantial showing of the denial of a federal
right with respect to the exclusion of Eaker.
In Wainwright v. Witt, 469
U.S. 412, 105 S.Ct. 844, 83 L.Ed.2d 841 (1985), the Supreme
Court clarified the standard under which a prospective juror
may be excluded for cause because of his views on capital
punishment. Under Witt, a prospective juror may be excluded
for cause when the juror's views would "prevent or
substantially impair the performance of his duties as a
juror in accordance with his instructions and his oath."
Witt, 469 U.S. at ----, 105 S.Ct. at 852.
Witt further established
that a state trial judge's determination that a prospective
capital sentencing juror should be excluded for cause is a
finding of fact presumed correct under 28 U.S.C. Sec.
2254(d) unless one of the reasons enumerated in section
2254(d) is present. Id. at ----, 105 S.Ct. at 854-55. As in
Witt, the appellant here "does not suggest that paragraphs 1
through 7 are applicable; he must therefore rest his case on
the exception in paragraph 8--that the finding of bias is 'not
fairly supported' by the record viewed 'as a whole.' " Id.
at ----, 105 S.Ct. at 856.
Prosecutor: I realize that
you're being honest with me, and I'm being honest with you
in your feelings that you don't know whether you could or
you couldn't. But now is the time, you see, when we have to
get down to either saying, "yes, I could," or "no, I
couldn't."
Prospective Juror: The best I can do is
to say I doubt if I could.
Prosecutor: Doubt if you could.
Prospective Juror: I doubt if I could do
it.
I guess that the problem
that I have, is that answering yes to all three of those
questions, I still haven't answered the question in my mind
whether or not someone should die or be condemned to life
imprisonment.
Record Vol. VII at 1576.
Eaker later testified that he would not necessarily respond
affirmatively to the three questions, even if the State
proved beyond a reasonable doubt that the answer to each
question should be "yes." Record Vol. VII at 1592-93.
Eaker also testified at
several points that he could not take the oath required of
jurors by Texas law.
The following exchanges occurred regarding Eaker's ability
to perform the duties required of a juror:
Prosecutor: A person is
qualified if he says that he will answer these questions,
these three fact questions based upon the evidence, period.
Prospective Juror: With a period then I
couldn't take the oath.
Record Vol. VII at 1586.
The Court: Are you saying
you would not take the oath as a juror?
* * *
Prospective Juror: In order not to break
that oath under a set of circumstances in which the
defendant was found guilty and evidence was provided that
merited "yes" answer to all three of those votes, that a
vote of "no" on my part recognizing that would be breaking
the oath, then I could not take that oath because of the
fact that I might find myself voting "no" anyway, and
therefore breaking my oath.
The Court: So you might vote "no"
regardless of what the evidence was?
Prospective Juror: Yes, sir.
The Court: You might violate your oath?
Prospective Juror: Yes, I would violate
my oath. Yes, that is correct. I would violate the oath, and
I don't want to be placed in a position of that.
* * *
The Court: I don't think it's necessary
that you agree with the decision of other courts and jurors
in other cases. You don't even have to agree with the other
jurors, it's up to you. But I think the question, Dr. Eaker,
is whether or not you would ignore the law, or violate your
oath if you were taken on the jury.
Prospective Juror: Yes, I would. Under
some circumstances.
Record Vol. VII at
1600-03. Based on the foregoing testimony and given the
section 2254(d) presumption of correctness, we cannot
conclude that the trial court erred in excluding Eaker for
cause.
C.
Finally, Smith argues that
the method chosen to notify him of his August 22 execution
date--a letter sent from the Texas District Court--"shocks
the conscience" and so offends deeply rooted conceptions of
fairness and justice as to violate the due process clause of
the constitution. The Supreme Court, for example, has
overturned a conviction resting on evidence obtained by
bursting into the defendant's home without a warrant and
forcing him to vomit two morphine capsules. Rochin v.
California, 342 U.S. 165, 72 S.Ct. 205, 96 L.Ed. 183 (1952).
In the same opinion,
however, Justice Frankfurter cautioned judges against
allowing their "personal and private notions" to enlarge due
process beyond its true function of defending our country's
most fundamental values. Id. 342 U.S. at 170, 72 S.Ct. at
209.
The method of notifying
Smith in this case of his execution date, however callous,
does not rise to the level of a denial of fundamental
fairness. Moreover, Smith has not alleged, and by the nature
of his case, cannot allege, that this method caused him the
substantial prejudice usually required for due process
claims. Keough v. Tate County Board of Education, 748 F.2d
1077, 1083 (5th Cir.1984). Were this Court to stay Smith's
execution on this basis alone, the state court could
immediately hold a hearing to inform him in person of a new
execution date. This Court declines to force the Texas
District Court to carry out such a useless gesture.
III.
Larry Smith's motion for a
certificate of probable cause and a stay of execution is
DENIED.
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