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LUCASVILLE, Ohio— As prison staffers prepared
Vernon Smith to receive a fatal dose of an anesthetic, his victim's
widow whispered to her daughter, "OK, so this is the beginning of the
end, right, Mona?"
Mona Darwish, who was still in the womb when Smith
fatally shot her father at a Toledo convenience store in 1993, nodded.
About 25 minutes later, the 16-year-old became the youngest person to
witness an execution in Ohio, at least since the state resumed capital
punishment in 1999.
Smith, 37, was pronounced dead at 10:28 a.m.
yesterday, eight minutes after staff members at the Southern Ohio
Correctional Facility near Lucasville administered a 5-gram dose of
the powerful anesthetic sodium thiopental.
He was the second person in the country to be put
to death using a single drug. The state had used a series of three
chemicals but abandoned that protocol after executioners were unable
to find a suitable vein to inject a convicted killer in September.
There were no complications with Smith's execution. He mouthed verses
from the Quran as medics prepared him for injection, and his lips
continued moving until about a minute after the chemical entered his
body. After that, his mouth opened wide and his head jerked back, and
then he was largely motionless.
Smith died without addressing the family of Sohail
Darwish, whom Smith killed while robbing Darwish's Toledo carryout in
May 1993. Smith and two accomplices demanded that Darwish turn over
the cash from his cash register and wallet. Even though Darwish
complied, Smith shot him once in the chest. Darwish, 28, bled to death.
Darwish's widow, Charlotte, and daughters Mona, now
16, and Dolly, 17, remained mostly silent as prison officials located
a vein in Smith's left arm, inserted a needle and then pumped the
fatal chemical into his bloodstream.
Smith converted to Islam while in prison and
changed his name to Abdullah Sharif Kaazim Mahdi. Asked whether he
wished to make a final statement, the condemned inmate, wearing a
traditional Muslim kufi cap, repeated an Islamic creed in Arabic four
times. The statement translates roughly to, "There is no God but God,
and Muhammad is his prophet."
Addressing reporters after Smith was pronounced
dead, Charlotte Darwish said she was neither surprised nor especially
disappointed that Smith did not apologize. "He doesn't realize it, but
I am grateful that he recited that line," she said of the Islamic
creed. "He has found Allah or religion, whatever that may be, hence in
time -- none of us know when that may be -- his soul may be saved."
Although Smith was married, his wife did not
witness his execution. His only witness was Atef Hamed, an imam. Hamed
remained silent during the execution and did not speak to reporters
afterward. He planned to officiate at an Islamic burial for Smith
later in the day.
Charlotte Darwish has remarried and is moving to
Alabama, where her husband works. She closed Sohail Darwish's store
after the murder. Yesterday, she remembered her late husband -- a
Palestinian who was raised in Saudi Arabia -- for his enthusiasm about
all things American. "He loved the United States and he embraced
everything it had to offer -- from the people to the food, everything
about the United States," she said. "Things we take for granted."
Man who killed Toledo store owner in 1993
scheduled to be executed
By Julie Carr Smith - Cleveland Plain Dealer
January 07, 2010
COLUMBUS, Ohio -- When Vernon Smith enters the
execution chamber for the 1993 shooting and killing of an Arab store
owner, he'll do so as Abdullah Sharif Kaazim Mahdi.
It's unclear what role the shopkeeper's heritage
played in the shooting, but his family members will find themselves 16
years later watching a fellow Muslim put to death.
Smith's execution, scheduled for 10 a.m. today, was
to be the second using Ohio's unique single-drug lethal-injection
method instead of its previous three-drug system. The state made
history last month by becoming the first to execute an inmate, Kenneth
Biros, with an intravenous infusion of only sodium thiopental, a
common anesthetic.
Smith, 37, fasted from sunrise to sunset Wednesday
at the Southern Ohio Correctional Facility and then took a last meal
of chopped and whole dates and hot tea with honey and lemon. He also
requested a miswak, a Muslim teeth-cleaning implement, and olive oil
to lubricate his beard.
With his legal appeals exhausted, he and his
attorneys waited with anticipation until late Wednesday to hear
whether Gov. Ted Strickland would grant him clemency. His attorneys
had argued that a botched robbery attempt by a 21-year-old raised by
an abusive stepfather is not what the death penalty was intended for.
Strickland disagreed, turning down Smith's plea for
mercy. The governor agreed with the majority recommendation of the
Ohio Parole Board.
Smith, who is black, was sentenced to death for
killing 29-year-old Sohail Darwish, who was raised in Saudi Arabia.
Smith, wielding a gun, and two friends entered Darwish's carryout
store in Toledo, demanded cash and stole beer. When Darwish grabbed
for his money, Smith shot him once in the chest. Smith's friends told
investigators that when he got back in their car, he said Darwish "shouldn't
be in our neighborhood with a store, no way."
Darwish had a baby daughter, and his wife was
pregnant with a second. Charlotte Darwish and her two girls -- Dolly,
now 17, and Mona, 16 -- planned to witness Thursday's execution. Mona
would be the youngest witness on record with the state, prisons
spokeswoman Julie Walburn said.
Charlotte Darwish told the Parole Board in early
December that her husband was devoted to the store and his customers.
"My husband did belong in that neighborhood," she said. "He helped
that neighborhood."
Smith's public defender Rob Lowe said evidence
never bore out the allegation that Smith shot Darwish because he was
Muslim. "Because it was an interracial crime, there was one statement
made by him as a reason, but there are a lot of other things that
contradict that, that show this wasn't a racial crime," Lowe said. "The
evidence all shows and statements show that he went in there to rob."
Lowe said Smith converted to Islam shortly after
his arrest and has never indicated the decision was related to the
crime.
Vernon Lamont
Smith
ProDeathPenalty.com
During the afternoon of May 26, 1993, Vernon Lamont
Smith met up with Herbert Bryson and Lamont Layson at a dirt
basketball court in a park at Highland and Maplewood in Toledo. The
trio discussed "hitting a lick," i.e., committing a robbery. The group
got in Bryson’s car, and Smith directed them to the corner of
Woodstock and Avondale, where the Woodstock Market was located. Layson
remained in the car while Smith and Bryson headed toward the carryout.
Jeremiah Bishop, who was two houses down from the Woodstock Market at
that time, saw Smith and another person enter the carryout.
Bryson testified that after he and Smith entered
the carryout, they noticed only two people in the store, both of whom
were behind the counter. Bryson asked about a type of beer, and the
storeowner, Sohail Darwish, came around the counter and walked over to
the cooler to assist him. Darwish retrieved a forty-ounce beer bottle
from the cooler and placed it on the counter. Bryson did the same. As
Darwish was ringing up the sale on the cash register, Smith brandished
a black gun and ordered Darwish to "open the cash register, motherf***er."
Darwish, who was standing next to Bryson, put his hands up in the air
and did not resist.
Bryson went behind the counter and hit several
buttons on the cash register, trying to open it. Bryson then ordered
Darwish to open the cash register, which he did. Darwish then put his
hands back up in the air. Osand Tahboub, a former co-worker who was
visiting Darwish at the carryout at that time, testified that the
gunman then told Darwish to "move and empty your wallet, mother***er."
As Darwish was reaching for his wallet, Smith fired a single shot,
hitting Darwish in the chest. Smith then ordered Tahboub to empty his
wallet as well, and the two assailants then fled the scene. Darwish
was able to push the alarm button before he fell to the floor. As a
result of the single gunshot wound to the upper left side of his chest,
Darwish bled to death.
After Smith and Bryson left the carryout, Layson,
who was waiting in Bryson’s car, noticed Smith holding a gun in his
hand when he and Bryson climbed back into the automobile. According to
Layson, Smith exclaimed, "Dang, I forgot the beer." When Bryson asked
Smith "why did he do it," Smith replied that he shot the man "in the
arm" because "he moved too slow," and that "he took too long opening
the cash register." According to Layson, Smith then said, "F*** him,
he in our neighborhood anyway. He shouldn’t be in our neighborhood
with a store no way." Later, Smith and Bryson split the money taken in
the robbery, which was apparently over $400. They also gave Layson all
the stolen food stamps from the robbery plus $50.
On June 9, approximately two weeks after the murder,
police detective Dennis Richardson received information that persons
possibly involved in a homicide were incarcerated in the Sandusky
County Jail. Based on this and other information he received from
sources, Richardson made up an eight-man photo array, including a
photo of Herbert Bryson, to show to Tahboub. The next day, upon
viewing the array, Tahboub selected Bryson’s photo as "not the guy
with the gun, but the other guy." Based on this information and the
fact that computer records showed Smith as a known associate of Bryson,
Richardson compiled a second photo array that included a picture of
Smith. Richardson showed Tahboub the second photo array, and Tahboub
immediately selected Smith’s photo as that of the gunman.
Consequently, Smith was arrested, and along with
Bryson and Layson, was indicted by the grand jury in the Darwish
murder. In count one, Smith was charged with aggravated felony-murder
during an aggravated robbery. A death penalty specification attached
to this count alleged that Smith was the principal offender in the
aggravated murder during a robbery. The second count charged Bryson
and Layson with aggravated felony-murder during an aggravated robbery.
Counts three through five charged all three defendants with aggravated
robbery of the carryout, of Darwish, and of Tahboub respectively. All
five counts also carried firearm specifications.
Prior to trial, defense counsel informed the trial
judge that the prosecution had offered Smith a plea bargain to avoid
the death penalty. However, Smith declined the plea offer contrary to
the advice of defense counsel. At an in-chambers conference, Smith
reiterated his desire to decline the plea bargain and proceed to trial.
A jury trial was held wherein both Bryson and
Layson testified for the state as a result of plea agreements. Bryson,
who was in the carryout at the time of the shooting, testified that
Smith fired the gunshot that caused Darwish’s death. Layson testified
that Smith exhibited no remorse when he admitted that he had shot the
carryout owner. Tahboub also testified and identified Smith as the
murderer. The defense presented no witnesses and made no closing
argument at the conclusion of trial.
After deliberation, the jury found Smith guilty as
charged. At the mitigation hearing, several witnesses testified on
Smith’s behalf, including his wife, mother, and a psychologist, Robert
Kahl, who evaluated Smith. In Kahl’s opinion, Smith suffers from a
mental illness, but Kahl was unable to identify it specifically, since
he was unable to complete his evaluation due to Smith’s lack of
cooperation during the interview process. Smith’s mother testified
that Smith’s biological father was never around during Smith’s
childhood. In addition, Smith’s stepfather physically abused the
mother in front of the children, including Smith. Smith’s wife, Grace
Smith, testified that Smith broke down and cried one or two days after
the murder and told her that it was an accident, and that he didn’t
mean to do it. The jury recommended death, and the court imposed the
death sentence on Smith.
State v. Smith, 89 Ohio St.3d 323, 731
N.E.2d 645 (Ohio 2000). (Direct Appeal)
Defendant was convicted in the Court of Common
Pleas, Lucas County, of aggravated murder, and was sentenced to death.
Defendant appealed, and the Court of Appeals affirmed. On defendant's
subsequent appeal as of right, the Supreme Court, Moyer, C.J., held
that: (1) defendant was not denied effective assistance of counsel;
(2) trial court was not required to conduct a competency hearing sua
sponte; (3) evidence did not require an instruction on the lesser
included offense of involuntary manslaughter; (4) erroneous jury
instructions as to the weighing of aggravating circumstances and
mitigating factors, and as to an aggravating circumstance, were not
plain error; and (5) aggravating circumstance outweighed mitigating
factors beyond a reasonable doubt. Affirmed.
On the evening of May 26, 1993, defendant-appellant,
Vernon Smith, n.k.a. Abdullah Sharif Kaazim Mahdi, and Herbert Bryson
robbed the Woodstock Market located at the corner of Woodstock and
Avondale in Toledo. During the robbery, Smith fired a single shot at
the upper chest of Sohail Darwish, causing his death. Approximately
two weeks later, Smith was arrested and then indicted on one count of
aggravated murder with a firearm specification, and a death penalty
specification alleging that Smith was the principal offender in
committing aggravated murder during an aggravated robbery. Smith was
also indicted on three counts of aggravated robbery. Subsequently,
Smith was found guilty as charged by a jury and sentenced to death.
During the afternoon of May 26, 1993, Smith met up
with Herbert Bryson and Lamont Layson at a dirt basketball court in a
park at Highland and Maplewood in Toledo. The trio discussed “hitting
a lick,” i.e., committing a robbery. The group got in Bryson's car,
and Smith directed them to the corner of Woodstock and Avondale, where
the Woodstock Market was located. Layson remained in the car while
Smith and Bryson headed toward the carryout. Jeremiah Bishop, who was
two houses down from the Woodstock Market at that time, saw Smith and
another person enter the carryout.
Bryson testified that after he and Smith entered
the carryout, they noticed only two people in the store, both of whom
were behind the counter. Bryson asked about a type of beer, and the
storeowner, Sohail Darwish, came around the counter and walked over to
the cooler to assist him. Darwish retrieved a forty-ounce beer bottle
from the cooler and placed it on the counter. Bryson did the same. As
Darwish was ringing up the sale on the cash register, Smith brandished
a black gun and ordered Darwish to “[o]pen the cash register,
motherfucker.”
Darwish, who was standing next to Bryson, put his
hands up in the air and did not resist. Bryson went behind the counter
and hit several buttons on the cash register, trying to open it.
Bryson then ordered Darwish to open the cash register, which he did.
Darwish then put his hands back up in the air.
Osand Tahboub, a former co-worker who was visiting
Darwish at the carryout at that time, testified that the gunman then
told Darwish to “[m]ove and empty your wallet, motherfucker.” As
Darwish was reaching for his wallet, Smith fired a single shot,
hitting Darwish in the chest. Smith then ordered Tahboub to empty his
wallet as well, and the two assailants then fled the scene. Darwish
was able to push the alarm button before he fell to the floor. As a
result of the single gunshot wound to the upper left side of his chest,
Darwish bled to death.
After Smith and Bryson left the carryout, Layson,
who was waiting in Bryson's car, noticed Smith holding a gun in his
hand when he and Bryson climbed back into the automobile. According to
Layson, Smith exclaimed, “[D]ang, I forgot the beer.” When Bryson
asked Smith “why did he do it,” Smith replied that he shot the man “in
the arm” because “he moved too slow,” and that “[h]e took too long * *
* [o]pening the cash register.”
According to Layson, Smith then said, “[F]uck him,
he in our neighborhood anyway. He shouldn't be in our neighborhood
with a store no way.” Later, Smith and Bryson split the money taken in
the robbery, which was apparently over $400. They also gave Layson all
the stolen food stamps from the robbery plus $50.
On June 9, approximately two weeks after the murder,
police detective Dennis Richardson received information that persons
possibly involved in a homicide were incarcerated in the Sandusky
County Jail. Based on this and other information he received from
sources, Richardson made up an eight-man photo array, including a
photo of Herbert Bryson, to show to Tahboub. The next day, upon
viewing the array, Tahboub selected Bryson's photo as “[n]ot the guy
with the gun, but the other guy.” Based on this information and the
fact that computer records showed Smith as a known associate of Bryson,
Richardson compiled a second photo array that included a picture of
Smith. Richardson showed Tahboub the second photo array, and Tahboub
immediately selected Smith's photo as that of the gunman.
Consequently, Smith was arrested, and along with
Bryson and Layson, was indicted by the grand jury in the Darwish
murder. In count one, Smith was charged with aggravated felony-murder
during an aggravated robbery. A death penalty specification attached
to this count alleged that Smith was the principal offender in the
aggravated murder during a robbery, R.C. 2929.04(A)(7). The second
count charged Bryson and Layson with aggravated felony-murder during
an aggravated robbery. Counts three through five charged all three
defendants with aggravated robbery of the carryout, of Darwish, and of
Tahboub respectively. All five counts also carried firearm
specifications.
Prior to trial, defense counsel informed the trial
judge that the prosecution had offered Smith a plea bargain to avoid
the death penalty. However, Smith declined the plea offer contrary to
the advice of defense counsel. At an in-chambers conference, Smith
reiterated his desire to decline the plea bargain and proceed to trial.
A jury trial was held wherein both Bryson and
Layson testified for the state as a result of plea agreements. Bryson,
who was in the carryout at the time of the shooting, testified that
Smith fired the gunshot that caused Darwish's death. Layson testified
that Smith exhibited no remorse when he admitted that he had shot the
carryout owner. Tahboub also testified and identified Smith as the
murderer. The defense presented no witnesses and made no closing
argument at the conclusion of trial. After deliberation, the jury
found Smith guilty as charged.
At the mitigation hearing, several witnesses
testified on Smith's behalf, including his wife, mother, and a
psychologist, Robert Kahl, who evaluated Smith. In Kahl's opinion,
Smith suffers from a mental illness, but Kahl was unable to identify
it specifically, since he was unable to complete his evaluation due to
Smith's lack of cooperation during the interview process. Smith's
mother testified that Smith's biological father was never around
during Smith's childhood. In addition, Smith's stepfather physically
abused the mother in front of the children, including Smith. Smith's
wife, Grace Smith, testified that Smith broke down and cried one or
two days after the murder and told her that it was an accident, and
that he didn't mean to do it. The jury recommended death, and the
court imposed the death sentence on Smith.
Upon appeal, the court of appeals affirmed the
convictions and death sentence in a split decision. While agreeing
with the decision to affirm the convictions, the dissenting appellate
judge found substantial residual doubt as to Smith's intent which,
when combined with the other mitigating factors, “outweighs the
aggravating circumstance proven.” The dissent reasoned that it was
“fundamentally unfair” to retroactively apply State v. McGuire (1997),
80 Ohio St.3d 390, 686 N.E.2d 1112, syllabus, since Smith was tried
before McGuire was announced, when residual doubt was still a
legitimate mitigating factor. The dissent further observed that “[t]he
unfairness occurs because the defense withheld certain evidence going
to [Smith's] intent in the guilt phase, undoubtedly believing it to be
more persuasive as going toward residual doubt in the penalty phase.”
The cause is now before this court upon an appeal
as of right.
MOYER, C.J.
Moyer, C.J. Appellant Smith raises ten propositions
of law. We have reviewed each one and have determined that none
justifies reversal of Smith's conviction for aggravated murder and the
other crimes he committed. Pursuant to R.C. 2929.05(A), we have also
independently reviewed the record, weighed the aggravating
circumstance against the mitigating factors, and reviewed the death
penalty for appropriateness and proportionality. For the reasons that
follow, we affirm Smith's convictions and death sentence. Inquiry on
Racial Bias/Effective Assistance [1] In his first proposition of law,
Smith asserts that counsel were ineffective for failing to question
the venire concerning religious or racial bias, since the crimes in
issue were interracial in nature. Smith contends that counsel's
ineffectiveness throughout trial, including the presentation of
“racially charged evidence,” can be traced to counsel's failure to
examine the jurors on racial bias prior to trial. Since Smith failed
to raise this issue before the court of appeals, we consider this
issue to be waived. State v. Williams (1977), 51 Ohio St.2d 112, 5 O.O.3d
98, 364 N.E.2d 1364, paragraph two of the syllabus.
Smith argues, albeit in a footnote, that if his
argument is considered waived, his appellate counsel gave him
ineffective assistance.FN1 However, we find that Smith has failed to
demonstrate ineffective assistance of trial counsel.
Reversal of a conviction for ineffective assistance
requires that the defendant show, first, that counsel's performance
was deficient and, second, that the deficient performance prejudiced
the defense so as to deprive the defendant of a fair trial. Strickland
v. Washington (1984), 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d
674, 693. Accord State v. Bradley (1989), 42 Ohio St.3d 136, 538 N.E.2d
373.
Smith asserts many conclusions, one of which is
that the trial was racially charged, since the murder was committed by
a black man and the victim was “a man of Arabic descent who operated a
grocery store in the inner city.” Characteristic of Smith's arguments
under this proposition is his conclusion that “[b]ecause the conflict
between blacks and the immigrant newcomers envelops the overall debate
on black/white relations, racism may have been a factor in the jury's
decision to convict [Smith] of aggravated murder.” (Footnote omitted.)
Other examples of Smith's argument that the entire trial was fraught
with racially charged evidence include trial counsel's strategy during
the mitigation phase to highlight the black “gangsta” movie “Menace II
Society,” relying on the testimony of an Islamic jail counselor,
citing the movie “Malcolm X,” and relating defendant's story of life
in the inner city.
Smith relies on Turner v. Murray (1986), 476 U.S.
28, 36-37, 106 S.Ct. 1683, 1688-1689, 90 L.Ed.2d 27, 37, for the
proposition that a capital defendant accused of an interracial crime
is entitled to have the venire questioned so as to reveal any possible
racial bias. Smith contends that, in the racially charged atmosphere
of this case, competent counsel would have taken advantage of that
entitlement.
In our view, Smith's arguments are purely
speculative and unconvincing. We have held that “[t]he conduct of voir
dire by defense counsel does not have to take a particular form, nor
do specific questions have to be asked.” State v. Evans (1992), 63
Ohio St.3d 231, 247, 586 N.E.2d 1042, 1056. Moreover, as we noted in
State v. Watson (1991), 61 Ohio St.3d 1, 13, 572 N.E.2d 97, 108, under
Turner v. Murray, the actual decision to voir dire on racial prejudice
is a choice best left to a capital defendant's counsel. Id., 476 U.S.
at 37, 106 S.Ct. at 1688, 90 L.Ed.2d at 37, and fn. 10.
Here, the mitigation transcript indicates that
counsel elicited testimony that Smith saw the movie “Menace II Society”
earlier on the day of the shooting. In the beginning of the movie, a
black man shoots and kills a nonblack storeowner. However, this fact
was evidently elicited to support the expert testimony that Smith
suffered a mental defect that caused him to become psychotic for a
temporary period of time. In the defense psychologist's professional
opinion, it was no coincidence that, after seeing what occurred in the
movie, Smith committed a similar crime later that day. Clearly,
counsel were attempting to portray Smith as someone who was unstable
and prone to psychotic displays such as the murder of Darwish, which
reprised a scene in the film Smith had seen earlier that day. Far from
creating a racially charged atmosphere, it appears that trial counsel
attempted to explain Smith's murder of Darwish in a way that could
lead jurors to view Smith as less blameworthy for his actions.
Counsel's chronicling of Smith's life story in the
inner city does not indicate ineffective assistance. It was likely
designed to portray Smith as a victim of his background and upbringing,
and thus not deserving of death. The testimony of the Islamic jail
counselor attempted to show Smith as a person who has now turned to
religion. The references to Malcolm X were raised by defense counsel
during examination of the Islamic counselor. As brought out in the
trial transcript, such questions appear to have been designed to
elicit testimony that the type of Islamic belief Smith was turning to
was not the “nationalistic brand” of Islamic belief once espoused by
Malcolm X. Moreover, Smith's troubled inner city background and his
religious conversion are unquestionably valid mitigating factors, and
it was not ineffective assistance to bring them to the jury's
attention.
Counsel could have properly determined that the
examination of jurors' racial views during voir dire would be unwise,
since the subject of racial prejudice is sensitive to most people, and
raising it during voir dire could cause some jurors to be less candid
if confronted with direct questions attempting to discern any hint of
racial prejudice. In addition, our reading of the record leads us to
conclude, contrary to Smith's assertions, that racial issues were not
“woven into the fabric of trial.”
Yet, even if we viewed counsel's trial strategy as
questionable, such a strategy should not compel us to find ineffective
assistance of counsel. In these situations, we normally defer to
counsel's judgment. State v. Clayton (1980), 62 Ohio St.2d 45, 49, 16
O.O.3d 35, 37, 402 N.E.2d 1189, 1192. Since we find no legitimate
basis for Smith's assertions that counsel were ineffective for not
examining the venire on racial or religious bias, this proposition is
not well taken.
Competency Evaluation
In Proposition of Law No. 5, Smith contends that
the trial court erred in failing to order a competency evaluation sua
sponte. Smith claims that numerous incidents, when considered together,
should have alerted the trial court that defendant was mentally
incompetent. Among the incidents cited are Smith's refusal to heed
counsel's advice to accept a plea bargain prior to trial; his refusal
to waive a jury trial in favor of a three-judge panel; his insistence
on appearing at trial in jail clothes and a kuffa (prayer cap); his
waiver of a potentially valid Batson claim; his declaration in
chambers that he did not want any family members testifying at his
mitigation hearing; his decision not to give an unsworn statement
during the mitigation phase and his refusal to speak at his sentencing
hearing; and his refusal to continue cooperating with the defense
expert psychologist.
It has long been recognized that “a person [who]
lacks the capacity to understand the nature and object of the
proceedings against him, to consult with counsel, and to assist in
preparing his defense may not be subjected to a trial.” Drope v.
Missouri (1975), 420 U.S. 162, 171, 95 S.Ct. 896, 903, 43 L.Ed.2d 103,
113. “Fundamental principles of due process require that a criminal
defendant who is legally incompetent shall not be subjected to trial.”
State v. Berry (1995), 72 Ohio St.3d 354, 359, 650 N.E.2d 433, 438,
citing Pate v. Robinson (1966), 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d
815.
In Ohio, R.C. 2945.37(B) requires a competency
hearing if a request is made before trial. But “[i]f the issue is
raised after the trial has commenced, the court shall hold a hearing
on the issue only for good cause shown or on the court's own motion.”
Id. Thus, “the decision as to whether to hold a competency hearing
once trial has commenced is in the court's discretion.” State v.
Rahman (1986), 23 Ohio St.3d 146, 156, 23 OBR 315, 325, 492 N.E.2d
401, 410. The right to a hearing “rises to the level of a
constitutional guarantee where the record contains ‘sufficient indicia
of incompetence,’ such that an inquiry * * * is necessary to ensure
the defendant's right to a fair trial.” State v. Berry, 72 Ohio St.3d
at 359, 650 N.E.2d at 439, citing Drope and Pate, supra.
However, the record in this case does not reflect
“sufficient indicia of incompetence” to have required the trial court
to conduct a competency hearing. During the mitigation hearing,
defense psychologist, Robert Kahl, testified that Smith suffers a
mental illness, but he was not certain how to categorize it. Yet, Kahl
also opined that Smith was competent to stand trial. “The term ‘mental
illness' does not necessarily equate with the definition of legal
incompetency.” Berry, supra, 72 Ohio St.3d 354, 650 N.E.2d 433,
syllabus. “A defendant may be emotionally disturbed or even psychotic
and still be capable of understanding the charges against him and of
assisting his counsel.” State v. Bock (1986), 28 Ohio St.3d 108, 110,
28 OBR 207, 209, 502 N.E.2d 1016, 1018.
In addition, we note that defense counsel did not
enter an insanity plea or suggest that Smith lacked competence.
Counsel had ample time to become familiar with Smith, since they
represented him from their appointment in June or July 1993, through
the March 1994 sentencing. While Smith may have lacked judgment in
rejecting his attorneys' advice, his competence was never an issue,
either before, during, or after trial. If counsel had some reason to
question Smith's competence, they surely would have done so. See State
v. Spivey (1998), 81 Ohio St.3d 405, 411, 692 N.E.2d 151, 157.
It is true that defense counsel twice requested in-chambers
conferences: (1) prior to trial they informed the court that Smith
rejected their advice to accept a plea agreement to avoid a possible
death sentence, and (2) during the mitigation phase when they informed
the court that Smith did not want to present mitigation witnesses.
However, at neither time did counsel or the trial judge think that
Smith's behavior raised any question as to his competence. See State
v. Cowans (1999), 87 Ohio St.3d 68, 84, 717 N.E.2d 298, 313.
Accordingly, neither Smith's behavior at trial nor
the expert testimony proffered on his behalf provided “good cause” or
“sufficient indicia of incompetence.” Thus, we find that the trial
court did not abuse its discretion by declining, sua sponte, to direct
such a hearing. See Berry, supra, 72 Ohio St.3d 354, 650 N.E.2d 433;
Rahman, supra, 23 Ohio St.3d at 156, 23 OBR at 323, 492 N.E.2d at 410.
Deference on such issues should be granted to those “who see and hear
what goes on in the courtroom.” Cowans, supra, 87 Ohio St.3d at 84,
717 N.E.2d at 312. Therefore, we overrule Proposition of Law No. 5.
Jury Instructions
In Proposition of Law No. 3, Smith argues that the
trial court erred in refusing to instruct the jury on the lesser
included offense of involuntary manslaughter. Smith asserts that the
fact that the jury struggled with intent during deliberations
fortifies the conclusion that the evidence “reasonably supported” the
defense request for the lesser included offense instruction.
Involuntary manslaughter is a lesser included
offense of aggravated murder. State v. Thomas (1988), 40 Ohio St.3d
213, 533 N.E.2d 286, paragraph one of the syllabus. The difference
between the two offenses is that aggravated murder requires a purpose
to kill, while involuntary manslaughter requires only that a killing
occurred as a proximate result of committing or attempting to commit a
felony. State v. Jenkins (1984), 15 Ohio St.3d 164, 218, 15 OBR 311,
357, 473 N.E.2d 264, 310.
However, “[e]ven though an offense may be
statutorily defined as a lesser included offense of another, a charge
on such lesser included offense is required only where the evidence
presented at trial would reasonably support both an acquittal on the
crime charged and a conviction upon the lesser included offense.”
Thomas, supra, 40 Ohio St.3d 213, 533 N.E.2d 286, paragraph two of the
syllabus; State v. Palmer (1997), 80 Ohio St.3d 543, 562, 687 N.E.2d
685, 702. In making this determination, the court must view the
evidence in the light most favorable to the defendant. State v.
Wilkins (1980), 64 Ohio St.2d 382, 388, 18 O.O.3d 528, 532, 415 N.E.2d
303, 308; State v. Campbell (1994), 69 Ohio St.3d 38, 47-48, 630 N.E.2d
339, 349.
While the trial record indicates that the jury
twice submitted questions to the court during deliberations regarding
purpose and intent, Smith's assertion that the jury must have
struggled with such terms is purely speculative. A more reasonable
explanation for these specific inquiries was the fact that the trial
judge did not give a copy of the jury instructions to the jurors
during deliberations because of “the hen scratching that's all
throughout them.”
Here, we believe the evidence presented at trial
did not compel an involuntary manslaughter instruction. Smith helped
plan the robbery and directed his accomplices to Woodstock Market to
achieve that goal. Once inside the carryout, Smith brandished a loaded
weapon, pointed it at Darwish, and shot him once in the chest.
According to eyewitnesses to the shooting, Darwish was totally
cooperative with Smith and offered no resistance whatsoever. Smith
never claimed during trial that the shooting was accidental or
unintentional, although he did tell Bryson and Layson that he shot
Darwish “in the arm.” Moreover, when his accomplices asked him why he
shot Darwish, Smith displayed no hint of remorse in replying that
Darwish took too long opening the cash register, and “fuck him, * * *
[h]e shouldn't be in our neighborhood with a store no way.”
This evidence is clearly at odds with Smith's
assertion that evidence of purpose or intent to kill was lacking.
Smith's claims that the evidence “reasonably supported” an involuntary
manslaughter instruction do not withstand scrutiny. See State v.
Raglin (1998), 83 Ohio St.3d 253, 258, 699 N.E.2d 482, 488, and State
v. Sheppard (1998), 84 Ohio St.3d 230, 236-237, 703 N.E.2d 286, 293,
where we upheld similar refusals by a trial court to instruct on
involuntary manslaughter.
In view of the evidence presented during the trial
phase, even when viewed in a light most favorable to Smith, the trial
court did not err in refusing to instruct on involuntary manslaughter.
No specific evidence submitted at trial raised the issue of
involuntary manslaughter. We believe that under any reasonable view of
the evidence proffered during the trial phase, the killing of Darwish
was purposeful. Raglin, supra, 83 Ohio St.3d at 257-258, 699 N.E.2d at
488. Accordingly, we reject Smith's third proposition of law.
In Proposition of Law No. 9, Smith argues that the
jury instructions on reasonable doubt, patterned after the language of
R.C. 2901.05, allowed the jury to find him guilty based on a degree of
proof below that required by due process. This issue was waived
because Smith failed to object to the instructions, State v. Underwood
(1983), 3 Ohio St.3d 12, 3 OBR 360, 444 N.E.2d 1332, syllabus, and
because Smith failed to raise it before the court of appeals. Williams,
supra, 51 Ohio St.2d 112, 5 O.O.3d 98, 364 N.E.2d 1364, paragraph two
of the syllabus. Even if we were to consider the issue, we have
rejected similar arguments in a number of cases. See, e.g., State v.
Van Gundy (1992), 64 Ohio St.3d 230, 232-233, 594 N.E.2d 604, 606;
State v. Stojetz (1999), 84 Ohio St.3d 452, 467, 705 N.E.2d 329, 343.
SENTENCING ISSUES
Jury Instructions/Sentencing Opinion
In Proposition of Law No. 2, Smith contends that
the trial court erred in instructing the jury to weigh the aggravating
circumstance against each mitigating factor, instead of all the
mitigating factors raised at the mitigation hearing. Smith further
asserts that the trial court committed the same error in parts of its
sentencing opinion. Smith also claims that the trial court incorrectly
identified the aggravating circumstance by stating at trial that Smith
was the “principal offender in the aggravated robbery” rather than
principal offender in the aggravated murder.
Smith is correct in asserting that the jury
instructions were erroneous under R.C. 2929.03(D)(2) and R.C.
2929.04(A)(7). However, Smith failed to object to either instruction
at trial. Moreover, he failed to complain about the defective
instructions before the court of appeals as well. Smith thus waived
any error unless, but for the error, the outcome of the trial clearly
would have been otherwise. Underwood, supra, 3 Ohio St.3d 12, 3 OBR
360, 444 N.E.2d 1332, syllabus; Williams, supra, 51 Ohio St.2d 112, 5
O.O.3d 98, 364 N.E.2d 1364, paragraph two of the syllabus. (Smith also
failed to object to the incorrect use of the plural “aggravating
circumstances” on the verdict form, and thereby waived that error as
well.)
The errors Smith alleges were not outcome-determinative,
and hence did not amount to plain error. State v. Long (1978), 53 Ohio
St.2d 91, 7 O.O.3d 178, 372 N.E.2d 804, paragraph two of the syllabus.
In fact, the record indicates that the trial court corrected its
erroneous instruction concerning the weighing process by providing the
correct standard when it reread the sentencing instructions at the
outset of the second day of deliberations upon a specific request by
the jury. Moreover, the verdict form signed by all the jurors set
forth the correct weighing standard.
The error in the specification instruction given
during the sentencing phase (“principal offender in the aggravated
robbery”) did not appear on the verdict form signed by all the jurors
at the close of guilt-phase deliberations. Nor did any evidence at
trial suggest that anyone else but Smith shot the victim. Thus, the
instructional error at the close of the sentencing phase was, under
these circumstances, inconsequential, since the jury had already
convicted Smith of the aggravating circumstance employing the correct
language. Overall, we believe that the jury understood the proper
sentencing standard as well as its sentencing responsibility. See
State v. Hill (1995), 73 Ohio St.3d 433, 438, 653 N.E.2d 271, 277-278.
We therefore hold that none of these alleged errors
resulted in a clear miscarriage of justice, State v. Slagle (1992), 65
Ohio St.3d 597, 608, 605 N.E.2d 916, 928, especially upon viewing the
instructions in the context of the overall charge. State v. Price
(1979), 60 Ohio St.2d 136, 14 O.O.3d 379, 398 N.E.2d 772, paragraph
four of the syllabus. They do not amount to plain error sufficient to
defeat the waiver rule.
With regard to Smith's assertion that the trial
court committed error in the weighing process in its sentencing
opinion, that error was in fact raised and found to be well taken by
the court of appeals. However, the appellate court found it could cure
this error by its own independent review. This court has held that
errors in the trial court's weighing process may be cured by our own
independent review. See, e.g., State v. Lott (1990), 51 Ohio St.3d
160, 170, 555 N.E.2d 293, 304; State v. Hill (1996), 75 Ohio St.3d
195, 211, 661 N.E.2d 1068, 1083. Likewise, errors in the court of
appeals' reweighing may also be cured by our own independent review.
State v. Frazier (1995), 73 Ohio St.3d 323, 343, 652 N.E.2d 1000,
1017.
The court of appeals also stated that “[o]ur
independent analysis of the evidence leads us to find that the
mitigating factors do not outweigh the aggravating circumstance.” This
statement was erroneous. The proper standard in capital cases is that
the aggravating circumstance(s) must outweigh the mitigating factors
before a death sentence may be affirmed. R.C. 2929.05(A). However,
independent review can also cure that error. Id.
In sum, the errors alleged by Smith were waived,
and we find that these alleged errors were not outcome-determinative
and, therefore, not plain error. In addition, the errors in both lower
court opinions are curable by independent review. Accordingly,
Proposition of Law No. 2 is not well taken.
Sentence Appropriateness
In Proposition of Law No. 8, Smith contends that
his death sentence is inappropriate and disproportionate because the
aggravating circumstance does not outweigh the cumulative effect of
the mitigation present here. We will consider Smith's arguments during
our independent review of the sentence.
Effective Assistance
Under Proposition of Law No. 6, Smith claims
ineffective assistance of trial counsel. In Proposition of Law No. 7,
Smith asserts ineffective assistance of appellate counsel before the
court of appeals.
With respect to the claims of ineffective
assistance of trial counsel, Smith cites five areas where counsel
allegedly provided deficient representation. However, in no instance
does Smith demonstrate deficient performance by counsel, or that the
allegedly deficient performance prejudiced him so as to deprive him of
a fair trial. See Strickland v. Washington, supra, 466 U.S. at 687,
104 S.Ct. at 2064, 80 L.Ed.2d at 693; Bradley, supra, 42 Ohio St.3d
136, 538 N.E.2d 373. Moreover, in no instance does Smith demonstrate
prejudice, i.e., “a reasonable probability that, were it not for
counsel's errors, the results of the trial would have been different.”
Id. at paragraph three of the syllabus.
The first instance listed by Smith (counsel's
failure to explore racial or religious bias during jury selection) is
fully explored in our discussion under Proposition of Law No. 1. None
of the instances raised by Smith constituted deficient performance by
defense counsel. The second instance Smith cites is trial counsel's
failure to object to erroneous jury instructions. Yet, as discussed
under Proposition of Law No. 2, none of these alleged deficiencies
prejudiced Smith so as to deprive him of a fair trial.
Likewise, the third and fourth instances in which
Smith alleges deficient representation-failing to request a
psychiatric evaluation for Smith, and failing to object to the
reasonable doubt instruction-did not deprive Smith of a fair trial. As
we discussed under Proposition of Law No. 5, Smith did not display
sufficient “indicia of incompetence,” Berry, 72 Ohio St.3d at 359, 650
N.E.2d at 439, to warrant a competency hearing. Counsel's failure to
object to the reasonable doubt instruction was of no consequence,
since such an instruction based on the language of R.C. 2901.05 is
proper. State v. Stojetz, supra, 84 Ohio St.3d at 467, 705 N.E.2d at
343.
In the final instance of alleged ineffectiveness,
Smith claims prejudice in trial counsel's failure to assert a defense
or to make a closing argument at the end of the guilt phase. Yet it is
plausible in this case that counsel's trial strategy to forgo closing
argument prevented the prosecution from making a strong rebuttal. The
compelling evidence submitted during trial established that Smith was
the killer, especially given the fact that two eyewitnesses to the
murder and another accomplice testified that Smith shot Darwish during
the robbery. In the face of overwhelming evidence of Smith's guilt,
defense counsel apparently chose to concentrate on avoiding a death
sentence and making a strong case for mitigation and residual doubt.
By doing so, counsel did not fall below an
objective standard of reasonable representation. This case was tried
in March 1994, more than three years prior to our decision in State v.
McGuire (1997), 80 Ohio St.3d 390, 686 N.E.2d 1112, syllabus, where we
held residual doubt to be “irrelevant to the issue of whether the
defendant should be sentenced to death.” Unfortunately for the defense,
neither the jury nor the trial judge was persuaded that sufficient
residual doubt existed to prevent imposing a death sentence. Even
assuming that defense counsel's trial strategy was questionable, such
a strategy did not constitute ineffective assistance of counsel. See
State v. Clayton, supra, 62 Ohio St.2d at 49, 16 O.O.3d at 37, 402 N.E.2d
at 1192.
Smith's claim that counsel failed to assert a
defense to the charges does not appear to be totally accurate. While
counsel chose not to present any defense witnesses during the trial
phase, they did vigorously cross-examine several key prosecution
witnesses. Accordingly, we overrule Proposition of Law No. 6.
Under Proposition of Law No. 7, Smith claims that
appellate counsel were ineffective in failing to assign as errors (1)
trial counsel's failure to question the venire on any racial or
religious biases (see Proposition of Law No. 1), (2) the court's use
of the reasonable doubt instruction patterned after R.C. 2901.05 (see
Proposition of Law No. 9), and (3) the vagueness defect in Ohio's
death sentencing scheme (see Proposition of Law No. 10). Given our
rejection of all three claims elsewhere in this opinion, none of these
alleged instances of ineffective assistance of appellate counsel
compels reversal. Moreover, as we have held in prior cases, “[c]ounsel
need not raise all nonfrivolous issues on appeal.” State v. Campbell
(1994), 69 Ohio St.3d 38, 53, 630 N.E.2d 339, 353, citing Jones v.
Barnes (1983), 463 U.S. 745, 751, 103 S.Ct. 3308, 3312-3313, 77 L.Ed.2d
987, 993. In addition, “[t]his process of ‘winnowing out weaker
arguments on appeal and focusing on’ those more likely to prevail * *
* is the hallmark of effective appellate advocacy.” Smith v. Murray
(1986), 477 U.S. 527, 536, 106 S.Ct. 2661, 2667, 91 L.Ed.2d 434, 445,
quoting Barnes, 463 U.S. at 751-752, 103 S.Ct. at 3312-3313, 77 L.Ed.2d
at 994. Therefore, we reject Smith's Proposition of Law No. 7.
Constitutionality
In Proposition of Law No. 10, Smith asserts that
Ohio's death penalty laws are unconstitutional for various reasons,
both facially and as applied. However, these arguments lack merit. See,
e.g., Jenkins, supra, 15 Ohio St.3d 164, 15 OBR 311, 473 N.E.2d 264;
State v. Zuern (1987), 32 Ohio St.3d 56, 512 N.E.2d 585 ; State v.
Carter (1992), 64 Ohio St.3d 218, 594 N.E.2d 595; State v. Steffen
(1987), 31 Ohio St.3d 111, 31 OBR 273, 509 N.E.2d 383; State v. Buell
(1986), 22 Ohio St.3d 124, 22 OBR 203, 489 N.E.2d 795; and State v.
Lewis (1993), 67 Ohio St.3d 200, 616 N.E.2d 921. Therefore, we
summarily reject them here. State v. Poindexter (1988), 36 Ohio St.3d
1, 520 N.E.2d 568, syllabus.
Appellate Review
In Proposition of Law No. 4, Smith contends that
the court of appeals' refusal to consider residual doubt as a
mitigating factor denied him two levels of meaningful appellate review,
since the offense was committed prior to January 1, 1995.
While the jury was instructed on residual doubt,
such a factor is no longer mitigating. McGuire, supra, 80 Ohio St.3d
390, 686 N.E.2d 1112, syllabus. Accord State v. Goff (1998), 82 Ohio
St.3d 123, 131, 694 N.E.2d 916, 923; State v. Mason (1998), 82 Ohio St.3d
144, 165, 694 N.E.2d 932, 954. Moreover, we have specifically rejected
the argument that it is error to apply McGuire retroactively. State v.
Bey (1999), 85 Ohio St.3d 487, 508-509, 709 N.E.2d 484, 503. Thus,
Proposition of Law No. 4 is not well taken.
INDEPENDENT REVIEW AND PROPORTIONALITY
In Proposition of Law No. 8, Smith submits that his
death sentence is inappropriate and must be vacated because the
aggravating circumstance does not outweigh the mitigating factors in
this case, especially the mitigating factor of residual doubt.
The facts show that on the day of the murder and
robbery, Smith and others discussed “hitting a lick.” Smith then
directed Bryson and Layson to the Woodstock Market to accomplish their
goal of committing a robbery. When Smith and Bryson went into the
store, only Smith possessed and produced a weapon. Although Darwish
and Tahboub fully cooperated with Smith during the robbery, Smith
fired a single shot at Darwish because “he took too long * * * opening
the cash register.” After the robbery and shooting, Smith's only
expressed regret was that he had forgotten the beer he had intended to
steal. When Smith's two accomplices pressed him as to why he shot the
store owner, Smith replied, “[F]uck him, he in our neighborhood anyway.
He shouldn't be in our neighborhood with a store no way.”
Even if defense counsel had attempted to contest
the intent element of aggravated murder, it seems unlikely that the
jury would have believed his witnesses (if any), as opposed to Smith's
accomplices, who participated in the criminal activity. This
conclusion would appear to be reasonable, especially since the
testimony of Darwish's friend, Tahboub, was largely corroborative of
Bryson's testimony as to the circumstances of the robbery and shooting.
After independent assessment, we find that the
evidence supports beyond a reasonable doubt the aggravating
circumstance that Smith, as the principal offender, killed Darwish
while committing aggravated robbery. R.C. 2929.04(A)(7).
The nature and circumstances of the offense provide
nothing in mitigation. Prison Islamic religious counselor, Jurry
Taalib-Deen, testified that Smith confided with him that he was
“nervous and scared and the trigger went off” when he shot Darwish.
Yet, such statements seem less credible than those given by Smith to
his accomplices immediately after the shooting. While Smith's
statements to his accomplices after the shooting could be
characterized as street bravado, his statements to the religious
counselor could be viewed as a jail house conversion, and thus lacking
in credibility. The fact remains that Smith helped plan and then
specifically directed the robbery at the Woodstock Market. He was the
only one of the three defendants who had a gun. The robbery-murder of
Darwish was a senseless, unprovoked, and tragic crime.
Smith's history, character, and background provide
some mitigating features. Smith's wife, Grace, testified that she
married Smith while he was in jail in October 1990. At that time,
Smith already had fathered a child, who was about three years old. The
couple moved to Texas because they wanted a different environment, but
they struggled on welfare and thereafter moved back to Toledo.
Meanwhile, Grace became pregnant, and their baby was born after the
murder. Grace stated that Smith's mother treated her well and showed
her love. On the day of the murder, Grace and Smith went to the movie
“Menace II Society,” which depicted a robbery and shooting similar to
the crime Smith acted out later that evening. One or two days later,
Smith broke down and told Grace that he shot Darwish, but he added
that it was an accident and that he didn't mean to do it. Grace
pleaded with the jury to spare Smith's life.
Smith's mother, Verna Smith, chronicled Smith's
childhood beginning with a biological father who was “not really”
around, and who did not provide financial support. Verna later married
Willie Smith, Sr., who took Smith as his son, and whom she described
as a good father to Smith and his younger brother. However, the elder
Smith beat Verna on different occasions in front of the children,
which left her with black eyes and bruises. After several years, Verna
separated from the elder Smith because of the physical abuse, but she
felt that the separation “was devastating” to defendant Smith. After
the divorce, Verna supported her children while on welfare. Smith and
his brother occasionally visited the elder Smith until his death
around 1989. Verna further testified that Smith got suspended from
school about six times for fighting when he was twelve or thirteen
years old and that his experience at school was “not too good.” Verna
also asked the jury to spare her son's life.
Smith's aunt, Patricia Dickerson, felt that Smith
had a “very hard life” in the ghetto and that he only knew about life
in the streets and how to survive in that environment. Dickerson
stated that her sister, Verna, did the best she could in raising Smith
given the circumstances of his upbringing. She also asked the jury to
spare Smith from a death sentence.
Smith's uncle, Ronald Dickerson, opined that Smith
was a victim of society, who, like a lot of other young people, got
cast to the side. In spite of Smith's hard life, Dickerson felt that
Smith “always seemed like a nice young man.”
Robert Kahl, the defense psychologist, interviewed
and evaluated Smith to determine his emotional and psychological
functioning. He also administered several tests to Smith. Kahl met and
interviewed Smith's wife and mother. At his first session with Kahl,
Smith was very cooperative. However, at their third meeting, Smith
became distant with Kahl and indicated he was not going to participate
in further evaluations. In one written exercise Kahl left at the jail
for Smith to complete, an “Incomplete Sentences” test, Smith wrote in
almost every answer that someone or something, usually Kahl, was
“bothering” him. Kahl described Smith as being of average intelligence
and initially thought Smith was “fairly normal.” According to Kahl,
Smith knows right from wrong, but appeared to show signs of depression,
which hampered his intellectual functioning. In Kahl's opinion, when
Smith is confronted with situations that aroused intense feelings,
Smith could lose contact with reality and be self-destructive.
In reviewing Smith's background, Kahl noted that
Smith had been suspended from school for fighting a number of times,
beginning at the age of ten. Smith fathered a child when he was
fourteen and attended a great number of schools. Kahl concluded that
part of Smith's problems was due to a lack of proper parenting and to
the presence of significant physical violence in the home. In addition
to having only a father substitute in the home, Kahl felt that Smith's
mother lacked the skills to raise a child in terms of emotional
functioning and how to handle feelings. Kahl further opined that it is
clear that Smith learned early on to solve any problems with people by
physically intimidating them into doing what he wanted them to do.
Kahl also noted that it was significant that Smith
and his wife watched the movie “Menace II Society” on the day of the
murder. In Kahl's opinion, what Smith saw in the movie was related to
the similar crime he acted out later that day at the Woodstock Market.
Kahl opined to a reasonable degree of psychological certainty that
Smith “has a defect in his ability to handle feelings and stress, and
when he gets in situations where feelings are high and stress is high,
* * * he becomes psychotic for a temporary period of time.”
In Kahl's view, Smith was not able to conform his
conduct to the requirements of law on the evening of the shooting.
Kahl also stated that Smith has a mental illness or some defect in
personality, but he could not be more specific, since he was unable to
complete his evaluations of Smith, due to Smith's refusal to cooperate
any further.
With regard to the statutory mitigating factors of
R.C. 2929.04(B), factor (3) would appear to be implicated, since the
defense psychologist, Robert Kahl, stated that at the time of the
shooting, Smith was unable to conform his conduct to the requirements
of law. However, we do not find that Kahl's conclusion supports
finding the (B)(3) mental disease/defect factor, since Kahl admitted
that he was unable to complete his evaluation of Smith. Kahl's
inability to define a specific mental disease or defect for Smith's
condition detracts from finding the presence of the (B)(3) statutory
mitigating factor in this case. Nevertheless, Kahl's findings that
Smith suffered from psychotic episodes, including an episode on the
day of the murder, must be given some weight as a (B)(7) factor. Yet,
the weight we apply to this factor is tempered by the fact that Kahl's
evaluation was incomplete due to Smith's refusal to cooperate further
in the evaluation process.
Smith's age of the time of the offense (twenty-one
years old) is entitled to some weight under R.C. 2929.04(B)(4). See,
e.g., State v. White (1999), 85 Ohio St.3d 433, 454, 709 N.E.2d 140,
160. No other specific statutory mitigating factors appear to be
applicable except for those under R.C. 2929.04(B)(7).
In addition to Smith's psychological problems
discussed earlier, Smith's upbringing where he witnessed physical
violence inflicted on his mother is entitled to some mitigating weight
under (B)(7). See, e.g., State v. Getsy (1998), 84 Ohio St.3d 180,
207, 702 N.E.2d 866, 891. Also mitigating is the love and support
Smith enjoys from his wife and family members. See, e.g., State v.
Mason (1998), 82 Ohio St.3d 144, 170, 694 N.E.2d 932, 957. However,
residual doubt would be entitled to very little weight in mitigation,
even if we had not rejected it as an acceptable mitigating factor in
McGuire, supra, 80 Ohio St.3d 390, 686 N.E.2d 1112, paragraph one of
the syllabus. The testimony of the defense mitigation witnesses that
Smith claimed the shooting was accidental or unintentional is not
persuasive. In our view, eyewitness testimony by Smith's accomplices
and Tahboub clearly negates the notion that Smith did not intend to
kill Darwish.
Upon independent weighing, we hold that the
aggravating circumstance outweighs the mitigating factors beyond a
reasonable doubt. The robbery-murder of Darwish was an unprovoked and
senseless act. The death penalty in this case is both appropriate and
proportionate when compared to similar cases of murder combined with
aggravated robbery where there was the same or even more evidence in
mitigation. See State v. Eley (1996), 77 Ohio St.3d 174, 672 N.E.2d
640 (devotion and care from family, remorse); State v. Raglin (1998),
83 Ohio St.3d 253, 699 N.E.2d 482 (eighteen years old, poor
background, mild brain damage, remorse, cooperation with police);
State v. Sheppard (1998), 84 Ohio St.3d 230, 703 N.E.2d 286 (close and
religious family background, eighteen years old, mental disease/defect);
and State v. Goodwin (1999), 84 Ohio St.3d 331, 703 N.E.2d 1251 (difficult
childhood, nineteen years old, apology to victim's family).
Based on all the foregoing, we affirm Smith's
convictions and sentences, including the death sentence. Judgment
accordingly.
DOUGLAS, WALTERS, FRANCIS E. SWEENEY, SR., PFEIFER
and COOK, JJ., concur.
LUNDBERG STRATTON, J., dissenting.
Lundberg Stratton, J., dissenting. Because I
believe that the defendant was denied his Sixth Amendment right to the
effective assistance of counsel due to counsel's failure to voir dire
the jury on racial issues, I respectfully dissent.
I agree with the majority's proposition that “
‘[t]he conduct of voir dire by defense counsel does not have to take a
particular form, nor do specific questions have to be asked,’ ”
quoting State v. Evans (1992), 63 Ohio St.3d 231, 247, 586 N.E.2d
1042, 1056. Further, I agree, in general, with the proposition that
the decision to voir dire on racial prejudice is a choice best left to
a capital defendant's counsel. See State v. Watson (1991), 61 Ohio St.3d
1, 13, 572 N.E.2d 97, 108, citing Turner v. Murray (1986), 476 U.S.
28, 37, 106 S.Ct. 1683, 1688, 90 L.Ed.2d 27, 37, and fn. 10. However,
I believe that in situations where racial issues have the potential to
permeate the entire trial, failure to voir dire the venire regarding
racial issues can constitute ineffective assistance of counsel.
The facts presented at trial demonstrate that
racial issues did permeate this trial. The defendant, an African-American
from the inner city, was accused of shooting a man of Arabic descent
who operated a grocery in the inner city. When asked what defendant's
reasons were for shooting the victim, co-defendant Layson testified
that after shooting the victim, the defendant told him, “[F]uck him,
he in our neighborhood anyway. He shouldn't be in our neighborhood
with a store no way.”
During mitigation, defense counsel elicited
testimony from defendant's wife, Grace Smith, about the film “Menace
II Society,” a movie about a group of inner city young men (referring
to themselves as “black gangsters”) who enter a neighborhood grocery
store in the inner city and shoot the non-African-American clerks. Mrs.
Smith, who had viewed the movie with her husband earlier on the day of
the shooting, described the film as follows: “Well, it was two guys,
you know, who thought they were kind of bad * * *. [T]hey was just
going to buy some beer and the guy, the owners of the store * * * were
looking at them very strange like you shouldn't belong in here because
they were black. * * * [O]ne of the boys in the carryout and the store
man * * * had a little words or discrepancy * * * and * * * caused a
shooting * * *.”
The parallels between the movie and the facts of
this case lead to unavoidable conclusions about racial hatred with
regard to the shooting of this Arabic grocery store clerk. Dr. Robert
Kahl, a clinical psychologist who testified on behalf of defendant,
opined that defendant was depressed and had a great deal of trouble
talking about his feelings and that when confronted with situations
that aroused intense feelings, he could get out of contact with
reality. Dr. Kahl believed that defendant “has a defect in his ability
to handle feelings and stress, and when he gets in situations where
feelings are high and stress is high, that he becomes psychotic for a
temporary period of time.” Regarding the movie “Menace II Society,”
Dr. Kahl opined that “it cannot be coincidence. That this thing
happened in the movie and this thing happened later. It cannot-I
cannot believe it is coincidence.”
Also during the mitigation phase of the trial,
defense counsel elicited testimony regarding another film, “Malcolm
X.” According to the testimony of an Islamic counselor at the Lucas
County Jail, Jurry Taalib-Deen, “Malcolm X” highlights the Nation of
Islam, an Islamic splinter group which, according to Taalib-Deen,
preaches a “hatred doctrine of blacks being Gods and whites being
devils.” In addition, Taalib-Deen testified that “Malcolm X” was “nationalistic,”
and testified that “before [defendant] came in [to the Lucas County
Jail], he was into nationalistic.”
Throughout the trial and mitigation phase, the
defendant, a follower of the Islamic faith, wore a prayer cap. Counsel
attempted to make the jury aware that defendant no longer subscribed
to the ideology of the Nation of Islam movement mentioned in the movie
“Malcolm X,” but rather the peaceful tenets of the Islamic religion.
It is possible that defense counsel's tactic of eliciting this
religious testimony was an attempt to evoke the sympathy of the jurors
by showing that defendant's religious conversion made him a gentler,
more peaceful man today.
Further, the evidence regarding the racial aspects
of the films, combined with the psychological evidence from Dr. Kahl,
could have been an attempt to demonstrate that defendant's
psychological defects permitted him to be influenced by the films,
causing him to act in conformity with the violence depicted in the
films.
But I believe that issues of race and religion so
infected this trial that the failure to voir dire the jury venire on
those issues made counsel's performance so deficient that counsel were
not functioning as the counsel guaranteed by the Sixth Amendment, and
that counsel's errors prejudiced the defendant and deprived him of a
trial whose result was reliable. Strickland v. Washington (1984), 466
U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674, 693. If counsel
consciously chose these tactics, they had a duty also to choose a jury
free of prejudice so that such a tactic would not cause an unfavorable
reaction.
These topics, involving highly charged and
controversial racial and religious issues, could evoke strong
emotional reactions in a jury. Without a careful voir dire of the
venire's views and biases on these issues, there is no way to know
whether the violent imagery of these two movies (and whether, in fact,
any jurors had ever seen them) prejudiced the jury's verdict. Some
people believe, rightly or wrongly, that the tenets of the Nation of
Islam urge militant violence, a powerful image that could have
infected the jury's deliberation. Without a careful rooting out of any
potential juror who harbored prejudicial racial or religious views, or
who had formed preconceived prejudices about either of the movies or
the Islamic movement, there is no way to be sure that the jurors who
deliberated were truly fair and impartial.
“Because of the range of discretion entrusted to a
jury in a capital sentencing hearing, there is a unique opportunity
for racial prejudice to operate but remain undetected.” Turner, 476
U.S. at 35, 106 S.Ct. at 1687, 90 L.Ed.2d at 35. Further, the “risk of
racial prejudice infecting a capital sentencing proceeding is
especially serious in light of the complete finality of the death
sentence.” Id. at 35, 106 S.Ct. at 1688, 90 L.Ed.2d at 36.
The standard is whether “there is a reasonable
probability that, but for counsel's unprofessional errors, the result
of the proceeding would have been different.” Strickland, 466 U.S. at
694, 104 S.Ct. at 2068, 80 L.Ed.2d at 698. I believe that evidence of
guilt was so overwhelming that the verdict of guilt would not have
been affected. However, I cannot so find as to the sentence of death.
No juror was questioned regarding his or her views
on racial issues, ethnic issues, or the politics of the Nation of
Islam, Muslims in general, or the Islamic religion itself. With the
evidence of mitigation present in this case, I do not believe that we
can find a reasonable probability that the emotional issues of race,
both African-American and Arabic, suffused with religious overtones,
did not affect the outcome of the sentencing phase of trial.
Accordingly, I respectfully dissent and would
reverse in part the judgment of the court of appeals and vacate the
sentence of death.
Mahdi v. Bagley, 522 F.3d 631 (6th Cir.
2008). (Habeas)
Background: Following affirmance of state
conviction for aggravated felony-murder, aggravated robbery, and
capital sentence, 731 N.E.2d 645, petition for writ of habeas corpus
was filed. The United States District Court for the Northern District
of Ohio, Paul R. Matia, J., denied the petition and petitioner
appealed.
Holdings: The Court of Appeals, Julia Smith Gibbons,
Circuit Judge, held that: (1) trial counsel's failure to voir dire
prospective jurors on racial and religious bias was reasonable trial
strategy, and (2) state court weighed residual doubt as a mitigating
factor. Affirmed.
JULIA SMITH GIBBONS, Circuit Judge.
Petitioner-appellant Abdullah Sharif Kaazim Mahdi
(f/k/a Vernon Smith) appeals the district court's denial of his habeas
corpus petition. Mahdi argues that the district court erred in finding
that: (1) his trial counsel was not ineffective; (2) his appellate
counsel was not ineffective; and (3) the retroactive application of a
change in Ohio case law did not constitute a violation of the Due
Process Clause. For the following reasons, we affirm the district
court's denial of Mahdi's petition for a writ of habeas corpus.
I.
The Supreme Court of Ohio summarized the facts
underlying this case as follows:
On the evening of May 26, 1993, defendant-appellant,
Vernon Smith, n.k.a. Abdullah Sharif Kaazim Mahdi, and Herbert Bryson
robbed the Woodstock Market located at the corner of Woodstock and
Avondale in Toledo. During the robbery, Smith fired a single shot at
the upper chest of Sohail Darwish, causing his death. Approximately
two weeks later, Smith was arrested and then indicted on one count of
aggravated murder with a firearm specification, and a death penalty
specification alleging that Smith was the principal offender in
committing aggravated murder during an aggravated robbery. Smith was
also indicted on three counts of aggravated robbery. Subsequently,
Smith was found guilty as charged by a jury and sentenced to death.
During the afternoon of May 26, 1993, Smith met up
with Herbert Bryson and Lamont Layson at a dirt basketball court in a
park at Highland and Maplewood in Toledo. The trio discussed “hitting
a lick,” i.e., committing a robbery. The group got in Bryson's car,
and Smith directed them to the corner of Woodstock and Avondale, where
the Woodstock Market was located. Layson remained in the car while
Smith and Bryson headed toward the carryout. Jeremiah Bishop, who was
two houses down from the Woodstock Market at that time, saw Smith and
another person enter the carryout.
Bryson testified that after he and Smith entered
the carryout, they noticed only two people in the store, both of whom
were behind the counter. Bryson asked about a type of beer, and the
storeowner, Sohail Darwish, came around the counter and walked over to
the cooler to assist him. Darwish retrieved a forty-ounce beer bottle
from the cooler and placed it on the counter. Bryson did the same. As
Darwish was ringing up the sale on the cash register, Smith brandished
a black gun and ordered Darwish to “open the cash register,
motherfucker.”
Darwish, who was standing next to Bryson, put his
hands up in the air and did not resist. Bryson went behind the counter
and hit several buttons on the cash register, trying to open it.
Bryson then ordered Darwish to open the cash register, which he did.
Darwish then put his hands back up in the air.
Osand Tahboub, a former co-worker who was visiting
Darwish at the carryout at that time, testified that the gunman then
told Darwish to “move and empty your wallet, motherfucker.” As Darwish
was reaching for his wallet, Smith fired a single shot, hitting
Darwish in the chest. Smith then ordered Tahboub to empty his wallet
as well, and the two assailants then fled the scene. Darwish was able
to push the alarm button before he fell to the floor. As a result of
the single gunshot wound to the upper left side of his chest, Darwish
bled to death.
After Smith and Bryson left the carryout, Layson,
who was waiting in Bryson's car, noticed Smith holding a gun in his
hand when he and Bryson climbed back into the automobile. According to
Layson, Smith exclaimed, “Dang, I forgot the beer.” When Bryson asked
Smith “why did he do it,” Smith replied that he shot the man “in the
arm” because “he moved too slow,” and that “he took too long ...
opening the cash register.”
According to Layson, Smith then said, “Fuck him, he
in our neighborhood anyway. He shouldn't be in our neighborhood with a
store no way.” Later, Smith and Bryson split the money taken in the
robbery, which was apparently over $ 400. They also gave Layson all
the stolen food stamps from the robbery plus $50.
On June 9, approximately two weeks after the murder,
police detective Dennis Richardson received information that persons
possibly involved in a homicide were incarcerated in the Sandusky
County Jail. Based on this and other information he received from
sources, Richardson made up an eight-man photo array, including a
photo of Herbert Bryson, to show to Tahboub. The next day, upon
viewing the array, Tahboub selected Bryson's photo as “not the guy
with the gun, but the other guy.” Based on this information and the
fact that computer records showed Smith as a known associate of Bryson,
Richardson compiled a second photo array that included a picture of
Smith. Richardson showed Tahboub the second photo array, and Tahboub
immediately selected Smith's photo as that of the gunman.
Consequently, Smith was arrested, and along with
Bryson and Layson, was indicted by the grand jury in the Darwish
murder. In count one, Smith was charged with aggravated felony-murder
during an aggravated robbery. A death penalty specification attached
to this count alleged that Smith was the principal offender in the
aggravated murder during a robbery, R.C. 2929.04(A)(7). The second
count charged Bryson and Layson with aggravated felony-murder during
an aggravated robbery. Counts three through five charged all three
defendants with aggravated robbery of the carryout, of Darwish, and of
Tahboub respectively. All five counts also carried firearm
specifications. State v. Smith, 89 Ohio St.3d 323, 731 N.E.2d 645,
648-49 (2000), recons. denied, 90 Ohio St.3d 1419, 735 N.E.2d 457
(2000), cert. denied, 531 U.S. 1167, 121 S.Ct. 1131, 148 L.Ed.2d 997
(2001).
At trial, Mahdi was convicted of aggravated felony-murder
and of three counts of aggravated robbery. He presented no evidence in
the guilt phase. At the subsequent penalty phase, Mahdi's presentation
included testimony of a Muslim counselor that Mahdi had converted to
Islam while awaiting trial and now counseled other prisoners. The
counselor also testified that Mahdi had told him that the shooting had
been unintentional, that Mahdi had been nervous and scared, and that
the trigger had just gone off. Mahdi's wife testified that Mahdi had
been upset and nervous the evening of the shooting and for days
afterward. She further testified that, when he heard on the news that
Darwish was dead, Mahdi sat down and cried and told her that the
murder had been an accident. Moreover, Mahdi's wife testified that, on
the afternoon before the crime, she and her husband went to see the
film Menace II Society, whose opening scene depicted an interracial
crime in which a black man had words with a store owner and angrily
shot him. A psychologist also testified at the mitigation hearing and
noted the striking parallels between the film and the crime, opining
that it could not have been coincidence that Mahdi later committed a
crime so similar to the one he witnessed in the film. In addition, the
psychologist testified to the effects of various social and cultural
factors on Mahdi, all of which, he believed, impaired Mahdi's ability
to conform his conduct to the law. The psychologist further opined
that these factors combined with Mahdi's difficult childhood caused a
mental illness, although the psychologist was unable to identify the
illness with specificity due to Mahdi's lack of cooperation during the
interview process.
At the end of the mitigation hearing, the jury
returned with a death sentence; in turn, the trial court sentenced
Mahdi to death and to a consecutive term of eighteen to fifty-three
years in prison. On direct appeal, the state court of appeals affirmed
the convictions and sentences. The Ohio Supreme Court affirmed the
court's decision. State v. Smith, 731 N.E.2d at 660. Mahdi
subsequently exhausted his state post-conviction remedies.
In 2002, Mahdi filed a federal habeas corpus
petition, raising the following ten claims as grounds for relief: (1)
trial counsel were ineffective in failing to voir dire prospective
jurors on racial bias; (2) the trial court erred in failing to
instruct the jury on the lesser included offense of involuntary
manslaughter; (3) the penalty-phase jury instructions were incorrect;
(4) the state court of appeals denied Mahdi his constitutional rights
by refusing to consider residual doubt; (5) trial counsel were
ineffective in not objecting to flawed penalty-phase jury instructions
and in not requesting a competency hearing; (6) counsel rendered
ineffective assistance in the state court of appeals; (7) trial
counsel were ineffective in the penalty phase in not presenting
certain mitigating evidence; (8) the trial court erred in failing to
hold a competency hearing sua sponte; (9) the cumulative effect of the
errors and omissions presented in the habeas petition deprived Mahdi
of his constitutional rights; and (10) the Ohio Supreme Court
conducted an inadequate proportionality review. Mahdi abandoned the
tenth claim in his reply brief. The district court denied the rest of
the petition and dismissed the case, but granted a Certificate of
Appealability (“COA”) on Claim 1, as well as Claim 6 to the extent it
raised the failure to voir dire prospective jurors on racial and
religious bias. This court expanded the COA to include Claim 4. Thus,
before this court on appeal are three claims: (1) whether trial
counsel were ineffective in failing to voir dire prospective jurors on
racial and religious bias;FN1 (2) whether appellate counsel rendered
ineffective assistance in the state court of appeals; and (3) whether
the state court of appeals denied Mahdi his constitutional rights
pursuant to the Due Process Clause by refusing to consider residual
doubt.
FN1. Although the district court granted a
certificate of appealability on Mahdi's “first and sixth claims for
relief as they relate to his right to voir dire the venire on racial
grounds,” Mahdi clearly incorporated a claim regarding trial counsel's
failure to voir dire on religious grounds into this first (failure to
voir dire on racial grounds) claim when presented in his reply brief.
Thus, we interpret the district court's certificate of appealability
to encompass Mahdi's claims that are predicated on the failure to voir
dire on both racial and religious grounds.
II.
The government argues that Mahdi's first claim-that
his trial counsel were ineffective-has been procedurally defaulted. We,
however, need not address whether in fact Mahdi has procedurally
defaulted this first claim. As noted by the district court in its
grant of a COA, Mahdi's contentions that both his trial counsel and
appellate counsel were ineffective are analytically linked. Mahdi
claims that his appellate counsel was ineffective for not appealing
the ineffectiveness of his trial counsel. Thus, each claim relies on
the underlying argument that Mahdi's trial counsel were ineffective.
Because we must reach the merits of whether trial counsel were
ineffective in order to dispose of Mahdi's claim that his appellate
counsel were ineffective, we decline to address whether Mahdi's claim
of ineffectiveness of trial counsel is procedurally defaulted. Indeed,
this court has held that “federal courts are not required to address a
procedural-default issue before deciding against the petitioner on the
merits,” especially where the procedural default issue is
“complicated” and “is unnecessary to [the] disposition of the case.”
Hudson v. Jones, 351 F.3d 212, 216 (6th Cir.2003) (citing Lambrix v.
Singletary, 520 U.S. 518, 525, 117 S.Ct. 1517, 137 L.Ed.2d 771 (1997)
(“Judicial economy might counsel giving the [other] question priority,
for example, if it were easily resolvable against the habeas
petitioner, whereas the procedural-bar issue involved complicated
issues of state law.”)).
For related reasons, the three issues presented to
this court can be consolidated to two issues. As discussed below, we
conclude that Mahdi's trial counsel were not ineffective. Such a
determination is dispositive of the first two issues Mahdi argues on
appeal; if Mahdi's trial counsel were not ineffective, then his
appellate counsel cannot have been ineffective for failing to raise
the claim that trial counsel were ineffective. We therefore address
only two issues, which enable us to dispose of the three claims
presented by Mahdi to this court: (1) whether Mahdi's trial counsel
were ineffective for failing to voir dire prospective jurors on racial
and religious bias, and (2) whether the state court of appeals
deprived Mahdi of his constitutional rights under the Due Process
Clause by retroactively applying a new state law that determined
residual doubt was no longer to be considered to be a mitigating
factor. We consider each issue in turn.
1.
Mahdi argues that counsel rendered ineffective
assistance on his first appeal of right by not raising as error trial
counsel's ineffective assistance in failing to voir dire prospective
jurors on racial and religious bias. In turn, Mahdi also claims that
his appellate counsel were ineffective for failing to appeal his
conviction on these grounds. The Warden responds, among other
arguments, that these claims are meritless because Mahdi has failed to
establish that trial counsel's failure to voir dire prospective jurors
on racial and religious bias constitutes objectively deficient
performance. And, if the ineffectiveness claims against trial counsel
lack merit, no prejudice could have resulted from the appellate
counsel's failing to appeal Mahdi's conviction and sentence on these
grounds.
Claims of ineffective assistance of counsel are
judged under the Strickland standard, which requires that the
appellant affirmatively establish “(1) that counsel's performance was
objectively deficient; and (2) prejudice, which means that ‘there is a
reasonable probability that, but for counsel's unprofessional errors,
the result of the proceeding would have been different.’ ” Haliym v.
Mitchell, 492 F.3d 680, 694 (6th Cir.2007) (citing and quoting
Strickland v. Washington, 466 U.S. 668, 687, 694, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984)). In addition, defendants are constitutionally
entitled to effective assistance of counsel for appeals of right.
Bowen v. Foltz, 763 F.2d 191, 194 n. 3 (6th Cir.1985) (citing Gilbert
v. Sowders, 646 F.2d 1146 (6th Cir.1981)).
The Sixth and Fourteenth Amendments guarantee a
criminal defendant an impartial jury in state court. Ristaino v. Ross,
424 U.S. 589, 595 n. 6, 96 S.Ct. 1017, 47 L.Ed.2d 258 (1976); see also
Irvin v. Dowd, 366 U.S. 717, 722, 81 S.Ct. 1639, 6 L.Ed.2d 751 (1961)
(“[T]he right to jury trial guarantees to the criminally accused a
fair trial by a panel of impartial, indifferent jurors”) (internal
quotation marks omitted). Mahdi argues that by not conducting a voir
dire that addressed religious and racial bias his counsel failed to
ensure that an impartial jury would hear Mahdi's case.
Under the Antiterrorism and Effective Death Penalty
Act (AEDPA): a federal court may not grant a writ of habeas to a
petitioner in state custody with respect to any claim adjudicated on
the merits in state court unless (1) the state court's decision was
contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court ... or (2)
the state court's decision was based on an unreasonable determination
of the facts in light of the evidence presented in the State court
proceedings. Taylor v. Withrow, 288 F.3d 846, 850 (6th Cir.2002) (quoting
28 U.S.C. § 2254(d)) (quotation marks omitted). “A state-court
decision is considered ‘contrary to ... clearly established federal
law’ if it is ‘diametrically different, opposite in character or
nature, or mutually opposed.’ ” Ivory v. Jackson, 509 F.3d 284, 291
(6th Cir.2007) (citing Williams v. Taylor, 529 U.S. 362, 405, 120 S.Ct.
1495, 146 L.Ed.2d 389 (2000) (quotation marks omitted)). In order to
constitute an “ ‘unreasonable application of ... clearly established
Federal law,’ a state-court decision on the merits must be
‘objectively unreasonable,’ not simply erroneous or incorrect.” Id. (citing
Williams, 529 U.S. at 409-11, 120 S.Ct. 1495). Furthermore, “[t]he
state court's findings of fact are presumed to be correct unless they
are rebutted by ‘clear and convincing evidence.’ ” Id. (citing Benge
v. Johnson, 474 F.3d 236, 241 (6th Cir.2007)).
The Ohio Supreme Court addressed Mahdi's claim of
ineffective assistance of counsel on the merits as follows: Reversal
of a conviction for ineffective assistance requires that the defendant
show, first, that counsel's performance was deficient and, second,
that the deficient performance prejudiced the defense so as to deprive
the defendant of a fair trial. Strickland v. Washington, 466 U.S. 668,
687, 104 S.Ct. 2052, 80 L.Ed.2d 674, (1984). Accord State v. Bradley,
42 Ohio St.3d 136, 538 N.E.2d 373 (1989).
Smith [n.k.a. Mahdi] asserts many conclusions, one
of which is that the trial was racially charged, since the murder was
committed by a black man and the victim was “a man of Arabic descent
who operated a grocery store in the inner city.” Characteristic of
Smith's arguments under this proposition is his conclusion that
“because the conflict between blacks and the immigrant newcomers
envelops the overall debate on black/white relations, racism may have
been a factor in the jury's decision to convict [Smith] of aggravated
murder.” (Footnote omitted.) Other examples of Smith's argument that
the entire trial was fraught with racially charged evidence include
trial counsel's strategy during the mitigation phase to highlight the
black “gangsta” movie “Menace II Society,” relying on the testimony of
an Islamic jail counselor, citing the movie “Malcolm X,” and relating
defendant's story of life in the inner city.
Smith relies on Turner v. Murray, 476 U.S. 28,
36-37, 106 S.Ct. 1683, 90 L.Ed.2d 27 (1986), for the proposition that
a capital defendant accused of an interracial crime is entitled to
have the venire questioned so as to reveal any possible racial bias.
Smith contends that, in the racially charged atmosphere of this case,
competent counsel would have taken advantage of that entitlement.
In our view, Smith's arguments are purely
speculative and unconvincing. We have held that “the conduct of voir
dire by defense counsel does not have to take a particular form, nor
do specific questions have to be asked.” State v. Evans, 63 Ohio St.3d
231, 247, 586 N.E.2d 1042 (1992). Moreover, as we noted in State v.
Watson, 61 Ohio St.3d 1, 572 N.E.2d 97 (1991), under Turner v. Murray,
the actual decision to voir dire on racial prejudice is a choice best
left to a capital defendant's counsel. Id., 476 U.S. at 37, and fn.
10, 106 S.Ct. 1683. State v. Smith, 731 N.E.2d at 651-52. Nothing in
the Supreme Court of Ohio's analysis could be construed as contrary to
clearly established federal law. In fact, the court reasonably
interpreted Supreme Court precedent, noting that decisions about the
content of questions during voir dire are typically left to the
discretion of the trial counsel. See, e.g., Lear v. Cowan, 220 F.3d
825, 829 (7th Cir.2000) (holding that trial counsel's failure to voir
dire jurors on racial bias was not “unprofessional, subpar
representation per se,” and noting that “there are tactical reasons
why a lawyer would not want to direct the jurors' attention to the
interracial character of the crime, and the [Turner] Court recognized
this”); accord Hasan v. Ishee, 2006 WL 3253081, *10-11, 2006 U.S.
Dist. LEXIS 83926, at *28-32 (S.D.Ohio Aug. 14, 2006). Indeed, as the
Supreme Court of Ohio explained,
Counsel could have properly determined that the
examination of jurors' racial views during voir dire would be unwise,
since the subject of racial prejudice is sensitive to most people, and
raising it during voir dire could cause some jurors to be less candid
if confronted with direct questions attempting to discern any hint of
racial prejudice. In addition, our reading of the record leads us to
conclude, contrary to Smith's assertions, that racial issues were not
“woven into the fabric of trial.” State v. Smith, 731 N.E.2d at 652.
This observation is especially appropriate in this case, since Mahdi's
counsel apparently hoped that the jury would conclude that the murder
of Darwish had been an accident. Conducting a voir dire on racial and
religious grounds could have emphasized the possible role of racial
and religious animus in the commission of the crime, bolstering the
prosecution's claim that the murder had been intentional. Thus,
counsel had to weigh the potential harm that could flow from a voir
dire on racial and religious bias against its arguable benefit. Trial
counsel's decision not to voir dire prospective jurors on racial and
religious bias seems a reasonable tactical decision.
Moreover, as the Supreme Court of Ohio concluded,
Yet, even if we viewed counsel's trial strategy as questionable, such
a strategy should not compel us to find ineffective assistance of
counsel. In these situations, we normally defer to counsel's judgment.
State v. Clayton, 62 Ohio St.2d 45, 49, 402 N.E.2d 1189 (1980). Since
we find no legitimate basis for Smith's assertions that counsel were
ineffective for not examining the venire on racial or religious bias,
this proposition is not well taken. State v. Smith, 731 N.E.2d at 652.
Such an application cannot be said to constitute an objectively
unreasonable application of federal law. Instead, it is based upon a
particular view of the factual record in this case, determinations
that under AEDPA are presumed to be correct, to which the court
applied its reasonable interpretation of federal law. Consequently,
Mahdi's claim that his trial counsel were ineffective fails. In turn,
because Mahdi has failed to demonstrate that his trial counsel were
ineffective, the claim that his appellate counsel were ineffective
also fails. Given that Mahdi's trial counsel were not ineffective,
Mahdi cannot argue that he suffered prejudice from his appellate
counsel's failure to raise trial counsel's decision not to question
jurors about religious and racial bias. No prejudice flows from the
failure to raise a meritless claim.
2.
Mahdi next argues that he was denied due process on
his first appeal of right when the state court of appeals, in its
independent review of his death sentence, applied a change in case law
that retroactively forbade consideration of one of the mitigators he
had relied on at trial: residual doubt. Indeed, when Mahdi was tried,
Ohio law recognized residual doubt as a mitigating factor. See State
v. Watson, 61 Ohio St.3d 1, 572 N.E.2d 97, 111 (1991). Accordingly,
Mahdi now argues that he devoted, what he describes as, “a significant
portion” of his efforts at the penalty phase to presenting residual-doubt
evidence, arguing that there existed some doubt as to his intent to
kill. In fact, Mahdi persuaded the trial court to instruct the jury on
employing residual doubt as a mitigating factor. While his case was
before the state court of appeals on direct appeal, however, the
Supreme Court of Ohio declared that residual doubt was not an
acceptable mitigator under the state death-penalty statute, thus
abrogating Watson. See State v. McGuire, 80 Ohio St.3d 390, 686 N.E.2d
1112, 1123 (1997). As a result, the state court of appeals held that
it could not consider residual doubt when independently determining
whether the aggravating factors outweighed the mitigating factors in
Mahdi's case. The Ohio Supreme Court subsequently held that it was not
error to apply McGuire retroactively, State v. Smith, 731 N.E.2d at
657 (citing State v. Bey, 85 Ohio St.3d 487, 709 N.E.2d 484, 503
(1999)), but also went on to conclude that residual doubt would be
entitled to very little weight in mitigation. Id. at 660.
Mahdi emphasizes that he does not challenge the
constitutionality of McGuire; instead, Mahdi only challenges the
retroactive application of McGuire to his case. He argues that due
process was violated because it was fundamentally unfair for the court
of appeals to apply McGuire retroactively given that Mahdi's strategy
at the mitigation hearing relied on the then-good law of Watson. He
further argues that, because Ohio law granted him two appeals of right,
the intermediate appellate court's failure to consider residual doubt
denied him due process by depriving him of his right to a meaningful
dual review of his death sentence.
We need not determine whether the Supreme Court of
Ohio unreasonably applied clearly established federal law in applying
McGuire retroactively. Despite its approval of the retroactive
application of McGuire, the Ohio Supreme Court in fact weighed
residual doubt and noted that it was entitled to little weight. The
court noted that the testimony of defense mitigation witnesses that
Mahdi claimed the shooting was accidental was unpersuasive and that
the eyewitness testimony negated the absence of intent to kill. Mahdi
was not in fact deprived of an appellate weighing of residual
doubt.FN2
FN2. Mahdi further points out that O.R.C. § 2929.05
grants a capital defendant the right to a dual review of his sentence.
Mahdi argues that his due process rights were violated, despite the
fact that the Ohio Supreme Court considered residual doubt, because
the Ohio Court of Appeals did not consider residual doubt. Therefore,
Mahdi claims, he did not get two meaningful reviews of his sentence as
required by Ohio law and this violation of state law amounts to a
deprivation of his due process rights under the federal constitution.
It is true that “if a State has created appellate
courts as an integral part of the ... system for finally adjudicating
the guilt of innocence of a defendant the procedures used in deciding
appeals must comport with the demands of the Due Process ... Clause[]
of the Constitution.” Evitts v. Lucey, 469 U.S. 387, 393 (1985) (internal
quotation marks and citation omitted). However, in Evitts the Court
was concerned that the quality of review afforded by Kentucky law
would not be meaningful if the defendant was not entitled to effective
assistance of counsel. Under such circumstances, a state-created
appellate process could run afoul of the Due Process Clause. See also
Griffin v. Illinois, 351 U.S. 12 (1956) (holding that the failure to
provide defendants with transcripts necessary to pursue an appeal free
of cost implicated due process and equal protection concerns). Neither
Evitts nor Griffin instructs us, however, to find that Mahdi did not
receive the meaningful appellate review required under the Due Process
Clause. Here, the sentencing jury considered residual doubt. So did
the Supreme Court of Ohio. Thus, in constrast to the concerns
implicated in Evitts and Griffin, the Ohio Court of Appeals's failure
to consider residual doubt as a mitigating factor did not preclude
Mahdi's from receiving meaningful appellate review of his sentence.
Indeed, such a conclusion comports with the due process analysis
propounded by other circuits. See Rust v. Hopkins, 984 F.2d 1486, 1493
(8th Cir. 1993) (noting that an appellate court is “fully competent to
'cure' some sentencing deficiencies in capital cases ... such as the
improper consideration of an invalid aggravating circumstance”).
III.
Because the claims presented were adjudicated on
the merits by the Supreme Court of Ohio, and such adjudication did not
contradict clearly established federal law, we affirm the district
court's denial of Mahdi's petition for a writ of habeas corpus.