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Richard Wayne
SNELL
Biography
Snell was a member of the radical
white supremist group The Covenant, The Sword, and
the Arm of the Lord (known as the "CSA"), which was
started in 1971 in the small community of Elijah,
Arkansas by polygamist James Ellison.
He was involved with filming the
planes that landed at the restricted airport in Mena,
Arkansas, believed by many conspiracy theorists to be a
government sanctioned cover-up.
Snell believed that the CIA was using
this airport to smuggle drugs into America. He was also
a White-racist and a believer in the Christian Identity
religion, and frequented Elohim City, a private
community located in Oklahoma, created by members of
Ellison's organization.
Snell had claimed that the police
departments (local and state) in that area of Arkansas
were involved in the cover-up of the Mena, Arkansas drug
deals. He had also made claims to many people that he
had filmed the then Governor of Arkansas, Bill Clinton,
at Mena Airport. That claim has never been proven in any
form.
He further claimed that one of the
Arkansas state troopers, who was assigned to "Governor
Security" at that time, had beaten his (Snell's) wife in
an attempt to force her to reveal the location of the
alleged video footage Snell had taken at Mena Airport.
In 1983, CSA member William Thomas
accompanied Snell and member Steven Scott in attempting
to dynamite a natural gas pipeline near Fulton,
Arkansas, without success. Scott was eventually captured
and convicted for that crime. Several other members were
arrested on various other charges, mostly weapons
violations. By 1985, the CSA had, for all practical
purposes, fallen, due to most of its members being
either killed or incarcerated.
Gunfight
with police, capture, conviction, and death
"Wayne," as his friends called Snell,
was an anomaly amongst the racists. He operated
autonomously, using the CSA compound as his base of
operation. His running mate, Steven Scott, gave this
information in a federal prison holding cell to one of
the then members.
Snell's downfall came on June 30,
1984, when he shot and killed a pawn shop owner he
mistakenly believed was of Jewish descent. Shortly
thereafter, he killed a black Arkansas State Trooper,
Louis P. Bryant near Texarkana, Arkansas. He then left
the scene and drove across the Oklahoma state line.
A truck driver who witnessed the last
murder followed him, and contacted the Broken Bow police
department. Police officers there set up a roadblock and
engaged Snell in a gunbattle that resulted in his
wounding and capture.
He was then returned to Arkansas for
trial, convicted of murder and sentenced to life in
prison for the murder of the state trooper, and death
for the pawn shop owner. Snell never denied the
allegations made against him, or the crimes he was
accused of having committed. The death sentence was
carried out on April 19, 1995.
Snell's
last words
In his last words before executed
Snell addressed then-Governor Jim Guy Tucker:
"Governor Tucker, look over your
shoulder; justice is coming. I wouldn't trade places
with you or any of your cronies. Hell has victories.
I am at peace."
By Howard Pankratz -
Denver Post Legal Affairs Writer
July 29 - A white supremacist executed 12 hours
after a bomb ripped through the Alfred P. Murrah Federal Building "was
the driving force" behind a plot to bomb the building 12 years
earlier, according to a government memo filed by Timothy McVeigh's
lawyers.
The report was filed in U.S. District Court as
McVeigh's attorneys attempted to bolster their appeal of his conviction
and death sentence with arguments that people other than McVeigh may
have been involved in the bombing.
Richard Wayne Snell was mad at the Internal Revenue
Service in 1983 and wanted to blow up the Oklahoma City building as
revenge for IRS agents raiding his home, Fort Smith-based federal
prosecutor Steven Snyder told the FBI in June 1995.
U.S. District Judge Richard Matsch would not let the
defense attorneys explore other possible suspects, including Snell and
the people he associated with during his years as a well-known and
violent member of the ultra right.
Arkansas state officials have told The Denver Post
that in the months after the April 19, 1995, Oklahoma City bombing,
federal agents looked for links between Snell and the blast.
FBI agents at the time copied a prison log that
recorded Snell's every move in the days before he died. They also
reviewed correspondence that the white supremacist had with supporters
around the United States.
In the hours before he was executed, Snell lay on his
bunk "smiling and chuckling" as he watched television coverage of the
Oklahoma City bombing, according to the log.
Snell was convicted in Arkansas of killing a black
Arkansas state trooper and a pawnshop owner from Texarkana, Ark., whom
he mistakenly believed was Jewish.
Snyder told the FBI his knowledge was based on
information he received in early 1988 from James D. Ellison, the founder
of an Arkansas-based paramilitary organization called the Covenant, the
Sword and the Arm of the Lord. The CSA was closely affiliated with The
Order, which assassinated Denver talk show host Alan Berg.
Only two men have been charged in connection with the
Oklahoma City bombing - McVeigh and an Army buddy, Terry Nichols.
McVeigh was convicted of murder and conspiracy charges in U.S. District
Court in Denver last month and sentenced to death. Nichols is scheduled
to be tried on the same charges Sept. 29.
According to testimony during McVeigh's trial, the
only people who had knowledge of the plot before the bombing were
McVeigh, Nichols, and Michael and Lori Fortier. The Fortiers, who
testified for the government, did not mention Snell or indicate that
McVeigh was motivated by anything other than his deep anger over the
deaths of 75 Branch Davidians at Waco, Texas, on April 19, 1993.
The defense claims that conspiracies stretching to
Northern Ireland and Iraq and Iran, including white supremacists in this
country, may be behind the bombing.
According to the FBI report written by special agent
Steve Crutchfield, Snell took Ellison to Oklahoma City, where they cased
the federal building.
"Snyder admitted that there are several similarities
between the plot to bomb the Oklahoma City Federal Building in 1983 and
the actual bombing . . . in 1995," according to the FBI report filed
late last week.
"Snyder feels someone else must have been involved
(in the 1995 bombing) other than McVeigh or Nichols. Snyder could not
speculate on what connection (there) might be between the plot and the
actual bombing."
A former high-ranking Arkansas prison official told
The Denver Post a year ago that during the four days before his
execution, Snell repeatedly predicted that there would be a bombing or
an explosion the day of his execution.
According to Crutchfield's FBI report, Snell and
Ellison attended an Idaho meeting of anti-government groups in July
1983, where it was allegedly decided to wage war against the United
States, in large part as retaliation for the death of tax protester and
Posse Comitatus leader Gordon Kahl, killed in a shootout with local and
federal authorities in Smithville, Ark.
Part of the strategy allegedly was to blow up federal
buildings. But Snell reportedly was motivated by a more personal reason
for targeting the Oklahoma City federal building.
Federal prosecutor Snyder told the FBI that after the
October 1983 meeting between Snell and Ellison in which the Oklahoma
City bombing was discussed, they became involved in other activities and
did not have time to carry out the bombing.
Snell had hoped to carry out the attack in Oklahoma
City by use of a "rocket launcher," which was to be "left in a trailer
or van" near the federal building and then fired by remote control,
according to the FBI report.
Trooper Louis P.
Bryant -Arkansas State Police
Incident Details
Cause of Death: Gunfire Date of Incident: Saturday, June 30, 1984 Weapon Used: Handgun; .45 caliber Suspect Info: Executed in 1995
Trooper Bryant, 37, was shot and killed during a
traffic stop by a member of a terrorist group. He was shot several times
by the suspect with a modified Colt .45. The suspect was apprehended by
police in Oklahoma after a shootout. He was sentenced to life without
parole for Trooper Bryant's murder but sentenced to death for another
murder. The death sentence was carried out in 1995.
Trooper Bryant was survived by his wife and son.
Four members of the DeQueen, Arkansas, Police
Department were killed in an automobile accident while en route to
Trooper Bryant's funeral. The officers who were killed were Captain
William Mills, Patrolman Herman Jones, Patrolman William Gilham, and
Sergeant Roy Brewer.
HENLEY,
Senior Circuit Judge.
On November 3,
1983, William Stumpp was murdered during a
robbery of his pawnshop in Texarkana, Arkansas.
The case baffled authorities for almost eight
months, but on June 30, 1984,
Snell was apprehended in Broken Bow,
Oklahoma, after he shot and killed Arkansas
State Trooper Louis Bryant on a western Arkansas
highway.
Though
Snell was originally
charged only with the Bryant murder,
investigators soon uncovered evidence linking
him to the Stumpp murder. After a widely
publicized trial, a jury convicted
Snell for the murder of
Trooper Bryant and sentenced him to life
imprisonment without parole.2
On November 1,
1984, the same day he was sentenced in the
Bryant case, prosecutors charged
Snell for the murder of
Stumpp. The Stumpp trial took place between
August 13 and August 15, 1985, in Miller County
Circuit Court in Texarkana. Court appointed
attorneys Marshall Moore and Rick Shumaker
represented Snell. At
the conclusion of the trial, the jury convicted
Snell of capital murder
and sentenced him to die by lethal injection.
The Arkansas
Supreme Court affirmed the conviction and
sentence. Snell v.
State, 721 S.W.2d 628 (Ark.1986), cert. denied,
484 U.S. 872, 108 S.Ct. 202, 98 L.Ed.2d 153
(1987). The court later denied
Snell's petition for post-conviction
relief pursuant to Arkansas Criminal Procedure
Rule 37.3Snell v. State, No. CR
85-206, 1988 WL 81730, (Ark. Oct. 3, 1988) (per
curiam), cert. denied, 490 U.S. 1075, 109 S.Ct.
2090, 104 L.Ed.2d 653 (1989).
On June 16,
1989, Snell filed a
petition for writ of habeas corpus pursuant to
28 U.S.C. Sec. 2254 (1977). After seven days of
hearings the district court denied
Snell's petition as to
his conviction. However, the court found that
Snell's sixth amendment
right to effective assistance of counsel had
been violated because his attorneys had not
objected to a jury instruction concerning the "pecuniary
gain" aggravating circumstance. The district
court therefore vacated Snell's
death sentence and remanded to the Arkansas
Supreme Court for appellate reweighing.
Snell v. Lockhart, 791
F.Supp. 1367 (E.D.Ark.1992). The parties
subsequently appealed to this court.
We review the
district court's legal conclusions under a de
novo standard. Prince v. Lockhart, 971 F.2d 118,
120 (8th Cir.1992), cert. denied, --- U.S. ----,
113 S.Ct. 1394, 122 L.Ed.2d 768 (1993). However,
we reverse the court's factual findings only if
clearly erroneous. Id.
Snell asserted in his
habeas petition that his rights to a fair trial
and an impartial jury under the sixth and
fourteenth amendments were violated due to
massive amounts of pretrial publicity and the
failure of the trial court to grant a change of
venue. The district court rejected the claim
because the record established that all jurors
were impartial.
On appeal,
Snell initially asserts
that prejudice should be presumed because the
pretrial publicity in Miller County was so
pervasive and inflammatory that a fair trial was
impossible. He notes that during the thirteen
months between the Bryant murder and the Stumpp
trial local newspapers disseminated
approximately two hundred articles relating to
either the Bryant or Stumpp killings, to
Snell himself, to the
survivalist movement with which he was
associated,4
or to the deaths of four policemen in a traffic
accident while en route to Bryant's funeral.
Similar
stories were also prominent on local television
and radio. In the hearings below,
Snell presented expert
witnesses who testified that the publicity
preceding Snell's trial
was as great or greater than the publicity in
virtually any other trial they had seen. However,
the district court's opinion does not discuss
Snell's argument that
prejudice should be presumed without a review of
the voir dire.
Prejudice may
be "presumed from pretrial publicity when
pretrial publicity is sufficiently prejudicial
and inflammatory and the prejudicial pretrial
publicity saturated the community where the
trials were held." Coleman v. Kemp, 778 F.2d
1487, 1490 (11th Cir.1985), cert. denied, 476
U.S. 1164, 106 S.Ct. 2289, 90 L.Ed.2d 730
(1986); see also Rideau v. Louisiana, 373 U.S.
723, 83 S.Ct. 1417, 10 L.Ed.2d 663 (1963).
However, this
principle is rarely applicable, being reserved
for extreme situations. Coleman, 778 F.2d at
1490; see also Mayola v. Alabama, 623 F.2d 992,
997 (5th Cir.1980) ("[O]nly in Rideau, itself,
has the Supreme Court reversed a state court
conviction on this basis of presumed prejudice
deriving solely from pretrial publicity."), cert.
denied, 451 U.S. 913, 101 S.Ct. 1986, 68 L.Ed.2d
303 (1981). Indeed, two of the cases upon which
Snell heavily relies
involved something more than mere pretrial
publicity. In Murphy v. Florida, 421 U.S. 794,
95 S.Ct. 2031, 44 L.Ed.2d 589 (1975), the
Supreme Court noted that in Sheppard v. Maxwell,
384 U.S. 333, 86 S.Ct. 1507, 16 L.Ed.2d 600
(1966), and Estes v. Texas, 381 U.S. 532, 85
S.Ct. 1628, 14 L.Ed.2d 543 (1965), both of which
Snell cites extensively,
prejudice was indeed presumed. However, the
Court found those cases to be exceptional not
because of the amount of publicity but rather
because of the "circus atmosphere" of the trial
proceedings themselves:
The
proceedings in these cases were entirely lacking
in the solemnity and sobriety to which a
defendant is entitled in a system that
subscribes to any notion of fairness and rejects
the verdict of a mob. They cannot be made to
stand for the proposition that juror exposure to
information about a state defendant's prior
convictions or to news accounts of the crime
with which he is charged alone presumptively
deprives the defendant of due process.
Murphy, 421
U.S. at 799, 95 S.Ct. at 2035 (emphasis added).
The Eighth Circuit has been similarly reluctant
to presume prejudice. See, e.g., Perry v.
Lockhart, 871 F.2d 1384, 1391 (8th Cir.) ("Pretrial
publicity can be the grounds for reversal only
if it has actually prejudiced the jury."), cert.
denied, 493 U.S. 959, 110 S.Ct. 378, 107 L.Ed.2d
363 (1989); Simmons v. Lockhart, 814 F.2d 504,
509 (8th Cir.1987) ("But the fact that
potentially prejudicial material was published
does not conclusively demonstrate that a fair
trial is impossible in the local area. The press
has a duty to report matters of legitimate
public interest."), cert. denied, 485 U.S. 1015,
108 S.Ct. 1489, 99 L.Ed.2d 717 (1988); United
States v. McNally, 485 F.2d 398, 403 (8th
Cir.1973) ("Just because, however, there has
been widespread or even adverse publicity is not
in itself grounds to grant a change of venue."),
cert. denied, 415 U.S. 978, 94 S.Ct. 1566, 39
L.Ed.2d 874 (1974).
As an initial
matter, we note that the expert testimony
Snell presented in the
district court is not decisive. Though the
testimony establishes that the amount of
publicity was great, it does not persuade us
that the publicity was sufficiently prejudicial
or inflammatory. One witness did attempt to
analyze the content of the newspaper articles by
counting the number of words in the articles
creating either a negative image of
Snell or a positive
image of the victims.
However, the
record provides no evidence of what words the
expert considered important. Moreover, the
experts' comparisons between
Snell's case and cases where venue was
transferred are not conclusive, for we do not
presume prejudice on collateral review merely
because other trial judges would have granted a
change of venue. A higher standard must be met
when a petitioner seeks habeas relief on the
basis of presumed prejudice. See Murphy, 421
U.S. at 804, 95 S.Ct. at 2038 (Burger, C.J.,
concurring) ("Although I would not hesitate to
reverse petitioner's conviction in the exercise
of our supervisory powers, were this a federal
case, I agree with the Court that the
circumstances of petitioner's trial did not rise
to the level of a violation of the Due Process
Clause of the Fourteenth Amendment."). To
determine whether Snell
has met that standard, we consider the
circumstances preceding his trial.
As to the
media reports themselves, the district court
found that they were primarily factual rather
than inflammatory. Upon review of the record, we
conclude that that factual finding is not
clearly erroneous, for the articles and
broadcasts, though numerous, were fair,
objective, and generally limited to a recitation
of established facts. Few relevant editorials
were released, and though several reports
contained expressions of sadness or loss, very
few hostile or vengeful statements were
publicized.
Furthermore,
the media never represented that
Snell's guilt was a
foregone conclusion, as reports took care to
describe him as a "suspect" or as the "alleged"
culprit. The objective nature of the publicity
is significant, for "[c]learly we must
distinguish between largely factual publicity
and that which is invidious or inflammatory."
United States v. Faul, 748 F.2d 1204, 1212 (8th
Cir.1984), cert. denied, 472 U.S. 1027, 105 S.Ct.
3500, 3501, 87 L.Ed.2d 632 (1985).
We also note
that the Stumpp trial took place almost two
years after Stumpp's murder and over nine months
after the Bryant trial concluded. This court has
recognized the benefits of a cooling off period.
Simmons, 814 F.2d at 510 (seven months); Perry,
871 F.2d at 1390 (ten months). In this case,
relatively few articles directly relating to
Snell were produced
between January 1 and July 1, 1985.
Though
several articles and reports relating to other
survivalists or to crime in general were
produced throughout the interim period, most of
these did not even mention
Snell's name. Such reports related to
Snell only indirectly
and surely did not affect the public as did
earlier reports. After July 1, publicity
specifically about Snell
and the impending trial intensified, but most of
it concerned pre-trial motions and other
procedural matters. Though a period of several
months "is not long enough to allow complete
forgetfulness of such a major event as this, ...
it may be long enough to allow the initial heat
and hostility to dissipate, ..." Simmons, 814
F.2d at 510.
In light of
these considerations, we conclude that the media
coverage in this case, though very thorough, was
not so inflammatory as to require a presumption
of prejudice. A review of the voir dire is
necessary to determine whether
Snell received a fair trial. Accordingly,
we next consider Snell's
argument that the jury was actually prejudiced
against him.
In habeas
proceedings, the determination by the trial
judge that jurors are qualified is subject to a
presumption of correctness. 28 U.S.C. Sec.
2254(d); Patton v. Yount, 467 U.S. 1025, 1038,
104 S.Ct. 2885, 2892, 81 L.Ed.2d 847 (1984).
This is so because the issue is essentially one
of credibility, where the demeanor of the
prospective jurors becomes relevant. Id.
Therefore, so long as there is fair support in
the record for the state court's conclusions
regarding the jurors' impartiality, those
conclusions should not be overturned in habeas
proceedings. Id.
Upon review of
the voir dire, there is no doubt that many of
those seated on the jury had knowledge either of
facts regarding the Bryant case, which facts
were ultimately ruled inadmissible, or of facts
regarding the Stumpp case as told in media
reports. However, knowledge of irrelevant or
prejudicial facts is not dispositive, for "the
accused is not entitled to an ignorant jury,
just a fair one." Simmons, 814 F.2d at 510. "It
is sufficient if the juror can lay aside his
impression or opinion and render a verdict based
on the evidence presented in court." Irvin v.
Dowd, 366 U.S. 717, 723, 81 S.Ct. 1639, 1643, 6
L.Ed.2d 751 (1961).
After
extensive voir dire, all those ultimately seated
stated that they could lay aside any impression
gained from the media and decide the case solely
on the evidence presented. Furthermore, none of
the twelve jurors claimed to have a definite
preconceived opinion as to
Snell's guilt.5
Based on these statements, the trial court
concluded that those seated as jurors were
qualified.
As noted above,
this is not a case where the pretrial publicity
was so inflammatory and pervasive "as to make
juror's claims of impartiality unbelievable."
Simmons, 814 F.2d at 511. Nor does the record
demonstrate such hostility within the venire
that "even the few jurors who claim to be able
to disregard what they have heard must be
presumed to have been irretrievably poisoned by
the publicity." Id.
A general voir
dire was initially conducted in which many
veniremen were questioned and eight were excused
for bias. After the general questioning,
individual voir dire began. Of the forty-one
prospective jurors individually questioned, ten
were excused because they had formed an opinion
or knew facts they could not set aside. No other
venireman expressed a definite opinion as to
Snell's guilt. Though
several had heard or read news reports, all
stated that they could decide the case solely
upon the evidence.
Thus, eighteen
of at least forty-nine prospective jurors
expressed bias against Snell.
Such numbers do not establish a "pattern of deep
and bitter prejudice." Compare Faul, 748 F.2d at
1213 (No prejudice where 50% of veniremen were
excused because they could not be impartial) and
United States v. Blanton, 719 F.2d 815, 820 (6th
Cir.1983) (70 out of 92 veniremen excused was
not reflective of prejudice), cert. denied, 465
U.S. 1099, 104 S.Ct. 1592, 80 L.Ed.2d 125
(1984), with Irvin, 366 U.S. at 727, 81 S.Ct. at
1645 (Prejudice shown where 86% of venire of 430
expressed opinion as to guilt). Consequently,
the jurors' assurances that they could be fair
and decide the case solely upon the evidence
provides fair support for the trial court's
determinations.
Snell claims his right
to due process was denied by prosecutorial
misconduct in the misrepresentation of the
state's plea agreement with William Thomas, a
state witness and an alleged accomplice.
While the
Stumpp case was pending, Thomas was under
indictment in federal court for violations of
the Racketeer Influenced and Corrupt
Organizations (RICO) Act. Thomas entered into a
plea agreement with federal authorities and, in
the course of fulfilling that agreement,
disclosed facts concerning the Stumpp murder.
Asa
Hutchinson, the United States Attorney
prosecuting Thomas, then began to act as
intermediary between Thomas' lawyer and Kirk
Johnson, the state prosecutor in the Stumpp
case. In a letter to Thomas' lawyer, Hutchinson
expressed his belief that Johnson would agree
not to press charges against Thomas in state
court in exchange for testimony implicating
Snell. Thomas' lawyer,
wishing to make a deal, forwarded a copy of this
letter to Johnson.
Johnson never
refuted, in writing, Hutchinson's impression
that no state charges would be filed. However,
he met with Thomas and later notified Thomas'
attorney that in exchange for the testimony "the
State would not recommend any time additional to
that which Mr. Thomas would receive in Federal
Court." Ex. 1005.
At trial,
Thomas testified that on November 3, 1983, he,
Snell, and Stephen
Scott went to Stumpp's pawnshop to rob it, that
he stayed outside while Snell
and Scott went into the shop, and that
Snell came out and
claimed to have shot Stumpp. The state's
agreement with Thomas was brought out on direct
examination, when Thomas explained that the
state would seek no time in addition to what he
would get in federal court and that his maximum
exposure there was thirty years.
Thomas
reiterated this statement on cross-examination,
and the prosecution mentioned the thirty year
exposure in argument. In actuality, Thomas'
maximum exposure in federal court was twenty
years. He was never charged for murder in state
court.
Snell claims the
prosecutor made two misrepresentations. First,
he claims Johnson led the jury to believe that
though Thomas would receive no additional time,
the state would charge him with murder. The
second alleged misrepresentation concerned the
testimony that Thomas could get up to thirty
years when in fact his maximum exposure was
twenty years.
As to the
first alleged misrepresentation,
Snell contends the
evidence shows Johnson never intended to charge
Thomas, for Hutchinson's letter stated that to
be the case, and Johnson never refuted
Hutchinson's belief. However, Johnson testified
before the district court that he must have
called either Hutchinson or Thomas' lawyer to
rectify the misunderstanding in Hutchinson's
letter. He claimed that he always intended to
charge Thomas but that he decided to wait until
he had used Thomas as a witness in the
prosecution of Scott, the third person involved
in Stumpp's murder, because he did not want to
remove Thomas' incentive to testify.
Soon
thereafter, Johnson's bid for reelection as
prosecutor was defeated, so he was then without
authority to press charges. He claimed that his
successor must have forgotten about Thomas'
case. As to the discrepancy between the thirty
years and twenty years maximum exposure, no
explanation is provided, but the state notes
that it was actually Thomas, not the prosecutor,
who first made reference to the thirty year
period.
Because
Snell was not aware of
the terms of Thomas' agreement during his state
proceedings, his prosecutorial misrepresentation
claim was not presented to the Arkansas courts.
The district court therefore held that the claim
was procedurally defaulted.
Snell, 791 F.Supp. at 1373. The court
then held that though there was cause for the
default, Snell had
failed to establish prejudice. This ruling was
based on the court's factual finding that the
prosecutor had not misrepresented the state's
deal with Thomas. Snell
now contends that this finding is clearly
erroneous and that he was prejudiced by the
misrepresentations.
We follow a
four step analysis when deciding whether to
consider a claim not presented to a state court.
Smittie v. Lockhart, 843 F.2d 295, 296 (8th
Cir.1988); Cox v. Lockhart, 970 F.2d 448 (8th
Cir.1992). First, we determine whether the claim
was in fact "fairly presented" to the state
courts as required by 28 U.S.C. Sec. 2254(b);
Anderson v. Harless, 459 U.S. 4, 6, 103 S.Ct.
276, 277, 74 L.Ed.2d 3 (1982). Then, if the
claim was not fairly presented, we determine
whether "the exhaustion requirement has
nonetheless been met because there are no 'currently
available, non-futile state remedies', through
which the petitioner can present his claim."
Smittie, 843 F.2d at 296 (quoting Laws v.
Armontrout, 834 F.2d 1401, 1414 (8th Cir.1987),
aff'd on rehearing, 863 F.2d 1377 (8th
Cir.1988), cert. denied, 490 U.S. 1040, 109 S.Ct.
1944, 104 L.Ed.2d 415 (1989)).
If there are
no available state remedies, the final two steps
of the analysis involve determinations of
whether petitioner can show adequate cause for
failing to raise the claim and actual prejudice
resulting from the state court's failure to
consider the claim. Wainwright v. Sykes, 433
U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977);
Smittie, 843 F.2d at 296. "The petition must be
dismissed unless the petitioner succeeds at each
stage of the analysis."6
Id.
There is no
dispute here that Snell
did not fairly present his prosecutorial
misconduct argument to the Arkansas courts.
Moreover, due to the time which has elapsed,
Snell has no available
state remedy.7
Assuming arguendo that Snell
was not aware of, and could not have discovered,
the factual basis for the claim when his case
was before the Arkansas Supreme Court, we agree
with the district court that
Snell has established cause. See Murray
v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639,
2645, 91 L.Ed.2d 397 (1986). We therefore
consider the question whether
Snell can establish actual prejudice.
In this case,
the prejudice inquiry requires an initial
factual finding that the prosecutor did indeed
misrepresent the plea agreement with Thomas. But
because the district court found otherwise, we
can reverse only for clear error. Prince, 971
F.2d at 120.
As to the
allegation that Johnson never intended to bring
state charges against Thomas, we find that
Johnson's testimony before the district court
constitutes sufficient evidence to support the
court's finding. However, it is undisputed that
while Thomas' actual maximum exposure was twenty
years, all of the evidence before the jury
indicated he could get up to thirty years.
Therefore, as
to this particular discrepancy, the district
court was clearly erroneous in finding that "the
evidence of the plea bargain presented to the
jury was the truth." Snell
v. Lockhart, 791 F.Supp. at 1374. We now
consider Snell's
argument that he was actually prejudiced by this
misrepresentation.
Snell argues that had
the jury known Thomas would serve no more than
twenty years, they would have deemed his
testimony less credible. Moreover, he claims the
discrepancy may have affected the sentence, for
if the jurors had known exactly how leniently
the accomplice was being treated, they may have
been more lenient with the alleged trigger man.
Snell emphasizes that
only one juror need object to the death penalty
in order to preclude its imposition.
To establish
prejudice, Snell must
show that the misrepresentation denied him
"fundamental fairness". Murray, 477 U.S. at 494,
106 S.Ct. at 2648. Though "a conviction obtained
by the knowing use of perjured testimony is
fundamentally unfair, and must be set aside if
there is any reasonable likelihood that the
false testimony could have affected the judgment
of the jury," United States v. Agurs, 427 U.S.
97, 103, 96 S.Ct. 2392, 2397, 49 L.Ed.2d 342
(1976); Giglio v. United States, 405 U.S. 150,
154, 92 S.Ct. 763, 766, 31 L.Ed.2d 104 (1972),
the false testimony in this trial did not deny
Snell fundamental
fairness for two reasons. First, we believe the
prosecution did not knowingly elicit the
testimony, for Thomas, not the prosecutor, first
interjected that he could get thirty years.
Though the prosecutor did not correct Thomas'
statement during the examination, he apparently
either did not know the exact numbers or forgot
them during the pressure of examination.
Second, there
is no reasonable probability that the false
testimony affected the jury's judgment either as
to guilt or sentence. The difference between a
twenty year exposure and a thirty year exposure
is simply too slight to raise any reasonable
doubt that the jury would not have believed
Thomas and convicted Snell,
especially considering the evidence
corroborating Snell's
guilt. The same can be said as to the sentence,
for the jury found that death was appropriate
due to the existence of aggravating
circumstances having nothing to do with Thomas.
We can not
reasonably believe that even one of the jurors
would have disregarded these aggravating
circumstances and imposed life without parole
because the accomplice was only subject to
twenty, rather than thirty, years. Consequently,
we do not believe that Snell
was prejudiced by any alleged prosecutorial
misconduct.
Throughout the
trial, evidence was presented associating
Snell with the CSA.
Moreover, testimony was elicited regarding
various CSA activities, such as the stockpiling
of weapons, military training, and criminal
actions by the CSA and its members. Though
Snell's trial counsel
objected to some of the evidence on relevancy
grounds, most of it was admitted. On direct
appeal, Snell again
objected to the admission of the evidence,
arguing primarily that the evidence was
irrelevant and unduly prejudicial.
However,
counsel made one brief reference to federal law,
arguing in the appellate brief that admission of
the evidence "made a mockery" of the due process
clause. Ex. 46 at S0914. The Arkansas Supreme
Court upheld the admission of the evidence under
the Arkansas Rules of Evidence but did not
mention the constitutional issue.
Snell v. State, 721 S.W.2d
at 634-37.
Snell made the same due
process argument in his habeas petition. The
district court held, however, that the passing
reference to the due process clause in
Snell's appellate brief
was insufficient to properly present the
constitutional issue to the Arkansas Supreme
Court and that the claim was therefore
procedurally defaulted. Snell
v. Lockhart, 791 F.Supp. at 1372. The district
court then held that though ineffective
assistance had been alleged as cause for the
default, Snell had not
shown that counsel was indeed ineffective. Id.
at 1372. The court also noted that
Snell failed to
establish prejudice. Id. at 1373.
As explained
above, 28 U.S.C. Sec. 2254(b) requires a
petitioner to fairly present all issues to the
state courts before seeking habeas relief.
Anderson, 459 U.S. at 6, 103 S.Ct. at 277. Thus,
"the petitioner must include the same facts and
legal theories to the state court that he seeks
to present to the federal court...." Laws, 834
F.2d at 1412; Rust v. Hopkins, 984 F.2d 1486,
1490 (8th Cir.), cert. denied, --- U.S. ----,
113 S.Ct. 2950, 124 L.Ed.2d 697 (1993).
There is no
dispute that Snell
presented sufficient facts to the Arkansas
Supreme Court. The only question is whether the
following statement was sufficient to fairly
apprise the Arkansas Supreme Court of
Snell's due process
claim: "To deny appellant a new trial as a
result of the irrelevant and prejudicial
testimony being admitted into evidence would
make a mockery out of the due process clause of
the United States Constitution." Ex. 46 at
S0914.
The district
court relied on Thomas v. Wyrick, 622 F.2d 411
(8th Cir.1980), in holding that this was
insufficient. In that case, the petitioner's
brief stated only that the trial court's alleged
error "denied a fair trial." Id. at 412. We held
that that bare statement failed to raise a
fourteenth amendment issue because "no federal
constitutional ground was ever presented to the
state courts...." Id. at 413; see also McDougald
v. Lockhart, 942 F.2d 508, 510 (8th Cir.1991) ("Explicit
citation to the Constitution or to a federal
case is necessary for fair presentation of a
Constitutional claim to state courts.").
In this case,
Snell's appellate
counsel certainly could have made the
constitutional issue more easily discernible.
Nevertheless, we believe the legal basis for the
claim was fairly presented, for unlike Thomas,
the brief in this case explicitly cited the due
process clause of the Constitution.
The Arkansas
Supreme Court could easily have recognized that
included within the myriad claims of undue
prejudice was a claim that the prejudicial
testimony, when cumulated, amounted to a denial
of due process. We therefore turn to the merits
of Snell's claim that
admission of the CSA evidence violated his
rights to due process.
A state
court's evidentiary ruling warrants habeas
relief where the asserted error denies due
process. Wood v. Lockhart, 809 F.2d 457, 460
(8th Cir.1987). Such a denial occurs where the
evidentiary ruling is "so 'gross', ..., 'conspicuously
prejudicial', ..., or otherwise of such
magnitude that it fatally infected the trial and
failed to afford petitioner the fundamental
fairness which is the essence of due process...."
Maggitt v. Wyrick, 533 F.2d 383, 385 (8th Cir.)
(citations omitted), cert. denied, 429 U.S. 898,
97 S.Ct. 264, 50 L.Ed.2d 183 (1976); see also
Kerr v. Caspari, 956 F.2d 788, 790 (8th
Cir.1992); Wood, 809 F.2d at 460.
Under this
standard, the CSA evidence admitted at
Snell's trial did not
deny him due process. For the most part, we
agree with the Arkansas Supreme Court that the
evidence was relevant and that its probative
value outweighed any prejudice. In particular,
testimony about an aborted robbery of a pawnshop
in Springfield, Missouri, was relevant to
proving motive, intent, and preparation, for the
Springfield plans were almost identical to what
occurred in Texarkana.
Similarly,
testimony regarding other illegal activities by
the CSA was relevant as to motive, for it
established that the CSA financed its operations
through theft, robbery, and fraud. Though
Snell makes much of the
fact that he was never an official member of the
CSA, the record firmly establishes his close
association with that group.8
Though some of
the CSA evidence may have been far removed from
the essential elements of the case, admission of
such evidence was not so gross or conspicuously
prejudicial as to rise to the level of a
constitutional violation. Furthermore, "[no] due
process violation exists, even if the evidence
was erroneously admitted, if other evidence of
guilt is so overwhelming that the error is
harmless." Wedemann v. Solem, 826 F.2d 766, 767
(8th Cir.1987); see also Hobbs v. Lockhart, 791
F.2d 125, 128 (8th Cir.1986).
Even if all
improper references to CSA activity are stricken
from the record, the remaining evidence is most
substantial. First and foremost was William
Thomas' testimony that he helped
Snell rob Stumpp's
pawnshop and that Snell
admitted shooting Stumpp. A .22 calibre pistol
established as the murder weapon was found in
Snell's possession, as
was a .45 calibre automatic pistol positively
identified as one of the guns stolen from the
pawnshop. One CSA member testified that he had
removed the serial number on the .45 at
Snell's request. David
McGuire stated that he had sought to trade for
the .45 but that Snell
refused, claiming "there is a dead man laying
behind it." McGuire also testified that
Snell told him he had
shot Stumpp.
CSA members
testified that Snell
brought a large amount of jewelry to the CSA
compound. Several members took rings for
personal use, and one of these rings was
identified in court. Further testimony tied
Snell to a watch fob
left on the scales in Stumpp's pawnshop. In sum,
this evidence is more than sufficient to support
Snell's conviction and
sentence.
This requires
a showing that "counsel's representation fell
below an objective standard of reasonableness."
Id. at 688, 104 S.Ct. at 2065. "Second, the
defendant must show that the deficient
performance prejudiced the defense." Id. at 687,
104 S.Ct. at 2064. At the very least, "[t]he
defendant must show that there is a reasonable
probability that, but for counsel's
unprofessional errors, the result of the
proceeding would have been different." Id. at
694, 104 S.Ct. at 2068.
Snell argues that his
trial counsel were deficient in the presentation
of his change of venue motion and in various
aspects of jury selection. He claims counsel
failed to properly convey the extent and
inflammatory nature of the pretrial publicity,
failed to keep the venue issue alive throughout
the trial, failed to seek appropriate pretrial
rulings regarding the inadmissibility of the
Bryant conviction, failed to adequately examine
prospective jurors concerning their knowledge of
prejudicial facts, and failed to exhaust all
peremptory challenges as required by Arkansas
law in order to preserve and assert jury
selection error.
However, a
defendant cannot establish the prejudice element
of Strickland unless "counsel's deficient
performance renders the result of the trial
unreliable or the proceeding fundamentally
unfair." Lockhart v. Fretwell, --- U.S. ----,
----, 113 S.Ct. 838, 844, 122 L.Ed.2d 180
(1993). Because we have already concluded that
Snell was tried by an
unbiased jury, he cannot show that any deficient
performance regarding change of venue or jury
selection produced an unreliable or unfair
result.
As discussed
above, Snell argued
before the district court that introduction of
the CSA evidence violated his right to due
process. Because the court found the issue to be
procedurally defaulted, Snell
then argued that ineffective assistance was
cause for the default. He reiterates this
argument on appeal. However, we have already
held that the underlying due process claim was
not in fact defaulted, so we need not reach the
ineffectiveness argument. Nevertheless, we note
that since the admission of the CSA evidence did
not violate the due process clause,
Snell cannot establish
prejudice.
Snell next argues that
his trial counsel were ineffective for failing
to object to the prosecutor's closing argument
during the guilt phase of the trial. He claims
the prosecutor impermissibly expressed his
opinion concerning the CSA and the lifestyles of
its members, attributed their lifestyle to
Snell though he was
never a member, and then contrasted this with
the lifestyle of the victim.
He also claims
the prosecution asserted facts not in evidence,
misstated the evidence, improperly vouched for
the credibility of state witnesses, and made
remarks abusive of Snell
and his counsel. According to
Snell, he was prejudiced because, had his
counsel objected to the prosecutor's comments,
there is a reasonable likelihood that those
comments would have been stricken from the
record and that the jury either would not have
convicted him or would not have sentenced him to
die.
Even if
portions of the prosecutor's closing argument
were improper, Snell's
claim fails, for there is no reasonable
probability that, but for counsel's failure to
object, the jury would have reached a different
result as to either guilt or sentence. Perhaps
if the evidence had been close, prejudicial
closing remarks could have swayed the jury one
way or the other. But the evidence here
overwhelmingly supported the jury's decisions,
and this "reduced the likelihood that the jury's
decision was influenced by argument." Darden v.
Wainwright, 477 U.S. 168, 182, 106 S.Ct. 2464,
2472, 91 L.Ed.2d 144 (1986).
Moreover, the
court instructed the jury that they were to make
their decisions based solely on the evidence and
that closing arguments were not evidence.
Because Snell has not
overcome the presumption that the jury acted
according to law, he has not shown prejudice
resulting from his attorney's failure to object.
Strickland, 466 U.S. at 694, 104 S.Ct. at 2068;
see Girtman v. Lockhart, 942 F.2d 468, 474 (8th
Cir.1991) (Defense counsel's failure to object
to the prosecutor's misstatement of the law in
closing does not constitute ineffective
assistance where the court instructed the jury
to only consider the evidence.).
Snell claims his trial
counsel were ineffective for failing to object
to the trial court's comment to the jury
regarding parole. During sentencing
deliberations, the jury sent a note to the judge
asking whether life imprisonment without parole
really meant no parole.
The judge
suggested a response stating that "the defendant
will be incarcerated in the Arkansas Department
of Correction for a period of life or until and
unless the Governor of the State of Arkansas
commutes the sentence to a term of years or a
number of years." Ex. 39. Defense counsel agreed
to the note, so it was sent to the jury. At the
habeas hearings, trial counsel stated that they
agreed to the note because they did not want to
discourage the jury from considering life
without parole.
The district
court held that counsels' tactical decision was
protected from review. Snell,
791 F.Supp. at 1385-86. Snell
asserts that this is error because his trial
counsel were ignorant of Arkansas law explicitly
prohibiting such comments without the consent of
the defense, counsels' stated reasons for
agreeing to the note make no sense, and the
court's response was actually inaccurate because
it did not mention that the governor can commute
a sentence only after public notice and an
opportunity to object.
Courts must be
cautious when reviewing an attorney's strategic
decisions after the fact. According to the
Supreme Court:
Judicial
scrutiny of counsel's performance must be highly
deferential. It is all too tempting for a
defendant to second-guess counsel's assistance
after conviction or adverse sentence, and it is
all too easy for a court, examining counsel's
defense after it has proved unsuccessful, to
conclude that a particular act or omission of
counsel is unreasonable.
Strickland,
466 U.S. at 689, 104 S.Ct. at 2065. Consequently
a defendant must "overcome a 'strong presumption'
that his counsel's actions constituted
reasonable trial strategy under the
circumstances." Sanders v. Trickey, 875 F.2d
205, 207 (8th Cir.) (quoting Strickland, 466
U.S. at 689, 104 S.Ct. at 2065), cert. denied,
493 U.S. 898, 110 S.Ct. 252, 107 L.Ed.2d 201
(1989). We agree with the district court that
Snell has not overcome
this presumption. Obviously, when they sent the
question to the judge, the jurors were still
considering life without parole but were
concerned that Snell
could eventually be released.
Counsel could
have reasonably believed that the jury would
probably impose death rather than imprisonment
if they were left uninformed as to the
likelihood that Snell
would ever be free. Therefore, agreeing to the
response was at the time a reasonable strategy.
Counsel were not deficient even if in hindsight
that strategy may not have been the wisest
course of action.9
Arkansas'
capital murder trials are bifurcated. Ark.Code
Ann. Sec. 5-4-602 (Michie Supp.1993).10
First, the jury determines guilt or innocence.
Then, if the defendant is convicted of capital
murder, a second proceeding begins, with opening
and closing statements and an opportunity to
present evidence relevant to either mitigating
or aggravating circumstances. The same jury sits
during the penalty phase and determines the
appropriate punishment, whether it be life
imprisonment without parole or death.
In the penalty
phase of the Stumpp trial, the defense presented
no mitigating evidence due to
Snell's purported waiver of his right to
do so. After closing statements, the jury
retired for deliberations and returned with a
sentence of death by lethal injection. The jury
had found that two aggravating circumstances
existed at the time of the murder. No mitigating
circumstances were found to apply.
Snell challenges the
district court's finding that his waiver was
knowing and intelligent. He asserts that his
trial counsel were totally unprepared to present
mitigating evidence and that the trial court's
examination of Snell
was insufficient to establish a valid waiver.
The examination, conducted in the absence of the
jury, proceeded as follows:
THE COURT:
Mr.
Snell, come around and
have a seat on the witness stand. You may
proceed questioning him as to mitigating
circumstances.
BY MR. MOORE:
Mr.
Snell, as you are aware,
this is the time when you are capable of putting
on mitigating circumstances. Do you understand
that?
A. Yes, sir, I
do.
Q. Mr.
Shumaker and I have discussed this with you,
have we not?
A. Well, yes,
I guess you have, although I think it is a
little late at this moment for me to say
anything.
Q. What do you
mean by that, sir?
A. I just mean
that. At this point I don't care.
Q. In my
conversation with you a few minutes ago, was it
not your desire to not put on any mitigating
circumstances?
A. That is
correct.
Q. That is
still your desire at this time, is that correct,
sir?
A. That is
correct.
THE COURT:
Mr.
Snell, let me ask you
for the Court's benefit and for the record much
the same questions as Mr. Moore has asked you.
To reiterate the question once again, you do not
wish to put on any testimony pertaining to
mitigating circumstances? Is that correct?
No, your
honor.
THE COURT:
You know what
mitigating circumstances are, what that means?
Yes, sir.
THE COURT:
Have a seat back where you
were.
Thank you, sir.
Trial Tr.
1135-1137.
This
examination is rather brief, and
Snell initially appears
hesitant in his decision. Nevertheless, upon
review of the entire record, we believe that
Snell validly waived
his right to present mitigating evidence. At the
habeas hearings, Snell's
trial attorneys testified that
Snell had for months steadfastly refused
to present mitigating evidence because he wanted
to spare his family and friends from the trauma
of such proceedings.
They testified
that the issue was discussed every time they met
with Snell but that
Snell's resolve only
grew stronger as the trial date approached. They
also asked Snell's wife
to persuade him to change his mind, but even
this approach failed.
Furthermore,
because Snell had gone
through a previous capital murder trial where he
did present mitigating evidence, he certainly
understood both the purpose of such evidence and
the effect which it would have on those
testifying. Consequently, he made an informed
and voluntary choice. We also believe the choice
was intelligently made, for no evidence has been
presented challenging Snell's
competence. Indeed, his mental acuity was
demonstrated by his participation as co-counsel
in both of his trials.
Our conclusion
that Snell made a
knowing, voluntary and intelligent waiver is
supported by Singleton v. Lockhart, 962 F.2d
1315 (8th Cir.), cert. denied, --- U.S. ----,
113 S.Ct. 435, 121 L.Ed.2d 355 (1992). In that
case, there was no discussion on the record
between the defendant and either his attorney or
the court. Moreover, the defendant had not
previously been through a capital murder trial,
so he was certainly no more knowledgeable of the
purpose of mitigating evidence than was
Snell. Nevertheless, on
the basis of the trial attorney's habeas
testimony, we held that the defendant had
validly waived the right to present mitigating
evidence. Singleton, 962 F.2d at 1322.
We also
disagree with Snell's
claim that his attorneys were deficient in
preparing for the presentation of mitigating
evidence. Though they may not have discussed the
punishment phase with all those who could
possibly be mitigation witnesses, they did talk
to those who would have been the most important.
At various times they discussed the issue with
Snell's wife, and on at
least one occasion they met with a group of
Snell's family and
friends.
Though counsel
admitted they would have needed a continuance if
Snell had changed his
mind after the guilt phase, the continuance
would surely have been granted. Considering
Snell's attorneys were
faced with an uncooperative client who remained
so throughout the entire proceedings, we do not
believe that their performance was deficient.
Snell further argues
that an attorney should never accede to the
desire of a client not to put on mitigating
evidence. We cannot agree, for though we
understand that many capital defendants express
a desire to give up if they are convicted and
that an attorney should try to persuade the
client to act in his best interests, we do not
believe that this duty removes the ultimate
decision from the client. In Singleton, the
attorney acceded to his client's wish not to
present mitigating evidence. We held "that in
the face of [the defendant's] knowing,
intelligent waiver, [his attorney] was under no
duty to do otherwise than he did." Id. at 1322.
Arkansas'
capital murder sentencing provisions require the
jury to complete three verdict forms. See
Ark.Model Criminal Instruction 1509. The first
deals with aggravating circumstances; the jury
checks off any of the statutory aggravating
circumstances found to exist beyond a reasonable
doubt. The second form similarly deals with
mitigating circumstances; the jury identifies
those which are unanimously found to exist,
those which fewer than all of the jurors believe
exist, and those for which there is evidence but
which the jurors unanimously agree do not exist.
There are six
explicit statutory mitigating circumstances,
Ark.Code Ann. Sec. 5-4-605 (Michie 1987),11
but juries may find anything to be a mitigating
circumstance. The third verdict form deals with
whether any existing aggravating circumstances
outweigh any existing mitigating circumstances
and whether the aggravating circumstances
justify a death sentence.
The second
form in the Stumpp trial did not list any of the
six statutory mitigating circumstances. Rather,
it provided blanks which the jury could fill in
if they found mitigating circumstances.
Snell contends that his
counsel were ineffective for failing to ensure
that the statutory mitigating circumstances were
listed on the verdict form.
Because
Snell validly waived
his right to present mitigating evidence, none
was presented. This is significant, for the
Supreme Court has recently reiterated that the
Constitution does not require state courts to
instruct juries on mitigating circumstances in
the absence of supporting evidence. Delo v.
Lashley, --- U.S. ----, ----, 113 S.Ct. 1222,
1224, 122 L.Ed.2d 620 (1993); see also Hopper v.
Evans, 456 U.S. 605, 611, 102 S.Ct. 2049, 2053,
72 L.Ed.2d 367 (1982). The Arkansas Supreme
Court has reached a similar conclusion as a
matter of state law. Miller v. State, 269 Ark.
341, 605 S.W.2d 430, 438 (1980) ("We think it a
better practice, and less confusing to the jury,
for the circuit judge to omit from submission
any aggravating or mitigating circumstances that
are completely unsupported by any evidence, and
we take this opportunity to direct the circuit
judges of Arkansas to hereafter follow this
alternate procedure."), cert. denied, 450 U.S.
1035, 101 S.Ct. 1750, 68 L.Ed.2d 232 (1981).
Consequently, there has been no showing that
counsels' performance was deficient. Indeed, the
blank form was mandated by the Arkansas Supreme
Court in Miller.12
The jury
unanimously found that the following two
aggravating circumstances existed at the time of
Stumpp's murder: (1) Snell
had knowingly created a great risk of death to
someone other than the victim and (2) the murder
was committed for pecuniary gain.
At that time,
the law of this circuit was that, in the context
of robbery-murder, Arkansas' "pecuniary gain"
aggravating circumstance violated the eighth
amendment because it merely repeated an element
of the underlying offense and therefore did not
narrow the class of all murderers into a subset
deserving the death penalty. Collins v. Lockhart,
754 F.2d 258, 264 (8th Cir.), cert. denied, 474
U.S. 1013, 106 S.Ct. 546, 88 L.Ed.2d 475 (1985).
No Collins objection was raised at trial or on
appeal, but Snell
argued the point in his motion for post-conviction
relief both as an eighth amendment claim and an
ineffective assistance claim.
Since
Snell's trial, the
Supreme Court has held in Lowenfield v. Phelps,
484 U.S. 231, 246, 108 S.Ct. 546, 555, 98 L.Ed.2d
568 (1988), that
the narrowing
function required for a regime of capital
punishment may be provided in either of these
two ways: The legislature may itself narrow the
definition of capital offenses, ..., so that the
jury finding of guilt responds to this concern,
or the legislature may more broadly define
capital offenses and provide for narrowing by
jury findings of aggravating circumstances at
the penalty phase.
In Perry v.
Lockhart, 871 F.2d 1384, 1393 (8th Cir.), cert.
denied, 493 U.S. 959, 110 S.Ct. 378, 107 L.Ed.2d
363 (1989), this court held that Lowenfield
required reversal of Collins.
Snell argued before the
district court that because Collins was good law
at the time of his trial, his counsel were
ineffective for failing to object to the
pecuniary gain aggravating circumstance. The
district court agreed, relying upon Fretwell v.
Lockhart, 946 F.2d 571 (8th Cir.1991), a case
exactly on point. The court therefore granted
Snell's habeas petition,
vacated his death sentence, and remanded to the
Arkansas Supreme Court. Snell
v. Lockhart, 791 F.Supp. at 1387-88.
Since the
district court issued its ruling, the Supreme
Court has overruled the Eighth Circuit's holding
in Fretwell. Lockhart v. Fretwell, --- U.S.
----, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993). The
Court concluded that, because Perry overruled
Collins, Fretwell could not show that his death
sentence was either an unfair or an unreliable
result, and he therefore could not establish
ineffective assistance based on a failure to
raise a Collins objection. Id. --- U.S. at ----,
113 S.Ct. at 843. This holding directly controls
our case, as Snell
concedes. Consequently, we reverse the district
court's grant of Snell's
habeas petition.
Nevertheless,
Snell asserts that this
panel should revisit the underlying eighth
amendment claim. He claims Perry is wrongly
decided in that it interprets Lowenfield too
broadly, and in his briefs he argued that the
Supreme Court would probably limit Lowenfield 's
application in the then pending case, Tennessee
v. Middlebrooks, 840 S.W.2d 317 (Tenn.1992),
cert. granted, --- U.S. ----, 113 S.Ct. 1840,
123 L.Ed.2d 466 (1993). However, the Court has
just recently dismissed the writ of certiorari
originally granted in Middlebrooks. See
Tennessee v. Middlebrooks, --- U.S. ----, 114
S.Ct. 651, 126 L.Ed.2d 555 (1993).
As Lockhart
points out, the double counting issue
Snell seeks to revive
may have been procedurally defaulted, for
Snell did not raise it
on direct appeal, and the Arkansas Supreme Court
refused to address it in Snell's
Rule 37 proceedings. Nonetheless, passing
quickly to the merits, we reject
Snell's argument that
Perry should be overturned. A panel of this
court is not at liberty to overrule the
established law of the circuit, Goff v. Burton,
7 F.3d 734, 738 (8th Cir.1993); Campbell v.
Purkett, 957 F.2d 535, 536 (8th Cir.1992); Brown
v. First Nat'l Bank in Lenox, 844 F.2d 580, 582
(8th Cir.), cert. dismissed, 487 U.S. 1260, 109
S.Ct. 20, 101 L.Ed.2d 971 (1988), and nothing in
Middlebrooks leads us to believe that the
Supreme Court has decided, or is going to
decide, that Perry was bad law.
Accordingly,
we affirm the judgment of the district court to
the extent it denied Snell's
petition for writ of habeas corpus. To the
extent the court granted the petition, we
reverse and remand with directions to reinstate
Snell's death sentence.
The Honorable Bruce M. Van
Sickle, United States Senior District Judge for
the District of North Dakota, sitting by
designation
The Bryant trial took place
in Sevier County, which is north of Miller
County, in which Texarkana is the county seat.
Trooper Bryant was stationed in Sevier County,
but lived in Texarkana
The Arkansas Supreme Court
abolished Rule 37 in 1989 but later reinstated
it, though with different terms. Because the
1989 order abolishing the rule provided that
anyone convicted and sentenced while the old
rule was in effect could proceed under that rule,
any reference to Rule 37 in this opinion relates
to the pre-1989 provision
Though not an official member,
Snell maintained close
ties with The Covenant, The Sword, and The Arm
of the Lord (CSA). A good summary of that
organization's activities and purposes is found
in United States v. Ellison, 793 F.2d 942 (8th
Cir.), cert. denied, 479 U.S. 937, 107 S.Ct.
415, 93 L.Ed.2d 366 (1986), where we described
the CSA as
a group dedicated to securing
the supremacy of white Christians by promoting
and engaging in defensive activities such as
survivalism and paramilitary training, and in
offensive activities intended to cause the
downfall of the United States government. The
group, variously known as the Christian Brothers
Cedar, the Zarapeth-Horeb Church, and the
Covenant, the Sword, and the Arm of the Lord (CSA),
occupied a 224-acre farm or compound in north
central Arkansas, abutting the Missouri state
line. [James] Ellison established the refuge in
the mid-1970's as a religious retreat. In 1978,
Ellison and the governing council of elders
reoriented the group's activities to prepare for
an envisioned downfall of the government and an
accompanying civil war.
The questioning of Juror
Brown is, at first glance, somewhat troubling.
At one point, after Brown had explained what
information he had gained from media reports,
the following exchange took place:
Q. From reading those
articles and that information that you gave us,
would you require Mr. Snell
to present any evidence to disprove those
articles, that information that you received out
of those articles?
A. I believe I would have to
have evidence to show that there were
circumstances other than the murder that caused
those items, or whatever to be in his
possession.
Snell's
counsel then challenged for cause, after which
the prosecution attempted to rehabilitate Brown
by asking whether he could put aside all he had
seen or read and base his opinion solely on the
evidence. Brown said he could. The following
discussion then took place:
BY MR. MOORE:
Q. Mr. Brown, I certainly
appreciate your honesty. Did you not tell me
that based upon the articles that you have read
about the gun being in the van, what-have-you,
that you would require Mr.
Snell and require us to prove evidence to
get that out of your mind. Wasn't that your
testimony, sir?
A. Let me clarify maybe to
myself and you a little bit better. If in fact
the report from whoever is responsible for
making it to the Court shows that the gun was in
his possession, and it was in fact the murder
weapon, then I think I would personally have to
have an explanation as to why that was there.
That is what I'm saying.
Q. But my question to you,
and I'm trying to be sure that I heard your
first answer correctly, is based upon your
reading of the articles you stated that you
would require us to prove evidence that it
wasn't in his van.
A. If it showed in the report
that it was, then I would certainly want to have
some reasoning there as to why it was not, or
why it was there.
MR. MOORE:
All right, sir. Fine. I
appreciate it.
BY MR. JOHNSON:
Q. Are you referring to a
newspaper report, or are you referring to the
evidence which you hear?
A. I'm referring to the
evidence now. Of course, all of it hinges back
on the original article, that is why the thing
was brought up in the first place.
Tr. 358-359. Though initially
confusing, the latter portions of the dialogue
indicate that Brown did not require
Snell to present
evidence refuting media reports. Rather, he
would only need an explanation if certain
evidence was in fact presented in court.
Snell has failed to
overcome the presumption arising from the trial
court's determination that Brown was impartial.
In extraordinary cases, "where
a constitutional violation has probably resulted
in the conviction of one who is actually
innocent," a federal court may consider a
defaulted claim even if the cause and prejudice
test is not met. Murray v. Carrier, 477 U.S.
478, 496, 106 S.Ct. 2639, 2650, 91 L.Ed.2d 397
(1986). Snell has not
argued that this fundamental miscarriage of
justice exception applies, nor could he, for his
prosecutorial misconduct argument only affects
the testimony of one witness. Considering the
overwhelming evidence of guilt,
Snell cannot establish
any reasonable probability that he is actually
innocent. Likewise, Snell
cannot show that the death sentence imposed upon
him resulted in a fundamental miscarriage of
justice, for even without Thomas' testimony the
jury would have found the same two aggravating
circumstances. See Sawyer v. Whitley, --- U.S.
----, ----, 112 S.Ct. 2514, 2523, 120 L.Ed.2d
269 (1992) ("[T]he 'actual innocence'
requirement must focus on those elements which
render a defendant eligible for the death
penalty, and not on additional mitigating
evidence....")
Former Rule 37.2(c) of the
Arkansas Rules of Criminal Procedure required a
motion for post-conviction relief to be filed "within
three years of the date of commitment, unless
the ground for relief would render the judgment
of the conviction absolutely void." However,
grounds sufficient to avoid the three year limit
are extremely limited. Smittie, 843 F.2d at 297.
In fact, "[e]rror sufficient to void a
conviction under Arkansas law appears to be
limited to errors that prevent retrial."
McDougald v. Lockhart, 942 F.2d 508, 511 n. 5
(8th Cir.1991). Snell's
prosecutorial misconduct claim does not meet
this standard, so the three year rule applies.
Any Rule 37 petition is therefore barred
Snell
cites Dawson v. Delaware, --- U.S. ----, 112
S.Ct. 1093, 117 L.Ed.2d 309 (1992), where the
Supreme Court held that the defendant's
association with the Aryan Brotherhood could not
be admitted at a sentencing hearing when that
association was irrelevant to the issues of the
case. However, Dawson is inapposite, for most of
the CSA evidence in this case was relevant
We also note that
Snell cannot establish
prejudice, for the Supreme Court concluded in
California v. Ramos, 463 U.S. 992, 1004, 103
S.Ct. 3446, 3455, 77 L.Ed.2d 1171 (1983), that
the reliability of a sentencing decision is not
diminished by a trial court's comments regarding
parole
Though the Arkansas statutes
with which we are concerned have remained
unchanged in all relevant aspects since the time
of Snell's trial, the
law has been re-codified. For completeness, we
will refer to the current code sections in the
text and provide the former citations in
footnotes. Ark.Code Ann. Sec. 5-4-602 was
formerly codified as Ark.Stat.Ann. Sec. 41-1301
(1977)
Formerly Ark.Stat.Ann. Sec.
41-1304 (1977), which stated:
Mitigating circumstances
shall include, but are not limited to the
following:
(1) the capital murder was
committed while the defendant was under extreme
mental or emotional disturbance;
(2) the capital murder was
committed while the defendant was acting under
unusual pressures or influences or under the
domination of another person;
(3) the capital murder was
committed while the capacity of the defendant to
appreciate the wrongfulness of his conduct or to
conform his conduct to the requirements of law
was impaired as a result of mental disease or
defect, intoxication, or drug abuse;
(4) the youth of the
defendant at the time of the commission of the
capital murder;
(5) the capital murder was
committed by another person and the defendant
was an accomplice and his participation
relatively minor;
(6) the defendant has no
significant history of prior criminal activity.
Snell
claims the analysis is different as to the sixth
mitigating factor--that "the defendant has no
significant history of prior criminal activity"--listed
in the Arkansas statute. He cites Woodard v.
Sargent, 806 F.2d 153 (8th Cir.1986), where we
held that it was ineffective assistance for
defense counsel to fail to request such an
instruction when there is no evidence in the
record indicating a prior criminal history.
However, even if Woodard remains good law after
Lashley, it is not on point, for the panel in
that case emphasized that the record contained
absolutely no evidence of prior criminal
activity and that "we can conceive of no
possible tactical reason for such an omission."
Woodard, 806 F.2d at 157. Such is not true here,
for there was trial testimony that
Snell participated in
conspiracies to rob a different pawnshop and to
bomb a pipeline. Trial counsel could well
conclude that it would be better not to rehash
those incidents, which the prosecution certainly
would have emphasized had the instruction been
given. Because Snell
has not overcome the presumption that this was a
valid trial strategy, he has not established
deficient performance. Strickland, 466 U.S. at
689, 104 S.Ct. at 2065.