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Robert
L. STREETMAN
Robbery
2 days after
The New York Times
Robert Streetman, a high school dropout who murdered a woman in a $1
burglary, was put to death by injection early today. The execution
was delayed three hours by confused state officials.
Mr. Streetman was pronounced dead at 3:26 A.M.,
seven minutes after the lethal drugs began flowing. It was the first
execution in the nation in three and a half months.
He had no final statement, replying only, ''No,
sir,'' when asked if he wished to make a statement.
The execution was carried out after state
officials, concerned that a late second appeal to the United States
Supreme Court might have been pending, halted the execution about
2:10 A.M. as Mr. Streetman was being strapped to a litter in the
death chamber.
Half an hour earlier the Supreme Court deadlocked
4 to 4 on a request for a stay, apparently clearing the way for the
execution, but a spokeswoman for the High Court, Suzanne Ward, said
no second appeal had been filed.
$64,000 Had Been Hidden Away
''We're willing to take as much time as possible,''
said J. Kirk Brown, legal counsel to the Texas Department of
Corrections. Mr. Brown said that once the state Attorney General's
office and the Governor's office were certain no appeals were
pending, the execution went ahead.
Mr. Streetman was convicted of the December 1982
slaying of Christine Baker, 44, who died after a single shot fired
through a window while she sat knitting and watching television in
her home in Kountze, Tex.
Mr. Streetman was among four men who had planned
to rob the house in the belief that a large amount of money was
there. Trial testimony showed that the only item taken was Mrs.
Baker's purse, containing $1.
The four unknowingly missed $64,000 in cash and
checks that was hidden. A month after Mrs. Baker's death her
relatives accidentally found the money.
''It was a stupid thing,'' Mrs. Baker's husband,
Nyle, said this week. ''There was no purpose, no reason. Streetman
to me was just a foul kid who went crazy - a total waste. His death
won't correct anything.''
One of Mr. Streetman's accomplices was put on
probation, another was granted immunity and the third is serving a
45-year prison term.
Mr. Streetman refused requests for interviews in
recent months. He said in the past that he had been ready to die
since the day he arrived on death row in 1983.
Two Changes of Mind
Last week he apparently changed his mind, and the
Capital Punishment Clinic at the University of Texas Law School took
over his case. On Wednesday he changed his mind again, asking to be
executed. Appeals continued, however, and Federal judges in Beaumont
and New Orleans denied a reprieve, sending the case to the Supreme
Court.
The convict was a ninth-grade dropout and an oil
derrick worker. He started using drugs when he was 8.
When a Tie Vote Means Death
The New York Times
January 18, 1988
While the Supreme Court
awaits a ninth justice,tie votes of 4-to-4
have blocked decisions in some instances.
But not when the Court grinds out orders
that send condemned prisoners to the
executioner. An anomaly in the Court's
rules, coupled with the determination of
four justices to get on with executions, is
producing death decrees from a deadlocked
tribunal.
Robert Streetman, a
killer put to death last week in Texas, lost
his bid for a stay of execution on a 4-to-4
tie. Baffled prison officials delayed
administering a lethal injection for two
hours until convinced that this was the last
judicial word.
Under the Supreme Court's
internal rules, four votes are enough to win
full review of a petitioner's case. Four
votes are also enough to hold a petition
while the Court decides a similar issue that
the justices have agreed to decide in
another case. But it takes a majority to
stay an execution. Thus a prisoner can be
executed while the issues he raises remain
under review. That's what happened in the
Streetman case.
Robert Streetman
certainly deserved severe punishment for
killing an elderly woman in her home during
a burglary that netted one dollar. But his
lawyers raised a strong claim that Texas'
penal law precluded the jury from fairly
considering any factors that called for
mercy and a life sentence. The Texas law
makes death virtually mandatory if the jury
finds that the murderer constitutes a
continuing threat to society.
Yet the Supreme Court has
insisted that all mitigating as well as
aggravating factors be heard by the
sentencing jury. The Court agreed to resolve
the conflict later this year in the case of
another Texas murderer, Donald Gene
Franklin.
Even if Donald Gene
Franklin wins, Robert Streetman has lost. Of
the four Justices who voted to let his
execution proceed - Byron White, Sandra Day
O'Connor, Antonin Scalia and Chief Justice
William Rehnquist - not one was willing even
to await the vote of a ninth justice.
As Justice William
Brennan observed in biting dissent, if Mr.
Streetman had been a convicted bank robber,
his case would have been put on hold. In
calling for special safeguards in capital
cases, the Court has observed that ''death
is different.'' ''Death is certainly
different,'' Justice Brennan wrote, ''but I
had never believed it to be different in
this way."
812
F.2d 950
Robert L. Streetman,
Petitioner-Appellant,
v.
James
A. Lynaugh, Interim
Director, Texas
Department of
Corrections,
Respondent-Appellee.
Docket number: 86-2319
Federal Circuits, 5th
Cir.
April 29, 1987
Before RUBIN, JOHNSON,
and JONES, Circuit
Judges.
JOHNSON, Circuit Judge:
In
this capital case, the
petitioner Robert
Streetman appeals from
the district court's
dismissal of his
petition for writ of
habeas corpus, 634
F.Supp. 290. Finding
that the facts relevant
to Streetman's
ineffective assistance
of counsel claim have
not been adequately
developed, we reverse
and remand for an
evidentiary hearing in
order to permit the full
development of material
facts.
I.
Christine Baker was
fatally shot during a
burglary of her home on
December 17, 1982. Two
days later, on December
19, 1982, law
enforcement officials
arrested Robert
Streetman, Johnny
Johnson, David
Kirkendoll, and Gary
Holden in connection
with a series of thefts
of agricultural
equipment.
While
interrogating the four
theft suspects,
officials discovered
that the men had also
been involved in the
Baker killing. Later
that evening and early
the following morning,
Streetman gave
statements and signed a
written confession
implicating himself as
Baker's killer.1
Holden and Kirkendoll
also gave statements
detailing their
involvement and
identifying Streetman as
the triggerman in the
murder.
All
four men were indicted
for capital murder. Of
the four, however, only
Streetman was eventually
tried for and convicted
of capital murder. In
exchange for his
testimony at Streetman's
trial, Holden received
ten years' probation.
Kirkendoll, in exchange
for a plea agreement and
his promise to testify,
received a sentence of
forty-five years in the
Texas Department of
Corrections. Authorities
granted Johnson immunity.
Neither Johnson nor
Kirkendoll personally
testified during
Streetman's trial
although the State read
Kirkendoll's statement
to the jury.
The
state trial judge
initially appointed
Michael S. McNeely to
represent Streetman.
McNeely was
inexperienced in
handling contested
criminal cases and had
never before tried a
death penalty case.
Because of his lack of
experience, McNeely
requested the trial
judge to appoint an
experienced attorney to
assist in preparing and
trying the case. In
response to McNeely's
request, the trial judge
appointed Robert S. Coe,
who eventually served as
de facto lead counsel at
trial.
At
the guilt stage of
Streetman's trial, the
State presented only
four witnesses: Ralph
Osborne, the Chief
Deputy Sheriff of Hardin
County, Texas; Nile
Henry Baker, the
victim's husband; Gary
Holden; and Clint Parr,
a friend of Streetman.
The
State's first witness,
Deputy Sheriff Ralph
Osborne, testified on
direct examination
regarding his
investigation of the
Christine Baker murder.
Osborne's testimony
focused on finding
Baker's body and
determining from the
physical evidence at the
scene that she had been
murdered. On cross-examination,
defense attorney Robert
Coe solicited testimony
from Deputy Osborne
indicating that
Streetman, Holden and
Kirkendoll had each
signed statements giving
consistent accounts of
the Baker murder and
admitting their
involvement.
Q.
(By Coe): That means, I
guess in your opinion,
that from your
investigation that all
four of these people,
that you had reason to
believe that they're all
guilty of capital murder?
A. (Osborne):
I couldn't arrive at
that, that they were all
guilty of murder. Like I
say, they was (sic) all
charged with it, yes,
sir.
Q.:
Well, I mean, you had a
pretty good idea
excluding Johnny Johnson
when all three of them
said they did it and
signed written
statements either to you
or to the Sheriff's
office in the
investigation; you'd
have a pretty good idea
if they signed written
statements that they did?
A.:
That's correct, yes,
sir.
Q.:
Did all three of those
people sign an
indictment--I mean a
voluntary statement?
A.:
Yes, sir, they did.
Q.:
Within those statements,
did they all admit their
guilt, that they were
involved in the killing
of Mrs. Baker?
A.:
That's correct, yes,
sir.
* * *
Q.
(By Coe): Now, I'm not
asking you if they're
worded just a like
(sic), but in general,
all of the written
statements are similar
in that they're all
talking about that the
three of them was (sic)
involved in it and as
far as you could
determine, it (sic)
really wasn't any
conflict between Holden,
Streetman, Kirkendoll or
any of them? I mean, the
statements all pretty
well gives (sic) the
same information, don't
it (sic)?
A. (Osborne):
That's correct. The four
of them were kept
separate at all times
and of the three
statements, they are
similar, yes, sir.
Q.: I
mean, you didn't find
one different from the
other one to make you
believe one was lying
and the other one was
lying or anything?
A.:
That's correct.
In
response to a question
by defense attorney Coe
regarding why only
Streetman was being
tried for capital murder,
Osborne testified that
Streetman "told me
personally that he [had]
shot the lady." Coe
solicited this testimony
despite the fact that a
written pretrial motion
to suppress any
statements by Streetman
had been filed and taken
under advisement by the
trial court.
As a
result of Coe's cross-examination
of Deputy Osborne, the
State was never required
to actually introduce
Streetman's confession
into evidence. In
addition, because
attorney Coe had opened
the door for--indeed
elicited--the admission
of Kirkendoll's written
confession, the State on
redirect examination of
Osborne introduced
Kirkendoll's full
statement into evidence.
Thus, it was not
necessary for Kirkendoll
to testify in person,
and he did not do so.
Following Deputy
Osborne's testimony, the
State called three
additional witnesses.
The State's second
witness, Nile Baker,
testified regarding the
events of the night his
wife was murdered. Mr.
Baker, who had been away
from home much of that
evening, did not
actually witness either
the burglary or murder.
The State's third
witness, Gary Holden,
who was a participant,
testified that although
he had not actually
witnessed the killing,
Streetman had admitted
shooting Baker during a
conversation the
following day
The
State's final witness,
Streetman's friend Clint
Parr, also testified
that Streetman had
admitted during a
conversation the day
after the murder to "having
shot a woman." Although
defense attorney Coe
cross-examined each
State witness, he
declined during the
guilt phase of the trial
to call any defense
witnesses on behalf of
Streetman.
The
jury found Streetman
guilty of murder and,
after hearing evidence
on punishment, returned
affirmative answers to
the special issues
submitted pursuant to
Tex.Code Crim.Proc.Ann.
art. 37.071 (Vernon
1981).2
Consequently, on August
10, 1983, the trial
judge sentenced
Streetman to death by
lethal injection. On
direct appeal, the Texas
Court of Criminal
Appeals affirmed both
Streetman's conviction
and sentence. See
Streetman v. State, 698
S.W.2d 132 (Tex.Crim.App.1985)
(J. Teague).
Streetman's execution
was originally scheduled
to take place on
February 6, 1986. On
February 3, 1986,
Streetman, now
represented by different
counsel, filed an
application for a writ
of habeas corpus in
state district court. At
the same time Streetman
moved to withdraw and
recall the warrant of
execution. In his state
habeas corpus petition,
Streetman asserted that
he received ineffective
assistance of trial and
appellate counsel.
Streetman's state habeas
corpus petition focused
principally on Coe's
conduct during the guilt
stage of Streetman's
trial.
The
state district court
ordered an evidentiary
hearing on Streetman's
writ application (filed
February 3, 1986) to be
held the next day on
February 4, 1986. At the
outset of the hearing,
Streetman's habeas
counsel moved for a
continuance arguing that
additional preparation
was necessary in order
to conduct a meaningful
hearing.
Specifically,
Streetman's attorney
argued that he needed
time to subpoena
witnesses and to discuss
matters outside the
record with his client.
Streetman's attorney
stated that he had been
contacted regarding the
case only a few days
earlier, on January 29.
The court nevertheless
denied the motion
concluding that counsel
had had a sufficient
opportunity to prepare.
The court cited the fact
that Streetman had
signed the habeas corpus
application several days
earlier, on January 29,
1986.
Both
of Streetman's trial
attorneys (Coe and
McNeely) testified at
the state evidentiary
hearing. Attorney Coe
testified that after
discussing the case with
Streetman and
Streetman's family he
determined that no basis
existed for challenging
the validity of
Streetman's confessions.
Based
on Streetman's
confessions and the
statements made by
Kirkendoll and Holden,
Coe concluded that
Streetman was certain to
be found guilty of
murder. Coe testified
that this conclusion led
him to adopt a trial
strategy intended to:
focus on reducing
punishment by
emphasizing the lesser
punishment received by
Streetman's equally
guilty accomplices;
disrupt the prosecution
by bringing out the most
damaging evidence in its
least prejudicial form;
establish that the
victim and her husband
were involved in
criminal activities
thereby lessening jury
sympathy for the victim;
and emphasize that
Streetman had had a
troubled and
disadvantaged life and
was deserving of
sympathy. Attorney Coe's
co-counsel McNeely, in
contrast, testified that
he thought Streetman
might be acquitted. In
particular, McNeely
testified that his
investigation revealed
that Streetman's
confessions were
involuntary--thus were
inadmissible.
Following the
evidentiary hearing, the
state district court
denied Streetman's
application for a writ
of habeas corpus.
Streetman then applied
to the Texas Court of
Criminal Appeals for a
stay of execution and
writ of habeas corpus.
Because a statement of
facts from the state
district court could not
be transcribed before
Streetman's scheduled
execution, a temporary
stay of execution was
granted.
Six
weeks later, on March
17, 1986, a divided
Texas Court of Criminal
Appeals denied
Streetman's application
without written order.
Judge Teague, the judge
who had authored the
Court of Criminal
Appeals' initial opinion
affirming Streetman's
conviction on direct
appeal, dissented,
concluding that
Streetman had received
ineffective assistance
of trial counsel.
Simultaneously with its
denial of Streetman's
application, the Texas
Court of Criminal
Appeals withdrew its
order staying
Streetman's execution.
On April 3, 1986, the
state district court
signed a new warrant of
execution, ordering
Streetman's execution
before sunrise on May 8,
1986.
On
April 25, 1986,
Streetman proceeded to
file an application for
writ of habeas corpus
and stay of execution in
federal district court.
In addition to
challenging counsels'
conduct of the trial
proceedings, Streetman's
federal habeas corpus
petition focused on
trial counsels' failure
to adequately
investigate the
admissibility of
Streetman's confessions.
Several days later,
Streetman filed a motion
requesting an
evidentiary hearing.
The
federal district court
held a preliminary
hearing on May 2, 1986,
to consider the need for
a full evidentiary
hearing. At the
preliminary hearing,
Streetman's habeas
counsel asserted that
facts regarding the
voluntariness of
Streetman's statements
and his trial counsels'
failure to investigate
those confessions were
not developed at the
state hearing.
Streetman's habeas
attorney assured the
federal district court
that if granted an
evidentiary hearing, he
would produce several
witnesses who would
present material
evidence not introduced
at the state hearing.
The federal district
court nevertheless
denied Streetman's
motion for an
evidentiary hearing,
denied the application
for habeas corpus,
denied the motion for
certificate of probable
cause, and denied
Streetman's motion for a
stay of execution.
Streetman gave oral
notice of appeal. On
appeal, Streetman sought
an order staying his
execution, scheduled
before sunrise on May 8,
1986, and an order
remanding this cause to
the federal district
court for a full and
complete evidentiary
hearing on his
ineffective assistance
of counsel claims. On
May 6, 1986, this Court
entered an order
granting Streetman's
application for a
certificate of probable
cause and granting a
stay of execution
pending further order by
this Court.
II.
Streetman contends that
his trial attorneys were
ineffective in failing
to discover that
Streetman's statements
to authorities were
inadmissible and in
failing to urge
suppression of those
statements. According to
Streetman, his trial
attorney's failure to
adequately investigate
the statements led to
their prejudicial trial
strategy which was based
on the assumption that
the statements were
admissible and that
Streetman would be found
guilty.3
Two
factual inquiries
critical to Streetman's
ineffective assistance
claim are: (1) whether
Streetman's various
statements to
authorities were in fact
improperly obtained; and
if so, (2) whether
reasonable investigation
by trial counsel would
have uncovered the
inadmissibility of the
statements.
With
regard to the first
inquiry, Streetman urges
that he is now able to
produce evidence
indicating that the
statements he gave
authorities and which
were subsequently used
at his trial were
inadmissible. According
to Streetman, he was
given valium by Deputy
Osborne shortly after
his arrest and continued
to receive valium as
long as he cooperated.
Streetman alleges that
he was under the
influence of valium at
the time he gave
statements indicating
involvement in various
extraneous offenses. As
heretofore stated, the
State introduced these
statements during the
penalty stage of
Streetman's trial.
Streetman further
alleges that he gave his
initial statement
admitting involvement in
a series of thefts only
after he and his family
were physically
threatened by Hardin
County Sheriff Mike
Holzapfel and Sheriff's
Captain Jimmy Butler.
Streetman alleges that
he confessed to
murdering Baker only
after he received
promises from Deputy
Osborne that the
authorities were really
after Johnny Johnson and
that Streetman would be
released and "home for
Christmas" if he
confessed to the murder.
Deputy Osborne also
allegedly promised
Streetman that nothing
Streetman said would be
used against him.
According to Streetman,
members of his family
witnessed and heard some
of these improper
inducements to confess.
With
regard to the second
inquiry, Streetman
contends that reasonable
inquiry by his trial
attorneys would have
revealed that the
confessions were
inadmissible. Attorney
McNeely testified at the
state evidentiary
hearing that information
provided by Streetman
and his family indicated
that Streetman's
confessions were
inadmissible.
McNeely testified that
he filed a written
motion to suppress the
confessions and "distinctly
remember[ed] at some
point that the judge
said that the
confessions were not
going to be admitted."
McNeely further
testified that he was
prepared to reurge the
motion to suppress if
necessary and was "as
surprised as anyone"
when co-counsel Coe
himself brought
Streetman's confession
before the jury. Coe on
the other hand testified
that Streetman failed
to
name any reason in [Coe's]
opinion that would make
[the statements]
inadmissible. He [Streetman]
said how well he was
treated; how the
officers treated him;
how members of his
family was [sic] present
and that [the statements
were] true, and he made
no complaint about it
Streetman alleges that
he spent less than an
hour before trial with
attorney Coe, did not
like Coe, and had
nothing to say to him.
Thus, it is possible
that Streetman told
attorney McNeely of
facts suggesting the
statements were
inadmissible, but at the
same time refused to
inform Coe of the same
facts.4
It is
unclear whether Coe ever
"compared notes" with
McNeely in planning
trial strategy. The
state district court
made no finding on this
point. Coe testified
that he did discuss
trial strategy with
McNeely. McNeely, in
contrast, testified that
Coe was either too tired
or busy to discuss the
case. Attorney Coe
testified that he was
unaware of the motion to
suppress filed by
McNeely.
Much
of the foregoing
evidence, particularly
that portion alleged by
Streetman, was not
introduced at the state
evidentiary hearing.
According to Streetman's
habeas attorney, he (the
habeas attorney) had
been unable to discuss
matters not contained in
the record with
Streetman or his family
prior to that hearing.
In
addition, until February
28, 1986, Streetman had
expressed a desire to be
executed. Streetman's
habeas counsel avers
that he was contacted
only after that date and
had less than a week to
review the record and
file a petition.
Thus
at the time of the state
evidentiary hearing, the
habeas attorney was
unaware of much of the
evidence now in his
possession regarding the
admissibility of the
confessions and the
reasonableness of trial
counsel's investigation.
Streetman's habeas
counsel further avers
that if this Court
orders an evidentiary
hearing, he will produce
several witnesses with
pertinent information
including members of
Streetman's family, law
enforcement officials
involved in the
interrogations, attorney
McNeeley and possibly
Streetman.
III.
Streetman bears the
burden of establishing
the need for a federal
evidentiary hearing. In
evaluating whether
Streetman has met that
burden, our initial task
is to "determine whether
[his] allegations, if
proved, would establish
the right to habeas
relief." Townsend v.
Sain, 372 U.S. 293, 307,
83 S.Ct. 745, 754, 9
L.Ed.2d 770 (1963). As
noted earlier,
Streetman's principal
claim is that his trial
attorneys were
constitutionally
ineffective in failing
to investigate and
obtain suppression of
his confessions.
In
Strickland v.
Washington, 466 U.S.
668, 104 S.Ct. 2052,
2064, 80 L.Ed.2d 674
(1984), the Supreme
Court established a two-pronged
test for determining the
effectiveness of
counsel's performance:
A
convicted defendant's
claim that counsel's
assistance was so
defective as to require
reversal of a conviction
or death sentence has
two components. First,
the defendant must show
that counsel's
performance was
deficient. This requires
showing that counsel
made errors so serious
that counsel was not
functioning as the "counsel"
guaranteed the defendant
by the Sixth Amendment.
Second, the defendant
must show that the
deficient performance
prejudiced the defense.
This
requires showing that
counsel's errors were so
serious as to deprive
the defendant of a fair
trial, a trial whose
result is reliable.
Unless a defendant makes
both showings, it cannot
be said that the
conviction or death
sentence resulted from a
breakdown in the
adversarial process that
renders the result
unreliable.
Id.
Under Strickland,
counsel's performance is
deficient only if it
falls below an objective
standard of
reasonableness as
informed by prevailing
professional standards.
Id., 104 S.Ct. at 2065.
Once deficient
performance is
established, "[t]he
defendant must show that
there is a reasonable
probability that, but
for counsel's
unprofessional errors,
the results of the
proceeding would have
been different." Id. at
2068. A reasonable
probability is "a
probability sufficient
to undermine confidence
in the outcome." Id. A
defendant need not,
however, establish that
"counsel's deficient
conduct more likely than
not altered the outcome
of the case." Id.
Streetman must establish
that one or more of his
various confessions were
inadmissible in order to
show either deficient
performance or prejudice.
As
detailed above,
Streetman alleges that
he confessed to killing
Baker and committing a
series of thefts only
after authorities
threatened him and his
family with physical
violence, assured him
that information
provided would not be
used against him, and
promised that they were
really after Johnny
Johnson and that
Streetman himself would
be promptly released.
Streetman further
alleges that statements
regarding various other
extraneous offenses were
obtained only after
authorities promised to
continue to supply
valium in exchange for
Streetman's cooperation.
In
Bram v. United States,
168 U.S. 532, 542-43, 18
S.Ct. 183, 187, 42 L.Ed.
568 (1897), the Supreme
Court stated that the
test for determining the
voluntariness of a
confession
is
whether the confession
was extracted by any
sort of threats or
violence, or obtained by
any direct or implied
promises, however slight,
[or] by the exertion of
any improper influence.
See
also Hutto v. Ross,
429 U.S. 28 , 31,
97 S.Ct. 202, 203, 50
L.Ed.2d 194 (1976).
Under Bram, police
threats to an accused or
his family render a
resulting confession
involuntary. See Rogers
v. Richmond, 365 U.S.
534, 545, 81 S.Ct. 735,
741, 5 L.Ed.2d 760
(1961) (defendant's
confession coerced when
obtained in response to
a police threat to take
defendant's wife into
custody); Leon v.
Wainwright, 734 F.2d
770, 772 (11th Cir.1984)
(statement obtained by
police threats and
physical force clearly
not admissible).
Similarly, certain
promises, if not kept,
are so attractive that
they render a resulting
confession involuntary.
See, e.g., United States
v. Shears, 762 F.2d 397,
402 (4th Cir.1985).
A
promise of immediate
release or that any
statement will not be
used against the accused
is such a promise.
Finally, threats of
violence prior to one
statement may preclude
admitting subsequent
statements into evidence
if the coercion
surrounding the first
statement had not
dissipated at the time
of subsequent statements.
United States v. Bayer,
331 U.S. 532, 541, 67
S.Ct. 1394, 1398-99, 91
L.Ed. 1654 (1947). Under
these principles,
Streetman's allegations,
if true, establish the
very sort of official
overbearing found by the
Supreme Court to violate
the due process
voluntariness
requirement.
Streetman must also
establish that his
confessions were
critical to the State's
case. This requirement
presents no difficulty
here. As recognized by
the Texas Court of
Criminal Appeals on
direct review of
Streetman's conviction,
the single most damaging
item of evidence against
Streetman was Deputy
Osborne's testimony that
Streetman had confessed
to shooting Baker. See
Streetman v. State, 698
S.W.2d 132, 136 (Tex.Crim.App.1985).
The
state prosecuting
attorney admitted as
much during the state
evidentiary hearing by
suggesting that without
the confession he had a
weak case. The second
most damaging item of
evidence was the
testimony of Streetman's
friend, Clint Parr. The
police learned of Parr,
however, only during one
of Streetman's
statements now alleged
to have been improperly
obtained. The only
remaining evidence
linking Streetman to the
Baker killing consisted
of accomplice witness
testimony which under
Texas law requires
independent
corroboration to support
a conviction. See
Tex.Code Crim.Proc.Ann.
art. 38.14 (Vernon 1979
& 1986 Supp.).5
Thus, if Streetman's
statements had been
excluded, there exists a
reasonable probability
that the outcome of his
trial would have been
different. See Smith v.
Wainwright, 777 F.2d 609
(11th Cir.1985) (extreme
prejudice occurred where
inadmissible confessions
provided the primary
evidence offered)
Finally, Streetman must
establish that his trial
attorneys rendered
deficient performance in
failing to press for
suppression of the
statements, instead
adopting a trial
strategy designed to
concede guilt. Attorney
McNeely's undisputed
testimony was that
Streetman and various
members of Streetman's
family told him of facts
which led him to
conclude that the
statements were
involuntary. Even if
attorney Coe was not
informed of these
allegations by Streetman,
McNeely's failure, as
Streetman's attorney, to
press the motion to
suppress and to inform
attorney Coe of
Streetman's allegations
rendered trial counsel's
performance deficient.
This is especially true
considering the
importance of
Streetman's confessions
to the State's case
against him. We conclude
that Streetman has
alleged facts which, if
proven, would establish
his ineffective
assistance of counsel
claim.
IV.
Alleging such facts
establishes the federal
court's power to conduct
an evidentiary hearing.
The exercise of that
power is mandatory,
however, only "if the
habeas applicant did not
receive a full and fair
evidentiary hearing in a
state court, either at
the time of trial or in
a collateral proceeding."
Townsend v. Sain, 372
U.S. 293, 312-13, 83
S.Ct. 745, 747, 9 L.Ed.2d
770 (1963). No "full and
fair" evidentiary
hearing has occurred if
"the material facts were
not adequately developed
at the state court
hearing." Id. Material
facts are those facts
crucial to a fair,
rounded consideration of
a petitioner's claim.6
Id. at 317, 83 S.Ct. at
759; see also Thomas v.
Zant, 697 F.2d 977, 986
n. 11 (11th Cir.1983).
Material facts have not
been "adequately
developed" where the
petitioner alleges
undeveloped evidence
sufficient to call into
question the "reliability"
of the state court's
determination of
petitioner's federal
claims.
We
have little difficulty
concluding that the
facts regarding the
voluntariness of
Streetman's various
statements were not
adequately developed at
the state evidentiary
hearing. Little if any
testimony at that
hearing was directed
towards the measures
taken by officials to
secure Streetman's
confessions. Local
officials involved in
interrogating Streetman
did not testify. Neither
did Streetman nor those
members of his family
who allegedly witnessed
official misconduct.
Streetman's habeas
counsel avers that he
will produce some or all
of these witnesses if
granted a federal
evidentiary hearing.
The
State argues that even
if facts regarding the
voluntariness of
Streetman's confessions
were not adequately
developed, those facts
are immaterial.
According to the State,
the state district court
reliably found that
Streetman's trial
attorneys conducted a
reasonable investigation
and determined that
Streetman's confessions
were voluntary and
admissible at trial. The
State relies on attorney
Coe's testimony that
neither Streetman nor
his family provided any
information to indicate
that the confessions
were inadmissible. The
State concludes that
since Streetman's
attorneys could properly
rely on information
provided by Streetman,
the attorneys did not
render ineffective
assistance even if the
confessions were in fact
inadmissible.
Implicit in the State's
analysis is the
conclusion that the
facts regarding whether
Streetman's trial
attorneys conducted a
reasonable investigation
were adequately
developed at the state
evidentiary hearing. We
cannot accept that
conclusion. At the state
evidentiary hearing
Streetman's two trial
attorneys, Coe and
McNeely, gave
conflicting testimony
about what information
was provided by
Streetman regarding his
confessions. Little
effort was devoted at
that hearing to
uncovering (1) what
precise information each
attorney received from
Streetman and
Streetman's family; (2)
what exchange of
information, if any,
occurred between the
attorneys; and (3)
whether the trial
strategy adopted by Coe
was ever discussed with
McNeely. Neither
Streetman nor any of his
family members testified
at that hearing
regarding the
information they
provided to Streetman's
trial attorneys.
This
missing testimony could
prove critical in
resolving
inconsistencies in the
habeas testimony of
Streetman's attorneys.
We also emphasize that
Streetman had not one
but two trial attorneys.
McNeely testified that
he did, in fact, learn
of facts indicating that
Streetman's confessions
were involuntary. Upon
learning of these facts,
McNeely filed a pretrial
suppression motion, a
motion which was,
apparently, never ruled
on by the state trial
judge before Coe,
himself, introduced
Streetman's confessions
into evidence. If
McNeely's testimony is
accurate, his failure to
inform Coe of those
facts as well as his
failure to have the
pretrial suppression
motion he had filed
acted upon would itself
constitute deficient
performance, independent
of Coe's conduct. This
is especially so given
the central role of
Streetman's confessions
in the State's case.
Given
the ambiguities in that
little testimony which
was presented regarding
the trial attorneys'
failure to press for
suppression of
Streetman's confessions,
the volume of critical
testimony never
presented at the state
habeas corpus hearing,
and McNeely's
uncontradicted testimony
regarding his own
knowledge and actions,
we must conclude that
facts crucial to a fair,
rounded consideration of
Streetman's claim are
sufficiently undeveloped
to call into question
the reliability of the
state court's decision
rejecting Streetman's
ineffective assistance
claims.
No
doubt the failure to
develop these facts was
due to Streetman's
inability to fully
articulate his
ineffective assistance
of counsel theories at
that stage of the
proceedings. Streetman's
habeas attorney was, at
that time, focussing on
Coe's trial conduct
rather than Coe's
failure to adequately
investigate the case.
Ordinarily, such a
failure would lead us to
conclude that Streetman
had failed to exhaust
state remedies. See, e.g.,
Joyner v. King, 786 F.2d
1317, 1320 (5th
Cir.1986). Here, however,
the State has expressly
waived the exhaustion
requirement, as it is
permitted to do. See
Gibson v. Klevenhagen,
777 F.2d 1056, 1058 n. 3
(5th Cir.1985).7
V.
Nevertheless, even where
material facts were not
adequately developed at
the state evidentiary
hearing, no federal
hearing is required if
the failure to develop
the evidence was the
result of inexcusable
neglect by the
petitioner. See Townsend,
372 U.S. at 317, 83 S.Ct.
at 759. In applying this
inexcusable neglect
standard, Courts must
exercise great caution.
The essential purpose
served by habeas corpus
is to ensure that no man
is unjustly punished. If
for some justifiable
reason a petitioner was
previously unable to
fully assert his rights
or was unaware of the
significance of relevant
facts, then to deny a
full inquiry into his
claims would be
unreasonable, judicial
economy considerations
aside. The Townsend
Court thus narrowly
defined inexcusable
neglect by reference to
the deliberate bypass
standard articulated in
Fay v. Noia, 372 U.S.
391, 83 S.Ct. 822, 9
L.Ed.2d 837 (1963). See
372 U.S. at 317, 83 S.Ct.
at 759; see also Guice
v. Fortenberry, 661 F.2d
496, 506 (5th Cir.1981)
(en banc) (While the
teachings of Fay have
been rejected in several
contexts, the Supreme
Court has never
suggested that the
deliberate bypass
standard should be
replaced in the Townsend
context.). The Court in
Fay, in turn, keyed
deliberate bypass to the
standard for waiver of
constitutional rights
articulated in Johnson
v. Zerbst, 304 U.S. 458,
464, 58 S.Ct. 1019,
1023, 82 L.Ed. 1461
(1938): "an intentional
relinquishment or
abandonment of a known
right or privilege."
The
facts in this case
relevant to the
deliberate bypass issue
are essentially
undisputed. On January
3, 1986, Streetman
appeared in state
district court for the
purpose of setting an
execution date. At that
appearance, Streetman
expressed his desire to
have the date set as
early as permitted by
law. In accordance with
Streetman's desire, the
state district court
scheduled Streetman's
execution to take place
on February 6, 1986.
Streetman continued to
express his desire to be
executed until January
28. On that date,
Streetman's family
finally persuaded him to
permit a collateral
attack on his conviction.
The
following day, January
29, Streetman's family
notified counsel of
Streetman's need for
representation. That
same day, habeas counsel
obtained Streetman's
signature on an
application for writ of
habeas corpus and began
to prepare the
application. Habeas
counsel continued
preparation of
Streetman's application
until three or four
hours before the
application was filed at
12:20 p.m. on February
3, 1986. Forty-five
minutes later at 1:05
p.m., the state district
court ordered a hearing
on the application to
begin the next morning,
that is at 10:30 a.m. on
February 4.
At
the outset of the
hearing, Streetman's
attorney requested a
continuance stating:
Your
Honor, I need more time
to prepare for this
hearing. I was given
notice yesterday
afternoon about 2:30 or
3:00 that this hearing
had been set today. I
need to subpoena
witnesses--expert
witnesses for testimony
on the ineffective
assistance of counsel
issue. I need to talk to
Mr. Streetman. There are
other matters outside
the record that he needs
to discuss with me.
Prior
to habeas counsel's
motion for an extension
of time, his only
opportunity to discuss
the case with Streetman
had been for less than
an hour on February 4,
the day of the hearing.
Most of that time had
been spent determining
whether Streetman wanted
to pursue habeas corpus
relief. Nevertheless,
the state district court
denied Streetman's
motion for a continuance,
even for a day, and the
hearing proceeded.
Streetman's habeas
attorney first learned
of facts which, if true,
establish that
Streetman's confessions
were involuntary during
conversations with
Streetman's family at
the conclusion of the
state evidentiary
hearing.
What
is clear from the
foregoing facts is that
neither Streetman nor
his habeas attorney made
a tactical choice to
leave evidence regarding
the voluntariness of
Streetman's confessions
undeveloped. Instead,
the failure was due to
counsel's lack of
opportunity to prepare.
Streetman's counsel
admitted he was
unprepared and asked the
state trial judge for a
continuance until the
following day so that he
could discuss "matters
outside the record" with
Streetman. It was only
after his motion for a
continuance was denied
and the hearing
concluded that counsel
had his discussion with
Streetman and
Streetman's family and
learned of material
evidence.
It is
well established that
counsel's failure to
marshall crucial
evidence underlying a
federal claim because of
insufficient preparation
or other neglect does
not constitute a
deliberate bypass. In
Townsend v. Sain, for
example, the Supreme
Court held that
counsel's failure to
develop material facts
through his witness
could not "realistically
be regarded as
Townsend's inexcusable
default." 372 U.S. at
322, 83 S.Ct. at 762. "The
Court's refusal to
regard this failure as
an inexcusable default
reflects its position
that unintentional flaws
of counsel should not
bar the assertion or
full development of
federal rights." Wright
& Sofaer, Federal Habeas
Corpus for State
Prisoners: The
Allocation of Fact-Finding
Responsibility, 75 Yale
L.J. 895, 971 n. 273
(1966).
Similarly, in Guice v.
Fortenberry, this Court
concluded "based on the
scattershot nature of
the various motions, [that]
the defendants and their
attorneys did not
appreciate fully the
relevance of the missing
evidence. Such neglect
is not inexcusable
within the meaning of
Fay v. Noia." 661 F.2d
at 507. Given Townsend
and Guice, we cannot say
that the failure of
Streetman's habeas
attorney to present
material evidence due to
his lack of time to
prepare constituted
inexcusable neglect. In
reaching this conclusion,
we emphasize the extreme
time pressure under
which counsel was
operating.
The
question remains whether
Streetman himself is
guilty of inexcusable
neglect in failing to
adequately develop
material facts. The
State points out that
Streetman was present at
the state evidentiary
hearing and personally
able to present some of
the undeveloped evidence.
Realistically, however,
it cannot be said that a
petitioner filing his
initial application for
habeas relief who has
had no real opportunity
to consult with his
attorney has, by his
silence at an
evidentiary hearing,
made a tactical choice
to leave certain
evidence undeveloped.
Nor is there any
indication that
Streetman's silence was
an intentional dilatory
tactic. Streetman had,
in fact, actually acted
to expedite his
execution by insisting
that the state district
court set the earliest
possible execution date.
We conclude, therefore,
that neither Streetman
nor his habeas attorney
was guilty of deliberate
bypass in failing to
adequately develop the
material facts at the
state evidentiary
hearing.8
VI.
Because material facts
were not adequately
developed at the state
evidentiary hearing and
because Streetman's
failure to so develop
the facts was not due to
"inexcusable neglect,"
the federal district
court erred in denying
Streetman's motion for
an evidentiary hearing.
Consequently, we REVERSE
and REMAND for such a
hearing in order to
permit the full
development of material
facts.
REVERSED AND REMANDED.
*****
EDITH
H. JONES, Circuit Judge,
dissenting:
The
majority have ordered a
remand to the district
court for an evidentiary
hearing on the
constitutional
competency of
petitioner's trial
counsel in his capital
murder case. The
majority conclude that
Streetman's allegations
imply that facts
material to determining
his counsels'
effectiveness were,
through no fault of his
own, not brought out in
the state court habeas
proceedings. I
respectfully dissent for
several reasons. In my
view, Streetman's
belated accusations are
not material under the "deficiency"
prong of Strickland v.
Washington, 466 U.S.
668, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984).
Streetman either merits
no additional federal
court evidentiary
hearing because he has
deliberately bypassed
the state court system,
or the district court
should conduct a hearing
on the preliminary issue
of deliberate bypass.
Finally, I believe that
the conduct of an
evidentiary hearing,
unrestrained by the
presumption of
correctness contained in
28 U.S.C. Sec .
2254(d), represents an
unwarranted disregard of
the state court's
thorough findings on the
competency of
Streetman's trial
counsel.
A
brief recharacterization
of the strategy pursued
by Streetman's habeas
counsel and the
testimony before the
state habeas court shed
important light on the "new"
material facts which the
majority now seek to
emphasize. Streetman was
tried in 1983, and his
capital conviction and
sentence were affirmed
by the Texas Court of
Criminal Appeals in
1985. On January 3,
1986, in open court,
Streetman expressed his
desire to have the
execution date set as
early as possible and to
avoid any further action
taken on his behalf to
delay execution.
Execution was set for
February 6, 1986.
On
January 29, Streetman
was prevailed upon to
sign an affidavit
attached to an
application for state
writ of habeas corpus.
The application, which
recited in detail the
perceived flaws in his
attorneys' trial
strategy, was not filed
until the afternoon of
February 3, five days
later. The court ordered
an evidentiary hearing
the following morning.
Streetman and his family
appeared at the hearing
with his attorney, Will
Gray. The court delayed
the hearing for 40
minutes to allow
Streetman and Gray to
confer. Gray more than
once requested a
continuance of the
hearing for the purpose
of obtaining expert
witnesses to testify on
the issue of trial
counsel's effectiveness.
The trial court, which
originally stated that
he did not mind if the
hearing should continue
another day, ultimately
refused to do so when it
appeared that the sole
reason for continuance
would be to obtain
expert testimony.
The
hearing lasted several
hours and involved
lengthy, detailed, and
meticulous examination
on the trial strategy
employed by Streetman's
defense attorneys. The
hearing transcript is
nearly 200 pages long.
Testimony on the
admissibility of
Streetman's confessions
occupies a not
insignificant portion of
the transcript.
Gray
acknowledged in oral
argument before this
Court that some of
Streetman's family
members told him, before
the state hearing
concluded, about alleged
promises made to
Streetman to induce him
to confess. Despite
their presence in the
courtroom, counsel
neither called these
witnesses nor informed
the state trial court of
their testimony.
Streetman did not
testify.
The
trial court made written
findings of fact and
conclusions of law,
described accurately the
reasonable trial
strategy of Streetman's
counsel, recommended
that relief be denied,
and forwarded the record
to the Texas Court of
Criminal Appeals on
February 5, 1986.
Execution was stayed in
the Court of Criminal
Appeals until March 17,
1986. During those six
weeks, Streetman never
even attempted to inform
the Texas courts that
his claims were not
adequately developed.
The
state habeas court was
thoroughly apprised of
the basis for defense
counsel's failure to
challenge the admission
of Streetman's
confessions at trial.
Streetman's counsel Mr.
Coe outlined his trial
strategy as evolving
from Streetman's
repeated admissions of
guilt and statements
that he wanted the death
penalty rather than to
spend his life in jail.
Coe specifically
inquired about
Streetman's confessions
to the police, and
Streetman responded that
he had been treated well.
Streetman further told
Coe that if he were
required to take the
stand, he would admit
his guilt.
On
the basis of Streetman's
firm pronouncements to
Coe, supplemented by
conversations with the
interrogating officers
and Streetman's wife,
Coe concluded that the
confessions could not be
suppressed. Mr. McNeely,
the "second-chair"
defense attorney,
testified in vague terms
that he would have
attempted to suppress
the confessions because
he felt they were
involuntary. When
pressed on the reasons
for involuntariness,
McNeely said only, "he
told me that [he had not
been in any way coerced]
and also he told me that
he had been coerced. He
told us 40 different
thousand things during
this trial."1
I.
Stripped to its
essentials, Streetman
claims, and the majority
find superficially
persuasive, that his
trial counsel failed
properly to investigate
the admissibility of his
confessions because
Streetman withheld from
counsel at the trial
level critical facts
concerning the
confession. Streetman
has always held the key
to unlocking this
information. It is not
the failure of counsel
or of state proceedings,
but of Streetman himself
that creates the
predicament in which he
appears before this
Court.
Under
these circumstances
Streetman's contention
that his confessions
were induced by valium
and threats or promises
should be unavailing.
Effective assistance of
counsel depends upon the
objective reasonableness
of counsel's conduct as
well as the prejudice
caused by an alleged
error. Strickland v.
Washington, 466 U.S.
668, 688, 104 S.Ct.
2052, 2065, 80 L.Ed.2d
674 (1984). No one can
question the prejudice
that Streetman would
have suffered if his
trial counsel
unreasonably failed to
investigate the
background of his
confessions. Strickland,
however, requires a
heavy measure of
deference to counsel's
judgments, particularly
when they are based on
information supplied to
counsel by the defendant:
The
reasonableness of
counsel's actions may be
determined or
substantially influenced
by the defendant's own
statements or actions.
Counsel's actions are
usually based, quite
properly, on informed
strategic choices made
by the defendant and on
information supplied by
the defendant. In
particular, what
investigation decisions
are reasonable depends
critically on such
information. For example,
when the facts that
support a certain
potential line of
defense are generally
known to counsel because
of what the defendant
has said, the need for
further investigation
may be considerably
diminished or eliminated
altogether. And when a
defendant has given
counsel a reason to
believe that pursuing
certain investigations
would be fruitless or
even harmful, counsel's
failure to pursue those
investigations may not
later be challenged as
unreasonable. In short,
inquiry into counsel's
conversations with the
defendant may be
critical to a proper
assessment of counsel's
investigation decisions...."
466 U.S. at 691-92, 104
S.Ct. at 2066-67.
Strickland answers the
intimation by the
majority that
Streetman's failure to
confide in or to supply
complete information to
his trial counsel
renders the attorneys'
performance
constitutionally
defective.2
See Johnson v. Cabana,
805 F.2d 579, 582 (5th
Cir.1986). The
information on which
defense counsel relied
was fully aired in the
state habeas hearing.
Attorney Coe repeatedly
stated that Streetman
denied having been
coerced and that from
conversations with
family members he had no
reason to believe the
confessions were
inadmissible. Coe was no
stranger to criminal
lawsuits.
He
had been the district
attorney in Hardin
County for twelve years,
and, by the affirmation
of the federal district
and state courts, he was
a wily, careful and
extremely competent
practitioner. McNeely,
questioned pointedly
about the factual basis
underlying his professed
belief that Streetman
confessed involuntarily,
could allege no specific
statements by Streetman
or family members to
substantiate his fear.
McNeely, on the contrary,
testified that Streetman
told him "forty
different thousand
things." In summary, I
believe that even if
Streetman's most recent
allegations are
absolutely correct, he
cannot prevail on his
constitutional
ineffectiveness of
counsel claim because he
prevented its assertion
in the trial court.3
II.
The
majority rely on Guice
v. Fortenberry, 661 F.2d
496 (5th Cir.1981) (en
banc), which holds that
the criteria enunciated
by Townsend v. Sain, 372
U.S. 293, 83 S.Ct. 745,
9 L.Ed.2d 770 (1963) for
a mandatory federal
habeas hearing
supplement the
procedures set out in 28
U.S.C. Sec .
2254(d). Townsend
mandates a federal
evidentiary hearing
inter alia, "[i]f, for
any reason not
attributable to the
inexcusable neglect of
petitioner, ... evidence
crucial to the adequate
consideration of the
constitutional claim was
not developed at the
state hearing." 372 U.S.
at 317, 83 S.Ct. at 759.
Under Guice and Townsend,
a petitioner must
establish the absence of
excusable neglect or
intentional bypass of
the state court
procedures.
The
majority, by focussing
on the self-serving
statements of
petitioner's habeas
counsel, have
interpreted far too
generously the standard
for inexcusable neglect
or deliberate bypass.
The purpose of this
standard is to enforce
both the integrity and
completeness of state
court proceedings. If a
petitioner could present
one set of facts
allegedly constituting
ineffectiveness of
counsel before the state
court and then elaborate
upon those facts in
order to secure a second
federal evidentiary
hearing, the integrity
of the state judicial
process would be
compromised. Encouraging
such tactics is inimical
to judicial economy in
both the state and
federal court systems.
Ordinarily, courts hold
an evidentiary hearing
preliminarily to
determine whether a
petitioner or his
counsel was guilty of
excusable neglect or
deliberate bypass.
Buckelew v. United
States, 575 F.2d 515,
519 (5th Cir.1978);
Thomas v. Zant, 697 F.2d
977, 986-88 (11th
Cir.1983), vacated on
other grounds, --- U.S.
----, 106 S.Ct. 3325, 92
L.Ed.2d 732 (1986).
Erroneously, I believe,
the majority bypassed
that requirement in
holding that "habeas
counsel's lack of
preparation and
consequent failure to
fully articulate his
ineffective assistance
of counsel argument
before the state
district court was the
cause of his failure to
adequately develop the
evidence." The majority
also emphasize "the
extraordinary time
pressure under which
habeas counsel was
operating."
With
all due respect, I
cannot agree with this
appellate court's
findings of fact.
Petitioner's habeas
counsel Mr. Gray is
among the most
experienced capital
defense counsel in the
country. The paramount
importance of
Streetman's confessions
can hardly have escaped
his attention. Gray
conferred privately with
Streetman for 40 minutes
before the hearing began.
Gray carefully and
extensively cross-examined
Coe and McNeely
concerning the basis on
which they evaluated the
confessions. His
interrogation on all
other issues
demonstrated a thorough
knowledge of the trial
record and was bolstered
by numerous transcript
references. Gray
represented to this
Court that he became
aware of Streetman's
allegations of coercion
during the state habeas
hearing, while elsewhere
Gray stated he did not
find out these
allegations until after
the close of the hearing.
In either event, the
failure to bring this
evidence before the
Texas courts during
seven weeks of
proceedings there is
significant, and I
believe, inexcusable.
Guice
v. Fortenberry, 661 F.2d
496 (5th Cir.1981) (en
banc) cited by the
majority, represents a
narrow holding on the
issue of deliberate
bypass and is
distinguishable from
this case. Critically,
Guice concluded that a
federal evidentiary
hearing was necessary
because the state trial
court never made
findings of fact on the
issue raised by the
petitioner. Id. at 506.
Second, the court
referred to "the
confused nature of the
presentation of the
claims to the trial
court," Id., suggesting
that, "the defendants
and their attorneys did
not appreciate fully the
relevance of the missing
evidence." Id. at 507.
Guice cannot be
reconciled with this
case, in which
petitioner has been
represented by able
counsel at trial and in
post-trial efforts and
in which the state
courts thoroughly
considered Streetman's
ineffectiveness claim.
An
enlightening case in
this area is Thomas v.
Zant, 697 F.2d 977,
(11th Cir.1983), vacated
on other grounds, ---
U.S. ----, 106 S.Ct.
3325, 92 L.Ed.2d 732
(1986), where the
petitioner for the first
time supplied the
federal district court
with an affidavit of his
trial counsel that
suggested a complete
lack of trial
preparation. Explaining
why neither the
affidavit nor any
testimony from the trial
attorney surfaced during
state habeas corpus
proceedings, the
petitioner charged his
habeas counsel with
ineffectiveness. No such
claim has been made here.
The Eleventh Circuit,
confronted in Thomas a
more convincing case of
attorney oversight than
the present one,
nevertheless remanded
for a preliminary
hearing on the issue of
deliberate bypass.
The
majority artificially
narrow the issue of
deliberate bypass to the
conduct of Gray,
ignoring Streetman's
critical role in his own
defense. Guice and
Thomas properly reviewed
the conduct of counsel
because the issue or
error or ineffectiveness
in those cases turned on
information not
ordinarily known to the
defendant. An enormous
gulf separates that type
of inquiry from this
case. Streetman never
confided the details of
his allegedly coerced
confessions to trial
counsel or to Gray until
during or after the
state evidentiary
hearing. To this day, we
have received only
allegations, and not a
single affidavit from
Streetman or any other
proposed witness,
concerning the
confessions.
Surely a petitioner may
not escape the charge of
deliberate bypass of
state proceedings by
never revealing or
adequately revealing a
claimed constitutional
defect to his attorneys
in connection with the
evidentiary development
of the case in state
court. Equally fatal to
his access to federal
court should be habeas
counsel's failure to
seek a new hearing in
the state court for the
purpose of adding
significant additional
allegations to
petitioner's
ineffectiveness claim.
III.
By
far the most troubling
aspect of the majority's
opinion is the signal
sent to would-be habeas
petitioners and to the
state courts. If
"crucial evidence" under
Townsend can be
satisfied by statements
out of the petitioner's
own mouth, and if a
petitioner has no
obligation to bring
before the state court
system his complete
allegations concerning a
constitutional claim,
the obvious incentive is
to give the state courts
only a small taste of
the grounds alleged for
habeas relief.4
Streetman could have
raised his allegations
in the normal course,
aired them fully in the
state courts, and
received federal review
under the presumption of
correctness accorded
state fact findings by
28 U.S.C. Sec .
2254(d). His dilatory
tactics have
unfortunately led the
majority to order a
federal evidentiary
hearing in which the
state court findings
will be accorded no
deference.
The
effect of ordering a
mandatory federal
evidentiary hearing in
this case particularly
causes friction with the
state criminal justice
system. Streetman waited
until the eleventh hour
to seek a stay of
execution and then
obtained two successive
stays while the courts
have been reviewing his
claims. He had a full
and fair hearing in the
state trial court, which
culminated in the
issuance of specific
findings and conclusions
pertaining to
effectiveness of counsel.5
This
Court, never having laid
eyes on Streetman or his
trial counsel, concludes
that his late-breaking
allegations of failure
by counsel to
investigate undermine
the state court's
findings concerning the
nature of and basis for
that strategy. Those
findings have previously
withstood attack in the
Texas Court of Criminal
Appeals and in the
federal district court,
which carefully and
independently reviewed
and approved the state
court fact findings.
It is
not the role of this
Court even under the
auspices of the Great
Writ to accord state
procedures so little
deference. I
respectfully DISSENT.
*****
1 Streetman's
statements also
implicated him in a
series of thefts. Later,
during the course of his
pretrial detention,
Streetman gave
statements to law
enforcement authorities
regarding his
involvement in several
other extraneous
offenses. These
statements were
introduced during the
penalty phase of
Streetman's capital
murder trial
2 The three
questions submitted to
the jury under article
37.071 were as follows:
(1)
Whether the conduct of
the defendant that
caused the death of the
deceased was committed
deliberately and with
the reasonable
expectation that the
death of the deceased or
another would result;
(2)
whether there is a
probability that the
defendant would commit
criminal acts of
violence that would
constitute a continuing
threat to society; and
(3)
if raised by the
evidence, whether the
conduct of the defendant
in killing the deceased
was unreasonable in
response to the
provocation, if any, by
the deceased.
3 Streetman's
federal habeas corpus
petition also alleged
that his trial counsel's
overall performance was
so deficient that
prejudice should be
presumed under the
standard enunciated in
United States v. Cronic,
466 U.S. 648, 104 S.Ct.
2039, 80 L.Ed.2d 657
(1984). This was the
principal argument
raised in Streetman's
state habeas corpus
application. Judge
Teague's dissent from
the Texas Court of
Criminal Appeals
decision denying
Streetman's claim for
relief found this
argument persuasive.
Given our disposition of
Streetman's argument
that a federal
evidentiary hearing is
required, we need not
determine at this point
in the proceedings the
applicability of Cronic
4 Attorney Coe
further testified that
had Streetman been put
on the stand at a
suppression hearing
Streetman would have
testified that he was
guilty and asked for the
death penalty. In his
motion for an
evidentiary hearing,
Streetman specifically
alleges that Coe's
testimony in that regard
was not true
A
conviction cannot be had
upon the testimony of an
accomplice unless
corroborated by other
evidence tending to
connect the defendant
with the offense
committed; and the
corroboration is not
sufficient if it merely
shows the commission of
the offense.
6 In Townsend, the
"crucial fact" not
disclosed by experts
testifying at the state
suppression hearing was
that the substance
injected into Townsend
prior to his confession
had "properties which
may trigger statements
in a legal sense
involuntary." Id., 372
U.S. at 321, 83 S.Ct. at
761 (emphasis added).
Thus, the undisclosed
evidence would not
necessarily have
entitled the petitioner
to relief if true.
Nevertheless, it was
crucial to a fair
consideration of
Townsend's
constitutional claim
7 The state district
court found, after
conducting Streetman's
evidentiary hearing that
Counsel, after
consulting with
Applicant and conducting
an independent
investigation,
determined that
Applicant's confession
was not impermissibly
obtained and that
therefore there was no
valid legal basis upon
which to object to its
introduction in evidence.
This
finding would ordinarily
be entitled to a
presumption of
correctness in federal
court under 28 U.S.C.
Sec . 2254(d).
However, our conclusion
"that the material facts
were not adequately
developed at the State
court hearing" deprives
the state factfinding of
that presumption. 28
U.S.C. Sec .
2254(d)(3).
8 While the
deliberate bypass issue
will in some
circumstances require
its own evidentiary
hearing, such a hearing
is not always necessary.
In fact, in both
Townsend and Guice, the
Courts determined the
absence of deliberate
bypass without the
benefit of an
evidentiary hearing on
the issue. In the
instant case, the State
does not suggest any
need for such a hearing,
nor does it indicate any
additional evidence not
already in the record
that would be produced
at such a hearing
1 McNeely
acknowledged that he had
attempted to bargain for
a life sentence for
Streetman, a decision
which implicitly
concedes the
admissibility of the
confessions
2 Recognizing that
constitutional
effectiveness of counsel
is a mixed question of
law and fact, Strickland,
466 U.S. at 698, 104
S.Ct. at 2070, the
Supreme Court
nevertheless recognized
that a state court's
factfindings subsidiary
to that issue, such as
whether counsel's
decision was based upon
sound trial strategy,
are entitled to a
presumption of
correctness. Id. The
state habeas court made
comprehensive findings
on the strategy employed
by Streetman's trial
counsel
3 The allegations
springing from
Streetman's relatives
are no more convincing
on the merits of his
claim. First, Coe spoke
with Streetman's wife
and McNeely with other
relatives prior to trial
and came up with no
memorable evidence of
involuntariness. Second,
the family members had
at least as much
incentive as Streetman
to inform defense
counsel fully of the
facts, and there is no
suggestion that they
were unavailable or
unwilling to cooperate.
Third, the duty to
investigate the
confessions rests, in
fine, on counsel's
evaluation of the facts
related by Streetman,
and he gave them nothing
to go on
4 As the majority
point out, this "weak
case/strong case" tactic
has been dismissed by
the federal court when
the state argued lack of
exhaustion in the state
courts. Certainly, it is
an appropriate remedy to
send Streetman back to
the state court system
to present his "real"
claims initially. Joyner
v. King, 786 F.2d 1317,
1320 (5th Cir.1986),
cert. denied, --- U.S.
----, 107 S.Ct. 653, 93
L.Ed.2d 708 (1986). This
is not, however, an
efficient remedy, and it
plays into the hands of
counsel, particularly in
capital cases, who
typically use every
possible delaying tactic,
secure in the belief
that no judge will
impose sanctions on them
for exceeding the bounds
of acceptable procedure
5 The Fifth Circuit
has been consistently
reluctant to order a
federal evidentiary
hearing after a habeas
petitioner underwent a
state court hearing on
the claim he brought to
federal court. See West
v. Louisiana, 478 F.2d
1026, 1031-32 (5th
Cir.1973), vacated on
other grounds, 510 F.2d
363 (5th Cir.1975) en
banc; Baldwin v. Maggio,
704 F.2d 1325, 1328-29
(5th Cir.1983), cert.
denied,
467 U.S. 1220 ,
104 S.Ct. 2669, 81 L.Ed.2d
374 (1984).
Federal hearings have
been required, by
contrast, in cases where
the state court made no
factual findings on the
constitutional issue,
Mason v. Balcom, 531
F.2d 717, 722 (5th
Cir.1976), or where the
state courts held no
hearing on counsel's
effectiveness, Clark v.
Blackburn, 619 F.2d 431,
434 (5th Cir.1980)
484 U.S. 992
Robert L. STREETMAN
v.
James A. LYNAUGH, Director, Texas
Department of Corrections.
No. A-527
Supreme Court of the United
States
January 7, 1988
The application
for stay of execution of the
sentence of death, presented to
Justice WHITE and by him referred to
the Court, is denied.
Justice BRENNAN, with whom
Justice MARSHALL joins, dissenting.
Adhering to my
view that the death penalty is in
all circumstances cruel and unusual
punishment prohibited by the Eighth
and Fourteenth Amendments, Gregg v.
Georgia, 428 U.S. 153, 227 , 2950,
49 L. Ed.2d 859 (1976), I would
grant the application for a stay and
vacate the death sentence in this
case. Even if I did not hold this
view, for the reasons stated below I
still would be compelled to vote to
overturn this sentence
I
Streetman was
convicted in Texas of murder and
sentenced by a jury to die. Pursuant
to Texas law, Tex.Code of
Crim.Proc.Ann., Art. 37.071(b)
(Vernon 1981, and Supp. 1988), the
jury was told that if they answered
"yes" to two special questions,
Streetman would automatically be
sentenced to death.
The first
question asked "whether the evidence
established beyond a reasonable
doubt that the murder of the
deceased was committed deliberately
and with the reasonable expectation
that the death of the deceased or
another would result." As Justice
BLACKMUN has observed, an
affirmative answer to this question
is generally a foregone conclusion
because intent is usually an element
of the underlying crime of capital
murder. Barefoot v. Estelle, 463
U.S. 880 , 916-917, and n. 1,
3406-3407, and n. 1 (1983) (dissenting
opinion). Thus, Streetman's life
hinged on the second question: "whether
there is a probability that the
defendant would commit criminal acts
of violence that would constitute a
continuing threat to society."
The jury returned
with their answers: "Yes" to both
questions. The sentence was
accordingly fixed at death, and the
Texas Court of Criminal Appeals
affirmed the judgment. 698 S.W.2d
132 (1985). Streetman's first state
and federal habeas corpus petitions
(raising issues unrelated to the
issue discussed below) were denied.
634 F.Supp. 290 (ED Tex.1986); 812
F. 2d 950 (CA5 1987); 818 F.2d 865
(CA5 1987).
He then filed a
second state habeas corpus petition
in the state court calling into
question, inter alia, the
constitutionality of the Texas death
penalty scheme's treatment of
mitigating evidence. The petition
was denied in state court, and the
subsequent second federal habeas
corpus petition was denied by the
District Court and the Court of
Appeals. 674 F.Supp. 229; 835 F.2d
1519; 835 F.2d 1521 (1988). This
application for a stay followed.
II
In 1976, this
Court approved generally the Texas
death penalty scheme . Jurek v.
Texas, 428 U.S. 262 (1976). In the
course of its analysis, the Court
considered the treatment of
mitigating evidence during the
sentencing phase. The joint opinion
announcing the judgment found that
the Texas courts had construed the
second special question "so as to
allow a defendant to bring to the
jury's attention whatever mitigating
circumstances he may be able to
show." Id., at 272 (opinion of
Stewart, Powell, and STEVENS, JJ.).
In Lockett v.
Ohio, 438 U.S. 586, 604 , 2964-2965,
57 L. Ed.2d 973 (1978), the
plurality held that "the Eighth and
Fourteenth Amendments require that
the sentencer . . . not be precluded
from considering, as a mitigating
factor, any aspect of a defendant's
character or record and any of the
circumstances of the offense that
the defendant proffers as a basis
for a sentence less than death."
Ibid. (opinion of Burger, C.J.). The
Court has applied and explained
Lockett in the nine years since it
was announced. In Eddings v.
Oklahoma, 455 U.S. 104 , 102 S. Ct.
869 (1982), the Court applied
Lockett to strike a state statute
that precluded the sentencer from
considering certain relevant
mitigating evidence, in support of
mitigating factors. Later, in
Skipper v. South Carolina, 476 U.S.
1 (1986), the Court expressly stated
that the sentencer must be given all
mitigating evidence, defined as any
evidence that "might serve 'as a
basis for a sentence less than death.'
" Id., at 5 (quoting Lockett, supra,
438 U.S., at 604 ).
This line of
cases culminated last term in
Hitchcock v. Dugger, 481 U.S. 393
(1987). That unanimous opinion began
"[w]e have held that in capital
cases, ' "the sentencer" ' may not
refuse to consider or ' "be
precluded from considering" ' any
relevant mitigating evidence." Id.,
at 394 (quoting Skipper, supra, 476
U.S., at 4 in turn quoting Eddings,
supra, 455 U.S., at 110 ).
In considering
the validity of a Florida death
sentence, the Court concluded that "it
could not be clearer that the
advisory jury was instructed not to
consider, and the sentencing judge
refused to consider, evidence of
nonstatutory mitigating
circumstances, and that the
proceedings therefore did not
comport with the requirements of
Skipper . . ., [v. South Carolina,
476 U.S. 1 (1986)] Eddings . . .,
[v. Oklahoma, 455 U.S. 104 (1982)],
and Lockett . . . [v. Ohio, 438 U.S.
586 (1978)]." 481 U.S., at 399 .
From these cases
it is clear that all relevant
mitigating evidence must be
available for consideration by the
sentencer. The reasons underlying
this firmly established rule lie in
the unique nature of the death
penalty. "[D]eath is a 'punishment
different from all other sanctions,'
[citation] and therefore the
considerations that inform the
sentencing decision may be different
from those that might be relevant to
other liability or punishment
determinations." Booth v. Maryland,
482 U.S. 496 , 509, n. 12, 2536, n.
12 (1987) ( quoting Woodson v. North
Carolina, 428 U.S. 280 , 303-304,
305, 2990-2991, 2991 (1976) (plurality
opinion of Stewart, Powell, and
STEVENS, JJ.)). To this end,
mitigating evidence that might be
excludable in noncapital-sentencing
procedures may be crucial in a
capital case.
In Summer v.
Shuman, 483 U.S. 66 (1987 ), this
Court held categorically that
mandatory death sentences are
unconstitutional, a determination
foreshadowed by Woodson, supra.
These cases recognize that a
sentencer cannot make a judgment
based on the facts of the particular
case without all relevant mitigating
evidence, Sumner, supra, at 75-76,
and n. 5, 107 S.Ct., at ___, and n.
5. Although disallowing such
evidence would produce uniformity of
sentences, the Court has "recognize[d]
that a consistency produced by
ignoring individual differences is a
false consistency." Eddings, supra,
455 U.S., at 112 . This "false
consistency" is a natural
consequence of the unadorned jury
instructions given under Texas law.
In the instant
case, the record discloses that
Streetman has had a history of
mental illness, stemming from an
injury incurred while he was in the
fifth grade, a circumstance that in
every other jurisdiction would be
considered mitigating. Yet the jury
that sentenced him to die could draw
but one inference from this evidence:
Streetman posed a substantial threat
of future dangerousness.
Streetman
complains that in Texas, evidence
that could evoke feelings of
sympathy or convince a jury that the
defendant is not culpable enough to
deserve death is perversely
transformed into a factor militating
solely in favor of death, in
violation of Lockett, supra, and its
progeny. Indeed, without an
instruction informing the jury that
the second special question is far
broader than its words imply, he was
faced with a true dilemma: introduce
the evidence and run the risk that
the jury will use it to answer
affirmatively the second special
question, or exclude the evidence
entirely. We have already granted
certiorari to consider this very
question: "whether the jury must be
instructed on the effect of
mitigating evidence under the Texas
capital punishment scheme." Franklin
v. Lynaugh, 484 U.S. 891 (1987).
Nonetheless, the Court today refuses
to stay Streetman's execution.
III
Streetman, in his
application for stay raises
precisely the question we agreed to
consider in Franklin. Despite the
fact that there were sufficient
votes on this Court to hold
Streetman's case for Franklin, there
were not enough votes to grant
Streetman's application for a stay.
Had Streetman been convicted of bank
robbery, this would be of no moment.
The Court would simply hold
Streetman's case until Franklin was
decided, and then take appropriate
action. But death is different. Due
to the unique nature of the penalty,
the relief that we could give any
other type of habeas corpus
petitioner is unavailable to
Streetman. His case will be moot
long before we can resolve
Franklin-he will be dead. Therefore,
we are presented with the same
ironic situation as occurred in
Watson v. Butler, 483 U.S. 1037
(1987), the normal and time-tested
procedures of this Court are
overcome by the different nature of
the death penalty. Death is
certainly different, but I had never
believed it to be different in this
way.
IV
The courts below
have held that Streetman's habeas
corpus petition does not actually
raise the question presented in
Franklin because he failed to
preserve the issue at his trial, I
suppose by failing to request a
particular jury instruction. However,
it is clear that under Texas law the
trial court was discouraged from
giving a mitigating evidence
instruction. Stewart v. State, 686
S.W.2d 118 (Tex.Crim.App.1984). In
fact, the court in Stewart, over a
vigorous dissent, specifically held
that "no jury charge regarding
evidence of any mitigating
circumstances [ is] necessary since
the questions prescribed under
Article 37.071 clearly allow the
jury to grasp the logical relevance
of mitigating evidence." Id., at 121
(citing Quinones v. State, 592 S.W.2d
933, 947 (Tex.Crim.App.1980 )). That
holding has been reiterated in
numerous cases. Clark v. State, 717
S.W.2d 910 (Tex.Crim.App.1986);
Fierro v. State, 706 S.W.2d 310
(Tex. Crim.App.1986); Johnson v.
State, 691 S.W.2d 619 (Tex.Crim.App.1985);
Lackey v. State, 638 S.W.2d 439 (Tex.Crim.App.1982);
Adams v. State, 577 S.W.2d 717 (Tex.Crim.App.1979).
Additionally,
Texas has adopted pattern jury
instructions. The instructions for
death cases say nothing regarding
how the jury is to consider
mitigating evidence that actually
supports a finding of future
dangerousness. P.M. McClung, Jury
Charges for Texas Criminal Practice
75-78 (rev. ed. 1981). If, as a
matter of course and relying on
Stewart and Quinones as well as the
pattern jury instructions, Texas
trial judges refuse to give such
instructions when asked, Streetman
surely was under no duty to make the
futile request. Of course, whether
or not this is the case in Texas is
a question of fact. A habeas court
has a duty to determine whether a
hearing is necessary to resolve this
question. See Habeas Corpus Rule 8.
I believe that Streetman is entitled
to an opportunity to make the
required showing before he is
executed. Nor do I believe that
Streetman could reasonably be held
barred under an abuse-of-the-writ
theory, as the District Court
apparently found. The Franklin claim
was not foreseeable prior to this
Court's issuance of the stay order.
In light of this Court's decision in
Jurek, supra, upholding the Texas
scheme, and the citation to Jurek in
Lockett, supra, coupled with the
Fifth Circuit's explicit rejection
of the claim, it was not abusive for
Streetman to fail to raise the issue
in his first federal petition.
Finally, as to
the failure to raise the question on
direct appeal, there is certainly no
bar. Precedent in the Fifth Circuit
and statements from this Court
provided cause for the failure. See
Reed v. Ross, 468 U.S. 1 , 12-16,
2908-2910 (1984).
For these reasons,
I cannot conclude that Streetman's
Franklin claim was procedurally
barred. Consequently, I must dissent
from the refusal of this Court to
stay Streetman's death until we
definitively resolve the questions
his petition presents.
V
Streetman also
raises a broader challenge to the
Texas death penalty scheme. He
alleges that given the nature of the
special death penalty questions, no
instruction, however phrased, could
adequately inform the jury of its
constitutional duty to consider
properly all mitigating evidence. As
a panel of the Court of Appeals for
the Fifth Circuit has cogently
demonstrated, it is time for this
Court to reconsider the Texas system
in light of the intervening
precedent. Penry v. Lynaugh, 832
F.2d 915 (1987).
The persuasive
opinions of Judges Reavley and
Garwood conclusively demonstrate to
me that certiorari should be granted
to consider such a challenge.
Consequently, I dissent from the
Court's refusal to consider this
broader claim. It may be true, as
some have argued, that if the Texas
death penalty statute is
unconstitutional, the fault lies
with this Court rather than with the
State. But even if that is so, it is
the height of unfairness to make
Streetman pay for our mistake.
I dissent.
Justice BLACKMUN
and Justice STEVENS would grant the
application for stay of execution of
sentence of death.