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Glennon Paul
SWEET
February 8,
Next day
Glennon Paul Sweet
796 SW 2d 607 (Mo Banc 1990)
Glennon
Paul Sweet was executed on April 22, 1998
On February 8, 1987 at approximately 4:30 p.m.
Trooper Russell Harper of the Missouri State Highway Patrol was
stationed on Highway 60 near Springfield, Missouri operating a radar
device.
A red mid-sixties Chevrolet pickup truck passed
Trooper Harper at an excessive rate of speed. Trooper Harper activated
his red lights and pursued the truck about a mile and a half where the
truck pulled off and stopped on a farm road.
Before Trooper Harper could get out of his car, Sweet
Leapt from the truck, stepped toward the patrol car and fired several
bursts of gunfire. One bullet struck Trooper Harper in the head causing
death. Twenty-nine bullet holes or indentations were found in the patrol
car.
Sweet drove to the home of Donald Bills where the two
began the task of refurbishing the truck by replacing the tires,
repainting and further modifying it to disguise the vehicle. Sweet also
shaved his moustache to disguise himself.
On February 9, 1987 Highway Patrol Troopers arrived
at the Bills residence on a tip that Sweet was staying in an old bus on
Bills’ property. In a search of the area an H.K. 93 semiautomatic
assault rifle, later determined to be the murder weapon was found in a
junked vehicle about 1000 yards from the Bills’ residence. After
obtaining a search warrant to further search the house, Troopers found
Sweet hiding in the attic.
Witnesses to the slaying identified Sweet as the
assailant and gun cartridges found at the scene of the crime were found
to have been fired from Sweet’s rifle.
Legal Chronology
1974 02/26 -- Glenn Sweet was found guilty of Possession of a
Controlled Substance (Marijuana) Under 35 grams in Bolivar, Missouri. He
was sentenced to one year in the Polk County Jail.
05/15 -- Sweet was fined $50 and court costs for disturbing the peace in
Springfield, Missouri.
06/19 -- Sweet was fined $25 and court costs for disturbing the peace in
Springfield, Missouri.
1975 10/24 -- Sweet was sentenced to a three year and a concurrent
four year sentence for Shooting into a Dwelling and Felonious Assault
without Malice in Springfield, Missouri. The Execution of the sentence
was suspended and Sweet was placed on three years probation. He was
discharged from probation on October 2, 1978.
1978 11/08 -- Sweet was fined $50 and court costs for Affray in
Springfield, Missouri.
1979 May -- Sweet was fined $57 for Common Assault in Springfield,
Missouri.
1981 April -- Sweet was fined $ 69.50 for Property Destruction in
Springfield, Missouri.
1982 04/01 -- Sweet was sentenced to server two, six month
consecutive sentences for Peace Disturbance and Stealing in Springfield,
Missouri. Sweet was also fined one hundred dollars and court costs.
1983 01/19 -- Sweet was sentenced to 30 days in the Greene County
Jail and fined $ 500 and court costs for Driving while Intoxicated in
Springfield, Missouri. The jail sentence was suspended and Sweet was
placed on two years unsupervised probation.
1987 2/9 – Sweet is arrested for the murder of Trooper Russell
Harper of the Missouri State Highway Patrol in Springfield, Missouri.
3/12 – Sweet is charged with Murder First Degree in Greene County.
12/7 – Sweet’s trial begins in Clay on a change of venue.
12/12 – Sweet is convicted of Murder First Degree.
1988 1/20 – Sweet is sentenced to death and his conviction and
sentence is appealed to the Missouri State Supreme Court.
11/29 – Sweet filed a motion in the Circuit court for post-conviction
relief.
1989 9/15 – The Circuit Court denied Sweet’s motion for post-conviction
relief.
1990 9/11 – The Missouri State Supreme Court affirmed the conviction,
sentence and denial for post-conviction relief.
1991 3/18 – The United States Supreme Court denied discretionary
review of Sweet’s state court appeal.
3/20 - Sweet filed a federal petition for writ of habeas corpus in the
United States District Court for the Western District of Missouri.
1995 11/22 – The U.S. District Court denied Sweet’s habeas corpus
petition.
1997 11/10 – The United States of Court of Appeals for the Eighth
Circuit affirmed the District Court’s decision denying federal habeas
corpus relief.
1998 3/9 – The United States Supreme Court declined to review
Sweet’s habeas case.
3/22 – The Missouri State Supreme Court issued an order and warrant of
execution setting Sweet’s execution for April 22, 1998.
Glennon Paul Sweet was given the death
penalty for the February 1987 killing of Missouri State Highway
Patrol Trooper Russell Harper of Springfield.
Sweet shot Harper, 45, with an assault rifle
after the trooper stopped Sweet for speeding along U.S. 60, just
east of Springfield in southwest Missouri. "Harper was a hard
working, good family man," said Lt. Tom Martin, a 33-year veteran of
the highway patrol who had worked with Harper. "He was just out
there that Sunday doing what he gets paid to do. He had no idea what
was out there."
Sweet was arrested two days later as he hid in
the attic of a friend's house. At the time of his arrest, he was
wanted on felony weapons charges in Kansas City and for jumping bail
on a drug charge out of Texas. Sweet was convicted of murdering
Harper after a 5-day jury trial.
Clay County Circuit Judge Glennon McFarland,
nicknamed the "hanging judge" because of his reputation for doling
out the death penalty, followed the jury's recommendation in January
1988 and ordered Sweet to be executed. Sweet said he went to a
friends house but nobody was home about an hour before Harper was
shot. "We have no remorse for him," highway patrol Capt. Jim Watson
said. Some members of the patrol will attend Sweet's execution,
Watson said.
125 F.3d 1144
GlennonPaul
Sweet, Appellant, v.
Paul Delo, Superintendent, Potosi
Correctional Center, Appellee
No. 96-2581
United States Court of Appeals,
Eighth Circuit.
Submitted June 12, 1997.
Decided Sept. 10, 1997.
Rehearing and Suggestion forRehearing En Banc Denied
Oct. 9, 1997
Before BOWMAN, FLOYD R.
GIBSON, and MORRIS SHEPPARD ARNOLD, Circuit
Judges.
BOWMAN, Circuit Judge.
GlennonSweet, a prisoner
on Missouri's death row, appeals from the
judgment of the District Court1
denying his petition for habeas corpus. We
affirm.
I.
On
February 8, 1987, Sweet
sped past Trooper Russell Harper of the
Missouri State Highway Patrol on a highway
outside of Springfield, Missouri. Harper
turned on his signal lights and gave chase,
following Sweet as
he turned onto a side road. After
Sweet stopped and
opened the door of his truck, Harper slowly
drove up behind him. Sweet
jumped out of the truck, aimed his semi-automatic
assault rifle at the trooper's car, and
fired several bursts. Twenty-nine bullets
hit Harper's vehicle; one struck Harper in
the head, killing him. Harper never even
unbuttoned the holster flap covering his
service revolver.
Sweet was arrested
and charged with first-degree murder. After
a change of venue to Clay County, he was
tried and found guilty. Finding as
aggravating circumstances that the murder
was committed against a peace officer
engaged in his official duties and that it
was committed for the purpose of avoiding a
lawful arrest, the jury on December 12, 1987
fixed the punishment at death. Following the
denial of his motion for a new trial, on
January 20, 1988, Sweet
was sentenced to death.
Sweet took a timely
direct appeal to the Missouri Supreme Court
and also, pursuant to Missouri Supreme Court
Rule 29.15,2
filed a pro se post-conviction motion in
Clay County Circuit Court, raising a number
of constitutional claims. The motion court
appointed counsel for
Sweet. More than four months after
counsel was appointed,
Sweet amended his 29.15 motion to
assert additional claims. This amended
petition was not timely, however, because
Sweet was required
to file any amendment no later than sixty
days after the appointment of counsel. See
Mo. Sup.Ct. R. 29.15(f). The motion court
denied Sweet's
29.15 motion in September 1989.
In the
consolidated appeal, the Missouri Supreme
Court held that the claims raised for the
first time in Sweet's
amended 29.15 motion were not properly
raised and declined to consider them. See
State v. Sweet, 796
S.W.2d 607, 615 (Mo.1990) (en banc).3
The court affirmed Sweet's
conviction and sentence in the direct appeal
and affirmed on the merits the denial of the
timely 29.15 claims in the post-conviction
appeal. See id. at 610-17. The United States
Supreme Court denied certiorari on March 18,
1991. Sweet v.
Missouri, 499 U.S. 932, 111 S.Ct. 1339, 113
L.Ed.2d 270 (1991).
Days later,
Sweet filed this
habeas corpus action in federal district
court. Counsel was appointed, and
Sweet amended his
petition several times. The State moved to
dismiss, and the District Court ultimately
denied relief and dismissed the action on
November 22, 1995. Sweet
then filed a motion to alter or amend the
judgment pursuant to Federal Rule of Civil
Procedure 59(e). The court denied
Sweet's motion on
May 9, 1996, and Sweet
appealed to this Court.4
We granted Sweet a
certificate of appealability pursuant to §
102 of the then-newly-enacted Antiterrorism
and Effective Death Penalty Act of 1996 (AEDPA),
Pub.L. No. 104-132, 110 Stat. 1214 (codified
at 28 U.S.C.A. § 2253 (West Supp.1997)).
Following a dispute about the scope of the
certificate of appealability, the appeal
proceeded.5
In this
appeal, Sweet
raises nineteen claims, which we summarize
under twelve headings as follows: (1)
ineffective assistance of trial counsel
during the guilt phase of the trial in (a)
failing to investigate certain witnesses and
evidence, (b) failing to request a curative
instruction or a mistrial during the
prosecution's closing argument, (c) failing
to investigate and present evidence in
support of his motion to suppress evidence,
and (d) allegedly being addicted to cocaine
during the trial; (2) ineffective assistance
of trial counsel during the penalty phase of
the trial in (a) failing to object
appropriately to the prosecutor's cross-examination
of one of Sweet's
witnesses, (b) failing to investigate and
present certain mitigating evidence, and (c)
failing to make an offer of proof to
preserve for appeal certain mitigating
testimony; (3) misconduct of the prosecutor
in (a) introducing a prior bad act during
the guilt phase, (b) failing to provide
proper notice of the witnesses and evidence
to be introduced during the penalty phase,
and (c) using Sweet's
arrest record to cross-examine one of
Sweet's witnesses
during the penalty phase; (4) improper
exclusion of a juror; (5) improper exclusion
of exculpatory evidence during
Sweet's cross-examination
of one of the prosecution's witnesses; (6)
unlawful search and seizure of
Sweet's property;
(7) improper jury instruction defining
reasonable doubt; (8) exclusion of certain
mitigating evidence during the penalty phase;
(9) improper admission of evidence of a
prior bad act during the guilt phase; (10)
improper jury instruction on mitigating
circumstances during the penalty phase; (11)
failure of the Missouri Supreme Court to
conduct a meaningful proportionality review;
and (12) ineffective assistance of appellate
and post-conviction counsel.
II.
We begin by discussing
those of Sweet's
claims that are not properly before us for
one reason or another.
A.
As a rule,
we do not consider claims that have not been
presented to the District Court. See
Hornbuckle v. Groose, 106 F.3d 253, 256 n. 5
(8th Cir.1997), cert. denied, --- U.S. ----,
118 S.Ct. 189, --- L.Ed.2d ---- (1997). We
decline to consider two of
Sweet's claims for this reason: his
search-and-seizure claim (# 6) and his claim
that the trial court improperly admitted
evidence of a prior bad act against him in
the guilt phase (# 9). A claim related to
Sweet's ninth claim
has been preserved for review; we consider
this claim, which turns on prosecutorial
misconduct, later in this opinion.
Sweet's sixth claim
is also improper for another reason. A
Fourth Amendment claim of an
unconstitutional search or seizure is not
cognizable in a habeas corpus action unless
the state has not "provided an opportunity
for full and fair litigation" of the claim.
Stone v. Powell, 428 U.S. 465, 494, 96 S.Ct.
3037, 3052, 49 L.Ed.2d 1067 (1976). We are
not empowered to examine whether the
Missouri courts made errors of law in
deciding the Fourth Amendment issues argued
by Sweet. See
Willett v. Lockhart, 37 F.3d 1265, 1270 (8th
Cir.1994) (en banc), cert. denied, 514 U.S.
1052, 115 S.Ct. 1432, 131 L.Ed.2d 313
(1995).
A search-and-seizure
claim is cognizable in a habeas action only
if "the state provided no procedure by which
the prisoner could raise his Fourth
Amendment claim, or the prisoner was
foreclosed from using that procedure because
of an unconscionable breakdown in the system."
Id. at 1273. Sweet
has not even attempted to make such a
showing, nor does the record support it.
B.
Next we
discuss those of Sweet's
claims that are procedurally defaulted.
Sweet defaulted two
of his claims by failing to present them to
the Missouri courts at any stage of his
direct appeal or his post-conviction
proceedings. See Nave v. Delo, 62 F.3d 1024,
1030 (8th Cir.1995) (recognizing that
failure to present issue to state courts is
a default), cert. denied, --- U.S. ----, 116
S.Ct. 1837, 134 L.Ed.2d 940 (1996). These
claims are that trial counsel was
ineffective in failing to make an offer of
proof of certain mitigating evidence during
the penalty phase (# 2c) and that the jury
instruction on reasonable doubt violated
Cage v. Louisiana, 498 U.S. 39, 111 S.Ct.
328, 112 L.Ed.2d 339 (1990) (per curiam) (#
7). Another claim was defaulted when
Sweet failed to
raise it in his post-conviction appeal to
the Missouri Supreme Court. See Reese v.
Delo, 94 F.3d 1177, 1181 (8th Cir.1996)
(holding that failure to raise claim in
post-conviction appeal is considered
abandonment of claim), cert. denied, ---
U.S. ----, 117 S.Ct. 2421, 138 L.Ed.2d 185
(1997). This barred claim is that
Sweet's trial
counsel was ineffective in his handling of
the motion to suppress evidence (# 1c).6
Still
other claims are barred because they were
first raised in state court in
Sweet's untimely
amended 29.15 motion, as the Missouri
Supreme Court held. See
Sweet, 796 S.W.2d at 615. This
default encompasses all of
Sweet's claims of ineffective
assistance of trial counsel (# 1 and # 2).
One of
these ineffective-assistance claims requires
further discussion. Although it was not
raised in a timely 29.15 motion, the
Missouri Supreme Court considered one issue
on the merits: whether trial counsel was
ineffective in failing to investigate or
call Freddie Hensley as a witness (part of
Sweet's claim #
1a). See id. at 616. When a state court
decides an issue on the merits despite a
possible procedural default, no independent
and adequate state ground bars consideration
of that claim by a habeas court. See Harris
v. Reed, 489 U.S. 255, 262-63, 109 S.Ct.
1038, 1043, 103 L.Ed.2d 308 (1989); County
Court of Ulster County v. Allen, 442 U.S.
140, 152-54, 99 S.Ct. 2213, 2222-23, 60 L.Ed.2d
777 (1979).
Accordingly, we will consider the Freddie
Hensley issue below in our discussion of
Sweet's preserved
claims. We note that the same reasoning does
not apply to Sweet's
claim of ineffective assistance of counsel
in failing to object adequately to the use
of Sweet's arrest
record in the cross-examination of one of
Sweet's witnesses
during the penalty phase (# 2a). The
Missouri Supreme Court considered a related
issue--whether the use of the arrests was
proper as a matter of state evidence law--but
it did not consider these events in the
guise of a claim of ineffective assistance
of counsel, most likely because
Sweet did not
present the claim as such on appeal. See
Sweet, 796 S.W.2d
at 614. This claim is therefore barred.
Sweet argues that
many of these claims are properly before us
because he raised them in state court in
both a motion to recall the mandate and a
state petition for habeas corpus. We
disagree. A motion to recall the mandate is
a proper means of preserving an issue for
habeas review only in very limited
circumstances, as we explained in Nave, 62
F.3d at 1031-32.
In
particular, we noted that a motion to recall
the mandate is not a proper method of
raising claims of trial error or ineffective
assistance of trial counsel. See id. at
1031. Because all of Sweet's
defaulted claims fall within these
categories, his motion to recall the mandate
was not a proper method of raising them, and
the motion could do nothing to vitiate his
earlier defaults. Sweet's
argument that his state habeas petition
under Missouri Supreme Court Rule 91
preserved his claims is similarly flawed. As
we have recognized, a state habeas
proceeding may not be used to raise a claim
that was known to the petitioner at the time
he filed his Rule 29.15 motion. See Reese,
94 F.3d at 1181 (citing State ex rel.
Simmons v. White, 866 S.W.2d 443, 446-47
(Mo.1993) (en banc)).
Sweet inveighs mightily against this
conclusion, arguing that the restricted
scope of review available under Rule 29.15,
as compared to the earlier Rule 27.26, makes
a state habeas petition a viable means of
raising certain claims for the first time.
This
argument is incorrect for three reasons.
First, we have already decided this point
against Sweet in
Reese, a case we decided several months
before Sweet filed
his opening brief. Second, Simmons, on which
we relied in Reese, was decided in the Rule
29.15 era, although it relied on the
companion rule applicable to post-conviction
challenges to guilty pleas. Third, the
Missouri Supreme Court denied
Sweet's own habeas
petition on procedural grounds. See State ex
rel. Sweet v. Delo,
No. 75071, slip op. at 1 (Mo. Sept. 22,
1992). It is not the office of a federal
habeas court to determine that a state court
made a mistake of state law. See Estelle v.
McGuire, 502 U.S. 62, 67-68, 112 S.Ct. 475,
479-80, 116 L.Ed.2d 385 (1991). If the
highest court of Missouri concludes that
Sweet's claims have
not been raised properly in a state habeas
proceeding, that is the end of the matter.
Much of
Sweet's argument is
aimed at the wrong target.
Sweet relies, for example, on Simpson
v. Camper, 927 F.2d 392 (8th Cir.1991), in
which we held a habeas appeal in abeyance
while the petitioner brought a motion to
recall the mandate in state court. The issue
in Simpson, however, was not procedural
default, but exhaustion of state remedies.
See id. at 393; see also 28 U.S.C. §
2254(b)-(c) (1994) (requiring exhaustion of
remedies before federal court may grant
habeas relief).7
The State
does not argue that Sweet
has failed to exhaust his available remedies
in state court, but exhaustion alone is not
sufficient to entitle
Sweet to consideration of his claims
in federal court. If the petitioner has "failed
to follow applicable state procedural rules
in raising the claims," Sawyer v. Whitley,
505 U.S. 333, 338, 112 S.Ct. 2514, 2518, 120
L.Ed.2d 269 (1992), he is procedurally
barred from raising them in a federal habeas
action, regardless of whether he has
exhausted his state-court remedies. See
Coleman v. Thompson, 501 U.S. 722, 731-32,
111 S.Ct. 2546, 2554-55, 115 L.Ed.2d 640
(1991).
C.
Finding
these claims defaulted, we turn to
Sweet's argument
that he has established cause and prejudice
for the defaults.
In all
cases in which a state prisoner has
defaulted his federal claims in state court
pursuant to an independent and adequate
state procedural rule, federal habeas review
of the claims is barred unless the prisoner
can demonstrate cause for the default and
actual prejudice as a result of the alleged
violation of federal law, or demonstrate
that failure to consider the claims will
result in a fundamental miscarriage of
justice.
Coleman,
501 U.S. at 750, 111 S.Ct. at 2565. Because
we conclude that Sweet
has not established cause for any of his
defaults, we need not consider the question
of prejudice.
As cause
for failing to raise his claims properly in
state court, Sweet
argues that he received ineffective
assistance of post-conviction counsel.8
A defendant, however, has no constitutional
right to effective assistance of post-conviction
counsel. See Coleman, 501 U.S. at 752, 111
S.Ct. at 2566. Absent a constitutional right,
Sweet cannot claim
ineffective assistance of post-conviction
counsel as cause for his procedural defaults.
See id. at 752-54, 111 S.Ct. at 2566-67. We
have recognized that this principle applies
to claims of ineffective assistance of Rule
29.15 counsel in Missouri. See Reese, 94
F.3d at 1182; Oxford v. Delo, 59 F.3d 741,
748 (8th Cir.1995), cert. denied, --- U.S.
----, 116 S.Ct. 1361, 134 L.Ed.2d 528
(1996). Accordingly, Sweet's
effort to show cause for his defaults fails
as a matter of law.
Sweet also claims
that a fundamental miscarriage of justice
will result if we do not review his
defaulted claims on the merits. He does not
claim that he is actually innocent of the
murder for which he was convicted; he merely
repeats the claimed constitutional errors in
his trial and pleads for justice.9Sweet's argument
falls far short of the showing of actual
innocence that is required to meet the
miscarriage-of-justice exception. See Schlup
v. Delo, 513 U.S. 298, 316, 115 S.Ct. 851,
861, 130 L.Ed.2d 808 (1995) ("Without any
new evidence of innocence, even the
existence of a concededly meritorious
constitutional violation is not in itself
sufficient to establish a miscarriage of
justice that would allow a habeas court to
reach the merits of a barred claim."). Nor
can Sweet meet the
more demanding test required to show "actual
innocence" of the death penalty. See Sawyer,
505 U.S. at 336, 112 S.Ct. at 2517 (holding
that petitioner "must show by clear and
convincing evidence that, but for a
constitutional error, no reasonable juror
would have found the petitioner eligible for
the death penalty under the applicable state
law").
III.
We
therefore conclude that
Sweet has shown no reason why we may
consider his defaulted claims, and we do not
discuss them further.
We now
turn to two claims that the Missouri Supreme
Court reviewed for plain error even though
Sweet did not
preserve them properly for appeal. We have
remarked recently that our decisions on
plain error review and procedural bar are in
apparent disagreement. See Hornbuckle, 106
F.3d at 257. Some of our cases hold that a
plain error review by a state court does not
cure a procedural default, while others hold
that when a state court conducts a plain
error review, we also review for plain error
in a habeas action. See id. (citing,
respectively, Toney v. Gammon, 79 F.3d 693,
699 (8th Cir.1996), and Mack v. Caspari, 92
F.3d 637, 641 & n. 6 (8th Cir.1996)). We are
powerless to resolve this disagreement, but
we may choose which line of cases to follow.
See id. For different reasons, we elect to
review one of Sweet's
claims for plain error and conclude that the
other claim is defaulted.
Sweet's tenth claim
is that the jury instruction on mitigating
circumstances violated Mills v. Maryland,
486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d
384 (1988), by requiring the jurors to agree
unanimously that a mitigating circumstance
existed before they could sentence him to
life imprisonment. See id. at 384, 108 S.Ct.
at 1870. Although Sweet
failed to object to the instruction at trial,
perhaps because Mills had not yet been
decided, he raised the claim of error in his
direct appeal, and the Missouri Supreme
Court reviewed it for plain error, rejecting
the argument as foreclosed by Missouri
precedent. See Sweet,
796 S.W.2d at 614. Because
Sweet presented this claim clearly to
the state court in constitutional terms, we
will exercise our discretion and review it
for plain error. See Hornbuckle, 106 F.3d at
257. We conclude that no plain error is
present. In McDonald v. Bowersox, 101 F.3d
588 (8th Cir.1996), cert. denied, --- U.S.
----, 117 S.Ct. 2527, 138 L.Ed.2d 1027
(1997), we considered a jury instruction
identical in all material respects to the
instruction in Sweet's
case, and we concluded that it did not
violate Mills. See id. at 599-600. We reach
the same conclusion in the instant case.10
In his
direct appeal to the Missouri Supreme Court,
Sweet complained
that the prosecutor failed to comply with a
Missouri statute governing disclosure of
witnesses to be called at the penalty phase
of the trial. See Mo.Rev.Stat. § 565.005
(1986). The court reviewed that claim for
plain error and found it wanting. See
Sweet, 796 S.W.2d
at 613 n. 4. Sweet
now raises the issue on habeas (claim # 3b),
but in the form of a claim of prosecutorial
misconduct.11
We
conclude that Sweet
did not " 'fairly present' " his claim of
misconduct to the state courts, even as a
form of plain error. Abdullah v. Groose, 75
F.3d 408, 411 (8th Cir.) (en banc) (citation
omitted), cert. denied, --- U.S. ----, 116
S.Ct. 1838, 134 L.Ed.2d 941 (1996).
In order
to fairly present his constitutional claim
to the state courts, Sweet
was required to refer to the Constitution, a
specific constitutional right, or a state or
federal case raising a constitutional issue.
See id. at 411-12. Raising a state-law claim
in state court that is merely similar to the
constitutional claim later pressed in a
habeas action is insufficient to preserve
the latter for federal review. See id.; cf.
Gray v. Netherland, --- U.S. ----, ----, 116
S.Ct. 2074, 2081, 135 L.Ed.2d 457 (1996)
(holding that general appeal to broad
concept such as due process is insufficient
presentation of issue to state court).12
Although
it is not clear from the Missouri Supreme
Court's opinion, an examination of
Sweet's appellate
briefs discloses that his argument in that
court was couched exclusively in state-law
terms and that federal issues were never
addressed. In fact, one of the cases cited
by Sweet in his
state-court brief disclaims the idea that
discovery has constitutional implications.
See State v. Sykes, 628 S.W.2d 653, 656
(Mo.1982). We therefore conclude that the
Missouri Supreme Court's plain error review
encompassed only state-law issues and did
nothing to cure Sweet's
failure to assert his claim of prosecutorial
misconduct in state court.13
IV.
We now
consider on the merits the claims
Sweet has preserved
for our review.
A.
We begin
with the claim that Sweet's
trial counsel was ineffective in failing to
call Freddie Hensley as a witness (# 1a). As
we have noted above, this claim was
apparently defaulted, but the Missouri
Supreme Court reviewed it on the merits,
clearing the way for habeas review. To
establish a claim of ineffective assistance
of counsel, a petitioner "must establish
that counsel's performance was deficient and
that he was prejudiced by that deficient
performance." Preston v. Delo, 100 F.3d 596,
603 (8th Cir.1996) (citing Strickland v.
Washington, 466 U.S. 668, 687, 104 S.Ct.
2052, 2064, 80 L.Ed.2d 674 (1984)), cert.
denied, --- U.S. ----, 118 S.Ct. 357, ---
L.Ed.2d ---- (1997).
We review
the District Court's factual findings for
clear error and its conclusions of law de
novo. See id. "[W]e presume state court
findings of fact to be correct in habeas
proceedings unless the petitioner
establishes, the respondent admits, or the
record shows otherwise or the petitioner
produces evidence that convincingly
establishes that the state court's findings
were erroneous." McDonald, 101 F.3d at 592 (citing
28 U.S.C. § 2254(d)).14
The
proceedings in state court indicate that
Hensley contacted Sweet's
counsel with information that she had seen a
man who resembled Sweet
driving a truck similar to
Sweet's in the Springfield area
shortly after the shooting. Counsel drove by
the address Hensley gave him, noticed that
the truck's door was a different color from
the doors of Sweet's
truck, and decided not to put Hensley on the
witness stand. See Sweet,
796 S.W.2d at 616. "We will not fault a
reasonable strategy not to investigate
further if it is based on sound assumptions."
Kenley v. Armontrout, 937 F.2d 1298, 1308
(8th Cir.), cert. denied, 502 U.S. 964, 112
S.Ct. 431, 116 L.Ed.2d 450 (1991).
The
assumption here--that the mystery truck was
not likely to be confused with
Sweet's truck--was
certainly a sound one, and we cannot
conclude on this record that counsel's
representation "fell below an objective
standard of reasonableness." Washington, 466
U.S. at 688, 104 S.Ct. at 2065. Nor can
Sweet establish
prejudice. The post-conviction court found
that Hensley's testimony did not match the
specificity of Sweet's
claim and suggested that she was not a
credible witness, and the Missouri Supreme
Court held that the evidence of the other
truck would not have been admissible. See
Sweet, 796 S.W.2d
at 616. Sweet's
claim of ineffective assistance of counsel
fails.
B.
Next we
address Sweet's
claim of prosecutorial misconduct based on
the prosecutor's introduction of evidence of
a prior bad act (# 3a). During the guilt
phase of the trial, the prosecutor elicited
from witness Donald Bills evidence that at
the time of the murder,
Sweet was under an outstanding Texas
warrant arising out of an incident involving
cocaine and a gun. The purpose of this
evidence, according to the prosecutor, was
to show that Sweet's
motive for killing Harper was to avoid being
arrested and returned to Texas. The Missouri
Supreme Court held that the evidence was
admissible on the issue of motive. See
Sweet, 796 S.W.2d
at 614.
As we have
remarked already, Sweet
did not renew before the District Court his
argument that the trial court denied him due
process of law by admitting this evidence,
and that claim is not now before us.15Sweet's theory of
prosecutorial misconduct is that the
prosecutor "knew it was improper to pursue
purely irrelevant and inflammatory testimony"
but introduced it nevertheless.
Sweet Br. at 25.
The
problem with Sweet's
claim is that he cannot show that the
prosecutor knew that this evidence was
irrelevant and inflammatory. In fact, the
Missouri Supreme Court concluded just the
opposite: the evidence was relevant and
admissible. See Sweet,
796 S.W.2d at 614. Aside from occasional
references to broad principles of due
process, Sweet's
entire argument is directed at rearguing the
admissibility issue. But this issue has been
decided against him already, and we are
powerless to determine that evidence is
inadmissible as a matter of Missouri law.
See McGuire, 502 U.S. at 67-68, 112 S.Ct. at
479-80.
Anticipating such a holding,
Sweet insists that
"this issue requires a federal court ruling
on the prosecutor's misconduct, not on a
state evidentiary issue. The evidentiary
issue simply forms part of the basis for the
prosecutorial misconduct claim."
Sweet Br. at 25. As
Sweet has
formulated his misconduct claim, however, it
cannot succeed unless we also decide that
the evidence was inadmissible. This we
cannot do, and so we agree with the District
Court that relief is unavailable to
Sweet.
C.
Sweet next argues
that the prosecutor was guilty of misconduct
in cross-examining a witness during the
penalty phase (claim # 3c).
Sweet presented
Judy Meyer during the penalty phase to
testify about Sweet's
good character. On cross- examination, the
prosecutor sought to test Meyer's knowledge
of Sweet's
reputation by asking her whether she was
aware that Sweet
had been arrested on a number of charges on
different occasions. See generally Michelson
v. United States, 335 U.S. 469, 482-83, 69
S.Ct. 213, 221-22, 93 L.Ed. 168 (1948) (approving
this type of cross-examination in federal
courts)
The
prosecutor did not mention that some of the
arrests had led to acquittals or to
convictions on lesser charges, nor that
Sweet had never
been prosecuted following other of the
arrests.
Although
the Missouri Supreme Court concluded that
the prosecutor's questions were proper under
Missouri law, see Sweet,
796 S.W.2d at 614, Sweet
argues that his Eighth Amendment and due
process rights were violated because the
questions were misleading and rendered the
penalty phase unreliable and fundamentally
unfair.16
As we have noted above,
Sweet defaulted the related claim
that his counsel was ineffective in failing
to object to the questions and failing to
explain adequately the outcomes of the
arrests.
The
District Court concluded that
Sweet's claim was
without merit. We might well agree if we
were to reach the merits, but we conclude
that Sweet is not
entitled to relief under the doctrine of
Teague v. Lane, 489 U.S. 288, 316, 109 S.Ct.
1060, 1078, 103 L.Ed.2d 334 (1989) (plurality
opinion). See also Penry v. Lynaugh, 492
U.S. 302, 313-14, 109 S.Ct. 2934, 2943-44,
106 L.Ed.2d 256 (1989) (holding that Teague
doctrine applies in capital cases). As it is
relevant here, Teague stands for the
proposition that "habeas corpus cannot be
used as a vehicle to create new
constitutional rules of criminal procedure
unless those rules would be applied
retroactively to all defendants on
collateral review." Teague, 489 U.S. at 316,
109 S.Ct. at 1078.
This means
that "unless reasonable jurists hearing
petitioner's claim at the time his
conviction became final 'would have felt
compelled by existing precedent' to rule in
his favor, we are barred from doing so now."
Graham v. Collins, 506 U.S. 461, 467, 113
S.Ct. 892, 897-98, 122 L.Ed.2d 260 (1993) (quoting
Saffle v. Parks, 494 U.S. 484, 488, 110 S.Ct.
1257, 1260, 108 L.Ed.2d 415 (1990)). We must
apply Teague before considering
Sweet's claim on
its merits. See Caspari v. Bohlen, 510 U.S.
383, 389, 114 S.Ct. 948, 953, 127 L.Ed.2d
236 (1994).
Our Teague
inquiry has three steps. See O'Dell v.
Netherland, --- U.S. ----, ----, 117 S.Ct.
1969, 1973, 138 L.Ed.2d 351 (1997). We first
determine when Sweet's
conviction became final. The Supreme Court's
denial of Sweet's
petition for certiorari on March 18, 1991
fixes the point of finality. (We note that
there have not been any developments since
that date that would affect our analysis
anyway.) Next we determine "whether a state
court considering [Sweet's]
claim at the time his conviction became
final would have felt compelled by existing
precedent to conclude that the rule [Sweet]
seeks was required by the Constitution."
Parks, 494 U.S. at 488, 110 S.Ct. at 1260.
No case cited by Sweet
or discovered by us even approaches, much
less compels, his proposed rule that a
prosecutor may not cross-examine a character
witness about the defendant's prior arrests
without disclosing the results of those
arrests. See Johnson v. Mississippi, 486
U.S. 578, 590, 108 S.Ct. 1981, 1989, 100
L.Ed.2d 575 (1988) (holding that use as
aggravating factor of prior conviction that
was later reversed violated Eighth Amendment);
Gardner v. Florida, 430 U.S. 349, 362, 97
S.Ct. 1197, 1207, 51 L.Ed.2d 393 (1977) (plurality
opinion) (holding that death sentence based
in part on presentence report that defendant
"had no opportunity to deny or explain"
violated due process); Woodson v. North
Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978,
2991-92, 49 L.Ed.2d 944 (1976) (plurality
opinion) (holding that mandatory death
penalty for first-degree murder violated
Eighth Amendment); Donnelly v. DeChristoforo,
416 U.S. 637, 646-47, 94 S.Ct. 1868,
1873-74, 40 L.Ed.2d 431 (1974) (holding that
ambiguous remark in prosecutor's closing
argument did not violate due process);
Miller v. Pate, 386 U.S. 1, 7, 87 S.Ct. 785,
788, 17 L.Ed.2d 690 (1967) (holding that
prosecutor's "knowing use of false evidence"
violated due process); Newlon v. Armontrout,
885 F.2d 1328, 1335 (8th Cir.1989) (holding
that closing argument in which prosecutor
"(1) expressed his personal belief in the
propriety of the death sentence and implied
that he had special knowledge outside the
record; (2) emphasized his position of
authority as prosecuting attorney of St.
Louis County; (3) attempted to link
petitioner with several well-known mass
murderers; (4) appealed to the jurors'
personal fears and emotions; and (5) asked
the jurors to 'kill him now. Kill him now.'
" violated due process), cert. denied, 497
U.S. 1038, 110 S.Ct. 3301, 111 L.Ed.2d 810
(1990). Although we have been unable to
locate any cases discussing the precise
issue argued by Sweet,
we have suggested that cross-examination of
the sort that took place in the instant case
is permissible. See Byrd v. Armontrout, 880
F.2d 1, 11 (8th Cir.1989), cert. denied, 494
U.S. 1019, 110 S.Ct. 1326, 108 L.Ed.2d 501
(1990); cf. Marshall v. Lonberger, 459 U.S.
422, 438 n. 6, 103 S.Ct. 843, 853 n. 6, 74
L.Ed.2d 646 (1983) (suggesting that due
process does not require more than Michelson
requires).
Only a new
rule, therefore, would help
Sweet. The third
step of our inquiry is whether this new rule
"nonetheless falls within one of the two
narrow exceptions to the Teague doctrine."
O'Dell, --- U.S. at ----, 117 S.Ct. at 1973.
Little discussion is required here.
Sweet does not
proffer a rule "forbidding criminal
punishment of certain primary conduct [or]
prohibiting a certain category of punishment
for a class of defendants because of their
status or offense." Penry, 492 U.S. at 330,
109 S.Ct. at 2953. Nor is his proposed rule
within the even narrower exception for rules
requiring procedures that " 'are implicit in
the concept of ordered liberty.' " O'Dell,
--- U.S. at ----, 117 S.Ct. at 1973 (quoting
Graham, 506 U.S. at 478, 113 S.Ct. at 903).
Because the proposed new rule does not fit
either Teague exception, it may not be
established in federal habeas review of a
state conviction, and thus relief on this
claim is not available to
Sweet.
D.
Sweet's fourth
claim is that venireperson Charlene Gill was
struck improperly for cause. Because Gill
had expressed doubts about the death penalty
but had indicated that her feelings about
the death penalty would not prevent or
substantially impair her from performing the
duties of a juror, Sweet
claims, her exclusion violated his Sixth
Amendment rights under Witherspoon v.
Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20
L.Ed.2d 776 (1968), and its progeny. As
Witherspoon has been interpreted, the proper
test for exclusion of a juror for cause is "whether
the juror's views would 'prevent or
substantially impair the performance of his
duties as a juror in accordance with his
instructions and his oath.' " Wainwright v.
Witt, 469 U.S. 412, 424, 105 S.Ct. 844, 852,
83 L.Ed.2d 841 (1985) (quoting Adams v.
Texas, 448 U.S. 38, 45, 100 S.Ct. 2521,
2526, 65 L.Ed.2d 581 (1980)).
The
transcript of voir dire reveals that Gill
was unsure how she felt about capital
punishment, but she eventually stated that
she could vote for the death penalty. Later,
the court inquired about events in Gill's
personal life, and Gill indicated that her
son was about to have a birthday and that
her husband, who was in night school, would
be unable to be with her son. She said that
she would be worried about her son, but she
later stated that she would be able to
decide the case fairly and impartially
nevertheless.
The
prosecutor moved to strike Gill for cause,
and the court denied that motion. The trial
judge later moved Gill to the back of the
panel on his own motion, however, citing his
regular policy of handling venirepersons
with problems in their personal lives in
cases in which there are sufficient
venirepersons without such problems to fill
a jury panel.
The
Missouri Supreme Court rejected
Sweet's
constitutional argument because "Gill was
not actually removed from the venire panel."
Sweet, 796 S.W.2d
at 612. We do not believe that the issue may
be resolved so simply, because Gill was
removed from the panel in effect. It appears
from the record that the trial judge would
not have moved Gill to the back of the panel
unless there were enough other venirepersons
to ensure that she would not be selected.
Nevertheless, the trial judge stated that he
was moving Gill not because of her scruples
about the death penalty, but because of
issues in her personal life.
Sweet has given us
no reason to disregard the court's stated
reason for its action and to conclude
instead that the court was motivated by
Gill's position on capital punishment.
Neither the invocation of the Sixth
Amendment by Sweet's
counsel nor the court's inquiry of the
prosecutor whether, in light of the
constitutional objection, he still wanted
Gill excluded suffices to alter the nature
of the court's action; in fact, immediately
after this exchange, the judge reaffirmed
that he was adhering to his policy.
We are
unable to conclude that the trial court's
action had anything to do with issues of
capital punishment; instead, we believe that
the court's policy was a neutral,
humanitarian method of enabling
venirepersons to escape jury duty when
events in their personal lives directed
their attention elsewhere. Whether the trial
court's policy comported with state law on
strikes for cause is not an issue for our
consideration. See McGuire, 502 U.S. at
67-68, 112 S.Ct. at 479-80.
To the
extent that Sweet
is suggesting that some sort of pretext
analysis should apply to facially
constitutional juror strikes or that
Witherspoon 's limitation on strikes "for
cause" applies to strikes for any sort of
cause, rather than merely to strikes based
on the venireperson's feelings about capital
punishment, any such argument is foreclosed
by the Teague principles we have discussed
above.17
We conclude only that the trial court's
movement of Gill to the back of the venire
panel for personal reasons did not violate
Sweet's Sixth
Amendment rights.
E.
Sweet next
complains that he was not permitted to
introduce exculpatory evidence during his
cross-examination of Donald Bills during the
guilt phase (claim # 5). Bills testified on
direct examination that on the day of the
murder, Sweet began
to repaint his truck, changed its tires,
listened to a police scanner continuously,
and shaved off his moustache.
On cross-examination,
Sweet sought to ask
Bills whether Sweet
had ever denied involvement in the crime.
The court sustained the prosecutor's hearsay
objection over Sweet's
argument that the statement was admissible
on the issue of state of mind. The Missouri
Supreme Court affirmed. See
Sweet, 796 S.W.2d
at 614.
We again
reject Sweet's
attempt to reargue an issue of state law,
namely admissibility. See McGuire, 502 U.S.
at 67-68, 112 S.Ct. at 479-80. But
Sweet also argues
that the exclusion of this evidence violated
his due process rights, regardless of the
propriety of the court's action under state
law. The exclusion of evidence violates due
process if "the asserted error was 'so
conspicuously prejudicial or of such
magnitude that it fatally infected the trial
and deprived [the defendant] of fundamental
fairness.' " Logan v. Lockhart, 994 F.2d
1324, 1330 (8th Cir.1993) (citation omitted)
(alteration in Logan ), cert. denied, 510
U.S. 1057, 114 S.Ct. 722, 126 L.Ed.2d 686
(1994). " 'Where the state interest [in
excluding evidence] is strong, only the
exclusion of critical, reliable and highly
probative evidence will violate due process.'
" Stallings v. Benson, 26 F.3d 817, 819 (8th
Cir.1994) (citation omitted) (emphasis in
Stallings; our alteration). The state's
interest in excluding hearsay testimony is
undeniably strong. See Chambers v.
Mississippi, 410 U.S. 284, 298, 93 S.Ct.
1038, 1047, 35 L.Ed.2d 297 (1973) (noting
that hearsay rule is "grounded in the notion
that untrustworthy evidence should not be
presented to the triers of fact").
We are
unable to conclude that
Sweet's proffered evidence is at all
reliable; a denial of guilt made by a
criminal defendant to a friend contains no
indicia whatsoever of reliability. Cf. id.
at 302, 93 S.Ct. at 1049 (holding that
exclusion of evidence that another person
confessed to three other individuals that he
committed murder violated due process). Nor,
we add, was this evidence critical to
Sweet's defense.
Sweet took the
stand in his own defense and denied killing
Harper. If the jury did not credit
Sweet's denial of
guilt at trial, there is no reason to
believe that a secondhand report that he had
previously denied guilt would have carried
any weight with the jury.
F.
We now
turn to Sweet's
argument that the trial court's exclusion of
evidence during the penalty phase violated
his Eighth Amendment rights under Lockett v.
Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d
973 (1978), and its progeny (claim # 8).
During the penalty phase, one of
Sweet's witnesses
testified about various social activities
she and her husband had enjoyed with
Sweet, and she
remarked that Sweet
was a good photographer who liked to take
pictures. After the witness stepped down,
Sweet offered into
evidence albums of photographs taken by him.
The trial court refused the evidence as
irrelevant.
Lockett
stands for the proposition that "the State
cannot bar relevant mitigating evidence from
being presented and considered during the
penalty phase of a capital trial." Parks,
494 U.S. at 490, 110 S.Ct. at 1261. This
principle has been held to require that the
sentencing judge or jury be permitted to
consider various types of mitigating
evidence. See Penry, 492 U.S. at 328, 109
S.Ct. at 2951-52 (mental retardation and
background of abuse); Hitchcock v. Dugger,
481 U.S. 393, 398-99, 107 S.Ct. 1821,
1824-25, 95 L.Ed.2d 347 (1987) (family
background and potential for rehabilitation);
Skipper v. South Carolina, 476 U.S. 1, 5,
106 S.Ct. 1669, 1671, 90 L.Ed.2d 1 (1986) (evidence
that defendant would not pose a danger if
sentenced to life in prison); Eddings v.
Oklahoma, 455 U.S. 104, 113-15, 102 S.Ct.
869, 876-77, 71 L.Ed.2d 1 (1982) (youth and
difficult family background).
We have
little guidance on what constitutes
relevance for Lockett purposes, but we know
that "the mere declaration that evidence is
'legally irrelevant' to mitigation cannot
bar the consideration of that evidence if
the sentencer could reasonably find that it
warrants a sentence less than death." McKoy
v. North Carolina, 494 U.S. 433, 441, 110
S.Ct. 1227, 1232, 108 L.Ed.2d 369 (1990).
We agree
with the Missouri Supreme Court that the
jury could not reasonably have found that
Sweet's photographs
warranted or helped to warrant a sentence
less than death. See Sweet,
796 S.W.2d at 614 ("[I]t is difficult to see
how the photographs are even tangentially
relevant to defendant's character."); see
also Schneider v. Delo, 85 F.3d 335, 342
(8th Cir.) (holding that evidence that
accomplice had agreed to plea bargain was
not relevant mitigating evidence), cert.
denied, --- U.S. ----, 117 S.Ct. 530, 136
L.Ed.2d 416 (1996).
Assuming
arguendo that the Eighth Amendment required
the trial judge to admit the photographs,
their exclusion was harmless error. See
Hitchcock, 481 U.S. at 399, 107 S.Ct. at
1824-25 (implying that harmless-error
analysis applies to Lockett errors); Skipper,
476 U.S. at 7-8, 106 S.Ct. at 1672-73 (same).
In light of the record as a whole, including
the nature of the crime,
Sweet's decision not to testify in
his own behalf during the penalty phase, and
the testimony of more than one witness that
Sweet is a good
photographer, we are satisfied that any
error in excluding the photographs
themselves was "harmless beyond a reasonable
doubt." Chapman v. California, 386 U.S. 18,
24, 87 S.Ct. 824, 828, 17 L.Ed.2d 705
(1967).18
G.
Sweet's eleventh
claim is that the Missouri Supreme Court did
not conduct a meaningful and proper
proportionality review of his death sentence.
By "proper," Sweet
apparently means to argue that the state
court did not comply with the state statute
requiring proportionality review of capital
cases. See Mo.Rev.Stat. § 565.035 (1986).
We have
rejected many arguments by Missouri
petitioners that they are entitled to habeas
relief because of the Missouri courts'
perceived failure to comply with § 565.035.
See Bannister, 100 F.3d at 627; Six v. Delo,
94 F.3d 469, 478 (8th Cir.1996) ("The
Constitution does not require us to look
behind [the court's proportionality]
conclusion to consider the manner in which
the court conducted its review or whether
the court misinterpreted the Missouri
statute."), cert. denied, 117 S. Ct. 2418
(1997). See generally Walton v. Arizona, 497
U.S. 639, 656, 110 S.Ct. 3047, 3058-59, 111
L.Ed.2d 511 (1990) ("[T]he Arizona Supreme
Court plainly undertook its proportionality
review in good faith and found that Walton's
sentence was proportional to the sentences
imposed in cases similar to his.
The
Constitution does not require us to look
behind that conclusion."). We add that the
habeas statute does not permit us to
consider whether the court misinterpreted
the state statute, as we have now repeated
several times in this opinion. See McGuire,
502 U.S. at 67-68, 112 S.Ct. at 479-80.
The Eighth
Amendment does not require a state appellate
court to undertake a proportionality review.
See Pulley v. Harris, 465 U.S. 37, 50-51,
104 S.Ct. 871, 879-80, 79 L.Ed.2d 29 (1984).
Sweet casts his
argument instead in terms of due process and
equal protection, but he does not articulate
any coherent theory under either doctrine,
except to rely on state law and Eighth
Amendment cases decided before Pulley.
Even if we
assume that Sweet's
arguments would survive analysis under
Teague, we see no merit in them. We have
rejected previous due process challenges to
Missouri's proportionality procedures, see
Foster v. Delo, 39 F.3d 873, 882 (8th
Cir.1994) (en banc), cert. denied, 514 U.S.
1075, 115 S.Ct. 1719, 131 L.Ed.2d 578
(1995); Murray v. Delo, 34 F.3d 1367, 1377
(8th Cir.1994), cert. denied, 515 U.S. 1136,
115 S.Ct. 2567, 132 L.Ed.2d 819 (1995), and
we see no basis for a conclusion that these
procedures violated Sweet's
right to equal protection of the laws.
H.
Sweet's final claim
(# 12) is that he received ineffective
assistance of appellate and post-conviction
counsel. We have held already that
Sweet has no
constitutional right to effective assistance
of post-conviction counsel. The totality of
Sweet's argument
regarding his appellate counsel is that "counsel
for the consolidated appeal failed to
present properly all issues on appeal."
Sweet Br. at 47.
Sweet has waived
this claim by failing to argue it with any
specificity whatsoever. See Sidebottom v.
Delo, 46 F.3d 744, 750 (8th Cir.) (citing
Fed. R.App. P. 28(a)(5)), cert. denied, ---
U.S. ----, 116 S.Ct. 144, 133 L.Ed.2d 90
(1995).
In any
event, we have had occasion to review
appellate counsel's work in our examination
of the procedural-default issues, and we are
satisfied that counsel's representation was
able and thorough. Counsel raised eighteen
points of error in more than 150 pages of
briefing in the Missouri Supreme Court, and
she pursued two of these points in a
certiorari petition. Sweet
was not entitled to have counsel raise "every
argument, regardless of merit," Evitts v.
Lucey, 469 U.S. 387, 394, 105 S.Ct. 830,
835, 83 L.Ed.2d 821 (1985), and
Sweet has not even
attempted to demonstrate how anything
counsel might have done differently would
have affected the outcome of his case.
Sweet's argument is
without merit.
V.
Finally,
we address Sweet's
argument that the District Court abused its
discretion in denying him an evidentiary
hearing. Sweet
sought a hearing on his claims of
ineffective assistance of trial counsel and
his claim regarding the prosecutor's use of
his arrest record to impeach his character
witness. Because the bulk of
Sweet's claims of
ineffective assistance of trial counsel are
procedurally barred, a hearing on those
claims would get him nowhere.
The same
reasoning applies to the issue of
Sweet's arrest
record, which is barred by Teague. Only the
issue of Freddie Hensley and the mystery
truck possibly could be affected by further
development of the facts.
Sweet received a five-day hearing on
his 29.15 motion and developed the factual
basis of this claim at that time. He is
entitled to an evidentiary hearing in
federal court only if he can show cause and
prejudice for his failure to develop the
facts fully in state court. See Keeney v.
Tamayo-Reyes, 504 U.S. 1, 11, 112 S.Ct.
1715, 1721, 118 L.Ed.2d 318 (1992).
Sweet has not done
so, nor has he shown that a fundamental
miscarriage of justice will result if he is
denied an evidentiary hearing. See id. at
12, 112 S.Ct. at 1721. Accordingly, the
District Court did not abuse its discretion
in denying Sweet a
hearing.
VI.
We have
considered the additional arguments that may
be drawn from Sweet's
briefs, and we have concluded that they are
without merit. The judgment of the District
Court is affirmed. We thank appointed
counsel for their diligent service.
Rule 29.15, which became
effective shortly before
Sweet was sentenced, provides a post-conviction
proceeding for, inter alia, claims "that the
conviction or sentence imposed violates the
constitution and laws of [Missouri] or the
constitution of the United States." Mo.
Sup.Ct. R. 29.15(a). At the time
Sweet was sentenced,
Rule 29.15 required the defendant to file a
motion in the sentencing court within thirty
days after the transcript was filed in the
direct appeal. See Mo. Sup.Ct. R. 29.15(b).
The direct appeal was then suspended and
later consolidated with the appeal from the
judgment on the 29.15 motion. See Mo. Sup.Ct.
R. 29.15(l ). Missouri has since abandoned
the consolidated appeal procedure. A Rule
29.15 motion is now filed after the
disposition of the direct appeal. See Mo.
Sup.Ct. R. 29.15(b) (effective Jan. 1,
1996); Sloan v. Bowersox, 77 F.3d 234, 235
(8th Cir.) (recognizing amended rule), cert.
denied, --- U.S. ----, 116 S.Ct. 980, 133
L.Ed.2d 895 (1996). The prior version of the
rule governs Sweet's
postconviction remedies, however, see Mo.
Sup.Ct. R. 29.15(m) (1996), and citations in
this opinion to Rule 29.15 refer to the
version of the rule in effect at the time
Sweet was sentenced
Several months after
affirming Sweet's
conviction, the Missouri Supreme Court
developed a doctrine of "abandonment" to
mitigate the harsh consequences of appointed
counsel's failure to comply with the strict
deadlines of Rule 29.15. See Sanders v.
State, 807 S.W.2d 493, 494-95 (Mo.1991) (en
banc) (remanding to circuit court for
examination of abandonment claim in
circumstances similar to those of
Sweet's case); see
also Moore v. State, 934 S.W.2d 289, 291-92
(Mo.1996) (en banc) (describing further
developments in abandonment doctrine).
Sweet does not
claim the benefit of the abandonment
doctrine, and we know of no reason why
Sweet's default
should be excused merely because it might
not be considered a default if it occurred
today. See Mack v. Caspari, 92 F.3d 637, 640
(8th Cir.1996) (rejecting abandonment
argument where petitioner's appeal was
decided before doctrine was propounded),
cert. denied, --- U.S. ----, 117 S.Ct. 1117,
137 L.Ed.2d 317 (1997)
We reject the State's
argument that Sweet
appealed only the denial of his Rule 59(e)
motion and not the District Court's earlier
denial of habeas relief. The State's
contention is belied by the language of
Sweet's notice of
appeal ("Sweet
appeals ... from the final judgment denying
petitioner habeas relief pursuant to 28
U.S.C. 2254 and denying petitioner's motion
for relief pursuant to Rule 59(e) ....") and
by common sense. We cannot imagine that a
prisoner under a death sentence would
abandon his substantive claims and appeal
only a procedural motion, and we certainly
do not believe that Sweet
has done so in this case
The State objected to our
granting the certificate without specifying
the issue or issues as to which
Sweet had made a
substantial showing of the denial of a
constitutional right. See 28 U.S.C.A. §
2253(c)(2)-(3) (West Supp.1997). We denied
the State's objection. More recently, our
Court has held that § 2253, as amended by
the AEDPA, applies to appeals filed after
the enactment of the AEDPA and that
certificates of appealability must specify
the potentially meritorious issues raised by
the petitioner. See Tiedeman v. Benson, 122
F.3d 518, 521, 523 (8th Cir. Aug. 6, 1997).
The Court in Tiedeman considered a
certificate of appealability granted by a
district court, recognized that it failed to
specify the appropriate issues for appeal,
treated the appeal as an application for a
certificate of appealability instead, and
denied the application. See id. at 523.
Because the certificate in the instant case
was granted by our own Court and the parties
have fully briefed and argued the merits of
the appeal, we will proceed to consider the
merits
Although we have held
that Sweet's
substantive Fourth Amendment claim is barred
by the doctrine of Stone v. Powell, his
claim of ineffective assistance of counsel
with regard to the search-and-seizure issue
is cognizable in a habeas action. See
Kimmelman v. Morrison, 477 U.S. 365, 382-83,
106 S.Ct. 2574, 2587-88, 91 L.Ed.2d 305
(1986)
We also note that the
relevant claim in Simpson was a claim of
ineffective assistance of appellate counsel,
a type of claim that may be raised for the
first time in a motion to recall the
mandate. See Nave, 62 F.3d at 1031
At times,
Sweet seems to
ignore the issue of cause and argues that
the prejudice he suffered from the
ineffective assistance of his trial counsel
is, by itself, enough to excuse his default.
Another way of reading
Sweet's argument is that the
ineffective assistance of his trial counsel
is cause for his failure to raise his claims
of ineffective assistance of trial counsel.
We cannot endorse Sweet's
attempt to bootstrap himself into habeas
relief, which would have the effect of
reducing the "cause" requirement to a
nullity. In any event, the argument makes no
sense, because it was not trial counsel's
duty to raise the issue of his own
ineffectiveness; that was the duty of
Sweet and his post-conviction
counsel. See Oxford v. Delo, 59 F.3d 741,
747 (8th Cir.1995) ("[W]e fail to see any
causal connection between trial counsel's
performance and Oxford's failure to verify
his amended Rule 29.15 motion.... Oxford
cannot resurrect this procedurally defaulted
claim [of ineffective assistance of trial
counsel] by cloaking it in the garb of a
cause argument."), cert. denied, --- U.S.
----, 116 S.Ct. 1361, 134 L.Ed.2d 528 (1996)
In a pro se filing in
this Court, Sweet
states that he is claiming actual innocence
and requests time and funds to develop his
claim. We have held recently that a "bare,
conclusory assertion" that a petitioner is
actually innocent is insufficient to excuse
a procedural default, and we also have
rejected the argument that a prisoner is
entitled to a hearing to assist him in
developing evidence of actual innocence.
Weeks v. Bowersox, 119 F.3d 1342, 1352-55
(8th Cir.1997) (en banc).
Sweet has had many years to develop
evidence of actual innocence, and he has
submitted none
Sweet's
related contention that the instruction
informed the jurors that they "may" consider
any mitigating factors rather than telling
them that they "must" consider such factors
was not presented to the District Court. In
any event, we have rejected the same
argument in other cases. See Reese, 94 F.3d
at 1186
Sweet
also alleges that the prosecutor improperly
refused to disclose the evidence that the
State planned to introduce at the penalty
phase. This argument was not presented on
appeal to the Missouri Supreme Court at all,
even as plain error, and we decline to
consider it further
This reasoning applies
equally to several of
Sweet's defaulted claims. For example,
Sweet argues that
he presented the "substance" of some of his
claims of ineffective assistance of trial
counsel in his timely 29.15 motion and
therefore did not default them. In reality,
Sweet raised claims
based on the same facts as his ineffective-assistance
claims, but he raised them under different
legal theories. (He also raised some claims
based on the same theories he now argues but
different facts.) This is an insufficient
method of presenting claims to the state
courts under Abdullah, and so we reaffirm
our conclusion that these claims were
defaulted
We note that even if
Sweet had surpassed
the procedural bar, his claim would founder
on retroactivity grounds. The Supreme Court
held recently that a similar claim of
inadequate notice of penalty-phase evidence
could succeed only if the Court established
a new constitutional rule. See Gray, ---
U.S. at ---- - ----, 116 S.Ct. at 2083-85 (citing
Teague v. Lane, 489 U.S. 288, 109 S.Ct.
1060, 103 L.Ed.2d 334 (1989))
The amendments to §
2254(d) enacted by the AEDPA do not apply in
this case. See Lindh v. Murphy, --- U.S.
----, ----, 117 S.Ct. 2059, 2062, 138 L.Ed.2d
481 (1997)
In cases where the
petitioner alleges that both the court's
action in admitting the evidence and the
prosecutor's action in presenting the
evidence violate due process, we have
conflated the two issues and applied the
same test, looking to see whether the
admission of the evidence was so egregiously
improper as to deny the petitioner a fair
trial. See Anderson v. Goeke, 44 F.3d 675,
678-79 & n. 2 (8th Cir.1995). In this case,
where the trial court's action is no longer
an issue, we take Sweet's
claim of misconduct as he presents it to us
At times in his argument,
Sweet also claims
that the prosecutor's questions were false,
inaccurate, or distorted.
Sweet presents nothing to indicate
that the facts subsumed in the prosecutor's
questions--namely, that
Sweet was arrested on particular
charges on particular dates--are in any way
inaccurate. Before the District Court,
Sweet argued only
that the questions were misleading because
they failed to include the eventual outcomes
of the arrests. We therefore limit our
inquiry to this issue
Sweet
argues that Parker v. Dugger, 498 U.S. 308,
111 S.Ct. 731, 112 L.Ed.2d 812 (1991),
requires us to "look at the underlying
reasons" for the trial court's action.
Sweet Br. at 34. We
do not think that this is what Parker means
at all. In that case, a Florida trial judge
sentenced Parker to death, and the state
appellate court found that two of the
aggravating factors relied on by the judge
were invalid but affirmed the sentence
anyway. The Supreme Court held that the
appellate court was required to review the
record to determine if any mitigating
factors were present, since the trial court
had not made a finding to the contrary. See
Parker, 498 U.S. at 321-22, 111 S.Ct. at
739-40. We are already looking at the
record, of course, and
Sweet does not suggest any deeper
level of review to which we could descend.
More importantly, however, we are not a
state appellate court considering this case
on direct review, and
Sweet neglects to acknowledge the
deference we owe to the state courts. For
example, if the trial court had excluded
Gill for Witherspoon reasons, the court's
action would be entitled to the presumption
of correctness of 28 U.S.C. § 2254(d). See
Witt, 469 U.S. at 426-29, 105 S.Ct. at
853-55. Similarly, if the motivation for the
trial judge's action had been ambiguous and
the Missouri Supreme Court had resolved the
ambiguity, we would defer to that resolution
under § 2254(d). See Wainwright v. Goode,
464 U.S. 78, 84-86, 104 S.Ct. 378, 382-83,
78 L.Ed.2d 187 (1983) (per curiam). In light
of the deference we owe to the state courts,
we do not see how we may determine that the
reason for the trial court's action was
something other than what the court said it
was
We apply the Chapman
standard rather than the more deferential
standard of Brecht v. Abrahamson, 507 U.S.
619, 638, 113 S.Ct. 1710, 1722, 123 L.Ed.2d
353 (1993), because the Missouri Supreme
Court did not conduct harmless-error review
on direct appeal. See Joubert v. Hopkins, 75
F.3d 1232, 1245 (8th Cir.), cert. denied,
--- U.S. ----, 116 S.Ct. 2574, 135 L.Ed.2d
1090 (1996)