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Victims profile: Jeffrey and Dale Brown
(brothers)
Method of murder:
Hacking to death with an 18-inch-long Japanese sword
Location: Clackamas County, Oregon, USA
Status: Sentenced to death on November 22, 1995
Karl Anthony Terry
Clackamas County - Oregon
Born: 9/29/73
Sentenced to death: 11/22/1995
A Clackamas County jury sentenced Terry to die for hacking to death
Jeffrey and Dale Brown with an 18-inch-long Japanese sword as they slept
Aug. 6, 1994. Terry, and the Brown brothers had been camping in a
Milwaukie park next to the Willamette River in celebration of Dale
Brown's birthday.
Interesting fact: The first stage of appeals in Terry's case dragged
on for more than six years, mostly because of problems producing a
transcript of his trial. The court reporter had died of cancer.
"that in each of the interviews defendant was not
in custody. To the extent his comments regarding an attorney could
be construed to be an exercise of his right to counsel, it was
waived by his continuing the conversations with police."
On appeal, defendant argues that his statements were
involuntary and that the trial court should have suppressed them because
his mental health had been fragile, the police had made an express or
implied promise of leniency, and police questioning had been persistent
and involved the "false friend" investigation technique.
In addition, defendant argues that the trial court
should have suppressed his statements because he "equivocally invoked"
his right to counsel, and the police had not clarified his intent.
Although defendant identifies a number of statements that he made, he
challenges only the substance of the interview that took place on August
22, 1994, during which he confessed to killing Dale in Jeff's defense.
A. Alleged Involuntariness of Statements
In reviewing the voluntariness of defendant's
statements, this court is bound by the trial court's findings of
historical fact if the evidence supports them. Ball v. Gladden,
250 Or 485, 487, 443 P2d 621 (1968). We are not bound by the trial
court's ultimate holding as to voluntariness, however, and we assess
anew whether the facts are sufficient to meet constitutional standards.
State v. Stevens, 311 Or 119, 135, 806 P2d 92 (1991).
Defendant has failed to identify any evidence in the
record that provides a basis for a conclusion that the police made an
offer of leniency to defendant or employed some other fraudulent tactic
to obtain defendant's statement. He offers instances of contact with the
police that do not indicate any misconduct on their part or anything
that would have encompassed some form of deception. He argues that the
police obtained a statement from him "by leading [him] to believe that
they cared about him and were interested in his well-being," and that
his statement "was derived through the implied representation of
leniency that one would expect of a friend."
Defendant thus attempts to construe courtesy and
civility as some form of deceit. The police did not mislead defendant
and, indeed, defendant understood that the police had thought that he
was the prime suspect. He acknowledged that fact, for example, when he
told the police that "the D.A. is going to put me in prison, that's for
sure." Similarly, defendant's reference in his argument to his "mental
health" is not sufficiently developed to conclude that his state of mind
made his statement involuntary.
B. Right to Counsel
Although a trial court's findings of historical fact
are binding on this court if the evidence supports them, we review legal
conclusions regarding the invocation of the right to counsel for legal
error. State v. Montez, 309 Or 564, 572-73, 789 P2d 1352
(1990). Defendant's references to his right to counsel during
questioning are not a basis for reversal for two reasons.
First, defendant was not in custody when he mused
that the police perhaps should talk to his attorney. The invocation of
the right to counsel under Article I, section 12, of the Oregon
Constitution, requires police questioning to cease only when a defendant
is in custody, i.e., not free to leave. However, when a person
gives an interview, even at a police station, of his own free will, and
is "free to answer questions, or not to answer, or simply to end the
meeting," that person is not in custody. State v. Smith, 310 Or
1, 8, 791 P2d 836 (1990).
Similarly, under the Fifth Amendment to the United
States Constitution, a person is in custody only if his or her freedom
has been "significantly restrained"; voluntary participation in a police
interview at the police station generally does not constitute a
significant restraint. Id. (citing Oregon v. Elstad,
470 US 298, 309, 105 S Ct 1285, 84 L Ed 2d 222 (1985) and Oregon v.
Mathiason, 429 US 492, 495, 97 S Ct 711, 50 L Ed 2d 714 (1977).
Here, defendant referred to an attorney on four occasions. However, in
each instance, which we set out below, he was free to leave, and he
chose not to.
1. After the polygraph examination, when defendant
had indicated that he wanted to talk to the officers about the test,
defendant made an ambiguous statement about "How about if I let you talk
to my attorney" and expressed a desire to "go home." An officer
responded, "That's fine." At that point, defendant sat back down in his
chair.
2. Defendant went outside to smoke a cigarette. He
talked to the officers about the testing of the blood on his jacket.
Defendant stated, "I just want to go home. Maybe you guys should talk to
my attorney," to which an officer responded, "Okay," and began walking
toward the police vehicle to leave. Defendant then persisted in asking
more questions of the officers. After the officers responded to his
questions, defendant stated again that he wanted to go home, and the
officers took him home.
3. When they arrived at his residence, defendant
asked whether the police would provide him with an attorney. Corson told
defendant that, if he wanted an attorney, he should say so. Corson asked
defendant whether he wanted an attorney. Defendant replied that he knew
his rights; he then accepted a business card from Corson and discussed
when they would speak again.
4. Defendant agreed to speak with the officers again.
When Corson attempted to advise defendant of his rights, defendant
stated that "he didn't want a lawyer and he knew what his rights were."
He acknowledged that his statement that he had killed Dale was voluntary.
In each of those four instances, defendant was free
to leave, yet he remained. We conclude that defendant was not in custody
when he mentioned the subject of counsel.
Second, each time that defendant mentioned counsel,
he rejected the idea in favor of cooperating with the police and
engaging in further conversation about the investigation, thereby
waiving any protection from interrogation. SeeState v.
Meade, 327 Or 335, 341, 963 P3d 656 (1998) (suspect who has made
equivocal request for counsel thereafter may waive right to have counsel
present during that or later interrogation).
In each instance noted above, defendant appeared to
have weighed his options of remaining silent versus cooperating with the
police and decided that he wanted to cooperate, or at least engage in
dialogue. At times, defendant refused to cooperate, thereby
demonstrating that he was aware of his rights. In fact, he was so aware
of his rights that he could recite them.
We conclude that defendant's constitutional right to
counsel under the Oregon Constitution and the United States Constitution
was not violated, and that his statements properly were admitted at
trial.
III. REFERENCE TO POLYGRAPH AT TRIAL
Defendant maintains that the court
erred in denying his motions to dismiss and for a mistrial because a
witness made a passing reference to the fact that defendant had taken a
polygraph test. Trooper Nguyen testified at trial that he had been
present when defendant was interviewed at the police station on August
22, 1994, and that he had accompanied Corson when they drove defendant
home. Specifically, Nguyen testified on direct examination:
"Q: [Prosecutor] And after you got back to the
police station at about 7:40, did you place a telephone call to the
defendant?
"A: [Nguyen] That's correct, I did.
"Q: Before doing that, did you discuss that with
Detective Corson?
"A: Yes, I did.
"Q: What did you -- what was the conversation you
had with [defendant] on that occasion?
"* * * * *
"A: On that day what I did was I placed a
telephone call to [defendant] and spoke to him in general
conversation at first. And then [defendant] initiated conversation
with me further.
"Q: What did you tell him about why you called
when you first called him?
"A: Oh. I stated to [defendant] that I called
because I wanted to see how he was doing because I knew that the
polygraph examination that he took and the interviews --"
Defense counsel cut off the witness, stating that he
had a matter for the court. Outside the jury's presence, defense counsel
stated that, "[i]t was our understanding, Your Honor, that all witnesses
had been cautioned not to get into the issue of polygraphs taken,
polygraphs not taken." The prosecutor apologized that he had forgotten
to caution Nguyen about referring to any polygraph and did not know that
Nguyen was going to mention one. Defendant moved for a mistrial or,
alternatively, for a curative instruction. The trial court observed that
Nguyen's answer was not responsive to the question asked and that no one
in the room had expected the answer that followed. The court adjourned
for the day before making a decision.
The next day, defendant moved to dismiss the case or,
alternatively, for a mistrial, and argued that a curative instruction
was insufficient because implicit in Nguyen's statement was an inference
that defendant had failed the polygraph examination. The trial court
denied those motions and opined that a curative instruction would be
adequate:
"[W]hen words are said in a courtroom, they ring
in our ears and I don't know what they ring to the juror's ears. I
think it was stated in a context that didn't indicate a result.
That, at best, an instruction that is neutral along the line
prepared by the State that 'disregard the last response' won't bring
that response back to their attention. And I assume the jurors
follow the instructions that judges give them, that they disregard
that evidence."
Consistent with the foregoing observations, the trial
court instructed the jury as follows:
"Yesterday there was an answer given by the
witness on the stand, Mr. Nguyen, that wasn't responsive to the
question asked. That testimony is stricken. You will disregard it."
This court reviews a trial court's decision to deny a
mistrial motion for abuse of discretion. State v. Larson, 325
Or 15, 22, 933 2d 958 (1997). We recognize that "[t]he trial judge is in
the best position to assess the impact of the complained-of incident and
to select the means (if any) necessary to correct any problem resulting
from it." State v. Wright, 323 Or 8, 12, 913 P2d 321 (1996).
With respect to the polygraph, this court has held that evidence of the
results of a polygraph examination is inherently prejudicial.
SeeState v. Lyon, 304 Or 221, 233-34, 744 P2d 231
(1987) (polygraph evidence not admissible by stipulation); State v.
Brown, 297 Or 404, 445, 687 P2d 751 (1984) (polygraph evidence
inadmissible over proper objection); State v. Middleton, 295 Or
485, 492, 668 P2d 371 (1983) (polygraph evidence "inherently
prejudicial").
Despite the general inadmissibility of polygraph
evidence, law enforcement agencies often use polygraph tests in the
course of investigation and, despite vigilant efforts, reference to them
occasionally finds its way into courtroom testimony. This court has held
that it is not an abuse of discretion to refuse a motion for a mistrial
based on a passing reference to a polygraph examination when that
reference did not disclose the results of that examination. For example,
in State v. Farrar, 309 Or 132, 786 P2d 161 (1990), defense
counsel asked a state witness whether he had reviewed his statement with
the police or a prosecutor, to which he replied, "[w]e went over roughly
the same questions that were asked during the lie detector test and
during tapings they took at [the] police station." Id. at 162.
The defendant moved for a mistrial, which the trial
court rejected. This court affirmed, reasoning that "[t]he reference did
not warrant a mistrial because it was isolated and made only in passing,
the results of the test were not disclosed, and the state never argued
that the test had any significance to the witness's credibility or to
any other issue in the case." Id. at 164. Likewise, in
State v. Eby, 296 Or 63, 673 P2d 522 (1983), this court affirmed a
lower court's decision to deny a mistrial motion based on a witness's
brief reference to a polygraph examination, because "reference to the
word 'polygraph,' without more, was so indefinite as to render any
prejudicial effect speculative at best." Id. at 77-78.
In this instance, the trial court found that the
witness's testimony referring to the polygraph examination was
inadvertent and did not imply the results of the examination. The court
was uncertain whether the jury might have understood the reference to it
at all. Although Nguyen's telephone call to defendant possibly could
have indicated a sign of concern on Nguyen's part that defendant had
failed the test, the call also could have suggested that defendant's
performance in the test had been favorable, because defendant had been
released and Nguyen was calling him at home. Hence, Nguyen's testimony
was ambiguous as to whether defendant's polygraph results were favorable
or unfavorable to defendant.
In such circumstances, a curative instruction is
sufficient to neutralize the possibility of prejudice to the defendant.
"Jurors are assumed to have followed their instructions, absent an
overwhelming probability that they would be unable to do so." Smith,
310 Or at 26. The instruction did not mention the critical testimony and
informed the jurors to disregard as unresponsive what Nguyen had
mentioned.
We conclude that the trial court did not err in
denying defendant's motions to dismiss and for a mistrial, in light of
the curative instruction given.
IV. PENALTY PHASE ISSUES
A. Admissibility of Victim-Impact
Evidence
Defendant argues that the trial court erred in
admitting victim-impact evidence in the form of a statement that the
victims' mother had read to the jury during the penalty phase. At the
outset of the proceedings, the law did not provide specifically for the
admission of victim-impact evidence during the penalty phase of an
aggravated murder trial. See ORS 163.150 (1993) (outlining
penalty-phase procedures prior to allowance of victim-impact evidence
consideration by Oregon juries). Thus, the trial court granted
defendant's motion to limit victim-impact evidence and ordered the state
to notify defendant of any victim-impact evidence that it intended to
present. Defendant's motion did not raise any federal or state issues
regarding prohibitions on ex post facto laws.
Effective July 7, 1995, the legislature amended ORS
163.150(1)(a) to permit a jury to consider, during the penalty phase, "victim
impact evidence relating to the personal characteristics of the victim
or the impact of the crime on the victim's family[.]" State v.
Hayward, 327 Or 397, 412, 963 P2d 667 (1998). As a result of the
legislature's enactment of the new statute, the trial court reversed its
prior ruling and decided to permit the state to offer victim impact
evidence.
In accordance with that ruling, the state offered a
written statement from the victims' mother that the defense had reviewed.
The victims' mother read the following statement to the jury:
"Jeffrey Ray Brown, 23 and a half years, Dale
Archie Brown, 22 years, I had the privilege of being their mother.
"Jeffrey was my first born, my obedient child.
After all, he was told to get off the table before he fell and broke
something in our nursery, so he did fall off the table and [break]
his arm.
"Dale was my baby. My loving child. He would be
outside playing, suddenly stop, come running inside to say, 'Mommy,
I love you,' and run back outside to continue to play.
"They will never marry, have children, grow old.
They will walk with God forever. They made that choice as young
children. I will miss seeing them grow, but this I know, I will be
with them in God's good time.
"Jeffrey Ray Brown, 23 and a half years, Dale
Archie Brown, 22 years, I had the privilege of being their mother.
"This past year at family gatherings as I
listened to my sister-in-law talking about their daughters-in-law,
grandchildren, and even a great grandchild, I delighted in hearing
the stories and I hope they will always continue. And yet at the
same time I was greatly saddened as I will never enjoy the pleasure
of a daughter-in-law. I will never enjoy the pleasure of a
grandchild and I will never enjoy the pleasure of a great grandchild.
Mr. Terry, you took those opportunities from me when you murdered my
sons, Jeffrey and Dale.
"During this past year, as my brothers and I
rallied around my mother to lend her emotional and physical support
in dealing with her first year as a widow, I was pleased and proud
of our willing ability to do so, and yet at the same time I was
greatly saddened as I realized that when either my husband or I
reached that stage in life, we will be truly alone, no children to
lift us up as my brothers and I lifted my mother. Mr. Terry you have
taken that from us when you murdered our sons, Jeffrey and Dale."
Afterwards, defendant renewed his objection to the
victim impact testimony:
"I believe that earlier in the case that there
was a motion regarding victim impact. I am certainly aware of the
recent statute. We'll stand on our previous objections over the
impact."
The trial court then overruled the objection in light
of the amended statute.
In this instance, however, defendant
failed to preserve the issue for review, because he made no objection in
the trial court that referred to either the federal or state ex post
facto doctrine. Ordinarily, this court will not consider any
matter assigned as error unless it was preserved in the lower court.
ORAP 5.45(4)(a); seeState v. Montez, 324 Or 343, 356,
927 P2d 64 (1996) (claim of error not preserved when defendant failed to
object to testimony on grounds asserted on appeal). Indeed, defendant
admits that "[i]t does not appear on the record * * * that defendant
specifically asserted that application of the 1995 version of ORS
163.150 violated the ex post facto provisions of the Oregon and
U.S. Constitutions." Defendant suggests, without citing a basis in the
record, that the issue may have been raised "off the record." This court,
however, will not look outside the record to find objections.
We also reject defendant's alternative argument that
his more generalized objections preserved the issue for review, when
those objections did not include a citation or other reference either to
Article I, section 21, of the Oregon Constitution, or to Article I,
section 10, of the United States Constitution, or otherwise suggest that
applying the new statute somehow was constitutionally impermissible.
Defendant failed to preserve the ex post facto issue. SeeState v. Hitz, 307 Or 183, 188, 766 P2d 373 (1988) (stressing
justifications for raising issues before trial court).
The first and third elements are present here,
because the issue is whether the mother's testimony should have been
admitted into evidence. Thus, the only issue is whether the error was "obvious,"
assuming that admitting the evidence in question was error at all. At
the time of trial in this matter, and even now, the purported error is
not obvious. Ex post facto claims frequently require an
intricate constitutional analysis. See, e.g., Fugate,
332 Or at 211, (engaging in ex post facto analysis).
When the victims' mother testified in October 1995,
no case from this court or the Court of Appeals had determined whether
the retroactive application of a statute permitting victim-impact
evidence at trial would violate either Article I, section 21, of the
Oregon Constitution, or Article I, section 10, of the United States
Constitution. The first such case was not decided until four years later.
SeeState v. Metz, 162 Or App 448, 461, 986 P2d 714
(1999) (1995 revision to ORS 163.150 fundamentally changed what evidence
may be relevant to the issue before the jury and thus violated the
ex post facto provision of Article I, section 21, of the Oregon
Constitution). Deciding whether an error even occurred would require
this court to engage in the same kind of extensive analysis that the
Court of Appeals undertook in Metz. As a result, we conclude
that the alleged error is not obvious.
Defendant failed to preserve his ex post facto
argument for purposes of appeal, and we decline to address that argument
as error apparent on the face of the record.
B. Alleged Error in Jury Instructions
Defendant argues that the trial court erred by
instructing the jury that it could consider any aspect of defendant's
life in answering the penalty-phase questions. Quoting the pertinent
jury instruction in full illustrates the alleged error:
"The first question asked by the law as to Count
I is, was the conduct of the defendant that caused the death of
Jeffrey Brown committed deliberately and with the reasonable
expectation that the death of Jeffrey Brown would result.
"The first question asked by the law as to Count
II is, was the conduct of the defendant that caused the death of
Dale Archie Brown committed deliberately and with the reasonable
expectation that the death of Dale Archie Brown would result.
"The word deliberately means that state of mind
that examines and considers whether a contemplated act should or
should not be done. Deliberation is present if the thinking is being
done in such a cool mental state under such circumstances and for
such a period of time as to permit a careful weighing of the
proposed decision. The law, however, does not prescribe a particular
period of time as necessary to constitute deliberation.
"The second question asked by the law in each
count is, is there a probability, meaning is it more likely than
not, that the defendant would commit criminal acts of violence that
would constitute a continuing threat to society.
"The third question asked by the law in each
count is, shall a death sentence be imposed.
"The burden of proof beyond a reasonable doubt
does not apply to the third question. As to this question, neither
side bears any burden of proof. You must answer this question no if
there is any aspect of the defendant's character or background or
any circumstance of the events that one or more of the jurors
believes justifies a sentence less than death.
"You may consider any aspect of the
defendant's life in your determination of the answers to these
questions. And in answering these questions, you are to
consider any mitigating circumstances received in evidence including
but not limited to the defendant's age and the extent and severity
of the defendant's prior criminal conduct.
"Mitigating circumstances include those
circumstances that do not justify or excuse the events, but that in
your sole [judgment] may be considered as extenuating or reducing
the degree of culpability and the appropriate punishment. The
defendant need not establish the existence of a mitigating
circumstance beyond a reasonable doubt. If you reasonably believe
that a mitigating circumstance exists, then you may consider it as
established.
"If you unanimously answer all three of the [preceding]
questions yes, the law requires that the penalty should be death.
You may answer any of the first three questions in any order. * *
*."
Defendant admits that he failed to object at trial to
the sentence in the jury instructions that he now challenges.
Accordingly, defendant requests that this court review the alleged error
as an error of law apparent on the face of the record. As noted above,
this court, in its discretion, may review such alleged errors if the
error is a legal error discernable in the record, and the point of law
is not reasonably in dispute.
Defendant makes no argument that the
purported error is an obvious one. Indeed, the error is not obvious
because Oregon appellate courts have not ruled on the inclusion of that
particular sentence in penalty-phase jury instructions. In fact, in
conjunction with a slightly different suggested formulation of the four
questions set out in ORS 163.150(b) (1993), this court previously had
approved in substance an instruction that stated:
"You may consider any aspect of defendant's life
in your determination on the fourth question [here, the third
question] and any aspect of defendant's life that may be relevant in
your determination of the first three questions."
Farrar, 309 Or at 177.
There is little, if any, substantive difference between the two
instructions. Defendant has not demonstrated that the error, if it
existed at all, is obvious.
Defendant failed to preserve his
argument that the jury was improperly instructed, and we decline to
address the argument as error apparent on the face of the record.
C. Allegedly Defective Indictment
Defendant asserts that the trial court erred in
sentencing him to death. He maintains that, because the penalty phase
instruction must include an element of "deliberation" to make him death
eligible, the indictment that charged him had to specify that
he had acted deliberately. He bases that argument on this court's
decision in State v. Quinn, 290 Or 383, 623 P2d 630 (1981), and
on a relatively recent United States Supreme Court case, Apprendi v.
New Jersey, 530 US 466, 120 S Ct 2348, 147 L Ed 2d 435 (2000).
The indictment in this case stated:
"The above-named defendant is accused by the
Grand Jury of the County of Clackamas, State of Oregon, by this
indictment of the crimes of AGGRAVATED MURDER (TWO COUNTS) committed
as follows:
"COUNT I (ORS 163.095)
"The said defendant on or about the 7th day of
August 1994, in the County of Clackamas, State of Oregon, did
unlawfully and intentionally cause the death of another human being,
to-wit: Jeffrey Ray Brown by stabbing him, the said defendant having
unlawfully and intentionally, in the course of the same criminal
episode caused the death of an additional human being, to-wit: Dale
Archie Brown by stabbing him * * *.
"COUNT II (ORS 163.095)
"The said defendant on or about the 7th day of
August 1994, in the County of Clackamas, State of Oregon, did
unlawfully and intentionally cause the death of another human being,
to-wit: Dale Archie Brown by stabbing him, the said defendant having
unlawfully and intentionally, in the course of the same criminal
episode caused the death of an additional human being, to-wit:
Jeffrey Ray Brown by stabbing him * * *."
Defendant thus was charged with
aggravated murder under ORS 163.095(d) (1993), which required that the
murder be committed intentionally and that there be more than one murder
victim during the same criminal episode. See ORS 131.505(4)
(1993) (defining "criminal episode").
During the penalty phase, the jury was asked to
determine "whether the conduct of the defendant that caused the death of
the deceased was committed deliberately and with the reasonable
expectation that death of the deceased or another would result." See
ORS 163.150(1)(b)(A) (1993) (setting out first question that must be
asked in penalty phase). As noted, defendant contends that, under
Quinn and Apprendi, "deliberateness" is an element that
had to be set out in the indictment.
Defendant admits that he "did not object in the trial
court to his sentence on the grounds asserted here." However, defendant
argues that the state's failure to plead "deliberation" in the
indictment deprived the trial court of subject matter jurisdiction and
that lack of subject matter jurisdiction can be raised at any stage of
the proceedings. SeeAiles v. Portland Meadows, Inc.,
312 Or 376, 383, 823 P2d 956 (1991) (lack of subject matter jurisdiction
may be raised at any time, including on appeal). Defendant also argues
that this court should review the matter as "error apparent on the face
of the record."
Even assuming that defendant were correct that
deliberateness is an element of the crime that must be pled in the
indictment -- a claim that we consider and reject for the reasons
explained below -- such a defect would not have deprived the court of
subject matter jurisdiction.
Subject matter jurisdiction defines
the scope of proceedings that may be heard by a particular court of law
and is conferred by statute or the constitution.See
Charles E. Torcia, Wharton's Criminal Procedure, §11 at 95 (13th
ed 1989) ("A criminal court has jurisdiction, i.e., the power
to determine whether an accused is guilty of a particular crime and, if
so, to impose a punishment therefor, if it has jurisdiction of the
subject matter and of the person of the accused."); see alsoState v. Webb, 324 Or 380, 393, 927 P2d 79 (1996) (holding that
legislature granted two separate kinds of jurisdiction to district
courts, i.e., same criminal jurisdiction as justice court and
concurrent jurisdiction with circuit courts of misdemeanors for which
punishment may not exceed $3,000 fine).
Under the Oregon Constitution, circuit courts have
subject matter jurisdiction over all actions unless a statute or rule of
law divests them of jurisdiction. See Or Const, Art VII (Amended),
§ 2 (not changing jurisdictional scheme set out in original Article VII);
Or Const, Art VII (Original), § 9 (all jurisdiction not vested by law in
another court shall be vested in circuit courts). In particular, the
Oregon Constitution states that, once a person has been indicted by a
grand jury, that person can be charged "in a circuit court with the
commission of any crime punishable as a felony." Or Const, Art VII (Amended),
§ 5(3). The trial court therefore had subject matter jurisdiction to try
defendant for the crime of aggravated murder, even if the indictment
arguable was defective.
Defendant claims that, even if his jurisdictional
challenge is not well taken, this court should address the merits of the
issue as an "error apparent on the face of the record." As noted, for
this court to do so, the alleged error must be "obvious, i.e.,
not reasonably in dispute." Lotches, 331 Or at 472. An analysis
of Quinn and Apprendi, in appropriate context,
demonstrates that, not only is the alleged error not obvious, in fact,
there was no error.
In Quinn, this court stated that the new
death penalty statute enacted by initiative in 1978 and at issue in that
case
"restore[d] deliberation as an additional element
of murder for which a greater penalty, death, may be imposed much as
it was under the pre-1971 statutory scheme. Although it is in the
form of an enhanced penalty statute, an effect of the new statute is
to indirectly reestablish a crime of deliberate first degree murder
punishable by death."
290 Or at 403 (footnote omitted).
Thus, under the statutory scheme at issue in
Quinn, "deliberation" served to enhance the penalty for intentional
murder from life imprisonment to death, and indirectly created a
separate crime of deliberate murder. Following this court's decision in
Quinn, the legislature enacted statutes creating the crime of
aggravated murder. Separate crimes of murder and aggravated murder are
now defined statutorily. Because defendant was charged under a different
statutory scheme from the one at issue in Quinn, that case does
not support defendant's argument.
In fact, in State v. Wagner, 305 Or 115,
172, 752 P2d 1136 (1988), vacated and remanded on other grounds
492 US 914, 109 S Ct 3235, 106 L Ed 2d 583 (1989), this court rejected
an argument much like the one defendant makes here. In Wagner,
the court described the aggravated-murder statutes and accompanying
pleading requirements as follows:
"The offense with which this defendant is charged
is aggravated murder as defined in ORS 163.095(2)(a)(E) [murder of a
witness], * * *. The ultimate facts that make up that offense are
clearly alleged in the indictment. To be guilty of aggravated
murder one does not need to act 'deliberately.' If one is
guilty of aggravated murder but the jury does not unanimously find
that the perpetrator acted deliberately, the guilty one is not
sentenced to death but is yet guilty of aggravated murder. There is
no requirement of pleading an indictment that requires the
indictment to set forth possible penalties that the law may fix for
guilt on a particular charge."
305 Or at 172 (emphasis added); seeState
v. Moen, 309 Or 45, 53, 786 P2d 111 (1990) (Wagner "holds
only that the three [penalty-phase] questions need not be alleged" in
the indictment).
Furthermore, the Oregon Constitution now provides
that:
"[T]he penalty for aggravated murder as defined
by law shall be death upon unanimous affirmative jury findings as
provided by law and otherwise shall be life imprisonment with
minimum sentence as provided by law."
Or Const, Art I, § 40.
Defendant's reliance on Apprendi also is
misplaced. Apprendi involved a defendant who fired several
shots into the house of an African-American family. The indictment did
not charge any "hate crime" sentencing enhancement under New Jersey law.
The defendant pleaded guilty to several counts set out in the indictment,
including second-degree possession of a firearm for an unlawful purpose.
In the penalty phase, however, the sentence
corresponding to that count was enhanced as a hate crime beyond the
statutory maximum for the underlying crime of second-degree unlawful
firearm possession. The United States Supreme Court held that, under the
Due Process Clause of the Fourteenth Amendment, any fact that increases
the penalty beyond the prescribed statutory maximum must be submitted to
a jury and proved beyond a reasonable doubt. SeeApprendi,
530 US at 476, 120 S Ct at 2362-63.
Under Apprendi, in the absence of a jury
trial to determine the enhanced sentence, the defendant would have had
to plead guilty to an indictment that contained the factual findings
necessary to support the sentence enhancement. In this case, however,
and unlike Apprendi, the prescribed maximum statutory penalty
for the crime of aggravated murder is death and, moreover, the jury, not
the trial court, decided that defendant acted deliberately.
In summary, under the current aggravated murder
scheme, a sentence of death is not a "penalty enhancement." Rather, a
sentence of death is one of the penalties, as is life imprisonment, that
may be imposed for the commission of the crime of aggravated murder.
Because a sentence of death is not an enhancement under the aggravated
murder scheme, the state is not required to allege in the indictment
that the murder was committed deliberately.
V. CONCLUSION
We have considered defendant's other
assignments of error and every argument made in support of those
assignments. Based on our review, we conclude that no error occurred as
claimed in any of the assignments of error, including the ones not
discussed in this opinion.
The judgment of conviction and sentences of death are
affirmed.