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Richard Alford
THORNBURG Jr.
Classification: Murderer
Characteristics:
Revenge
- Kidnapping - Arson
Number of victims: 3
Date of murder:
September 28,
1996
Date of birth: July
2,
1965
Victims profile: James D. Poteet, 51, Terry Lynn Shepard, 39,
and Keith Alan Smith, 24
Method of murder:
Shooting
Location: Grady County, Oklahoma, USA
Status:
Executed
by lethal injection in Oklahoma on April 18,
2006
Summary:
Thornburg and accomplices Glenn Anderson and Roger Embrey drove to
the Grady County home of Marvin Matheson and abducted him.
Next, they drove to James Poteet’s home, where
they held Poteet and three other men, Terry Shepard, Keith Smith,
and Donnie Scott, at gunpoint. Thornburg gave Matheson a gun and
told him to shoot Poteet, or Matheson himself would be killed.
Matheson refused, at which point Thornburg shot
Poteet in the side. Thornburg then told Matheson to shoot Scott,
again threatening to kill Matheson if he refused.
Matheson complied, shooting Scott in the chest.
Thornburg and his accomplices then shot Terry Shepard and Kevin
Smith, before setting fire to the house.
Thornburg and his accomplices drove away with
Matheson, while Scott, despite his gunshot wound, escaped the
burning building and survived.
Anderson was also sentenced to death for the
three murders. His appeal is currently pending before the 10th
Circuit Court of Appeals. Embry received one life sentence and two
sentences of life without parole for his role in the murders.
Citations:
Thornburg v. State, 985 P.2d 1234 (Okla.Crim.App. 1999) (Direct
Appeal). Thornburg v. Mullin 422 F.3d 1113 (10th Cir. 2005) (Habeas).
Final Meal:
Fried chicken, potato wedges, Pepsi and an apple pie.
Final Words:
"I just want to say I'm sorry for all the pain I've caused. I'm
truly ashamed of my actions. I wish I could take it back."
ClarkProsecutor.org
Oklahoma Department of
Corrections
Inmate: THORNBURG, Richard Allen
ODOC# 254485
Birthdate: 07/02/1965
Race: White
Sex: Male
Height: 6 ft. 04 in.
Weight: 195 pounds
Hair: Brown
Eyes: Brown
County of Conviction: Grady
Date of Conviction: 05/12/1997
Location: Oklahoma State Penitentiary, Mcalester
Oklahoma Attorney General
March 28, 2006
News Release - W.A. Drew Edmondson,
Attorney General
Court Sets Execution Date for Thornburg
The Oklahoma Court of Criminal Appeals today set
April 18 as the execution date for Grady County death row inmate
Richard Alford Thornburg, Jr.
Thornburg, 40, was convicted of the Sept. 28,
1996, murders of James Donald Poteet, 51, Terry Lynn Shepard, 39,
and Keith Alan Smith, 24. Thornburg and co-defendants Glenn Anderson
and Roger Embry shot the three victims at Poteet’s house in Alex and
then set the house on fire.
The defendants held a fourth man, Marvin Matheson,
at gunpoint and forced him to shoot a fourth victim, Donald Brent
Scott, but Scott survived the shooting.
Anderson was also sentenced to death for the
three murders. His appeal is currently pending before the 10th
Circuit Court of Appeals. Embry received one life sentence and two
sentences of life without parole for his role in the murders.
Attorney General Edmondson yesterday asked the
Court of Criminal Appeals to set an execution date for Pottawatomie
County death row inmate John Albert Boltz. That request is still
pending.
ProDeathPenalty.com
Between 3:00 and 4:00 a.m. on September 28, 1996,
Richard Thornburg, along with codefendants Glenn Anderson and Roger
Embrey, went to Marvin Matheson's trailer. All three were armed. As
they hovered over Matheson, Thornburg accused him of being
responsible for shooting Thornburg the month before.
Also suspecting Jim Poteet of a role in the
shooting, they drove Matheson to Poteet's house, telling him on the
way not to worry about locking his trailer, because he was not
coming back.
When the four men arrived at Poteet's house,
Thornburg and Embrey went inside while Matheson and Anderson
remained in the car. After hearing gun shots from the house,
Anderson took Matheson inside.
As Matheson entered he saw Terry Shepard sitting
on a chair outside the bathroom door and Poteet sitting on the bed
in the back bedroom. Poteet, held at gunpoint by Thornburg, had been
shot in the foot and his forehead was bruised and bloody. Matheson
saw Thornburg shoot again at Poteet's feet as he attempted to get
Poteet to tell him who had shot him.
Anderson then instructed Thornburg to take
Matheson to Poteet's rental unit near the house and get Jimmy Scott.
Thornburg escorted Matheson to the rental unit with a gun to his
back, but he was interrupted when Kevin Smith arrived at Scott's
house to retrieve his girlfriend's purse.
Thornburg instructed Smith to knock on Scott's
door. The door was answered by Donnie Scott, the brother of Jimmy,
who was not home. Thornburg forced Scott, Smith, and Matheson to go
to Poteet's house.
Once they were inside Poteet's house, Anderson
held the men at gunpoint in the kitchen while Thornburg went to the
back bedroom. Matheson could hear Thornburg and Poteet arguing about
drugs and money. Then Anderson instructed Embrey to bring everyone
back to the bedroom.
The men injected Matheson and Poteet with drugs,
as Anderson commented that he intended to "OD" them. Anderson and
Thornburg also injected themselves. Thornburg continued arguing with
Poteet about whether Poteet shot him.
He told Poteet that he was going to shoot him,
but then said "better yet, I ain't gonna shoot you," and instructed
Matheson to shoot Poteet. Embrey and Anderson pointed their guns at
Matheson, threatening to shoot him if he did not shoot Poteet. When
Matheson refused to shoot Poteet, Thornburg shot Poteet in the side.
Thornburg then told Matheson that Matheson was "going
to shoot somebody and that it had a lot to do with if [Matheson left]
the house or not." Matheson was told to shoot one of the men in the
bathroom. He attempted to shoot Scott in the head, but the gun did
not have a bullet.
Anderson took the gun into the hallway,
presumably to put a bullet in it, and returned, insisting that
Matheson shoot Scott or he would kill Matheson. Matheson shot Scott
in the chest.
Embrey then gave his gun to Anderson, telling him
that he did not want to be involved in shooting anyone, and escorted
Matheson back to the car. Matheson heard three or four more shots
coming from the house. As Matheson was sitting in the car, Embrey
opened the trunk and Matheson could smell gas as if Embrey was
siphoning gasoline.
The men removed a sack of "Longneck Budweiser"
bottles from the back seat. Then Matheson heard someone throw
something through a window and saw that Poteet's bedroom window was
broken. After setting the house on fire, the men drove away.
Thornburg dropped Anderson and Embrey off by the
side of the road so that they could stash their guns. After driving
further, Thornburg told Matheson to get out of the car, hide for a
bit, and keep his mouth shut or the others would blame him for
killing everyone. Scott, still alive in the burning house, attempted
to help Poteet crawl out but was unsuccessful. He made it out
himself and lay down in the grass.
A man and his son drove past the burning house
shortly after 5 a.m. and saw Scott. They took him to a convenience
store and called the police. Scott survived, but Smith, Poteet, and
Shepard perished in the fire.
When Matheson heard that officers wanted to
arrest him in connection with the murders, he turned himself in. He
gave the above account of his activities to officers once he learned
that his family was under police protection.
National Coalition to Abolish
the Death Penalty
Kenneth Turrentine - Oklahoma Aug. 15, 2005 6:00
PM CST
Richard Thornburg Jr., OK - April 18
Do Not Execute Richard Thornburg Jr!
Richard Alford Thornburg Jr. faces execution on
April 18 for the murders of James Poteet, Terry Shepard, and Keith
Smith.
In September of 1996 Thornburg and three accomplices drove to
the Grady County home of Marvin Matheson and abducted him. Next,
they drove to Poteet’s home, where they held Poteet and three other
men, Shepard, Smith, and Donnie Scott, at gunpoint.
Thornburg gave Matheson a gun and told him to
shoot Poteet, or Matheson himself would be killed. Matheson refused,
at which point Thornburg shot Poteet in the side. Thornburg then
told Matheson to shoot Scott, again threatening to kill Matheson if
he refused. Matheson complied, shooting Scott in the chest.
Thornburg and his accomplices then shot Terry
Shepard and Kevin Smith, before setting fire to the house. Thornburg
and his accomplices drove away with Matheson, while Scott, despite
his gunshot wound, escaped the burning building and survived.
In his appeal to the Oklahoma Court of Criminal
Appeals, Thornburg cited several errors in the way the trial was
conducted. In testimony, Matheson made reference to a polygraph
interview he’d taken, a reference strictly forbidden in Oklahoma
court proceedings.
Furthermore, there were instances of hearsay
evidence being used, prejudicial and irrelevant victim photographs
being introduced, allegations of prosecutorial misconduct, and other
things forbidden in a fair trial.
However, because Thornburg’s attorney failed to
object to any of this during the trial, the appellate court was all
but powerless to grant relief on those grounds.
Thornburg also claimed that his trial counsel had
been ineffective. Considering his lawyer’s failure to object in the
aforementioned situations, the appellate court agreed that
Thornburg’s claim met the first of the two prongs for ineffective
assistance of counsel: that his attorney’s performance was deficient.
However, the court did not find evidence for the second prong, that
Thornburg was unfairly prejudiced by the deficient performance.
Bearing in mind the extreme incompetence of
Thornburg’s attorney and the sheer number of errors to which he
failed to object, it is not possible to say with certainty that
Thornburg was not unfairly prejudiced.
Richard Thornburg did not receive a fair trial.
Each time that Thornburg’s lawyer failed to object to impermissible
behavior he not only hurt Thornburg’s chances for a fair trial, but
for an effective appeal as well. We must not show approval of such a
flawed and unjust trial by allowing this execution to go forward.
Please write to Gov. Brad Henry on behalf of
Richard Thornburg!
Man Set To Die For Grady County Murders
Channeloklahoma.com
April 18, 2006
McALESTER, Okla. -- A Grady County man convicted
in a 1996 triple murder in southwestern Oklahoma is scheduled to die
Tuesday by lethal injection at the Oklahoma State Penitentiary.
A jury found Richard Alford Thornburg, Jr., 40,
guilty of the Sept. 28, 1996, shooting deaths of James Donald Poteet,
51; Terry Lynn Shepard, 39; and Keith Alan Smith, 24.
Two other men also were convicted of murder in
the case. The three killings occurred at Poteet's house in Alex,
which was set on fire. The defendants held a fourth man, Marvin
Matheson, at gunpoint and forced him to shoot Donald Brent Scott,
who survived his wounds, prosecutors said.
Also convicted and sentenced to death for the
murders was Glenn Anderson, whose appeal is pending with the 10th
U.S. Circuit Court of Appeals. Another defendant, Roger Embry, was
convicted and received one life sentence and two sentences of life
without parole.
One month before the murders, Thornburg was shot
by an unknown suspect and believed Poteet or Matheson may have been
responsible, according to court records. Thornburg kidnapped
Matheson at gunpoint and drove with Embry and Anderson to Poteet's
residence. Prosecutors also alleged Thornburg and Poteet argued over
drug money.
While at the house, Poteet, Shepard and Smith all
were shot and left to die while the defendants doused the house in
gasoline and set it on fire, prosecutors said. Scott, who managed to
escape from the home while it burned, testified during the trial
that Matheson was forced at gunpoint to shoot him.
Two days after the murders, Thornburg allegedly
admitted telling a woman at a bar that he planned to kill more
people. During Thornburg's trial, defense attorneys presented
testimony that Thornburg had brain damage and was subject to
blackouts during bouts of heavy drinking.
In addition to the three murder counts, Thornburg
also was convicted of shooting with intent to kill, first-degree
arson and two counts of kidnapping.
Messages left with the victims' family members on
Monday were not immediately returned. However, in a letter to the
clemency board signed by Keith Smith's mother, Ann Smith of
Chickasha wrote that she and her husband, Carl Smith, felt robbed by
their son's death. "One week before he died, he came by and I hugged
him when he left," she wrote. "That was the last time I saw my son,
the last time I could see the mischief in his eyes or the confidence
that comes from being 24 (years old) and your whole life is ahead of
you. "Every year at that time, I am so sad and lost just wishing I
could hold him one more time."
Thornburg did not seek clemency and has no
appeals pending, said Charlie Price, a spokesman for the attorney
general's office.
Richard Alford Thornburg, Jr. - Death Row Inmate
By Charles Montaldo - About.com
Thornburg, 40, was convicted of the Sept. 28,
1996, of killing three men. Thornburg and co-defendants Glenn
Anderson and Roger Embry shot the three victims and then set the
house on fire. The defendants held a fourth man, Marvin Matheson, at
gunpoint and forced him to shoot a fourth victim, Donald Scott, but
Scott survived the shooting.
Crime Details - US Court of Appeals - Tenth
Circuit: On September 28, 1996, Thornburg, along with codefendants
Glenn Anderson and Roger Embrey, went to Marvin Matheson's trailer.
All three were armed. As they hovered over
Matheson, Thornburg accused him of being responsible for shooting
Thornburg the month before. Also suspecting Jim Poteet of a role in
the shooting, they drove Matheson to Poteet's house, telling him on
the way not to worry about locking his trailer, because he was not
coming back.
Poteet Shot In The Foot: When the four men
arrived at Poteet's house, Thornburg and Embrey went inside while
Matheson and Anderson remained in the car. After hearing gun shots
from the house, Anderson took Matheson inside.
As Matheson entered he saw Terry Shepard sitting
on a chair outside the bathroom door and Poteet sitting on the bed
in the back bedroom. Poteet, held at gunpoint by Thornburg, had been
shot in the foot and his forehead was bruised and bloody.
Thornburg Shoots Poteet Again: Matheson saw
Thornburg shoot again at Poteet's feet as he attempted to get Poteet
to tell him who had shot him. Anderson then instructed Thornburg to
take Matheson to Poteet's rental unit near the house and get Jimmy
Scott.
Thornburg escorted Matheson to the rental unit
with a gun to his back, but he was interrupted when Kevin Smith
arrived at Scott's house to retrieve his girlfriend's purse.
Thornburg instructed Smith to knock on Scott's door. The door was
answered by Donnie Scott, the brother of Jimmy, who was not home.
Thornburg forced Scott, Smith, and Matheson to go to Poteet's house.
Victims Injected With an Overdose of Drugs: Once
they were inside Poteet's house, Anderson held the men at gunpoint
in the kitchen while Thornburg went to the back bedroom. Matheson
could hear Thornburg and Poteet arguing about drugs and money.
Then Anderson instructed Embrey to bring everyone
back to the bedroom. The men injected Matheson and Poteet with drugs,
as Anderson commented that he intended to "OD" them.
Thornburg Tells Matheson to Shoot Poteet:
Anderson and Thornburg also injected themselves. Thornburg continued
arguing with Poteet about whether Poteet shot him. He told Poteet
that he was going to shoot him, but then said "better yet, I ain't
gonna shoot you," and instructed Matheson to shoot Poteet.
Thornburg Shoots Poteet a Third Time: Embrey and
Anderson pointed their guns at Matheson, threatening to shoot him if
he did not shoot Poteet. When Matheson refused to shoot Poteet,
Thornburg shot Poteet in the side. Thornburg then told Matheson that
Matheson was "going to shoot somebody and that it had a lot to do
with if (Matheson left) the house or not."
Matherson Forced at Gun Point to Shoot Victims:
Matheson was told to shoot one of the men in the bathroom. He
attempted to shoot Scott in the head, but the gun did not have a
bullet. Anderson took the gun into the hallway, presumably to put a
bullet in it, and returned, insisting that Matheson shoot Scott or
he would kill Matheson. Matheson shot Scott in the chest.
Final Shots and Fire Set: Embrey then gave his
gun to Anderson, telling him that he did not want to be involved in
shooting anyone, and escorted Matheson back to the car. Matheson
heard three or four more shots coming from the house.
As Matheson was sitting in the car, Embrey opened
the trunk and Matheson could smell gas as if Embrey was siphoning
gasoline. The men removed a sack of "Longneck Budweiser" bottles
from the back seat.
Then Matheson heard someone throw something
through a window and saw that Poteet's bedroom window was broken.
After setting the house on fire, the men drove away. Thornburg
dropped Anderson and Embrey off by the side of the road so that they
could stash their guns.
After driving further, Thornburg told Matheson to
get out of the car, hide for a bit, and keep his mouth shut or the
others would blame him for killing everyone.
Scott Escapes With His Life: Scott, still alive
in the burning house, attempted to help Poteet crawl out but was
unsuccessful. He made it out himself and lay down in the grass.
A man and his son drove past the burning house
shortly after 5 a.m. and saw Scott. They took him to a convenience
store and called the police. Scott survived, but Smith, Poteet, and
Shepard perished in the fire.
Matheson Turns Himself In to Police: When
Matheson heard that officers wanted to arrest him in connection with
the murders, he turned himself in. He gave the above account of his
activities to officers once he learned that his family was under
police protection.
Oklahoma executes triple killer
USA Today
April 19, 2006
Richard Alford Thornburg Jr. was put to death
Tuesday evening at the Oklahoma State Penetentiary for murdering
three people in 1996, the AP is reporting. Strapped to a gurney
before being given fatal injections of drugs, Thornburg apologized
to family members of some of his victims. "I just want to say I'm
sorry for all the pain I've caused," he said. "I'm truly ashamed of
my actions. I wish I could take it back."
Read details of the case:
Between 3:00 and 4:00 a.m. on September 28, 1996,
Glenn Anderson burst into the trailer home of Marvin Matheson
brandishing a firearm. Anderson told Matheson that they needed to
talk. Shortly thereafter, Appellant and Roger Embrey also entered
the trailer. Appellant had been shot prior to this night and the
three wanted to question Matheson about the shooting.
All three men were armed and they told Matheson
they were going to shoot him if he lied to them. The three men also
suspected Jim Poteet in the shooting. They decided to question
Matheson and Poteet together so they could figure out whether
Matheson or Poteet had shot Appellant.
The three armed men forced Matheson out of his
trailer at gun point and drove him to Poteet's residence. Once there,
Appellant and Embrey went into the house and Anderson and Matheson
stayed in the car. When Anderson and Matheson heard gun shots come
from the house they went into the house to see what had happened.
They saw Terry Shepard sitting in a chair by the
bathroom door and Poteet sitting on the bed in the back bedroom.
Appellant was holding Poteet at gun point. Poteet had been shot in
the foot and was bleeding between the eyes.
The armed men decided that Appellant would take
Matheson and go get any people present from Poteet's rental house
which was located about seventy yards from Poteet's residence.
While walking over to the rental house, Appellant
and Matheson saw Keith Smith walking up the driveway. Appellant
forced Smith to knock on the door of the rental house and when he
did, Donnie Scott opened the door. Appellant then forced Scott,
Smith and Matheson to walk back to Poteet's residence.
Once back at Poteet's house, Appellant went back
into the bedroom with Poteet. Soon, Embrey took Matheson to the back
bedroom. In the bedroom, Appellant gave Matheson a gun and told him
to shoot Poteet while Appellant, Anderson and Embrey all pointed
their guns at Matheson.
Matheson refused to pull the trigger. A gunshot
was fired from behind Matheson and Poteet was shot in the side. The
only person standing behind Matheson at this time was Appellant.
Appellant then told Matheson to shoot another person or he would
shoot Matheson. Matheson shot at Scott but the gun did not fire.
Appellant made him fire again.
This time Matheson shot Scott in the chest.
Embrey took Matheson outside to the car. While they were at the car,
Matheson heard more shots come from the house. The house was burned
and Appellant, Anderson, Embrey and Matheson left the area in
Appellant's car. They stopped to hide the guns and let Matheson out
of the car.
Shortly after 5:00 a.m. Loyd Keagans and his son,
who were driving by, noticed the burning house. As they drove up to
the house, they saw an injured man outside. This man was Donnie
Scott, who had been shot in the chest. The Keagans' took Scott to a
convenience store and called the police. Scott survived the shooting
but the bodies of Jim Poteet, Keith Smith and Terry Shepard were
found in the burned house. Each of them had been shot and had either
died from gunshot wounds or a combination of gunshot wounds and fire
related injuries.
When Scott was able, he gave a statement to the
police telling what had happened. Matheson also told the authorities
what had happened. Appellant, Embrey and Anderson were subsequently
arrested.
Oklahoma executes man for
triple slaying
By Sean Murphy
McALESTER, Okla. (AP) - With a glance toward the
family members of some of his victims, Richard Alford Thornburg, Jr.,
apologized for murdering three people shortly before he was executed
Tuesday at the Oklahoma State Penetentiary. "I just want to say I'm
sorry for all the pain I've caused," said Thornburg, who was
strapped to a gurney. "I'm truly ashamed of my actions. "I wish I
could take it back." Some of the victims' family members witnessed
the execution from behind one-way glass to a room overlooking the
death chamber.
A lethal cocktail of drugs started to flow into
Thornburg's arm at 6:16 p.m., causing him to exhale deeply before
his breath hitched one time. His eyes remained open as a doctor
declared him dead at 6:20 p.m.
Five people, including Thornburg's sister, wife
and two brothers-in-law also witnessed his execution, but prison
officials did not release their names. The two women cried quietly
as they watched Thornburg strain to lift his head and look at them.
Earlier Tuesday, Thornburg was served his last
meal _ a chicken dinner, potato wedges, apple pie and a Pepsi from
Kentucky Fried Chicken.
Thornburg was convicted of the Sept. 28, 1996,
shooting deaths of James Donald Poteet, 51; Terry Lynn Shepard, 39;
and Keith Alan Smith, 24. Two other men also were convicted of
murder in the case.
The three killings occurred at Poteet's house in
Alex, which was set on fire. The defendants held a fourth man,
Marvin Matheson, at gunpoint and forced him to shoot Donald Brent
Scott, who survived his wounds, prosecutors said.
"Although he was shot in the chest, fortunately
for us, Donald Scott managed to crawl out of the burning home and
survived," said Grady County Assistant District Attorney Bret Burns,
who prosecuted Thornburg. "If he hadn't survived, nobody would have
believed this story." Scott lived next door to Poteet, and Burns
said the defendants kidnapped Scott, Shepard and Smith from Scott's
house so there would be no eyewitnesses to the crime.
Glenn Anderson also was convicted of first-degree
murder in the case and sentenced to death. His appeal is pending
with the 10th U.S. Circuit Court of Appeals. Co-defendant Roger
Embry was convicted and received one life sentence and two sentences
of life without the possibility of parole.
During Thornburg's trial, defense attorneys
presented testimony that Thornburg had brain damage and was subject
to blackouts during bouts of heavy drinking. Besides three murder
counts, Thornburg also was convicted of shooting with intent to kill,
first-degree arson and two counts of kidnapping.
Family members of the victims did not speak to
the media. However, in a letter to the clemency board signed by
Keith Smith's mother, Ann Smith of Chickasha wrote that she and her
husband, Carl Smith, felt robbed by their son's death. "One week
before he died, he came by and I hugged him when he left," she wrote.
"That was the last time I saw my son, the last time I could see the
mischief in his eyes or the confidence that comes from being 24 (years
old) and your whole life is ahead of you. "Every year at that time,
I am so sad and lost just wishing I could hold him one more time."
Oklahoma has executed 159 men and three women at
the Oklahoma State Penitentiary since 1915. There are currently 90
men and one woman awaiting death sentences in Oklahoma.
The last execution took place on Aug. 11, 2005,
when Kenneth Eugene Turrentine was put to death for a 1994 murder in
Tulsa. John Boltz, 74, is scheduled to die June 1 for the 1984
murder of his stepson, Doug Kirby, 23, in Pottawatomie County.
As his mother looked on, killer executed for
murdering girlfriend
By Kelly Kurt - McAlester News
Friday, August 12, 2005
The woman leaned forward Tuesday evening, her
head resting against a family member’s chest. “Oh my God. He can’t
be dead.” But he was. The time was 6:20 p.m.
Four minutes earlier he apologized to the
families of the three men he was convicted of killing. Asked if he
had any last words, death row inmate Richard Alford Thornburg Jr.
raised his head slightly from the gurney to which he was strapped
and glanced toward the witness room in the state’s execution chamber.
His eyes lingered on the woman with short blonde
hair and four others present at his request, wandered to the one-way
glass behind which sat members of his victims’ families and then
returned to the ceiling above him. “I just want to say I’m sorry for
all the pain I’ve caused,” he said. “I’m truly ashamed of my actions.
I wish it could’ve been me. “I’m sorry. “I wish I could take it
back.”
As the combination of three drugs began flowing
into his body, Thornburg blinked several times and exhaled deeply.
His lower abdomen hitched one time and he lay still, eyes and mouth
open. Seven people, including Thornburg’s sister, wife, brother, two
brother-in-laws and a spiritual advisor had been scheduled to
witness the execution on his behalf. Five did; two men and three
women. Prison officials declined to release their names.
As the women sobbed softly in the front line of
witness chairs, there was no sound from behind the one-way glass.
The family members of 51-year-old James Donald Poteet, 39-year-old
Terry Lynn Shepard and 24-year-old Keith Alan Smith were silent,
both during and after the execution.
Thornburg, 40, had been convicted of shooting the
three men at Poteet’s home on Sept. 28, 1996, then setting the house
on fire. All three died as a combination of gunshots and fire
injuries, according to a medical examiner’s testimony.
Two other men were also convicted of the crime,
which began when they forced Marvin Matheson at gunpoint to
accompany them from his home to Poteet’s. Thornburg forced Matheson
to shoot a fourth victim, Donald Brent Scott, by threatening to kill
Matheson if he didn’t. Scott survived the gunshot to his chest and
was able to crawl outside the home, where he was rescued by two
passersby.
“Although he was shot in the chest, fortunately
for us, Donald Scott managed to crawl out of the burning home and
survived,” said Grady County Assistant District Attorney Bret Burns,
who prosecuted Thornburg. “If he hadn’t survived, nobody would have
believed this story.” Burns said the defendants kidnapped Scott,
Shepard and Smith from Scott’s house next door to Poteet’s so there
would be no eyewitnesses to the crime.
Also convicted of first-degree murder and
sentenced to death, Glenn Anderson’s appeal is pending with the 10th
U.S. Circuit Court of Appeals. Co-defendant Roger Embry was
convicted and received one life sentence and two sentences of life
without the possibility of parole.
During Thornburg’s trial, defense attorneys
argued that Thornburg had brain damage and was prone to blackouts
during bouts of heavy drinking. Thornburg did not request a clemency
hearing, but the Attorney General’s Office had prepared for the
hearing anyway. That preparation includes getting letters from the
family members of victims and others involved in the case, which
were shared with members of the media on request.
Ann Smith, mother of murder victim Keith Smith,
wrote that she and her husband felt robbed by his death. “We were
robbed of so much hope for our future,” she wrote. “… Our legacy,
our inheritance was stolen, murdered along with Keith. … One week
before he died, he came by and I hugged him and he left. This was
the last time I saw my son, the last time I could see the mischief
in his eyes or the confidence that comes from being 24 and your
whole life ahead of you.” Thornburg spent his last day visiting with
family members and friends. His last meal, fried chicken, potato
wedges, Pepsi and apple pie, was served at noon.
Thornburg was the first inmate executed in
Oklahoma this year and the 163rd since 1915. Ironically, his death
was on the 22nd anniversary of the death of Doug Kirby, whose killer
is scheduled to be executed June 1. John Albert Boltz stabbed his
stepson 11 times, including one cut that almost decapitated the 24-year-old
Kirby.
Thornburg v. State,
985 P.2d 1234 (Okla.Crim.App. 1999) (Direct Appeal).
Defendant was convicted in the District Court of
Grady County, James R. Winchester, J., of three counts of first-degree
murder, shooting with intent to kill, first-degree arson, and two
counts of kidnapping, and, upon finding of four aggravating
circumstances as to each count of first-degree murder, was sentenced
to death on each count of first-degree murder, and received
consecutive sentences of life imprisonment, 35 years' imprisonment,
and two terms of 10 years' imprisonment on remaining counts.
Defendant appealed.
The Court of Criminal Appeals, Strubhar, P.J.,
held that: (1) evidence of defendant's intoxication did not warrant
instructions on lesser included offense of first-degree manslaughter
or defense of voluntary intoxication; (2) trial court's removal of
juror on less than clear and convincing evidence of misconduct did
not prejudice defendant; (3) prosecutorial comments were not so
egregious as to rise to level of plain error; (4) defense counsel
was not ineffective; (5) state's inadequate notice of its intent to
produce victim impact testimony was harmless error; (6) avoidance of
lawful arrest or prosecution aggravator was inapplicable with
respect to murder for which there was no predicate crime; (7)
evidence was sufficient to support all other aggravators; and (8)
sentences of death were both appropriate and factually substantiated.
Affirmed. Lumpkin, J., concurred in result with separate opinion.
STRUBHAR, Presiding Judge.
Appellant, Richard Alford Thornburg, Jr., was convicted of First
Degree Murder (Counts I, II and III), Shooting With Intent to Kill (Count
IV), First Degree Arson (Count V), and Kidnapping (Counts VI and VII),
in the District Court of Grady County, Case No. CF-96-240, after a
jury trial held before the Honorable James R. Winchester.
As to the three counts of First Degree Murder,
the State filed a Bill of Particulars alleging four aggravating
circumstances: (1) that Appellant knowingly created a great risk of
death to more than one person; [FN1] (2) that the murders were
especially heinous, atrocious or cruel; [FN2] (3) that the murders
were committed for the purpose of avoiding or preventing a lawful
arrest or prosecution; [FN3] and, (4) the existence of a probability
that Appellant would commit criminal acts of violence that would
constitute a continuing threat to society. [FN4]
The jury found the existence of each alleged
aggravating circumstance as to each count of First Degree Murder and
assessed punishment at death on each of the three counts of First
Degree Murder.
The jury also assessed punishment at life
imprisonment for Shooting With Intent to Kill, thirty-five years
imprisonment for First Degree Arson, and ten years imprisonment for
each count of Kidnapping. The trial court sentenced Appellant
accordingly, ordering the sentences be served consecutively. From
this Judgment and Sentence Appellant has perfected his appeal.
Appellant's Petition-in-Error was filed in this
Court on November 7, 1997. His Brief-in-Chief was filed on August
24, 1998, and the State's Response Brief was filed on December 23,
1998. The case was submitted to this Court on January 19, 1999, and
oral argument was heard on April 13, 1999.
FACTS
Between 3:00 and 4:00 a.m. on September 28, 1996,
Glenn Anderson burst into the trailer home of Marvin Matheson
brandishing a firearm. Anderson told Matheson that they needed to
talk. Shortly thereafter, Appellant and Roger Embrey also entered
the trailer. Appellant had been shot prior to this night and the
three wanted to question Matheson about the shooting.
All three men were armed and they told Matheson
they were going to shoot him if he lied to them. The three men also
suspected Jim Poteet in the shooting. They decided to question
Matheson and Poteet together so they could figure out whether
Matheson or Poteet had shot Appellant.
The three armed men forced Matheson out of his
trailer at gun point and drove him to Poteet's residence. Once there,
Appellant and Embrey went into the house and Anderson and Matheson
stayed in the car. When Anderson and Matheson heard gun shots come
from the house they went into the house to see what had happened.
They saw Terry Shepard sitting in a chair by the
bathroom door and Poteet sitting on the bed in the back bedroom.
Appellant was holding Poteet at gun point. Poteet had been shot in
the foot and was bleeding between the eyes.
The armed men decided that Appellant would take
Matheson and go get any people present from Poteet's rental house
which was located about seventy yards from Poteet's residence. While
walking over to the rental house, Appellant and Matheson saw Keith
Smith walking up the driveway.
Appellant forced Smith to knock on the door of
the rental house and when he did, Donnie Scott opened the door.
Appellant then forced Scott, Smith and Matheson to walk back to
Poteet's residence.
Once back at Poteet's house, Appellant went back
into the bedroom with Poteet. Soon, Embrey took Matheson to the back
bedroom. In the bedroom, Appellant gave Matheson a gun and told him
to shoot Poteet while Appellant, Anderson and Embrey all pointed
their guns at Matheson. Matheson refused to pull the trigger. A
gunshot was fired from behind Matheson and Poteet was shot in the
side. The only person standing behind Matheson at this time was
Appellant.
Appellant then told Matheson to shoot another
person or he would shoot Matheson. Matheson shot at Scott but the
gun did not fire. Appellant made him fire again. This time Matheson
shot Scott in the chest. Embrey took Matheson outside to the car.
While they were at the car, Matheson heard more
shots come from the house. The house was burned and Appellant,
Anderson, Embrey and Matheson left the area in Appellant's car. They
stopped to hide the guns and let Matheson out of the car.
Shortly after 5:00 a.m. Loyd Keagans and his son,
who were driving by, noticed the burning house. As they drove up to
the house, they saw an injured man outside. This man was Donnie
Scott, who had been shot in the chest. The Keagans' took Scott to a
convenience store and called the police.
Scott survived the shooting but the bodies of Jim
Poteet, Keith Smith and Terry Shepard were found in the burned house.
Each of them had been shot and had either died from gunshot wounds
or a combination of gunshot wounds and fire related injuries.
When Scott was able, he gave a statement to the
police telling what had happened. Matheson also told the authorities
what had happened. Appellant, Embrey and Anderson were subsequently
arrested.
FIRST STAGE ISSUES
During defense counsel's cross-examination of
State's witness Matheson, defense counsel asked Matheson how long he
stayed in jail after he was arrested following the homicides in this
case.
Matheson responded: Like four or five days and I
gave a statement to them like when they arrested me in Alex they
told me they'd give me a polygraph and if I was telling the truth
that they would let me out on an OR bond. And I sat in jail five
days or longer, I don't know, or less, I don't know, and I passed
the polygraph and I come [sic] in front of the Judge here and got an
OR bond. (TR. III.146)
Appellant correctly advises that this Court has
held the results of polygraph tests are not admissible for any
purpose. See Matthews v. State, 1998 OKCR 3, ¶ 18, 953 P.2d 336,
343; Paxton v. State, 1993 OKCR 59, ¶ 42, 867 P.2d 1309, 1323, cert.
denied, 513 U.S. 886, 115 S.Ct. 227, 130 L.Ed.2d 153 (1994).
The Tenth Circuit Court of Appeals has also held
that evidence that a witness has taken a polygraph test is
inadmissible. See U.S. v. Soundingsides, 820 F.2d 1232, 1241-42
(10th Cir.1987).
Accordingly, it is clear that the jury should not
have heard testimony indicating that Matheson had taken and passed a
polygraph test.
The only real issue to be decided is whether this
error requires relief. It is significant that defense counsel did
not object to Matheson's testimony regarding the polygraph test and
request that the trial court admonish the jury to disregard the
improper testimony.
Had defense counsel promptly objected and
requested an admonishment, the error caused by this testimony may
have been cured. See Sims v. State, 1987 OKCR 2, ¶ 16, 731 P.2d
1368, 1371. In the absence of such an objection this Court can grant
relief only upon a finding of plain error. Ochoa v. State, 1998 OKCR
41, ¶ 31, 963 P.2d 583, 596.
We find that Matheson's reference to the
polygraph test was a single, isolated response which was not
solicited by defense counsel's question.
Although Matheson's response was potentially
prejudicial because he not only stated that he took the test but
also that he passed the test, this improper testimony was not unduly
prejudicial under the facts and circumstances of this particular
case. This is because Matheson was not the only witness who
testified about the events which are the subject of this case.
Significant portions of Matheson's testimony were
corroborated by Donnie Scott who also was witness to the events
which occurred at Poteet's house. Given the evidence presented
against Appellant at trial, we do not find that the improper mention
of the polygraph examination rose to the level of plain error in
this case.
* * *
In his tenth proposition, Appellant argues that
the evidence was insufficient to prove beyond a reasonable doubt the
existence of a probability that he would commit criminal acts of
violence that would constitute a continuing threat to society. "When
the sufficiency of the evidence of an aggravating circumstance is
challenged on appeal, the proper test is whether there was any
competent evidence to support the State's charge that the
aggravating circumstance existed.
In making this determination, this Court should
view the evidence in the light most favorable to the State." Hain v.
State, 1996 OKCR 26, ¶ 62, 919 P.2d 1130, 1146, cert. denied, 519
U.S. 1031, 117 S.Ct. 588, 136 L.Ed.2d 517 (1996). When the
continuing threat aggravating circumstance is alleged, the State is
required to present proof that the defendant's behavior presents a
threat to society and that the threat will continue in the future.
Perry, 1995 OKCR 20, at ¶ 61, 893 P.2d at 536. "The aggravator is
not established unless the evidence at trial supports a finding that
the defendant will continue to present a threat to society after
sentencing." Malone v. State, 1994 OKCR 43, ¶ 38, 876 P.2d 707, 717.
The State introduced evidence that Appellant had
been known to engage in barroom brawls before the events of this
case occurred. There was also evidence that after the victims in
this case had been killed, Appellant was overheard saying, "three
died last night and three more will die tomorrow." [FN6]
After he was incarcerated, Appellant menaced
other inmates and assaulted a jailer. Finally, we find the callous
nature of the crime also supports this aggravating circumstance. See
Pennington v. State, 1995 OKCR 79, ¶ 70, 913 P.2d 1356, 1371, cert.
denied, 519 U.S. 841, 117 S.Ct. 121, 136 L.Ed.2d 72 (1996). As we
find the evidence was sufficient to support the finding that
Appellant poses a continuing threat to society, this proposition
must fail.
The jury found Appellant had murdered each victim
to avoid lawful arrest or prosecution. Appellant argues in his
eleventh proposition that the evidence was insufficient to support
the jury's finding of this aggravating circumstance. "The focus of
the aggravating circumstance that the murder was committed to avoid
lawful arrest or prosecution is the state of mind of the murderer;
it is he who must have the purpose of avoiding or preventing lawful
arrest or prosecution." Gilbert v. State, 1997 OKCR 71, ¶ 104, 951
P.2d 98, 122, cert. denied, 525 U.S. 890, 119 S.Ct. 207, 142 L.Ed.2d
170 (1998). Further, this aggravator requires a predicate crime,
separate from the murder, for which the appellant seeks to avoid
arrest or prosecution. Id. See also Barnett v. State, 1993 OKCR 26,
¶ 30, 853 P.2d 226, 233.
Appellant first argues that this aggravating
circumstance must fail as to Count I, the murder of Jim Poteet,
because there was no predicate crime to Poteet's murder. Appellant
did not kill Poteet to avoid arrest or prosecution for another crime.
The State concedes that this aggravating circumstance must fail as
to Count I, Poteet's murder, and we agree.
Appellant also asserts that this aggravating
circumstance must fail as to Counts II and III, the murders of Keith
Smith and Terry Shepard.
Appellant argues that because it is not possible
to tell from the evidence whether Poteet died before Smith or
Shepard, the evidence does not support a finding that Smith and
Shepard were killed to prevent Appellant from being arrested or
prosecuted for Poteet's murder. It does not matter that Poteet may
actually have died after Smith and/or Shepard.
The record clearly supports a finding that Poteet
was assaulted and then shot before Smith and Shepard were shot.
Equally untenable is Appellant's argument that the three deaths were
part of one continuing transaction and as such, one cannot be used
to support this aggravator for the other two.
This Court has applied no such restriction on the
application of this aggravator. See Hooper v. State, 1997 OKCR 64, ¶
42, 947 P.2d 1090, 1106-1107, cert. denied, 524 U.S. 943, 118 S.Ct.
2353, 141 L.Ed.2d 722 (1998) (Evidence supported a finding that
Hooper shot Tonya because he sought to avoid arrest or prosecution
for Cindy's murder. Cindy's murder, although contemporaneous in time
and place, provided a sufficient predicate crime.).
Finally, Appellant argues that there was no
evidence to establish beyond a reasonable doubt that he intended for
Smith and Shepard to be killed to prevent his arrest or prosecution
for Poteet's murder.
The Appellant's intent regarding this aggravating
circumstance can be inferred from circumstantial evidence. Mollett
v. State, 1997 OKCR 28, ¶ 49, 939 P.2d 1, 13, cert. denied, 522 U.S.
1079, 118 S.Ct. 859, 139 L.Ed.2d 758 (1998).
There was sufficient circumstantial evidence from
which the jury could find beyond a reasonable doubt that Appellant
intended that Smith and Shepard be killed in order to prevent his
arrest and prosecution for the murder of Poteet.
In aggravation of each of Counts I, II and III,
the jury found that Appellant knowingly created a great risk of
death to more than one person. Appellant, in his twelfth proposition,
argues that the evidence does not support the jury's finding
regarding this aggravating circumstance.
This Court has held that this aggravating
circumstance is proved by acts of a defendant which create a great
risk of death to another "in close proximity, in terms of time,
location, and intent" to the killing. Le, 1997 OKCR 55, at ¶ 33, 947
P.2d at 549. "It may be appropriate where only one person is killed,
where more than one person is killed, or where more than one person
is killed but the murders are not contemporaneous." Id.
The evidence in the present case showed that
Appellant and his codefendants killed three people and shot another.
Appellant assumed a leadership position in these events. He shot
Poteet and encouraged the shooting of the other victims.
This evidence of Appellant's participation is
sufficient to support the jury's finding that he knowingly created a
great risk of death to more than one person on each of the three
counts of First Degree Murder.
Appellant also argues that as applied to him,
this aggravating circumstance is vague and overbroad. We have
rejected claims that this aggravating circumstance is vague and
overbroad. See Douglas, 1997 OKCR 79, at ¶ 98, 951 P.2d at 677;
Valdez, 1995 OKCR 18, at ¶ 68, 900 P.2d at 382. We are not persuaded
by Appellant's argument to the contrary in this case.
In his thirteenth proposition Appellant argues
that there was insufficient evidence to prove that the deaths of
Terry Shepard and Keith Smith were "heinous, atrocious or cruel."
To sustain this aggravator, the State must
present sufficient evidence to prove beyond a reasonable doubt that
death was preceded by conscious serious physical abuse or torture or
mental torture. "The heinous, atrocious or cruel aggravating
circumstance is restricted to those murders in which torture or
serious physical abuse is present." Jackson v. State, 1998 OKCR 39,
¶ 81, 964 P.2d 875, 894, cert. denied, 526 U.S. 1008, 119 S.Ct.
1150, 143 L.Ed.2d 217 (1999). See also Nuckols v. State, 1991 OKCR
10, ¶ 6, 805 P.2d 672, 674, cert. denied, 500 U.S. 960, 111 S.Ct.
2276, 114 L.Ed.2d 727 (1991). Appellant argues that the deaths of
Shepard and Smith were not preceded by torture or serious physical
abuse.
The evidence supported a finding that Shepard and
Scott were kidnapped and held at gunpoint while they heard Poteet
being beaten and shot. Both Shepard and Smith were subsequently shot
in the chest region and died as a result of the gunshot wounds.
The medical examiner opined that Shepard was
alive at the time that he received burns from the fire, but he could
not determine whether Smith was alive at the time that he was burned.
The medical examiner also stated that there was
no reason to assume that the men were rendered immediately
unconscious and unaware of their surroundings. This evidence
supported the jury's conclusion that the deaths of Shepard and Smith
were especially heinous, atrocious or cruel.
Appellant further argues that even if the deaths
of these two victims were especially heinous, atrocious or cruel,
the evidence did not establish that he was the one who caused this.
In support of his argument, Appellant cites to this Court's rulings
in Barnett v. State, 1993 OKCR 26, 853 P.2d 226 and Hawkins v. State,
1994 OKCR 83, 891 P.2d 586.
It is notable that in both of these cases the
acts of the codefendants which provided the basis of the especially
heinous, atrocious or cruel aggravating circumstance, were committed
by the codefendants completely independent of the defendant.
In the present case, although the codefendants
may have committed some of the acts which rendered the killings
especially heinous, atrocious or cruel, the record supports a
finding that Appellant actively encouraged the shooting of the
victims and, at the very least, acquiesced to the setting of the
fire.
We find Appellant's participation in the murders
of Shepard and Smith to have been significant and sufficient to
support the especially heinous, atrocious or cruel aggravating
circumstance.
Appellant argues in his fourteenth proposition
that the trial court improperly instructed the jury that that the "especially
heinous, atrocious or cruel" aggravating circumstance is directed
toward crimes where the death of the victim is proceeded by torture
of the victim or "serious abuse" rather than "serious physical
abuse" as is proper under Oklahoma law. See OUJI-CR2d 4-73.
Appellant argues that this instruction did not
channel the jury's discretion limiting its consideration to torture
or "serious physical abuse." Appellant is correct in his assertion
that this instruction was given in error. See Turrentine v. State,
1998 OKCR 33, ¶ 67, 965 P.2d 955, 975, cert. denied, 525 U.S. 1057,
119 S.Ct. 624, 142 L.Ed.2d 562 (1998).
However, we have also found this error to be
harmless as the incorrect instruction does not lessen the standard
of proof and thus could not have impacted the sentencing decision.
Id. We hold no differently now.
In his fifteenth proposition, Appellant
challenges the constitutionality of three of the aggravating
circumstances found to exist in the present case. He recognizes that
this Court has in the past addressed the constitutionality of each
of these aggravating circumstances.
This Court has in fact consistently upheld the
constitutionality of the "continuing threat" aggravating
circumstance. See Cannon v. State, 1998 OKCR 28, ¶ 73, 961 P.2d 838,
855. See also Bryan v. State, 1997 OKCR 15, ¶ 55, 935 P.2d 338, 365,
cert. denied, 522 U.S. 957, 118 S.Ct. 383, 139 L.Ed.2d 299 (1997).
This Court has also reaffirmed the
constitutionality of the "great risk of death" aggravating
circumstance. See Wood v. State, 1998 OKCR 19, ¶ 57, 959 P.2d 1, 15.
See also Douglas, 1997 OKCR 79, at ¶ 98, 951 P.2d at 677.
Finally, this Court has consistently rejected
challenges to the "especially heinous, atrocious or cruel"
aggravating circumstance. Willingham v. State, 1997 OKCR 62, ¶ 68,
947 P.2d 1074, 1087, cert. denied, 524 U.S. 930, 118 S.Ct. 2329, 141
L.Ed.2d 702 (1998).
Although Appellant urges this Court to reconsider
our prior holdings regarding the constitutionality of these three
aggravating circumstances, we do not choose to hold differently now.
Appellant argues in his sixteenth proposition
that the trial court erred in failing to instruct the jury to
consider his intoxication at the time of the offense and his brain
damage resulting from chronic alcoholism as mitigating circumstances.
It is significant to note that before issuing the jury instructions,
the trial court allowed defense counsel to review proposed
Instruction No. 11 which listed mitigating circumstances.
The trial court told defense counsel, "I'll let
you review those and add anything you wish." [FN7] Defense counsel
replied that the instructions were appropriate and he had no
requested instructions.
As defense counsel did not request an instruction
covering Appellant's history of alcoholism and intoxication at the
time of the offense, he has waived all but plain error. See Wood,
1998 OKCR 19, at ¶ 45, 959 P.2d at 12.
A review of Instruction No. 11 on mitigation
reveals that the jury was instructed that they should consider as
mitigating Appellant's diminished capacity and that he was under the
influence of mental/emotional disturbance.
They were also informed that they could consider
other mitigating circumstances. In light of these instructions, we
do not find that the absence of specific instructions on Appellant's
brain damage and his intoxication at the time of the offense was
plain error.
In his seventeenth proposition Appellant argues
that the trial court erred in failing to give second stage
instructions that would focus the jury's attention on Appellant's
individual culpability prior to imposing the death sentence upon him.
Specifically, he states that the trial court
should have given an Enmund/Tison [FN8] instruction. However, in
recent cases this Court has held that "an Enmund/Tison instruction
is not required in the second stage of a malice murder case where
the jury has been instructed properly during the first stage of
trial on aiding and abetting and the elements of first degree malice
murder." Ochoa, 1998 OKCR 41, at ¶ 68, 963 P.2d at 604. See also
Cannon v. State, 1995 OKCR 45, ¶¶ 39-40, 904 P.2d 89, 104-105, cert.
denied, 516 U.S. 1176, 116 S.Ct. 1272, 134 L.Ed.2d 219 (1996).
The trial court in the present case properly
instructed the jury on the elements of first degree malice murder
and on aiding and abetting. As Appellant has failed to persuade us
otherwise, we decline to depart from established precedent at this
time and we find that the trial court did not err by not giving an
Enmund/Tison instruction in the second stage of Appellant's trial.
FN8. See Enmund v. Florida, 458 U.S. 782, 102
S.Ct. 3368, 73 L.Ed.2d 1140 (1982); Tison v. Arizona, 481 U.S. 137,
107 S.Ct. 1676, 95 L.Ed.2d 127 (1987).
In his eighteenth proposition of error, Appellant
argues that if none of the errors are sufficient for reversal on
their own, then the combined effect of the errors deprived him of a
fair trial and the cumulative error requires reversal. This Court
has held that where there is no error present, there can be no
accumulation of error.
However, when there have been numerous
irregularities during the course of the trial that tend to prejudice
the rights of the defendant, reversal will be required if the
cumulative effect of all the errors was to deny the defendant a fair
trial. Smith v. State, 1996 OKCR 50, ¶ 62, 932 P.2d 521, 538, cert.
denied, 521 U.S. 1124, 117 S.Ct. 2522, 138 L.Ed.2d 1023 (1997) (citations
omitted).
While it can be found in the present case that
there were some irregularities during the course of the trial, even
taken together, these cannot be found to have been so great as to
have denied Appellant a fair trial. Accordingly, relief is not
warranted.
MANDATORY SENTENCE REVIEW
In accordance with 21 O.S.1991, § 701.13(C), we
must determine whether the sentence of death was imposed under the
influence of passion, prejudice, or any other arbitrary factor, and
whether the evidence supports the jury's finding of aggravating
circumstances.
Upon review of the record, we cannot say the
sentence of death was imposed because the jury was influenced by
passion, prejudice, or any other arbitrary factor contrary to 21 O.S.1991,
§ 701.13(C).
As to each of the three counts of First Degree
Murder, the jury found the existence of four aggravating
circumstances: (1) that Appellant knowingly created a great risk of
death to more than one person; (2) that the murders were especially
heinous, atrocious or cruel; (3) that the murders were committed for
the purpose of avoiding or preventing a lawful arrest or prosecution;
and (4) the existence of a probability that Appellant would commit
criminal acts of violence that would constitute a continuing threat
to society. As to Count I, the murder of Jim Poteet, we found the
evidence insufficient to support the jury's finding that Appellant
killed Poteet to avoid or prevent a lawful arrest or prosecution.
We found the evidence sufficient to support this
aggravating circumstance for Counts II and III. We also found the
evidence sufficient to support the other alleged aggravating
circumstances as to each of the three counts of First Degree Murder.
This Court reweighed the remaining aggravating
circumstances against the mitigating evidence and determined that
the sentences of death are both appropriate and factually
substantiated. JOHNSON, J., CHAPEL, J., and LILE, J., concur.
LUMPKIN, V.P.J., concurs in results.
Thornburg v. Mullin
422 F.3d 1113 (10th Cir. 2005) (Habeas).
Background: Following affirmance of his
convictions of three counts of first-degree murder and his death
sentence on direct appeal, 985 P.2d 1234, petitioner sought writ of
habeas corpus.
The United States District Court for the Western
District of Oklahoma, Tim Leonard, J., denied petition, and
petitioner appealed.
Holdings: The Court of Appeals, Hartz, Circuit
Judge, held that:
(1) state appellate court's rejection of claim based on admission of
polygraph evidence was not unreasonable;
(2) state rejection of claim based on failure to sua sponte give
voluntary intoxication instruction was not unreasonable;
(3) state-of-mind exception to hearsay rule applied to codefendant's
statements regarding his intent;
(4) codefendant statements when used to show that defendant had
notice of his intent were not hearsay;
(5) state appellate court did not act contrary or unreasonably apply
federal law in admitting gruesome photographs of murder victims;
(6) state court determination that alleged prosecutorial misconduct
did not render defendant's conviction or death sentence
fundamentally unfair was not unreasonable application of federal
cumulative error doctrine;
(7) state appellate court's rejection of ineffective assistance of
counsel claims was not contrary to or unreasonable application of
federal law; and
(8) appellate counsel was not ineffective in failing to raise
structural error claims arising from presence of slogan on courtroom
wall, so as to provide cause for procedural default. Affirmed.
HARTZ, Circuit Judge.
Applicant Richard Allen Thornburg was convicted in Oklahoma state
court on three counts of first-degree murder and sentenced to death.
After the Oklahoma Court of Criminal Appeals (OCCA)
affirmed his convictions on direct appeal and denied his application
for state postconviction relief, he filed in the United States
District Court for the Western District of Oklahoma an application
for writ of habeas corpus under 28 U.S.C. § 2254. The district court
rejected his application.
The district court and a member of this court
have each granted certificates of appealability (COA), see 28 U.S.C.
§ 2253(c)(1) (requiring a COA to appeal), permitting Mr. Thornburg
to raise challenges to his conviction and sentence based on the
following alleged errors: (1) the admission of testimony by a
witness that he had passed a polygraph examination; (2) the failure
of the trial court to give voluntary-intoxication and lesser-included-offense
instructions; (3) the admission of hearsay testimony; (4) the
admission of photographs of the deceased; (5) prosecutorial
misconduct; (6) ineffective assistance of trial counsel; (7)
ineffective assistance of appellate counsel; (8) the presence of a
carving behind the judge's bench that contained eye-for-an-eye
language; and (9) the denial of his request for an evidentiary
hearing. We affirm.
I. BACKGROUND
A. The Crime
Between 3:00 and 4:00 a.m. on September 28, 1996,
Thornburg, along with codefendants Glenn Anderson and Roger Embrey,
went to Marvin Matheson's trailer. All three were armed. As they
hovered over Matheson, Thornburg accused him of being responsible
for shooting Thornburg the month before.
Also suspecting Jim Poteet of a role in the
shooting, they drove Matheson to Poteet's house, telling him on the
way not to worry about locking his trailer, because he was not
coming back.
When the four men arrived at Poteet's house,
Thornburg and Embrey went inside while Matheson and Anderson
remained in the car. After hearing gun shots from the house,
Anderson took Matheson inside. As Matheson entered he saw Terry
Shepard sitting on a chair outside the bathroom door and Poteet
sitting on the bed in the back bedroom.
Poteet, held at gunpoint by Thornburg, had been
shot in the foot and his forehead was bruised and bloody. Matheson
saw Thornburg shoot again at Poteet's feet as he attempted to get
Poteet to tell him who had shot him.
Anderson then instructed Thornburg to take
Matheson to Poteet's rental unit near the house and get Jimmy Scott.
Thornburg escorted Matheson to the rental unit with a gun to his
back, but he was interrupted when Kevin Smith arrived at Scott's
house to retrieve his girlfriend's purse.
Thornburg instructed Smith to knock on Scott's
door. The door was answered by Donnie Scott, the brother of Jimmy,
who was not home. Thornburg forced Scott, Smith, and Matheson to go
to Poteet's house.
Once they were inside Poteet's house, Anderson
held the men at gunpoint in the kitchen while Thornburg went to the
back bedroom. Matheson could hear Thornburg and Poteet arguing about
drugs and money. Then Anderson instructed Embrey to bring everyone
back to the bedroom. The men injected Matheson and Poteet with drugs,
as Anderson commented that he intended to “OD” them. Tr. III at 94.
Anderson and Thornburg also injected themselves.
Thornburg continued arguing with Poteet about whether Poteet shot
him. He told Poteet that he was going to shoot him, but then said
“better yet, I ain't gonna shoot you,” and instructed Matheson to
shoot Poteet. Tr. III at 97. Embrey and Anderson pointed their guns
at Matheson, threatening to shoot him if he did not shoot Poteet.
When Matheson refused to shoot Poteet, Thornburg shot Poteet in the
side.
Thornburg then told Matheson that Matheson was
“going to shoot somebody and that it had a lot to do with if [Matheson
left] the house or not.” Tr. III at 100. Matheson was told to shoot
one of the men in the bathroom. He attempted to shoot Scott in the
head, but the gun did not have a bullet.
Anderson took the gun into the hallway,
presumably to put a bullet in it, and returned, insisting that
Matheson shoot Scott or he would kill Matheson. Matheson shot Scott
in the chest. Embrey then gave his gun to Anderson, telling him that
he did not want to be involved in shooting anyone, and escorted
Matheson back to the car.
Matheson heard three or four more shots coming
from the house. As Matheson was sitting in the car, Embrey opened
the trunk and Matheson could smell gas as if Embrey was siphoning
gasoline.
The men removed a sack of “Longneck Budweiser”
bottles from the back seat. Id. at 107. Then Matheson heard someone
throw something through a window and saw that Poteet's bedroom
window was broken. After setting the house on fire, the men drove
away.
Thornburg dropped Anderson and Embrey off by the
side of the road so that they could stash their guns. After driving
further, Thornburg told Matheson to get out of the car, hide for a
bit, and keep his mouth shut or the others would blame him for
killing everyone. Scott, still alive in the burning house, attempted
to help Poteet crawl out but was unsuccessful. He made it out
himself and lay down in the grass.
A man and his son drove past the burning house
shortly after 5 a.m. and saw Scott. They took him to a convenience
store and called the police. Scott survived, but Smith, Poteet, and
Shepard perished in the fire.
When Matheson heard that officers wanted to
arrest him in connection with the murders, he turned himself in. He
gave the above account of his activities to officers once he learned
that his family was under police protection.
B. Court Proceedings
During the guilt phase of Mr. Thornburg's trial,
the prosecution presented the above account through the testimony of
Marvin Matheson and Donnie Scott. The prosecution also called
several other witnesses. Richard Goss, a Deputy Inspector with the
Oklahoma State Bureau of Investigation (OSBI), testified that Scott
had identified Thornburg in a photographic line-up on September
28th, the day of the murders, as the “one that was giving the orders.”
Tr. III at 208.
To place the three perpetrators-Thornburg,
Anderson, and Embrey-together at the time of the murders, and to
confirm the time, the state provided four witnesses. Eric Huber was
living with Anderson, who was his boss at a trailer manufacturing
company.
Huber testified that he, Anderson's wife, and
Anderson's son joined Anderson, Thornburg, and Embrey at a bar until
it closed about 2 a.m. the morning of the 28th. They then went to
the house of Dana Nath, but left there by 3 a.m. Thornburg, Anderson,
and Embrey left in Thornburg's car, while Huber, Mrs. Anderson, and
the Andersons' son returned home.
About 6 a.m. Huber was awakened when Thornburg
dropped Anderson off at the home. Huber also testified that Anderson
moved to a hotel “right after the homicides,” Tr. II. at 231, and
that while living at the Andersons' he discovered a box with
newspaper clippings about the murders.
In addition, he testified that at the Andersons'
instructions he had originally told the police that Anderson went
home with his family and Huber after they all went to the bar. He
said that he had not told the truth to authorities until two days
before his testimony.
Dana Nath agreed with Huber that the group came
to her house after 2 a.m. the morning of the 28th, and stayed about
half an hour. She thought Thornburg, Anderson, and Embrey left
together between 2:30 and 2:45 a.m.
Roy Scott, the uncle of Donnie and Jimmy Scott,
testified that he drove past the Poteet residence as he was on his
way to his nephews' house about 4:30 a.m. on the 28th to pick up
Jimmy to go to Oklahoma City. He noticed a light-colored car pulling
into Poteet's drive (Thornburg's car was gold). At the time of his
testimony, Roy Scott was in jail on a charge of possessing a stolen
vehicle.
Jatone Kennedy, victim Smith's girlfriend at the
time, testified that she and Jimmy Scott had been out drinking on
the 27th. She passed out at the Scott residence. Smith, angry
because she had not come home, woke her around 2:00 a.m. on the
28th, and they fought as they walked back to their house.
Once they reconciled, she told him that she had
left her purse with his marijuana in it at Scott's house. About 4
a.m. he left to go to the Scott residence to get the purse. He never
returned. Kennedy was on probation at the time of her testimony.
The state also called Loyd Keagans, one of the
passers-by who rescued Scott. Keagans testified that he and his son
left home at 5:05 a.m. on the 28th to see a football game in College
Station, Texas. Shortly before 5:30 a.m. they passed by Poteet's
house fully ablaze. They stopped to help. While Mr. Keagans
approached the burning house, his son went to the neighboring house
to use the telephone. On the way, the son discovered Scott, who
insisted they take him to a hospital.
They drove him to a nearby convenience store,
where they called the Sheriff's Department. Although Scott's
condition worsened while he was waiting for assistance at the
convenience store, he was able to tell them that three white men
were responsible, one “big” and one with “sandy hair,” Tr. II at
112, and that there were three other people in the burning house who
had been shot.
Jeff Franklin, Chief of the Alex Police
Department, testified that when he arrived at the convenience store,
Scott told him that three or four people he did not know had shot
him; one was tall, and one was a “heavy-set guy with long hair.” Id.
at 192.
The state also provided expert witnesses to
describe the crime scene. Elvin Barnhill, an investigator with the
State Fire Marshal's office, described what he saw on the morning of
the 28th. Shepard was found in the northeast bedroom, Poteet in the
hallway leading to the two bedrooms, and Smith on the bed in the
southeast bedroom.
Barnhill detected evidence of the use of
accelerants (flammable substances) to promote the fire in four spots
in the northeast bedroom, and he discovered burn patterns indicating
a flammable substance near Smith and between his legs.
Although the laboratory detected no accelerants
in the material samples from the bedroom, Barnhill explained that it
was not uncommon for such substances to “leach[ ] out” during a fire.
Tr. II at 72.
He also testified that the charring of the
victims' bodies and their surroundings indicated an intense heat,
suggesting that accelerants were used in both bedrooms. The pattern
of charring indicated that the fire started in the bedrooms and
headed west down the hallway.
Barnhill further explained how one could start a
fire by breaking a bottle containing gasoline and a lit wick.
Finally, Barnhill testified that the fire was likely set
intentionally between 4:45 and 5:15 a.m. on the 28th.
Fred Jordan, Oklahoma's Chief Medical Examiner,
testified that each victim had been shot and some showed signs of
burning while still alive. He said that Poteet's fatal gunshot wound
would not have caused instantaneous death, but he would have died
from loss of blood and collapsing of the lungs.
Likewise, the gunshots wounds to Shepard and
Smith would not likely have caused instantaneous death. Jordan also
testified about various wounds present on the bodies, such as a
gunshot wound on Poteet's left great toe.
Susan Hart, a physical-evidence specialist and
fingerprint examiner for the OSBI, testified that in Thornburg's car
she found ammunition, a gallon jug, carburetor cleaner, a lighter,
and Embrey's fingerprints. And Darwin Horman, a crime-scene
investigator for the OSBI, testified that a Budweiser bottle was
found in Poteet's driveway.
Julie Maxon, a long-time friend of Thornburg,
testified that he had attempted to borrow her police scanner the
night of the 27th, some six hours before the murders, and that he
was unusually high that evening. She also testified to a prior
incident in which Thornburg had been shot. The shooting occurred a
few minutes after Thornburg had asked Jimmy Scott to pay him back
$60 that he owed.
Thornburg had told her that he thought Poteet had
something to do with the shooting. Terry Alexander, a deputy sheriff
who had investigated the September 23 shooting of Thornburg,
testified that when asked about the shooting, Thornburg had told him
“not to worry about it, he'd take care of it.” Tr. III at 200.
A particularly unusual witness was Teresa Burgess,
one of five patrons at the bar where Thornburg was arrested in the
early morning of September 29. She was new in town and had never
before seen Thornburg, but was sitting next to him. She overheard
him say to himself, “[T]hree died last night and three more will die
tomorrow.” Tr. III at 218. After Thornburg was arrested, officers
interviewed all the patrons, and Burgess told them what she had
heard.
Mr. Thornburg's sole defense was alibi. He
testified that he had been out drinking with Embrey, became
extremely intoxicated, blacked out, and woke up the morning of the
murders in the back seat of his car at Embrey's house. He also
testified that he had no recollection of making the remark overheard
by Burgess.
On cross-examination he maintained that he had no
recollection of the early morning hours of the 28th, although he
conceded that if witnesses said he was up and about at the Naths'
house, then he probably was. When asked why Matheson and Scott would
say he was at the crime scene, Thornburg replied, “I have no idea,”
continuing to maintain that he was not a participant in the murders.
Tr. IV at 73.
The defense called three witnesses to support the
alibi. Embrey's girlfriend, Ruby Davis, testified that when Embrey
came home intoxicated at about 3 a.m., he told her that Thornburg
was in his car asleep.
When she left the house some four hours later,
she saw Thornburg asleep in the car. Roy Thornburg, Mr. Thornburg's
brother, and Terry Mainka, a friend of his brother, both testified
that they were all at the bar drinking the night prior to the
murders, and that they put Thornburg in the passenger side of a car
at the end of the evening because he was incapacitated.
Finally, Patricia Evans, who had known Thornburg
for 22 years, testified that as she passed the Poteet residence
about 5 a.m. the morning of the murders, she saw two vehicles on the
left-hand side of the road, and a man walking across the highway.
She did not recognize the man as Mr. Thornburg, nor did she see his
car.
The state called two rebuttal witnesses. OSBI
Deputy Inspector Richard Goss impeached Ruby Davis. He testified
that when he first interviewed her on October 2, 1996, she told him
that Thornburg was not at her house the morning of September 28th.
Then on October 9th she told him that she had not seen Thornburg at
her house but had seen his car in her driveway.
Goss also testified about a statement by
Thornburg as he was arrested for the murders on the early morning of
the 29th. When Goss informed Thornburg that he was being charged
with three counts of first-degree murder, Thornburg replied:
“[G]ood. Prove it, mother fucker. You couldn't get your keys if they
were-you couldn't find your keys if they were stuck up your ass.” Tr.
IV at 78.
The final witness was Teresa Embrey, Roger
Embrey's sister-in-law and neighbor. She had never been interviewed
but called the OSBI the morning of her testimony because she “just
th[ought] the truth need[ed] to come out.” Tr. IV at 88. She
testified that she was up at 5 a.m. the morning of the murders to
say good-bye to her husband, who was going to work. When she looked
across the road at Roger Embrey's house, Thornburg's car was not
there.
The only cars were Roger's and Ruby Davis's. When
she looked again shortly before 8 a.m., Thornburg's car was there.
The jury convicted Mr. Thornburg on three counts of first-degree
malice-aforethought murder, one count of first-degree arson, one
count of shooting with intent to kill, and two counts of kidnapping.
At the penalty stage the prosecutor argued four
aggravating factors in support of the death penalty: (1) the
defendant knowingly created a great risk of death to more than one
person; (2) the murder was especially heinous, atrocious, or cruel;
(3) the murder was committed for the purpose of avoiding or
preventing a lawful arrest or prosecution; and (4) the defendant was
a continuing threat to society.
In mitigation Mr. Thornburg presented the
testimony of his wife and a medical expert who testified that he had
organic brain damage and was subject to blacking out whenever he
drank in excess. The jury found all four aggravating factors on each
murder count and returned a death sentence. The entire trial,
including jury selection and the penalty phase, took four days.
On direct appeal to the OCCA Mr. Thornburg was
represented by new counsel. The OCCA affirmed his conviction and
sentence. See Thornburg v. State, 985 P.2d 1234 (Okla.Crim.App.1999).
Meanwhile, represented by his present counsel, he had filed a state
postconviction application. It, too, was denied by the OCCA.
After the United States Supreme Court denied
certiorari with respect to his direct appeal on May 15, 2000, he
filed his federal application under 28 U.S.C. § 2254, setting forth
14 grounds for relief. The district court rejected his request for
an evidentiary hearing and denied relief. He appeals.
* * *
Mr. Thornburg relies on United States v. Scheffer,
523 U.S. 303, 118 S.Ct. 1261, 140 L.Ed.2d 413 (1998), to contend
that the introduction of the polygraph evidence is a per se
violation of his constitutional right to a fundamentally fair trial.
But his reliance on Scheffer is misguided.
Scheffer held that the per se exclusion of
polygraph evidence was not a constitutional violation because of the
inherent unreliability of polygraph evidence. Id. at 312. Scheffer
does not stand for the proposition that the introduction of
polygraph evidence necessarily constitutes constitutional error.
* * *
F. Prosecutorial Misconduct
Mr. Thornburg contends that a multitude of the
prosecutor's statements during the guilt and sentencing phases of
trial were improper and had the cumulative effect of rendering his
trial fundamentally unfair and his sentence unreliable. His trial
counsel made no objection to any prosecutorial comment, and the OCCA
reviewed the contested comments for plain error.
Without enumerating each specifically contested
comment, the OCCA concluded: “We find that many of the comments
complained of fell within the prosecutors' wide range of permissible
argument. We also find that those comments which were inappropriate
were not so egregious as to rise to the level of plain error.”
Thornburg, 985 P.2d at 1244-45.
Mr. Thornburg concedes in his appellate brief
that, viewed in isolation, the comments would not have risen to
constitutional error. Instead, he asserts that their cumulative
effect rendered the trial fundamentally unfair.
We therefore do not address each comment to
determine whether it alone rendered the trial unfair. Our course
will be to analyze each comment to determine the risk of unfair
prejudice and then decide whether the cumulative impact of any
errors rendered the trial unfair.
We begin by distinguishing the challenged
comments that were proper from those that may have been improper and
should be included in the cumulative-error analysis. Because the
OCCA did not identify the comments it thought improper, we conduct
our own independent review of the record and federal law.
1. Comments Not Improper
a. Discussing Reasonable
Doubt
During voir dire the prosecutor made the
following comments: In a criminal case we have to prove the
defendant guilty beyond a reasonable doubt. In a civil case it's
beyond a preponderance of evidence. Do you understand the
distinctions? ··· And we can't tell you what reasonable doubt means.
We can't define it for you. Defense can't define what beyond a
reasonable doubt means. And the Court can't define it. The
instructions won't say beyond a shadow of a doubt or all doubt. The
Instructions say beyond a reasonable doubt. Tr. I at 121 (emphasis
added) (similar comments at 125).
Although Oklahoma law does not permit jury
instructions on the meaning of “reasonable doubt,” Al-Mosawi v.
State, 929 P.2d 270, 279 (Okla.Crim.App.1996), and an instruction
defining reasonable doubt may deny due process if it misleads the
jury about the burden the state carries, see Cage v. Louisiana, 498
U.S. 39, 41, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990) (instructions
equating “reasonable doubt” with “grave uncertainty” and “actual
substantial doubt” violate due process), overruled on other grounds
by Estelle v. McGuire, 502 U.S. 62, 73 n. 4, 112 S.Ct. 475, 116 L.Ed.2d
385 (1991) (clarifying that standard of review for erroneous jury
instructions is whether they had a “reasonable likelihood” of
misleading the jury), not all definitions of reasonable doubt are
misleading.
The Supreme Court held in Victor v. Nebraska, 511
U.S. 1, 17, 114 S.Ct. 1239, 127 L.Ed.2d 583 (1994), that a jury
instruction stating that a reasonable doubt “ is not a mere possible
doubt ” did not likely mislead the jury “because a reasonable doubt,
at a minimum, is one based upon reason. A fanciful doubt is not a
reasonable doubt.” (internal citation and quotation marks omitted).
Similarly, to state that “beyond a reasonable doubt” does not mean
beyond “a shadow of a doubt or all doubt” was not a constitutional
violation.
b. Eliciting Evidence of Codefendant's Attempt to
Influence Witness Huber
Mr. Thornburg contends that the prosecutors
improperly elicited testimony from state witness Eric Huber that
codefendant Anderson and his wife had attempted to get him to
provide a false statement to the police. Huber testified that
Anderson, Embrey, and Thornburg left the Nath house together at 3:00
a.m. on the 28th and that Anderson was dropped off at his house
about 6 a.m. by a gold car resembling Thornburg's.
Huber, however, had made a contrary statement to
police officers when he was first interviewed. Such a prior
inconsistent statement is often used by opposing counsel for
impeachment. And to reduce the impact of the impeachment, counsel
may elicit the prior statement on direct examination and allow the
witness to explain. That is what happened here:
Q. [Prosecutor]. Sir, did you give a different
statement than what you've told this jury and law enforcement when
you were interviewed? A. [Huber]: Yes, sir. I did. Q. That was back
in October 3rd of 1996? A. Yes, sir. Q. What statement did you give
them? A. I stated in that report that Glenn-Mr. Anderson rode home
with me, his wife and his son and that I drove, and that was a lie.
Q. So basically you gave an alibi at that time. A. Yes, sir. I did.
Q. Who told you, sir, to tell OSBI that statement-that story? A. Mr.
and Mrs. Anderson. Tr. II at 230-31.
There is, of course, always the possibility that
defense counsel would not have tried to impeach Huber with the prior
statement, in which case the misconduct of the Andersons should have
been inadmissible. But if defense counsel wished to adopt that
course, he needed to object to the direct examination concerning the
prior statement. We see no impropriety in the prosecutor's
anticipation of likely impeachment, absent something in the record
indicating that defense counsel would forego the impeachment.
c. Prosecutorial Speculation and Inference
Mr. Thornburg also contends that the prosecutor
speculated and argued facts not in evidence when he claimed that
accelerants were used in starting the fire, that other jugs of
gasoline may have been present in Mr. Thornburg's car that night,
and that but for the two passers-by who discovered Scott, there
would have been four, not three, deaths.
A prosecutor may comment on and draw reasonable
inferences from evidence presented at trial. See Hooper v. Mullin,
314 F.3d 1162, 1172 (10th Cir.2002), cert. denied,540 U.S. 838, 124
S.Ct. 97, 157 L.Ed.2d 70 (2003).
Undisputedly, the house was set on
fire. The fire inspector testified that he detected four spots in
the debris showing evidence of accelerants, and a photograph
admitted into evidence showed a plastic jug in the back seat of the
gold car driven by Mr. Thornburg. It is not beyond the pale to infer
from this evidence that accelerants had been used to start the fire
and that other containers of flammable substances had been present
in the car that night.
It was also reasonable for the prosecutor to
imply that Scott, who was left seriously wounded in a burning house,
may not have survived if he had not been rescued by the passers-by.
These comments were not improper.
d. Demeaning Mitigation
Mr. Thornburg also argues that the prosecutor
improperly demeaned his mitigation evidence as “excuses.” Tr. IV at
199-202. We disagree. The prosecutor used the word excuse on two
occasions.
The first time, the prosecutor was merely incorporating
the word excuse as employed by defense counsel in his closing
argument moments before: “Not saying the alcohol isn't a defense in
the sense of an excuse. There is no excuse. We're asking you for
mercy····” Id. at 199.
In response the prosecutor said, “The State
and defense counsel have one thing in common. Defense counsel just
said there are no excuses. Folks, there's not. There cannot be
excuses for what these three men suffered.” Id. at 199-200.
Further along in his argument, the prosecutor
again referred to the mitigation evidence as excuses but this
comment was equally proper because the prosecutor was commenting on
the express language of the jury instructions.
The mitigation
instructions specified that the jury could consider evidence
produced by Mr. Thornburg that he “acted under circumstances which
tended to justify, excuse or reduce the crime.” St. Ct. Rec. at 503.
The prosecutor said, “What facts have you heard
that justify, excuse or reduce this crime? Any? Any of the excuses?”
Tr. IV at 201. This characterization of the mitigation evidence,
invited as it was by the jury instructions and defense counsel,
falls easily within the wide latitude of argument allowed to
prosecutors.
2. Possibly Improper Comments
Mr. Thornburg complains of other prosecutorial
comments that are at least arguably improper. We will address them
individually before considering whether their cumulative impact
demands reversal.
a. Improper Witness Vouching
Mr. Thornburg contends that in final argument the
prosecutor (1) improperly vouched for state witnesses by claiming
that Donnie Scott, Teresa Burgess, and Teresa Embrey (codefendant
Embrey's sister-in-law) had “no reason to lie,” Tr. IV at 105-107;
and (2) accused Ruby Davis of perjury when he said: Let's talk about
the Embreys and Ruby Davis. What motive does she have to get up here
and lie to you? When she first talks to OSBI she never sees Richard
Thornburg out there. Never at all.
She sticks to the story about Mr. Embrey coming
home and falling off the couch. Second interview she never sees Mr.
Thornburg there···· Second interview she throws in he was a big boy.
I told him to stay away from those people. What is she not saying in
that statement? Yet, she comes in here in front of you and testifies,
commits perjury on the stand, lies to you and says she never said
those things. She said she was never asked. What motive does she
have to testify? Her boyfriend, Roger Embrey, her friend Richard
Thornburg. Id. at 107-08 (emphasis added).
“Argument or evidence is impermissible vouching
only if the jury could reasonably believe that the prosecutor is
indicating a personal belief in the witness' credibility, either
through explicit personal assurances of the witness' veracity or by
implicitly indicating that information not presented to the jury
supports the witness' testimony.” United States v. Magallanez, 408
F.3d 672, 680 (10th Cir.2005) (internal quotation marks omitted).
Likewise, an attack on a witness's veracity is
improper only in similar circumstances. Thus, it is not improper for
a prosecutor to direct the jury's attention to evidence that tends
to enhance or diminish a witness's credibility.
Here, the prosecutor's statements appeared to be
based on the evidence. Nothing at trial suggested any reason why
Scott, Teresa Embrey, or Burgess would want to injure Mr. Thornburg.
Also, the attack on Ms. Davis was explicitly based on her prior
inconsistent statements to police officers.
Moreover, the prosecutor never indicated to the
jury that he knew something more about the witness's credibility
than could be deduced from the evidence at trial. Hence, this does
not appear to be a case of improper vouching. Even if, in an (over)abundance
of caution, we might say that the prosecutor stepped over the line,
see United States v. Broomfield, 201 F.3d 1270, 1276 (10th Cir.2000)
(assuming prosecutor's characterization of case as “case about
perjury,” defense witness's testimony as “lies,” and argument that
state witness “[had] no reason to lie” was improper vouching but
deciding that any error was harmless), we would still be hard-pressed
to find any substantial unfair prejudice.
b. Commenting on and Eliciting Evidence of
Codefendant's Attempt to Influence Witnesses
Mr. Thornburg contends that the prosecutor
improperly elicited testimony that the Andersons tried to influence
the testimony of Jatone Kennedy, victim Smith's girlfriend. Kennedy
testified that Smith went to get her purse from Scott's house about
4 a.m. on the 28th and that she never saw him again.
On direct examination the prosecutor asked: Q.
Ma'am, has anybody approached you in this case about your testimony?
A. No. Q. Nobody has? A. I think in the beginning there were some
people that tried to convince me to say things differently than-I
mean, nobody- Q. Nobody twisted your arm. A. Right Q. Who approached
you, ma'am, about this case? A. Corky [Mrs.] Anderson. Tr. II at
216.
In contrast to Huber, Kennedy had uttered no prior inconsistent
statement. Mr. Thornburg further complains that the prosecutor
stated in closing: “[Mr. Huber] also told you Corky Anderson tries
to influence his testimony, Corky and Glenn. And first she lied and
gave a story that Glenn went home with them···· Why are you creating
alibis? Why do you have to create a situation if you haven't done
anything wrong?” Tr. IV at 103.
We agree with Mr. Thornburg that it may have been
improper for the prosecutor to elicit Mrs. Anderson's attempt to
influence Kennedy or to argue that Anderson's attempt to create an
alibi was evidence of Mr. Thornburg's guilt. The state makes no real
attempt to justify the conduct.
Nevertheless, the real damage to Mr. Thornburg's
alibi defense came from the testimony of government witnesses
regarding the events at the time of the murder, not evidence
regarding the Andersons' apparently feeble attempts to influence
witnesses.
c. Appeal to Moral and Civic Duty of Jury
Mr. Thornburg also complains that during the
guilt phase the prosecutor argued that the jury had a moral and
civic duty to convict: Justice is in your hands. Your decision here
affects the lives of not only this defendant but other people in the
community. We've shown you overwhelming evidence of why Mr.
Thornburg would want to kill Mr. Poteet, why maybe he would want to
kill Jimmy Scott, his motive, waited the night before, the next
morning, his statements to Richard Goss when he was arrested.
Does that sound like meek, little, mild
statements the testimony you heard from Mr. Thornburg up here? I
will suggest to you that was the true Mr. Thornburg. With all the
cuss words you can't prove it. He didn't say I'm innocent. What are
you talking about? He said, you can't prove it. Folks, we have
proven it. It's right here in front of you right now. We talked
about it in voir dire.
We asked the question about passing judgment on
somebody else. And that's a hard thing to do. Each of you in voir
dire told us you could pass judgment. We've proven our case to you.
We've shown it to you. We've woven it together.
Every little piece has fallen right in line.
We've shown our case to you, said this is what we've got, this is
the evidence. One of you just got through reading a book before you
came on here, When Justice Prevailed. Folks, justice must prevail in
this case. Like I said, you're the ones that decide it. You are the
justice in Grady County right now. You're the ones that make the
legal decisions.
Justice must run in this case for three victims,
for Donnie Scott. Mr. Thornburg has got to be told what he did was
wrong. Not only was it wrong, this was terrible, folks. One of you
said about mass murder.
One of the problems in our society is mass murder,
violence, drugs, guns. This is a mass murder. This is three helpless
people who were gunned down, kidnapped tortured, burned alive and
left dead in a house. Tr. IV at 112-113 (emphasis added).
It is improper for a prosecutor to suggest that a
jury has a civic duty to convict. See Spears v. Mullin, 343 F.3d
1215, 1247 (10th Cir.2003), cert. denied,541 U.S. 909, 124 S.Ct.
1615, 158 L.Ed.2d 255 (2004). In a decision handed down during World
War II, the Supreme Court warned that the prosecutor's references to
the war constituted “an appeal wholly irrelevant to any facts or
issues in the case,” and could have jeopardized the verdict had the
Court not reversed on another ground. Viereck v. United States, 318
U.S. 236, 247-48, 63 S.Ct. 561, 87 L.Ed. 734 (1943).
But here the prosecutor's comments were firmly
rooted in the facts of the case. We see little, if any, impropriety.
See Spears, 343 F.3d at 1247 (statement that “justice cries out for
[conviction]” did not render trial fundamentally unfair); Le v.
Mullin, 311 F.3d 1002, 1022 (10th Cir.2002) (prosecutor's comment
that jury “could only do justice···by bringing in a verdict of death”
did not render trial fundamentally unfair), cert. denied,540 U.S.
833, 124 S.Ct. 80, 157 L.Ed.2d 60 (2003).
d. Misstatement of the Evidence
Mr. Thornburg complains of prosecution comments
about the defense's punishment-phase expert, Dr. Philip Murphy, a
clinical psychologist. Dr. Murphy testified that excessive drinking
and other injuries caused Mr. Thornburg's organic brain damage that
led to blackouts during which he would lose consciousness. Dr.
Murphy performed 11 tests and a clinical interview to assess Mr.
Thornburg.
In his closing argument at the sentencing phase
of the trial, the prosecutor said: (1) “You heard Dr. Murphy. He
spent 15 minutes looking at him and he said he's brain damaged?” Tr.
IV at 200; and (2) “Dr. Murphy says that Richard Thornburg, as long
as he's not drinking and in these blackouts, he's not a dangerous
man. This is, of course, from his 15 minutes upstairs in jail.” Tr.
IV at 203-04. But nowhere in the record is there evidence about the
amount of time Dr. Murphy spent with Mr. Thornburg.
A prosecutor is allowed to comment on the
evidence and draw inferences therefrom, but he may not speculate or
refer to evidence never presented to the jury. See Le v. Mullin, 311
F.3d at 1020-21 (criticizing prosecutor for mischaracterizing
evidence and suggesting that defendant had committed other murders
when such facts were not in evidence). The prosecutor's 15-minute
comments were improper.
On the other hand, defense counsel never objected
to these statements. Also, the judge instructed the jury that it
should consider only the evidence introduced at trial, that the
attorneys' statements and arguments are not evidence, and that the
jury bore the responsibility of determining the credibility of each
witness. Such instructions may minimize the impact of a prosecutor's
misstatements.
See Darden v. Wainwright, 477 U.S. 168, 182, 106
S.Ct. 2464, 91 L.Ed.2d 144 (1986) (jury instructions that “their
decision was to be made on the basis of the evidence alone, and that
the arguments of counsel were not evidence” helped remedy
prosecutor's improper closing argument).
e. Comments on the Appropriate Sentence
Mr. Thornburg contends that the sentencing stage
of his trial was fundamentally unfair because in his sentencing-stage
closing the prosecutor (1) injected his personal opinion on the
appropriate sentence and (2) misled the jury about sentencing
alternatives.
The prosecutor said: And you must give
independent consideration to each and every one of the murder
convictions because every one of those individuals in there was a
separate life, and that is they never deserved to die in the manner
in which they died. And we can't change that.
But I can and you can give them at least
individual consideration with the understanding that the man who
murdered them, the man who led, the man who created this and the man
who was out seeking for revenge that night, that he receive the
punishment that is just under the statutes, under the law and most
important in this case, as we discussed at the very beginning. ···
And we told you what the law is. That's merely the charges we file
against somebody. But that's not easy.
There's nothing easy about it. You know, we all
try to be moral people, we think about trying to do good for our
community, our society. When we file a piece of paper, we're asking
you to sentence this person to death. We're asking you to return a
verdict allowing the State to execute Mr. Thornburg.
So basically we're asking you the State for the
authority to do that. There's nothing easy about that. We're talking
about life and death. Nothing easy at all. ··· Justice, folks, cries
for the death penalty in this case like no other case. Justice cries
for the death penalty.
There is no other reasonable verdict, nothing.
Nothing can come close. Talk about the sword of mercy. It's above
Judge Winchester. The sword there. You live by the sword, you die by
the sword, folks. We're asking you to return a verdict now of guilty
which you already have.
The maximum punishment is on everything. If you
really don't want Mr. Thornburg back on your streets ever again,
then the only proper punishment is death. We're asking you to
sentence Mr. Thornburg to that. It should not be a difficult
decision. I know it is. We're talking about killing somebody. You're
authorizing the State to kill somebody. But there is no other just
verdict. This is justice. Tr. IV at 195-96, 201-02, 205-06.
Mr. Thornburg contends that these comments
imposed the prosecutor's personal views upon the jury. It is
improper for a prosecutor to inject his personal opinion on the
propriety of the death sentence.
It is also impermissible for a
prosecutor to suggest that he “or some other authority, not the jury,
[is] the final or true arbiter of ··· punishment.” Sellers v. Ward,
135 F.3d 1333, 1343 (10th Cir.1998) (internal quotation marks
omitted). As stated in Caldwell v. Mississippi, 472 U.S. 320, 333,
105 S.Ct. 2633, 86 L.Ed.2d 231 (1985), “[T]he uncorrected suggestion
that the responsibility for any ultimate determination of death will
rest with others presents an intolerable danger that the jury will
in fact choose to minimize the importance of its role.”
But a
prosecutor is entitled to argue that under the facts and law,
capital punishment is appropriate. See United States v. Ainesworth,
716 F.2d 769, 771 (10th Cir.1983) (distinguishing improper argument
that prosecutor believes accused is guilty of crime or stating facts
not in evidence from proper commentary that “on the basis of the
evidence in the case, it is his belief that the defendant is guilty”).
Here, the prosecutor did not suggest the
existence of facts not in evidence, nor did he suggest that anyone
other than the jury was responsible for fixing the appropriate
sentence. On the other hand, his comments on the appropriateness of
the death penalty could be taken as his personal view. We will
assume that the comments crossed the line.
More troubling is the prosecutor's comment that
did cross the line. In the last quoted paragraph he said, “If you
really don't want Mr. Thornburg back on your streets ever again,
then the only proper punishment is death.” Tr. IV at 205.
This
statement could mislead the jury about possible punishment
alternatives, suggesting that he could be released from jail at some
point if not sentenced to death. “The State may not create a false
dilemma by advancing generalized arguments regarding the defendant's
future dangerousness while, at the same time, preventing the jury
from learning that the defendant never will be released” if given a
sentence other than death. Simmons v. South Carolina, 512 U.S. 154,
171, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994) (jury should have been
instructed on possibility of life without parole); see also Kelly v.
South Carolina, 534 U.S. 246, 122 S.Ct. 726, 151 L.Ed.2d 670 (2002)
(requiring Simmons instruction when prosecution presented evidence
showing defendant's probability of future dangerousness).
Nevertheless, the trial judge remedied this error
when he instructed the jury: “Even if you find that the aggravating
circumstance outweigh(s) the mitigating circumstance, you may impose
a sentence of imprisonment for life or imprisonment for life without
parole.” Instr. 12 St. Ct. Rec. Vol. 3 at 504. Thus, the jury knew
that it could keep Mr. Thornburg off the streets without imposing
the death penalty. See Kelly, 534 U.S. at 257 n. 8, 122 S.Ct. 726 (jury
instruction on parole ineligibility could cure problem raised by
prosecutor's argument).
f. Invoking Sympathy for the Victims
Most troubling is Mr. Thornburg's contention that
the prosecutor invoked sympathy for the victims during the guilt-phase
closing argument: Look at Donnie Scott. He's got a good job now.
He's obviously off drugs. Who's to say he can't lead a very, very
productive life? Who's to say Mr. Poteet, Mr. Shepard couldn't have
done the exact same thing? You know, is Mr. Thornburg today in Court,
there's no question about that.
Our legal system says this is his day in Court.
But this is also our three victims' day in Court. This is Mr.
Shepard's, Mr. Poteet and Mr. Smith. ···· Folks, we have three
victims here who are not here today. Mr. Shepard, Mr. Smith and Mr.
Poteet, they can't get up here and tell you on the witness stand how
Mr. Thornburg slaughtered them.
Shot them and left them to burn alive in the
house. They can't get up here to tell us that. They're never going
to be here. They're never going to testify. They're never going to
be with their families for holidays, Christmases. And you've got
families here. This is also their day in Court, too, not just this
defendant. Tr. IV at 111-12.
The prosecutor's comments that the victims may
have led productive lives, could not testify at trial, and would
never be with their families on holidays were irrelevant to proving
Mr. Thornburg guilty of their murders. See Duckett v. Mullin, 306
F.3d 982, 991 (10th Cir.2002) (victim-impact statements improper in
guilt stage).
Notwithstanding their clear irrelevance to Mr.
Thornburg's guilt, however, the prosecutor's appeal was already
implicit in the evidence. The jury knew that there were three men
murdered, that they were shot and left in a burning house, and that
they could not appear in court to testify.
And because the evidence had shown all three
victims to be drug and alcohol abusers, the prosecutor's speculation
on their possible “productive” lives was most likely an attempt to
avoid any jury nullification based on the victims' own
reprehensibility. While condemning such comments during the guilt
phase, we can doubt their inflammatory impact.
* * *
H. The Eye-for-an-Eye Carving
Behind the judge's bench in the courtroom in
which Mr. Thornburg was tried was a wooden carving on which appears
the phrase, “An Eye for an Eye & A Tooth for A Tooth.” Mr. Thornburg
contends that the presence of this carving in the courtroom was
structural error automatically requiring reversal.
The phrase “an eye for an eye and a tooth for a
tooth,” according to Mr. Thornburg, is widely invoked by proponents
of the death penalty and has the potential to sway a jury to impose
a death sentence, not as a result of the individualized judgment
that our constitutional law requires, see Woodson v. North Carolina,
428 U.S. 280, 304, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976), but because
of religious commandment. He also contends that his trial counsel
was ineffective for not raising the issue at trial and his appellate
counsel was ineffective for failure to raise the issue (both on the
merits and as a ground of ineffective assistance of trial counsel)
on appeal.
Mr. Thornburg's merits claim and his claim of
ineffective assistance of trial counsel, however, face the hurdle of
procedural bar. Mr. Thornburg failed to advance either claim in
state court until his petition to the OCCA for postconviction relief.
The OCCA refused to review the claims, applying a
state procedural bar for failing to raise an issue that could have
been raised on direct appeal. See Thornburg v. State, No. PC-99-490,
at (Okla.Crim.App. Nov. 9, 1999). In a § 2254 proceeding a state
court's prior “adequate and independent finding of procedural
default will bar federal habeas review of the federal claim.” Harris
v. Reed, 489 U.S. 255, 262, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989).
We have had several occasions to express concern
about whether Oklahoma's procedural bar is “adequate and independent,”
particularly with respect to ineffective-assistance claims, see, e.g.,
Cannon v. Mullin, 383 F.3d 1152, 1172-74 (10th Cir.2004) (for state
rule of procedural bar to be adequate to bar claim of ineffective
trial counsel because of failure to raise claim on direct appeal,
state must provide procedural mechanisms permitting defendant to
develop factual basis of claim on appeal), cert. denied,--- U.S.
----, 125 S.Ct. 1664, 161 L.Ed.2d 491 (2005); but Mr. Thornburg, who
had new counsel for the direct appeal of his conviction, does not
challenge independence and adequacy here. See Hooks v. Ward, 184
F.3d 1206, 1217 (10th Cir.1999) (defendant bears burden of
contesting independence and adequacy of state procedural bar once
state has asserted the affirmative defense).
An adequate and independent finding of procedural
default can be overcome only if the party claiming error can
establish cause for failure to raise the issue when required and
show that the failure produced actual prejudice. Engle v. Isaac, 456
U.S. 107, 129, 102 S.Ct. 1558, 71 L.Ed.2d 783 (1982). “While the
nature of a constitutional claim may affect the calculation of cause
and actual prejudice, it does not alter the need to make that
threshold showing.” Id.
Thus, even structural errors are subject to state
procedural bars. See McCracken v. Gibson, 268 F.3d 970, 976 (10th
Cir.2001) (state procedural bar applied to allegation of structural
error, although court alternatively addresses the merits and holds
that error was not structural).
As cause for the failure to raise the issue on
direct appeal, Mr. Thornburg claims ineffectiveness of his appellate
counsel. The OCCA rejected this ineffective-assistance-of-appellate-counsel
claim in Mr. Thornburg's postconviction proceedings: “The brief
filed in [Mr. Thornburg's] direct appeal reflects that appellate
counsel raised eighteen non-frivolous claims at least equally
meritorious to that which was omitted and is at issue here. We
cannot find that appellate counsel's failure to investigate and
litigate the ··· issue as fully as [Mr. Thornburg] claims he should
have rendered counsel's performance unreasonable under prevailing
professional norms.” Thornburg v. State, No. PC-99-490, at .
Regardless of the merits of the OCCA's analysis,
we agree that Mr. Thornburg's appellate counsel was not ineffective
for failure to raise the biblical-reference issue. Appellate counsel
is not ineffective for failing to raise an argument based on facts
that he could not reasonably be expected to know. Not only was the
presence of the biblical reference in the courtroom not obvious from
the trial record, it was completely absent.
For appellate counsel even to be aware of the
issue, he would have had to assume a duty to visit the courtroom in
which Mr. Thornburg was tried. Appellate attorneys work from a trial
record, and we will not impose on them a duty to inspect courtrooms.
Mr. Thornburg's trial counsel did not object to
the carving; that may have been poor judgment, but it left the
record devoid of anything that could have directed appellate
counsel's attention to the eye-for-an-eye language.
The prosecutor did make a reference to the sword
in closing argument: “Talk about the sword of mercy. It's above
Judge Winchester. The sword there. You live by the sword, you die by
the sword, folks.” Tr. IV at 205. But he did not mention the phrase
engraved on the sword.
Mr. Thornburg even candidly admits as much in his
brief to this court: The error of the ever-present adage “An Eye for
an Eye, A Tooth for a Tooth,” should have been objected to by trial
counsel, and should have been asserted on direct appeal by appeal
counsel. To be sure, the error is not apparent from the record.
There is nothing in the paper record of Mr. Thornburg's trial to
indicate that the artwork containing the Leviticus passage was in
front of the jury. Trial counsel failed to make that record.
Direct appeal counsel would not have known of the
error, even investigating the case, as a reasonable investigation
would not normally take the direct appeal lawyer into the courtroom
in which the trial was conducted. Aplt. Br. at 49.
Accordingly, we reject on the merits Mr.
Thornburg's claim of ineffective appellate counsel. As a consequence,
Mr. Thornburg is procedurally barred from raising the biblical-reference
issue or the related claim of ineffective trial counsel.
I. Denial of an Evidentiary Hearing
Finally, Mr. Thornburg appeals the district
court's denial of his request for an evidentiary hearing on his
Sixth Amendment issues. Mr. Thornburg has shown no reason to conduct
an evidentiary hearing.
He does not state what he wishes to prove at such
a hearing and he argues no issues on appeal for which further
evidence would be relevant. The district court did not err in
denying his evidentiary-hearing request.
III. CONCLUSION
We AFFIRM the district court's
denial of relief under 28 U.S.C. § 2254.