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Joe Mario TREVINO Jr.
Classification: Murderer
Characteristics:
Rape - Robbery
Number of victims: 1
Date of murder:
January 17,
1983
Date of arrest:
Same day
Date of birth: July
25, 1962
Victim profile: Blanche Miller
(female, 80)
Method of murder: Strangulation
Location: Tarrant County, Texas, USA
Status:
Executed
by lethal injection in Texas on August 18,
1999
Joe Mario
Trevino Jr. was put to death for the
murder of 80-year-old Blanche Miller.
On Jan. 17, 1983, Trevino broke
into Miller’s home. He started loading some of her belongings into
her car when Miller, who had been outside drying clothes,
interrupted him.
When she tried
to call the police, Trevino took the phone away from her and
strangled her. He then drove away in Miller’s car with some of her
jewelry and stereo equipment. Miller’s granddaughter found her body
between 3 and 3:30 p.m. the same day.
Trevino was located and arrested a few hours later at his residence.
Miller’s car and the stolen belongings were also found at Trevino’s
home.
When asked to sign a
confession, Trevino agreed, but the confession stated that it was
his companion, not he, who had actually killed Blanche Miller. “He
always said he was there, but stayed outside until he was called to
help move things into the car,” said close friend Nancy Mixon.
Jury selection for Trevino’s
trial began on June 20, 1984. He was tried by an all-white jury in
Fort Wort. Trevino, who was Hispanic, would later question the make-up
of the jury in his first appeal.
Trevino never confessed in
court to murdering Blanche Miller. Once again, he claimed that he
was only present at the crime scene. According to attorney Ken
Driggs, who worked on Trevino’s case beginning in 1994, “There were
some indications another Hispanic male was present and may have been
the actual killer. He was Miquel Martinez-Vera, who was shot to
death in Dallas on Dec. 18, 1983.”
Trevino’s trial ended on July 3, 1984. He was sentenced to death by
lethal injection.
Trevino filed
his initial appeal in 1985. It was based on the fact that the jury
who sentenced him was not ethnically diverse. The Court of Criminal
Appeals did not review the appeal until 1991.
“I think the court sat on it
because they were afraid they would have to reverse the conviction
based on the State’s use of preemptory challenges to get on all-white
jury,” Driggs said.
In 1994,
nine years after he made the initial appeal, the process was over.
Trevino’s appeal was denied.
Trevino’s second appeals process was presided over by controversial
judge John McBryde. Trevino requested that McBryde not preside over
his appeals process because the Fifth U.S. Circuit Court of Appeals
had subpoenaed his attorney, Art Brender, to testify against the
judge.
Trevino’s request, as
well as his appeal, was denied. Subsequent appeals made by Trevino
were also denied.
On Aug. 18,
1999, Joe Mario Trevino Jr. was put to death. He made no final
statement.
Joe Mario Trevino Jr., 37, 99-08-18, Texas
Parolee Joe Mario Trevino Jr. was executed Wednesday for the rape-murder
of a Tarrant County grandmother during a burglary of her home more
than 16 years ago.
Trevino was pronounced dead at 6:17 p.m., 8 minutes after the flow
of lethal drugs began.
When a warden asked whether he had a final statement, Trevino said,
"No." He took couple of gasps and then stopped moving.
Trevino, 37, had been out of prison 4 months after serving less than
2 years of a 5-year term for burglary and auto theft in Harris
County when he was arrested for killing Blanche Miller, 80, at her
home in Haltom City near Fort Worth.
"Blanche Miller was our mother, grandmother and great-grandmother,"
her family said in a statement released after Trevino's death. "She
was almost an innocent and her biggest adventure in a week was
probably ladies' Bible class. She has been in the cemetery 16 1/2
years.
"Her family feels that Trevino's death sentence is justified and
past due!"
The execution was scheduled for 24 hours after another inmate, Larry
Robison, was set to die for another Tarrant County murder, 1 of 5 he
committed during a rampage at a pair of cottages near Fort Worth.
Robison, 42, was spared when attorneys appealed that questions of
his mental competence needed to be investigated. The Texas Court of
Criminal Appeals agreed in a 5-4 vote that returned Robison to death
row about four hours before he could have gone to the death house
gurney.
Robison's case attracted notoriety after his relatives and death
penalty opponents used it to challenge Gov. George W. Bush's
presidential campaign theme of being a "compassionate conservative,"
arguing the inmate deserved treatment for mental illness and not
execution.
The court ruling, however, put off the need for Bush to make a
decision on whether to grant a one-time 30-day reprieve, the only
action a Texas governor independently can take. Bush never has used
the authority during his 4 1/2 years in office and Trevino would be
the 99th convicted killer to be executed during his terms.
Bush was campaigning out of state Wednesday and left any decision on
a temporary reprieve for Trevino to Lt. Gov. Rick Perry.
Trevino's case carried none of the hoopla associated with Robison.
Besides Bush's absence, the U.S. Supreme Court Tuesday rejected an
appeal and refused to stop the punishment. There were no questions
about his mental competence and death penalty opponents mounted no
vocal campaign on his behalf.
"He was pulling a two-bit burglary," Rufus Adcock, the former
Tarrant County assistant district attorney who prosecuted Trevino,
said this week. "He was back on drugs. That morning he had used both
cocaine and heroin."
In a recent interview on death row, Trevino acknowledged the drug
use but insisted he was only a lookout and driver for an accomplice
who actually killed Ms. Miller. The accomplice, he said, later was
shot and killed.
"I was totally blitzed," he said. "I didn't rape and kill her.
That's the whole thing. I don't mind dying for my participating in
it, but kill me for what I did, not for what I'm accused of doing. I
was just the driver."
Adcock said witnesses and evidence all pointed to Trevino as the
lone murderer and dismissed any claim of an accomplice.
"I never heard that before," said the prosecutor, now retired.
Ms. Miller, who lived alone, was out drying clothes the afternoon of
Jan. 17, 1983, before she walked in on Trevino, who was inside
looking for valuables.
According to his confession to police, she already had surrendered
jewelry and silverware and he was loading his car with stereo
equipment when she grabbed a phone to call for help.
"I took the phone away from her and went crazy," Trevino said in the
confession.
The woman's granddaughter found her body later that day and a
witness who recognized Trevino and saw him at the house notified
police. When police went to his house, they found the woman's stereo
there. Body fluids and footprints at the murder scene linked Trevino
to the crime.
"The tragedy of this whole thing was he could have walked right past
her," Adcock said, saying the woman probably wouldn't have even
noticed him because of her poor vision. "Her glasses were thick. He
didn't have to kill her. He just did it because she interfered with
his burglary."
"I'm not trying to justify my actions," Trevino said. "Life is about
choices. I made the wrong choice."
Trevino becomes the 21st condemned inmate to be put to death this
year in Texas and the 185th overall since the state resumed capital
punishment on Dec. 7, 1982.
(sources: Associated Press and Rick Halperin)
Joe Mario Trevino was
convicted of raping and strangling a Tarrant County grandmother
during a burglary of her home more than 16 years ago.
Trevino, 37, had been out of
prison 4 months after serving less than 2 years of a 5-year term for
burglary and auto theft in Harris County when he was arrested for
killing Blanche Miller, 80, at her home in Haltom City near Fort
Worth.
"He was pulling a two-bit
burglary," Rufus Adcock, the former Tarrant County assistant
district attorney who prosecuted Trevino, said. "He was back on
drugs. That morning he had used both cocaine and heroin."
Trevino, in a recent interview
on death row acknowledged the drug use but insisted he was only a
lookout and driver for an accomplice who actually killed Blanche.
The accomplice, he said, later was shot and killed. "I was totally
blitzed," he said. "I didn't rape and kill her. That's the whole
thing. I don't mind dying for my participating in it, but kill me
for what I did, not for what I'm accused of doing. I was just the
driver."
Mr. Adcock said witnesses and
evidence all pointed to Trevino as the lone murderer and dismissed
any claim of an accomplice. "I never heard that before," the
prosecutor, now retired, said. Blanche, who lived alone, was out
drying clothes the afternoon of Jan. 17, 1983 before she walked in
on Trevino, who was inside looking for valuables.
According to his confession to
police, she already had surrendered jewelry and silverware and he
was loading his car with stereo equipment when she grabbed a phone
to call for help. "I took the phone away from her and went crazy,"
Trevino said in the confession.
The woman's granddaughter found
her body later that day and a witness who recognized Trevino and saw
him at the house notified police. When police went to his house,
they found the woman's stereo there. Body fluids and footprints at
the murder scene also were tied to Trevino.
"The tragedy of this whole
thing was he could have walked right past her," Mr. Adcock said,
saying the woman probably wouldn't have even noticed him because of
her poor vision. "Her glasses were thick. He didn't have to kill her.
He just did it because she interfered with his burglary."
"I'm not trying to justify my
actions," Trevino said. "Life is about choices. I made the wrong
choice."
U.S. Supreme Court
TREVINO v. TEXAS, 503 U.S. 562 (1992)
503 U.S. 562
TREVINO v. TEXAS
ON PETITION FOR WRIT OF CERTIORARI TO THE COURT OF CRIMINAL APPEALS
OF TEXAS
No. 91-6751 Decided April 6, 1992
Before jury selection began in petitioner Trevino's
capital murder trial, he filed a "Motion to Prohibit the State from
Using Peremptory Challenges to Strike Members of a Cognizable Group,"
stating that the prosecution and the State of Texas had historically
and habitually used such challenges to strike black people and other
minorities. After the State exercised its peremptory challenges to
strike the only black members of the venire, the court denied his
motion, and he was convicted by an all-white jury and sentenced to
death. While Trevino's case was pending on appeal, this Court decided,
in Batson v. Kentucky, 476 U.S. 79 , that equal protection is violated
where the prosecution uses race based peremptory challenges to exclude
members of a defendant's racial group from a jury. The Texas Court of
Criminal Appeals affirmed the conviction and sentence, finding, inter
alia,, that Trevino's arguments did not amount to reliance on the
Equal Protection Clause.
Held:
Trevino is entitled to review under the rule
announced in Batson. He presented his equal protection claim to the
trial court when he relied on a claim of a historical pattern of
discriminatory use of peremptory challenges, and preserved that claim
on appeal when he included in his argument caption an express
reference to the Fourteenth Amendment, Moreover, the State did not
argue that Trevino failed to make an equal protection claim, but
rather disputed the legal basis for his claim. To it with sufficient
precision would require applying a stricter standard than applied in
Batson itself. Since Trevino's case is in this Court on direct review,
he is entitled to the Batson rule.
Certiorari granted; 815 S. W. 2d 592, reversed and
remanded.
PER CURIAM.
I
The State of Texas charged petitioner Joe Mario
Trevino for the murder and rape of Blanche Miller, a capital offense.
On February 1, 1984, before jury selection, petitioner filed a "Motion
to Prohibit the State from Using Peremptory Challenges [503 U.S. 562, 563] to Strike Members of a
Cognizable Group." The motion recited:
"The Accused requests of the Court that the State
of Texas be prohibited from its use of peremptory challenges to
strike prospective jurors merely based on the fact of race. The
prosecution, the State of Texas, historically and habitually uses
its peremptory challenges to strike black people and other
minorities who are otherwise qualified. These peremptory challenges
are exercised by the State of Texas to strike prospective black
jurors in its effort to produce an ethnically pure, all-white, jury.
This common use of the State's peremptory challenge in a criminal
trial deprives the Accused of due process and a fair trial. This
practice deprives the Accused of a jury representing a fair cross-section
of the community in violation of the Sixth Amendment to the United
States Constitution.
"A hearing is requested on this Motion." 1A
Record 280.
The trial court delayed ruling on the motion until
the voir dire. During the course of voir dire, the prosecution
exercised its peremptory challenges to excuse the only three black
members of the venire. After each of these peremptory strikes,
petitioner, who is Hispanic, renewed his motion, asking that the
prosecution state its reasons for striking the jurors. The first time
petitioner renewed the motion the court stated: "I know of no
requirement yet for either party to announce his reasons for
exercising a preemptory [sic] challenge. Can you cite me some law on
that?" 11 Record 356. In response, petitioner's counsel cited McCray
v. Abrams, 576 F.Supp. 1244 (EDNY), aff'd in part and rev'd in part,
750 F.2d 1113 (CA2 1984). He went on to note that, when we denied the
petition for a writ of certiorari in McCray v. New York, 461 U.S. 961
(1983), five Justices expressed the view that Swain v. Alabama, 380
U.S. 202 [503 U.S. 562, 564] (1965), ought to
be reexamined. 11 Record 356. The trial court denied petitioner's
motion, and denied it again after two more black venire members were
excluded.
The all-white jury returned a verdict of guilty and
after a sentencing hearing returned affirmative answers to the two
special questions posed by the court. See Jurek v. Texas, 428 U.S.
262, 267 -269 (1976) (joint opinion of Stewart, Powell, and STEVENS,
JJ.). As required under such circumstances, see ibid., the trial court
sentenced petitioner to death. Petitioner appealed to the Court of
Criminal Appeals of Texas, filing his brief on December 19, 1985. This
is the cause now before us. He cited 24 errors in the guilt and
punishment phases of the trial court proceedings. The only one of
concern now is the prosecutor's use of peremptory challenges based on
race.
Petitioner contended in the Court of Criminal
Appeals that the prosecution's race-based use of challenges violated
his "rights to due process of law and to an impartial jury fairly
drawn from a representative cross-section of the community." Brief for
Appellant in No. 69337, p. 11. He found these rights in "the Sixth and
Fourteenth Amendments to the United States Constitution," as well as
provisions of the Texas Constitution. Ibid. He asserted he was
renewing the objections pressed at trial. Ibid. He acknowledged that,
under Swain v. Alabama, the use of peremptory challenges to
discriminate in a single case would not be an equal protection
violation, but noted that, in Batson v. Kentucky, cert. granted, 471
U.S. 1052 (1985), we would reconsider the question under the Sixth
Amendment. When his brief was filed, we had heard oral argument in
Batson but had not announced our decision. Petitioner urged that, even
if Batson did not alter the requirement of alleging an overall scheme
of discrimination, the Court of Criminal Appeals should prohibit
peremptory challenges based on race as a matter of state law. [503 U.S. 562, 565]
On April 30, 1986, not long after petitioner filed
his brief in the Court of Criminal Appeals, our decision in Batson
came down. Batson v. Kentucky, 476 U.S. 79 . The case announced the
now familiar rule that, when a defendant makes a prima facie showing
that the State has exercised its peremptory challenges to exclude
members of the defendant's racial group, the State bears the burden of
coming forward with a race-neutral justification. Just over a month
after Batson was decided, the State filed its brief in the Court of
Criminal Appeals. The State argued Batson could not avail petitioner,
because he is not a member of the same race as the excluded jurors.
According to the State, petitioner's claim could not be considered an
equal protection claim, but was instead a claim that he was entitled
to a jury composed of a "fair cross-section" of the community. Brief
for Appellee in No. 69337, pp. 15-17. In drawing this distinction, the
State relied on the view that a criminal defendant does not state an
equal protection claim unless he alleges that the excluded jurors are
members of the same protected class as he. We rejected this view last
Term in Powers v. Ohio, 499 U.S. 400 (1991).
The Court of Criminal Appeals of Texas, sitting en
banc, affirmed petitioner's conviction and sentence on June 12, 1991,
and denied petitioner's application for rehearing on September 18,
1991. The opinion of the Court of Criminal Appeals does not set forth
the reason for the delay of over five years between the submission of
briefs and the resolution of the appeal. With respect to the
peremptory challenge question, the court stated that the argument was
foreclosed by Holland v. Illinois, 493 U.S. 474 (1990), in which we
held that the Sixth Amendment does not prohibit the prosecution from
exercising its peremptory challenges to exclude potential jurors based
on race. 815 S.W.2d 592, 598. In a footnote, the Court of Criminal
Appeals stated that the arguments in petitioner's brief did not amount
to reliance on the Equal Protection Clause. Id., at 598, n. 3. The
court's [503 U.S. 562, 566] opinion cited
neither Powers nor Ford v. Georgia, 498 U.S. 411 , which we decided on
February 19, 1991. We now grant certiorari.
II
In Ford v. Georgia, we addressed what steps a
defendant in a criminal case was required to take to preserve an equal
protection objection to the State's race-based use of peremptory
challenges during the pre-Batson era. Here we consider whether
petitioner took those steps.
In Ford, the petitioner filed a pretrial "Motion to
Restrict Racial Use of Peremptory Challenges," 498 U.S., at 413 ,
wording which is in all material respects parallel to the present
petitioner's pretrial "Motion to Prohibit the State from Using
Peremptory Challenges to Strike Members of a Cognizable Group." The
ultimate issue in Ford concerned the validity of a state procedural
rule, but, before reaching it, we ruled on a preliminary issue, and
that ruling is dispositive here. We stated:
"The threshold issues are whether and, if so,
when petitioner presented the trial court with a cognizable Batson
claim that the State's exercise of its peremptory challenges rested
on the impermissible ground of race in violation of the Equal
Protection Clause of the Fourteenth Amendment. We think petitioner
must be treated as having raised such a claim, although he certainly
failed to do it with the clarity that appropriate citations would
have promoted. The pretrial motion made no mention of the Equal
Protection Clause, and the later motion for a new trial cited the
Sixth Amendment, not the Fourteenth." Id., at 418.
Despite the inartfulness of the Ford petitioner's
assertion of his rights, we held he had presented his claim to the
trial court. We noted that his reference in his motion to exclusion of
black jurors "`over a long period of time,'" and his argument to the
same effect "could reasonably have been [503 U.S.
562, 567] intended and interpreted to raise a claim under the
Equal Protection Clause on the evidentiary theory articulated in
Batson's antecedent, Swain v. Alabama.
Id., at 419. We placed this interpretation on the
reference to history because the standard of proof for an equal
protection violation under Swain required a showing of racial
exclusion in "case after case." 380 U.S., at 223 . In the matter now
before us, petitioner also relied on a claim of a historical pattern
of discriminatory use of peremptory challenges. That alone would have
been sufficient under Ford to place the equal protection claim before
the trial court. Of course, petitioner did more. He made an express
reference to Swain in his argument to the trial court. 11 Record 356.
In fact, petitioner argued that we would modify Swain's burden of
proof and that the Texas courts should anticipate our decision. We
decide that petitioner presented his equal protection claim to the
trial court.
We determine further that petitioner preserved his equal protection
claim before the Court of Criminal Appeals. His argument caption made
an express reference to the Fourteenth Amendment, and the issue
presented for review was the very one that he had raised before the
trial court.
The State, in its brief to the Court of Criminal Appeals,
recognized that petitioner's argument contained an equal protection
claim, albeit one which the State believed to lack merit. The State
did not argue that petitioner was not making an equal protection claim,
but that petitioner's equal protection claim had no legal support.
Given our later holding in Powers v. Ohio, supra, the State's
contention is incorrect.
We cannot ignore the fact that, were we to hold
petitioner had forfeited his equal protection claim by failing to
state it with sufficient precision, we would be applying a stricter
standard than applied in Batson itself. There petitioner had conceded
in the state courts that Swain foreclosed a direct equal protection
claim, and he based his argument on the Sixth Amendment and a
provision of the Kentucky Constitution. [503 U.S.
562, 568] Batson v. Kentucky, 476 U.S., at 83 . Yet we
treated his allegation of a violation of the Fourteenth Amendment as
sufficient to present the question. Id., at 84-85, n. 4. Because
petitioner's case is here on direct review, he is entitled to the rule
we announced in Batson. Compare Griffith v. Kentucky, 479 U.S. 314
(1987) (giving retroactive application to Batson for cases pending on
direct review or not yet final when Batson was decided), with Teague
v. Lane, 489 U.S. 288, 296 (1989) (denying similar application for
cases on collateral review).
The motion of petitioner for leave to proceed in
forma pauperis is granted. The petition for a writ of certiorari is
granted, the judgment of the Court of Criminal Appeals of Texas is
reversed, and the case is remanded for further proceedings not
inconsistent with this opinion. [503 U.S. 562, 569]
168 F.3d 173
Joe Mario Trevino, Jr., Petitioner-Appellant, v.
Gary L. Johnson, Director, Texas Department of Criminal Justice,
Institutional Division,
Respondent-Appellee.
Docket number:
97-11372
Federal Circuits, 5th Cir.
February 19, 1999
Appeal from the United States District Court for
the Northern District of Texas.
Before KING, Chief Judge, and JOLLY and DeMOSS,
Circuit Judges.
KING, Chief Judge:
Joe Mario Trevino, a Texas death row inmate,
filed a habeas petition in federal district court, and the district
court denied habeas relief. Trevino argues that the district court
judge, Judge John McBryde, abused his discretion in denying
Trevino's recusal motion, and Trevino requests this court to vacate
Judge McBryde's order denying habeas relief and to remand the matter
to a different district court judge. In addition, Trevino requests a
certificate of appealability in order to appeal issues relating to
his state habeas proceeding and his underlying state-court
conviction. We find that Judge McBryde did not abuse his discretion
in denying the recusal motion and we deny Trevino leave to appeal
all issues relating to his state habeas proceeding and his
underlying state-court conviction.
I. FACTS AND PROCEDURAL HISTORY
In 1984, Trevino was convicted of capital murder
and sentenced to death. The Texas Court of Criminal Appeals affirmed
his conviction seven years later. See Trevino v. State, 815 S.W.2d
592 (Tex.Crim.App.1991). The United States Supreme Court granted
certiorari and remanded to the Texas Court of Criminal Appeals for
further proceedings in light of Batson v. Kentucky, 476 U.S. 79, 106
S.Ct. 1712, 90 L.Ed.2d 69 (1986). See Trevino v. Texas, 503 U.S.
562, 112 S.Ct. 1547, 118 L.Ed.2d 193 (1992). The Texas Court of
Criminal Appeals remanded the case to the trial court for a Batson
hearing, see Trevino v. State, 841 S.W.2d 385 (Tex.Crim.App.1992),
and later affirmed Trevino's conviction following the trial-court
hearing, see Trevino v. State, 864 S.W.2d 499 (Tex.Crim.App.1993).
The Supreme Court denied certiorari. See Trevino v. Texas,
510 U.S. 1185 , 114 S.Ct. 1237, 127 L.Ed.2d 580 (1994).
Trevino filed a petition for a writ of habeas
corpus in the state district court in 1994. The district court
issued proposed findings of fact and conclusions of law, which the
Texas Court of Criminal Appeals adopted in 1996, denying Trevino's
habeas petition. The Supreme Court again denied certiorari. See
Trevino v. Texas,
520 U.S. 1129 , 117 S.Ct. 1275, 137 L.Ed.2d 352 (1997).
On June 4, 1997, Trevino filed a federal habeas
corpus petition pursuant to 28 U.S.C. 2254 in the Northern District
of Texas, Judge John McBryde presiding. Trevino also filed a motion
asking Judge McBryde to recuse himself under 28 U.S.C. 455(a). He
brought the recusal motion based on the fact that his attorney, Art
Brender (Brender), was subpoenaed by a special investigatory
committee of the Fifth Circuit Judicial Council to testify regarding
Judge McBryde. Judge McBryde denied the motion to recuse on
September 24, 1997, and on November 12, 1997, he denied the habeas
petition. On December 4, 1997, Judge McBryde denied Trevino's
request for a certificate of appealability (COA).
Trevino timely appealed to this court. Trevino
asserts that Judge McBryde abused his discretion in denying
Trevino's recusal motion based on McBryde's potential bias and
prejudice against Trevino's attorney. Trevino also requests a COA to
appeal alleged errors in his state habeas proceeding and his
underlying state-court conviction. We address these issues in turn.
II. DISCUSSION
A. The Recusal Motion
Trevino first argues that Judge McBryde should
have recused himself from considering Trevino's federal habeas
petition due to his attorney's involvement in Fifth Circuit Judicial
Council proceedings relating to Judge McBryde. Brender had been
subpoenaed by a special investigatory committee of the Judicial
Council to testify regarding Judge McBryde. The special
investigatory committee held two evidentiary hearings relating to
the McBryde proceedings; one took place before Judge McBryde ruled
on Trevino's recusal motion and the second occurred shortly after
his recusal ruling. Brender did not testify at the first hearing,
and, although the subpoena would have extended to the second hearing,
he did not testify at that hearing either.
After completion of the McBryde proceedings, the
Fifth Circuit Judicial Council issued an order (the Judicial Council
Order) reprimanding Judge McBryde. See In re: Matters Involving
United States District Judge John H. McBryde, Under the Judicial
Conduct and Disability Act of 1980, Nos. 95-05-372-0023 et al. (Jud.
Council 5th Cir. Dec. 31, 1997), aff'd, No. 98-372-001 (Jud.Conf.U.S.
Sept. 21, 1998). One portion of that order barred Judge McBryde from
hearing any cases in which certain attorneys who had testified in
the Judicial Council proceedings (Attachment A attorneys) were
involved for a period of three years. See Id. at 2. Although Brender
did not actually testify in front of the special investigatory
committee, the Fifth Circuit Judicial Council included him on its
list of Attachment A attorneys. See Judicial Council Order at
Attachment A. The Judicial Conference of the United States affirmed
the portion of the Fifth Circuit Judicial Council order relating to
this ban, finding "plenty of evidence in the record to support the
judicial council's implicit conclusion that there was a significant
risk that Judge McBryde might attempt to retaliate in some fashion
against witnesses who had testified against him, or at least that
witnesses reasonably perceived such risk." In re: Complaints of
Judicial Misconduct or Disability, No. 98-372-001, at 24 (Jud.Conf.U.S.
Sept. 21, 1998).
The Judicial Council Order did not affect Judge
McBryde's power to adjudicate Trevino's case directly because the
portion of the Judicial Council Order barring Judge McBryde from
hearing cases involving Attachment A attorneys did not go into
effect until February 9, 1998, after Judge McBryde had already
denied Trevino's habeas petition and his COA application. Trevino
argues, however, that a reasonable person would question Judge
McBryde's impartiality in deciding his habeas petition, and that the
judge therefore abused his discretion in denying the recusal motion
brought under 28 U.S.C. 455(a). Before we can evaluate the merits of
this issue we must address the respondent's contention that we lack
jurisdiction to consider issues unrelated to a habeas petitioner's
underlying state-court conviction.
Trevino filed his habeas petition in the federal
district court in June 1997; therefore, the Antiterrorism and
Effective Death Penalty Act of 1996 (AEDPA) applies to his case. See
Green v. Johnson,
116 F.3d 1115, 1119-20 (5th Cir.1997). Under AEDPA, "[u]nless
a circuit justice or judge issues a certificate of appealability, an
appeal may not be taken to the court of appeals from ... the final
order in a habeas corpus proceeding in which the detention
complained of arises out of process issued by a State court." 28
U.S.C. 2253(c)(1)(A). A COA can only issue if a habeas petitioner
makes a "substantial showing of the denial of a constitutional right."
28 U.S.C. 2253(c)(2). "A 'substantial showing' requires the
applicant to 'demonstrate that the issues are debatable among
jurists of reason; that a court could resolve the issues (in a
different manner); or that the questions are adequate to deserve
encouragement to proceed further.' " Drinkard v. Johnson, 97 F.3d
751, 755 (5th Cir.1996) (quoting Barefoot v. Estelle, 463 U.S. 880,
893 n. 4, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983)), cert. denied,
520 U.S. 1107 , 117 S.Ct. 1114, 137 L.Ed.2d 315 (1997).
The COA requirement is jurisdictional in nature--before an appellate
court can address the merits of an order denying federal habeas
relief, the court (or the federal district court) must grant a COA.
See Whitehead v. Johnson, 157 F.3d 384, 388 (5th Cir.1998) (stating
that AEDPA's COA requirement is jurisdictional); Carter v. Johnson,
131 F.3d 452, 457 n. 3 (5th Cir.1997) (stating that AEDPA "imposed a
jurisdictional prerequisite on appeal from a final order in a
federal habeas proceeding, prohibiting the appeal unless a circuit
justice or judge issues a 'certificate of appealability' "), cert.
denied, --- U.S. ----, 118 S.Ct. 1567, 140 L.Ed.2d 801 (1998). The
district court denied Trevino a COA to appeal his denial of habeas
relief on November 12, 1997. Therefore, the respondent argues,
unless we find that Trevino has made a substantial showing of the
denial of a constitutional right in connection with his state-court
conviction, we lack jurisdiction to consider issues relating to the
district court's adjudication of Trevino's federal habeas petition.
There is some force to this argument. The AEDPA
language does preclude an appeal from a district court's order
denying habeas relief until either the district court or the court
of appeals grants a COA. We assume arguendo, without deciding, that
a court can only issue a COA upon a finding that the applicant has
made a substantial showing of the denial of a constitutional right
with respect to his underlying state-court conviction. Therefore,
the reasoning goes, because Trevino's contention that Judge McBryde
abused his discretion in failing to stand recused is unrelated to
his underlying state-court conviction, we lack jurisdiction to
consider the issue.
However, we find that we have jurisdiction to
consider whether Judge McBryde abused his discretion in denying
Trevino's recusal motion. Trevino's arguments regarding the recusal
motion are not addressed to the merits of Judge McBryde's order
denying his habeas petition. Rather, he argues that Judge McBryde
lacked the authority to deny habeas relief because the judge should
have recused himself and that the order denying habeas relief must
therefore be vacated. While we lack jurisdiction to consider the
merits of a district court order denying habeas relief without
issuing a COA, we do have jurisdiction to consider whether a
district court judge properly declined to stand recused and
therefore had the authority to deny a habeas petition.
We are guided to this conclusion by our reasoning
in Tramonte v. Chrysler Corp., 136 F.3d 1025 (5th Cir.1998), where
we considered whether we had jurisdiction to determine whether a
district court judge abused her discretion in denying a recusal
motion before she remanded the case to state court. Our jurisdiction
was limited in that case by 28 U.S.C. 1447(d), which provides that
"[a]n order remanding a case to the State court from which it was
removed is not reviewable on appeal or otherwise." See Tramonte, 136
F.3d at 1027. We found that even though the district court's actual
order remanding the matter to state court was unreviewable, we could
adjudicate whether the district court abused its discretion in
denying the recusal motion. See id. at 1027-28.
We noted that once a judge recuses herself, that
judge must take no further action save for transferring the matter
to a different federal judge, and that if the district court judge
should have recused herself, any orders entered after disposing of
the recusal motion should be vacated. See id. at 1028. Therefore,
our review of the recusal issue would not constitute a review of the
remand order, a review prohibited by statute. See id. Instead, "we
would be performing an essentially ministerial task of vacating an
order that the district court had no authority to enter into for
reasons unrelated to the order of remand itself." Id.
Thus, we concluded that we had jurisdiction over
the appeal, and we proceeded to analyze whether the district court
judge should have recused herself. See Id. We similarly find that we
have jurisdiction to consider whether Judge McBryde abused his
discretion in denying Trevino's recusal motion in this case. As in
Tramonte, if Judge McBryde erred in refusing to stand recused, we
must vacate any orders he entered after denying the recusal motion.
See United States v. Anderson, 160 F.3d 231, 234-35 (5th Cir.1998) (vacating
sentence after determining that Judge McBryde abused his discretion
in denying a recusal motion); United States v. Avilez-Reyes, 160
F.3d 258, 259-60 (5th Cir.1998) (same); Tramonte, 136 F.3d at 1028
("Thus, if Judge Lemmon should have recused herself, any orders she
entered following disposition of the recusal motion should be
vacated."). Our consideration of whether to vacate the district
court's order denying habeas relief would therefore not constitute
an appeal of the merits of that order, a review prohibited by AEDPA
in the absence of the issuance of a COA. Instead, as in Tramonte, we
are determining whether we must vacate an order that Judge McBryde
may have had no authority to enter.
Our conclusion that we have jurisdiction to
consider whether Judge McBryde abused his discretion in denying
Trevino's recusal motion comports with the case law of several other
circuits, in which courts of appeals have considered whether a
district court judge should have recused himself or herself before
denying habeas relief without determining that the applicant had
made a jurisdictional showing. See Russell v. Lane, 890 F.2d 947,
947 (7th Cir.1989) (finding jurisdiction to consider whether a
district court abused its discretion in denying a recusal motion
before it denied habeas relief, despite the fact that the issue was
unrelated to the applicant's underlying state-court conviction,
because "federal procedural law governing recusal entitles [the
petitioner] to have his habeas corpus petition heard by a[n unbiased]
judge"); Taylor v. Campbell, 831 F.2d 297, No. 87-5678, 1987 WL
38693, at * 2 (6th Cir. Oct. 13, 1987) (unpublished opinion) (vacating
a district court's denial of habeas petition based on violation of
recusal statute without granting a certificate of probable cause,
the pre-AEDPA equivalent of a COA); Rice v. McKenzie, 581 F.2d 1114,
1118 (4th Cir.1978) (vacating a district court's denial of a habeas
petition brought by a state prisoner because district court abused
its discretion in denying recusal motion). We therefore proceed to
evaluate Trevino's claim that Judge McBryde should have recused
himself.
Trevino brought his recusal motion under 28 U.S.C.
455(a), which states that "[a]ny ... judge ... shall disqualify
himself in any proceeding in which his impartiality might reasonably
be questioned." This recusal standard is objective; the relevant
inquiry is whether a "reasonable man, were he to know all the
circumstances, would harbor doubts about the judge's impartiality."
Health Servs. Acquisition Corp. v. Liljeberg, 796 F.2d 796, 800 (5th
Cir.1986) (internal quotation marks omitted), aff'd, 486 U.S. 847,
108 S.Ct. 2194, 100 L.Ed.2d 855 (1988); see Air Line Pilots Ass'n,
Int'l v. Continental Airlines, Inc. (In re Continental Airlines
Corp.), 901 F.2d 1259, 1262 (5th Cir.1990); In re Faulkner, 856 F.2d
716, 720-21 (5th Cir.1988). We review a district court judge's
decision not to recuse himself for abuse of discretion. See United
States v. Mizell, 88 F.3d 288, 299 (5th Cir.) (reviewing a district
court's denial of a recusal motion for an abuse of discretion), cert.
denied,
519 U.S. 1046 , 117 S.Ct. 620, 136 L.Ed.2d 543 (1996);
In re City of Houston, 745 F.2d 925, 927 (5th Cir.1984) ("The issue
of judicial disqualification is solely one of law. It is a sensitive
question of assessing all of the facts and circumstances in order to
determine whether the failure to disqualify was an abuse of sound
judicial discretion.") (citation omitted) (internal quotation marks
omitted).
On the facts of this case we hold that Judge
McBryde did not abuse his discretion by failing to recuse himself
from Trevino's case. At oral argument, Trevino's counsel analogized
this case to two recently decided cases where we held that Judge
McBryde abused his discretion by failing to recuse himself under §
455(a) because of participation by counsel in Fifth Circuit Judicial
Council proceedings. See Anderson, 160 F.3d at 234-35; Avilez-Reyes,
160 F.3d at 259-60. In each case, we emphasized that, at the time
Judge McBryde ruled on the recusal motion, he was aware that the
defendant's attorney had already testified against him. See Anderson,
160 F.3d at 233 ("The average person when viewing this specific
situation, would question Judge McBryde's ability to be impartial in
a case involving an attorney who has testified adversely against
Judge McBryde in a Judicial Council proceeding."); Avilez-Reyes, 160
F.3d at 259 (finding that defendant's case "became infected with the
appearance of impropriety once Stickney, [the defendant's] attorney,
testified against Judge McBryde in the Fifth Circuit Judicial
Council proceedings" a month before the recusal motion was brought).
In contrast to Anderson and Avilez-Reyes, Brender never actually
testified in either of the evidentiary hearings relating to Judge
McBryde held by the special investigating committee of the Fifth
Circuit Judicial Council. In fact, the record is devoid of any
evidence as to what Brender would have said had he been called to
testify.1
Unlike the situations in Anderson and Avilez-Reyes,
we are convinced that a reasonable person, knowing all of the
circumstances of this case, would not harbor doubts about Judge
McBryde's impartiality. We are mindful that the reasonable person
standard in the recusal context contemplates a "well-informed,
thoughtful and objective observer, rather than the hypersensitive,
cynical, and suspicious person." United States v. Jordan, 49 F.3d
152, 156 (5th Cir.1995) (citing In re Mason, 916 F.2d 384, 386 (7th
Cir.1990)).
A showing of potential bias by a judge against a
party's attorney does not generally suffice to require a judge to
disqualify himself or herself under § 455(a). Rather, the general
rule, adopted in this and several other circuits, is that "an
appellate court, in passing on questions of disqualification[,] ...
should determine the disqualification on the basis of conduct which
shows bias or prejudice or lack of impartiality by focusing on a
party rather than counsel." Davis v. Board of Sch. Comm'rs, 517 F.2d
1044, 1052 (5th Cir.1975); see FTC v. Amy Travel Serv., Inc., 875
F.2d 564, 576 n. 13 (7th Cir.1989) ("Friction between court and
counsel does not constitute bias."); In re Cooper, 821 F.2d 833, 838
(1st Cir.1987); Gilbert v. City of Little Rock, 722 F.2d 1390, 1399
(8th Cir.1983); United States v. Sibla, 624 F.2d 864, 869 (9th
Cir.1980). Bias against a party's attorney does not require
disqualification unless "it can also be shown that such a
controversy would demonstrate a bias for or against the party itself."
Henderson v. Department of Pub. Safety & Corrections, 901 F.2d 1288,
1296 (5th Cir.1990) (citing Davis ); see also In re Cooper, 821 F.2d
at 839 ("It is true that occasionally exceptional circumstances do
arise where a judge's attitude toward a particular attorney is so
hostile that the judge's impartiality toward the client may
reasonably be questioned."); In re Beard, 811 F.2d 818, 830 (4th
Cir.1987) ("Bias against an attorney is not enough to require
disqualification under § 455 unless petitioners can show that such a
controversy would demonstrate a bias against the party itself.").
Trevino does not allege any circumstances suggesting that a
reasonable person would harbor doubts about Judge McBryde's
impartiality toward him; his only argument is based on the
relationship between Judge McBryde and Brender. We find that a
reasonable, well-informed observer would not harbor doubt about
Judge McBryde's impartiality in adjudicating Trevino's habeas claim,
where any potential bias would have been directed against Trevino's
attorney and there is no suggestion of bias directed at Trevino
himself.2
B. The State Habeas Corpus Proceeding Claim
Trevino next claims that he is entitled to a COA
to appeal the district court's denial of his habeas claim relating
to his state habeas proceeding. Specifically, Trevino argues that he
was denied due process in his state habeas proceeding because the
state habeas court adopted the district attorney's proposed findings
of fact and conclusions of law only three hours after they were
filed with the court.
We cannot grant Trevino a COA on this issue. Our
circuit precedent makes clear that Trevino's "claim fails because
infirmities in state habeas proceedings do not constitute grounds
for relief in federal court." Hallmark v. Johnson, 118 F.3d 1073,
1080 (5th Cir.), cert. denied, Johnson v. Monroe, --- U.S. ----, 118
S.Ct. 576, 139 L.Ed.2d 415 (1997); see Nichols v. Scott, 69 F.3d
1255, 1275 (5th Cir.1995) ("An attack on a state habeas proceeding
does not entitle the petitioner to habeas relief in respect to his
conviction, as it is an attack on a proceeding collateral to the
detention and not the detention itself.") (internal quotation marks
omitted); Duff-Smith v. Collins, 973 F.2d 1175, 1182 (5th Cir.1992)
(same); Millard v. Lynaugh, 810 F.2d 1403, 1410 (5th Cir.1987) (same);
Vail v. Procunier, 747 F.2d 277, 277 (5th Cir.1984) (denying
petitioner a certificate of probable cause because "[i]nfirmities in
state habeas corpus proceedings do not constitute grounds for
federal habeas relief"). Other circuits have similarly decided that
habeas corpus relief is not available to correct alleged errors in
state habeas proceedings. See, e.g., Jolly v. Gammon, 28 F.3d 51, 54
(8th Cir.1994); Franzen v. Brinkman, 877 F.2d 26, 26 (9th Cir.1989);
Bryant v. Maryland, 848 F.2d 492, 493 (4th Cir.1988); Spradley v.
Dugger, 825 F.2d 1566, 1568 (11th Cir.1987); Kirby v. Dutton, 794
F.2d 245, 247 (6th Cir.1986). But see Dickerson v. Walsh, 750 F.2d
150, 153 (1st Cir.1984) (allowing a federal habeas claim relating to
a state court habeas proceeding).
The Eighth Circuit has specifically considered
and rejected the issue that Trevino raises for appeal. See Jolly, 28
F.3d at 54. In that case, the petitioner claimed that he was
deprived of due process when the state habeas court adopted the
state's proposed findings of fact and law verbatim. See id. The
Eighth Circuit found that the petitioner could not raise that claim
in federal court on his § 2254 petition because it did not raise an
error of a "constitutional magnitude" and was collateral to the
petitioner's detention and not a constitutional challenge of the
detention itself. Id. Trevino's claim, in which he alleges errors in
his state habeas proceedings, must similarly fail. We therefore
decline to issue Trevino a COA on this issue.C. The Underlying State-Court
Conviction Claims
Finally, Trevino presents four issues for review
related to the punishment phase of his state trial--first, that the
jury instruction was deficient; second, that the state court erred
by refusing to allow Trevino to ask jurors about their ability to
consider youth as a potentially mitigating factor; third, that the
state failed to disclose certain documents; and fourth, that the
state court erred in finding a document inadmissible.3
Trevino's petition for habeas relief in the state
trial court raised each of these issues. On each issue, the state
trial court entered findings of fact and conclusions of law,
recommending to the Court of Criminal Appeals that it should deny
relief. The Court of Criminal Appeals denied relief, explicitly
basing its decision on the findings of the trial court. This
explicit denial of relief by the Texas Court of Criminal Appeals of
Trevino's claims qualifies as an "adjudication on the merits"
entitled to deference under AEDPA. See Davis v. Johnson, 158 F.3d
806, 812 (5th Cir.1998); Drinkard, 97 F.3d at 768 (finding "no
question" that a claim was adjudicated on the merits in state court
proceedings where state trial court entered explicit findings later
adopted by the Texas Court of Criminal Appeals in denying relief);
cf. Green v. Johnson,
116 F.3d 1115, 1120-21 (5th Cir.1997) (stating that the
question of whether a state-court adjudication was a "resolution on
the merits," the pre-AEDPA equivalent of an "adjudication on the
merits," turns solely on whether the state court's disposition was
substantive or procedural, and does not depend on the "quality of a
court's review of claims").
Under the AEDPA deference scheme, pure questions
of law and mixed questions of law and fact are reviewed under §
2254(d)(1), and questions of fact are reviewed under § 2254(d)(2).
See Corwin v. Johnson, 150 F.3d 467, 471 (5th Cir.1998); Drinkard,
97 F.3d at 767-68. When reviewing a purely legal question, we must
defer to the state court unless its decision rested on a legal
determination that was contrary to clearly established federal law
as determined by the Supreme Court. See Lockhart v. Johnson, 104
F.3d 54, 57 (5th Cir.), cert. denied,
521 U.S. 1123 , 117 S.Ct. 2518, 138 L.Ed.2d 1019 (1997);
Drinkard, 97 F.3d at 768. Additionally, a federal court "will not
disturb a state court's application of law to facts unless the state
court's conclusions involved an 'unreasonable application' of
clearly established federal law as determined by the Supreme Court."
Davis, 158 F.3d at 812 (quoting 28 U.S.C. 2254(d)(1)); see Lockhart,
104 F.3d at 57. An application of federal law is unreasonable only "when
it can be said that reasonable jurists considering the question
would be of one view that the state court ruling was incorrect."
Drinkard, 97 F.3d at 769; see Davis, 158 F.3d at 812; Corwin, 150
F.3d at 471-72. State factual findings are presumed to be correct
unless rebutted by clear and convincing evidence. See Davis, 158
F.3d at 812; Jackson v. Johnson, 150 F.3d 520, 524 (5th Cir.1998).
With this deference standard in mind, we consider
whether Trevino has raised a substantial showing of the denial of a
constitutional right with respect to his underlying state-court
conviction.
1. Punishment Phase Jury Instructions
Trevino argues that the trial court erred in
refusing his request to instruct the punishment-phase jury that it
could consider his "social history and background," age, immaturity,
or any other "extenuating circumstances" in determining his
appropriate sentence. Trevino also claims that the jury instructions
improperly precluded the jury from considering mitigating factors in
determining the proper punishment. Specifically, Trevino objects to
a portion of the jury instruction, which read, "During your
deliberations, you shall not consider or discuss what the effect of
your answer to the above issues may be."
The Texas Court of Criminal Appeals found that
this claim had no merit, adopting the trial court's finding that the
punishment phase jury instruction did not prevent the jury from
giving effect to any potentially mitigating testimony. The court
found that the trial judge specifically told the jury before the
punishment-phase deliberations: "You are instructed in answering the
issues submitted to you, you may take into consideration all of the
facts shown by the evidence admitted before you in the full trial of
this case." The state habeas court reasoned that this instruction,
together with the jury instruction taken as a whole, allowed the
jury to consider any evidence admitted in the trial--including any
evidence concerning Trevino's age, his social history and
background, his immaturity, or any other extenuating circumstances.
In addition, the court noted that the instruction given to the jury
in this case was similar to the instruction upheld by the Supreme
Court in Johnson v. Texas, 509 U.S. 350, 368, 113 S.Ct. 2658, 125
L.Ed.2d 290 (1993); in each, the jury was explicitly told it could
take into consideration any evidence admitted in the trial. The
state court concluded that the jury instruction did not prevent
consideration of any mitigating factors in fashioning an appropriate
sentence, and that the jury instructions were therefore not
deficient.
We find that Trevino has not made a substantial
showing of the denial of a constitutional right on this issue. The
relevant question, as the Texas Court of Criminal Appeals noted, is
" 'whether there is a reasonable likelihood that the jury has
applied the challenged instruction in a way that prevents the
consideration of constitutionally relevant evidence.' " Johnson, 509
U.S. at 367-68, 113 S.Ct. 2658 (quoting Boyde v. California, 494
U.S. 370, 380, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990)). The state
court's conclusion that, given the trial court's explicit
instruction to consider all evidence in determining the proper
sentence and the instruction taken as a whole, there was no
reasonable likelihood that the jury was foreclosed from considering
any mitigating evidence is not contrary to, or an unreasonable
application of, clearly established federal law as determined by the
Supreme Court. See Green v. Johnson, 160 F.3d 1029, 1043-44 (5th
Cir.1998) (denying certificate of probable cause to applicant
seeking to appeal district court's denial of habeas relief on jury
instruction issue because applicant did not demonstrate any
likelihood that jury was prevented from considering mitigating
evidence during punishment-phase sentencing); Tucker v. Johnson, 115
F.3d 276, 281-82 (5th Cir.1997) (denying certificate of probable
cause on jury instruction issue because jury was not foreclosed from
considering mitigating evidence). We therefore decline to issue
Trevino a COA on this issue.
2. Voir Dire Questioning
Trevino next argues that the trial court erred in
refusing to allow him to inquire during voir dire whether three
prospective jurors were able to consider youth as a potentially
mitigating factor. Trevino contends that youth is a "relevant
mitigating factor of great weight," Eddings v. Oklahoma, 455 U.S.
104, 116, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982), and that under Morgan
v. Illinois, 504 U.S. 719, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992),
the trial court's refusal to allow him to question the jurors
regarding youth violated his due process rights.
The Texas Court of Criminal Appeals found no
merit to this contention for three principal reasons. First, it
noted that it had already considered and rejected this argument on
Trevino's direct appeal, where it had found that Trevino's attempt
to question the venirepersons amounted to an attempt to bind the
jurors to consider youth as a mitigating factor without informing
them of the applicable law. Second, the state court found that, in
fact, the trial court had allowed Trevino to inquire whether these
venirepersons could consider youth as a mitigating factor. Third,
the Texas Court of Criminal Appeals found that Morgan v. Illinois
only required a court to allow inquiry during voir dire regarding
whether jurors would, as a matter of course, impose the death
penalty after finding a defendant guilty of a capital crime, and did
not require inquiry into whether possible jurors could consider
individual extenuating circumstances to be mitigating.
We find that Trevino does not raise a substantial
showing of a constitutional right with regard to this issue. To
begin with, Trevino has not presented any evidence that suggests
that he was not able to inquire whether each venireperson at issue
would consider youth to be a mitigating factor. Even if Trevino were
to contend that he was not allowed sufficient voir dire regarding
potential jurors' views on youth as a mitigating factor, the state
habeas court's application of Morgan v. Illinois was not
unreasonable. This circuit has previously stated that Morgan only "involves
the narrow question of whether, in a capital case, jurors must be
asked whether they would automatically impose the death penalty upon
conviction of the defendant." United States v. Greer, 968 F.2d 433,
437 n. 7 (5th Cir.1992) (internal quotation marks omitted); see also
United States v. McVeigh, 153 F.3d 1166, 1208 (10th Cir.1998) ("[W]e
have held that Morgan does not require a court to allow questions
regarding how a juror would vote during the penalty phase if
presented with specific mitigating factors. Other courts have issued
similar rulings, holding that Morgan does not require questioning
about specific mitigating or aggravating factors.") (citation
omitted); United States v. McCullah, 76 F.3d 1087, 1113 (10th
Cir.1996) (finding that Morgan only requires questioning during voir
dire regarding whether jurors would automatically impose the death
penalty, and it does not require specific questioning regarding
mitigating factors), cert. denied,
520 U.S. 1213 , 117 S.Ct. 1699, 137 L.Ed.2d 825 (1997);
United States v. Tipton, 90 F.3d 861, 879 (4th Cir.1996) (finding it
was not an abuse of the trial court's discretion to refuse to allow
detailed questioning during voir dire concerning specific mitigating
factors), cert. denied,
520 U.S. 1253 , 117 S.Ct. 2414, 138 L.Ed.2d 179 (1997),
and cert. denied,
520 U.S. 1253 , 117 S.Ct. 2414, 138 L.Ed.2d 179 (1997),
and cert. denied,
520 U.S. 1253 , 117 S.Ct. 2414, 138 L.Ed.2d 179 (1997).
After applying the AEDPA-mandated standard of review to these state-court
findings and conclusions, we cannot say that Trevino has made a
substantial showing of the denial of a constitutional right on this
issue. We therefore decline to issue Trevino a COA on this issue.
3. Failure to Disclose Documents
In his third claim relating to his underlying
state-court conviction, Trevino argues that the State of Texas
suppressed records material to the punishment phase of the trial in
violation of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d
215 (1963). Specifically, Trevino maintains that the state refused
to disclose material records regarding Trevino's upbringing in the
possession of the Harris County Independent School District, Child
Protective Services, and the Texas Youth Council.
The Texas Court of Criminal Appeals rejected
Trevino's Brady contention on the basis of specific findings. First,
the court found that Trevino either had possession of the allegedly
suppressed records or that he could have obtained them through the
exercise of reasonable diligence.4
Second, the court found that the allegedly suppressed records were
not material.5
Therefore, the court found that Trevino was not entitled to relief
under Brady.
Trevino is not entitled to a COA on this issue
because he cannot overcome the deference we must afford these state-court
findings under AEDPA. To prevail on a Brady claim, Trevino must show
that the evidence was suppressed by the prosecution; that the
evidence was favorable to the defense; and that the evidence was
material. See id. at 87, 83 S.Ct. 1194. Whether documents must be
produced and whether they are material under Brady is a mixed
question of law and fact. See Brown v. Cain, 104 F.3d 744, 750 (5th
Cir.), cert. denied,
520 U.S. 1195 , 117 S.Ct. 1489, 137 L.Ed.2d 699 (1997);
Kennedy, 54 F.3d at 682. Given this standard, we cannot say that the
state habeas court's application of Brady was unreasonable. Trevino
has made no attempt to rebut the presumption of correctness we must
afford the state court's findings that Trevino could have obtained
all of the information at issue with reasonable diligence and that
the records were not material. The state court's conclusion that the
prosecution had no Brady obligation to produce these records for
Trevino is therefore not an unreasonable application of clearly
established federal law. See Lucas v. Johnson, 132 F.3d 1069, 1082
(5th Cir.1998) (denying habeas relief on Brady issue because
petitioner presented no "convincing evidence that casts doubt on the
state court's factual findings"); Brown, 104 F.3d at 749 (finding no
Brady violation where habeas applicant presented no evidence
rebutting state habeas court's finding that relevant evidence was
not exculpatory). We find that Trevino has not made a substantial
showing of the denial of a constitutional right on this issue, and
we therefore deny Trevino's request for a COA.
4. Evidentiary Issues
Trevino's last claim relating to his underlying
state-court conviction challenges an evidentiary ruling of the state
trial court. During the punishment phase of his trial, the court
ruled that a report that Trevino's counsel attempted to introduce
was inadmissible hearsay. Trevino claims that the report, prepared
by an educational psychologist who had examined him, found that he
had "limited judgment and possible impulsivity," issues he claims
could have been considered in the punishment phase of his trial.
Trevino does not argue that the trial court's
evidentiary ruling deprived him of a constitutional right; his
argument to this court is simply that the trial court's ruling
incorrectly excluded evidence relevant to the punishment phase of
his trial. The Texas Court of Criminal Appeals denied this claim,
finding that any error by the trial court in its evidentiary ruling
was subject to harmless-error review and that because Trevino had
not alleged that the ruling had an injurious effect on his sentence,
he was not entitled to habeas relief.
"[I]t is not the province of a federal habeas
court to reexamine state-court determinations on state-law questions."
Estelle v. McGuire,
502 U.S. 62 , 67-68, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991).
A petitioner is not entitled to federal habeas relief due to trial
error unless " 'the error had substantial and injurious effect or
influence in determining the jury's [sentence].' " Corwin, 150 F.3d
at 476 (quoting Brecht v. Abrahamson, 507 U.S. 619, 637-38, 113 S.Ct.
1710, 123 L.Ed.2d 353 (1993)) (further internal quotation marks
omitted). Trevino has not presented any evidence to rebut the state
habeas court's finding that he failed to allege that the evidentiary
ruling had an injurious effect on his sentence. Indeed, he only
argues to this court that the report was "relevant." The state
habeas court's conclusion that he was not entitled to habeas relief
is therefore not an unreasonable application of federal law as
determined by the Supreme Court, and we decline to grant Trevino a
COA on this issue. See id. at 476-77 (denying petitioner a COA on
evidentiary issue because admission "did not have a substantial and
injurious effect or influence in determining the jury's verdict") (internal
quotation marks omitted).
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district
court's decision not to recuse and we DENY Trevino's request for a
COA on all other issues.
*****
DeMOSS, Circuit Judge, dissenting:
I respectfully dissent. I would not reach the
merits of Trevino's petition because Judge McBryde should have
recused himself from its original consideration.
The prior decisions of this Court in United
States v. Anderson, 160 F.3d 231 (5th Cir.1998), and United States
v. Avilez-Reyes, 160 F.3d 258 (5th Cir.1998), control the result in
this case. Applying 28 U.S.C. 455(a) to the question of whether
Judge McBryde should have recused himself from a sentencing hearing
in which the defendant was represented by an Assistant Federal
Public Defender who had testified against Judge McBryde before the
special investigatory committee of the Judicial Council, we
concluded that a reasonable person, when apprised of the relevant
circumstances that surround this case, "would harbor doubts about
Judge McBryde's impartiality." Anderson, 160 F.3d at 233; see also
Avilez-Reyes, 160 F.3d at 259. The considerations relied upon in
Anderson included the fact that many attorneys are reluctant to file
complaints against judges or testify against them for fear of
retaliation, as well as the fact that the Judicial Council itself
saw fit to order Judge McBryde not to participate in cases involving
the testifying attorneys for a period of three years. See Anderson,
160 F.3d at 233-34. Given that the aim of § 455 is to avoid even the
appearance of impropriety, see Health Servs. Acquisition Corp. v.
Liljeberg, 486 U.S. 847, 860, 108 S.Ct. 2194, 2203, 100 L.Ed.2d 855
(1988), we concluded that Judge McBryde abused his discretion in
failing to recuse.
The logic of these precedents should control the
present case. We must consider the facts and determine whether a
reasonable person who is aware of all of the relevant circumstances
would doubt Judge McBryde's impartiality. Such a reasonable person
would know that Judge McBryde faced charges of misconduct which
specifically related, in part, to his treatment of lawyers appearing
in his court. See In re Complaints of Judicial Misconduct or
Disability (McBryde), No. 98-372-001, manuscript op. at 2 (Jud.Conf.U.S.
Sept. 21, 1998). Such a reasonable person would know that an
investigation of his conduct had been ongoing for over two years,
and that this investigation involved taking testimony from lawyers
who had practiced before Judge McBryde. See id. Such a reasonable
person would know that the proceedings were adversarial in every
sense of the word, that Judge McBryde was fully aware of all these
complaints, that he was represented by counsel, that he had been
apprised of the nature and substance of the complaints, and that he
personally attended many of the committee's hearings in which
testimony was presented. Such a reasonable person would know that at
the time Trevino filed the recusal motion, Brender was under
subpoena to appear before the committee and testify. Such a
reasonable person would know that Judge McBryde was given "brief
explanation[s]" of the substance of the witnesses' testimony in
advance of their appearances. Id. Such a reasonable person would
know that at the time Judge McBryde denied the motion on September
24, 1997, there were still scheduled sessions at which Brender could
have been called to testify. See id. Such a reasonable person would
know that Judge McBryde either knew with certainty or would have
inferred that Brender would give adverse testimony.
If a reasonable person would harbor doubts about
the impartiality of a judge who knew of adverse testimony actually
supplied against him by the lawyers in a case, it stands to reason
that the same doubt would exist with respect to an attorney who had
been subpoenaed and for whom there was every reason to believe that
he would in fact be called to testify and provide additional adverse
testimony. This conclusion is bolstered by the fact that despite the
committee's failure to actually call Brender to testify, at the end
of the proceedings his name was nevertheless included on the list of
lawyers over whom Judge McBryde is not permitted to preside for a
period of three years. See In re Matters Involving United States
District Judge John H. McBryde, Under the Judicial Conduct and
Disability Act of 1980, Nos. 95-05-372-0023 et al. (Jud. Council 5th
Cir. Dec. 31, 1997) (order and public reprimand), aff'd,
No.98-372-001, manuscript op. at 24 (Jud.Conf.U.S. Sept. 21, 1998)
("There is plenty of evidence in the record to support the judicial
council's implicit conclusion that Judge McBryde might attempt to
retaliate in some fashion against witnesses who had testified
against him, or at least that witnesses reasonably perceived such a
risk."). The majority's attempt to distinguish Anderson and Avilez-Reyes
is, quite frankly, a stretch.
In addition to our controlling precedents,
requiring Judge McBryde's recusal comports with established
interpretations of the Code of Conduct for United States Judges
published by the Judicial Conference Committee on Codes of Conduct.*
Because I believe that our decision is controlled by Anderson and
Avilez-Reyes, and because I have no trouble concluding that a
reasonable person aware of all the facts would question Judge
McBryde's impartiality in a case involving a lawyer who was named as
a witness in the investigation of Judge McBryde's judicial
misconduct, I would vacate the judgment and remand the case for
proceedings before a different judge. I therefore dissent.
*****
1 Brender argues that he was
prohibited from creating a record relating to his participation in
the Judicial Council proceedings because of the confidentiality
requirements of 28 U.S.C. 372(c)(14). Under that provision, "all
papers, documents, and records of [the Judicial Council] proceedings
... shall be confidential and shall not be disclosed by any person
in any proceeding." Id. However, Brender apparently made no effort
to comply with the exception found in § 372(c)(14)(C), under which
such records can be disclosed if "such disclosure is authorized in
writing by the judge or magistrate who is the subject of the
complaint and by the chief judge of the circuit, the Chief Justice,
or the chairman of the standing committee." Without a record, or
even a proffer, concerning Brender's role in the Judicial Council
proceedings, we are left only to speculate as to the content of his
proposed testimony
2 We did note in Davis that
bias against a party's attorney could provide grounds for recusal if
the bias was of a "continuing and 'personal' nature over and above
mere bias because of [the attorney's] conduct." 517 F.2d at 1051;
see Henderson, 901 F.2d at 1296 (citing Davis ); In re Beard, 811
F.2d at 830 (citing Davis ). In explaining this exception in Davis,
we stated that:
[T]here could be a case where the cause of the
controversy with the lawyer would demonstrate bias of such a nature
as to amount to a bias against a group of which the party was a
member--e.g., all Negroes, Jews, Germans, or Baptists. This then
would be bias of a continuing and "personal" nature over and above
mere bias against a lawyer because of his conduct.
517 F.2d at 1051. Trevino has not alleged that
any potential bias against Brender was of a "continuing and personal
nature" that would justify a finding of constructive bias against
him. In addition, there is no suggestion in the record that the
source of the bias against Brender, i.e., his potential testimony in
the Judicial Council proceedings, would demonstrate a bias against a
group of which Trevino was a part. We therefore decline to apply
this exception on the facts of this case.
3 At the end of his brief,
Trevino lists 11 additional, undeveloped arguments relating to his
state-court conviction. Because they are inadequately argued, we
consider these issues waived. See Royal v. Tombone, 141 F.3d 596,
599 n. 3 (5th Cir.1998) (stating that a petitioner waived
inadequately briefed issues in his appeal of the denial of his
habeas petition); Cinel v. Connick, 15 F.3d 1338, 1345 (5th
Cir.1994) (stating that a party who inadequately briefs an issue
waives the claim)
4 Specifically, the state
habeas court in part found:
9 Each of the records that [Trevino]
contends were suppressed are records which were and are readily
accessible to [Trevino]
....
25 The essence of [Trevino's]
complaint is that the State has suppressed his own records. However,
educational records, medical records, juvenile records, TYC records,
and prison records, are readily available to [Trevino] and, hence,
are [Trevino's] records
....
28 Hence, all of this
information was fully available to [Trevino] and could be obtained
through reasonable diligence
....
38 The documents which [Trevino]
claims were suppressed were readily available to him through
reasonable diligence, and not so readily available to the State
....
45 All of the purportedly
suppressed information was readily available to [Trevino] and his
attorneys, with [Trevino's] consent. Hence, all of this information
was fully available to [Trevino] and could be obtained through
reasonable diligence
5 The state habeas court
adopted specific findings on this issue as well, including:
54 The documents which [Trevino]
claims were suppressed were not "favorable" to him
....
58 The evidence which [Trevino]
now claims would have been mitigating does not "tend to justify,
excuse, or clear" [Trevino] of the charge of capital murder
59 The trial record shows
that the supposedly suppressed documents are cumulative and, in some
instances, out-of-date or incorrect
....
74 Based upon the
cumulative nature of the supposedly suppressed evidence, there would
be no probability sufficient to undermine the confidence in the
outcome of the proceeding. Simply stated, additional background
mitigation evidence, even if provided by way of expert testimony, or
evidence of intoxication at the time of the offense would not have
caused the jury to respond differently to the punishment issues
submitted. The trial record shows that the supposedly suppressed
documents are cumulative and, in some instances, out-of-date or
incorrect
* Canon 3C(1) of the Code
requires that "[a] judge shall disqualify himself or herself in a
proceeding in which the judge's impartiality might reasonably be
questioned...." Notably, this requirement embodies the same standard
for recusal as does § 455. Applying Canon 3C(1), the Committee has
determined that "[a] judge who is personally involved in litigation
with the IRS is recused, subject to remittal, from cases in which
... the Assistant United States Attorneys appearing before the judge
are also litigating the judge's dispute with the IRS." Compendium §
3.4-8(c). Additionally, "[a] judge should recuse from cases handled
by a law firm, one of whose members or associates represents a party
adverse to the judge in other litigation." Compendium § 3.6-3(a).
And although "[a]utomatic recusal is not necessary when a 28 U.S.C.
372 complaint is filed" against a judge, because it may not be
meritorious, "[a] judge should normally recuse if the complaint is
not dismissed." Compendium § 3.6-7. Each of these examples provides
additional color around the edges of Judge McBryde's situation, and
each of them suggests generally that when a judge is involved in
some variety of litigation, there ordinarily is sufficient doubt
about the judge's impartiality towards opposing counsel to trigger
the obligation to recuse