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Marvin Lee
WILSON
Classification: Murderer
Characteristics:
Kidnapping - Retaliation
Number of victims: 1
Date of murder:
November 10,
1992
Date of birth: January 5, 1958
Victim profile: Jerry Robert Williams, 21 (police drug informant)
Method of murder:
Shooting
Location: Jefferson County, Texas, USA
Status: Sentenced to death on May 9, 1994. Executed by lethal
injection in Texas on August 7, 2012
Wilson and Andrews were arrested for Possession of Cocaine based
upon the testimony of an informant, Jerry Robert Williams. Wilson
told a friend he was going to "get" the snitch. Five days later,
Wilson confronted Williams in the parking lot of a grocery store.
According to eyewitnesses, Wilson stood over Williams and beat
him, saying "What do you want to be a snitch for? Do you know what
we do to a snitch? Do you want to die right here?" Williams
managed to run away from Wilson and made it across the street to a
field, where Wilson and Andrews caught up to him. Wilson and
Andrews forced Williams into the car and gunshots were heard. His
nude body was discovered the next morning. The autopsy showed that
he died from close range gunshots to the head and neck.
Eyewitnesses to the beating testified at Wilson's trial. Andrews
was sentenced to life imprisonment.
Wilson's final appeals focused upon his alleged
mental retardation. IQ tests were administered throughout his
life. In the first test, given at school when he was 13, he scored
73. The next test was given by Texas Department of Criminal
Justice when Wilson was 29, when he scored 75. Wilson took three
more IQ tests as part of the evidentiary hearing. His scores in
those were 61, 75, and 79.
Citations:
Wilson v. State, 938 S.W.2d 57 (Tex.Cr.App. 1996). (Direct
Appeal - Reversed) Wilson v. State, 7 S.W.2d 136 (Tex.Cr.App. 1999). (Direct
Appeal - Affirmed) Wilson v. Cockrell, 70 Fed.Appx. 219 (5th Cir. 2003).
(Habeas) Wilson v. Thaler, 450 Fed.Appx. 369 (5th Cir. 2011). (State
Habeas - Retardation)
Final/Special Meal:
Texas no longer offers a special "last meal" to condemned inmates.
Instead, the inmate is offered the same meal served to the rest of
the unit.
Final/Last Words:
Wilson told his family he loved them. "Give mom a hug for me and
tell her that I love her. Take me home, Jesus. Take me home, Lord.
I ain't left yet, must be a miracle. I am a miracle. Y’all do
understand that I came here a sinner and leaving a saint?" Wilson
said he was ready and the lethal dose began.
ClarkProsecutor.org
Texas Department of Criminal Justice
Wilson, Marvin Lee
Date of Birth: 1/5/58
DR#: 999098
Date Received: 5/9/94
Education: 11 years
Occupation: Construction
Date of Offense: 11/10/92
County of Offense: Jefferson
Native County: Jefferson
Race: Black
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: 5' 9"
Weight: 218
Prior Prison Record:
12/16/91: Orange County, aggravated Robbery, 8
years.
5/22/87: Jefferson County, Robbery, 20 years.
Summary of incident: Convicted in the shooting
death of 21 year old Jerry Robert Williams. Wilson abducted and
shot Williams following a physical confrontation between the two
in the 1500 block of Verone in Beaumont.
Co-Defendants: Andrew Lewis
Texas Attorney General
Friday, August 3, 2012
Media advisory: Marvin L. Wilson scheduled for
execution
AUSTIN – Pursuant to a court order by the 252nd
District Court in Jefferson County, Marvin Lee Wilson is scheduled
for execution after 6 p.m. on August 7, 2012. In 1994, a Jefferson
County jury found Wilson guilty of murdering Jerry Williams during
the course of a kidnapping.
FACTS OF THE CASE
The U.S. Court of Appeals for the Fifth
Circuit, citing the Texas Court of Criminal Appeal’s description
of the facts, described the murder of Jerry Williams as follows:
On November 4, 1992, Officer Robert Roberts and other police
officers entered [Wilson’s] apartment pursuant to a search
warrant. Jerry Williams was the confidential informant whose
information enabled Roberts to obtain the warrant. Williams
entered and left the apartment minutes before the police went in.
[Wilson], Vincent Webb, and a juvenile female were present in the
apartment. Over 24 grams of cocaine were found, and appellant and
Webb were arrested for possession of a controlled substance.
Appellant was subsequently released on bond, but Webb remained in
jail. Sometime after the incident, [Wilson] told Terry Lewis that
someone had “snitched” on [Wilson], that the “snitch” was never
going to have the chance to “have someone else busted,” and that
appellant “was going to get him.”
On November 9, 1992, several observers saw an
incident take place in the parking lot in front of Mike’s Grocery.
Vanessa Zeno and Denise Ware were together in the parking lot.
Caroline Robinson and her daughter Coretta Robinson were inside
the store. Julius Lavergne was outside the store, but came in at
some point to relay information to Caroline. The doors to Mike’s
Grocery were made of clear glass, and Coretta stood by the door
and watched. Zeno, Ware, Coretta, and Lavergne watched the events
unfold while Caroline called the police. These witnesses testified
consistently although some witnesses noticed details not noticed
by others.
In the parking lot, [Wilson] stood over
Williams and beat him. [Wilson] asked Williams, “What do you want
to be a snitch for? Do you know what we do to a snitch? Do you
want to die right here?” In response, Williams begged for his
life. Andrew Lewis, Terry’s husband, was pumping gasoline in his
car at the time. Williams ran away from [Wilson] and across the
street to a field. [Wilson] pursued Williams and caught him.
Andrew drove the car to the field. While Williams struggled
against them, [Wilson] and Andrew forced Williams into the car. At
some point during this incident, either in front of Mike’s
Grocery, across the street, or at both places, Andrew participated
in hitting Williams and [Wilson] asked Andrew: “Where’s the gun?”
[Wilson] told Andrew to get the gun and said that he ([Wilson])
wanted to kill Williams. They drove toward the Mobil refinery.
Zeno and Ware drove back to their apartments, which were close by,
and when they arrived, they heard what sounded like gunshots from
the direction of the Mobil plant.
PROCEDURAL HISTORY
Direct Appeal
On December 18, 1992, a Jefferson County
grand jury indicted Wilson for murdering Jerry Williams.
On April 28, 1994, a Jefferson County jury
found Wilson guilty of murdering Jerry Williams.
After the jury recommended capital punishment, the court
sentenced Wilson to death by lethal injection.
On December 11, 1996, the Texas Court of
Criminal Appeals reversed Wilson’s conviction and remanded for a
new trial.
On February 28, 1998, Wilson was again found
guilty of murdering Jerry Williams by a Jefferson County jury.
After the jury recommended capital punishment, the court
sentenced Wilson to death by lethal injection.
On December 8, 1999, the Texas Court of
Criminal Appeals affirmed Wilson’s conviction and sentence.
On March 7, 2000, Wilson’s conviction and
sentence became final when the time for filing a petition for
writ of certiorari to the United States Supreme Court expired.
Habeas Proceedings
On December 27, 1999, Wilson sought to
challenge his conviction and sentence by seeking an application
for a state writ of habeas corpus with the state trial court.
The trial court detailed findings of fact and conclusions of law
recommending that Wilson’s application be denied.
On October 11, 2000, the Texas Court of
Criminal Appeals adopted the trial court’s findings and
conclusions and denied habeas relief.
On October 11, 2001, Wilson filed a federal
petition for a writ of habeas corpus with the District Court for
the Eastern District of Texas.
On July 11, 2002, the district court issued
an order dismissing Wilson’s petition for a writ of habeas
corpus.
On September 6, 2002, the district court
denied Wilson’s request for a Certificate of Appealability
(COA).
On July 17, 2003, the U.S. Court of Appeals
for the Fifth Circuit affirmed the district court’s denial of
relief and COA.
On June 19, 2003, Wilson filed a second or
successive state writ of habeas corpus raising a claim of mental
retardation under Atkins v. Virginia.
On November 10, 2003, the Fifth Circuit Court
denied Wilson’s motion for authorization to file a second
federal writ without prejudice.
In July 2004, the state trial court, Judge
Gist, took judicial notice of the first hearing and conducted a
second evidentiary hearing on the Atkins claim. On August 31,
2004, the state trial court recommended that relief be denied on
Wilson’s second state writ.
On November 10, 2004, the Texas Court of
Criminal Appeals adopted the district courts findings and
conclusions and denied habeas relief.
On December 14, 2004, the Fifth Circuit Court
returned Wilson’s motion for reinstatement in light of its prior
ruling.
On December 15, 2004, the district court
dismissed Wilson’s successive writ for lack of authorization.
On December 22, 2004, Wilson renamed and
resubmitted his motion for reinstatement to the Fifth Circuit
Court.
On December 13, 2005, the Fifth Circuit Court
held that Wilson’s successive petition was untimely.
On January 9, 2006, Wilson petitioned the
Fifth Circuit Court for rehearing en banc.
On March 10, 2006, the Fifth Circuit Court
withdrew its original opinion and substituted a new one which
equitably tolled the statute of limitations.
On July 30, 2006, Wilson timely filed an
amended successive federal writ in the district court.
On March 31, 2009, the district court denied
Wilson’s successive motion for habeas relief on the merits.
On July 7, 2009, the district court granted
Wilson’s application for a COA.
On March 30, 2010, Wilson filed a motion for
post-judgment relief in the district court.
On January 4, 2011, the district court denied
post-judgment relief.
On November 16, 2011, the Fifth Circuit Court
affirmed the findings of the district court denying Wilson
habeas relief.
On December 19, 2011, Wilson filed a petition
for en banc rehearing in the Fifth Circuit Court.
On February 23, 2012 the Fifth Circuit Court
ordered that Wilson’s petition for en banc rehearing was mooted,
and denied it as a petition for panel rehearing.
On February 29, 2012 Wilson filed a motion
for leave to file a document supplementing his petition.
On April 19, 2012 the Fifth Circuit Court
issued the mandate and denied Wilson’s motion for leave in light
of the revised opinion.
On April 30, 2012 the U.S. Supreme Court
granted Wilson’s motion to extend time for the filing of his
certiorari petition.
On July 19, 2012 Wilson timely filed his
certiorari petition in the U.S. Supreme Court.
Texas executes man despite concerns over IQ
By Allan Turner - Chron.com
Wednesday, August 8, 2012
Marvin Wilson, the two-time armed robber who
fatally beat and shot a Beaumont police informer he thought
responsible for his arrest on a drug charge, was executed Tuesday
at the state's Huntsville death house.
Wilson's case, in which his lawyers argued he
was mentally retarded, fueled global outrage among anti-death
penalty activists. Passions rose to such a pitch that even the
intellectually challenged protagonist of John Steinbeck's 1937
novella "Of Mice and Men" indirectly was sucked into the fray.
Wilson's lawyers unsuccessfully argued that an IQ test on which
the killer scored 61 - nine points below the standard for
competency - should have saved him from execution under a 2002
U.S. Supreme Court ruling barring execution of the mentally
retarded. The high court struck down Wilson's final appeal less
than two hours before he was escorted to the death chamber.
His attorney, Lee Kovarsky, called the ruling a
"shocking failure." "It is outrageous that the state of Texas
continues to utilize unscientific guidelines to determine which
citizens with intellectual disability are exempt from execution.
(The guidelines) are not scientific tools, they are the decayed
remainder of an uninformed stereotype that has been widely
discredited by the nation's leading groups on intellectual
disability …"
Wilson, 54, was pronounced dead at 6:27 p.m.,
14 minutes after his lethal injection began. Before the lethal
dose was administered, Wilson smiled and raised his head from the
death-chamber gurney, nodding to his three sisters and son as they
watched through a window a few feet away. He told them he loved
them and asked that they give his mother "a big hug." "Y'all do
understand that I came here a sinner and leaving a saint," he
said. "Take me home Jesus, take me home Lord, take me home Lord!"
Ignores victim's family
Wilson urged his son not to cry, told his
family he would see them again, and then told the warden standing
next to him that he was ready. He didn't acknowledge his victim's
father, two brothers and an uncle who were watching through an
adjacent window. As the lethal drug took effect, Wilson quickly
went to sleep. He briefly snored before his breathing became
noticeably shallow, then stopped.
Wilson was convicted of the 1992 murder of
Beaumont police informant Jerry Williams. Wilson was free on bail
at the time of the killing after his arrest on a cocaine charge.
Witnesses testified that Wilson and an accomplice, Andrew Lewis,
beat Williams, then abducted him. Residents near the crime scene
reported they later heard a gunshot. Williams' body, badly beaten
and bearing a gunshot wound and attired only in socks, was found
beside a nearby road. Wilson was arrested the next day as he
reported to his parole officer. At the time of the killing, he had
been on parole after serving four years of a 20-year armed robbery
sentence, his second such offense. Lewis is serving a life
sentence for his role in the crime. His wife testified that Wilson
had confessed the murder to her.
Steinbeck allusion
Kovarsky said his client had the language and
math skills of a pupil in elementary school. Prosecutors countered
that Wilson only once produced an IQ score indicative of mental
retardation. While lawyers for the killer awaited the U.S. Supreme
Court's final decision in the case, debate raged online. The most
unlikely indirect participant was Lennie Small, the childlike
figure in John Steinbeck's turbulent tale of ranch life.
In 2004, the Texas Court of Criminal Appeals,
in a 21-page effort to establish guidelines for determining mental
retardation in capital cases, alluded to Small as a character most
Texans would be unlikely to execute. "But," the court reasoned,
"does a consensus of Texas citizens agree that all persons who
might legitimately qualify for assistance under the social
services definition of mental retardation be exempt from an
otherwise constitutional penalty?"
The court ruling identified factors other than
IQ that could be used to determine a killer's competency. In 2002,
the U.S. Supreme Court held that executing mentally retarded
killers is unconstitutional, but left the states free to define
the condition. Thomas Steinbeck, novelist, journalist and son of
the Pulitzer- and Nobel Prize-winning author, blasted the court
for its "spurious" use of his father's fictional character as a
"benchmark to identify whether a defendant with intellectual
disability should live or die. … Lennie was never intended to be
used to diagnose a medical condition like intellectual
disability."
Death 'no punishment'
In a statement released by a representative of
Wilson's lawyers, Steinbeck said he was "deeply troubled" by the
scheduled execution. In a later interview, however, he conceded
that his primary objection was the court's use of Lennie in its
2004 ruling. "My father didn't have problems with the death
penalty if it was warranted," he said. "I think it's worthless
because it doesn't deliver the kind of punishment I want. I want
him in prison for the rest of his bloody life; to wake up every
day and see the situation around him. That's punishment. Death is
no punishment. It's a light way out."
In Steinbeck's novel, Small's friend and
traveling companion, George Milton, shoots him in the head. The
killing occurs as a mob forms to seek vengeance against Small, who
inadvertently killed a ranch foreman's wife.
Texas executes man despite his low IQ claims
By Cody Stark - ItemOnline.com
August 7, 2012
HUNTSVILLE — A Jefferson County man, whose
attorneys hoped a mental impairment claim would spare him from
execution, was put to death Tuesday night after the U.S. Supreme
Court denied his appeal. Marvin Wilson, 54, who was sentenced to
death for the 1992 murder of 21-year-old Jerry Williams in
Beaumont, was pronounced dead at 6:27 p.m., 14 minutes after the
lethal dose was administered.
Attorneys for Wilson filed an appeal with the
Supreme Court before Tuesday’s execution stating that Wilson did
not qualify for the death penalty because he scored a 61 on an IQ
test in 2004, which is nine points below the generally accepted
minimum competency standard of 70. Attorneys for the state argued
that Wilson’s claim was based on a single test that may have been
faulty and that his mental impairment claim wasn’t supported by
other tests and assessments of him over the years.
The Supreme Court denied Wilson’s request for a
stay of execution less than two hours before his lethal injection
began. The warden asked Wilson if he had a final statement to make
before the execution was carried out and Wilson told his family he
loved them. He also said that he was going “home.” “Y’all do
understand that I came here a sinner and leaving a saint,” Wilson
said. “Take me home Jesus. Take me home Lord.” Wilson said he was
ready and the lethal dose began. His breathing became labored and
he lost consciousness. Wilson was the seventh inmate to be
executed in Texas this year and the second since the state
switched to a one-drug method.
Wilson was convicted of murdering Williams in
November 1992, several days after police seized 24 grams of
cocaine from Wilson’s apartment and arrested him. Witnesses
testified that Wilson and another man, Andrew Lewis, beat Williams
outside of a convenience store in Beaumont. Wilson, who was free
on bond, accused Williams of snitching on him about the drugs,
they said.
Witnesses said the Wilson and Lewis, who
received a life sentence for his role in the murder, then abducted
Williams, and neighborhood residents said they heard a gunshot a
short time later. Williams was found dead on the side of a road
the next day, wearing only socks. He had been severely beaten and
shot in the head and neck at close range. Wilson was arrested the
next day when he reported to his parole officer on a robbery
conviction for which he served less than four years of a 20-year
prison sentence. It was the second time he had been sent to prison
for robbery.
In Wilson’s Supreme Court appeal, lead defense
attorney Lee Kovarsky said Wilson’s language and math skills
“never progressed beyond an elementary school level,” that he
reads and writes below a second-grade level and that he was unable
to manage his finances, pay bills or hold down a job. The Supreme
Court issued a ruling in 2002 outlawing the execution of the
mentally impaired, but left it to states to determine what
constitutes mental impairment. Kovarsky argued that Texas is
trying to skirt the ban by altering the generally accepted
definitions of mental impairment to the point where gaining relief
for an inmate is “virtually unobtainable.” “That neither the
courts nor state officials have stopped this execution is not only
a shocking failure of a once-promising constitutional commitment,
it is also a reminder that, as a society, we haven’t come quite
that far in understanding how so many of those around us live with
intellectual disabilities,” Kovarsky said shortly after the court
refused to stop Wilson’s execution.
State attorneys say the court left it to states
to develop appropriate standards for enforcing the ban and that
Texas chose to incorporate a number of factors besides an inmate’s
IQ, including the inmate’s adaptive behavior and functioning.
Edward Marshall, a Texas assistant attorney
general, said records show Wilson habitually gave less than full
effort and “was manipulative and deceitful when it suited his
interest,” and that the state considered his ability to show
personal independence and social responsibility in making its
determinations.
“Considering Wilson’s drug-dealing,
street-gambler, criminal lifestyle since an early age, he was
obviously competent at managing money, and not having a 9-to-5 job
is no critical failure,” Marshall said. “Wilson created schemes
using a decoy to screen his thefts, hustled for jobs in the
community, and orchestrated the execution of the snitch,
demonstrating inventiveness, drive and leadership."
Marvin Wilson Execution: Texas Puts Man With
61 IQ To Death
HuffingtonPost.com
August 7, 2012
NEW YORK -- Texas authorities executed Marvin
Wilson, a 54-year-old death row inmate, on Tuesday night after his
attorneys failed to convince state and federal courts that he was
mentally retarded and ineligible for the death penalty under a
2002 Supreme Court ruling. Wilson was declared dead at 6:27 p.m.
local time. He cried out to his gathered family members as he
expired, Texas officials said.
"Give mom a hug for me and tell her that I love
her," Wilson said. "Take me home, Jesus. Take me home, Lord," he
continued. "I ain't left yet, must be a miracle. I am a miracle."
The Supreme Court late in the afternoon
rejected without comment a last-ditch appeal by Wilson's lawyers,
clearing the way for his death by lethal injection. The appeal
cited a 2004 psychological exam that pegged Wilson's IQ at just
61. The Texas benchmark for mental retardation is an IQ of about
70 or less. "We are gravely disappointed and profoundly saddened
that the United States Supreme Court has refused to intervene,"
said Lee Kovarsky, Wilson's attorney and a law professor at the
University of Maryland.
Wilson was convicted in 1994 in the shooting
death of Jerry Williams, 21, who had identified him to police as a
drug dealer. His accomplice in the crime, Terry Lewis, was given
life in prison with the possibility of parole, after Lewis's wife
testified that Wilson confessed to pulling the trigger. No
forensic evidence or eyewitness testimony established the identity
of the shooter.
Wilson maintained that he did not commit the
murder, but his defense ultimately hinged on convincing state or
federal courts that his diminished mental capacity should exempt
him from execution. School records showed Wilson fared poorly in
school, earning Ds and Fs in special education classes, and
failing 7th grade. Family members testified that Wilson was called
"dummy" and "retard" by other children when he was a boy, and
struggled with basic tasks that include tying his shoes, counting
money and mowing the lawn.
Texas and federal courts, however, rejected
Wilson's claim that he was mentally retarded, siding with
prosecutors who argued that his actions showed him to be a
street-savvy criminal. Prosecutors also declared that other
intelligence tests showed Wilson's IQ was in the low- to mid-70s.
"Wilson created schemes using a decoy to screen his thefts,
hustled for jobs in the community, and orchestrated the execution
of the snitch, demonstrating inventiveness, drive and leadership,"
Edward Marshall, a Texas assistant attorney general, said in a
statement.
In 2002, the Supreme Court prohibited the
execution of the mentally retarded, declaring it cruel and unusual
punishment forbidden under the Constitution's 8th Amendment. Those
with diminished mental capacity, the court ruled, are less
culpable for their crimes than those with normal intellects. The
reasoning was nearly identical to the legal argument the court
embraced in forbidding the execution of juvenile offenders. The
court left it up to the states to determine who qualified as
mentally retarded. In response, the Texas Court for Criminal
Appeals, the top state court, cited in a ruling the child-like
character "Lennie," from John Steinbeck's classic novel "Of Mice
and Men," as its standard of what type of offender should be
exempt from execution. "Most Texas citizens would agree that
Steinbeck's Lennie should, by virtue of his lack of reasoning
ability and adaptive skills, be exempt from execution," the court
found.
Those with more advanced intellects should face
execution, regardless of psychological tests indicating mental
deficits, the ruling said. The Texas standard has been used
repeatedly to justify the execution of those who by clinical
benchmarks would typically be judged to suffer from mild mental
retardation. Those standards applied to Wilson, who exhibited
serious mental deficits beginning in childhood, family members
said.
According to his sister, Wilson sucked his
thumb into his 20s. His cousin, Beverly Walters, said Wilson was
constantly teased about his intelligence as a boy. "The other kids
in school would always call Marvin dummy," Walters said in 2003.
On Tuesday, the use of Steinbeck's character to
support the execution of those with less profound mental deficits
was criticized harshly by the author's son. "Prior to reading
about Mr. Wilson's case, I had no idea that the great state of
Texas would use a fictional character that my father created to
make a point about human loyalty and dedication …. as a benchmark
to identify whether defendants with intellectual disability should
live or die," Thomas Steinbeck said in a statement. "I am certain
that if my father, John Steinbeck, were here, he would be deeply
angry and ashamed to see his work used in this way," Steinbeck
said.
Wilson is the seventh person put to death in
2012 by Texas, which has nine more inmates scheduled to die by
lethal injection before the end of the year.
Texas executes low-IQ inmate after Supreme
Court refuses to intervene
Reuters.com
Aug 7, 2012
(Reuters) - Texas executed a mentally retarded
convicted murderer on Tuesday after the U.S. Supreme Court refused
to intervene a decade after it banned executions of such people as
cruel and unusual punishment. Marvin Wilson, 54, was convicted of
the November 1992 murder of a 21-year-old police drug informant,
Jerry Robert Williams, and was sentenced to death in April 1994.
Wilson had challenged his execution as
unconstitutional under a 2002 Supreme Court ruling that banned
executing mentally retarded people but gave states some discretion
in deciding who qualified for protection. "The application for
stay of execution of sentence of death presented to Justice Scalia
and by him referred to the Court is denied," the court said in an
order earlier on Tuesday evening. Justice Antonin Scalia handles
emergency appeals from the 5th U.S. Circuit Court of Appeals,
which oversees Texas.
Wilson was pronounced dead at 6:27 p.m. local
time, according to Jason Clark, a spokesman for the Texas
Department of Criminal Justice. "Y'all do understand that I came
here a sinner and leaving a saint," Wilson said as part of his
final statement, according to Clark. "Take me home, Jesus, take me
home, Lord, take me home, Lord."
Wilson's IQ had been measured as low as 61,
below the 70 level sometimes used to delineate mental retardation.
Texas argued that the test pegging Wilson's IQ at 61 was conducted
by an inexperienced intern, and that several other tests showed an
IQ above 70. The state also said it had discretion under the 2002
Atkins v. Virginia ruling to consider seven factors in determining
whether someone like Wilson should be executed, including his
ability to lead, his ability to lie, and whether family and
friends thought he was mentally retarded. Lawyers for Wilson
countered that this allowed the state to effectively ignore the
Atkins ruling by unreasonably applying "non-clinical" factors to
disqualify Wilson from its protections. Texas is the only state to
use such a test, Wilson's lawyer, Lee Kovarsky said.
"Whatever was in his past, the Marvin I knew
was a simple man who loved his family and his god," Kovarsky said
in an email on Tuesday. "I hope that, at the very least, something
like this occasions some serious reflection on what it means to be
culpable. As a society, we do a decent job of sorting right from
wrong, but, when we calibrate blame, it's like we're blindfolded
and throwing darts," he added.
In a separate death penalty case on appeal to
the Supreme Court, Chester v. Thaler, the American Association on
Intellectual and Developmental Disabilities said Texas' test
relies on false stereotypes and would count only the most severely
incapacitated people as mentally retarded. Texas has conducted
roughly three out of every eight executions since 1976, when the
Supreme Court allowed the practice to resume after a four-year
hiatus, according to the Death Penalty Information Center.
Wilson was the seventh inmate executed in Texas
this year and the 25th executed in the United States this year,
according to the information center.
Marvin Lee Wilson
ProDeathPenalty.com
On November 4, 1992, Officer Robert Roberts and
other police officers entered Marvin Lee Wilson's Beaumont, Texas
apartment pursuant to a search warrant. Jerry Williams was a
confidential informant whose information enabled Roberts to obtain
the warrant. Williams entered and left the apartment minutes
before the police went in. Wilson, 34 years old at the time,
Vincent "Gun" Webb, and a juvenile female were present in the
apartment. Over 24 grams of cocaine were found, and Wilson and
Webb were arrested for possession of a controlled substance.
Wilson was subsequently released on bond, but
Webb remained in jail. Sometime after the incident, Wilson told
Terry Lewis that someone had “snitched” on Wilson, that the
“snitch” was never going to have the chance to “to have someone
else busted,” and that Wilson “was going to get him.”
On November 9, 1992, several observers saw an
incident take place in the parking lot in front of Mike's Grocery.
Two women were together in the parking lot. Another woman and her
daughter were inside the store. A man was outside the store, but
came in at some point to relay information to one of the women.
The doors to Mike's Grocery were made of clear glass, and one of
the women stood by the door and watched the events outside. While
the witnesses watched the events unfold, another called the
police. These witnesses testified consistently although some
witnesses noticed details not noticed by others. In the parking
lot, Wilson stood over Williams and beat him. Wilson asked
Williams, “What do you want to be a snitch for? Do you know what
we do to a snitch? Do you want to die right here?” In response,
Williams begged for his life.
Andrew Lewis, Terry's husband, was pumping
gasoline in his car at the time. Williams ran away from Wilson and
across the street to a field. Wilson pursued Williams and caught
him. Andrew drove the car to the field. While Williams struggled
against them, Wilson and Andrew forced Williams into the car. At
some point during this incident, either in front of Mike's
Grocery, across the street, or at both places, Andrew participated
in hitting Williams and Wilson asked Andrew: “Where's the gun?”
Wilson told Andrew to get the gun and said that he (Wilson) wanted
to kill Williams. They drove toward a Mobil refinery. Two of the
witnesses drove back to their apartments, which were close by, and
when they arrived, they heard what sounded like gunshots from the
direction of the Mobil plant. Sometime after the incident, Wilson
told his wife, in the presence of Terry Lewis and her husband,
“Baby, you remember the n*****r?I told you I was going to get? I
did it. I don't know if he dead or what, but I left him there to
die.” When Terry looked back at her husband, Wilson stated, “Don't
be mad at Andrew because Andrew did not do it. I did it.”
On November 10, 1992, a bus driver noticed
Williams' dead body on the side of a road. The autopsy report
concluded that Williams died from close range gunshot wounds to
the head and neck. Having known Wilson for 16 years, Zeno
identified Wilson. Some of the witnesses recognized Jerry Williams
but did not know Wilson or Andrew. One witness subsequently
identified Andrew in a photo line-up. At that time, the witness
told law enforcement authorities that the man he identified in the
photo was the “helper,” rather than the primary actor. The other
man, who the witness described as having a “gerry curl,” made the
threats and conducted most of the beating of Williams. Under
defense cross-examination at trial, the witness testified that the
man in the photo (i.e. Andrew Lewis) was the man with the gerry
curl and hence, the primary actor. But, upon redirect examination,
the witness testified that his earlier testimony was in error, and
that the man in the photo was not the one with the gerry curl.
This contradiction led to questioning that
explored an incident involving the witness, defense counsel, and
Wilson. At one time, defense counsel and Wilson interviewed this
witness together, while the man was in jail for an unrelated
offense. No representatives of the district attorney's office were
present. Wilson asked the witness for his father's name, and
Wilson asked if the man had a new baby. These questions made the
witness feel scared and intimidated, and he wondered how Wilson
could have known about his new baby.
Wilson had been convicted of committing two
aggravated robberies in 1981. He receive a sentence of 8 years and
was released on mandatory supervision less than 3 years later. In
one of those aggravated robberies, he pointed a shotgun at the
clerk of a convenience store. He was also convicted of robbery in
1987. For that crime he was sentenced to 20 years in prison and
was paroled just over 3 years later, on January 31, 1991.
Wilson v. State, 938 S.W.2d 57
(Tex.Cr.App. 1996) (Direct Appeal - Reversed)
Defendant was convicted upon jury verdict in
the District Court, Jefferson County, Leonard J. Giblin, J., of
capital murder and was sentenced to death. Defendant appealed. The
Court of Criminal Appeals, Baird, J., held that prosecutor's
closing argument, that he had taken oath to see that justice is
done but that defense counsel was under no such oath, was not
invited and constituted reversible error. Reversed and remanded.
McCormick, P.J., White and Keller, JJ., dissented. Mansfield, J.,
filed dissenting opinion. BAIRD, Judge.
Appellant was convicted of capital murder. Tex.
Penal Code Ann. § 19.03(a)(3). The jury answered the punishment
issues of Tex.Code Crim. Proc. Ann. art. 37.071 in such a manner
that the trial judge sentenced appellant to death. Appeal to this
Court is automatic. Id., at § 2(h). As appellant does not
challenge the sufficiency of the evidence, we will set forth only
the facts necessary to resolve appellant's second point of error.
We will reverse.
I.
The second point of error contends the State,
during its closing arguments at the guilt/innocence stage of
trial, improperly struck at appellant over the shoulders of his
trial counsel. Appellant complains of the following jury argument:
STATE: Ladies and gentlemen, it is not my job to wish the kind of
case that I put on for you. I bring you the evidence that has been
produced that indicates this man's guilt. What I wish in this case
is immaterial. May be material to this man (indicating appellant).
The only thing that I wish is that justice is done in this case. I
have taken a very sacred oath, in my opinion, to see that justice
is done in every case I prosecute. It is your duty—and in the last
paragraph of this charge you can see—to see that justice is done
in this case. [Defense Counsel] has no such oath, and what he
wishes is that you turn a guilty man free. That's what he wishes,
and he can wish that because he doesn't have the obligation to see
that justice is done in this case.
DEFENSE: Your Honor, I want to object. That's
striking at the defendant over the shoulders of his attorney.
TRIAL JUDGE: Overruled. DEFENSE: I'd ask the Court to instruct the
jury that I have just as sacred an oath to see that justice is
done. TRIAL JUDGE: You do take an oath; but it does not have the
wording that he's talking about, Counsel. STATE: His oath is to
represent the interest of his client to his utmost within the
bounds of the law. He's done that. But, see, it's not important to
seek truth and justice under his oath. It is under mine. DEFENSE:
Your Honor, I must object. That's a mischaracterization of my
oath. My oath does not say that I'm not supposed to be looking for
truth and justice. TRIAL JUDGE: Overruled.
The State contends these comments were invited
by defense counsel. The prosecutor, during closing argument,
stated: STATE: Is it [defense counsel's] duty to come into this
courtroom and call me Hitler? He did that. That's incredible. He
basically said—he basically called the State of Texas Hitler. You
remember the word. Wow. The State's remarks about Hitler refer to
the following exchange which occurred during cross-examination of
a defense witness: STATE: You don't remember who you were standing
there with listening to talk about—listening to the talk that was
going on? DEFENSE: Your Honor, I'm going to object to him
continuing to misassert her testimony. She has on three occasions
denied listening to anything, and he continues to say she did.
And, just like Adolph Hitler, if you say it long enough, people
start thinking that's what was said. TRIAL JUDGE: Overruled. And
that side bar remark will not be tolerated.
II.
Jury argument must be confined to four
permissible areas: (1) summation of the evidence; (2) reasonable
deductions from the evidence; (3) an answer to the argument of
opposing counsel; or (4) a plea for law enforcement. Campbell v.
State, 610 S.W.2d 754, 756 (Tex.Cr.App.1980); and, Alejandro v.
State, 493 S.W.2d 230, 231 (Tex.Cr.App.1973). Appellate courts
should not hesitate to reverse when it appears the State has
departed from one of these areas in argument and has engaged in
conduct calculated to deny the accused a fair and impartial trial.
Johnson v. State, 604 S.W.2d 128, 135 (Tex.Cr.App.1980). The test
to determine whether an improper argument constitutes reversible
error is whether: (1) the argument is violative of a statute or;
(2) it injects a new and harmful fact into the case; or (3) it is
manifestly improper, harmful and prejudicial to the rights of the
accused. Thompson v. State, 480 S.W.2d 624, 630 (Tex.Cr.App.1972);
Briddle v. State, 742 S.W.2d 379, 389–390 (Tex.Cr.App.1987)
(quoting Todd v. State, 598 S.W.2d 286, 297 (Tex.Cr.App.1980)).
A.
For many years this Court has recognized
prosecutors' arguments which attack defense counsel are manifestly
improper because they serve to inflame the minds of the jury to
the accused's prejudice. In Lewis v. State, 529 S.W.2d 533
(Tex.Cr.App.1975), the prosecutor made an argument identical to
that complained of in the instant case. The prosecutor stated: ...
[the other prosecutor] and I have taken a solemn oath to God to
seek justice. You judge whether or not we have done it. No such
oath bears on either one of these attorneys [defense counsel].
Lewis, 529 S.W.2d at 534. Even though the trial judge sustained
defense counsel's objection to the argument the prosecutor
continued: All right. I would ask you to believe this: If,
assuming this man is guilty, do they (defense counsel) want the
truth in here before you? Id. We held: “the effect of this
argument was to instruct the jury that only the prosecutors seek
to uphold truth and justice, whereas defense counsel have a
license to use any means at their command to mislead the jury.”
Id. This type of argument strikes at the defendant over the
shoulders of counsel and, when not invited by the actions of
defense counsel, is reversible error. Id.
Similarly, in Bell v. State, 614 S.W.2d 122
(Tex.Cr.App.1981), the prosecutor argued the defense counsel's
duty was to obtain an acquittal at any means. The State argued:
Defense counsel is a criminal defense lawyer. He doesn't have the
same duty I do. He represents the criminal. His duty is to see
that his client gets off even if it means putting on witnesses who
are lying. Bell, 614 S.W.2d at 123. Defense counsel's objection
was sustained and his motion for mistrial overruled. We held the
argument was improper and the trial judge's instruction to
disregard was not sufficient to remove the prejudice it created.
Id.
In Bray v. State, 478 S.W.2d 89
(Tex.Cr.App.1972), we held the State's jury argument prejudiced
the rights of the accused, and required a reversal. The prosecutor
argued: STATE: Our client doesn't sit here at the counsel table
with us and our client is not here to confer with us, we represent
you folks. We represent the people here in this County. That's who
our employer is and suffice it to say Ladies and Gentlemen I am
grateful and I shall be eternally grateful that you are the people
that are my employers and not the likes of him and that I am not
representing this sort of thing. Rest assured I am very happy
about that. I am grateful that I don't have to make my living that
way. DEFENSE: We object to that Your Honor. He represents ...
STATE: He opened the door Your Honor. I believe I'm entitled to
answer his argument. TRIAL JUDGE: The jury heard it. STATE: I will
reiterate I'm very grateful I don't have to make my living
representing a man who first set up the robbery.... Bray, 478
S.W.2d at 89–90.FN1 This Court found the prosecutor's highly
improper argument was not invited by defense counsel. We concluded
that no instruction would have sufficed to correct the error and
remove the prejudice. We stated: FN1. In Boyde v. State, 513
S.W.2d 588 (Tex.Cr.App.1974), the prosecutor made a similar
improper argument claiming he would never represent a criminal
defendant. We held such personal arguments prejudicial, and
designed to improperly inflame the minds of the jurors against the
rights of the defendant and reversed. Boyde, 513 S.W.2d at 593.
Trial judges should assume the responsibility
of preventing this type of argument. A rebuke by the trial judge
in the presence of the jury may do more to end the practice of
intemperate and improper argument than repeated admonitions or
even reversals by this Court. Bray, 478 S.W.2d at 90.
In light of these cases, “[i]t is axiomatic
that the State may not strike at a defendant over the shoulders of
his counsel or accuse defense counsel of bad faith and
insincerity.” Fuentes v. State, 664 S.W.2d 333, 335
(Tex.Cr.App.1984). In the instant case no evidence was presented
to show the oath taken by the prosecutor. Therefore, the argument
injected a new fact into the case. Berryhill v. State, 501 S.W.2d
86, 87 (Tex.Cr.App.1973). The prosecutor's statements were akin to
those we found objectionable in both Lewis and Bell. In sum, the
argument was outside the record, manifestly improper, harmful and
prejudicial to the rights of the accused.
III.
We must now decide whether the improper
argument was invited by defense counsel. The invited argument rule
permits prosecutorial argument outside the record in response to
defense argument which goes outside the record. Johnson v. State,
611 S.W.2d 649, 650 (Tex.Cr.App.1981); and, Franks v. State, 574
S.W.2d 124, 126 (Tex.Cr.App.1978). In the instant case, appellant
centered his defense around the flaws in the State's case. To this
end, defense counsel argued:
I don't want anybody to think—and I sure hope
nobody holds it against the appellant because I'm a zealous
attorney. I represent my people the best I know how to do. I pour
my heart, my soul, and my guts into it. And I sure hope I don't
offend anybody on his behalf. And by putting a witness on the
stand this morning I wasn't trying to call the prosecutor anything
bad or impugn his character in any way. I want you to know that.
Sometimes in the heat of battle people get the wrong impression. I
was not trying to impugn the prosecutor or say that he had hidden
this hair from us. Because I don't believe that with the
prosecutor. I really and truly don't. But I do—wanted you to know
since the impression might have been left that we, quote, “didn't
ask for it,” unquote, that you at least be aware of the fact that
we were told it had either been lost or misplaced or wasn't in
existence. As you can see from that very tiny piece of evidence,
very tiny, it wouldn't surprise anybody to have lost it; but we
didn't know it until last Friday. And I thought it's important
that you know that, and I sure thought it was important that you
not be left with the impression that we knew it was up there and
didn't do anything with it.
Defense counsel did not cast aspersions upon
the prosecutor. In fact, he did the opposite by apologizing for
any hint of impropriety the jury may have gleaned from an earlier
witness regarding this evidence. Defense counsel pursued this
argument so as not to leave the jury the impression the defense
did not “ask for” this evidence. The entirety of the defense
argument consists of an attack on the evidence and upon evidence
the State failed to present or explain to the jury. This is the
very heart and soul of a defense counsel's obligation to his
client. The defense argument was not an attack on the prosecutor.
Defense counsel's side bar remark mentioning Hitler was remedied
when the trial judge overruled the objection and stated that the
side bar remark would not be tolerated. At that point it was
incumbent on the State to seek more relief if the State thought it
was necessary to remedy the side bar remark. After receiving a
favorable ruling and all of the relief it felt necessary, the
State cannot now contend the argument was invited. A prosecutor
may not stray beyond the scope of the invitation. Johnson, 611
S.W.2d at 650; and, Kincaid v. State, 534 S.W.2d 340, 342
(Tex.Cr.App.1976). In other words, defense counsel's reference to
Hitler during the testimonial portion of the trial did not give
the State carte blanche to strike at the defendant over the
shoulder of his counsel later at the closing argument phase of the
trial. Fuentes, 664 S.W.2d at 336.
IV.
Having determined the improper argument was not
invited, we must conduct a harm analysis under Tex.R.App.Proc.
81(b)(2). The applicable legal standard of review is whether, in
light of the record as a whole, there is a reasonable possibility
the improper argument might have contributed to appellant's
conviction. Denton v. State, 920 S.W.2d 311
(Tex.Cr.App.1996)(citing and quoting Orona v. State, 791 S.W.2d
125, 128 (Tex.Cr.App.1990)). In applying this standard of review
we do not look for overwhelming evidence of guilt because it is
improper for an appellate court to substitute its judgment for
that of the factfinder Harris v. State, 790 S.W.2d 568, 585
(Tex.Cr.App.1989). Instead, we focus on the error and its possible
impact. Id., 790 S.W.2d at 586–588. “If the error was of a
magnitude that it disrupted the [factfinder's] orderly evaluation
of the evidence, no matter how overwhelming it might have been,
then the conviction is tainted.” Id., 790 S.W.2d at 588.
To perform a harmless error analysis an
appellate court should consider the following factors: 1) the
source of the error; 2) the nature of the error; 3) whether the
error was emphasized and its probable collateral implications; 4)
the weight a juror would probably place upon the error; and 5)
whether declaring the error harmless encouraged the State to
repeat it with impunity. Orona, 791 S.W.2d at 130. Though no one
factor is dispositive, the existence and severity of these factors
are indicative of the harm caused by the State's improper
argument. In the instant case it is evident the prosecutor was
intent upon informing the jury of the distinction he perceived
between the oath of a prosecutor and the oath of a defense
attorney. It is equally evident that the prosecutor sought to
emphasize that such a distinction involved an obligation to “seek
truth and justice.” Thus the source of the error was the State and
the nature of the error is grounded in one of the basic tenets of
criminal law, due process. For whenever a trial lacks truth or
fairness, due process is implicated. See generally, In re
Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942
(1955); Brown v. State, 921 S.W.2d 227, 230 (Tex.Cr.App.1996)
(Keller, J., concurring); Flores v. State, 904 S.W.2d 129, 132
(Tex.Cr.App.1995) (Overstreet, J., dissenting); and, Ex parte
Brandley, 781 S.W.2d 886 (Tex.Cr.App.1989).
Moreover, in Boyde v. State, 513 S.W.2d 588,
592 (Tex.Cr.App.1974), and Gomez v. State, 704 S.W.2d 770
(Tex.Cr.App.1985), we noted the general public does not understand
the concept that defense attorneys are under an ethical obligation
to represent the accused regardless of their personal opinion as
to the guilt of the accused. Id., 704 S.W.2d at 771. In Boyde we
stated: This general misunderstanding by the public serves to
contribute to the prejudicial effect of an argument by a
prosecutor which strikes at a member of the bar for representing a
person accused of crime. Boyde, 513 S.W.2d at 592. See also, Bray,
478 S.W.2d at 89.
As to the third factor, the State re-emphasized
the argument after defense counsel objected, and thus compounded
the prejudicial effect upon the jury. See, Bray, 478 S.W.2d at 90;
and, Boyde, 513 S.W.2d at 592. The State's continuation of the
argument distinguishes the instant case from Orona where the State
did not advance the improper argument. In Orona we noted that had
the State continued with the improper argument, a reversal might
have been necessary. Id., 791 S.W.2d at 130.
We now turn to the fourth factor, the weight a
juror would probably place upon the error. In the instant case,
the trial judge twice overruled defense counsel's objection to the
State's improper arguments, and by doing so further aggravated the
harm. “[A] trial court, by overruling an objection to an improper
argument, puts ‘the stamp of judicial approval’ on the improper
argument, thus magnifying the possibility for harm.” Good v.
State, 723 S.W.2d 734, 738 (Tex.Cr.App.1986); and, Burke v. State,
652 S.W.2d 788, 790 (Tex.Cr.App.1983). Thus, the first four Orona
factors militate toward a finding of harm. The final factor for
consideration requires the Court to consider the probable effect
of holding the State's improper argument harmless. In Summers v.
State, 147 Tex.Crim. 519, 182 S.W.2d 720, 721 (1944), this Court
reversed on the basis of an improper argument made by the
prosecutor in which he argued prejudicial facts which were not a
rational deduction from the evidence. We held: ... We fail to
understand just why a prosecuting attorney would depart from the
well established rules requiring that arguments be based upon
evidence legally introduced in the case.... Just what the purpose
of the Assistant District Attorney was other than to inflame the
minds of the jury and prejudice them against the appellant, we are
unable to understand. By this argument the prosecuting attorney
was striking at the appellant over the shoulders of his counsel in
an endeavor to inflame the minds of the jury to his prejudice. The
accused is entitled to a fair trial without reference to outside
influence. Summers, 182 S.W.2d at 721–722.
Today, more than fifty years later, we are
still unable to understand why a prosecutor would depart from the
well established rules for proper jury argument. From the cases
cited in part II. of this opinion, it is clear that the type of
argument presented here has never been permitted. In light of the
other Orona factors militating against finding the error harmless,
declaring this error harmless would have the result of encouraging
the State to make improper jury arguments with impunity.
Therefore, when the record as a whole is
considered, all five of the Orona factors militate toward a
finding of harm in the instant case. Id., 791 S.W.2d at 130.FN2
Appellant's second point of error is sustained. The judgment of
the trial court is reversed and the case is remanded to that
court. FN2. In concluding the error was harmless, the dissent
relies primarily upon the strength of the State's case. Such an
analysis is contrary to Orona where we stated: “It is the effect
of the error and not the existence of overwhelming evidence or the
lack thereof that dictates our judgment.” Id., 791 S.W.2d at 130
(emphasis added). In essence, the dissenter merely restates his
argument from Denton, 920 S.W.2d at 313 (Mansfield, J.,
concurring). Continuing this argument, the dissenter notes that
the State's case at the punishment phase was strong. Post, at
––––. However, the strength of the State's case at that phase is
wholly immaterial to the instant issue because the improper
argument occurred at the guilt-innocence phase.
Judgment of trial court reversed and remanded.
McCORMICK, P.J., WHITE and KELLER, JJ., dissent.
MANSFIELD, Judge, dissents.
I disagree strongly with the majority's
disposition of appellant's second point of error. Therefore, I
respectfully dissent. I would affirm the judgment of the trial
court. In his second point of error, appellant contends that the
trial court erred in overruling his objection to improper
prosecutorial jury argument at the guilt/innocence stage.
Appellant argues that the prosecutor “accus[ed] [defense] counsel
of acting in bad faith and insincerity in representing [him],
which [was] manifestly improper.” The record reflects that, at the
time for closing arguments at the guilt/innocence stage, the State
waived its opening but reserved the right to close. Appellant's
counsel then made his closing argument, during which he accused
the State of general incompetence in its evidence-gathering, of
being “very sloppy” with “the facts,” and of being “very subject
to making a mistake.” The prosecutor, apparently irritated, then
began his closing argument, the relevant portion of which was as
follows:
THE STATE: Ladies and gentlemen, it is not my
job to wish the kind of case that I put on [for] you. I bring you
the evidence that has been produced that indicates this man's
guilt. What I wish in this case is immaterial. May be material to
this man [indicating toward the defendant]. The only thing that I
wish is that justice is done in this case. I have taken a very
sacred oath, in my opinion, to see that justice is done in every
case I prosecute. It is your duty ... to see that justice is done
in this case. [Defense counsel] has no such oath, and what he
wishes is that you turn a guilty man free. That's what he wishes,
and he can wish that because he doesn't have the obligation to see
that justice is done in this case. DEFENSE COUNSEL: Your Honor, I
want to object. That's striking at the defendant over the
shoulders of his attorney. THE COURT: Overruled. DEFENSE COUNSEL:
I'd ask the Court to instruct the jury that I have just as sacred
an oath to see that justice is done. THE COURT: You do take an
oath, but it does not have the wording that he's talking about,
Counsel. THE STATE: His oath is to represent the interest of his
client to his utmost within the bounds of the law. He's done that.
But, see, it's not important to seek truth and justice under his
oath. It is mine. DEFENSE COUNSEL: Your Honor, I must object.
That's a mischaracterization of my oath. My oath does not say that
I'm not supposed to be looking for truth and justice. THE COURT:
Overruled.
I do not concede that the prosecutor's argument
presented reversible error. But, although I agree with the
majority that the trial court erred in overruling appellant's
objection to the prosecutor's argument, we need not reverse the
judgment of the trial court if we “determin[e] beyond a reasonable
doubt that the error made no contribution to the conviction or to
the punishment.” Tex.R.App. Proc. 81(b)(2). The purpose of Rule
81(b)(2) is, quite sensibly, to avoid setting aside convictions
and punishments “for small errors or defects that have little, if
any, likelihood of having changed the result of the trial.”
Chapman v. California, 386 U.S. 18, 22, 87 S.Ct. 824, 827, 17
L.Ed.2d 705 (1967) (discussing identical federal harmless error
test). Under the rule, the duty of the appellate court is to
determine whether there is a reasonable likelihood that the error,
either alone or in context, contributed to the finding of guilt or
to the assessment of punishment. Harris v. State, 790 S.W.2d 568,
585 (Tex.Crim.App.1989). In other words, the appellate court must
determine whether the trial was an essentially fair one, in which
there was little, if any, chance that the conviction and
punishment were based on the error that occurred. Id. at 588. This
determination is necessarily “one of judgment.” Id. at 585.
In carrying out this task, our primary focus
should be on the probable impact of the error on the minds of
average jurors. Castillo v. State, 810 S.W.2d 180, 185
(Tex.Crim.App.1990). The strength of the State's case, FN1 the
extent (if any) to which the error was emphasized, and the extent
(if any) to which the error placed the defendant in a poorer light
are all factors that may be logically relevant to consider in the
assessment of the error's impact on the jury. Moreno v. State, 858
S.W.2d 453, 466 (Tex.Crim.App.1993); Castillo v. State, 810 S.W.2d
at 185; Harris v. State, 790 S.W.2d at 587. In any given case,
other factors may also be logically relevant. Finally, we have
also held that the “source” of the error, the prosecutor's
subjective intent with respect to the error, and the possibility
that declaring the error harmless would encourage the State to
repeat it, are also relevant factors to consider, despite the lack
of a textual basis in Rule 81(b)(2) for such factors. Harris v.
State, 790 S.W.2d at 587–588. See Higginbotham v. State, 807
S.W.2d 732, 739 (Tex.Crim.App.1991) (Clinton, J., concurring).
FN1. The majority has completely ignored the strength of the
State's evidence, although that is the single most important
factor in determining an error's impact on the minds of average
jurors. “The major consideration in applying the analysis of
Harris v. State [790 S.W.2d 568 (Tex.Crim.App.1989) ] is generally
whether the amount and nature of the untainted evidence permits a
confident inference that the error did not influence the trier of
fact.” G. Dix & R. Dawson, Texas Criminal Practice and Procedure §
43.441 at 349 (1995).
Turning to the facts of the instant case, I
have no difficulty concluding beyond a reasonable doubt that the
prosecutor's argument did not contribute to appellant's conviction
or punishment. My conclusion is based on several obvious factors.
First, the State's case during the guilt/innocence stage was
strong, if not actually overwhelming. Two witnesses positively
identified appellant as one of the individuals who beat and
kidnapped the victim from the parking lot of a Beaumont
convenience store on November 9, 1992. One of those witnesses also
testified that appellant told the victim that he was going to kill
him.FN2 Finally, a third witness testified that she knew appellant
and that he confessed to her sometime shortly after the victim's
body was found. FN2. The victim's body was found on the early
morning of November 10, 1992, about two blocks from the same
convenience store. An autopsy confirmed that the causes of death
were gunshot wounds to the victim's head and neck.
Second, the State's case at the punishment
stage was also strong. The State's evidence established that
appellant had been convicted previously, in Texas courts, of
robbery (once) and aggravated robbery (twice). In addition, five
witnesses testified that appellant had a bad reputation for being
peaceable and law-abiding. Third, the prosecutor's statements that
defense counsel “wished for a guilty man to go free” and had “no
obligation to see that justice was done,” although inappropriate
and unfortunate, did not place appellant in a poorer light in the
context of the evidence presented at trial. Fourth, the
prosecutor's statements were quickly followed by his admission
that defense counsel had represented appellant “within the bounds
of the law.” The prosecutor did not allege or imply that defense
counsel had suborned perjury or had otherwise engaged in illegal
tactics. Thus, the prosecutor's statements did not amount to an
impermissible attack on the defense's case, to the extent that
reversible error was committed. Fifth, the prosecutor's statements
were not repeated or emphasized elsewhere in his lengthy closing
argument. Sixth, the trial court's overruling of appellant's
objection, although erroneous, is not in itself dispositive in a
harmless error analysis. See Orona v. State, 791 S.W.2d 125,
128–130 (Tex.Crim.App.1990). Seventh, I discern nothing in the
record that would indicate that the prosecutor was deliberately
attempting to taint the trial process. Rather, it seems only that
the prosecutor was attempting to respond to the arguments of
opposing counsel. For that same reason, I doubt that holding the
prosecutor's argument harmless would encourage the State to repeat
such an argument with impunity in the future.
In summary, I conclude beyond a reasonable
doubt that the prosecutor's argument, though error, was not the
type of error that, either alone or in context, mandates reversal
under Rule 81(b)(2). There is little, if any, likelihood that the
prosecutor's argument changed the result of the trial.
Accordingly, I dissent.
Wilson v. State, 7 S.W.2d 136
(Tex.Cr.App. 1999) (Direct Appeal - Affirmed)
Defendant was convicted in the District Court,
Jefferson County, 1. Leonard J. Giblin, J., of capital murder and
was sentenced to death. Defendant appealed. The Court of Criminal
Appeals, 938 S.W.2d 57, reversed and remanded. Upon remand,
defendant was again convicted in the District Court, Jefferson
County, of capital murder and sentenced to death. Defendant
appealed. The Court of Criminal Appeals, Keller, J., held that:
(1) murder conviction was supported by sufficient evidence; (2)
sufficient evidence supported finding of defendant's future
dangerousness, for sentencing purposes; (3) state's delayed
disclosure of exculpatory evidence did not prejudice defendant;
and (4) prosecution's statements in closing argument were not
improper. Affirmed.
KELLER, J., delivered the unanimous opinion of
the Court.
In a trial beginning in January 1998, appellant
was convicted of capital murder for the kidnapping and murder of
Jerry Williams. Tex. Penal Code Ann. § 19.03(a)(2).FN1 Pursuant to
the jury's answers to the special issues set forth in Texas Code
of Criminal Procedure art. 37.071 §§ 2(b) and 2(e), the trial
judge sentenced appellant to death. Article 37.071 § 2(g). FN2
Direct appeal to this Court is automatic. Article 37.071 § 2(h).
Appellant raises fourteen points of error. We will affirm. FN1.
The statute provides: “A person commits an offense if he commits
murder as defined under Section 19.02(b)(1) and ... the person
intentionally commits the murder in the course of committing or
attempting to commit kidnapping....” FN2. Unless otherwise
indicated all future references to Articles refer to the Code of
Criminal Procedure.
I. SUFFICIENCY OF THE EVIDENCE
A. Guilt
In point of error four, appellant complains
about the trial court's refusal to grant his motion for an
instructed verdict of acquittal. In point of error five, appellant
complains that the evidence is legally and factually insufficient
to support his conviction. The evidence showed the following: On
November 4, 1992, Officer Robert Roberts and other police officers
entered appellant's apartment pursuant to a search warrant. Jerry
Williams was the confidential informant whose information enabled
Roberts to obtain the warrant. Williams entered and left the
apartment minutes before the police went in. Appellant, Vincent
Webb, FN3 and a juvenile female were present in the apartment.
Over 24 grams of cocaine were found, and appellant and Webb were
arrested for possession of a controlled substance. Appellant was
subsequently released on bond, but Webb remained in jail. Sometime
after the incident, appellant told Terry Lewis that someone had
“snitched” on appellant, that the “snitch” was never going to have
the chance to “to have someone else busted,” and that appellant
“was going to get him.” FN3. Webb was sometimes known as “Gun.”
On November 9, 1992, several observers saw an
incident take place in the parking lot in front of Mike's Grocery.
Vanessa Zeno and Denise Ware were together in the parking lot.
Caroline Robinson and her daughter Coretta Robinson were inside
the store. Julius Lavergne was outside the store, but came in at
some point to relay information to Caroline. The doors to Mike's
Grocery were made of clear glass, and Coretta stood by the door
and watched. Zeno, Ware, Coretta, and Lavergne watched the events
unfold while Caroline called the police. These witnesses testified
consistently although some witnesses noticed details not noticed
by others. In the parking lot, appellant stood over Williams and
beat him. Appellant asked Williams, “What do you want to be a
snitch for? Do you know what we do to a snitch? Do you want to die
right here?” In response, Williams begged for his life. Andrew
Lewis, Terry's husband, was pumping gasoline in his car at the
time. Williams ran away from appellant and across the street to a
field.FN4 FN4. Zeno characterized the location as a parking lot.
The other witnesses characterized it as a field.
Appellant pursued Williams and caught him.
Andrew drove the car to the field. While Williams struggled
against them, appellant and Andrew forced Williams into the car.
At some point during this incident, either in front of Mike's
Grocery, across the street, or at both places, Andrew participated
in hitting Williams and appellant asked Andrew: “Where's the gun?”
Appellant told Andrew to get the gun and said that he (appellant)
wanted to kill Williams.FN5 They drove toward a Mobil refinery.
Zeno and Ware drove back to their apartments, which were close by,
and when they arrived, they heard what sounded like gunshots from
the direction of the Mobil plant. FN6
FN5. Some of the witnesses could not determine
which man said, “Where's the gun?”—leaving open the possibility
that Andrew may have made that statement. FN6. Zeno testified that
it was also possible that the sounds could have been produced by
manufacturing processes at the Mobil plant.
Sometime after the incident, appellant told his
wife, in the presence of Terry Lewis and her husband, “Baby, you
remember the nigger FN7 I told you I was going to get? I did it. I
don't know if he dead or what, but I left him there to die.” When
Terry looked back at her husband, appellant stated, “Don't be mad
at Andrew because Andrew did not do it. I did it.”
On November 10, 1992, a bus driver noticed
Williams' dead body on the side of a road. The autopsy report
concluded that Williams died from close range gunshot wounds to
the head and neck. Having known appellant for 16 years, Zeno
identified appellant. Lavergne and Coretta recognized Williams but
did not know appellant or Andrew. Lavergne subsequently identified
Andrew in a photo line-up. At that time, Lavergne told law
enforcement authorities that the man he identified in the photo
was the “helper,” rather than the primary actor. The other man,
who Lavergne described as having a “gerry curl,” made the threats
and conducted most of the beating of Williams. Under defense
cross-examination at trial, Lavergne testified that the man in the
photo (i.e. Andrew Lewis) was the man with the gerry curl and
hence, the primary actor. But, upon redirect examination, Lavergne
testified that his earlier testimony was in error, and that the
man in the photo was not the one with the gerry curl. This
contradiction led to questioning that explored an incident
involving Lavergne, defense counsel, and appellant. At one time,
defense counsel and appellant interviewed Lavergne together, while
Lavergne was in jail for an offense unrelated to the present case.
No representatives of the district attorney's office were present.
Appellant asked Lavergne for his father's name, and appellant
asked if Lavergne had a new baby. These questions made Lavergne
feel scared and intimidated, and he wondered how appellant could
have known about Lavergne's new baby.
In evaluating legal sufficiency, we must view
the evidence in the light most favorable to the verdict and
determine whether any rational trier of fact could have found the
elements of the offense beyond a reasonable doubt. Jackson v.
Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979).
Our review of the record shows ample evidence to support the
conviction. Williams was the informant who caused appellant to be
arrested for cocaine. Appellant could have inferred from Williams'
presence at his apartment immediately before the police arrived
that Williams had indeed “snitched” on appellant. That sequence of
events established a motive for the murder. Appellant's statements
to Terry Lewis and his later statements to Williams show that
appellant intended to act upon that motive and kill Williams.
Appellant assaulted and kidnapped Williams in front of several
eyewitnesses, and later, appellant bragged that he had left the
“snitch” to die. The latter statement could have been reasonably
interpreted as an admission that appellant had in fact fulfilled
his earlier threats to kill the victim. The short time frame in
which these events occurred—a matter of several days—also supports
the inference that these events were connected. And appellant's
references to Lavergne's father and new baby reasonably could have
been interpreted as a veiled attempt to influence Lavergne's
testimony. Such an attempt to tamper with a witness is evidence of
“consciousness of guilt.” See Ransom v. State, 920 S.W.2d 288, 299
(Tex.Crim.App.1996)(opinion on rehearing).
Appellant contends that the only evidence
supporting a finding of guilt was inadmissible hearsay testimony
that was repudiated by in-court testimony. However, all evidence
admitted at trial—including improperly admitted evidence—is
considered in a legal sufficiency review. Dewberry v. State, 4
S.W.3d 735, 740–41 (Tex.Crim.App.1999); Johnson v. State, 967
S.W.2d 410, 412 (Tex.Crim.App.1998). Appellant does not explain
what evidence he considers to be hearsay or why such evidence
should be considered so weak that it would be insufficient to
support a conviction under Jackson. Nor does he explain what
testimony repudiates the hearsay testimony. And, while we have
found the record to contain a number of out-of-court statements
that support the verdict, most of those statements were made by
appellant, and thus qualify as party-opponent admissions, which
are not hearsay. Tex.R.Crim. Evid. 801(e)(2)(A). Likewise,
eyewitness testimony concerning appellant's acts of beating and
abducting Williams are not hearsay nor is the testimony concerning
gunshot sounds.
Appellant also claims that the evidence is
insufficient because it fails to exclude every outstanding
reasonable hypothesis other than guilt. We have rejected the
reasonable hypothesis construct as a measure of legal sufficiency.
Geesa v. State, 820 S.W.2d 154, 161 (Tex.Crim.App.1991). In
determining whether the evidence is factually sufficient to
support the conviction, we must view all of the evidence, without
the prism of “in the light most favorable to the prosecution,” and
set aside the verdict only if it is so contrary to the
overwhelming weight of the evidence as to be clearly wrong and
unjust. Clewis v. State, 922 S.W.2d 126, 129 (Tex.Crim.App.1996).
Although the existence of alternative reasonable hypotheses may be
relevant to, but are not determinative in, a factual review,
appellant cites no alternative hypotheses in his brief. And we
perceive no reasonable hypotheses that would exculpate him. Only
two possible hypotheses are present from the record. One is that
Webb killed Williams or secured someone other than appellant to do
so. Being present in the same drug bust with appellant, Webb
possessed a similar motive to harm Williams. And Williams had said
to a police officer, “Gun's after me. I need to get out of here.”
But, the evidence established that Webb was in jail at the time of
the murder. Besides a common motive and William's statement about
“Gun,” no evidence in any way implicated Webb in the murder. By
contrast, appellant is strongly linked to the murder by his
admissions and the kidnapping incident. The only other hypothesis
is that Andrew acted alone or as the primary actor in killing
Williams. There is no evidence that Andrew acted alone, and there
is very little evidence that Andrew was the primary actor. FN8
Most of the evidence points solidly to appellant as the primary
actor who carried out the murder. And appellant does not point to,
nor do we perceive, any other evidence of significant value
exculpating appellant from the murder. The record fails to show
that appellant's conviction was against the overwhelming weight of
the evidence. The evidence is legally and factually sufficient to
support appellant's conviction. Points of error four and five are
overruled. FN8. Even if Andrew were the primary actor, appellant
could still be guilty as a party. See Texas Penal Code §
7.02(a)(2).
B. Future dangerousness
In point of error six, appellant contends that
the evidence is legally insufficient to support the jury's
affirmative answer to the future dangerousness special issue.FN9
We utilize the Jackson standard for reviewing the legal
sufficiency in this context: we view the evidence in the light
most favorable to the jury's finding and ask whether any rational
trier of fact could have found beyond a reasonable doubt that
there was a probability that appellant would commit further acts
of violence that would constitute a continuing threat to society.
Brooks v. State, 990 S.W.2d 278, 284 (Tex.Crim.App.1999). Factors
relevant to determining whether the evidence supports a finding of
future dangerousness include but are not limited to: (1) the
circumstances of the capital offense, including the defendant's
state of mind and whether he was working alone or with other
parties; (2) the calculated nature of the defendant's acts; (3)
the forethought and deliberateness exhibited by the crime's
execution; (4) the existence of a prior criminal record, and the
severity of the prior crimes; (5) the defendant's age and personal
circumstances at the time of the offense; (6) whether the
defendant was acting under duress or the domination of another at
the time of the commission of the offense; (7) psychiatric
evidence; and (8) character evidence. Id. (citing Keeton v. State,
724 S.W.2d 58, 61 (Tex.Crim.App.1987)). Although these factors are
all relevant, the circumstances of the offense “can be among the
most revealing evidence of future dangerousness and alone may be
sufficient to support an affirmative answer to that special
issue.” Bell v. State, 938 S.W.2d 35, 41 (Tex.Crim.App.1996),
cert. denied, 522 U.S. 827, 118 S.Ct. 90, 139 L.Ed.2d 46 (1997).
FN9. That issue asks: “whether there is a probability that the
defendant would commit criminal acts of violence that would
constitute a continuing threat to society.” Article 37.071, §
2(b)(1).
A rational jury could find that the
circumstances of the crime indicate that appellant would commit
future violent criminal acts. The murder in this case was a
retaliatory act, committed against a person who exposed
appellant's criminal activity. Appellant had been previously
arrested twice for possession of cocaine: in April and November
1992. The presence of other individuals in appellant's home along
with cocaine in November suggests the probability that appellant
was a drug dealer. His act of killing Williams showed appellant's
willingness to kill to further his criminal enterprise. FN10
Moreover, appellant's statements to Terry Lewis about “getting a
snitch” showed that the crime was a product of forethought and
deliberation. And appellant appeared to be the primary actor,
rather than someone who was acting under the domination of
another. Further, the boldness of appellant's conduct—kidnapping
the victim during the daylight hours in front of several
witnesses—shows a personality that is especially unlikely to be
deterred by the threat of legal sanction. FN10. Even if appellant
were simply a drug user, however, his actions evinced a
willingness to kill to enable his illegal activity to continue.
Appellant's background and character also
indicate that he would probably be a future danger to society.
Appellant was convicted of committing two aggravated robberies in
1981. In one of those aggravated robberies, he pointed a shotgun
at the clerk of a convenience store. He was convicted of robbery
in 1987. Several law enforcement agents who were familiar with
appellant's reputation and character testified that appellant's
reputation for being a peaceable and law abiding citizen was bad
and that their opinion also was that his character was bad. David
Froman, a Beaumont police officer, called appellant “a lawless
person.” Charles Little, who worked for the Jefferson County
Sheriff's Department, stated that appellant was a “very violent
person.” And, appellant's statement after the murder, “Baby, you
remember the nigger I told you I was going to get? I did it. I
don't know if he dead or what, but I left him there to die,”
indicates a lack of contrition for the offense. Also, appellant
cannot claim his violence to be a passing part of his youth. He
was thirty-four years old when he killed Williams. The evidence
was legally sufficient to support the jury's finding of future
dangerousness. Point of error six is overruled.
II. GUILT / INNOCENCE
A. Extraneous offense
In point of error seven, appellant contends
that the trial court erred in admitting an extraneous offense
without a proper and timely limiting instruction. In point of
error eight, he complains that the trial court erred in admitting
the extraneous offense without applying the appropriate Rule 403
balancing test. The offense in question is appellant's November
4th arrest for possession of cocaine. At a pretrial hearing,
appellant moved to suppress the cocaine-related evidence on the
ground that the evidence was illegally obtained. After the trial
court denied that motion, the parties and the trial court
discussed the impact of Texas Rules of Evidence 404(b) and 403.
The trial court stated that he believed, based upon the evidence
at appellant's previous trial, that the extraneous offense would
be admissible but reserved final judgment on the Rule 403 issue in
case the events at trial required a different ruling: What the
Court's going to do, because I recall a lot of the previous trial,
based on what the evidence was in the previous trial, the Court's
going to grant the State's request that this be admitted for the
purpose of motive, but recognizing also that during the second
trial it may not develop the same way. I want to have the chance
to say it's more prejudicial than it is probative. But barring
that, I'm going to admit it as of now; but I may change my ruling
as the case develops during the trial. In response, the defense
attorney stated “in light of that and in anticipation of an
adverse ruling, we would ask for a limiting instruction when the
time is appropriate.” The trial court responded, “Okay. And I
request the State to approach the bench to advise the Court that
he intends to put on that evidence, give the Court an opportunity
to change its ruling and to grant the defense request that it not
be admitted during the guilt/innocence phase.”
During trial, a hearing was held outside the
presence of the jury to determine whether the evidence was
admissible. Defense counsel reurged his objections under Rules
404(b) and 403 but did not request a limiting instruction at that
time. The defense attorney included, within his objections, a
request for the trial court to conduct a balancing test. After
hearing all of the defense objections, the trial court stated:
“Court's going to overrule the defense objection and allow the
extraneous offense of November the 4th to be admitted for the
purposes of identity, motive, and intent.” In the presence of the
jury, appellant renewed his objections to the extraneous offense
but did not request a limiting instruction. The trial court again
overruled appellant's objections. A limiting instruction was
included in the jury charge.
Appellant has procedurally defaulted any claim
with respect to a limiting instruction. The only time appellant
ever requested a limiting instruction was at the pretrial hearing.
The trial court did not appear to make a final ruling at that
hearing. The trial court appeared to reserve the Rule 403
question, making a request for a limiting instruction premature.
Appellant's counsel himself stated that he “anticipated” an
adverse ruling, implying that such had not yet occurred. And the
trial court required the State to approach the bench before
delving into the subject matter. The trial court's action appears
to be in the nature of a ruling on a motion in limine, which does
not preserve error. Wilkerson v. State, 881 S.W.2d 321, 326
(Tex.Crim.App.), cert. denied, 513 U.S. 1060, 115 S.Ct. 671, 130
L.Ed.2d 604 (1994). Moreover, even if the trial court's ruling
were interpreted as a final ruling upon the admissibility of the
evidence, appellant did not obtain an adverse ruling upon his
request for a limiting instruction. The trial court answered
appellant's request with “okay,” which was either no ruling or a
favorable ruling. Even if the trial court's response were
interpreted as a favorable ruling, appellant was required to
object when the circumstances appeared to show that the trial
court's ruling was not being enforced. See Moore v. State, slip
op. at 14 (Tex.Crim.App. April 21, 1999)(failure of court reporter
to record bench conferences after trial court had granted motion
to have bench conferences recorded).
Further, appellant's request was not specific
enough as to time; he simply asked for an instruction “when the
time is appropriate” without indicating what he believed the
appropriate time to be. The trial court did include a limiting
instruction in the jury charge, which is one appropriate time for
the instruction. Appellant did not express a clear desire for an
instruction to be given contemporaneously with the admission of
the evidence. Complaints must be alleged “with sufficient
specificity to make the trial court aware of the complaint.”
Tex.R.App. P. 33.1(a)(1)(A). As for appellant's allegation that
the trial court failed to engage in a Rule 403 balancing test, the
record does not show that the trial court failed to conduct such a
balancing test. The trial court's discussion of the issue at the
pretrial hearing indicates that the trial court had conducted a
balancing test and determined that the evidence would be
admissible if the presentation of the evidence did not deviate
materially from what had occurred at appellant's previous trial.
At trial, in the hearing outside the jury's presence, the trial
court overruled appellant's objection but did not expressly rule
upon appellant's request for a balancing test. Appellant did not
ask the trial court to conduct a balancing test on the record, and
appellant cannot exclude the possibility that the trial court
conducted the balancing test in his mind. Moreover, the extraneous
offense evidence was so clearly admissible that we cannot perceive
reversible error stemming from any failure to engage in a
balancing test. Points of error seven and eight are overruled.
B. Expert testimony
In points of error nine and ten, appellant
complains about the trial court's actions surrounding the
admission of expert testimony from Steve Thrower, an investigator
with the Jefferson County Criminal District Attorney's office.
Appellant contends that the trial court failed to conduct a proper
gatekeeping analysis and that the evidence was inadmissible under
Texas Rule of Criminal Evidence 702. Appellant's only objection
regarding these matters occurred in the following colloquy: Q.
Now, based on your training and experience, investigator, did you
reach a conclusion as to the time that the victim in this case was
shot? A. Yes— [DEFENSE COUNSEL]: (Interrupting) Your Honor, I'm
going to object to this. I'd like to take this subject under voir
dire to determine if he is qualified to determine time, also have
possibly a 705 hearing.
In response to defense counsel's request, the
trial court convened a hearing outside the presence of the jury.
Both the defense and the State elicited testimony from Thrower
during this hearing. At the conclusion of the hearing, the trial
court stated that he would allow the testimony. Appellant made no
objections to the scope of the hearing or the manner in which it
was conducted. Nor did appellant raise any objection to Thrower's
qualification as an expert witness. Having failed to apprise the
trial court of the claims he currently advances on appeal,
appellant has procedurally defaulted those claims. Tex.R.App. P.
33.1(a)(1)(A). Points of error nine and ten are overruled.
C. Exculpatory evidence
In points of error eleven and twelve, appellant
contends that the trial court erred in failing to grant a
continuance or a mistrial due to the State's tardy disclosure of
exculpatory evidence. On February 18, 1998, at the conclusion of
jury selection and five days before trial testimony began, the
State disclosed that Williams had told Officer Clay Woodward that
“Gun” was after him. According to the State's letter disclosing
that fact, the State had believed that “Gun” referred to appellant
and had been unaware that “Gun” was Webb's street name until the
State interviewed Webb that day. At trial, Webb testified that his
street name was in fact “Gun.” Woodward testified at trial that
Williams related that “Gun” was after him. Woodward further
testified that he asked Williams, “Who is Gun?” Williams replied,
“You know, Big Merv, Marv, the guy you-all busted.” The November
4, 1992 search warrant specified that the police expected to find
“A black male known to Affiant as Gun. A black male known to
affiant as Marvin Lee Wilson DOB 1/5/58. Described as 5'10”, 175 #
, and person or persons whose idetities (sic) are unknown to
Affiant.” The defense had previously been aware of the search
warrant and had also known that Webb was arrested along with
appellant in the drug raid occurring on November 4. During the
State's rebuttal portion of the guilt-innocence phase of the
trial, the trial court conducted its hearing on the qualification
of Thrower as an expert witness (see also part B above). During
this hearing, defense counsel received several documents that were
relied upon by Thrower in forming his opinions. One of those
documents was a report by investigator C.D. Ashworth that was made
on November 11, 1992. The report identified Webb as “Gun”: “The
one on the floor in the living room was identified as Vincent
Dwayne Webb, aka-Gun and the one in the kitchen was identified as
Marvin Lee Wilson.” Based upon this information, defense counsel
asked for a mistrial or a continuance. Defense counsel asserted
that the defense team had been conducting an exculpatory evidence
investigation since the State's disclosure on February 18, 1998
but needed more time to follow leads. The following colloquy
ensued: THE COURT: But Mr. Gun was here to testify. [DEFENSE
COUNSEL]: He did, Your Honor. THE COURT: I don't understand what
more would you need for a continuance. [DEFENSE COUNSEL]: Well,
his friends, his other gang members, his other associations,
things like that. After further discussion, the trial court denied
appellant's motions for mistrial and continuance.
Appellant now claims that the State's tardy
disclosure violated his due process right to the disclosure of
exculpatory evidence under Brady v. Maryland, 373 U.S. 83, 83
S.Ct. 1194, 10 L.Ed.2d 215 (1963). However, appellant has
procedurally defaulted his claim. To preserve error, a complaint
must be made to the trial court in a timely fashion. Tex.R.App. P.
33.1(a)(1). To be timely, a complaint must be made as soon as the
grounds for complaint is apparent or should be apparent. Hollins
v. State, 805 S.W.2d 475, 477 (Tex.Crim.App.1991). That subsequent
events may cause a ground for complaint to become more apparent
does not render timely an otherwise untimely complaint. Id. The
State disclosed five days before the beginning of trial testimony
the pertinent evidence, which consisted of: (1) Williams'
statement about “Gun” being after him and (2) that Webb's street
name was “Gun.” Appellant was alerted at that time of the need to
investigate Webb's friends and associates, and defense counsel
stated that such an investigation was in fact begun after the
State's disclosure. But appellant did not request a continuance
before testimony began, nor did he request a continuance before he
rested his case-in-chief. The only new information learned by
appellant during the State's rebuttal was that the State first
possessed evidence indicating that Webb was known as “Gun” much
earlier than the State had represented in its February 18 letter.
Such new information about when the State knew what it knew did
not have any tendency to produce leads that had before been
unknown to the defense team. Appellant acted untimely by waiting
to request a continuance until after jeopardy had attached and
both sides had rested their cases-in-chief.
Moreover, even if we considered appellant's
complaint to be timely, his claim would fail. To prevail on his
Brady claim, appellant must show that the State's tardy disclosure
prejudiced him. Little v. State, 991 S.W.2d 864, 867
(Tex.Crim.App.1999). To show prejudice, appellant must show a
reasonable probability that, had the evidence been disclosed to
the defense earlier, the result of the proceeding would have been
different. Id. at 866. For two reasons, appellant does not satisfy
that showing. First, appellant had long been aware of other
evidence that Webb possessed a motive to murder Williams. Webb was
arrested along with appellant in the November 4, 1992 cocaine bust
in which Williams was the confidential informant. And the arrest
warrant appears to identify two men, “Gun” and appellant.FN11
Knowing in 1992 that Webb had a motive for murder, appellant had
ample time to conduct an investigation. Second, appellant failed
to identify at trial what witnesses, other than Webb, would be
called (presumably because he did not know). And appellant does
not now explain, or point to anywhere in the record that explains,
what witnesses he might have called had his attorneys been given
further time to investigate. And appellant has not shown any
reason to believe that additional witnesses exist. Points of error
eleven and twelve are overruled. FN11. Because no descriptive
characteristics are given for “Gun” while appellant's name,
height, and weight are given after “Gun” is mentioned, a possible
interpretation of the language in the warrant could be that
appellant's name and description were intended to describe the
person known as “Gun.” However, parallel language in the warrant
tends to discredit that interpretation: both “Gun” and appellant
were introduced as “A black male known to affiant as
....“—indicating that two people were in fact being described.
D. Jury argument
In points of error thirteen and fourteen,
appellant contends that the prosecutor engaged in an argument that
improperly struck at appellant over the shoulders of counsel and
that argued matters outside the record. The complained-of
argument, along with appellant's objections and the trial court's
rulings, is set out as follows: So, we go to Skunk No. 4. We go
to—and it was not a skunk I expected. It was not a detour that I
expected. And that detour was Julius Lavergne. And let me tell
you, Julius Lavergne and the way that you, unfortunately, got the
evidence that Julius Lavergne had to give you, it was truly
unfortunate. To get the best information, ladies and gentlemen,
from this witness stand is to try to get the case—try to get the
case tried in a timely manner and don't fool with the witnesses.
Don't— [DEFENSE COUNSEL]: (Interrupting) Your Honor, I'm going to
object to counsel's comment, “fool with the witness,” as striking
at the defendant over counsel's shoulder. THE COURT: Sustain the
objection. [DEFENSE COUNSEL]: Would ask the jury be instructed to
disregard counsel's comment. THE COURT: Jury disregard the comment
about the defense lawyers fooling with the witnesses. [DEFENSE
COUNSEL]: And we'd move for a mistrial. THE COURT: Mistrial
denied.
[PROSECUTOR continues]: You know, I have the
same obligation to try to bring you good, credible witnesses. I
have that obligation. And I cannot perform a showup like the
kind—the evidence that you heard in this trial about Julius
Lavergne being shown—this man being shown July Lavergne in the
jail and bring that evidence to you. I couldn't do that. I
couldn't. Picture this scenario. You got a guy sitting in jail, a
Julius Lavergne, a young man, kid, who knows what he knows. I
don't think he's bright. You folks may think he is. I think he's
courageous, but he probably wasn't too courageous when he gets
pulled out of that cell by these defense lawyers and he gets
brought face-to-face with a person that he had previously
testified in another— [DEFENSE COUNSEL]: (Interrupting) Your
Honor, we're going to object to counsel's line of questioning here
as referring to matters outside this record. THE COURT: He's not
questioning right now. You're saying he's questioning. I don't
understand your objection. [DEFENSE COUNSEL]: Well, he's stating
testimony that is outside the record. THE COURT: Sustain the
objection that part. [DEFENSE COUNSEL]: I'd ask the jury be
instructed to disregard counsel's comment. THE COURT: Jury
disregard the comment—which part is outside the record? [DEFENSE
COUNSEL]: Where he was saying there was some kind of—brought out,
showed things, contradicting testimony. THE COURT: I'll sustain
the objection, to be safe. [DEFENSE COUNSEL]: Ask the jury to be
instructed to disregard counsel's argument. THE COURT: Jury
disregard the argument that the defense counsel related to.
[DEFENSE COUNSEL]: And move for a mistrial. THE COURT: Mistrial
denied.
Four permissible areas of jury argument are:
(1) summation of the evidence; (2) reasonable deductions from the
evidence; (3) answers to the argument of opposing counsel; and (4)
pleas for law enforcement. Wilson v. State, 938 S.W.2d 57, 59
(Tex.Crim.App.1996). We have held consistently that arguments
attacking defense counsel are improper because they unfairly
inflame the jury against the accused. Id. at 59–60 (discussing
cases). But the present case is distinguishable from those cases
because the prosecution's argument was based upon the testimony of
a witness. Lavergne testified that defense counsel told him that
appellant was not the primary actor in the kidnapping incident.
Lavergne also testified that he was brought into a face-to-face
meeting with the defendant and his attorneys. During this meeting,
Lavergne was asked whether appellant was the man with the gerry
curl or whether that man was the one in the photograph (Andrew
Lewis). The evidence of appellant and his attorneys' involvement
was relevant to show why Lavergne initially testified that the man
in the photograph was the primary actor and why Lavergne later
changed his testimony to say that appellant was the primary actor.
The complained-of arguments were summations of the evidence and
reasonable deductions from the evidence. Contrary to appellant's
contention in point of error fourteen, the arguments were not
outside the record. Contrast id. at 60 (attacks upon defense
counsel were based upon matters outside the record). In the
present case, the witness changed his testimony and indicated that
he had been influenced by defense counsels' conduct. The State was
entitled to discuss those events to explain why Lavergne changed
his testimony. Moreover, the testimony showed that appellant
participated in some of the conduct involved. To the extent that
appellant participated in the conduct, references to defense
counsels' participation did not constitute an unfair strike at the
defendant.
Further, even if the prosecutor's comments were
improper, the trial court's instructions to disregard cured any
error. Where arguments that strike over the shoulders of defense
counsel are not particularly egregious, an instruction to
disregard will generally cure the error. Dinkins v. State, 894
S.W.2d 330, 357(Tex.Crim.App.1995), cert. denied, 516 U.S. 832,
116 S.Ct. 106, 133 L.Ed.2d 59.
III. PUNISHMENT
In points of error one and two, appellant
contends that the death penalty scheme violates the United States
and Texas constitutions by failing to require that a jury be
informed that a person sentenced to life in a capital case would
not be eligible for parole for thirty-five years. In point of
error three, appellant contends that the trial court erred in
denying appellant's request that the jury be instructed that a
person sentenced to life in a capital case would not be eligible
for parole for thirty-five years. We have held consistently that
the United States and Texas constitutions do not require that a
jury in a capital case be given such information. Jones v. State,
982 S.W.2d 386, 394 (Tex.Crim.App.1998)(citing Smith v. State, 898
S.W.2d 838 (Tex.Crim.App.)(plurality op.), cert. denied, 516 U.S.
843, 116 S.Ct. 131, 133 L.Ed.2d 80 (1995) and progeny). Points of
error one through three are overruled. The judgment of the trial
court is affirmed.
Wilson v. Cockrell, 70 Fed.Appx. 219
(5th Cir. 2003) (Habeas)
Following affirmance of his capital murder
conviction, 1. 7 S.W.3d 136, the United States District Court for
the Eastern District of Texas dismissed defendant's federal habeas
corpus petition. Upon defendant's application for a certificate of
appealability (COA), the Court of Appeals held that: (1) defendant
failed to make a substantial showing of a Batson violation, and
(2) defendant failed to make a substantial showing that his trial
counsel provided ineffective assistance. Application denied.
PER CURIAM.
Petitioner-Appellant Marvin Lee Wilson, a Texas
death row inmate, is before us seeking a certificate of
appealability (COA) to contest the district court's grant of
summary judgment dismissing his federal habeas corpus petition
filed pursuant to 28 U.S.C. § 2254. We deny COA.
I FACTS AND PROCEEDINGS
Wilson was convicted and sentenced to death for
the murder of Jerry Williams during the course of a kidnaping. See
Wilson v. State, 938 S.W.2d 57, 58 (Tex.Crim.App.1996). On direct
appeal, the Texas Court of Criminal Appeals (CCA) reversed because
of improper jury arguments by the prosecutor and remanded for a
new trial. Id. at 58-62. Following remand, Wilson was retried and
was again convicted and sentenced to death. Wilson v. State, 7
S.W.3d 136, 139 (Tex.Crim.App.1999). The discrete facts of
Wilson's crime as reflected by the evidence were summarized by the
state appellate court on direct appeal. Id. at 139-41. Wilson's
conviction and sentence were affirmed on direct appeal, id. at
141-48, and he filed a state habeas application, which the CCA
denied on the basis of the trial court's findings. After
exhausting his state remedies, Wilson filed the instant § 2254
petition in which he argued that (1) the trial court erred in
failing to instruct the jury that if he were sentenced to life in
prison, he would not be eligible for parole until he had served 35
years; (2) the statutory definition of kidnaping contained in the
Texas capital murder statute is unconstitutional and overly broad;
(3) the prosecutor exercised peremptory strikes in a racially
discriminatory manner ( “Batson claim”); (4) the State violated
his right to be free from an unreasonable search and seizure by
introducing evidence seized pursuant to an invalid search warrant;
and (5) counsel provided ineffective assistance at both the trial
and appellate level (“ineffective assistance claim”). The state
filed a motion for summary judgment, arguing that Wilson's claims
were procedurally barred or were otherwise without merit. The
district court concluded that all of Wilson's claims were without
merit, granted the state's motion for summary judgment, and
dismissed Wilson's § 2254 petition. Wilson timely filed notices of
appeal and a request for COA, which the district court denied.
II ANALYSIS
A. AEDPA Review
To obtain a COA, Wilson must make a substantial
showing of the denial of a constitutional right. 28 U.S.C. §
2253(c)(2). When, as here, the district court's dismissal is on
the merits, “[t]he petitioner must demonstrate that reasonable
jurists would find the district court's assessment of the
constitutional claims debatable or wrong.” Slack v. McDaniel, 529
U.S. 473, 484, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000).
Determination whether to issue a COA does not involve full
consideration of the merits of the habeas claims; instead, it
“requires an overview of the claims in the habeas petition and a
general assessment of their merits.” Miller-El v. Cockrell, 537
U.S. 322, 123 S.Ct. 1029, 1039, 154 L.Ed.2d 931 (2003). A
petitioner must prove “something more than the absence of
frivolity or the existence of mere good faith,” but he is not
required to show that he would succeed on appeal. Id. at 1040
(quotation marks and citation omitted). We review the district
court's application of the AEDPA to the petitioner's
constitutional claims and ask whether the district court's
resolution of those claims was debatable among jurists of reason.
Id. at 1039. The AEDPA provides a scheme of deference to be used
in reviewing claims in a state prisoner's habeas corpus petition
that were adjudicated on the merits in state-court proceedings.
See 28 U.S.C. § 2254(d); see also Hill v. Johnson, 210 F.3d 481,
484-85 (5th Cir.2000). The AEDPA's scheme of deference for claims
thus adjudicated requires a federal court to defer to the state
court's resolution of both pure questions of law and mixed
questions of law and fact unless the state court's determination
was “contrary to” or an “unreasonable application” of clearly
established federal law as determined by the Supreme Court. See
Hill, 210 F.3d at 485 (internal quotation marks omitted); see also
§ 2254(d)(1). A state court's decision is contrary to clearly
established federal law if it “applies a rule that contradicts the
governing law set forth” in Supreme Court cases or “if the state
court confronts a set of facts that are materially
indistinguishable from a decision of [the Supreme Court] and
nevertheless arrives at a result different from [the Court's]
precedent.” Williams v. Taylor, 529 U.S. 362, 405-06, 120 S.Ct.
1495, 146 L.Ed.2d 389 (2000). A state court's decision involves an
unreasonable application of clearly established federal law if the
state court “correctly identifies the governing legal rule but
applies it unreasonably to the facts of a particular prisoner's
case.” Id. at 407-08. Factual findings by the state court are
presumed to be correct in the absence of clear and convincing
evidence to the contrary. See 28 U.S.C. § 2254(e)(1).
Here, the district court found that the state
habeas court's findings and conclusions were not entitled to
deference under the AEDPA because the judge who presided over
Wilson's habeas proceeding had not presided over his trial.
Nevertheless, in addressing Wilson's Batson claim, the court did
defer to the trial court's findings. In cases governed by
pre-AEDPA law, we have held that factual findings following a
paper hearing by a judge other than the one who presided at trial
are not entitled to the presumption of correctness. See Salazar v.
Johnson, 96 F.3d 789, 792 (5th Cir.1996) (because the state habeas
judge was not the judge at the state trial, the paper hearing was
not an adequate and fair hearing); Perillo v. Johnson, 79 F.3d
441, 446-47 (5th Cir.1996) (same, but noting that a “paper
hearing” conducted in a habeas proceeding by a judge other than
the trial judge was not automatically prevented from receiving the
presumption of correctness); Nethery v. Collins, 993 F.2d 1154,
1157 n. 8 (5th Cir.1993). We have not, however, addressed in a
precedential post-AEDPA opinion, the treatment to be afforded a
state court's factual findings when, as here, they were based on a
paper record with conflicting affidavits and different judges.FN1
We need not do so here because the resolution of that issue is not
determinative of the outcome in this case: The state habeas
court's factual findings are supported by the remainder of the
record and Wilson cannot rebut them. Even if we were to review
Wilson's claims de novo, we would not conclude that he has made a
substantial showing of the denial of a constitutional right in
connection with any of the claims we consider today. FN1. We
granted a COA on this issue in Bass v. Cockrell, No. 02-20289. The
case is now in the briefing stages.
In seeking a COA from us, Wilson has briefed
only two of the claims he made in the district court, viz., the
Batson claim, and the ineffective assistance claim. In so doing,
Wilson has abandoned all other claims previously advanced. To be
preserved, arguments must be briefed, Yohey v. Collins, 985 F.2d
222, 225 (5th Cir.1993), and claims not adequately argued in the
body of the brief are deemed abandoned on appeal. Id. at 224-25.
Wilson is deemed to have abandoned all claims not briefed on
appeal, preserving only his Batson claim and his ineffective
assistance claim.
B. Batson Claim
Wilson argues that the prosecutor exercised
peremptory strikes in a racially discriminatory manner. The Equal
Protection Clause forbids a prosecutor to challenge potential
jurors solely on account of their race. Batson v. Kentucky, 476
U.S. 79, 89, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). In Batson, the
Supreme Court outlined a three-step process for evaluating defense
claims that a prosecutor used peremptory challenges in a manner
violative of the Equal Protection Clause: (1) A defendant must
make a prima facie showing that the prosecutor has exercised his
peremptory challenges on the basis of race; (2) the burden then
shifts to the prosecutor to articulate race-neutral reasons for
striking the veniremen in question; and (3) the trial court must
determine whether the defendant has carried his burden of proving
purposeful discrimination. Hernandez v. New York, 500 U.S. 352,
358-59, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991), citing Batson, 476
U.S. at 96-98. A defendant may establish a prima facie case of
discrimination solely on the basis of evidence concerning the
prosecutor's exercise of peremptory challenges. Batson, 476 U.S.
at 96. To do so, the defendant must show that he is a member of a
cognizable racial group and that the prosecutor exercised
peremptory challenges to veniremen of that group. The defendant
must also demonstrate that “these facts and any other relevant
circumstances raise an inference that the prosecutor used
[peremptory challenges] to exclude” the veniremen on account of
race. Id.; accord, United States v. Clemons, 941 F.2d 321, 323
(5th Cir.1991). The trial court should consider all relevant
circumstances in determining whether the defendant has established
a prima facie case. Factors to be considered by the trial court
include a “pattern” of strikes against veniremen of the challenged
racial group and the prosecutor's questions and statements during
voir dire and in exercising challenges. The Supreme Court
expressed confidence in the ability of trial courts to supervise
voir dire and determine whether the circumstances create an
inference of discrimination. Batson, 476 U.S. at 96-97.
Wilson contends that the prosecution used
peremptory challenges to eliminate black veniremen but accepted
non-black veniremen who possessed the same characteristics as the
eliminated Blacks. Accordingly, he insists the race-neutral
reasons offered by the prosecutor for excusing prospective black
jurors were pretextual. In Miller-El, a case involving a Batson
claim and the standard for the issuance of a COA, the Supreme
Court held that “[s]ince Miller-El's claim rest[ed] on a Batson
violation, resolution of his COA application require[d] a
preliminary, though not definitive, consideration of the
three-step framework mandated by Batson.” Miller-El, 123 S.Ct. at
1040. In Miller-El, the State conceded that Miller-El had
established a prima facie showing of discrimination, and Miller-El
acknowledged that the State proceeded through step two of the
Batson analysis by proffering facially neutral explanations for
the strikes. Id. Thus, the third step presented the determinative
question, i.e., whether Miller-El had carried his burden of
showing purposeful discrimination. Id. The Supreme Court held that
“[i]n the context of the threshold examination [of a] Batson claim
the issuance of a COA can be supported by any evidence
demonstrating that, despite the neutral explanation of the
prosecution, the peremptory strikes in the final analysis were
race based,” id. at 1041, and stated that “[i]t goes without
saying that this includes the facts and circumstances that were
adduced in support of the prima facie case.” Id. The Court held
that “[o]nly after a COA is granted will a reviewing court
determine whether the trial court's determination of the
prosecutor's neutrality with respect to race was objectively
unreasonable and ha[d] been rebutted by clear and convincing
evidence to the contrary.” Id. The Court also held that “[w]hether
a comparative juror analysis would demonstrate the prosecutors'
rationales to have been pretexts for discrimination is an
unnecessary determination at this stage” of the appeal process.
Id. at 1043. Rather, explained the Supreme Court, “[a]t this
stage, ... we only ask whether the District Court's application of
AEDPA deference, as stated in §§ 2254(d)(2) and (e)(1), to the
petitioner's Batson claim was debatable amongst jurists of
reason.” Id. at 1041-42.
The Supreme Court concluded in Miller-El that
the district court erred when it “accepted without question” the
fact-findings made by the state trial court and when it failed to
give full consideration to the substantial evidence the petitioner
put forth in support of his prima facie case, id. at 1042, and
that we had evaluated the petitioner's application for a COA in
the same way. Id. The Court held that such analysis was error
because it required the petitioner to meet the requirements for
actual habeas corpus relief, rather than those needed for the
issuance of a COA. Id. The Court further reasoned that rather than
deciding the merits of the appeal, we should only have inquired
whether a “substantial showing” of the denial of a constitutional
right had been proved. Id. When read in isolation, portions of the
Court's language in Miller-El might suggest that an appellate
court lacks jurisdiction to deny a COA to a petitioner based on
the merits of the petition; yet the court in Miller-El also stated
that the primary consideration at the COA stage is “the
debatability of the underlying constitutional claim, not the
resolution of that debate.” Id. Further, the Court said that the
“issuance of a COA must not be pro forma or a matter of course,”
and that a petitioner seeking a COA must prove “something more
than the absence of frivolity[.]” Id. at 1040 (quoting Barefoot v.
Estelle, 463 U.S. 880, 893, 103 S.Ct. 3383, 77 L.Ed.2d 1090
(1983)). Thus, the Supreme Court left open the possibility that
COA may be denied if there can be no debate regarding the
underlying constitutional claim under the facts as advanced by the
petitioner. In the instant case, Wilson and the State appear to
agree that Wilson established a prima facie case of
discrimination, and that the State presented race-neutral
explanations to rebut that prima facie case. Therefore, we turn to
the third step of Batson. We examine whether Wilson has made a
substantial showing that the State engaged in purposeful
discrimination when it exercised various peremptory challenges.
[1] Wilson first contends that the prosecution improperly struck
Euraline Andrus because (1) “[s]he was extremely weak on the death
penalty;” and (2) she had two sons who, she believed, were treated
unfairly by the criminal justice system. We consider the latter
justification first. Wilson claims that this second explanation
for striking Andrus was a pretext for discrimination. In support
of this contention, Wilson argues that the State failed to exclude
two similarly-situated jurors: John Murphy, who also felt betrayed
by the legal system, and Lisa Ann Phillips, who had friends and
family who were serving time. Contrary to Wilson's contentions,
Andrus (who was stricken), Murphy, and Phillips (who were not) did
not have the same or similar attitudes about the criminal justice
system. Murphy felt “betrayed” by it, not because he or someone
else he knew had been treated unfairly, but because “[l]ife in
prison” did not mean “life” but some lesser sentence (“15, 20
years; and then they get paroled”). Murphy related that when he
sat on a jury previously, the jurors were under the impression
that the defendant was to be sentenced to life, only to find out
later that he would probably receive a lesser sentence. He stated
that he and the other jurors felt “betrayed.”
Phillips admitted that she had friends and
family in the penitentiary; however, unlike Andrus, Phillips
expressed no animosity towards the justice system or the
prosecutors who participated in their cases; whereas Andrus felt
that her sons had been treated unfairly by the arresting officer
and the district attorney's office. Wilson has failed to
demonstrate that Andrus, Murphy and Phillips were similarly
situated. As a result, it seems clear that the State's second
asserted justification for excluding Andrus (her attitude toward
the criminal justice system) was a legitimate, race-neutral
explanation. Therefore, without even examining the State's other
justification for striking Andrus (her attitude toward the death
penalty), we can conclude that Wilson has not made a substantial
showing that the exclusion of Andrus was discriminatory. See Moore
v. Keller Indus., 948 F.2d 199, 202 (5th Cir.1991) (concluding
that “because multiple reasons led [the defense] counsel to strike
[two jurors] the existence of other jurors with some of their
individual characteristics does not demonstrate that the reasons
assigned were pretextual”); see also Alverio v. Sam's Warehouse
Club, Inc., 253 F.3d 933, 941 (7th Cir.2001) ( “[W]here a party
gives multiple reasons for striking a juror, it is not enough for
the other side to assert that the empaneled juror shares one
attribute with the struck juror.”).
Wilson next contends that the State violated
Batson when it struck Tammy Ruffin because she was too anxious to
serve on the jury, but failed to strike Kellie Meaux, Robert
Huckaby, Viole Willis, Jack Oliver, Clifford Tomplait, Christine
Thompson, or Michael McFarland, each of whom expressed a desire to
serve on the jury. Our review of the record satisfies us that
Ruffin did not have the same or similar attitude toward serving as
did the other seven identified by Wilson. Ruffin, who was
stricken, acknowledged that she did not believe in the death
penalty, but went on to explain that she wanted to serve on the
jury because she was a “starting paralegal” and that she was
“trying to learn certain things.” In contrast, Meaux, who
professed a belief in the death penalty, stated that she did not
“have a problem with being on the jury.” Likewise, Huckaby, who
also expressed a belief in the death penalty, said that although
he did not particularly want to serve on the jury, he understood
that it was his “duty to serve” and that he “believe[d] in that.”
And, Willis, another acknowledged believer in the death penalty,
declined the opportunity to be excused on account of his age,
explaining that he believed that it was his “civic duty” to serve
on a jury and that “anytime that you're asked to serve your
community that you should do so.” Oliver, another proponent of the
death penalty, explained that the reason he wanted to serve on the
jury was that he thought more people “ought to try to serve on a
jury instead of trying to avoid it” and that he had the “time and
know-how to do it.” Thompson, who considered the death penalty to
be warranted in certain cases (“if a person messes with a child,
that, to me, deserves a death penalty”), was asked whether she
wanted to serve on the jury, to which she responded somewhat
equivocally, “I think so.”
Tomplait, yet another death penalty proponent,
stated that he was willing to serve on the jury if he were needed
because he is “retired” and “available,” in contrast to some
others for whom “it would be a hardship on them.” He explained
further that he was an “American and [that] we have a jury system
and the jury system is made up of citizens.” Tomplait also
ventured the belief that it was his responsibility to serve and
that he “always tried to be a responsible person.” McFarland, too
conceded a belief in the death penalty, relating that he was
willing to serve on the jury “more so than not” and explaining
that he had never served on a jury before and that he would not
take jury service lightly because a “man's life [was] at stake.”
Although McFarland said that he did not necessarily want to
participate in a process that could result in the death of another
individual, he understood that it was his civic duty and he was
willing to do that. Regarding Ruffin, Wilson appears to confuse
the desire to sit on the jury for her own purposes, i.e., to learn
about the law, with the desires of the other seven veniremen to
fulfill their civic duties. Ruffin is not comparable to these
other veniremen.FN2 FN2. Furthermore, the State offered two
additional reasons for striking Ruffin: She does not believe that
a first degree felony is a serious crime, and she appeared to be
“too immature mentally to understand the seriousness of this
trial.” Wilson does not suggest that these additional reasons are
pretextual; in fact, both age and the prosecutor's belief that a
juror would have trouble understanding the complexities of the
case have been recognized as legitimate reasons for peremptorily
striking a potential juror. Clemons, 941 F.2d at 325(age); United
States v. Hinojosa, 958 F.2d 624, 632 (5th Cir.1992) (trouble
understanding the complexities of the case).
In Wilson's next Batson claim he asserts that
the State committed a violation when it struck Cynthia Robertson
because she was equivocal about the death penalty and her job
exposed her to “fact situations that causes inmates to go to the
penitentiary,” but failed to strike Lattell Guidry whose answers
on the jury form were equivocal with regard to the death penalty
and whose drug counseling clients often went to prison. We do not
view these two potential jurors as being sufficiently similar for
purpose of a Batson comparison. Robertson and Guidry did not have
similar beliefs about the death penalty. Although both said that
they believed in the death penalty, only Robertson stated that she
did not want to have any part in the death-penalty process and did
not want to be on the jury. Even though Guidry initially said that
she did not want to be a part of the trial process, she ultimately
decided that she could participate and fulfill her civic duty. It
is true that both hold jobs that bring them in contact with the
criminal element, but Robertson works in the prison system whereas
Guidry is a drug counselor. Accordingly, Wilson's attempt to
compare Guidry and Robertson in support of his Batson claim fails.
Wilson next contends that the State violated Batson when it
offered an additional reason for striking Robertson, i.e. for not
knowing that the trial consisted of two phases (the
guilt/innocence and punishment phases), but failed to strike
Dianna Kasper, who was also unaware of the different phases.
Wilson's attempt to compare Kasper and Robertson fails to provide
support for his Batson claim. Even after being questioned by the
State and defense counsel, Robertson still exhibited a lack of
sufficient understanding of the murder trial process. For example,
Robertson was initially unaware of the fact that the jury could
convict Wilson of the lesser-included offense of kidnaping, and
the rule that the defendant never has the burden of proof.
Robertson also indicated that, notwithstanding a defendant's
constitutional right not to testify, she would like to hear from
the defendant during trial.
In contrast, Kasper had a much more
sophisticated understanding of the trial process. She said that
she was aware that Wilson could be convicted of the
lesser-included offense of kidnaping and that she did not expect
the defendant to testify. It is apparent from the record that the
State's decision to strike Robertson, but not Kasper, does not
constitute evidence of discrimination. The prosecutor's belief
that Robertson had trouble understanding the complexities of the
case is a race-neutral reason for removing her from the jury.
Hinojosa, 958 F.2d at 632. Continuing, Wilson next asserts that
the State improperly struck Joseph Tackwood because (1) he did not
understand the difference between guilt beyond a reasonable doubt
and guilt beyond all doubt, (2) he wore dark sunglasses, and (3)
he had never thought about serving on the jury, even after the
general voir dire. Wilson claims that first reason given by the
State was a pretext for discrimination. Wilson relies on the fact
that the State did not strike Xuan Duong and Viole Willis,
non-African-American veniremen, who (according to Wilson) also
expressed confusion about the concept of guilt beyond a reasonable
doubt. We need not determine whether Tackwood, Duong, and Willis
had similar difficulties understanding the State's burden of
proof. As we have seen, the State had alternative reasons for
striking Tackwood from the jury. Tackwood's appearance (wearing
dark sunglasses) and the prosecutor's inability to make eye
contact (“I couldn't see his eyes”) are legitimate, race-neutral
grounds for a peremptory strike. See United States v.
Bentley-Smith, 2 F.3d 1368, 1374 (5th Cir.1993) (challenges may be
based on subjective factors such as lack of eye contact); Clemons,
941 F.2d at 324-25 (juror's physical appearance is a legitimate
basis for a peremptory strike). Wilson does not contend that these
rationales applied to any other juror. Because the State clearly
had a race-neutral rational for striking Tackwood, Wilson cannot
make a substantial showing that the exclusion of Tackwood was
racially discriminatory. See Moore, 948 F.2d at 202.
Although Wilson next complains about the
striking of Lois Hayward, who is black, he concedes that she was
struck for medical reasons. Wilson likewise contests the State's
proffered reasons for striking Alfred Thomas: that he did not
believe in the death penalty and that he knew Wilson's wife and
considered her to be truthful. And Wilson complains of the State's
striking Mary Nixon for refusing to say where her husband worked,
for being combative and abrupt with both State and defense
counsel, and for displaying an attitude that was not conducive to
working with 11 other people. Wilson does not now contend,
however, that the use of these peremptory strikes violated Batson;
neither does he attempt to draw any similarities between Thomas
and Nixon on the one hand and, on the other hand, the veniremen
who were not stricken.
Wilson does insist that the State violated
Batson when it struck Fay Gabriel for having served on a hung
jury, yet failed to strike Dianna Kasper who also had served on a
hung jury. The prosecutor explained the difference: Gabriel was
stricken because she appeared to be “very proud of the fact that
she hung that jury up.” Contrary to Wilson's contention, Gabriel
and Kasper did not exhibit the same or similar attitude. Gabriel
volunteered that in her prior jury service, she had “held out” for
a not guilty verdict, causing the judge to declare a mistrial.
Kasper, in contrast, did not claim to be the juror whose vote
produced the hung jury. Moreover, a prosecutor's perception of a
venireman as strong-willed and obstinate, and the prosecutor's
belief that a venireman might not engage in meaningful
deliberations, are legitimate grounds for a peremptory strike.
Washington v. Johnson, 90 F.3d 945, 954 (5th Cir.1996). In sum,
Wilson has failed to make a substantial showing of the denial of a
constitutional right with regard to his Batson claim. Accordingly,
COA is denied on it.
C. Ineffective Assistance Claim: Trial
Counsel
To demonstrate that he received ineffective
assistance at trial, a defendant must show, under the two-prong
test enunciated in Strickland v. Washington, 466 U.S. 668, 687,
104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), that counsel's assistance
was deficient and that the deficiency prejudiced his defense. A
failure to establish either deficient performance or resulting
prejudice defeats the claim. Id. at 697. To demonstrate a
deficient performance, a defendant must show that “counsel made
errors so serious that counsel was not functioning as the
‘counsel’ guaranteed the defendant by the Sixth Amendment.” Id. at
687. To demonstrate prejudice, a defendant must show that there is
a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different,
id. at 694, and that counsel's errors were so serious that they
rendered the proceedings unfair or the result unreliable. Lockhart
v. Fretwell, 506 U.S. 364, 372, 113 S.Ct. 838, 122 L.Ed.2d 180
(1993). As claims of ineffective assistance of counsel involve
mixed questions of law and fact, they are governed by the
standards set forth in § 2254(d)(1). See Briseno v. Cockrell, 274
F.3d 204, 206-08 (5th Cir.2001).
Wilson argues first that his trial counsel was
ineffective for failing “to gather the probable cause affidavits
that were a matter of public record.” He insists that in one of
the probable cause affidavits, there is a reference to an
individual named “Gun.” Wilson contends that “Gun” was a member of
a gang called the Bloods. This claim is at best conclusional.
Wilson fails entirely to explain how counsel's failure to gather
the affidavits and to ascertain that one or more of them contained
references to “Gun” would have altered the outcome of trial.
Conclusional allegations of ineffective assistance of counsel are
insufficient to establish habeas relief. Miller v. Johnson, 200
F.3d 274, 282 (5th Cir.2000). Here the defense was well aware of
“Gun,” knew that the search warrant referenced someone with the
nickname “Gun,” and knew that “Gun” was, or might have been, a
member of the Bloods. This claim is without merit.
Wilson next advances a one-sentence argument
that his trial counsel was ineffective for failing to request a
charge on the lesser-included offense of murder. In a capital
case, the jury must be permitted to consider a verdict of guilt of
a noncapital offense when the evidence presented would support
such a verdict. Beck v. Alabama, 447 U.S. 625, 634-38, 100 S.Ct.
2382, 65 L.Ed.2d 392 (1980). Accordingly, a “defendant is entitled
to an instruction on a lesser included offense if the evidence
would permit a jury rationally to find him guilty of the lesser
offense and acquit him of the greater.” Id. at 635 (citations
omitted); see Cordova v. Lynaugh, 838 F.2d 764, 767 (5th
Cir.1988). In Beck, the Court reasoned that precluding the jury
from convicting a defendant of a non-capital offense, thereby
forcing either conviction of a capital offense or acquittal,
undermines the reliability of the jury's verdict. Beck, 447 U.S.
at 637, 642-43. The mandatory instruction on a lesser included
noncapital offense provides a third option as a safeguard against
the risk of an “all or nothing” jury verdict on the capital
offense. Id.; see also Spaziano v. Florida, 468 U.S. 447, 455, 104
S.Ct. 3154, 82 L.Ed.2d 340 (1984).
We have held that when a claim turns on
application of state law rather than federal law, a jury
instruction on lesser included offenses is mandated if, under
state law as applied to the facts of the case, a rational juror
could vote to convict the defendant of the lesser offense and to
acquit on the greater. Hill v. Black, 932 F.2d 369, 374 (5th
Cir.1991). In Texas, murder is a lesser included offense of
capital murder. Tex. Penal Code Ann. § 19.03(c). Nonetheless,
Wilson has failed to direct our attention to any evidence in the
record that would support a verdict of murder. Wilson's bald
assertion that a lesser-offense instruction was warranted is
insufficient to earn him habeas relief. See Koch v. Puckett, 907
F.2d 524, 530 (5th Cir.1990) (conclusional allegations
insufficient to warrant § 2254 relief). As Wilson cannot show that
he was entitled to a lesser-included-offense instruction, he fails
to demonstrate that counsel was ineffective for failing to request
such an instruction. Furthermore, a lesser-included-offense
instruction for murder would have been inconsistent with the
defense theory that Wilson did not murder Jerry Williams; that
instead he was killed by “Gun” or someone else at “Gun's”
direction. Thus, in addition to lack of entitlement, the failure
of counsel to request a murder instruction was a legitimate
strategic choice, on its own sufficient to eschew deficient
performance. See Turner v. Johnson, 106 F.3d 1178, 1187 & n. 40
(5th Cir.1997). [6] Wilson's next ineffective-assistance claim is
that trial counsel performed deficiently when he “showed up at
jail and improperly pressured a material witness to change his
story.” Wilson contends that this “evidence was repeatedly argued
by the State during its closing arguments.” Wilson confusingly
argues that the “fact that the jury was to consider future
dangerousness when coupled with these jailhouse visits, surely
prejudiced” his rights.
Following the homicide, the material witness,
Lavergne, identified Lewis in a photographic line-up and told law
enforcement agents that the man he identified in the photo was the
“ ‘helper’ ” rather than the “primary actor.” Wilson, 7 S.W.3d at
140. According to Lavergne, the other man, who Lavergne described
as having a “ ‘gerry curl,’ ” made the threats and conducted most
of the beatings. When the same photograph of Lewis was shown to
Lavergne at trial, however, he testified that the person pictured
was the one with the gerry curl and hence the primary actor, even
though Lavergne had identified Lewis as the “helper” rather than
the primary actor when he was shown the picture of Lewis at
Wilson's first trial.
This contradiction in Lavergne's testimony
prompted further questioning which eventually revealed that
defense counsel had visited Lavergne three times while he was in
jail on an unrelated offense. This revelation allowed the State to
suggest that defense counsel had pressured Lavergne to change his
testimony with regard to who was the primary actor. The State was
also able to elicit the facts that (1) outside the presence of the
prosecutor, defense counsel had shown Lavergne a photographic
line-up; and (2) Wilson was present on this occasion and asked
Lavergne for his father's name and whether he had a new baby.
Lavergne testified that Wilson's questions scared and intimidated
him “[a] little bit.” Defense counsel's meetings with Lavergne
were reiterated during the State's closing arguments. Even if we
assume that Wilson's trial counsel had attempted to alter
Lavergne's testimony, Wilson does not argue that, but for
counsel's engaging in such behavior, he (Wilson) would not have
been found guilty of capital murder or, even if found guilty, he
would not have been sentenced to death. All that Wilson asserts is
the bald conclusion that his “rights” were “prejudiced.” In
addition, Wilson's argument - that counsel's jailhouse visits,
when coupled with the issue of future dangerousness, established
prejudice - is nonsensical. Again, conclusional allegations of
prejudice are insufficient to establish ineffective assistance of
counsel. See Green v. Johnson, 160 F.3d 1029, 1041 (5th Cir.1998).
Wilson next insists that the “biggest error occurred when defense
counsel performed an in-court comparison” of Wilson and “Gun.”
Trial counsel had “Gun” stand next to Wilson, apparently to show
how similar they looked and to suggest that “Gun,” not Wilson, had
killed Williams. This ploy appears to have backfired when the
State proved that “Gun” had been in jail at the time of the murder
and obviously could not have killed Williams.
It also appears, however, that defense counsel
was aware that “Gun” was in jail at the time of the shooting yet,
for whatever reason, made the tactical decision to conduct the
in-court comparison. “We will not find inadequate representation
merely because, with the benefit of hindsight, we disagree with
counsel's strategic choices.” Green v. Johnson, 116 F.3d 1115,
1122 (5th Cir.1997). Accordingly, this claim fails to establish
the deficient-performance prong of Strickland. Finally, Wilson
claims that, cumulatively, the sum of trial counsel's errors
rendered his conviction and sentence constitutionally unreliable.
As reflected by the foregoing analysis, however, Wilson has failed
to demonstrate either deficiency or prejudice with regard to any
of trial counsel's professional assistance; and absent specific
deficiency and prejudicial performance, there can be no cumulative
ineffective assistance of counsel. We deny COA on Wilson's claim
of ineffective assistance of trial counsel claim.
D. Ineffective Assistance Claim: Appellate
Counsel
The Strickland standard also applies to claims
of ineffective assistance of appellate counsel, and Wilson must
show both that his appellate attorney's errors constituted
deficient performance and that his case was prejudiced as a
result. See Williams v. Collins, 16 F.3d 626, 635 (5th Cir.1994).
Wilson argues that counsel was ineffective for failing to raise
the Batson claim on appeal. To show prejudice, Wilson must show a
reasonable probability that, but for his appellate counsel's
error, the outcome of his appeal would have been different. Pitts
v. Anderson, 122 F.3d 275, 279 (5th Cir.1997). As we have
determined that Wilson's Batson claim is without merit, appellate
counsel cannot be found ineffective for having failed to raise it;
prejudice cannot result from counsel's failure to assert a
meritless claim or make a meritless argument. See United States v.
Wilkes, 20 F.3d 651, 653 (5th Cir.1994). We deny COA on the issue
of ineffective assistance of appellate counsel.
III CONCLUSION
Wilson has failed to make a substantial showing
that he was denied a constitutional right or that jurists of
reason could debate the correctness of the denial of his habeas
claims. Miller-El, 123 S.Ct. at 1040; Slack, 529 U.S. at 484; 28
U.S.C. § 2253(c)(2). Wilson is therefore not entitled to a COA.
COA DENIED.
Wilson v. Thaler, 450 Fed.Appx. 369
(5th Cir. 2011) (State Habeas-Retardation)
Background: Following affirmance of his state
conviction and death sentence for murder during course of
kidnapping, 1. 7 S.W.3d 136, and denial of his state application
for habeas relief, petitioner sought federal habeas relief. The
United States District Court for the Eastern District of Texas,
2009 WL 900807, denied relief. Certificate of appealability was
granted.
Holdings: The Court of Appeals held that: (1)
state court did not unreasonably determine that petitioner was not
mentally retarded under state law, and (2) state court's analysis
of petitioner's subaverage intelligence functioning was not
unreasonable application of clearly established federal law.
Affirmed.
PER CURIAM:
Petitioner–Appellant Marvin Lee Wilson, a Texas
death-row inmate, appeals the denial of his federal habeas corpus
petition. The district court issued a certificate of appealability
(COA) on two issues on which Wilson seeks relief: (1) that he may
not be executed under Atkins v. Virginia FN1 because he is
mentally retarded; and (2) the applicability of AEDPA to that
claim. We affirm. FN1. Atkins v. Virginia, 536 U.S. 304, 122 S.Ct.
2242, 153 L.Ed.2d 335 (2002).
I.
Wilson was tried, convicted and sentenced to
death in April 1994 for the murder of Jerry Williams during the
course of a kidnaping. Wilson's conviction was based on the
following evidence as outlined by the Texas Court of Criminal
Appeals. On November 4, 1992, Officer Robert Roberts and other
police officers entered appellant's apartment pursuant to a search
warrant. Jerry Williams was the confidential informant whose
information enabled Roberts to obtain the warrant. Williams
entered and left the apartment minutes before the police went in.
Appellant, Vincent Webb, and a juvenile female were present in the
apartment. Over 24 grams of cocaine were found, and appellant and
Webb were arrested for possession of a controlled substance.
Appellant was subsequently released on bond, but Webb remained in
jail. Sometime after the incident, appellant told Terry Lewis that
someone had “snitched” on appellant, that the “snitch” was never
going to have the chance to “have someone else busted,” and that
appellant “was going to get him.”
On November 9, 1992, several observers saw an
incident take place in the parking lot in front of Mike's Grocery.
Vanessa Zeno and Denise Ware were together in the parking lot.
Caroline Robinson and her daughter Coretta Robinson were inside
the store. Julius Lavergne was outside the store, but came in at
some point to relay information to Caroline. The doors to Mike's
Grocery were made of clear glass, and Coretta stood by the door
and watched. Zeno, Ware, Coretta, and Lavergne watched the events
unfold while Caroline called the police. These witnesses testified
consistently although some witnesses noticed details not noticed
by others. In the parking lot, appellant stood over Williams and
beat him. Appellant asked Williams, “What do you want to be a
snitch for? Do you know what we do to a snitch? Do you want to die
right here?” In response, Williams begged for his life. Andrew
Lewis, Terry's husband, was pumping gasoline in his car at the
time. Williams ran away from appellant and across the street to a
field.
Appellant pursued Williams and caught him.
Andrew drove the car to the field. While Williams struggled
against them, appellant and Andrew forced Williams into the car.
At some point during this incident, either in front of Mike's
Grocery, across the street, or at both places, Andrew participated
in hitting Williams and appellant asked Andrew: “Where's the gun?”
Appellant told Andrew to get the gun and said that he (appellant)
wanted to kill Williams. They drove toward a Mobil refinery. Zeno
and Ware drove back to their apartments, which were close by, and
when they arrived, they heard what sounded like gunshots from the
direction of the Mobil plant.
Sometime after the incident, appellant told his
wife, in the presence of Terry Lewis and her husband, “Baby, you
remember the nigger I told you I was going to get? I did it. I
don't know if he dead or what, but I left him there to die.” When
Terry looked back at her husband, appellant stated, “Don't be mad
at Andrew because Andrew did not do it. I did it.” On November 10,
1992, a bus driver noticed Williams' dead body on the side of a
road. The autopsy report concluded that Williams died from close
range gunshot wounds to the head and neck. Having known appellant
for 16 years, Zeno identified appellant. Lavergne and Coretta
recognized Williams but did not know appellant or Andrew. Lavergne
subsequently identified Andrew in a photo line-up. Wilson v.
State, 7 S.W.3d 136, 139–140 (Tex.Crim.App.1999)(footnotes
omitted).
Wilson's conviction and sentence were appealed
to the Texas Court of Criminal Appeals which reversed and remanded
for a new trial. Wilson v. State, 938 S.W.2d 57
(Tex.Crim.App.1996) (en banc). Wilson was retried, and again
convicted and sentenced to death in 1998. The Texas Court of
Criminal Appeals affirmed. Wilson v. State, 7 S.W.3d 136
(Tex.Crim.App.1999). Wilson filed his first state application for
a writ of habeas corpus in 1999, which was denied. Ex parte
Wilson, No. 46,928–01 at 60, Tex.Crim.App. Oct. 11, 2000. His
first federal petition for writ of habeas corpus and his request
for COA were denied as well. Wilson v. Cockrell, No. 6:01–CV–186
(E.D.Tex. July 11, 2002); Wilson v. Cockrell, 70 Fed.Appx. 219
(5th Cir.2003).
While the original federal habeas petition was
pending, the Supreme Court decided Atkins. Wilson filed a second
state writ raising an Atkins claim. The state trial court
recommended that relief be denied. The Texas Court of Criminal
Appeals adopted those findings and denied relief. Ex parte Wilson,
No. 46,928–02 (Tex.Crim.App. Nov. 10, 2004). Evidence gathered in
the habeas proceedings as to whether Wilson is mentally retarded
will be discussed below. This court granted Wilson's motion for
authorization to file a successive petition. In re Wilson, 442
F.3d 872 (5th Cir.2006). The district court denied federal habeas
relief. However, it granted COA on three issues: (1) that Wilson
may not be executed because he is mentally retarded; (2) that the
government must bear the burden of proving that he is not mentally
retarded to a jury; and (3) the applicability of AEDPA to those
claims. In this appeal, Wilson has divided issue (1) into two
parts—unreasonable determination of the facts and unreasonable
application of the law applicable to the question of mental
retardation. Wilson concedes that issue (2) is foreclosed by this
circuit's precedent. United States v. Webster, 421 F.3d 308,
311–12, 312 n. 11. (5th Cir.2005). Wilson also concedes that the
question of whether § 2254(e)(1)'s “clear and convincing” standard
is to be used for § 2254(d)(2)' s unreasonableness review is
foreclosed. Clark v. Quarterman, 457 F.3d 441, 444 (5th Cir.2006).
This leaves three issues in this appeal: (1) whether the state
habeas decision that Wilson is not mentally retarded is an
unreasonable determination of the facts in light of the state
record; (2) whether the state habeas decision resulted in an
unreasonable application of clearly established law as determined
by Atkins; and (3) whether the federal district court erroneously
applied the AEDPA deference framework instead of deciding Wilson's
claim de novo.
II.
Wilson's petition is governed by the heightened
standard of review provided for by the Anti–Terrorism and
Effective Death Penalty Act (AEDPA). Under the Act, a writ of
habeas corpus should be granted only if a state court arrives at a
conclusion that is contrary to federal law clearly established in
the holdings of the Supreme Court; or that involves an
unreasonable application of clearly established Supreme Court
precedent; or that was based on an unreasonable determination of
the facts in light of the record before the state court.
Harrington v. Richter, ––– U.S. ––––, 131 S.Ct. 770, 785, 178
L.Ed.2d 624 (2011); Williams v. Taylor, 529 U.S. 362, 412, 120
S.Ct. 1495, 146 L.Ed.2d 389 (2000); 28 U.S.C. § 2254(d)(1)–(2).
III.
Wilson argues that he is mentally retarded and
that his execution would violate Atkins. In Atkins, the Supreme
Court held that execution of criminals who were mentally retarded
constituted cruel and unusual punishment in violation of the
Eighth Amendment. 536 U.S. at 307, 122 S.Ct. 2242. The
characteristics of mental retardation that warrant the ban were
described as follows: Mentally retarded persons frequently know
the difference between right and wrong and are competent to stand
trial. Because of their impairments, however, by definition they
have diminished capacities to understand and process information,
to communicate, to abstract from mistakes and learn from
experience, to engage in logical reasoning, to control impulses,
and to understand the reactions of others. There is no evidence
that they are more likely to engage in criminal conduct than
others, but there is abundant evidence that they often act on
impulse rather than pursuant to a premeditated plan, and that in
group settings they are followers rather than leaders. Their
deficiencies do not warrant an exemption from criminal sanctions,
but they do diminish their personal culpability. Id. at 318, 122
S.Ct. 2242 (footnotes omitted).
Characteristics of the mentally retarded that
make the death penalty an unsuitable punishment for their crimes
were also discussed in the Court's analysis of whether the
purposes of the death penalty, particularly deterrence, could be
served by executing a mentally retarded offender. The theory of
deterrence in capital sentencing is predicated upon the notion
that the increased severity of the punishment will inhibit
criminal actors from carrying out murderous conduct. Yet it is the
same cognitive and behavioral impairments that make these
defendants less morally culpable—for example, the diminished
ability to understand and process information, to learn from
experience, to engage in logical reasoning, or to control
impulses—that also make it less likely that they can process the
information of the possibility of execution as a penalty and, as a
result, control their conduct based upon that information. Id. at
320, 122 S.Ct. 2242.
The Supreme Court acknowledged that any
disagreement concerning the execution of mentally retarded
offenders related to determining who is in fact retarded. “Not all
people who claim to be mentally retarded will be so impaired as to
fall within the range of mentally retarded offenders about whom
there is a national consensus.” Id. at 317, 122 S.Ct. 2242.
Accordingly, it left “to the State[s] the task of developing
appropriate ways to enforce the constitutional restriction upon
[their] execution of sentences.” Id. (quoting Ford v. Wainwright,
477 U.S. 399, 416–17, 106 S.Ct. 2595, 91 L.Ed.2d 335 (1986)). In
the absence of action by the Texas legislature setting a
definition of mental retardation for this purpose, the Texas Court
of Criminal Appeals adopted the definitions set by the American
Association on Mental Retardation (AAMR) or section 591.003(13) of
the TEX. HEALTH & SAFETY CODE, which are substantially similar. Ex
parte Briseno, 135 S.W.3d 1, 7 (Tex.Crim.App.2004). Under the AAMR
definition, mental retardation is a disability characterized by:
(1) “significantly subaverage” general intellectual functioning;
(2) accompanied by “related” limitations in adaptive functioning;
(3) the onset of which occurs prior to the age of 18.... [T]he
definition under the Texas Health and Safety Code is similar: “
‘mental retardation’ means significantly subaverage general
intellectual functioning that is concurrent with deficits in
adaptive behavior and originates during the developmental period.”
Id. at 6. The AAMR definition was specifically cited by the
Supreme Court in Atkins as one of the definitions used in that
case. 536 U.S. at 308, n. 3, 122 S.Ct. 2242.
Because the second element, which looks to
adaptive deficits, is subjective and an area on which experts
could be found to opine on both sides of the issue in many cases,
Briseno also lists several evidentiary factors which factfinders
might also consider when weighing evidence to determine whether it
indicates mental retardation versus a personality disorder. • Did
those who knew the person best during the developmental stage—his
family, friends, teachers, employers, authorities—think he was
mentally retarded at that time, and, if so, act in accordance with
that determination? • Has the person formulated plans and carried
them through or is his conduct impulsive? • Does his conduct show
leadership or does it show that he is led around by others? • Is
his conduct in response to external stimuli rational and
appropriate, regardless of whether it is socially acceptable? •
Does he respond coherently, rationally, and on point to oral or
written questions or do his responses wander from subject to
subject? • Can the person hide facts or lie effectively in his own
or others' interests? • Putting aside any heinousness or
gruesomeness surrounding the capital offense, did the commission
of that offense require forethought, planning, and complex
execution of purpose? Briseno, 135 S.W.3d at 8–9 (the Briseno
factors).
Wilson argues that the district court erred in
determining that the state court reasonably determined the facts
in light of the record under 28 U.S.C. § 2254(d)(2). Wilson also
argues that the state court unreasonably applied Atkins because
its decision unreasonably substituted the above listed Briseno
factors for the clinical definition of mental retardation.
Finally, Wilson argues that remand is required for the district
court to reconsider his claims de novo, because no § 2254(d)(2)
deference is due to implicit state habeas findings.
A.
We first consider whether the state court's
decision represents an unreasonable determination of the facts.
Whether a defendant is mentally retarded is a question of fact.
Clark v. Quarterman, 457 F.3d 441, 444 (5th Cir.2006). Under
AEDPA, a state court's factual findings are presumed to be
correct, unless rebutted by clear and convincing evidence. 28
U.S.C. § 2254(e)(1). This presumption applies to facts that may be
implied from express findings of the state court. Marshall v.
Lonberger, 459 U.S. 422, 433–434, 103 S.Ct. 843, 74 L.Ed.2d 646
(1983) (finding of voluntariness of confession implicit in other
findings made by state court.); LaVallee v. Delle Rose, 410 U.S.
690, 695, 93 S.Ct. 1203, 35 L.Ed.2d 637 (1973) (trial court would
have granted relief sought by the defendant had it believed the
defendant's testimony, therefore failure to grant relief was the
equivalent of an express finding against the credibility of the
defendant.) “This deference requires that a federal habeas court
more than simply disagree with the state court before rejecting
its factual determinations. Instead, it must conclude that the
state court's findings lacked even ‘fair[ ] support’ in the
record.” Marshall, 459 U.S. at 432, 103 S.Ct. 843.
The following evidence was presented in two
hearings during the state habeas proceedings. Wilson presented
school and prison training records, including standardized testing
results. Five I.Q. scores are reflected in those reports. The
first I.Q. test, the Lorge–Thorndike, was administered by Wilson's
school when he was approximately 13 years old. Wilson's full-scale
score on this test was 73. At age 29, Wilson was given an I.Q.
test by the Texas Department of Criminal Justice and scored 75. In
April 2006, when Wilson was 46 and during the post-conviction
proceedings, Wilson scored 61 on the WAIS III I.Q. test. On
further testing by the defense, Wilson scored 75 on the Raven
Standard Progressive Matrices and 79 on the TONI–II I.Q. tests. A
score of 70 or below supports a finding of mental retardation.
Wilson relies heavily on the report of his expert Dr. Ronald
Trahan. At the time the district court denied federal habeas
relief to Wilson it did not have the entire state habeas record
before it. In particular, it did not have Dr. Trahan's report.
However, the district court did receive and review those records
in conjunction with Wilson's Motion for Relief from Judgment under
Rule 60(b). In response to that motion the district court did not
change its conclusion on Wilson's habeas petition and found that
the state's adjudication of Wilson's application for writ of
habeas corpus was neither contrary to nor the result of an
unreasonable application of clearly established federal law as
established by the Supreme Court and was not based upon an
unreasonable determination of the facts in light of the evidence
presented in the state court proceedings. Accordingly, the motion
was denied. We see no reason to follow Wilson's suggestion to
vacate and remand with instructions for the district court to
consider the state court's decision in light of the complete state
record. In addition, our review of the district court's judgment
is de novo and we conclude that the state court records (including
Dr. Trahan's report) support the state court's factual findings.
Dr. Trahan administered several standardized
intelligence tests, reviewed Wilson's prior scores and school
records and interviewed him for eight hours. He also reviewed
affidavits of Wilson's family members and friends and interviewed
Wilson's mother-in-law. Dr. Trahan concluded that Wilson was
mentally retarded. He testified that the score of 61 on the
WAIS–III was the most valid indicator of adult intelligence in
current usage and that he would rely most heavily on that result.
He also testified that the score on the TONI–II and Raven tests he
administered are commonly 10 to 15 points higher than those
obtained on the WAIS–III. Dr. Trahan also concluded that Wilson
suffered from adaptive deficits in several areas and that, based
on information from Wilson's family and friends and his school
records, his condition was evident before age 18. The state
court's opinion highlighted the evidence that it relied on that
indicated that Wilson is not mentally retarded. First, Wilson
never urged that he was mentally retarded as mitigating evidence
in either of his two capital murder trials or in his first
application for habeas relief. Next, addressing the Briseno
factors, the state court concluded that at most Wilson's family
members and acquaintances considered him slow during the
developmental stage. Also the court found that he worked at
several jobs, had a drivers license, married and had a child. The
trial evidence indicated that Wilson was able to formulate a plan
and carry it out, as evidenced by his role in the crime in this
case. Wilson made a plan to kill the victim because he believed
that the victim had informed on him to the police. The evidence at
trial did not indicate that Wilson was a follower and his response
to his belief that the victim had informed on him was deliberate,
rational and appropriate, if unwise and illegal. The person who
administered the WAIS–III test testified that Wilson's responses
to questions were coherent, rational and on point. Every Briseno
factor was found against the defendant's claim of mental
retardation.
The state court next addressed the clinical
factors of intellectual impairment, adaptive deficits and onset
prior to age 18. On the issue of intellectual impairment the state
court's habeas opinion focuses on the fact that all of the
defendant's I.Q. test results in the record are above 70 with the
exception of the 61 on the WAIS–III test, which was administered
during the course of the habeas proceedings. The state court's
opinion quotes extensively from the state's cross-examination of
Wilson's expert Dr. Trahan, challenging Dr. Trahan's reliance on
his assumption that the WAIS–III was administered by a
“well-respected and well-trained psychologist” when in fact the
test was given by an intern and Dr. Trahan conceded that no
records were available to indicate Wilson's motivation,
attentiveness or cooperativeness or the test surroundings. We
agree with the district court that based on these statements the
state court declined to credit Dr. Trahan's testimony and
implicitly found that Wilson did not suffer from intellectual
deficits or an I.Q. of about 70 or below as is required to
establish mental retardation. The state court next addressed
adaptive deficits and age of onset in a single paragraph.FN2
Referring to its previous analysis, the state court noted that
Wilson “functioned sufficiently in his younger years to hold jobs,
get a drivers license, marry and have a child,” indicating that
the state court concluded that Wilson did not suffer from related
adaptive deficits. Also, the state court stated that although
Wilson did poorly in school, the record reflects that he seldom
went to class, and although he was considered “slow” by most,
there is nothing in the record to reflect that Wilson was ever
diagnosed as mentally retarded prior to age 18. We agree with the
district court that the state court implicitly found that Wilson
did not suffer from adaptive deficits related to mental
retardation and that the condition did not manifest prior to age
18. FN2. Wilson argues that the state courts analysis of adaptive
deficits is blank indicating a defect in its analysis. However,
the heading in the state court's opinion, which reads “b.
Accompanied by related limitations in adaptive functioning and c.
The onset of which occurs prior to the age of 18,” (emphasis
added), clearly indicates that the state court considered adaptive
deficits in conjunction with age of onset.
The state court stated The defendant has the
duty and burden to demonstrate by a preponderance of the evidence
that he is mentally retarded. While there is some evidence to
support that conclusion, the overwhelming weight of the credible
evidence indicates that he is not. Although other factfinders
might reach a different conclusion as to whether Wilson is
mentally retarded on the evidence before the state habeas court,
on this mixed record, Wilson has failed to overcome the
presumption of correctness that attaches to the state court's
factual findings which are fairly supported by the record.
B.
Clinical definitions of mental retardation
require proof of intellectual deficits accompanied by adaptive
deficits which onset prior to age 18. We turn next to Wilson's
argument that the state court unreasonably applied Atkins because
its decision unreasonably substituted the Briseno factors for the
clinical adaptive deficits criteria. Wilson also argues that even
if the Briseno factors may substitute for clinical factors, the
state habeas court still unreasonably applied Atkins because it
did not apply the Briseno factors as originally designated in
Briseno—that is to distinguish adaptive deficits caused by mental
retardation from adaptive deficits caused by some other condition.
135 S.W.3d at 8–9. The Supreme Court in Atkins “[left] to the
State[s] the task of developing appropriate ways to enforce the
constitutional restriction upon [their] execution of sentences.”
536 U.S. at 317, 122 S.Ct. 2242 (quoting Ford v. Wainwright, 477
U.S. 399, 416–17, 106 S.Ct. 2595, 91 L.Ed.2d 335 (1986)). Although
the Court did refer to the clinical definitions of mental
retardation promulgated by the AAMR and the American Psychiatric
Association (“APA”), Atkins v. Virginia ... did not provide
definitive procedural or substantive guides for determining when a
person who claims mental retardation “will be so impaired as to
fall [within Atkins' compass].” We “le[ft] to the States the task
of developing appropriate ways to enforce the constitutional
restriction.” Bobby v. Bies, 556 U.S. 825, 129 S.Ct. 2145, 2150,
173 L.Ed.2d 1173 (2009). Therefore it is not “clearly established
Federal law as determined by the Supreme Court of the United
States” that the analysis by the state court must precisely track
the clinical definitions referenced in Atkins. See 28 U.S.C. §
2254(d)(1); Clark v. Quarterman, 457 F.3d 441, 445 (5th
Cir.2006)(It is not clearly established federal law that the state
court analysis of subaverage intellectual functioning must
precisely track the AAMR's recommended approach).
Also, based on our review of the state court's
analysis, it is clear that the state court did not abandon the
clinical factors in the AAMR's definition of mental retardation or
substitute the Briseno factors for the clinical mental retardation
definition. In fact, as discussed previously, the state court
outlined its view of the evidence on intellectual deficits,
adaptive deficits and age of onset in separate sections. Its
analysis of the Briseno factors, whether standing alone or as
incorporated into its conclusions on the clinical factors of
adaptive deficits and age of onset, is not an unreasonable
application of Atkins.
C.
AEDPA requires that reviewing courts defer to
state decisions unless factually or legally unreasonable. 28
U.S.C. § 2254(d)(1) and (d)(2). Wilson argues that this court
should vacate and remand for de novo review by the district court
(or reverse and render) because no deference is due to the state
court's implicit findings on intellectual impairment, adaptive
deficits and developmental onset. Also, Wilson argues that no
deference is due to the state court's decision on his Atkins claim
because the state procedure did not adequately test the clinical
evidence of mental retardation. For his argument that no deference
is due to the state court's implicit factual findings on the
individual components of the clinical test for mental retardation,
Wilson relies on Rompilla v. Beard, 545 U.S. 374, 391, 125 S.Ct.
2456, 162 L.Ed.2d 360 (2005), and Wiggins v. Smith, 539 U.S. 510,
534, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003). Both of these cases
involved issues not addressed by the state habeas court. In this
case, the state court addressed each of the elements of mental
retardation either directly or indirectly and made an explicit
finding that Wilson had failed to meet his burden of proof on the
issue of mental retardation. The state court's factual findings
are statutorily entitled to the presumption of correctness and
deferential review. 28 U.S.C. § 2254(e)(1).
Wilson argues that the state procedure was
inadequate because the state elected not to counter his expert Dr.
Trahan with a report by a competing expert, implying that the
state court's findings cannot be considered reasonable unless at
least one expert was presented on each side of the question. The
state court as factfinder is not required to credit the testimony
of an expert, which as the court's opinion reflects, it did not do
in this case. Wilson bases this argument on Panetti v. Quarterman,
551 U.S. 930, 127 S.Ct. 2842, 168 L.Ed.2d 662 (2007). However, he
raised this issue in a motion to alter or amend the judgment after
the district court ruled. The district court properly determined
that it is not appropriate to grant relief under these
circumstances because the argument could and should have been
raised before judgment issued. Ross v. Marshall, 426 F.3d 745, 763
(5th Cir.2005), cert. denied, 549 U.S. 1166, 127 S.Ct. 1125, 166
L.Ed.2d 892 (2007). Further, to grant the relief Wilson requests,
this court would have to extend the holding of Panetti from
requiring a fair hearing on the issue of mental retardation, which
Wilson clearly received, to shifting the burdens of production and
presentation of evidence to the state. We decline the invitation
to do this.
IV.
For the foregoing reasons, the district court's
judgment denying Wilson's petition for writ of habeas corpus is
AFFIRMED.