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Frank
Duane WELCH
Classification: Murderer
Characteristics:
Rape
Number of victims: 2
Date of murders:
February 25/May
6, 1987
Date
of arrest:
Ten years after
Date of birth: June
26,
1961
Victims profile: Jo Talley Cooper,
28 (four months
pregnant) /
Debra Ann Stevens
Method of murder: Strangulation
Location: Cleveland County, Oklahoma, USA
Status:
Executed
by lethal injection in Oklahoma on August 21, 2007
Summary:
The nude body of 28 year old Jo Talley Cooper was discovered by her
husband in the living room their Norman residence shortly after 1
p.m. on February 25, 1987.
Cooper, who was four months
pregnant, was bound with leather straps and duct tape causing her
death by strangulation. A child's plastic toy was found inserted in
her vagina, and tears were noted by the medical examiner in her
rectum and vagina.
Welch entered the home by posing
as a cable television repairman, having lost his job the day before.
The case went unsolved until 10
years later when Welch’s DNA was matched to a similar crime scene in
the 10-year-old unsolved murder case of Debra Stevens, whose nude
body was also discovered in her family’s home outside Tuttle less
than three months after Cooper’s death.
Welch was serving time in prison
for attempted murder, assault with a deadly weapon and kidnapping in
1997 when he was linked by DNA to the killings of Cooper and Stevens.
A large super supreme pizza and a two-liter bottle of Coca-Cola.
Final Words:
“There’s nothing that can change the horrible thing I’ve done. I’m
truly, truly sorry for all the hurt and pain I’ve caused you.
There’s no excuse for it — there never was. It was just me. “I love
y’all. God bless y’all. I’m ready,”
ClarkProsecutor.org
Oklahoma Department of
Corrections
Inmate: FRANK D WELCH
ODOC#: 168528
Birth Date: 06/26/1961
Race: White
Sex: Male
Height: 5 ft. 08 in.
Weight: 180 pounds
Hair: Brown
Eyes: Brown
County of Conviction: Cleveland
Case#: 97-247
Date of Conviction: 04/03/1998
Location: Oklahoma State Penitentiary, Mcalester
Reception Date: 12/01/1998
97-247 CLEV Murder First Degree 04/03/1998 DEATH
Death 04/03/1998
97-64 GARV Murder In The First Degree 12/01/1998 LIFEWOP Life w/o
Parole
Oklahoma executes man for 1987 murder
Aug 21, 2007
Reuter News
OKLAHOMA CITY (Reuters) - Oklahoma executed a man
on Tuesday for a 1987 rape and murder that had gone unsolved for 10
years, the state corrections department said.
Frank Duane Welch, 45, was condemned for the
February 25, 1987, strangling of Jo Talley Cooper, 28, after
entering the pregnant woman's home in Norman, Oklahoma, by posing as
a cable television repairman. Cooper's murder went unsolved for 10
years until DNA evidence linked Welch to the slaying. Welch admitted
to Cooper's murder in a letter earlier this year to the Oklahoma
Pardon and Parole Board.
While strapped to a gurney in the death chamber
at the McAlester, Oklahoma, state prison on Tuesday, Welch
apologized for his crimes. "There is nothing that can change the
horrible thing I done," Welch said. "There is nothing that can
change that. I take full responsibility for what I done. I am truly,
truly sorry for all the hurt and pain I have caused you."
Welch was the 86th person executed by Oklahoma
since 1990, when the state resumed executions. He was the second
person executed in Oklahoma this year.
Welch's last meal was a large super supreme pizza
and a two-liter bottle of Coca-Cola, according to a statement from
the Oklahoma Department of Corrections.
Oklahoma Attorney General
(Press Release)
W.A. Drew Edmondson, Attorney General
"Execution Date Requested for Welch"
June 18, 2007
Attorney General Drew Edmondson today asked the
Oklahoma Court of Criminal Appeals to set an execution date for
Cleveland County death row inmate Frank Duane Welch.
Welch, 45, was convicted and sentenced to death
for the Feb. 25, 1987, murder of 29-year-old Jo Talley Cooper in her
Norman home. Cooper died of strangulation, and her murder remained
unsolved for almost 10 years. After Welch was linked to an almost
identical unsolved murder, DNA evidence recovered from the scene of
the Cooper murder was compared to samples taken from Welch. The
samples matched.
“It is the practice of this office, before an
execution date is requested, to examine each case to determine if
the testing of DNA evidence should occur,” said Edmondson. “We have
determined, after a thorough review of this case, that DNA testing
would be of no value and would have no relevance as to actual
innocence. I see nothing that should stand in the way of this
execution being carried out.”
The state asked the Oklahoma court to set the
execution date for 60 days from today or the earliest date the court
deems fit. The United States Supreme Court earlier today denied
Welch’s final appeal.
Currently, Tillman County death row inmate Jimmy
Dale Bland is scheduled to be executed June 26 for the Nov. 14,
1996, murder of Doyle Windle Rains, 62.
Career criminal executed for 1987 Norman
slaying
By Sean Murphy - Tulsa World
AP - August 22, 2007
McALESTER -- A career criminal who was convicted
of raping and killing a woman more than 20 years ago was put to
death Tuesday. Frank Duane Welch, 46, was pronounced dead at 6:21
p.m. after receiving a lethal mixture of drugs at the Oklahoma State
Penitentiary.
Welch was executed for the death of Jo Talley
Cooper, 28, of Norman, whose 1987 murder went unsolved for nearly a
decade. Welch was serving time in prison for a kidnapping when in
1997 he was linked by DNA to the killings of Cooper and Grady County
resident Debra Stevens, whose nude body was found in her family's
home outside Tuttle less than three months after Cooper's death.
"For the Cooper and Stevens families, there's
nothing that can change the horrible thing I've done," Welch said
while strapped to a gurney. I'm truly, truly sorry for all the hurt
and pain I've caused ya'll. I take full responsibility for what I've
done. There's no excuse for it. There never was."
As the lethal combination of drugs flowed into
Welch's arm, one of his brothers, who was in an adjacent viewing
room, began having breathing problems and collapsed to the floor.
Prison medical personnel attended to him, but he refused to be taken
to a hospital in an ambulance, officials said.
Cooper, a Mississippi native who received a
master's degree in communication at the University of Oklahoma, was
three months' pregnant when she was killed. She was tied up, raped
and strangled while her infant son slept in the next room.
Prosecutors believe that Welch, who worked as a cable television
repairman in Norman for a short time in 1987, used his old uniform
to get inside the women's homes. Cooper's family witnessed Welch's
execution. Her son, Travis Cooper, is now 21 and lives in Madison,
Wis., with his father.
In a letter to the Oklahoma Pardon and Parole
Board last month, he urged the board to deny clemency for Welch and
wrote of the pain of growing up without his mother. "It would be
different if my mother would have died of natural causes," he wrote.
"It would be different if it was God's will, but the truth is that
an evil man named Frank Welch took her life. "And the unspeakable
things he did to her, my mother, is what fills me with anger, the
pain, and the loneliness that I feel to this day."
Convict Executed
Shawnee News-Star
August 22, 2007
McALESTER, Okla. (AP) -- A career criminal who
was convicted of raping and killing a young mother more than 20
years ago was put to death Tuesday. Frank Duane Welch, 46, was
pronounced dead at 6:21 p.m. after receiving a lethal mixture of
drugs at the Oklahoma State Penitentiary.
Welch was executed for the death of Jo Talley
Cooper, 28, whose murder went unsolved for nearly a decade. Welch
was serving time in prison for a kidnapping charge in 1997 when he
was linked by DNA to the killings of Cooper and Grady County
resident Debra Stevens, whose nude body was discovered in her
family's home outside Tuttle less than three months after Cooper's
death.
"For the Cooper and Stevens families, there's
nothing that can change the horrible thing I've done," Welch said
while strapped to a gurney. "I'm truly, truly sorry for all the hurt
and pain I've caused ya'll. "I take full responsibility for what
I've done. There's no excuse for it. There never was."
As the drugs flowed into Welch's arm, one of his
brothers, who was in a viewing room adjacent to the death chamber,
began having breathing problems and collapsed. Prison medical
personnel attended to him, but he refused an ambulance. There were
no appeals pending for Welch, who was denied clemency by the
Oklahoma Pardon and Parole Board on Aug. 1.
Nearly two dozen members of Cooper's and Stevens'
families witnessed Welch's execution. "My sister Talley was a
beautiful person and will always be remembered for her friendliness,
her laugh and her love and passion for life," Cooper's brother, Jeb
Anderson, of Franklin, Tenn., said after the execution. "Now with
the finality of the long legal process, it is our hope that the
memory of her horrible death will diminish."
Cooper, a Mississippi native who earned a
master's degree in communications at the University of Oklahoma, was
three months pregnant at the time of her death. She was tied up,
raped and strangled while her infant son slept in the next room.
Prosecutors believe Welch, who worked as a cable repairman in Norman
for a short time in 1987, used his old uniform to get inside the
women's homes.
Her son, Travis, is now 21 and lives in Madison,
Wis., with his father, Tracy Cooper. "None of this will ever bring
my mom back," Travis Cooper said after Tuesday's execution. "I miss
my mom. "We just want to remember all the good things about my
mother."
Execution Brings Closure
By Sean Murphy - The Oklahoman
Associated Press - August 22, 2007
Career criminal Frank Duane Welch was executed
Tuesday for the rape and death of a young mother. The death of Jo
Talley Cooper, 28, a Mississippi native who earned a master's degree
in communication at the University of Oklahoma, went unsolved for
nearly a decade.
Welch, 46, was serving time in prison for a
kidnapping charge in 1997 when he was linked by DNA to the killings
of Cooper and Grady County resident Debra Stevens, whose nude body
was discovered in her family's home outside Tuttle less than three
months after Cooper's death. No appeals were pending and the lethal
injection was scheduled for 6 p.m.
Cooper, who was three months pregnant at the time
of her death, was tied up, raped and strangled while her infant son
slept in the next room. Prosecutors believe Welch, who worked as a
cable repairman in Norman for a short time in 1987, used his old
uniform to get inside the women's homes.
‘No getting over it'
Cooper's family planned to witness Welch's
execution. "Closure is sort of a cliche, but there is a finality in
the sense that the legal system is done and the dragging it out is
over with,” said Jeb Anderson, Cooper's younger brother, who lives
in Franklin, Tenn. "There's no getting over it. You just learn to
live with it, and that's where we're focused now,” he said. Cooper's
son, Travis, who was in a room down the hallway from where his
mother was killed, is now 21 and lives in Madison, Wis., with his
father.
In a letter to the Oklahoma Pardon and Parole
Board last month, he urged the board to deny clemency for Welch and
wrote of the pain of growing up without his mother. "It would be
different if my mother would have died of natural causes,” he wrote.
"It would be different if it was God's will, but the truth is that
an evil man named Frank Welch took her life. "And the unspeakable
things he did to her, my mother, is what fills me with anger, the
pain, and the loneliness that I feel to this day.”
The state Corrections Department said Tuesday
that Welch had requested pizza and Coke for his last meal.
ProDeathPenalty.Com
On February 25, 1987, Tracy Cooper arrived at his
Norman home around 1:00 p.m. and found his wife, Jo Talley Cooper,
lying dead in their living room. She was nude and had leather straps
forming a ligature around her neck that also went down her back
binding her hands. She had a piece of duct tape covering her mouth
and one of her seven-month-old child's toys inserted in her vaginal
area. The Coopers' seven-month-old child was unharmed and in his
crib in his room.
The physical and circumstantial evidence at trial
supported the State's theory that Frank Duane Welch secured entry
into the Coopers' home by posing as a Norman Cablevision employee [Welch
was fired from his employment with Norman Cablevision prior to the
day of the murder, but retained possession of his employee uniform]
as there were no signs of forced entry and the Coopers' dogs were
found secured in the garage, the location where Jo Cooper kept them
when repairpersons were working who needed access to the backyard.
After gaining secure entry, Welch bound Jo with
leather straps and tightened the straps around her neck causing her
death by ligature strangulation. Welch then raped Cooper, shoved a
toy pylon into her vagina and left. The medical examiner testified
Cooper's anal swab was positive for sperm and that she had perianal
peri-postmortem tears which indicated the tears were sustained
immediately after or during death.
The medical examiner testified that Cooper had
also sustained a peri-postmortem vaginal tear which was consistent
with a trauma that could be caused by the insertion of a plastic toy
like the one found in her vagina. The medical examiner also noted
that Jo Cooper was approximately twelve weeks pregnant.
This case remained unsolved for approximately ten
years until Welch's name surfaced when his DNA was matched to a
similar crime scene in the ten-year-old unsolved Debra Stevens
homicide case in Grady County.
Thereafter, Norman police detective, Steve Lucas,
obtained a sample of Welch's blood and had DNA testing performed.
Welch's DNA matched the DNA from sperm found on a towel at the
Cooper home and charges were filed.
On February 25, 1997, Welch was charged by
information in the District Court of Cleveland County, Oklahoma,
with one count of first degree malice aforethought murder. On July
10, 1997, the State filed a bill of particulars alleging the
existence of two aggravating factors: (1) that the murder was
especially heinous, atrocious and cruel; and (2) the existence of a
probability that Welch would commit criminal acts of violence that
would constitute a continuing threat to society in the future.
Approximately one month prior to trial, the
prosecution filed a notice stating that it intended to introduce at
trial evidence that on or about May 6, 1987, in Grady County,
Oklahoma, Welch forcibly raped and killed by means of strangulation
a woman named Debra Anne Stevens. The case proceeded to trial on
March 23, 1998.
The first reference to the Stevens murder came
during the direct examination of Stephen Lucas, a detective with the
Norman Police Department. Lucas, who had been assigned as the
primary investigator for the Cooper murder in November 1989,
testified that in October 1996 the investigative team received a
telephone call from Ed Briggs, an agent with the Oklahoma State
Bureau of Investigation (OSBI).
Briggs indicated that Welch had been identified
as a suspect in the Stevens murder, which occurred in a similar
fashion less than three months after the Cooper murder, and
suggested that they look at Welch as a suspect in the Cooper murder.
Following the tip from Briggs, Lucas testified that he obtained a
blood sample from Welch and that the results of the DNA testing of
that sample led to Welch being charged with the murder of Cooper.
Lucas also testified that his investigation
revealed that the two murders were similar in several respects. In
particular, Lucas testified that each murder occurred the day after
Welch appeared in court on criminal charges. Further, Lucas
testified that Stevens' body was found bound in a manner similar to
that of Cooper's body, and that both bodies were positioned in a
similar manner at the time of their discovery.
Following Lucas' testimony, the prosecution
proceeded to introduce several witnesses who described the key
details of the Stevens murder that were similar to those of the
Cooper murder. Stacie Stromberg, the daughter of Debra Stevens,
testified about discovering her mother's body in their home on May
6, 1987.
According to Stromberg, her mother was laying
face up on her bed with a rope around her neck. Stromberg also
testified that she found the family dog, which normally had the run
of the house, locked in her sister's room. Robert Lee, an OSBI agent
who assisted in the investigation of the Stevens murder, testified
that Stevens' naked body was found laying face-up with a small rope
tied tightly around her neck, her hands bound tightly behind her
with the same small gauge rope found around her neck, and white
tissue or toilet paper stuffed in her mouth.
Larry Balding, the deputy medical examiner who
performed the autopsies on both victims, testified that Stevens died
as a result of ligature strangulation, and that sperm was found in
vaginal swabs taken from her body. Lastly, Mary Long, a criminalist
with the OSBI, testified that she performed DNA testing on the sperm
samples taken from Stevens' body, and that those samples matched the
DNA found in a blood sample given by Welch.
At the conclusion of the first stage evidence,
the jury found Welch guilty of first degree malice aforethought
murder. At the conclusion of the second-stage evidence, the jury
found the existence of the two aggravating factors alleged in the
bill of particulars and recommended that Welch be sentenced to death.
The trial court formally sentenced Welch on April 3, 1998, in
accordance with the jury's recommendation.
In a letter to the Oklahoma Parole Board, Jo's
21-year-old son Travis said, "It would be different if my mother
would have died of natural causes. It would be different if it was
God's will, but the truth is that an evil man named Frank Welch took
her life. And the unspeakable things he did to her, my mother, is
what fills me with anger, the pain, and the loneliness that I feel
to this day."
Welch v. State, 2 P.3d 356 (Okla.Crim.
2000) (Direct Appeal).
Defendant was convicted in the District Court of
Cleveland County, Tom A. Lucas, J., of first-degree murder, and was
sentenced to death. Defendant appealed. The Court of Criminal
Appeals, Strubhar, P.J., held that: (1) failure to specify other
crimes exception under which evidence of another murder was sought
to be admitted did not amount to plain error; (2) evidence of
uncharged murder was probative of identity and therefore admissible;
(3) police detective's testimony that victim's injuries were
intentionally inflicted and were not result of autoerotic behavior
was not improper opinion testimony on an ultimate issue; (4)
victim's statement in telephone call was admissible in part under
state of mind exception to hearsay rule; (5) admission of remainder
of such statement was harmless error; (6) photographs of victim's
body as she was found were not unduly prejudicial; (7) photographs
of body of victim of uncharged murder were admissible to show
similarities between charged and uncharged murders; (8) defendant
waived any error resulting from fact that trial judge's son was the
primary investigator of the murder and a key prosecution witness;
(9) any error resulting from such relationship was harmless; (10)
erroneous admission of certain victim impact evidence was harmless;
(11) defense counsel was not ineffective; and (12) aggravating
circumstances outweighed mitigating evidence and sentence of death
was factually substantiated and appropriate. Affirmed.
STRUBHAR, Presiding Judge:
Frank Duane Welch, hereinafter Appellant, was tried by jury and
convicted of Murder in the first degree (21 O.S.Supp.1982, §
701.7(A)), in the District Court of Cleveland County, Case No. CF-97-247,
the Honorable Tom A. Lucas, District Judge, presiding. The jury
recommended death after finding the murder was especially heinous,
atrocious or cruel and that Appellant constituted a continuing
threat to society.FN1 The trial court sentenced Appellant
accordingly. From this Judgment and Sentence, he appeals.FN2
FN1. 21 O.S.1981, §§ 701.12(4) & (7).
FN2. Appellant's Petition in Error was filed in
this Court on October 1, 1998. Appellant's brief was filed July 14,
1999, and the State's brief was filed October 11, 1999. A reply
brief was filed on November 1, 1999. The case was submitted to the
Court on October 15, 1999. Oral argument was held February 15, 2000.
FACTS
On February 25, 1987, Tracy Cooper arrived at his
Norman home around 1:00 p.m. and found his wife, Jo Talley Cooper,
lying dead in their living room. She was nude and had leather straps
forming a ligature around her neck that also went down her back
binding her hands. She had a piece of duct tape covering her mouth
and one of her seven-month-old child's toys inserted in her vaginal
area. The Coopers' seven-month-old child was unharmed and in his
crib in his room.
The physical and circumstantial evidence at trial
supported the State's theory that Appellant secured entry into the
Coopers' home by posing as a Norman Cablevision employeeFN3 as there
were no signs of forced entry and the Coopers' dogs were found
secured in the garage, the location where Mrs. Cooper kept them when
repairpersons were working who needed access to the backyard.
After gaining secure entry, Appellant bound Mrs.
Cooper with leather straps and tightened the straps around her neck
causing her death by ligature strangulation. Appellant then raped
Cooper, shoved a toy pylon into her vagina and left.
The medical examiner testified Cooper's anal swab
was positive for sperm and that she had perianal peri-postmortem
tears which indicated the tears were sustained immediately after or
during death.
The medical examiner testified that Cooper had
also sustained a peri-postmortem vaginal tear which was consistent
with a trauma that could be caused by the insertion of a plastic toy
like the one found in her vagina. The medical examiner also noted
that Mrs. Cooper was approximately twelve weeks pregnant.
FN3. Although Appellant had been fired from
Norman Cablevision prior to February 25, 1987, he retained
possession of his employee uniform. (Tr. 861, 870)
This case remained unsolved for approximately ten
years until Appellant's name surfaced when his DNA was matched to a
similar crime scene in the ten-year-old unsolved Debra Stevens
homicide case in Grady County. Thereafter, Norman police detective,
Steve Lucas, obtained a sample of Appellant's blood and had DNA
testing performed. Appellant's DNA matched the DNA from sperm found
on a towel at the Cooper home and charges were filed.
At trial Appellant admitted he killed both Mrs.
Cooper and Debra Stevens. He claimed he met Mrs. Cooper during a
service call at the Cooper residence when he was working for Norman
Cablevision. He testified that they started having an affair shortly
thereafter and that he had sex with her on three different occasions.
He claimed on the day of her death he went to the
Cooper home where Mrs. Cooper was expecting him. He testified she
asked him to have anal sex with her and he complied. Following the
anal sex, Appellant said he asked her if she would be willing to try
sexual asphyxiation like he had read about in magazines. He
professed she consented after which he placed the leather straps
around her neck and hands.
He then tightened the strap around her neck and
began having vaginal sex with Cooper from behind. Appellant
testified he did not stop immediately when Cooper collapsed because
he did not realize she was in distress. When he rolled her over, she
was not breathing and had no heartbeat.
Because he was a convicted felon with pending
charges, Appellant claimed he panicked and decided to make it look
like Cooper was attacked. He described how he put more of the strap
around her neck, how he duct taped her mouth because he did not like
to see blood, how he wiped himself off with the kitchen towel, how
he inserted the plastic toy in Cooper's vagina and how he left the
Cooper home.
Appellant told the jury that he had plead guilty
to his prior offenses because he was guilty, but would not plead
guilty to the Cooper homicide because he did not intend to kill her.
He further testified that he killed Debra Stevens with whom he was
also having an affair.
He maintained he intentionally killed Stevens
following an argument where she threatened to tell authorities about
the Cooper homicide if Appellant did not give her ten thousand
dollars. Other facts will be discussed as they become relevant to
the propositions of error raised for review.
FIRST STAGE ISSUES
In his first proposition of error, Appellant
argues he was denied a fair trial by the admission of evidence that
he murdered Debra Stevens in Grady County three months after Talley
Cooper's death. He claims the introduction of this other crimes
evidence did not fall within the exceptions of 12 O.S.1991, §
2404(B) FN4 forced him to defend against a collateral crime with
which he was not charged, confused the issues and was nothing more
than improper propensity evidence designed to prejudice him.
Specifically, Appellant alleges evidence of the
Stevens murder was improperly admitted because: (1) the State's
Burks FN5 notice was defective because the State failed to specify
under which exception the evidence was sought to be admitted; (2)
evidence of the Stevens murder was not necessary for the purposes
cited by the State; (3) there was no visible connection between the
Cooper and Stevens murders; (4) evidence of the Stevens murder was
not necessary for the State to sustain its burden of proof; (5) the
trial court's limiting instruction was defective because it failed
to specify under which exception the evidence was being admitted;
(6) the Stevens homicide was not part of the res gestae; and (7)
evidence of the Stevens murder was more prejudicial than probative.
The trial court consistently overruled
Appellant's objections before the evidence was presented and
throughout trial finding the evidence was relevant and that the
probative value of the evidence outweighed its prejudicial effect.
Appellant was granted a continuing objection to all evidence and
testimony of the Stevens murder.
FN4. 12 O.S.1991, § 2404(B) provides:
Evidence of other crimes, wrongs, or acts is not
admissible to prove the character of a person in order to show
action in conformity therewith. It may, however, be admissible for
other purposes such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity or absence of mistake or
accident.
FN5. Burks v. State, 1979 OK CR 10, ¶ 11, 594
P.2d 771, 774-75, overruled in part on other grounds by Jones v.
State, 1989 OK CR 7, 772 P.2d 922 (holding State must give defendant
notice of other crimes evidence it intends to introduce along with
the section 2404(B) purpose for which it will be used).
Evidence of other crimes or bad acts is not
admissible as proof of bad character to show a person acted in
conformity therewith but “may ... be admissible for other purposes,
such as proof of motive, opportunity, intent, preparation, plan,
knowledge, identity or absence of mistake or accident.” 12 O.S.1991,
§ 2404(B).
The reason other crimes evidence is so limited
and its admission guarded revolves around fairness to the accused
who should be convicted, if at all, by evidence of the charged
offense and not by evidence of separate, albeit similar, offenses.
Bryan v. State, 1997 OK CR 15, ¶ 33, 935 P.2d 338, 356, cert. denied,
522 U.S. 957, 118 S.Ct. 383, 139 L.Ed.2d 299 (1997).
To be admissible, evidence of uncharged offenses
must be probative of a disputed issue of the crime charged, there
must be a visible connection between the crimes, evidence of the
other crime(s) must be necessary to support the State's burden of
proof, proof of the other crime(s) must be clear and convincing, the
probative value of the evidence must outweigh the prejudice to the
accused and the trial court must issue contemporaneous and final
limiting instructions. Bryan, 1997 OK CR 15, at ¶ 33, 935 P.2d at
356-57.
When other crimes evidence is so prejudicial it
denies a defendant his right to be tried only for the offense
charged, or where its minimal relevancy suggests the possibility the
evidence is being offered to show a defendant is acting in
conformity with his true character, the evidence should be
suppressed. Id.
Appellant first attacks the Burks notice filed by
the State because it failed to specify under which exception the
evidence was sought to be admitted. Appellant also attacks the trial
court's limiting instructions alleging the same defect. Because
Appellant failed to object to the notice or the instructions, we
will review for plain error. Wood v. State, 1998 OK CR 19, ¶ 35, 959
P.2d 1, 10.
The record before this Court shows Appellant was
adequately apprised that the State intended to introduce evidence of
the Stevens murder. At trial defense counsel conceded he received
proper notice under Burks, but argued the evidence was irrelevant
and prejudicial.
In light of the evidence presented against
Appellant coupled with his own trial testimony, we find the failure
to specify the section 2404(B) exception under which the evidence
was sought to be admitted in the State's notice and in the trial
court's instruction does not amount to plain error.
However, we take this opportunity to remind trial
judges and prosecutors of the importance of delineating the
exception and purpose for which other crimes evidence is being
offered. Specific rulings ensure fairness to the accused as well as
facilitate expedient review of claims contesting admission of other
crimes evidence.
The remainder of Appellant's complaints boil down
to his assertion that the evidence of the Stevens murder did not
fall within one of section 2404(B)'s exceptions and therefore the
evidence was irrelevant, unnecessary and was more prejudicial than
probative.
Because Appellant lodged timely objections on
this basis, the claim is properly preserved for review. When such a
claim is properly preserved as in the instant case, the State must
show on appeal that admission of the other crimes evidence did not
result in a miscarriage of justice or constitute a substantial
violation of a constitutional or statutory right. Bryan, 1997 OK CR
15, at ¶ 33, 935 P.2d at 357.
In past cases, this Court has allowed evidence of
other crimes or bad acts to be admitted under the “plan” exception
of § 2404(B) where the methods of operation were so distinctive as
to demonstrate a visible connection between the crimes. Aylor v.
State, 1987 OK CR 190, ¶ 5, 742 P.2d 591, 593.
In addressing the admissibility of such evidence,
we have found it is relevant in determining the guilt or innocence
of the accused when the peculiar method of operation is so unusual
and distinctive as to be like a signature. Eberhart v. State, 1986
OK CR 160, ¶ 23, 727 P.2d 1374, 1379; Johnson v. State, 1985 OK CR
152, ¶ 4, 710 P.2d 119, 120; Driver v. State, 1981 OK CR 117, ¶ 5,
634 P.2d 760.
Even though this Court has allowed such evidence
under the “plan” exception, this exception is not the most accurate
because it deals primarily with the admission of other crimes
evidence to show the commission of one crime facilitated another.
See Jones v. State, 1995 OK CR 34, ¶ 52, 899 P.2d 635, 649, cert.
denied, 517 U.S. 1122, 116 S.Ct. 1357, 134 L.Ed.2d 524 (1996); Luna
v. State, 1992 OK CR 26, ¶ 8, 829 P.2d 69, 72.
However, in Eberhart, we recognized that
distinctive methods of operation are relevant to prove the identity
of the perpetrator of the crime. Eberhart, 1986 OK CR 160, at ¶ 23,
727 P.2d at 1379-80. Identity is the more appropriate label for such
signature evidence because distinctive methods of operation are
indicative of who perpetrated the crime.
In the instant case, one of the issues at trial
was who killed Talley Cooper. In an effort to solidify its case
against Appellant, the State introduced the Stevens homicide
evidence with its similarities to prove to the jury that Appellant
was in fact the person who also killed Cooper. Contrary to
Appellant's assertion, the similarities between the two murders were
sufficiently distinctive to create a visible connection between the
crimes making the Stevens homicide evidence probative of a disputed
fact in Appellant's trial.
The similarities include: (1) no signs of forced
entry; (2) each victim's house was adjacent to a large field; (3)
the family dogs were locked inside rooms contrary to where the dogs
were normally kept; (4) both murders occurred one day after
Appellant appeared in Cleveland County District Court; (5) both
victims were white females who were raped and strangled in their own
homes during daytime hours; (6) drawers had been opened suggesting a
robbery although nothing was missing; (7) both women were gagged;
(8) both victims were found nude, spread eagle, lying on their backs;
and (9) both had ligatures around their necks which were similar
with a loop forming a knot with the remaining cord/strap running
through it.
Evidence of the Stevens murder also arguably fits
within the absence of mistake or accident exception, notwithstanding
Appellant's trial testimony.FN6 During opening statement, defense
counsel stated that the State would not be able to show Mrs.
Cooper's death was intentional. He routinely questioned witnesses
about the lack of forced entry and the lack of any evidence of a
struggle, suggesting Mrs. Cooper was expecting Appellant and was a
willing participant.
Defense counsel also asked about the vaseline
that was found at the scene and elicited that vaseline was sometimes
used as a lubricant in consensual anal intercourse. Defense counsel
elicited from the medical examiner that Mrs. Cooper's death could
have been the result of autoerotic behavior. He also elicited from
the DNA expert that DNA is the same whether it is the result of
consensual or non-consensual conduct. This questioning was designed
to suggest to the jury that Cooper's death could have equally been
the result of an accident rather than an intentional murder as
alleged by the State.
FN6. The Stevens murder evidence would have been
relevant and unquestionably admissible in rebuttal if Appellant
testified as he did at trial asserting Cooper's death was an
accident. However, he maintains he was compelled to testify after
the trial court ruled the Stevens evidence admissible in the State's
case in chief.
The more difficult questions to decide are
whether the Stevens murder evidence was necessary to support the
State's burden of proof and whether it was more probative than
prejudicial. “In dealing with the relevancy of evidence, we begin
with the presumption that in determining whether to admit such
evidence, the trial judge should lean in favor of admission.” Mayes
v. State, 1994 OK CR 44, ¶ 77, 887 P.2d 1288, 1309-10, cert. denied,
513 U.S. 1194, 115 S.Ct. 1260, 131 L.Ed.2d 140 (1995).
The party opposing its introduction has the
burden to show it is substantially more prejudicial than probative.
Mayes, 1994 OK CR 44, at ¶ 77, 887 P.2d at 1310. When balancing the
relevancy of evidence against its prejudicial effect, the trial
court should give the evidence its maximum reasonable probative
force and its minimum reasonable prejudicial value. Id.
In the instant case, the State bore the burden to
prove Appellant intentionally killed Cooper. As discussed above,
this case remained unsolved for ten years until Appellant's name
surfaced when his DNA was matched to the Stevens homicide case. The
State's DNA evidence placed Appellant at the Cooper residence and
showed he had sex with Mrs. Cooper on the day of her death. It did
not prove that he actually killed her. Evidence that Appellant
killed Stevens in an almost identical manner to Cooper bolstered the
State's case that Appellant killed Cooper.
Further, evidence that Appellant killed Stevens
showed Appellant intentionally killed Cooper and that her death was
not an accident resulting from consensual autoerotic behavior.
Despite its highly prejudicial nature, we find the probative value
of the Stevens murder evidence outweighed its prejudicial effect and
that the evidence was necessary to support the State's burden of
proof. Finding the evidence properly admitted, this proposition is
denied.
In his second proposition, Appellant alleges he
was denied due process and a fair trial by the admission of
irrelevant and speculative opinion evidence and evidentiary harpoons.
In particular, Appellant complains about several opinions and
statements made by Detective Steve Lucas and OSBI Agent Robert Lee.
Appellant first complains that Detective Lucas'
opinion, that the Coopers' dogs were put in the garage as part of a
ruse to enter the house, was impermissibly speculative and unduly
prejudicial. At trial, Appellant objected to the initial question to
elicit Lucas' opinion about the dogs on the ground of speculation.
The trial court sustained the objection as to the
“form of the answer” and stated that Lucas could give an opinion if
he had one, but Lucas would not be allowed to state his suspicions
or speculations The prosecutor then asked Lucas if he had an opinion
based on his analysis of the crime scene concerning the location of
the dogs given the lack of forced entry. Lucas opined the dogs were
in the garage as part of a ruse to enter the house. Because
Appellant did not object to this response, he has waived all but
plain error. Washington v. State, 1999 OK CR 22, ¶ 18, 989 P.2d 960,
969.
We find, based on our review of the record, that
Detective Lucas' challenged testimony constituted a proper lay
opinion based on his investigation. 12 O.S.1991, § 2701. Lucas
testified that he took over the Cooper homicide investigation in
November 1989, some two and half years after the crime.
In order to familiarize himself with the case, he
read all the police reports along with the witnesses' statements as
well as reviewed the physical evidence. He then re-interviewed
family members and friends in an effort to generate relevant leads.
Family members testified that the dogs were usually in the backyard
unless a repairperson was there and needed access to the backyard.
Appellant's ex-wife testified that Appellant still had his Norman
Cablevision uniforms when Cooper was killed. Lucas' opinion was
rationally based on his perceptions following his investigation
which aided the jury in its determination of a fact in issue.
Accordingly, the opinion was proper and did not amount to error,
much less plain error.
Second, Appellant complains about Detective
Lucas' statement that both the Cooper and Stevens homicides occurred
the day after Appellant appeared in court. As the State points out,
the statement constitutes factual testimony rather than opinion.
Further, there is nothing speculative about it. It is simply a
factual statement properly admitted to show another similarity
between the two crimes in an effort to establish Appellant as the
perpetrator of the Cooper homicide. 12 O.S.1991, § 2404(B). Such
evidence was more probative than prejudicial. 12 O.S.1991, § 2403.
Next, Appellant complains that Detective Lucas
injected irrelevant and speculative evidence into the trial when he
described the manner in which Talley Cooper's hands were bound.
Lucas described the bindings as “it's got a large slipknot almost on
one hand that's pulled tight and then wrapped in, oh, half-inch
cattle-like calf roping-type thing.”
Appellant claims Lucas used the calf roping
description in an effort to unfairly incriminate him after he told
Lucas during an interview that he had been involved in rodeos and
owned livestock. Appellant also attacks Lucas' testimony that the
leather straps used to bind Talley Cooper were scrap leather known
as “farmer's bundles” which Lucas said were sold at saddle and boot
shops. He maintains this testimony allowed Lucas “to improperly
imply that [Appellant], as a rodeo veteran, had tied up Talley
Cooper like livestock.” See Appellant's Brief at 38.
Contrary to Appellant's claim, this testimony was
neither speculative nor irrelevant opinion evidence. Lucas merely
described his personal observations of how the victim's hands were
tied using the calf-roping reference to explain what he saw.
Moreover Lucas described his investigation that uncovered the fact
that the straps were scrap leather known as “farmer's bundles.”
Accordingly, we find the admission of this testimony was not error.
Fourth, Appellant maintains Lucas improperly
invaded the province of the jury when he testified Cooper's death
was not self-inflicted or the result of autoerotic behavior, that
her death was not accidental but intentionally inflicted and that
Cooper's wounds were not consistent with sexual asphyxiation. In
Romano v. State, 1995 OK CR 74, ¶ 21, 909 P.2d 92, 109, cert. denied,
519 U.S. 855, 117 S.Ct. 151, 136 L.Ed.2d 96 (1996), we addressed the
propriety of opinion evidence on ultimate issues and stated:
Opinion evidence on ultimate issues is generally
admissible. 12 O.S.1991, § 2704. However, the “otherwise admissible”
language of § 2704 must be read in context with 12 O.S.1991, §§
2403, 2701, 2702. While expert witnesses can suggest the inferences
which jurors should draw from the application of specialized
knowledge to the facts, opinion testimony which merely tells a jury
what result to reach is inadmissible. (citations and footnotes
omitted) See also Cannon v. State, 1998 OK CR 28, ¶ 18, 961 P.2d
838, 846.
In the instant case, the prosecutor did not
formally qualify Detective Lucas as an expert by asking the trial
court to recognize him as such. However, the prosecutor qualified
Lucas to render certain opinions after asking him about his sixteen
year career as a police officer and his specialized training in
sexual asphyxiation deaths.
Thereafter during questioning, the prosecutor
asked Lucas if he attached any significance to his analysis of Mrs.
Cooper's injuries given his training. Lucas testified Cooper's
injuries were intentionally inflicted and were not accidental, self-inflicted
or the result of autoerotic behavior.
The trial court sustained defense counsel's
objection to Lucas' opinion after the prosecutor offered to rephrase
the question. Lucas then explained that in sexual asphyxiation
cases, the participants pad the noose device so no marks are left on
the neck. Further, the participants employ an escape mechanism in
case of distress so they will not die. Lucas testified these common
attributes he learned of in training were not present in the instant
case.
A review of the record shows Lucas' opinion was
not improper opinion testimony on an ultimate issue since it did not
tell the jury what result to reach. Lucas' testimony was based upon
his examination and investigation of the crime scene coupled with
his training. In his testimony Lucas described his in depth
investigation and review of police reports, witnesses' statements
and numerous photographs of the crime scene.
Lucas then told the prosecutor that the physical
evidence was not consistent with consensual behavior. At no time did
Lucas say that Appellant intentionally killed Cooper; rather, he
testified Cooper's bindings that resulted in her death were not
consistent with consensual autoerotic behavior based on his
specialized knowledge in homicide investigation. As this was proper
opinion testimony, no error occurred in its admission.
In Appellant's final complaint about Detective
Lucas, he claims Lucas intentionally injected an evidentiary harpoon
when he testified that Appellant told him he had participated in
rodeos not only during childhood, but while in prison. As the trial
court found, Appellant was not prejudiced by this reference to other
crimes/prison.
As part of his defense against imposition of the
death penalty, defense counsel advised the jury in opening statement
that Appellant was serving a life sentence plus consecutive forty-five
and twenty year sentences in an effort to show the jury Appellant
was not a continuing threat because he would never be in society
again.
To bolster his credibility, Appellant detailed
his many prior convictions during his testimony maintaining he
accepted responsibility when he was in fact guilty. Given this
evidence, we find that Lucas' reference to prison had no impact on
the verdict or sentence.
Lastly, Appellant claims he was prejudiced by an
evidentiary harpoon willfully launched by OSBI Agent Robert Lee.
Agent Lee testified that Appellant was investigated in connection
with the Stevens homicide because they received information that
Appellant had left the Grady County area abruptly after the crime,
that Appellant and his former wife were friends with the Stevens and
lived in property adjoining or close to them and that Appellant had
raped his former wife prior to their marriage and liked to tie her
up during sex.
The trial court overruled Appellant's objection
and denied his motion for mistrial to the latter portion of Lee's
answer finding such evidence was not prejudicial in light of the
properly admitted other crimes evidence. However, the trial court
did offer to admonish the jury since the evidence was irrelevant.
Initially, defense counsel refused any admonition
claiming it would only serve to emphasize the improper evidence and
could not cure the error. Following a lunch break and additional
discussion, defense counsel acceded to having the jury admonished.
Thereafter, the trial court advised the jury there was no evidence
to support Lee's statement that Appellant had raped his former wife
and that such statement should be disregarded and not considered.
This Court has consistently held that when
inadmissible evidence or an improper comment is presented to a jury,
an admonishment to the jury by the court that the evidence or
comment is not to be considered will cure any error. Patton v. State,
1998 OK CR 66, ¶ 68, 973 P.2d 270, 292, cert. denied, 528 U.S. 939,
120 S.Ct. 347, 145 L.Ed.2d 271 (1999). See also Al- Mosawi v. State,
1996 OK CR 59, ¶ 59, 929 P.2d 270, 284, cert. denied, 522 U.S. 852,
118 S.Ct. 145, 139 L.Ed.2d 92 (1997) (a trial court's admonition to
the jury to disregard the remarks of counsel or a witness usually
cures any error unless it is of such nature, after considering the
evidence, that the error appears to have determined the verdict).
Here, the admonishment given to the jury was
sufficient to cure any error, even though the admonition failed to
specifically address Lee's statement that Appellant liked to tie up
his former wife during sex. A review of the record shows that such
remark was not verdict or sentence determinative given the strong
evidence against Appellant. Accordingly, this proposition of error
is denied.
In his third proposition of error, Appellant
claims he was denied a fair trial and his right to confront
witnesses against him by the admission of prejudicial hearsay
evidence whose probative value was questionable and whose
reliability was suspect. In rebuttal, Katherine Roberts testified
she received a telephone call from her friend, Talley Cooper,
several weeks before her death.
Cooper told Roberts that a man had come to her
house to look at her cable who followed her very closely and seemed
more interested in following and talking to her than in looking at
the cable. Cooper told Roberts that he scared her and gave her the “creeps.”
Cooper described the man as greasy-looking and dirty.
The trial court correctly allowed Cooper's
statement that the cableman scared her and gave her the “creeps”
under the state of mind exception to the hearsay rule. 12 O.S.1991,
§ 2803(3). Such antecedent declarations by a decedent are admissible
in a homicide case to show the decedent's state of mind toward the
defendant or to supply the motive for killing. Moore v. State, 1988
OK CR 176, ¶ 18, 761 P.2d 866, 870.
Here, although Cooper did not identify Appellant
as the cableman, Appellant testified he met Cooper several weeks
before her death when he responded to a service call thereby
supplying that fact. The testimony concerning Cooper's apprehension
of Appellant provided an insight into her state of mind especially
in light of Appellant's claim that after his initial service call he
and Cooper started a consensual extramarital affair and that her
death was an accident. See Moss v. State, 1994 OK CR 80, ¶ 40, 888
P.2d 509, 519; Hooker v. State, 1994 OK CR 75, ¶ 27, 887 P.2d 1351,
1360, cert. denied, 516 U.S. 858, 116 S.Ct. 164, 133 L.Ed.2d 106
(1995).
However, the remainder of the statement that
Appellant came to her home to look at the cable, followed her around
and seemed more interested in her than in looking at the cable does
not go to Cooper's state of mind.
The State concedes this part of the statement
touches on Appellant's past acts which is generally inadmissible,
but argues such testimony was necessary to establish the reliability
of Cooper's statement to Roberts and to establish that Appellant was
the cableman to which Cooper referred. These references to
Appellant's past acts were not necessary to establish reliability or
identity in light of Appellant's testimony.
Therefore, that part of the statement should have
been excluded. However, because we find beyond a reasonable doubt
that this error did not contribute to the verdict or sentence, this
error is harmless and relief is not warranted. Hooker, 1994 OK CR
75, at ¶ 28, 887 P.2d at 1360.
In his fourth proposition, Appellant contends the
trial court erred in admitting certain photographs of Appellant's
victims, a joint autopsy diagram of Cooper and Stevens, a diagram of
the Cooper residence and the DNA statistical evidence. We note the
admission of evidence is left to the sound discretion of the trial
court whose decision will not be disturbed absent a showing of abuse
thereof. Miller v. State, 1998 OK CR 59, ¶ 49, 977 P.2d 1099, 1110,
cert. denied, 528 U.S. 897, 120 S.Ct. 228, 145 L.Ed.2d 192 (1999).
Because Appellant did not object to each of the
above pieces of evidence, we will address the admission of the
evidence that was properly preserved by timely objection and the
remaining will be reviewed for plain error. Miller, 1998 OK CR 59,
at ¶ 48, 977 P.2d at 1110
First, Appellant contends that certain
photographs of his victims introduced into evidence were unduly
prejudicial and should have been excluded from evidence.FN7
Photographs are admissible so long as their probative value
outweighs their prejudicial effect. Photographs are not excludable
merely because they may be considered inflammatory or gruesome. See
Jackson v. State, 1998 OK CR 39, ¶ 96, 964 P.2d 875, 897, cert.
denied, 526 U.S. 1008, 119 S.Ct. 1150, 143 L.Ed.2d 217 (1999).
In Jackson, this Court held that photographs are
admissible where they show the injuries suffered by the victim, show
the location of the crime scene, and corroborate the testimony of
the medical examiner. See id. Such is the situation in the present
case. Exhibits 12-14 plainly show the location of Cooper's body at
the crime scene as well as some of the injuries she sustained. The
photographs are from different angles and are not unnecessarily
cumulative.
Further, they are not unduly prejudicial because
they show a baby blanket and toys. The evidence showed Cooper had a
young child who was found in his crib when Tracy Cooper came home
and found his wife. The photographs simply show the crime scene at
the Cooper home as it was found and no error occurred in their
admission.
FN7. Appellant specifically complains of State
Exhibits 12-14, 26, 28-30 and 45-47. Exhibits 12-14 show Cooper's
body as she was found in her living room. Exhibits 26 and 28-30
depict Debra Stevens as she was found in her home and Exhibits 45-47
show the injuries Appellant inflicted on Paige Hora.
Exhibits 26 and 28-30 show the location of Debra
Stevens' body and some of the injuries she sustained. As stated
above in proposition one, the issues at trial were who killed Talley
Cooper and was it intentional. To prove its case against Appellant,
the State introduced the Stevens homicide evidence including the
photographs to show the similarities between the two crimes to prove
to the jury that Appellant was the person who intentionally killed
Cooper.
The similarities between the crimes, as evidenced
in the photographs, were sufficiently distinctive to create a
visible connection between the crimes making the Stevens homicide
evidence probative of a disputed issue in Appellant's trial. As such,
the photographs were properly admitted.
In rebuttal, the State called Paige Hora to rebut
Appellant's account of his encounter with her. During his testimony,
Appellant downplayed his assault of Hora in which he cut her with a
knife and for which he received a life sentence. To adequately
illustrate the injuries Appellant inflicted on Hora, the State
introduced Exhibits 45-47 which showed Hora's injuries some two or
three days after the incident. Because Appellant failed to object
and the photographs were more probative than prejudicial, we find
the trial court did not abuse its discretion in admitting these
photographs and no plain error occurred. Accordingly, no relief is
warranted.
Second, Appellant complains about the admission
of a joint autopsy diagram of Cooper and Stevens (Exhibit 37A) and
the diagram of the Cooper residence (Exhibit 25). Appellant
maintains the joint autopsy diagram was misleading and prejudicial.
Since both Cooper and Stevens died from ligature
strangulation and were found with a ligature around their neck and
wrists, Appellant contends the use of the same diagram with markings
showing injuries common to that type of death caused these two
separate cases to appear more alike than they actually were. As
stated above, the similarities between the two crimes were
distinctive enough to warrant admission of evidence about the
Stevens homicide to prove the State's case.
The use of the dual diagram was relevant to show
the similarities of the women's injuries and we find its probative
value was not outweighed by the danger of unfair prejudice. The
admission of the diagram of the Cooper residence was also proper.
Although Appellant claims the diagram included notations of the
location of the baby blanket and toys and baby's bedroom to inflame
the jury, this diagram accurately reflected the residence and
testimony of witnesses. Because the trial court did not abuse its
discretion in admitting any of these exhibits, no relief is required.
Lastly, Appellant complains about the admission
of the DNA statistical evidence. Appellant recognizes that this
Court has previously approved of the use of such evidence, but
nevertheless asks this Court to reconsider its prior decisions and
find that such statistical evidence improperly inflates the strength
of the DNA evidence and gives the evidence authority it does not
deserve.
We reaffirm our prior holdings and find the DNA
statistical evidence was properly admitted in this trial. See Wood,
1998 OK CR 19, at ¶ 41, 959 P.2d at 11-12; Taylor v. State, 1995 OK
CR 10, ¶ 34, 889 P.2d 319, 334-38. This proposition is, therefore,
denied.
In his fifth proposition of error, Appellant
claims the trial judge erred in failing to recuse sua sponte from
the instant case because the judge's son was the primary case agent
and a key prosecution witness. Appellant maintains that by presiding
over a case in which his son was a crucial, material witness for the
State, the trial judge was unavoidably biased thereby creating a
structural defect not subject to waiver or harmless error analysis.
To support his claim the trial judge was biased, Appellant avers he
was prejudiced by the evidentiary rulings during Detective Lucas'
testimony as argued in his second proposition of error.FN8
FN8. The record shows that the jurors were not
apprised of the relationship between the trial judge and the witness.
“The Oklahoma Constitution guarantees a defendant
a right to a fair, impartial trial not tainted by the personal bias
or prejudice of the trial court.” Fitzgerald v. State, 1998 OK CR
68, ¶ 10, 972 P.2d 1157, 1163. The decision of a trial judge to
disqualify herself from hearing a criminal case is within the sound
discretion of that judge whose decision will not be disturbed on
appeal unless abuse of that discretion is shown. Id.
A defendant asserting a claim that the trial
judge was biased and abused her discretion must show the trial court
harbored prejudice against him which materially affected his rights
at trial and that he was prejudiced by the trial court's actions. Id.
However, “the right to preclude a disqualified judge from trial is a
personal privilege which can be waived” by the failure to strictly
comply with the proper procedure for seeking the disqualification of
the trial judge. See Hatch v. State, 1983 OK CR 47, ¶ 5, 662 P.2d
1377, 1380, cert. denied, 474 U.S. 1073, 106 S.Ct. 834, 88 L.Ed.2d
805 (1986); Willis v. State, 1982 OK CR 134, ¶ 4, 650 P.2d 873, 874.
During a pre-trial hearing, the trial judge
advised the parties that his son was one of the detectives in this
case. Both defense counsel and Appellant stated on the record they
did not have any objection to the trial judge presiding over the
trial. Following the pre-trial hearing, neither defense counsel nor
Appellant sought to have the trial judge disqualified pursuant to 20
O.S.1991, § 1403.
This case is similar to Smith v. State, 1987 OK
CR 94, ¶ 5, 737 P.2d 1206, 1209, cert. denied, 484 U.S. 959, 108
S.Ct. 358, 98 L.Ed.2d 383 (1987), also a capital case, in which the
appellant alleged prejudice on appeal because the preliminary
hearing magistrate was the brother of the prosecuting attorney. The
Smith court found the appellant and his defense counsel expressly
waived any conflict in open court and the appellant did not show why
the waiver would be invalid. Smith, 1987 OK CR 94, at ¶ 6, 737 P.2d
at 1209.
An examination of the record herein reveals
Appellant and defense counsel affirmatively waived any conflict by
so stating on the record and by failing to follow the mandated
procedures for seeking a trial judge's disqualification. Hatch, 1983
OK CR 47, at ¶ 5, 662 P.2d at 1380; Willis, 1982 OK CR 134, at ¶ 4,
650 P.2d at 874. Even if we were to indulge Appellant and find he
did not waive his right, he could not prevail because he cannot show
the trial court harbored prejudice against him. See Proposition II,
supra. Accordingly, this proposition is denied. FN9
FN9. Because the scrutiny is higher in death
penalty cases as a death sentence is qualitatively different from
other punishments, we recommend trial judges recuse when a familial
relationship exists between the judge and a witness so as to avoid
any appearance of partiality.
SECOND STAGE ISSUES
In his sixth proposition of error, Appellant
claims he was denied a fair sentencing proceeding by the admission
of improper, prejudicial and irrelevant victim impact evidence.
Appellant begins by arguing the victim impact testimony was
inadmissible because it fell outside the scope of 22 O.S.Supp.1993,
§ 984. Victim impact evidence is limited to evidence of the murder's
impact on the victim's family. Miller, 1998 OK CR 59, at ¶ 70, 977
P.2d at 1113.
It is introduced to tell the jury about the
“financial, emotional, psychological, and physical effects of a
violent crime on each victim and members of their immediate family.”
22 O.S.Supp.1993, § 984. Victim impact testimony may include
information about the victim, circumstances surrounding the crime,
the manner in which the crime was perpetrated, and the victim's
opinion of a recommended sentence. Id.
In the present case, the victim impact evidence
was offered through five family members. Appellant challenges
several portions of each family member's testimony. The majority of
the testimony about which Appellant complains was not preserved by
timely objection and review is limited to plain error.
While arguably some of the victim impact
testimony focused on the emotional impact of the homicide on the
family, the victim impact testimony also focused on the
psychological impact of Cooper's death on her family and gave the
jury a brief glimpse of her life. When the victim impact testimony
is read in its entirety and in context, it is clear no plain error
occurred.
At trial, Appellant specifically objected to
Cooper's sister testifying about Cooper's son putting flowers on his
mother's grave and brushing the dirt away after his grandfather's
funeral. Such testimony does not fall within the statutory
guidelines and it was error to admit such testimony as it had little
probative value of the impact of Cooper's death on her family and
was more prejudicial than probative.
However, this error did not contribute to the
sentence rendered given the strength of the State's case in
aggravation and the trial court's proper instruction on the use of
victim impact evidence. See Cannon, 1998 OK CR 28, at ¶ 49, 961 P.2d
at 851.
Appellant also objected to Cooper's mother's
testimony that her husband died without knowing who committed the
crime, that she wanted closure and justice, that she had survived
her daughter's death only through the love and support of her God,
family and friends, and that there were so many things she wanted to
say, but could not.
This testimony demonstrated how the victim's
death emotionally, psychologically and physically affected the
victim's mother. Because the crime remained unsolved for ten years,
such a delay had an emotional and psychological effect on the family
as evidenced by her testimony. She testified how Cooper's death
affected her husband, who was so upset by his daughter's death he
would sit and cry asking who had done this to his daughter. She then
explained how difficult it was that he did not live to see the
perpetrator charged.
Not surprisingly after a ten year wait, Cooper's
mother testified how she wanted closure and justice after such a
long ordeal and how she had survived with love and support from her
family and friends. In closing, she told the jury there was so much
she would like to tell them about how hard Cooper's death had been
on her family and especially Cooper's son, but she could not.
The record does not support Appellant's
contention that this was some sinister insinuation that she was
precluded from telling the jury things they needed to know. Rather,
the record suggests she found it too difficult to talk about these
things. Because this evidence was proper victim impact evidence and
was more probative than prejudicial, no error occurred in its
admission.
Lastly, Appellant objected to Cooper's husband's
reference to her pregnancy. As the medical examiner had testified in
first stage that Mrs. Cooper was pregnant at the time of her death,
Appellant was not prejudiced by the isolated reference to her
pregnancy in the victim impact statement of Cooper's husband.
Appellant also claims there is no provision
allowing for an opinion of a recommended sentence in capital cases
in Oklahoma and asks this Court to reconsider its prior decisions
upholding sentence recommendations. Section 984 authorizes “the
victim's opinion of a recommended sentence.”
Based on this language, we continue to find that
sentencing recommendations by victims or their survivors are
relevant and admissible as long as the recommendation is given as a
straight-forward, concise response to a question asking what the
recommendation is; or a short statement of recommendation in a
written statement, without amplification. Wood, 1998 OK CR 19, at ¶
46, 959 P.2d at 12. Because each of the sentence recommendations in
this case fit within the above parameters, no error occurred.
Finally, Appellant claims that victim impact
evidence operates as a “superaggravator” and is irrelevant in
Oklahoma's capital punishment balancing scheme. This Court has
consistently held that victim impact evidence does not act as a
superaggravator and is a relevant consideration under Oklahoma's
capital sentencing scheme. E.g. Douglas v. State, 1997 OK CR 79 ¶
82, 951 P.2d 651, 675, cert. denied, 525 U.S. 884, 119 S.Ct. 195,
142 L.Ed.2d 159 (1998). Inasmuch as we feel this issue is settled at
this time, we see no need to revisit it further. Therefore, this
proposition is denied.
In his seventh and eighth propositions of error,
Appellant asks this Court to reconsider its prior decisions
upholding the constitutionality of the aggravating circumstances
found by the jury-the defendant constitutes a continuing threat to
society and the murder was especially heinous, atrocious or cruel.
Appellant maintains these aggravating
circumstances are unconstitutionally vague and fail to perform the
narrowing function that is constitutionally required. We have
consistently held, and continue to find, that both circumstances are
constitutional and that the uniform jury instructions properly
define and channel the jury's decision making process. See Miller,
1998 OK CR 59, at ¶ 62, 977 P.2d at 1112; Malone v. State, 1994 OK
CR 43, ¶ 28, 876 P.2d 707, 716 (upholding the continuing threat
aggravating circumstance); Cannon v. State, 1998 OK CR 28, at ¶ 72,
961 P.2d at 855; Le v. State, 1997 OK CR 55, ¶ 41, 947 P.2d 535,
552, cert. denied, 524 U.S. 930, 118 S.Ct. 2329, 141 L.Ed.2d 702
(1998)(upholding the especially heinous, atrocious and cruel
aggravating circumstance). Because we reaffirm our prior holdings,
we find these propositions should be denied and no relief is
warranted.
In his ninth proposition of error, Appellant
argues the instructions on the issue of mitigation failed to require
the jury to consider the mitigating evidence after the jury
determined that such evidence existed. He maintains that mitigation
evidence is diminished when the trial court instructs the jury it
“must” consider aggravating evidence while permissively instructing
the jury that it “may” consider mitigating evidence.
We have consistently rejected Appellant's
argument that instructing the jury that they “may consider”
mitigating evidence creates a doubt as to the jury's constitutional
duty to consider such evidence. Miller, 1998 OK CR 59, at ¶ 71, 977
P.2d at 1113; Turrentine v. State, 1998 OK CR 33, ¶ 104, 965 P.2d
955, 982, cert. denied, 525 U.S. 1057, 119 S.Ct. 624, 142 L.Ed.2d
562 (1998). We again reaffirm our prior holdings and reject this
claim. After reviewing the instructions given to the jury in this
case concerning mitigating evidence, we find no error. Accordingly,
this proposition of error is denied.
In his tenth proposition of error, Appellant
alleges he was denied competent trial counsel in violation of the
Sixth Amendment. Appellant argues trial counsel was deficient
because he failed to challenge the admissibility of Appellant's
prior Tulsa County convictions before eliciting the prior
convictions during Appellant's direct examination, failed to limit
Appellant's testimony regarding his Tulsa County convictions, failed
to object to the admission of the rebuttal testimony of Katherine
Roberts, failed to list adaptability to prison life as a mitigating
circumstance, failed to request recusal of the trial judge and
failed to advise Appellant about his decision to testify. Appellant
also claims counsel failed to adequately prepare, investigate and
use available mitigating evidence and to use available evidence to
impeach Katherine Roberts.
“To prevail on a claim of ineffective assistance
of counsel, Appellant must overcome the strong presumption that
counsel's conduct falls within the wide range of reasonable
professional assistance by showing: [1] that trial counsel's
performance was deficient; and [2] that he was prejudiced by the
deficient performance.” Humphreys v. State, 1997 OK CR 59, ¶ 40, 947
P.2d 565, 577-78, cert. denied, 524 U.S. 930, 118 S.Ct. 2329, 141
L.Ed.2d 702 (1998). See also Strickland v. Washington, 466 U.S. 668,
687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984).
To show prejudice, an appellant may no longer
prevail by merely showing the outcome of his trial would have been
different but for counsel's errors. Malone, 1994 OK CR 43, at ¶ 12,
876 P.2d at 712. Instead, an appellant must show the ineffectiveness
of counsel deprived him of a substantial or procedural right to
which the law entitled him. Id. Furthermore, this Court will readily
dispose of ineffective assistance of counsel claims when no
prejudice can be shown. Welch v. State, 1998 OK CR 54, ¶ 82, 968
P.2d 1231, 1252, cert. denied, 528 U.S. 829, 120 S.Ct. 83, 145 L.Ed.2d
70 (1999).
First, Appellant attacks counsel's decision to
elicit his prior Tulsa County convictions that did not involve
dishonesty along with some of the circumstances of that case without
obtaining a ruling that these prior felony convictions, for purposes
of impeachment, were more probative than prejudicial.
The record shows this was part of the defense's
strategy. Appellant's defense to the instant case was he never
intended to kill Cooper and her death was an accident that resulted
from a consensual sexual encounter. To boost his credibility,
defense counsel elicited Appellant's prior convictions and some of
the facts about the Tulsa County crimes in an effort to show
Appellant was willing to admit and take responsibility for his prior
misconduct.
Defense counsel elicited facts about the Tulsa
County crimes in lieu of merely listing them to show that Appellant
attacked Paige Hora because he thought she was trying to interfere
with a drug deal in which he was acting as lookout. Counsel employed
this strategy to avoid leaving the jury with the impression that
Appellant was a man who liked to terrorize and kill women.
To further boost Appellant's credibility and his
overall defense, defense counsel elicited from Appellant that he had
plead guilty to all his prior crimes, including the Tulsa County
crimes, accepting responsibility for his wrongful acts. This
strategy bolstered Appellant's claim that he went to trial in the
instant case because he believed he was not guilty.
Defense counsel further elicited Appellant's
Tulsa County convictions, for which Appellant was serving a life
plus consecutive forty-five year sentence, to argue Appellant did
not constitute a continuing threat because he would be incarcerated
for the rest of his natural life. Inasmuch as Appellant cannot
overcome the presumption that the challenged action was sound trial
strategy under the circumstances, this claim must fail.
Appellant also attacks counsel's failure to
object to the admission of Katherine Roberts' rebuttal testimony,
his failure to impeach Roberts' testimony and his failure to request
recusal of the trial judge. Counsel did lodge a hearsay objection to
Roberts' testimony concerning her telephone call with Cooper which
was overruled.
As discussed in proposition three, a portion of
Roberts' testimony was admissible and the remainder, though error,
was harmless beyond a reasonable doubt. Although defense counsel did
not cross-examine Roberts about why she had not mentioned Cooper's
telephone call to her about the cableman during the initial
investigation, defense counsel did ask questions to illustrate that
Roberts did not know as much as she believed about Cooper.
Asking questions to imply Roberts was making up
her testimony about the telephone call could easily backfire and
counsel was not ineffective for choosing to avoid that pitfall.
Further, counsel was not ineffective in failing to ask the trial
judge to recuse. As discussed in propositions two and five,
Appellant waived his right to have the trial judge disqualified and
he was not prejudiced by the trial court's rulings during Detective
Lucas' testimony. As such, he cannot show prejudice and these claims
must fail.
Next, Appellant complains about counsel's failure
to list adaptability to the structured environment of prison life as
a mitigating circumstance in Instruction 13. Appellant contends the
failure to specifically list this mitigating circumstance allowed
the jury to disregard this mitigating evidence. With this contention,
we cannot agree.
The jury was instructed that “mitigating
circumstances are those which, in fairness, sympathy, and mercy, may
extenuate or reduce the degree of moral culpability or blame. The
determination of what circumstances are mitigating is for you to
resolve under the facts and circumstances of this case.”
Instruction 13, listing several specific
mitigating circumstances, also provided that the jury could “decide
that other mitigating circumstances exist, and if so, [could]
consider those circumstances as well.” While adaptability to prison
life was not specifically listed, the jury was instructed it could
consider the evidence presented and determine what evidence was
mitigating.
The majority of Appellant's second stage defense
focused on his adaptability to a structured prison environment which
defense counsel vigorously argued during closing argument to rebut
the State's continuing threat contention. Given this record, we find
the administered instructions adequately allowed the jury to
consider the evidence of adaptability to prison life and Appellant
was not prejudiced by counsel's failure to include it in Instruction
13. See Cannon, 1998 OK CR 28, at ¶ 62, 961 P.2d at 854.
Lastly, Appellant claims counsel failed to
adequately advise him and provide him with sufficient information on
which to base an intelligent decision on whether or not to testify.
Alternatively, Appellant asserts a claim of state induced
ineffective assistance of counsel by arguing counsel was forced to
present Appellant's testimony after the State was allowed to
introduce evidence of the Stevens homicide.
As discussed in proposition one, evidence from
the Stevens homicide was properly admitted to prove identity and
absence of mistake or accident. As such Appellant's state induced
ineffective assistance of counsel claim must fail. Furthermore,
there is no evidence to support Appellant's claim that he was
inadequately advised about the risks of testifying. Defense counsel
noted on the record following the close of the State's evidence that
he had spoken to his client and that Appellant wished to testify.
Defense counsel did not mention calling Appellant
as a witness during opening statement thereby leaving the option
open so an intelligent decision could be made following the state's
case-in-chief. Following the compelling evidence that demonstrated
his guilt, Appellant elected to testify to tell his version of what
happened.
Counsel attempted to guide his client and bolster
his credibility throughout the presentation of Appellant's testimony.
Based on this record, we cannot find Appellant was inadequately
advised or that counsel was ineffective. Accordingly, this claim
must fail.
More troubling is the complaint raised in
Appellant's application for an evidentiary hearing alleging counsel
failed to investigate and use available mitigating evidence.
Appellant argues counsel was deficient by failing to investigate and
present the testimony of his family members to mitigate punishment
especially in light of the victim impact evidence. Pursuant to Rule
3.11(B)(3)(b), Rules of the Oklahoma Court of Criminal Appeals,
Title 22, Ch. 18, App. (1998), Appellant has filed an application
for an evidentiary hearing and to supplement the record.
Appellant includes, among other things,
affidavits from family members who were willing to testify about
their relationship with Appellant and request mercy, but who were
not contacted by defense counsel. (Exhibits. B, C, and D) Defense
counsel did speak with Appellant's sister briefly before trial began.
Counsel initially asked her to testify, but advised her she would
not be needed after she told him that Appellant had touched her
inappropriately when they were adolescents. (Exh. A)
At first glance, counsel's failure to call
Appellant's family members to testify seems attributable to sound
strategy since the family knew of the inappropriate touching
incident and one could see how counsel would not want this
information before the jury. However, counsel elicited this
information from his expert psychiatrist thereby eliminating that
strategy argument.
It is all too tempting to second guess counsel
and wonder why he did not use these family members given the
compelling victim impact evidence and the resulting death sentence.
However, that is precisely the pitfall we are to avoid. This Court
will not second-guess trial strategy through the distorting effects
of hindsight. See Plantz v. State, 1994 OK CR 33, ¶ 12, 876 P.2d
268, 274-75, cert. denied, 513 U.S. 1163, 115 S.Ct. 1130, 130 L.Ed.2d
1091 (1995).
The record shows defense counsel did elicit much
of the family members' proposed testimony concerning Appellant's
background through Dr. Lindsey, the defense's psychiatric expert. It
appears counsel chose not to call family members because he feared
the jurors' reactions to the cross-examination of the family members
about the improper touching incident. Instead, he chose to present a
more clinical defense. The record further shows counsel mounted a
well-reasoned defense to the aggravating factors and chose to focus
on Appellant's adaptability to prison life with references to
Appellant's mitigating background as a sub-theme.
Because the evidence in aggravation was so strong
and counsel's decision could be considered sound trial strategy, we
find that an evidentiary hearing is not warranted because the
application and supplemental materials do not contain sufficient
information to show this Court by clear and convincing evidence
there is a strong possibility trial counsel was deficient for
failing to utilize the complained-of evidence in second stage.
In his final proposition of error, Appellant
contends that, even if no individual error merits reversal, the
cumulative effect of the errors in his case necessitates either
reversal of his conviction or a modification of his sentence. We
have thoroughly reviewed Appellant's claims and the record in this
case which reveals no error which, singly or in combination, would
justify either modification or reversal. Any irregularities or
errors were harmless beyond a reasonable doubt. Because we find no
error that warrants relief, this claim is denied. See Lewis v. State,
1998 OK CR 24, ¶ 63, 970 P.2d 1158, 1176, cert. denied, 528 U.S.
892, 120 S.Ct. 218, 145 L.Ed.2d 183 (1999).
MANDATORY SENTENCE REVIEW
Pursuant to 21 O.S.1991, § 701.13(C), we must now
determine (1) whether the sentence of death was imposed under the
influence of passion, prejudice or any other arbitrary factor; and
(2) whether the evidence supports the jury's finding of aggravating
circumstances as enumerated in 21 O.S.1991, § 701.12. A review of
the record shows sufficient evidence was admitted to prove the two
aggravating circumstances alleged by the State: (1) the murder was
especially heinous, atrocious or cruel; and (2) Appellant
constitutes a continuing threat to society.
In mitigation Appellant presented evidence of his
age at the time of the crime, his emotional and family history,
evidence that he was under the influence of a mental/emotional
disturbance at the time of the crime, evidence that the victim was a
willing participant in the defendant's conduct and adaptability to
prison life.
After carefully weighing the aggravating
circumstances and all mitigating evidence, we find the aggravating
circumstances outweigh the mitigating evidence and that the sentence
of death is factually substantiated and appropriate. We further find
no error which warrants reversal or modification. Accordingly, the
Judgment and Sentence of the trial court is AFFIRMED.
Welch v. Sirmons 451 F.3d 675 (10th
Cir. 2006) (Habeas).
Background: State prisoner petitioned for writ of
habeas corpus after his conviction on charge of first degree malice
aforethought murder and sentence of death had been affirmed on
appeal, 2 P.3d 356. The United States District Court for the Western
District of Oklahoma, David L. Russell, J., denied petition.
Prisoner appealed.
Holdings: The Court of Appeals, Briscoe, Circuit
Judge, held that:
(1) probative value of evidence about similar murder, which occurred
three months after murder for which petitioner had been charged,
outweighed its highly prejudicial effect;
(2) state appellate court's exclusive reliance upon its own
precedent did not require Court of Appeals to apply de novo standard
to that issue;
(3) petitioner had not been prejudiced when police officer stated at
trial that petitioner currently was serving time in prison;
(4) petitioner had not been prejudiced when police officer opined at
trial as to why victim's dogs were found in garage;
(5) petitioner had not been prejudiced when police officer stated at
trial that each of two similar murders occurred day after petitioner
appeared in court;
(6) petitioner had not been prejudiced when police officer opined at
trial that victim's wounds were not consistent with consensual
sexual asphyxiation;
(7) petitioner's due process right to fair trial had not been
violated when police officer stated at trial that petitioner had
raped his ex-wife and that petitioner liked to tie his former wife
up during sex; and
(8) violation of petitioner's Eighth Amendment right to
fundamentally fair sentencing hearing was harmless. Affirmed.
BRISCOE, Circuit Judge.
Petitioner Frank Duane Welch, an Oklahoma state
prisoner convicted of first degree malice aforethought murder and
sentenced to death, appeals the district court's denial of his 28
U.S.C. § 2254 habeas petition. We exercise jurisdiction pursuant to
28 U.S.C. § 1291 and affirm.
I. Factual background
The relevant underlying facts of this case were
outlined in detail by the Oklahoma Court of Criminal Appeals (OCCA)
in addressing Welch's direct appeal:
On February 25, 1987, Tracy Cooper arrived at his
Norman home around 1:00 p.m. and found his wife, Jo Talley Cooper,
lying dead in their living room. She was nude and had leather straps
forming a ligature around her neck that also went down her back
binding her hands. She had a piece of duct tape covering her mouth
and one of her seven-month-old child's toys inserted in her vaginal
area. The Coopers' seven-month-old child was unharmed and in his
crib in his room.
The physical and circumstantial evidence at trial
supported the State's theory that [Welch] secured entry into the
Coopers' home by posing as a Norman Cablevision employee [Welch was
fired from his employment with Norman Cablevision prior to the day
of the murder, but retained possession of his employee uniform] as
there were no signs of forced entry and the Coopers' dogs were found
secured in the garage, the location where Mrs. Cooper kept them when
repairpersons were working who needed access to the backyard.
After gaining secure entry, [Welch] bound Mrs.
Cooper with leather straps and tightened the straps around her neck
causing her death by ligature strangulation. [Welch] then raped
Cooper, shoved a toy pylon into her vagina and left. The medical
examiner testified Cooper's anal swab was positive for sperm and
that she had perianal peri-postmortem tears which indicated the
tears were sustained immediately after or during death.
The medical examiner testified that Cooper had
also sustained a peri-postmortem vaginal tear which was consistent
with a trauma that could be caused by the insertion of a plastic toy
like the one found in her vagina. The medical examiner also noted
that Mrs. Cooper was approximately twelve weeks pregnant.
This case remained unsolved for approximately ten
years until [Welch]'s name surfaced when his DNA was matched to a
similar crime scene in the ten-year-old unsolved Debra Stevens
homicide case in Grady County. Thereafter, Norman police detective,
Steve Lucas, obtained a sample of [Welch]'s blood and had DNA
testing performed. [Welch]'s DNA matched the DNA from sperm found on
a towel at the Cooper home and charges were filed. Welch v. State, 2
P.3d 356, 364-65 (Okla.Crim.App.2000) (paragraph numbers omitted).
Procedural background
On February 25, 1997, Welch was charged by
information in the District Court of Cleveland County, Oklahoma,
with one count of first degree malice aforethought murder.
On July 10, 1997, the State filed a bill of
particulars alleging the existence of two aggravating factors: (1)
that the murder was especially heinous, atrocious and cruel; and (2)
the existence of a probability that Welch would commit criminal acts
of violence that would constitute a continuing threat to society in
the future.
The case proceeded to trial on March 23, 1998. At
the conclusion of the first stage evidence, the jury found Welch
guilty of first degree malice aforethought murder. At the conclusion
of the second-stage evidence, the jury found the existence of the
two aggravating factors alleged in the bill of particulars and
recommended that Welch be sentenced to death. The trial court
formally sentenced Welch on April 3, 1998, in accordance with the
jury's recommendation.
Welch filed a direct appeal, and the OCCA
affirmed his conviction and sentence on April 10, 2000. Welch, 2
P.3d at 377. Welch filed a petition for writ of certiorari with the
United States Supreme Court. That petition was denied by the Supreme
Court on December 11, 2000. Welch v. Oklahoma, 531 U.S. 1056, 121
S.Ct. 665, 148 L.Ed.2d 567 (2000).
On March 27, 2000, while his direct appeal was
still pending before the OCCA, Welch, in accordance with Oklahoma
procedural rules, filed an application for post-conviction relief
with the OCCA asserting seven propositions of error. The OCCA denied
the application for post-conviction relief on May 25, 2000, in an
unpublished opinion. Welch v. State, No. PCD-2000-86 (Okla.Crim.App.
May 25, 2000).
Welch initiated this federal habeas action on
April 16, 2001, by filing an application to proceed in forma
pauperis and a request for appointment of counsel. Those requests
were granted and, on December 10, 2001, Welch filed his federal
habeas petition. On April 5, 2005, the district court denied Welch's
petition in a written memorandum opinion. The district court
subsequently granted Welch a certificate of appealability (COA) with
respect to seven issues.
II.
Because Welch filed his federal habeas petition
well after the effective date of the Antiterrorism and Effective
Death Penalty Act of 1996 (AEDPA), its provisions apply to this
appeal. Malicoat v. Mullin, 426 F.3d 1241, 1246 (10th Cir.2005).
“Under AEDPA, the appropriate standard of review depends on whether
a claim was decided on the merits in state court.” McLuckie v.
Abbott, 337 F.3d 1193, 1197 (10th Cir.2003). “If the claim was not
heard on the merits by the state courts, and the federal district
court made its own determination in the first instance, we review
the district court's conclusions of law de novo and its findings of
fact, if any, for clear error.” Id. (internal quotation marks
omitted). If, however, the claim was adjudicated on the merits by
the state courts, the petitioner will be entitled to federal habeas
relief only if he can establish that the state court decision “was
contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the
United States,” 28 U.S.C. § 2254(d)(1), or “was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding,” id. § 2254(d)(2). “When
reviewing a state court's application of federal law, we are
precluded from issuing the writ simply because we conclude in our
independent judgment that the state court applied the law
erroneously or incorrectly.” McLuckie, 337 F.3d at 1197. “Rather, we
must be convinced that the application was also objectively
unreasonable.” Id.
III.
Admission of evidence relating to the murder of
Debra Stevens
Approximately one month prior to trial, the
prosecution filed a notice stating that it intended to introduce at
trial evidence that on or about May 6, 1987, in Grady County,
Oklahoma, Welch forcibly raped and killed by means of strangulation
a woman named Debra Anne Stevens. State ROA at 167.
The notice alleged that evidence of Stevens
murder would be offered “to establish motive and intent” and the
“absence of mistake or accident” on the part of Welch. Id. The
notice further alleged that evidence of Stevens murder “show[ed] a
common scheme or plan, perpetration and criminal knowledge or intent.”
Id.
Although Welch objected to the introduction of
this other crimes evidence, the trial court concluded that the
evidence was relevant and admissible under Burks v. State, 594 P.2d
771 (Okla.Crim.App.1979). In Burks, the OCCA held that “[e]vidence
of other offenses may be admissible where it tends to establish
motive, intent, absence of mistake or accident, identity or a common
scheme or plan which embraces the commission of two or more crimes
so related to each other that proof of one tends to establish the
other.” Id. at 772.
Consistent with the trial court's ruling, the
prosecution proceeded to introduce, as part of its first stage
case-in-chief against Welch, evidence regarding the Stevens murder.
The first reference to the Stevens murder came during the direct
examination of Stephen Lucas, a detective with the Norman Police
Department. Lucas, who had been assigned as the primary investigator
for the Cooper murder in November 1989, testified that in October
1996 the investigative team received a telephone call from Ed Briggs,
an agent with the Oklahoma State Bureau of Investigation (OSBI).
Briggs indicated that Welch had been identified
as a suspect in the Stevens murder, which occurred in a similar
fashion less than three months after the Cooper murder, and
suggested that they look at Welch as a suspect in the Cooper murder.
Following the tip from Briggs, Lucas testified that he obtained a
blood sample from Welch and that the results of the DNA testing of
that sample led to Welch being charged with the murder of Cooper.
Lucas also testified that his investigation
revealed that the two murders were similar in several respects. In
particular, Lucas testified that each murder occurred the day after
Welch appeared in court on criminal charges. Further, Lucas
testified that Stevens' body was found bound in a manner similar to
that of Cooper's body, and that both bodies were positioned in a
similar manner at the time of their discovery.
Following Lucas' testimony, the prosecution
proceeded to introduce several witnesses who described the key
details of the Stevens murder that were similar to those of the
Cooper murder. Stacie Stromberg, the daughter of Debra Stevens,
testified about discovering her mother's body in their home on May
6, 1987.
According to Stromberg, her mother was lying face
up on her bed with a rope around her neck. Stromberg also testified
that she found the family dog, which normally had the run of the
house, locked in her sister's room. Robert Lee, an OSBI agent who
assisted in the investigation of the Stevens murder, testified that
Stevens' naked body was found lying face-up with a small rope tied
tightly around her neck, her hands bound tightly behind her with the
same small gauge rope found around her neck, and white tissue or
toilet paper stuffed in her mouth.
Larry Balding, the deputy medical examiner who
performed the autopsies on both victims, testified that Stevens died
as a result of ligature strangulation, and that sperm was found in
vaginal swabs taken from her body. Lastly, Mary Long, a criminalist
with the OSBI, testified that she performed DNA testing on the sperm
samples taken from Stevens' body, and that those samples matched the
DNA found in a blood sample given by Welch.FN1
FN1. Welch testified in his own defense and
asserted that he and Stevens had been involved in a consensual
affair. Welch further testified that he told Stevens about Cooper's
death and that Stevens responded by threatening to tell the
authorities unless Welch paid her ten thousand dollars. Lastly,
Welch testified that he intentionally killed Stevens in response to
her threat.
In these federal habeas proceedings, Welch
contends the trial court's admission of evidence regarding the
details of the Stevens murder violated his right to a fair trial and
a reliable sentencing proceeding.FN2 Welch first raised this issue
on direct appeal. The OCCA rejected it, stating as follows:
FN2. In his opening appellate brief, Welch
alleges that the admission of evidence regarding the Stevens murder
violated his rights “under the Sixth, Eighth and Fourteenth
Amendments to the United States Constitution.” Aplt. Br. at 30.
Presumably, Welch is referring to “his right to a fair trial under
the Sixth and Fourteenth Amendments and his Eighth Amendment right
to an individualized jury determination as to whether the death
penalty should be imposed.” Malicoat, 426 F.3d at 1249.
In his first proposition of error, [Welch] argues
he was denied a fair trial by the admission of evidence that he
murdered Debra Stevens in Grady County three months after Talley
Cooper's death. He claims the introduction of this other crimes
evidence did not fall within the exceptions of 12 O.S.1991, §
2404(B), forced him to defend against a collateral crime with which
he was not charged, confused the issues and was nothing more than
improper propensity evidence designed to prejudice him.
Specifically, [Welch] alleges evidence of the
Stevens murder was improperly admitted because: (1) the State's
Burks notice was defective because the State failed to specify under
which exception the evidence was sought to be admitted; (2) evidence
of the Stevens murder was not necessary for the purposes cited by
the State; (3) there was no visible connection between the Cooper
and Stevens murders; (4) evidence of the Stevens murder was not
necessary for the State to sustain its burden of proof; (5) the
trial court's limiting instruction was defective because it failed
to specify under which exception the evidence was being admitted;
(6) the Stevens homicide was not part of the res gestae; and (7)
evidence of the Stevens murder was more prejudicial than probative.
The trial court consistently overruled [Welch]'s
objections before the evidence was presented and throughout trial
finding the evidence was relevant and that the probative value of
the evidence outweighed its prejudicial effect. [Welch] was granted
a continuing objection to all evidence and testimony of the Stevens
murder.
Evidence of other crimes or bad acts is not
admissible as proof of bad character to show a person acted in
conformity therewith but “may ... be admissible for other purposes,
such as proof of motive, opportunity, intent, preparation, plan,
knowledge, identity or absence of mistake or accident.” 12 O.S.1991,
§ 2404(B).
The reason other crimes evidence is so limited
and its admission guarded revolves around fairness to the accused
who should be convicted, if at all, by evidence of the charged
offense and not by evidence of separate, albeit similar, offenses.
Bryan v. State, 1997 OK CR 15, ¶ 33, 935 P.2d 338, 356, cert. denied,
522 U.S. 957, 118 S.Ct. 383, 139 L.Ed.2d 299 (1997).
To be admissible, evidence of uncharged offenses
must be probative of a disputed issue of the crime charged, there
must be a visible connection between the crimes, evidence of the
other crime(s) must be necessary to support the State's burden of
proof, proof of the other crime(s) must be clear and convincing, the
probative value of the evidence must outweigh the prejudice to the
accused and the trial court must issue contemporaneous and final
limiting instructions. Bryan, 1997 OK CR 15, at ¶ 33, 935 P.2d at
356-57.
When other crimes evidence is so prejudicial it
denies a defendant his right to be tried only for the offense
charged, or where its minimal relevancy suggests the possibility the
evidence is being offered to show a defendant is acting in
conformity with his true character, the evidence should be
suppressed. Id.
[Welch] first attacks the Burks notice filed by
the State because it failed to specify under which exception the
evidence was sought to be admitted. [Welch] also attacks the trial
court's limiting instructions alleging the same defect. Because [Welch]
failed to object to the notice or the instructions, we will review
for plain error. Wood v. State, 1998 OK CR 19, ¶ 35, 959 P.2d 1, 10.
The record before this Court shows [Welch] was
adequately apprised that the State intended to introduce evidence of
the Stevens murder. At trial defense counsel conceded he received
proper notice under Burks, but argued the evidence was irrelevant
and prejudicial. In light of the evidence presented against [Welch]
coupled with his own trial testimony, we find the failure to specify
the section 2404(B) exception under which the evidence was sought to
be admitted in the State's notice and in the trial court's
instruction does not amount to plain error.
However, we take this opportunity to remind trial
judges and prosecutors of the importance of delineating the
exception and purpose for which other crimes evidence is being
offered. Specific rulings ensure fairness to the accused as well as
facilitate expedient review of claims contesting admission of other
crimes evidence.
The remainder of [Welch]'s complaints boil down
to his assertion that the evidence of the Stevens murder did not
fall within one of section 2404(B)'s exceptions and therefore the
evidence was irrelevant, unnecessary and was more prejudicial than
probative. Because [Welch] lodged timely objections on this basis,
the claim is properly preserved for review.
When such a claim is properly preserved as in the
instant case, the State must show on appeal that admission of the
other crimes evidence did not result in a miscarriage of justice or
constitute a substantial violation of a constitutional or statutory
right. Bryan, 1997 OK CR 15, at ¶ 33, 935 P.2d at 357.
In past cases, this Court has allowed evidence of
other crimes or bad acts to be admitted under the “plan” exception
of § 2404(B) where the methods of operation were so distinctive as
to demonstrate a visible connection between the crimes. Aylor v.
State, 1987 OK CR 190, ¶ 5, 742 P.2d 591, 593. In addressing the
admissibility of such evidence, we have found it is relevant in
determining the guilt or innocence of the accused when the peculiar
method of operation is so unusual and distinctive as to be like a
signature. Eberhart v. State, 1986 OK CR 160, ¶ 23, 727 P.2d 1374,
1379; Johnson v. State, 1985 OK CR 152, ¶ 4, 710 P.2d 119, 120;
Driver v. State, 1981 OK CR 117, ¶ 5, 634 P.2d 760.
Even though this Court has allowed such evidence
under the “plan” exception, this exception is not the most accurate
because it deals primarily with the admission of other crimes
evidence to show the commission of one crime facilitated another.
See Jones v. State, 1995 OK CR 34, ¶ 52, 899 P.2d 635, 649, cert.
denied, 517 U.S. 1122, 116 S.Ct. 1357, 134 L.Ed.2d 524 (1996); Luna
v. State, 1992 OK CR 26, ¶ 8, 829 P.2d 69, 72.
However, in Eberhart, we recognized that
distinctive methods of operation are relevant to prove the identity
of the perpetrator of the crime. Eberhart, 1986 OK CR 160, at ¶ 23,
727 P.2d at 1379-80. Identity is the more appropriate label for such
signature evidence because distinctive methods of operation are
indicative of who perpetrated the crime.
In the instant case, one of the issues at trial
was who killed Talley Cooper. In an effort to solidify its case
against [Welch], the State introduced the Stevens homicide evidence
with its similarities to prove to the jury that [Welch] was in fact
the person who also killed Cooper. Contrary to [Welch]'s assertion,
the similarities between the two murders were sufficiently
distinctive to create a visible connection between the crimes making
the Stevens homicide evidence probative of a disputed fact in [Welch]'s
trial.
The similarities include: (1) no signs of forced
entry; (2) each victim's house was adjacent to a large field; (3)
the family dogs were locked inside rooms contrary to where the dogs
were normally kept; (4) both murders occurred one day after [Welch]
appeared in Cleveland County District Court; (5) both victims were
white females who were raped and strangled in their own homes during
daytime hours; (6) drawers had been opened suggesting a robbery
although nothing was missing; (7) both women were gagged; (8) both
victims were found nude, spread eagle, lying on their backs; and (9)
both had ligatures around their necks which were similar with a loop
forming a knot with the remaining cord/strap running through it.
Evidence of the Stevens murder also arguably fits
within the absence of mistake or accident exception, notwithstanding
[Welch]'s trial testimony. During opening statement, defense counsel
stated that the State would not be able to show Mrs. Cooper's death
was intentional. He routinely questioned witnesses about the lack of
forced entry and the lack of any evidence of a struggle, suggesting
Mrs. Cooper was expecting [Welch] and was a willing participant.
Defense counsel also asked about the vaseline
that was found at the scene and elicited that vaseline was sometimes
used as a lubricant in consensual anal intercourse. Defense counsel
elicited from the medical examiner that Mrs. Cooper's death could
have been the result of autoerotic behavior.
He also elicited from the DNA expert that DNA is
the same whether it is the result of consensual or non-consensual
conduct. This questioning was designed to suggest to the jury that
Cooper's death could have equally been the result of an accident
rather than an intentional murder as alleged by the State.
The more difficult questions to decide are
whether the Stevens murder evidence was necessary to support the
State's burden of proof and whether it was more probative than
prejudicial. “In dealing with the relevancy of evidence, we begin
with the presumption that in determining whether to admit such
evidence, the trial judge should lean in favor of admission.” Mayes
v. State, 1994 OK CR 44, ¶ 77, 887 P.2d 1288, 1309-10, cert. denied,
513 U.S. 1194, 115 S.Ct. 1260, 131 L.Ed.2d 140 (1995).
The party opposing its introduction has the
burden to show it is substantially more prejudicial than probative.
Mayes, 1994 OK CR 44, at ¶ 77, 887 P.2d at 1310. When balancing the
relevancy of evidence against its prejudicial effect, the trial
court should give the evidence its maximum reasonable probative
force and its minimum reasonable prejudicial value. Id.
In the instant case, the State bore the burden to
prove [Welch] intentionally killed Cooper. As discussed above, this
case remained unsolved for ten years until [Welch]'s name surfaced
when his DNA was matched to the Stevens homicide case. The State's
DNA evidence placed [Welch] at the Cooper residence and showed he
had sex with Mrs. Cooper on the day of her death. It did not prove
that he actually killed her. Evidence that [Welch] killed Stevens in
an almost identical manner to Cooper bolstered the State's case that
[Welch] killed Cooper.
Further, evidence that [Welch] killed Stevens
showed [Welch] intentionally killed Cooper and that her death was
not an accident resulting from consensual autoerotic behavior.
Despite its highly prejudicial nature, we find the probative value
of the Stevens murder evidence outweighed its prejudicial effect and
that the evidence was necessary to support the State's burden of
proof. Finding the evidence properly admitted, this proposition is
denied. Welch, 2 P.3d at 365-67 (footnotes and paragraph numbers
omitted).
Welch contends that we are not required to defer
to the OCCA's ruling, and instead are free to apply a de novo
standard of review, because the OCCA failed to cite to any federal
cases in reaching its decision. Welch's contention, however, is
contrary to the decision in Early v. Packer, 537 U.S. 3, 123 S.Ct.
362, 154 L.Ed.2d 263 (2002).
In Packer, the Supreme Court held that a state
court is not required to cite to, nor even be aware of, controlling
Supreme Court precedent “so long as neither [its] reasoning nor the
result of [its] decision contradicts” such precedent. Id. at 8, 123
S.Ct. 362; e.g., Gipson v. Jordan, 376 F.3d 1193, 1196 n. 1 (10th
Cir.2004) (treating state court decision as an “adjudication on the
merits,” even though its reasoning was not expressly stated).
Here, although the OCCA relied exclusively on its
own precedent in resolving the issue, it is clear from the court's
decision that it was aware that Welch was alleging a deprivation of
his constitutional right to a fair trial. See Welch, 2 P.3d at 365
(“Appellant argues he was denied a fair trial by the admission of
evidence that he murdered Debra Stevens....”).
Turning to the merits of the issue, Welch relies
initially on Michelson v. United States, 335 U.S. 469, 69 S.Ct. 213,
93 L.Ed. 168 (1948), arguing that “[i]t is a fundamental truism in
the law that an accused ... must be convicted, if at all, based upon
the evidence of the crime charged and not the character of the
accused or his propensity to commit crimes.” Aplt. Br. at 34.
The problem for Welch, however, is that Michelson
was a direct criminal appeal and dealt with the admissibility in a
federal criminal proceeding of “evidence of a defendant's evil
character to establish a probability of his guilt.” 335 U.S. at 475,
69 S.Ct. 213. Further, the rules announced in Michelson regarding
the admissibility of such evidence have been superseded by the
enactment of Rule 405, Federal Rules of Evidence. E.g., United
States v. Scholl, 166 F.3d 964, 974 (9th Cir.1999) (recognizing that
Michelson has been superseded by rule). Thus, Michelson has no
applicability to Welch's current appeal.
Welch does not cite to, nor does research reveal,
any Supreme Court cases directly addressing the constitutionality of
a trial court admitting evidence of a defendant's other crimes,
particularly during the first or second stages of a capital murder
case.
Thus, Welch must rely on the more general
principle that “the Due Process Clause of the Fourteenth Amendment
provides a mechanism for relief” when “evidence is introduced that
is so unduly prejudicial that it renders the trial fundamentally
unfair....” Payne v. Tennessee, 501 U.S. 808, 825, 111 S.Ct. 2597,
115 L.Ed.2d 720 (1991) (citing Darden v. Wainwright, 477 U.S. 168,
179-83, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986)); see also Estelle v.
McGuire, 502 U.S. 62, 69-70, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991);
Knighton v. Mullin, 293 F.3d 1165, 1170 (10th Cir.2002) (applying
similar principles in federal habeas proceeding). We have held that
this standard will be satisfied only if “the probative value of [the
challenged] evidence is ... greatly outweighed by the prejudice
flowing from its admission....” Knighton, 293 F.3d at 1171 (internal
quotation marks omitted).
We conclude that the OCCA's rejection of Welch's
claim on direct appeal is neither contrary to, nor an unreasonable
application of, these general principles. To begin with, the
Oklahoma cases and statutes applied by the OCCA are consistent with
the constitutional principles outlined above, in that they
acknowledge the prejudice associated with the admission of other
crimes evidence and place strict limitations on the admission of
such evidence. Welch, 2 P.3d at 365.
Further, the OCCA reasonably concluded that
evidence of the Stevens murder was relevant to prove that Welch was
the perpetrator of the Cooper murder. As noted by the OCCA, both
murders bore similar yet distinctive characteristics that strongly
suggested they were committed by the same perpetrator.
The OCCA also reasonably concluded that evidence
of the Stevens murder was relevant to establish that Cooper's death
was not the result of a mistake or accident. Although the evidence
found at the Cooper crime scene strongly suggested that the death
was the result of a crime and not a mistake or accident, evidence of
the substantially similar Stevens murder, committed less than three
months later, clearly removed any doubt as to the intentional nature
of Cooper's death.
Thus, the OCCA reasonably concluded that,
“[d]espite [the] highly prejudicial nature” of the evidence
regarding the Stevens murder, its “probative value ... outweighed
its prejudicial effect” and it “was necessary to support the State's
burden of proof.” Id. at 367.
It is also worth noting that both the prosecution
and the trial court were careful to explain to the jury the limited
relevance of the challenged evidence. For example, during opening
statements, the prosecution emphasized that Welch was “not [o]n
trial for” the Stevens murder, and that evidence of the Stevens
murder was “offered ... for a limited purpose only.” Vol. IV of
Trial Tr. at 688.
The prosecution also emphasized to the jury
during opening statements that it would be asked “to examine the
similarities between th[e] two crimes....” Id. Prior to the
introduction of evidence regarding the Stevens murder, the trial
court read to the jury Oklahoma Uniform Jury Instruction CR-9-9,
which explained to the jury the limited purpose of the evidence of
other crimes. Id., Vol. V at 1011-12.
Finally, during closing arguments, the
prosecution, as noted in its opening statements, asked the jury to
“[c]ompare the similarities between the [two] crimes” in determining
whether Welch was guilty of intentionally killing Cooper. Id., Vol.
VI at 1296.
In sum, we conclude the OCCA reasonably rejected
Welch's assertion that admission of evidence regarding the Stevens
murder violated his due process right to a fair trial.
Improper testimony of two police officers during
first stage proceedings
Welch next asserts that “evidentiary harpoons”
and “improper opinion testimony” delivered by prosecution witnesses
Stephen Lucas and Robert Lee, both of whom were experienced police
officers, violated his due process right to a fair trial. Welch
first raised this issue on direct appeal. The OCCA rejected it on
the merits:
In his second proposition, [Welch] alleges he was
denied due process and a fair trial by the admission of irrelevant
and speculative opinion evidence and evidentiary harpoons. In
particular, [Welch] complains about several opinions and statements
made by Detective Steve Lucas and OSBI Agent Robert Lee.
[Welch] first complains that Detective Lucas'
opinion, that the Coopers' dogs were put in the garage as part of a
ruse to enter the house, was impermissibly speculative and unduly
prejudicial. At trial, [Welch] objected to the initial question to
elicit Lucas' opinion about the dogs on the ground of speculation.
The trial court sustained the objection as to the “form of the
answer” and stated that Lucas could give an opinion if he had one,
but Lucas would not be allowed to state his suspicions or
speculations.
The prosecutor then asked Lucas if he had an
opinion based on his analysis of the crime scene concerning the
location of the dogs given the lack of forced entry. Lucas opined
the dogs were in the garage as part of a ruse to enter the house.
Because [Welch] did not object to this response, he has waived all
but plain error. (citation omitted).
We find, based on our review of the record, that
Detective Lucas' challenged testimony constituted a proper lay
opinion based on his investigation. 12 O.S.1991, § 2701. Lucas
testified that he took over the Cooper homicide investigation in
November 1989, some two and half years after the crime.
In order to familiarize himself with the case, he
read all the police reports along with the witnesses' statements as
well as reviewed the physical evidence. He then re-interviewed
family members and friends in an effort to generate relevant leads.
Family members testified that the dogs were
usually in the backyard unless a repairperson was there and needed
access to the backyard. [Welch]'s ex-wife testified that [Welch]
still had his Norman Cablevision uniforms when Cooper was killed.
Lucas' opinion was rationally based on his perceptions following his
investigation which aided the jury in its determination of a fact in
issue. Accordingly, the opinion was proper and did not amount to
error, much less plain error.
Second, [Welch] complains about Detective Lucas'
statement that both the Cooper and Stevens homicides occurred the
day after [Welch] appeared in court. As the State points out, the
statement constitutes factual testimony rather than opinion.
Further, there is nothing speculative about it.
It is simply a factual statement properly admitted to show another
similarity between the two crimes in an effort to establish [Welch]
as the perpetrator of the Cooper homicide. 12 O.S.1991, § 2404(B).
Such evidence was more probative than prejudicial. 12 O.S.1991, §
2403.
Next, [Welch] complains that Detective Lucas
injected irrelevant and speculative evidence into the trial when he
described the manner in which Talley Cooper's hands were bound.
Lucas described the bindings as “it's got a large slipknot almost on
one hand that's pulled tight and then wrapped in, oh, half-inch
cattle-like calf roping-type thing.” [Welch] claims Lucas used the
calf roping description in an effort to unfairly incriminate him
after he told Lucas during an interview that he had been involved in
rodeos and owned livestock. [Welch] also attacks Lucas' testimony
that the leather straps used to bind Talley Cooper were scrap
leather known as “farmer's bundles” which Lucas said were sold at
saddle and boot shops.
He maintains this testimony allowed Lucas “to
improperly imply that [Welch], as a rodeo veteran, had tied up
Talley Cooper like livestock.” (citation omitted). Contrary to [Welch]'s
claim, this testimony was neither speculative nor irrelevant opinion
evidence. Lucas merely described his personal observations of how
the victim's hands were tied using the calf-roping reference to
explain what he saw. Moreover Lucas described his investigation that
uncovered the fact that the straps were scrap leather known as
“farmer's bundles.” Accordingly, we find the admission of this
testimony was not error.
Fourth, [Welch] maintains Lucas improperly
invaded the province of the jury when he testified Cooper's death
was not self-inflicted or the result of autoerotic behavior, that
her death was not accidental but intentionally inflicted and that
Cooper's wounds were not consistent with sexual asphyxiation. In
Romano v. State, 1995 OK CR 74, ¶ 21, 909 P.2d 92, 109, cert. denied,
519 U.S. 855, 117 S.Ct. 151, 136 L.Ed.2d 96 (1996), we addressed the
propriety of opinion evidence on ultimate issues and stated: Opinion
evidence on ultimate issues is generally admissible. 12 O.S.1991, §
2704.
However, the “otherwise admissible” language of §
2704 must be read in context with 12 O.S.1991, §§ 2403, 2701, 2702.
While expert witnesses can suggest the inferences which jurors
should draw from the application of specialized knowledge to the
facts, opinion testimony which merely tells a jury what result to
reach is inadmissible. (citations and footnotes omitted) See also
Cannon v. State, 1998 OK CR 28, ¶ 18, 961 P.2d 838, 846.
In the instant case, the prosecutor did not
formally qualify Detective Lucas as an expert by asking the trial
court to recognize him as such. However, the prosecutor qualified
Lucas to render certain opinions after asking him about his sixteen
year career as a police officer and his specialized training in
sexual asphyxiation deaths.
Thereafter during questioning, the prosecutor
asked Lucas if he attached any significance to his analysis of Mrs.
Cooper's injuries given his training. Lucas testified Cooper's
injuries were intentionally inflicted and were not accidental, self-inflicted
or the result of autoerotic behavior.
The trial court sustained defense counsel's
objection to Lucas' opinion after the prosecutor offered to rephrase
the question. Lucas then explained that in sexual asphyxiation
cases, the participants pad the noose device so no marks are left on
the neck. Further, the participants employ an escape mechanism in
case of distress so they will not die. Lucas testified these common
attributes he learned of in training were not present in the instant
case.
A review of the record shows Lucas' opinion was
not improper opinion testimony on an ultimate issue since it did not
tell the jury what result to reach. Lucas' testimony was based upon
his examination and investigation of the crime scene coupled with
his training. In his testimony Lucas described his in depth
investigation and review of police reports, witnesses' statements
and numerous photographs of the crime scene.
Lucas then told the prosecutor that the physical
evidence was not consistent with consensual behavior. At no time did
Lucas say that [Welch] intentionally killed Cooper; rather, he
testified Cooper's bindings that resulted in her death were not
consistent with consensual autoerotic behavior based on his
specialized knowledge in homicide investigation. As this was proper
opinion testimony, no error occurred in its admission.
In [Welch]'s final complaint about Detective
Lucas, he claims Lucas intentionally injected an evidentiary harpoon
when he testified that [Welch] told him he had participated in
rodeos not only during childhood, but while in prison. As the trial
court found, [Welch] was not prejudiced by this reference to other
crimes/prison.
As part of his defense against imposition of the
death penalty, defense counsel advised the jury in opening statement
that [Welch] was serving a life sentence plus consecutive forty-five
and twenty year sentences in an effort to show the jury [Welch] was
not a continuing threat because he would never be in society again.
To bolster his credibility, [Welch] detailed his many prior
convictions during his testimony maintaining he accepted
responsibility when he was in fact guilty. Given this evidence, we
find that Lucas' reference to prison had no impact on the verdict or
sentence.
Lastly, [Welch] claims he was prejudiced by an
evidentiary harpoon willfully launched by OSBI Agent Robert Lee.
Agent Lee testified that [Welch] was investigated in connection with
the Stevens homicide because they received information that [Welch]
had left the Grady County area abruptly after the crime, that [Welch]
and his former wife were friends with the Stevens and lived in
property adjoining or close to them and that [Welch] had raped his
former wife prior to their marriage and liked to tie her up during
sex.
The trial court overruled [Welch]'s objection and
denied his motion for mistrial to the latter portion of Lee's answer
finding such evidence was not prejudicial in light of the properly
admitted other crimes evidence. However, the trial court did offer
to admonish the jury since the evidence was irrelevant. Initially,
defense counsel refused any admonition claiming it would only serve
to emphasize the improper evidence and could not cure the error.
Following a lunch break and additional discussion,
defense counsel acceded to having the jury admonished. Thereafter,
the trial court advised the jury there was no evidence to support
Lee's statement that [Welch] had raped his former wife and that such
statement should be disregarded and not considered.
This Court has consistently held that when
inadmissible evidence or an improper comment is presented to a jury,
an admonishment to the jury by the court that the evidence or
comment is not to be considered will cure any error. (citations
omitted). Here, the admonishment given to the jury was sufficient to
cure any error, even though the admonition failed to specifically
address Lee's statement that [Welch] liked to tie up his former wife
during sex. A review of the record shows that such remark was not
verdict or sentence determinative given the strong evidence against
[Welch]. Accordingly, this proposition of error is denied. Welch, 2
P.3d at 367-70 (paragraph numbers omitted).
Welch suggests that the OCCA “did not address
squarely his federal constitutional claims concerning these issues,”
Aplt. Br. at 44 n. 9 (italics in original), and thus he contends we
are free to apply a de novo standard of review. Welch is clearly
mistaken. As noted above, the OCCA expressly acknowledged at the
outset of its discussion that Welch was alleging a denial of “due
process and a fair trial....” Welch, 2 P.3d at 367.
Although the OCCA relied largely on its own
precedent in addressing Welch's claims, that does not mean that it
failed to address the merits of his federal due process claim.
Rather, as previously noted, our only concern is that its reasoning
and result are consistent with controlling Supreme Court precedent.
See Packer, 537 U.S. at 8, 123 S.Ct. 362.
As with his challenge to the admission of
evidence regarding the Stevens murder, Welch's constitutional
challenge to the testimony of Lucas and Lee is governed by the
general principle that “the Due Process Clause of the Fourteenth
Amendment provides a mechanism for relief” when “evidence is
introduced that is so unduly prejudicial that it renders the trial
fundamentally unfair....” Payne, 501 U.S. at 825, 111 S.Ct. 2597.
a) Detective Lucas' testimony
In discussing Lucas' testimony, Welch focuses
primarily on Lucas' statement, in response to cross-examination by
defense counsel regarding Welch's experience with rodeos, that Welch
indicated he had participated in rodeos not only while growing up
but also “while in prison.” FN3 Trial Tr., Vol. V at 930.
Both the trial court and the OCCA, however,
concluded that Lucas' statement was not prejudicial because Welch's
defense counsel had informed the jury during opening statements that
Welch was serving a significant term of imprisonment. Welch attempts
to side-step these holdings by asserting that he “clearly suffered
extreme prejudice from both the harpoon and his [trial] counsel's
inexplicable decision to open that door [i.e., telling the jury that
Welch was serving time in prison] prior to the conclusion of the
State's case.” FN4 Aplt. Br. at 51-52.
In other words, Welch argues that “if trial
counsel had been minimally effective and sought to restrict the use
of such priors under state law then such a harpoon would have been
overwhelmingly prejudicial and resulted in reversal.” Id. at 52. The
problem for Welch, however, is that he did not assert these
ineffective assistance arguments before the OCCA at the time of his
direct appeal or in his application for post-conviction relief.
Rather, he focused exclusively on the propriety of Lucas' statement.
Thus, he is now precluded from asserting any type of ineffective
assistance of counsel claim in this appeal (even if the purpose of
that claim is, as it appears, to bolster his claim regarding the
admission of Lucas' testimony).
FN3. As indicated in the OCCA's decision,
evidence of Welch's rodeo experience was relevant in two respects.
First, the manner in which Cooper's hands were bound was allegedly
similar to that used by participants in the rodeo event of calf-roping.
Second, the leather strips used to bind Cooper were alleged to be
similar to scrap leather often sold by saddle and boot shops for use
in saddle and bridle repair.
FN4. Welch all but concedes in his opening brief
that Lucas' statement was not prejudicial in light of the fact that
defense counsel informed the jury that Welch was serving time in
prison. See Aplt. Br. at 51.
Welch also argues that Lucas “injected several
ideas that, while perhaps falling short of evidentiary harpoons,
nevertheless were extremely prejudicial within the context of the
entire trial.” Aplt. Br. at 50 n. 11. According to Welch, “[t]hese
include: 1) hypothesizing why the dogs were found in the garage at
the Cooper residence (he speculated that in his opinion it was ‘part
of a ruse to enter the house’); 2) attaching ‘significance’ that the
deaths of both Cooper and Stevens occurred the day after a court
appearance by Welch; and 3) giving his opinion that the wounds on
Cooper were not the result of autoerotic asphyxiation as claimed by
Welch, but rather were ‘intentionally inflicted.’ ” Id.
We conclude the OCCA reasonably rejected all
three of these arguments. With respect to Lucas opining as to why
the Coopers' dogs were found in the garage (rather than outside
where they were normally kept), the OCCA concluded this was
admissible lay opinion testimony because it “was rationally based on
[Lucas'] perceptions following his investigation,” and it “aided the
jury in its determination of a fact in issue.” Welch, 2 P.3d at 368.
With respect to Lucas' testimony that each of the
two murders occurred the day after Welch appeared in court, the OCCA
concluded this was “simply a factual statement properly admitted to
show another similarity between the two crimes in an effort to
establish [Welch] as the perpetrator of the Cooper homicide.” Id. at
368.
Finally, with respect to Lucas opining that
Cooper's wounds were not consistent with consensual sexual
asphyxiation, the OCCA concluded it was properly admitted because it
“was based upon his examination and investigation of the crime scene
coupled with his training” and “did not tell the jury what result to
reach.” Id. at 369. Notably, Welch makes no attempt in this appeal
to explain why any of these conclusions reached by the OCCA were
erroneous.
Finally, even assuming for purposes of argument
that these pieces of testimony should not have been admitted, a
review of the transcript of Welch's trial indicates that, given the
strength of the prosecution's case against Welch, the admission of
these statements by Lucas did not have a “ ‘substantial and
injurious effect or influence in determining the jury's verdict.’ ”
Brecht v. Abrahamson, 507 U.S. 619, 623, 113 S.Ct. 1710, 123 L.Ed.2d
353 (1993) (quoting Kotteakos v. United States, 328 U.S. 750, 776,
66 S.Ct. 1239, 90 L.Ed. 1557 (1946)) (outlining harmless error test
to be utilized in federal habeas proceedings).
b) Agent Lee's testimony
Welch complains, as he did on direct appeal,
about the following statement (which he characterizes as an
“evidentiary harpoon”) given by Agent Lee in response to the
prosecution's question about how his investigation of the Stevens
murder led him to Welch:
Initially, we received information that Frank
Welch had left the Tuttle [Oklahoma] area abruptly after Stevens'
death. And the other information we received concerning Frank was
that he and his wife at the time, Bonnie, had been close friends of
the Stevens, that they lived on property that was adjacent to or
butted up to the Stevens' property. Also that Frank liked to tie up
Bonnie during sex, and that prior to their marriage, that Frank had
raped Bonnie. Trial Tr., Vol. V at 1031 (emphasis added).
As noted, the OCCA concluded that the
admonishment given by the trial court to the jury regarding Lee's
remark “was sufficient to cure any error, even though the admonition
failed to specifically address Lee's statement that [Welch] liked to
tie up his former wife during sex.” Welch, 2 P.3d at 370. In the
OCCA's view, “[a] review of the record show[ed] that such remark was
not verdict or sentence determinative given the strong evidence
against [Welch].” Id.
Welch contends that the OCCA's determination was
“an unreasonable application of the law and of the facts because the
nature of the harpoons by Agent Lee clearly prejudiced Welch to a
tremendous degree resulting in a fundamentally unfair trial.” Aplt.
Br. at 49. More specifically, Welch asserts that Lee's statements
had a “devastating effect” because “Lee was an experienced law
enforcement officer” who, “under oath, ... basically called Welch a
rapist and a participant in kinky sex....” Id.
Welch further asserts that his trial counsel “was
absolutely correct in arguing that a curative instruction could not
assuage the ... effect of these harpoons,” id., and “the conclusion
of the [OCCA] to the contrary must result in habeas relief.” Id. at
50.
In determining the merits of Welch's arguments,
we begin by analyzing the evidence that was presented at trial.
During its case-in-chief, the prosecution presented evidence that
strongly, if not overwhelmingly, established that Cooper was the
victim of a violent and intentional attack. More specifically, the
prosecution's evidence established that:
* Cooper's mouth was covered with layers of duct
tape, the sticky side of which contained some blood, suggesting the
tape may have been placed on her mouth and lips in an aggressive
manner;
* Cooper's neck was tightly bound with two
leather ligatures, under which were blisters or abrasions where the
skin had been scraped off (prior to, rather than after, her death);
* Cooper's eyes, face and neck area displayed
petechial hemorrhages (i.e., fine pinpoint areas where small blood
vessels had been broken), consistent with ligature strangulation;
* both of Cooper's wrists were bound tightly
behind her back (with the leather ligatures running from her neck
directly to her hands), leaving ligature marks on both wrists (particularly
the right wrist, on which the ligature was bound so tightly that the
coroner had to cut it off);
* Cooper had “parchment abrasions” on the front
of both of her shoulders, likely the result of being pushed or
dragged on the carpet, that were incurred after she was dead or
while she was in the process of dying (because the abrasions didn't
hemorrhage or bleed);
* very small tears were found in Cooper's
perianal area that were likely incurred after Cooper was dead (because
they showed no evidence of bleeding or hemorrhage);
* sperm was found in swabs taken from Cooper's
anus (suggesting, along with the presence of the perianal tears,
that she was anally raped while she was dying or after she had died);
and
* approximately two to four inches inside of
Cooper's external vaginal opening was a laceration approximately an
inch long, that was likely incurred after her death (perhaps as a
result of the toy pylon being placed in her vagina).
The government's evidence also established that
Welch, while employed with Norman Cablevision, performed a service
call to the Cooper's home in December 1986, little more than two
months prior to the murder. Further, the government's evidence
established that Welch was fired from his job with Norman
Cablevision in January 1987 for destroying original work records,
but retained his uniforms for at least two months thereafter.
Finally, as part of its case-in-chief, the
government presented testimony from a forensic serologist who
testified that he performed DNA analysis on sperm samples taken from
a kitchen towel found laying near Cooper's body and that the DNA
found in those samples matched the DNA in the known sample of
Welch's blood.
The forensic serologist further testified that
the DNA profile found in the semen samples occurs one time in 5.2
million males in the general population, thus making it extremely
unlikely that a male other than Welch was responsible for the semen
samples found on the towel.
Welch testified in his own defense during the
first stage proceedings and attempted to rebut or explain away all
of the damning evidence presented by the prosecution. To begin with,
Welch denied ever raping or tying up his ex-wife Bonnie. As for his
connection with Talley Cooper, Welch admitted making a service call
to her home in December 1986 and testified that, during the course
of that service call, he asked Talley Cooper “if she fooled around,”
to which she allegedly responded “yes” and provided him with her
phone number.
Welch further testified that in early 1997, prior
to Talley Cooper's death, he visited her house on two occasions and
had consensual sex with her. As for the day of Cooper's murder,
Welch admitted that he had been in Cooper's house (although he
initially told police that he did not know Talley Cooper at all) and
testified that they first, at Cooper's urging, had consensual anal
intercourse, and then, at his suggestion, tried the “asphyxiation
deal” he had read about in pornographic magazines.
Welch testified that Cooper collapsed to the
floor and died while they were engaged in sex, and that he panicked
and decided to try and make it look like somebody had attacked her.
Thus, Welch testified, he put the duct tape over her mouth, wrapped
the leather cord tightly around her neck and tied it off, and placed
the toy in her vagina (he “figured the weirder it looked the better
it would be”).
The prosecution presented several key pieces of
evidence in rebuttal. In particular, the coroner who performed the
autopsy on Cooper testified that the perianal tears he found on her
body were inconsistent with Welch's story, in that they occurred
after she died or while she was in the process of dying.
In addition, Katherine Roberts, a close friend of
Cooper's, testified that several weeks prior to the murder, Cooper
called and said “something weird” had happened and she was feeling
scared. According to Roberts, Cooper told her that a
“greasy-looking” man had come to her house to look at her cable
television system and that, when he entered the house, he followed
her “real close” and seemed more interested in following and talking
to her than working. FN5
FN5. The prosecution also presented two other
witnesses, one of whom testified with regard to the investigation of
the Stevens murder and the other, a woman named Paige Hora, who
testified that on the morning of October 8, 1994, in the parking lot
of the Wal-Mart store in Tulsa, Oklahoma, where she worked, she was
attacked by Welch, who she did not know, with a large knife.
Considering all of this evidence together, as
well as the fact that the trial court admonished the jury not to
consider Lee's statement that Welch had raped his ex-wife, we agree
with the OCCA that Lee's statements did not violate Welch's due
process right to a fair trial. Applying the AEDPA standards of
review, we therefore conclude that the OCCA's rejection of Welch's
due process claim was neither contrary to, or an unreasonable
application of, the general constitutional principles previously
outlined.
* * *
Ineffective assistance of trial counsel
Welch contends that his trial counsel was
constitutionally ineffective for (a) failing to prohibit the
introduction of Welch's prior convictions, (b) failing to impeach
the rebuttal testimony of Katherine Roberts, (c) failing to list
adaptability to prison life as a mitigating circumstance, (d)
failing to request recusal of the trial judge (due to the trial
judge's relationship to Detective Lucas), (e) failing to advise
Welch regarding the decision to testify in his own defense, and (f)
failing to investigate and present available mitigating evidence.
Welch first raised these claims on direct appeal and the OCCA
rejected them on the merits.
Welch's claims are governed by the governed by
the familiar two-part test announced in Strickland v. Washington,
466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Under that test,
Welch must establish that (1) counsel's performance fell below an
objective standard of reasonableness and (2) there is a reasonable
probability that, but for counsel's errors, the outcome of the
proceedings would have been different. Id. at 688, 694, 104 S.Ct.
2052; see also Kimmelman v. Morrison, 477 U.S. 365, 375, 106 S.Ct.
2574, 91 L.Ed.2d 305 (1986).
Notably, Welch acknowledges that the OCCA applied
the Strickland standards in rejecting each of his claims of
ineffective assistance. Thus, he concedes that he cannot obtain
federal habeas relief on any of those claims unless he establishes
that the OCCA's resolution of the claim(s) was contrary to, or an
unreasonable application of, Strickland.
a) Failure to prohibit introduction of Welch's
prior convictions
Welch contends there was “no valid trial strategy”
to justify his trial counsel telling the jury during opening
statements that Welch had been convicted of crimes and was serving
life in prison without the possibility of parole, or to justify his
trial counsel asking Welch, during his direct examination, about his
string of prior felony convictions. Welch raised this same issue on
direct appeal and the OCCA rejected it:
[Welch] attacks counsel's decision to elicit his
prior Tulsa County convictions that did not involve dishonesty along
with some of the circumstances of that case without obtaining a
ruling that these prior felony convictions, for purposes of
impeachment, were more probative than prejudicial.
The record shows this was part of the defense's
strategy. [Welch]'s defense to the instant case was he never
intended to kill Cooper and her death was an accident that resulted
from a consensual sexual encounter. To boost his credibility,
defense counsel elicited [Welch]'s prior convictions and some of the
facts about the Tulsa County crimes in an effort to show [Welch] was
willing to admit and take responsibility for his prior misconduct.
Defense counsel elicited facts about the Tulsa
County crimes in lieu of merely listing them to show that [Welch]
attacked Paige Hora because he thought she was trying to interfere
with a drug deal in which he was acting as lookout. Counsel employed
this strategy to avoid leaving the jury with the impression that [Welch]
was a man who liked to terrorize and kill women.
To further boost [Welch]'s credibility and his
overall defense, defense counsel elicited from [Welch] that he had
plead guilty to all his prior crimes, including the Tulsa County
crimes, accepting responsibility for his wrongful acts. This
strategy bolstered [Welch]'s claim that he went to trial in the
instant case because he believed he was not guilty.
Defense counsel further elicited [Welch]'s Tulsa
County convictions, for which [Welch] was serving a life plus
consecutive forty-five year sentence, to argue [Welch] did not
constitute a continuing threat because he would be incarcerated for
the rest of his natural life. Inasmuch as [Welch] cannot overcome
the presumption that the challenged action was sound trial strategy
under the circumstances, this claim must fail. Welch, 2 P.3d at 375.
Although Welch takes issue with the OCCA's
conclusions, we conclude they are neither contrary to, nor an
unreasonable application of, the standards outlined in Strickland.
As noted by the OCCA, defense counsel's strategy appears to have
been two-fold: (1) to bolster Welch's credibility during the first
stage proceedings (by demonstrating that Welch was willing to admit
to and take responsibility for his criminal conduct) in an attempt
to avoid Welch being convicted of first degree malice murder; and
(2) to set the stage for rebutting the prosecution's assertion that
he represented a continuing threat to society by demonstrating that
he was already serving a prison sentence that would last for most of
his adult lifetime. Given the horrendous nature of Talley Cooper's
rape and murder, and the substantial weight of the evidence against
Welch, we conclude these strategies were entirely reasonable.
b) Failure to impeach the rebuttal testimony
of Katherine Roberts
Welch contends that his trial counsel failed to
properly impeach the rebuttal testimony of prosecution witness
Katherine Roberts who, as previously noted, testified that Talley
Cooper called her several weeks prior to the murder and told her
about being scared by a cable television repairman who visited her
house. Welch asserts that Roberts failed to mention this telephone
conversation when she was interviewed by the police following Talley
Cooper's murder, and argues that his trial counsel should have
cross-examined Roberts about this issue. Welch asserted the same
arguments on direct appeal, and the OCCA rejected them, stating as
follows:
[Welch] also attacks counsel's failure ... to
impeach [Katherine] Roberts'.... Counsel did lodge a hearsay
objection to Roberts' testimony concerning her telephone call with
Cooper which was overruled. As discussed in proposition three, a
portion of Roberts' testimony was admissible and the remainder,
though error, was harmless beyond a reasonable doubt.
Although defense counsel did not cross-examine
Roberts about why she had not mentioned Cooper's telephone call to
her about the cableman during the initial investigation, defense
counsel did ask questions to illustrate that Roberts did not know as
much as she believed about Cooper. Asking questions to imply Roberts
was making up her testimony about the telephone call could easily
backfire and counsel was not ineffective for choosing to avoid that
pitfall. Welch, 2 P.3d at 375-76.
The OCCA's conclusion is neither contrary to, nor
an unreasonable application of, Strickland. Although Welch contends
that Roberts' failure to tell the police about the phone call
immediately following the murder would have constituted “powerful
impeachment” evidence, Aplt. Br. at 83, he readily acknowledges that
he does not know what Roberts' explanation would have been.
Thus, as noted by the OCCA, the questioning now
proposed by Welch could have “backfired” on his counsel, by placing
his counsel in a negative light by attempting to suggest that the
victim's best friend was a liar. Moreover, even assuming that
Welch's trial counsel should have cross-examined Roberts as now
suggested by Welch, it appears clear after reviewing the trial
transcript that such cross-examination would have had little, if any,
effect on the outcome of the first stage proceedings.
Although Welch suggests that Roberts' rebuttal
testimony was “very damaging” to him, we are persuaded that the jury
would have convicted Welch even absent Roberts' testimony. Thus, in
sum, we conclude Welch was not prejudiced by trial counsel's alleged
failure to cross-examine Roberts.
c) Failure to list adaptability to prison life
as a mitigating circumstance
Welch next complains that his trial counsel
“failed [during the second-stage proceedings] to list as a
mitigating circumstance the probability that Welch could adapt to
prison life.” Aplt. Br. at 83. The OCCA rejected this same argument
in affirming Welch's conviction and sentence:
[Welch] complains about counsel's failure to list
adaptability to the structured environment of prison life as a
mitigating circumstance in [second-stage] Instruction 13. [Welch]
contends the failure to specifically list this mitigating
circumstance allowed the jury to disregard this mitigating evidence.
With this contention, we cannot agree.
The jury was instructed that “mitigating
circumstances are those which, in fairness, sympathy, and mercy, may
extenuate or reduce the degree of moral culpability or blame. The
determination of what circumstances are mitigating is for you to
resolve under the facts and circumstances of this case.”
Instruction 13, listing several specific
mitigating circumstances, also provided that the jury could “decide
that other mitigating circumstances exist, and if so, [could]
consider those circumstances as well.” While adaptability to prison
life was not specifically listed, the jury was instructed it could
consider the evidence presented and determine what evidence was
mitigating.
The majority of [Welch]'s second stage defense
focused on his adaptability to a structured prison environment which
defense counsel vigorously argued during closing argument to rebut
the State's continuing threat contention. Given this record, we find
the administered instructions adequately allowed the jury to
consider the evidence of adaptability to prison life and [Welch] was
not prejudiced by counsel's failure to include it in Instruction 13.
(citation omitted) Welch, 2 P.3d at 376.
Although Welch disagrees with the OCCA's analysis,
we conclude, after reviewing the transcript of the second-stage
proceedings, that it is neither contrary to, nor an unreasonable
application of, Strickland. As noted by the OCCA, the second-stage
instructions clearly informed the jury that they could consider
whatever mitigating circumstances they believed to be appropriate.
That instruction, together with defense counsel's
clear focus on establishing that Welch was highly adaptable to the
prison environment and was non-violent while incarcerated, would
have allowed the jury to give weight to this mitigating circumstance,
even though it was not specifically listed in the second-stage
instructions.
Moreover, given the strength of the two
aggravating circumstances, there is not a reasonable likelihood that
the outcome of the second-stage proceedings would have been
different had adaptability to prison been specifically listed as a
mitigating circumstance in the second-stage jury instructions.
d) Failure to request recusal of the trial
judge
Welch contends his counsel “inexplicably chose to
not seek recusal of the trial judge when it became known that the
lead detective for the State was the trial judge's son.” Aplt. Br.
at 85. According to Welch, “[t]here is no strategic, or even
rational, reason why a trial lawyer in a capital case would choose a
trial judge knowing that the State's case agent and star witness [wa]s
the judge's own son.” Id. The OCCA rejected these same arguments,
stating:
[Welch] also attacks counsel's ... failure to
request recusal of the trial judge. * * * [Defense] counsel was not
ineffective in failing to ask the trial judge to recuse. As
discussed in propositions two and five, [Welch] waived his right to
have the trial judge disqualified and he was not prejudiced by the
trial court's rulings during Detective Lucas's testimony. As such,
he cannot show prejudice and th[is] claim must fail. Welch, 2 P.3d
at 375-76.
For the reasons already discussed above in
connection with the “failure to recuse” issue, the OCCA reasonably
concluded that Welch was not prejudiced by his trial counsel's
failure to request the trial judge's recusal. Thus, the OCCA's
decision was neither contrary to, nor an unreasonable application of,
Strickland.
e) Failure to advise Welch regarding the
decision to testify
Welch contends that his trial counsel “did not
properly advise [him] concerning the risks of testifying prior to [him]
taking the stand.” Aplt. Br. at 86. As a result, Welch contends, he
“was not properly prepared or ready to testify....” Id.
The OCCA considered and rejected this same claim
in disposing of Welch's direct appeal: [Welch] claims counsel failed
to adequately advise him and provide him with sufficient information
on which to base an intelligent decision on whether or not to
testify. Alternatively, [Welch] asserts a claim of state induced
ineffective assistance of counsel by arguing counsel was forced to
present [Welch]'s testimony after the State was allowed to introduce
evidence of the Stevens homicide.
As discussed in proposition one, evidence from
the Stevens homicide was properly admitted to prove identity and
absence of mistake or accident. As such [Welch]'s state induced
ineffective assistance of counsel claim must fail. Furthermore,
there is no evidence to support [Welch]'s claim that he was
inadequately advised about the risks of testifying.
Defense counsel noted on the record following the
close of the State's evidence that he had spoken to his client and
that [Welch] wished to testify. Defense counsel did not mention
calling [Welch] as a witness during opening statement thereby
leaving the option open so an intelligent decision could be made
following the state's case-in-chief.
Following the compelling evidence that
demonstrated his guilt, [Welch] elected to testify to tell his
version of what happened. Counsel attempted to guide his client and
bolster his credibility throughout the presentation of [Welch]'s
testimony. Based on this record, we cannot find [Welch] was
inadequately advised or that counsel was ineffective. Accordingly,
this claim must fail. Welch, 2 P.3d at 376.
Again, the OCCA's conclusion is neither contrary
to, nor an unreasonable application of, Strickland. As noted by the
OCCA, the trial transcript indicates that, following the conclusion
of the prosecution's case-in-chief, defense counsel informed the
trial judge: “Judge, at this time, from talking to Mr. Welch, he
wishes to take the stand.” Trial Tr., Vol. V at 1109.
Further, as also noted by the OCCA, the trial
transcript indicates that Welch's trial counsel “attempted to guide
[Welch] and bolster his credibility throughout” his direct and
redirect examination. What defense counsel obviously could not
control was the substance of Welch's testimony regarding how Talley
Cooper and Debra Stevens died. In any event, even assuming that
defense counsel erred in either failing to urge Welch not to testify
or in failing to properly prepare him to testify, it is clear that,
given the strength of the prosecution's evidence, the error was not
prejudicial.
f) Failure to investigate and present
mitigating evidence
In his final claim of ineffective assistance,
Welch contends that his trial counsel failed to adequately
investigate and present mitigating evidence available from his
relatives. Welch asserted this identical claim on direct appeal, and
the OCCA rejected it, stating:
More troubling is the complaint raised in [Welch]'s
application for an evidentiary hearing alleging counsel failed to
investigate and use available mitigating evidence. [Welch] argues
counsel was deficient by failing to investigate and present the
testimony of his family members to mitigate punishment especially in
light of the victim impact evidence. Pursuant to Rule 3.11(B)(3)(b),
Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18,
App. (1998), [Welch] has filed an application for an evidentiary
hearing and to supplement the record. [Welch] includes, among other
things, affidavits from family members who were willing to testify
about their relationship with [Welch] and request mercy, but who
were not contacted by defense counsel. (citation omitted).
Defense counsel did speak with [Welch]'s sister
briefly before trial began. Counsel initially asked her to testify,
but advised her she would not be needed after she told him that [Welch]
had touched her inappropriately when they were adolescents. (citation
omitted).
At first glance, counsel's failure to call [Welch]'s
family members to testify seems attributable to sound strategy since
the family knew of the inappropriate touching incident and one could
see how counsel would not want this information before the jury.
However, counsel elicited this information from his expert
psychiatrist thereby eliminating that strategy argument.
It is all too tempting to second guess counsel
and wonder why he did not use these family members given the
compelling victim impact evidence and the resulting death sentence.
However, that is precisely the pitfall we are to avoid. This Court
will not second-guess trial strategy through the distorting effects
of hindsight. (citation omitted).
The record shows defense counsel did elicit much
of the family members' proposed testimony concerning [Welch]'s
background through Dr. Lindsey, the defense's psychiatric expert. It
appears counsel chose not to call family members because he feared
the jurors' reactions to the cross-examination of the family members
about the improper touching incident.
Instead, he chose to present a more clinical
defense. The record further shows counsel mounted a well-reasoned
defense to the aggravating factors and chose to focus on [Welch]'s
adaptability to prison life with references to [Welch]'s mitigating
background as a sub-theme.
Because the evidence in aggravation was so strong
and counsel's decision could be considered sound trial strategy, we
find that an evidentiary hearing is not warranted because the
application and supplemental materials do not contain sufficient
information to show this Court by clear and convincing evidence
there is a strong possibility trial counsel was deficient for
failing to utilize the complained-of evidence in second stage. Welch,
2 P.3d at 376-77.
In our view, the OCCA's conclusion on this claim
is neither contrary to, nor an unreasonable application of,
Strickland. As noted by the OCCA, Welch's trial counsel presented a
single witness, psychiatrist Ethan Lindsey, in Welch's defense.
Lindsey testified at length about his psychiatric assessment of
Welch FN10 and, in doing so, recounted what he believed were certain
key and/or troubling aspects of Welch's childhood (e.g., a severe
illness when he was an infant; the observation of unusual sexual
acts as an adolescent; fairly significant alcohol abuse as an
adolescent) that lead to the development of the psychiatric problems
diagnosed by Lindsey.
Those aspects, Lindsey noted in his testimony,
were taken from not only Welch's own statements, but also from
Lindsey's discussions with Welch's mother and sister. In other words,
Lindsey provided the jury with a summary of the key events that may
have led Welch to commit the acts of sexual violence against Cooper
and Stevens.
Although Welch now contends that his relatives
could have provided additional mitigating information, he fails to
specify in his appellate brief precisely what information he
believes would have made a difference in the outcome of the second-stage
proceedings. In any event, as noted by the OCCA, the aggravating
evidence was so strong as to foreclose any reasonable probability
that the presentation of additional testimony from Welch's relatives
would have produced a different outcome.
FN10. Lindsey concluded that, as a result of a
severe medical condition when Welch was an infant, Welch developed
severe attachment problems that ultimately led to an antisocial
personality disorder.
Cumulative error
In his final issue, Welch contends his trial was
rendered fundamentally unfair by what he refers to as “the
accumulation of constitutional errors.” Aplt. Br. at 89. Welch
asserted a similar claim on direct appeal and the OCCA rejected it:
In his final proposition of error, [Welch]
contends that, even if no individual error merits reversal, the
cumulative effect of the errors in his case necessitates either
reversal of his conviction or a modification of his sentence. We
have thoroughly reviewed [Welch]'s claims and the record in this
case which reveals no error which, singly or in combination, would
justify either modification or reversal. Any irregularities or
errors were harmless beyond a reasonable doubt. Because we find no
error that warrants relief, this claim is denied. (citation omitted).
Welch, 2 P.3d at 377.
We, like the district court, found additional
constitutional error in the admission of the victim impact testimony
from five witnesses. Because we have identified additional error,
and because the OCCA could not have considered the aggregate
prejudicial impact of the individual errors, we must review Mr.
Welch's cumulative error claim de novo. See Malicoat, 426 F.3d at
1263 (“the OCCA's opinion does not clearly indicate that it
considered, in the aggregate, the prejudicial effect of the
individual errors [;] [a]ccordingly ... we afford [the defendant]
the benefit of the doubt and review his cumulative error claim de
novo”); Cargle v. Mullin, 317 F.3d 1196, 1207 (10th Cir.2003) (explaining
that “to deny cumulative-error consideration of claims unless they
have first satisfied their individual substantive standards for
actionable prejudice would render the cumulative error inquiry
meaningless, since it would be predicated only upon individual error
already requiring reversal”) (internal quotation marks and citations
omitted).
Cumulative-error analysis “merely aggregates all
the errors that individually have been found to be harmless, and
therefore not reversible, and it analyzes whether their cumulative
effect on the outcome of the trial is such that collectively they
can no longer be determined to be harmless.” Hamilton v. Mullin, 436
F.3d 1181, 1196 (10th Cir.2006) (internal quotation marks omitted).
Even under the de novo standard, we conclude that,
in light of the overwhelming evidence against Welch, the cumulative
effect of such errors did not “ ‘ha[ve] a substantial and injurious
effect or influence in determining the jury's verdict,’ ” Brecht,
507 U.S. at 637, 113 S.Ct. 1710 (quoting Kotteakos, 328 U.S. at 776,
66 S.Ct. 1239), or deprive him of his right to a fair trial.
AFFIRMED.