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Gary
Roland WELCH
Classification: Murderer
Characteristics:
Dispute over a drug
shipment
Number of victims: 1
Date of murder:
August 25, 1994
Date of arrest:
Same day
Date of birth: August 21, 1962
Victim profile:
Robert Dean Hardcastle,
35
Method of murder:
Slashing with bottle
Location: Otta County, Oklahoma, USA
Status:
Executed
by lethal injection in Oklahoma on January 15, 2012
Summary:
Several witnesses testified they saw Welch and accomplice Claudie
Conover, beating and stabbing Hardcastle outside of Hardcastle's Miami
home in a dispute over a drug shipment. Welch had “ample opportunity”
to stop the assault but continued with the beating. At one point,
Conover ended up with the knife and was walking to the car with it.
That's when Welch got a broken beer bottle and continued slashing
Hardcastle. Accomplice Conover also was sentenced to death, but his
sentence was later reduced to life without parole. He died in prison
from natural causes in 2001.
Welch gave a short speech before the injection in which he thanked the
inmates of the Oklahoma State Penitentiary's H unit for clanging on
their cell doors before his execution - a tradition the inmates view
as a sign of respect. "I want to acknowledge that my brothers are here
for me, to send me off on my journey," he said. "They are here on my
behalf. They've already given me my little send-off. So let's get it
on, because that's what we're here for." As soon as the lethal
injection was administered, Welch began to chant repeatedly,
"Valhalla. Odin. Slay the beast!" until he lost consciousness.
ClarkProsecutor.org
Oklahoma Department of Corrections
Inmate: GARY R WELCH
ODOC# 104158
Birth Date: 08/21/1962
Race: White
Sex: Male
Height: 6 ft. 00 in.
Weight: 210 pounds
Hair: Brown
Eyes: Blue
County of Conviction: OTTA
Case#: 94-302
Date of Conviction: 05-30-96
Convictions: Murder In The First Degree - Death
Location: Oklahoma State Penitentiary, Mcalester
Reception Date: 06-03-96
Oklahoma Attorney General
News Release -January 5, 2012
Gary Roland Welch - 6 p.m. Oklahoma State
Penitentiary in McAlester
Name: Gary Roland Welch
DOB:8/21/62
Sex: Male
Age at Date of Crime: 32
Victim: Robert Dean Hardcastle, 35
Date of Crime: 8/25/94
Date of Sentence: 5/30/96
Crime Location: Hardcastle’s Residence, Miami, OK
Judge: Sam C. Fullerton
Prosecuting: Ben Loring
Defending: Joe P. Robertson (OIDS)
Circumstances Surrounding Crime:
Welch was convicted and sentenced to death for the
Aug. 25, 1994 murder of Robert Dean Hardcastle during an altercation
that began inside Hardcastle’s residence. Welch assaulted Hardcastle
inside his duplex and then chased him when he fled his home. Welch and
co-conspirator Claudie Conover continued the assault in a ditch at the
end of the street where multiple witnesses observed Welch punch and
stab the victim before slashing him with a broken beer bottle.
Claudie Delbert Conover was sentenced to death. The
sentence was later reduced to life without parole. Conover died in
2001 from natural causes while incarcerated at the Dick Conner
Correctional Center in Hominy.
Statement from Attorney General Scott Pruitt:
“Gary Welch had a 15-year history of violent crimes
that included multiple assaults on women and police officers,
burglary, stabbings and carrying concealed weapons before his
conviction for murder,” Attorney General Scott Pruitt said. “The
punishment of death as chosen by a jury of Welch’s peers is reserved
for the most heinous crimes. My thoughts are with Robert Hardcastle’s
family and what they have endured for the past 17 years.”
Oklahoma executes murderer in first 2012
execution
By Steve Olafson - Reuters.com
January 6, 2012
(Reuters) - A convicted murderer who tried but
failed to kill himself three weeks ago in prison was put to death by
lethal injection on Thursday in Oklahoma in the country's first
execution of 2012. Gary Roland Welch, sentenced to death for the fatal
stabbing of Robert Dean Hardcastle during a drug dispute in 1994, was
declared dead at 6:10 p.m. on Thursday at the state prison in
McAlester, prison spokesman Jerry Massie said. Welch was the first
U.S. inmate executed this year, and the first in Oklahoma since
January 2011, according to the Washington-based Death Penalty
Information Center, which tracks death penalty data. He was 49 years
old.
Welch acknowledged "my brothers" in prison before
his execution and said: "So let's get it on because that's what we're
here for," Massie said, quoting execution witnesses. Welch then
repeated four times, "Valhalla, Odin, slay the beast," Massie said.
Odin is the chief god in Norse mythology and Valhalla is the hall in
which he receives slain heroes.
Welch attempted unsuccessfully to kill himself
three weeks ago by slashing his neck, according to prison officials.
Earlier in the day, Welch requested his last meal be two fish filets
from Long John Silver's, Massie said.
A tattoo artist and admitted methamphetamine user,
Welch said he killed Hardcastle, 35, in self defense after he went to
the man's duplex in Miami, Oklahoma, to barter for drugs and was
unexpectedly attacked. He told the Oklahoma Pardon and Parole Board he
would not apologize for killing Hardcastle because the other man
initiated the violence. "To me, this was life or death. It was just
luck that I survived," Welch said. "My intentions were never to kill
him. But I also didn't intend for him to kill me either."
But multiple witnesses said Welch punched and
stabbed Hardcastle before slashing him with a broken beer bottle,
Oklahoma Attorney General Scott Pruitt said. "Gary Welch had a 15-year
history of violent crimes that included multiple assaults on women and
police officers, burglary, stabbings and carrying concealed weapons
before his conviction for murder," Pruitt said. "The punishment of
death as chosen by a jury of Welch's peers is reserved for the most
heinous crimes. My thoughts are with Robert Hardcastle's family and
what they have endured for the past 17 years," he added.
The Oklahoma Pardon and Parole Board narrowly
denied clemency to Welch by a 3-2 vote. Welch had said during the
hearing he would not apologize for killing Hardcastle because the
other man initiated the fight.
A co-defendant of Welch's, Claudie Conover, was
also convicted and sentenced to death although his sentence was later
reduced to life without parole. Conover died of natural causes in
2001.
Oklahoma executed two prisoners in 2011, both in
the first two weeks of the year, according to DPIC data. The execution
brings to 1,278 the number of people executed in the United States
since capital punishment was reinstated in 1976. The number of U.S.
executions fell for the second year in a row in 2011, with 43 inmates
put to death compared to 46 in 2010 and 52 in 2009, DPIC figures show.
That is fewer than half of the number of executions a dozen years
before, in 1999, when a record 98 prisoners were executed.
Oklahoma executes Gary Roland Welch for 1994
Ottawa County slaying
By Cary Aspinwall - TulsaWorld.com
January 6, 2012
McALESTER - The state of Oklahoma executed Gary
Roland Welch on Thursday evening for his role in a 1994 slaying in
Ottawa County. As soon as the lethal injection was administered at
6:05 p.m., Welch began to chant repeatedly, "Valhalla. Odin. Slay the
beast!" until he lost consciousness. He was pronounced dead at 6:10
p.m.
Welch, 49, offered no apology or show of remorse
for the slaying of Robert Dean Hardcastle, 35, in a dispute over drugs
in Miami, Okla. He gave a short speech before the injection in which
he thanked the inmates of the Oklahoma State Penitentiary's H unit for
clanging on their cell doors before his execution - a tradition the
inmates view as a sign of respect. "I want to acknowledge that my
brothers are here for me, to send me off on my journey," he said.
"They are here on my behalf. They've already given me my little
send-off. So let's get it on, because that's what we're here for." He
then began his chant, presumed to be a reference to Norse mythology.
Welch maintained that he killed Hardcastle in
self-defense, and he appeared unrepentant and indignant at a clemency
hearing in December. "I was right on 8/25/94, and I'm right now,"
Welch said at the hearing. "I'm not coming up here today crying,
begging and sniveling for my life. I'm only here to speak my mind."
A few weeks after that hearing, Welch attempted
suicide in his cell with a contraband razor blade. He recovered and
was deemed competent for Thursday's execution.
Prosecutors said Welch assaulted Hardcastle in the
victim's duplex and then chased him outside when he fled. Welch and
co-conspirator Claudie Conover continued assaulting Hardcastle in a
ditch at the end of the street, where multiple witnesses said they saw
Welch punch and stab Hardcastle before slashing him with a broken beer
bottle. Conover originally was sentenced to death, as well, but his
sentence was reduced to life in prison without parole possible. He
died of natural causes in 2001 at the Dick Conner Correctional Center
in Hominy.
Oklahoma Assistant Attorney General Robert Whitaker
argued that forensic evidence and court testimony in Welch's case
contradicted his claims of self-defense. Two hours before Welch killed
Hardcastle, he had pulled a knife on someone else in the Miami area,
demanding drugs. He killed Hardcastle to send a message regarding a
shipment of drugs that had been sent to the wrong address and turned
over to police, prosecutors argued.
"Gary Welch had a 15-year history of violent crimes
that included multiple assaults on women and police officers,
burglary, stabbings and carrying concealed weapons before his
conviction for murder," Attorney General Scott Pruitt said in a
written statement. "The punishment of death as chosen by a jury of
Welch's peers is reserved for the most heinous crimes. My thoughts are
with Robert Hardcastle's family and what they have endured for the
past 17 years."
Hardcastle had twin sons who were 2 years old when
their father was killed. Several of Hardcastle's family members, along
with law enforcement officials from Ottawa County, witnessed Welch's
execution, the first of the year in the state as well as the country.
Okla. inmate put to death for fatal stabbing
during 1994 fight; 1st US execution
NewsOk.com
January 5, 2012
An Oklahoma inmate who recently attempted suicide
was put to death Thursday evening for killing a man during a knife
fight nearly two decades ago, marking the nation's first execution
this year. Gary Roland Welch, 49, was given a lethal injection at the
state penitentiary in McAlester for fatally stabbing 35-year-old
Robert Hardcastle in Miami, Okla. He was pronounced dead at 6:10 p.m.
Minutes before the drugs were administered, other
death row inmates could be heard banging on their cell walls, and
Welch paid tribute to them during his final statement. “I was just
going to ask everybody if they could hear my brothers out there,” he
said. “I know it's kind of quiet now, but I want to acknowledge that
my brothers are here with me to send me off on my journey. They are
here on my behalf. They've already given me my little send off. So
let's get it on because that's what we're here for.” Before he died,
Welch chanted apparent references to Norse mythology, which he had
studied behind bars. On his fourth chant, Welch passed out as the
drugs began to kick in.
Earlier in the day, he was given fish filets from
Long John Silver's for his last meal, prison officials said. At his
request, nobody attended the execution on his behalf, and Hardcastle's
family members declined comment afterward.
Welch's execution came nearly three weeks after he
tried to kill himself by slitting his throat with a smuggled shaving
razor. Prison officials and Welch's own court-appointed attorney
insisted he was sane and understood his fate.
Welch maintained that he only killed Hardcastle in
self-defense. He remained defiant at a hearing last month before the
state Pardon and Parole Board, telling the board he wasn't “here today
crying, begging or sniveling for my life.” “I did what I had to do,”
Welch told the panel. “I didn't intend to kill him, but I certainly
didn't intend for him to kill me, either.” The board voted 3-2 to deny
clemency.
After Welch's suicide attempt on Dec. 16, prison
guards rushed him to a hospital where he was treated before being
returned to death row. He was evaluated by a psychiatric unit based at
the prison and deemed competent to be executed because he was aware of
what was going to happen to him and why — the standard required for
death row inmates in Oklahoma.
Nothing in Welch's court record indicated that the
issue of his sanity or mental capacity was ever raised, and
prosecutors presented evidence at the pardon and parole hearing
suggesting that Welch was a bully in prison who enjoyed watching
violent movies, pushed around other inmates and was once caught with a
homemade knife in his cell.
The question of Welch's mental state was addressed
this week by his court-appointed attorney, Robert Wyatt, who insisted
his client knew what he was doing and added that the suicide attempt
could have been influenced by Welch's belief that he “never got a fair
shake” because he was given the death penalty for murder instead of a
lesser charge, such as manslaughter. “He always felt the system was
against him, and as a result of that, that influences how a person
reacts,” Wyatt said this week. “(Welch) said openly at the pardon and
parole hearing, that during his stay at the Oklahoma State
Penitentiary, he's always been treated fairly.”
According to court records, several witnesses
testified they saw Welch and a co-defendant, Claudie Conover, beating
and stabbing Hardcastle outside of Hardcastle's Miami home on Aug. 25,
1994. Conover also was sentenced to death, but his sentence was later
reduced to life without parole. He died in prison from natural causes
in 2001.
Ben Loring, the lead prosecutor in the case,
recalled Welch's self-defense argument as flimsy. “The problem was,
nothing matched up,” Loring told The Associated Press this week. “None
of the physical evidence matched up to what he was saying.”
Loring said Welch had “ample opportunity” to stop
the assault but continued with the beating. At one point, Loring
recalled, Conover ended up with the knife and was walking to the car
with it. That's when Welch got a broken beer bottle and continued
slashing Hardcastle, he said. “It just went way too far,' Loring said.
“I'm not a big proponent of the death penalty, but if anybody deserved
it, I felt the case (for a death sentence) should have been presented
to a jury.”
On Thursday, Oklahoma Attorney General Scott Pruitt
issued a statement detailing Welch's “15-year history of violent
crimes that included multiple assaults on women and police officers,
burglary, stabbings and carrying concealed weapons before his
conviction of murder.” “The punishment of death as chosen by a jury of
Welch's peers is reserved for the most heinous crimes,” he said. “My
thoughts are with Robert Hardcastle's family and what they have
endured for the past 17 years.”
Welch's suicide attempt marked the second time in
nearly 20 years that an Oklahoma death row inmate tried to kill
himself rather than face a state execution. Hours before condemned
killer Robert Brecheen's execution in 1995, he attempted to overdose
on sedatives and anti-anxiety pills he had hoarded in his cell. He was
rushed to a hospital, had his stomach pumped and was returned to the
death chamber, where he was executed hours later.
Okla. death row inmate Gary Welch has been
executed; first in U.S.
By Rachel Petersen - McalesterNews.com
January 5, 2012
McALESTER — The first execution in the United
States was carried out this evening when Oklahoma death row inmate
Gary Roland Welch, 49, was executed at the Oklahoma State Penitentiary
in McAlester. The execution procedures began at 6:03 p.m.
There were 7 media witnesses present, as well as
three witnesses from the victim’s family, numerous Oklahoma Department
of Correction employees, Miami District Attorney Eddie Wyant, Miami
Asst. District Attorney Ben Loring and Miami Chief of Police George
Haralson. Welch had requested that he have no witnesses at his
execution on his behalf.
Just before being executed, OSP Warden Randy
Workman asked the condemned man if he had any last words. “Well sir, I
was just going to ask everybody if they could hear my brothers out
there,” Welch said referring to the other death row inmates who were
banging and clanging in their cells in an effort to say their
good-byes to Welch. “I know it’s kind of quiet now. I want to
acknowledge that my brothers are here with me to send me off on my
journey. They are here on my behalf. They have already given me my
little send off. So let’s get it on because that’s what we’re here
for. “Valhalla, Odin, slay the beast.” At 6:04, Workman said, “Let the
execution begin.” And Welch continued to chant: “Valhalla, Odin, slay
the beast. “Valhalla, Odin, slay the beast. “Valhalla, Odin, slay...”
Welch’s words became grumbled and he lost
consciousness and at 6:08, all color was gone from his face. At 6:10
p.m., a physician pronounced Welch’s time of death.
Welch’s chanting was in relation to his beliefs
about the afterlife, a topic the News-Capital had the opportunity to
discuss with Welch on Dec. 5, just prior to his clemency hearing.
Valhalla is a word from “Scandinavian Mythology” and refers to “the
hall of Odin into which the souls of heroes slain in battle and others
who have died bravely are received,” according to
www.dictionaryreference.com. On Dec. 5, Welch explained to the
News-Capital that his beliefs about the afterlife are very
non-traditional. “I hope when I leave this body, I find the gates of
Valhalla,” he said. Welch is expecting that once he leaves this life,
he has his most difficult times ahead. “Once I’m released from this
body, that’s when my real trials and tribulations begin,” he said. But
he hopes that once he finds the gates of Valhalla, he will be able to
“slay the beast” and enter the “warrior’s paradise.” The beast, Welch
had explained, is a three-headed dragon that guards the gates of
Valhalla.
At 6 a.m. on the day of his execution, Welch was
moved from the infirmary unit to the execution holding cell on death
row. At around noon, Welch ate Long John Silvers’ fish filets with red
cocktail sauce as his last meal, traditionally afforded to death row
inmates on the day of their executions. He was also afforded the
opportunity to speak with a spiritual advisor, but chose not to.
Welch received his death sentence for the Aug. 25,
1994, slaying of 35-year-old Robert Dean Hardcastle in Miami, Okla.
Welch is one of two men convicted of killing Hardcastle in Miami,
Okla. Both Welch and his co-defendant in the case, Claudie Delbert
Conover, were convicted of beating and stabbing Hardcastle to death
with a knife and broken bottle on the side of the road in view of
those who were passing by. Both men were sentenced to death, though
Conover’s sentence was later reduced to life without the possibility
of parole. Conover died of natural causes on Dec. 19, 2001, while
incarcerated at Dick Conner Correctional Center in Hominy, said
Oklahoma Department of Corrections Public Relations Officer Jerry
Massie.
Even up until the day of his execution, Welch
maintained that his killing of Hardcaslte was in self-defense.
However, Welch’s death sentence was upheld by all courts, as all of
his appeals were denied.
Welch was denied clemency on Dec. 5 by a 3-2 vote
by the Oklahoma State Pardon and Parole Board. Then, on Dec. 16, Welch
attempted to take his own life by cutting his neck with a homemade
device constructed out of shaving razors. He was found bleeding in his
cell and had to be rushed to the McAlester Regional Health Center, a
local hospital, where he spent three days in the intensive care unit.
Welch’s suicide attempt is not the first time OSP
officials have had to deal with a death-row inmate attempting to end
his own life as his execution date neared. In 1995, Robert Brecheen
overdosed on drugs the very day of his scheduled execution and he was
rushed to a local hospital. Brecheen’s life was saved by doctor’s who
pumped his stomach and he was returned to the prison where he was
executed a few hours later than originally scheduled.
The last execution to take place at OSP was on Jan.
11, 2011, when death row inmate Jeffrey David Matthews, 38, was
executed for the murder of his 77-year-old great-uncle, Otis Earl
Short, who was shot to death during a robbery of his home in Rosedale.
Matthews claimed innocence from the day of his arrest until the day of
his execution. All of his appeals were also denied.
Although there is not another scheduled execution
at OSP, the Oklahoma State Attorney General has requested an execution
date for Oklahoma death row inmate Garry Thomas Allen, sentenced to
death for the 1986 murder of his wife, Lawanna Gail Titsworth. Allen
was convicted of gunning down Titsworth just days after she moved out
of their home with their two sons, who were ages 6 and 2 at the time.
Although family members of Hardcastle were present during Welch’s
execution, they chose not to make a statement to the press after the
execution was complete.
Attorney General Scott Pruitt gave this written
statement regarding Welch’s execution: “Gary Welch had a 15-year
history of violent crimes that included multiple assaults on women and
police officers, burglary, stabbings and carrying concealed weapons
before his conviction for murder. The punishment of death as chosen by
a jury of Welch’s peers is reserved for the most heinous crimes. My
thoughts are with Robert Hardcastle’s family and what they have
endured for the past 17 years.”
Defendant was convicted following jury trial in the
District Court, Ottawa County, Sam C. Fullerton, J., of first degree
murder and was sentenced to death. Defendant appealed. The Court of
Criminal Appeals, Lumpkin, J., held that: (1) testimony concerning
comments of codefendant did not fall within coconspirator exception to
hearsay rule but was admissible as present sense impression; (2)
defendant invited any error in prosecutor's inquiry into details of
prior convictions; (3) reenactment of murder was not improper; (4)
defendant was not prejudiced by trial judge's nonresponsive answer to
question from jury; (5) admission of improper victim impact evidence
was harmless error; (6) trial counsel was not ineffective for failing
to bring out victim's involvement in drugs; and (7) death sentence was
properly imposed. Affirmed.
OPINION LUMPKIN, Judge:
¶ Appellant Gary Roland Welch was tried by jury and
convicted of First Degree Murder (21 O.S.1991, 701.7), Case No.
CRF-94-302, in the District Court of Ottawa County. The jury found the
existence of three aggravating circumstances and recommended the
punishment of death. The trial court sentenced accordingly. From this
judgment and sentence Appellant has perfected this appeal.FN1 FN1.
Appellant's Petition in Error was filed in this Court on September 6,
1996, and an Amended Petition in Error was filed March 17, 1997.
Appellant's brief was filed February 24, 1997. The State's brief was
filed June 24, 1997. The case was submitted to the Court July 8, 1997.
Oral argument was held October 21, 1997.
¶ Appellant and co-defendant Claudie Conover were
convicted of the first degree murder of Robert Hardcastle. The
District Court granted a motion for severance and Appellant was tried
approximately ten (10) months after co-defendant Conover. The facts of
this case are set forth in Conover v. State, 933 P.2d 904
(Okl.Cr.1997).
PRE-TRIAL ISSUES
¶ In his sixth assignment of error, Appellant
contends the trial court never acquired subject matter jurisdiction
over the case as the Information failed to allege all of the elements
of malice murder; specifically, the element of “malice aforethought.”
The felony Information filed against Appellant read in pertinent part:
MURDER IN THE FIRST DEGREE (TITLE 21-701.7)
... That said defendants, on the day and year
aforesaid, in the County and State aforesaid, while acting in concert,
each with the other, did unlawfully, willfully, and feloniously,
without authority of law, and with a premeditated design to effect the
death of one Robert Hardcastle, a human being, did then and there kill
one Robert Hardcastle by means of a knife having a sharp and pointed
blade, and a broken bottle which was sharp, with which the said
defendants did cut, slash and stab the body of the said Robert
Hardcastle, causing mortal wounds in the body of the said Robert
Hardcastle from which mortal wounds the said Robert Hardcastle did
languish and die, ... (O.R.1).
¶ This is the same felony Information filed against
co-defendant Claudie Conover. We have previously found this
Information sufficiently provided notice of the charge against the
defendant and apprised him of what he must defend against at trial.
Conover, 933 P.2d at 909-10. Appellant has not persuaded us to alter
that view. We have also previously rejected Appellant's additional
claim that Parker v. State, 917 P.2d 980, 986 (Okl.Cr.1996) should not
be applied to his case. Id. at 910. Accordingly, this assignment of
error is denied.
FIRST STAGE TRIAL ISSUES
A.
¶ In his first assignment of error, Appellant
contends he was denied a fair trial by the improper admission of
hearsay testimony. Larry Davis testified at trial that while he and
co-defendant Conover were visiting, they heard “banging” noises coming
from the victim's half of the duplex. Davis testified that he
commented to his wife and Conover that he hoped the victim was
“winning his wrestling match.” Conover said something to the effect
that “someone's getting a spanking over a deal.” The State sought to
admit Conover's statement as that of a co-conspirator under 12
O.S.1991, 2801(4)(b). The trial court initially sustained Appellant's
objection finding the evidence insufficient to support the existence
of a conspiracy. The State reserved the right to recall the witness
after it had established the existence of the conspiracy. (Tr. Vol.5,
pp. 1162-64). Near the end of its case-in-chief, the State again
attempted to introduce the statement. This time the court admitted the
statement and overruled Appellant's objections finding the existence
of a conspiracy had been established and that the statement was made
during and in furtherance of the conspiracy.
¶ Now on appeal, Appellant asserts the trial court
ruling was error as the evidence did not support the finding of a
conspiracy. We agree. A statement which is offered against a party and
made by his co-conspirator during the course and in furtherance of
their conspiracy is admissible and is not hearsay. 12 O.S.1991,
2801(4)(b)(5). See also Omalza v. State, 911 P.2d 286, 295-96
(Okl.Cr.1995). A co-conspirator's statements satisfy the requirements
of reliability and are admissible as non-hearsay substantive evidence
only where the trial court finds: [1] a conspiracy existed; [2] both
the defendant and the alleged co-conspirator declarant were parties to
the conspiracy; [3] the statements were made during the duration of
the conspiracy; and [4] the statements furthered the goals of the
conspiracy. Id. at 296. The conspiracy must be proven by a
preponderance of evidence and the trial court may consider the alleged
hearsay statements in reaching its decision. Id. “In a conspiracy
prosecution, the critical inquiry is whether the circumstances, acts,
and conduct of the parties are of such a character that the minds of
reasonable men may conclude therefrom that an unlawful agreement
exists.” State v. Davis, 823 P.2d 367, 370 (Okl.Cr.1991) quoting
United States v. Kendall, 766 F.2d 1426, 1431 (10th Cir.1985).
¶ Here, there was no evidence of an agreement or
joint plan to kill the victim, nor was there evidence that Conover's
statement was made during or in furtherance of that plan. At most, the
evidence showed joint action between the two defendants in running
down the victim and beating him to death, conduct which occurred after
Conover's statement was made. Therefore, we find the trial court erred
in admitting the statement under the co-conspirator exception.
¶ However, we do not find the statement itself
inadmissible. Under 21 O.S.1991, 2803(1) a statement describing or
explaining an event or condition made while the declarant was
perceiving the event or condition, or immediately thereafter is
exempted from the hearsay prohibition and is admissible as a present
sense impression. Conover's statement was made immediately upon
hearing the noise coming from next door and offered an explanation for
that noise. Therefore, any error in admitting the statement under the
co-conspirator exception was harmless as the statement was properly
admissible as a present sense impression. Further, as the comment
falls under a well established exception to the hearsay rule, there
was no violation of Appellant's right of confrontation. Accordingly,
this assignment of error is denied.
B.
¶ In his second assignment of error, Appellant
asserts the prosecutor improperly inquired into the details of his
prior convictions and infringed upon his right to silence when he
asked why Appellant had not come forward at Conover's trial “to help
your buddy out.” Initially, we review only for plain error as no
objection was raised by Appellant to these inquiries.FN2 Simpson v.
State, 876 P.2d 690, 698 (Okl.Cr.1994). FN2. In footnote number 18 of
his appellate brief, Appellant asserts, in the alternative, that trial
counsel's failure to object to the inquiries in question constituted
ineffective assistance of counsel. This reference is insufficient to
raise the issue of ineffective assistance of counsel and we therefore
do not address that claim at this time. 10 Cross-examination as to
prior convictions is allowed for the purpose of impeaching a
defendant's credibility. 12 O.S.1991, 2609. However, that inquiry is
limited and the prosecutor may not go into the details of the
convictions. Little v. State, 79 Okl.Cr. 285, 154 P.2d 772 (1945). See
also Britt v. State, 721 P.2d 812, 816 (Okl.Cr.1986). Any error in the
prosecutor's inquiry in this case must be deemed invited error as
Appellant initially raised the issue during his direct examination.
Appellant testified on direct examination that he had spent “some
time” in the penitentiary, that he was released from the reformatory
at Granite in March of 1988, and that he had spent only his last
ninety (90) days of a twenty-one (21) month sentence at Granite. The
prosecutor's inquiry on cross-examination into the offense for which
Appellant was serving time at Granite, the details of that offense and
other prior convictions was invited. This Court has long held that an
appellant cannot complain of error which he has invited, and that
reversal cannot be predicated upon such error. Pierce v. State, 786
P.2d 1255, 1259-60 (Okl.Cr.1990); Dutton v. State, 674 P.2d 1134, 1139
(Okl.Cr.1984).
¶ Also during cross-examination, the prosecutor
inquired as to whether Appellant was aware that co-defendant Conover
had been charged with first degree murder, whether he had been
subpoenaed as a witness for Conover's trial and whether Appellant had
“come forward in that case and testify as to what transpired to help
your buddy out.”
¶ Reference to Appellant's post-arrest silence,
albeit used solely for impeachment purposes on cross-examination, is a
violation of Appellant's rights under the due process clause of the
Fourteenth Amendment to the United States Constitution. Wood v. State,
748 P.2d 523, 526 (Okl.Cr.1987). However, such violation is subject to
a harmless error analysis. Id. Appellant testified on re-direct that
he was subpoenaed to testify at Conover's trial but was never called
to testify. Considering that testimony and the substantial evidence of
Appellant's guilt, we conclude the error was harmless beyond a
reasonable doubt. Accordingly, this assignment of error is denied.
C.
¶ Appellant complains in his third assignment of
error that a demonstration re-enacting the crime was reversible,
prejudicial error. He claims the demonstration lacked relevance and
that the danger of unfair prejudice far outweighed any probative
value.
¶ State's witness Donnie Nading testified that he
observed the assault on the victim as he drove past the area. He
testified to seeing Appellant and another man attack the victim and to
observing Appellant stab the victim. With Mr. Nading's assistance and
that of Officer Pendley, the prosecutor attempted to demonstrate the
assault. Over Appellant's objections, the court allowed the prosecutor
to take the position of the victim, Officer Pendley to take the
position of co-defendant Conover and Mr. Nading to be Appellant.
¶ This Court has previously upheld demonstrations
which were based on the evidence presented at trial and not theatrical
demonstrations. Brown v. State, 777 P.2d 1355, 1358 (Okl.Cr.1989)
(prosecutor used a police officer during closing argument to
illustrate the position of the decedent seated in a chair when shot in
the neck and back by appellant.) See also Woodruff v. State, 846 P.2d
1124, 1136 (Okl.Cr.), cert. denied, 510 U.S. 934, 114 S.Ct. 349, 126
L.Ed.2d 313 (1993) (police officer demonstrated use of the garrotte on
the neck of an Assistant District Attorney).
¶ Here, the demonstration was relevant in
illustrating the events which occurred in the ditch as Mr. Nading
watched from his van. Testimony concerning these events was
contradictory as Appellant claimed he acted in self-defense and denied
stabbing the victim. The demonstration was brief and not so
prejudicial as to outweigh the probative value of helping the jury
understand the State's theory of the commission of the offense and in
particular, Appellant's role in the offense. Therefore, we find no
error in the demonstration.
D.
¶ In his fourth assignment of error, Appellant
challenges the jury instructions and finds error in the trial court's
failure to give instructions on the lesser included offenses of second
degree depraved mind murder and first degree manslaughter by means of
a dangerous weapon. An instruction on second degree murder was
requested by Appellant but refused by the trial court finding the
evidence insufficient to support such an instruction. Appellant's
request has preserved the issue for appellate review.
¶ Initially, second degree depraved mind murder is
not a lesser included offense of first degree malice murder.
Willingham v. State, 947 P.2d 1074, 1081 (Okl.Cr.1997). Therefore, the
trial court did not err in refusing to give the instruction.
¶ Appellant's complaint about the lack of an
instruction on first degree manslaughter by means of a dangerous
weapon is not well taken as the record shows that such an instruction
was given. (Instruction No. 25, O.R.404).
¶ Further, Appellant argues that by failing to
instruct the jury on lesser included offenses, the trial court failed
to provide the jury with the option of convicting him of a non-capital
offense as required by Schad v. Arizona, 501 U.S. 624, 111 S.Ct. 2491,
115 L.Ed.2d 555 (1991) and Beck v. Alabama, 447 U.S. 625, 100 S.Ct.
2382, 65 L.Ed.2d 392 (1980). Neither Beck nor Schad require that a
jury in a capital case be given a third, non-capital option where the
evidence absolutely does not support that option. Regardless, the jury
in this case was given a third, non-capital option of first degree
manslaughter, as well as the alternative sentences of life
imprisonment and life without parole. Therefore, the jury was not
prevented from considering a non-capital option. Accordingly, this
assignment of error is denied.
SENTENCING STAGE ISSUES
A.
¶ In his seventh assignment of error, Appellant
challenges the victim impact evidence. In the first of his several
arguments, Appellant asserts admission of the victim impact evidence
was in plain violation of the Eighth and Fourteenth Amendments of the
United States Constitution and outside the scope of 22 O.S.1991, 984.
¶ This argument has previously been rejected in
Ledbetter v. State, 933 P.2d 880, 889-90 (Okl.Cr.1997) and Cargle v.
State, 909 P.2d 806, 828 (Okl.Cr.1995). Cargle sets out the basis the
United States Supreme Court has utilized to find the Eighth Amendment
is not violated by victim impact evidence and that the Fourteenth
Amendment has the potential to be implicated if appropriate
restrictions are not placed on victim impact evidence.
¶ This Court has held victim impact evidence
admissible as long as it is “restricted to the ‘financial, emotional,
psychological, and physical effects,’ or impact, of the crime itself
on the victim's survivors; as well as some personal characteristics of
the victim.” Ledbetter, 933 P.2d at 889-90 quoting Cargle, 909 P.2d at
828. [I]ts use should be limited to showing how the victim's death is
affecting or might affect the victim's survivors, and why the victim
should not have been killed ....; victim impact evidence should be
restricted to those unique characteristics which define the individual
who has died, the contemporaneous and prospective circumstances
surrounding that death, and how those circumstances have financially,
emotionally, psychologically, and physically impacted on members of
the victim's immediate family. Id. The opinion of a member of the
victim's immediate family regarding a recommended sentence has also
been held admissible. Hain v. State, 919 P.2d 1130,1144 (Okl.Cr.1996).
However, such opinion will be viewed by this Court with a heightened
degree of scrutiny. Willingham, 947 P.2d at 1086.
¶ Turning to the specific victim impact evidence
introduced in this case, it is substantially the same as that admitted
in Conover. 933 P.2d at 918-19, n. 6. Trial counsel in the present
case did not object to the introduction of the victim impact evidence
generally but did raise contemporaneous objections to the victim
impact statements arguing they went beyond the statutory scope of
victim impact evidence. The objections were overruled.
¶ In Conover, we found the victim impact evidence
weighed the scales too far in favor of the prosecution. Id. We found
such statements as the victim was “butchered like an animal”, and that
two men “butchered him” have no place in a victim impact statement.
Id. at 920. Assuming statements like this are not prohibited under the
rules of hearsay, such statements are inflammatory descriptions
designed to invoke an emotional response by the jury. Such comments do
not fall under the statutory provision permitting statements on the
manner in which the crime was perpetrated. These type of statements
are emotionally charged personal opinions which are more prejudicial
than probative. Id. (footnote omitted). We further stated: [c]omments
about the victim as a baby, his growing up and his parents' hopes for
his future in no way provide insight into the contemporaneous and
prospective circumstances surrounding his death; nor do they show how
the circumstances surrounding his death have financially, emotionally,
psychologically, and physically impacted a member of the victim's
immediate family. Id. at 921. However, we also found several
statements were properly admitted including Mrs. Hardcastle's
reference to taking care of the victim's twin grandsons, nursing them
through nightmares and answering their questions about their father.
This evidence was found relevant to show the emotional, psychological,
and physical impact of the victim's death. Id. The effect of the
improperly admitted evidence was not addressed in light of the need to
remand the case for resentencing due to the denial of the appellant's
right to confrontation. Id. The same statements found improper in
Conover are present in this case. The effect of this improperly
admitted evidence will be addressed in the Mandatory Sentence Review.
¶ Appellant also complains the victim impact
evidence was replete with hearsay and the witnesses testified to
things of which they had no personal knowledge. Specifically,
Appellant directs us to references to his criminal record and that he
planned the homicide. The Evidence Code prohibition of hearsay applies
in second stage proceedings in capital cases and unless a hearsay
statement falls within one of the recognized exceptions to the hearsay
rule, it is not admissible in second stage proceedings. Ledbetter, 933
P.2d at 895. In Conover, we said that Mrs. Hardcastle's reference to
appellant's prior conviction was error if she had no personal
knowledge of the prior conviction and because such a statement did not
show the financial, emotional, psychological, and physical effects of
the victim's death nor is it relevant to the circumstances surrounding
the victim's death. 933 P.2d at 922. We find the same comment error in
this case, the effect of which will be discussed in the Mandatory
Sentence Review.
¶ Appellant further argues that victim impact
evidence functions as “superaggravating evidence.” This claim was
rejected in Cargle wherein we found evidence supporting an aggravating
circumstance and victim impact evidence are different kinds of
evidence addressing two separate purposes. 909 P.2d at 828, fn. 15.
Appellant has not persuaded us to reconsider the issue.
¶ Appellant also asserts the victim impact evidence
was inadmissible due to the trial court's failure to conduct an
in-camera hearing on the evidence as required by Cargle, his failure
to receive adequate notice of the evidence, the witnesses' improvising
on the stand and failure to adhere to their written statements, and
the giving of their testimony in a narrative instead of a question and
answer format.
¶ In Cargle, this Court held that the State should
file a Notice of Intent to Produce Victim Impact Evidence, detailing
the evidence sought to be introduced; and an in-camera hearing should
be held by the trial court to determine the admissibility of the
evidence as it relates to 12 O.S.1991, 2403. 909 P.2d at 828. The
evidence sought to be introduced should be limited to the evidence
listed in the prosecutor's notice filed before trial, and, although
not required, the trial court may wish to consider whether a
question-and-answer format may be a preferable method of controlling
the way relevant victim impact evidence is presented to a jury. Id.
¶ In the present case, approximately one year
before trial, the State filed a Notice of Victim Impact Statement
listing the three witnesses who testified as well as seven other
witnesses who did not testify, with brief summaries of their testimony
included. The State also provided Appellant with the written
statements prepared by the three witnesses who did testify. Although
the record does not reflect when these written statements were
provided to the defense, no objection was raised on the basis of lack
of notice. Appellant was provided sufficient notice of the victim
impact evidence. See Ledbetter, 933 P.2d at 894.
¶ An in-camera hearing on the admissibility of the
evidence was not held but when the victim impact evidence was met with
a defense objection at trial, all of the evidence offered by the State
was admitted. The failure of the trial court to hold the in-camera
hearing was error. However, it is a trial error subject to a harmless
error analysis. Bartell v. State, 881 P.2d 92, 98-99 (Okl.Cr.1994).
¶ The purpose of the in-camera hearing is to allow
the trial judge the opportunity to rule on the admissibility of the
victim impact evidence prior to its presentation to the jury. The
defense objections in this case gave the trial court that same
opportunity and all of the evidence offered by the State was admitted.
Therefore, the failure to make that same ruling prior to trial in an
in-camera hearing is harmless error. However, when the trial court
fails to follow the procedures for an in-camera hearing it opens up
the potential for reversible error if inadmissible evidence which
creates prejudice is presented to the jury. Fortunately we do not have
that problem here.
¶ The three witnesses who testified did so in a
narrative form. We find no error as Cargle provided that either a
question and answer format or a narrative format is permissible. 909
P.2d at 828. The option of using either method to present victim
impact evidence makes the fact that a testifying witness added to his
or her written statement inconsequential. Here, Ed Hardcastle, the
victim's father, stated on the stand that he had heard the testimony
concerning Appellant's attempt to kill a witness and her children and
he wondered if his grandchildren had been with their father at the
time of the homicide if they would have been butchered. He also
commented that Appellant showed no remorse for what he had done, that
his lawyer would ask for a reduced sentence, for mercy, but that his
son was shown no mercy. The fact that his comments were not included
in his written statement does not make them improper. It is the
content of his comments which determine their admissibility.
¶ Looking to the statements themselves, the comment
to “look at a man that shows no remorse for what he's done” can be
described as proper characterization and opinion of the defendant.
Ledbetter, 933 P.2d at 890. However, the rest of the statements were
not comments on the ‘financial, emotional, psychological, and physical
effects,’ or impact, of the crime itself on the victim's survivors,
but emotionally charged personal opinions which were more prejudicial
than probative. Their admission was error, the effect of which will be
discussed in the Mandatory Sentence Review.
¶ Finally, Appellant challenges the jury
instruction on victim impact evidence arguing it failed to limit and
channel the jury's discretion in evaluating victim impact evidence.
The instruction given in this case was that approved in Cargle, 909
P.2d at 828-29. Appellant has not persuaded us to reconsider our
endorsement of this instruction. Accordingly, this assignment of error
is denied.
B.
¶ Appellant contends in his eighth assignment of
error that the trial court's failure to give an instruction listing
specific mitigating evidence was error in violation of the Eighth and
Fourteenth Amendments. Appellant argues the absence of such an
instruction prevented the jury's full consideration of the specific
mitigating circumstances offered. Appellant's submission to the trial
court of a written requested instruction on the subject has preserved
the issue for appellate review.
¶ Appellant asserts this Court has recognized that
an instruction of the type offered by him is appropriate and should be
given when requested, citing as authority “Notes on Use” to Oklahoma
Uniform Jury Instructions-Criminal (OUJI-Cr) (2nd) 4-79. However, this
Court also recognizes that the second edition OUJI-Cr did not go into
effect until approximately four (4) months after Appellant's trial and
we have not applied them retroactively. 12 O.S.Supp.1996 577.2.
Appellant offers no other authority in support of his argument that
the failure to give such an instruction is error. Rather, he relies on
Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989)
and other cases which find that a court may not give instructions
which preclude or inhibit the jury's evaluation of mitigating
evidence.
¶ The present case is distinguishable from Penry in
that we are not faced with instructions which improperly limit the
jury's consideration of certain evidence but with the absence of an
instruction specifically directing their consideration of certain
evidence. The absence of that type of instruction in light of the
instructions which were given during the second stage did not deny
Appellant a fair sentencing proceeding. The record shows the jury was
instructed that mitigating circumstances were those which, in fairness
and mercy, may be considered as extenuating or reducing the degree of
the defendant's moral culpability or blame and that the determination
of what are mitigating circumstances was solely for the jury to
resolve under the facts and circumstances of the case. (Instruction
No. 7, O.R. 432). The jury was also instructed that before it could
impose the death sentence it must first find an aggravating
circumstance beyond a reasonable doubt and that the aggravating
circumstance must outweigh the mitigating evidence. Under these
instructions, we find the jury was not prevented from considering the
evidence nor is there a reasonable likelihood the jury failed to
consider the evidence offered in mitigation. Therefore, the failure to
give an instruction specifically listing the mitigating evidence does
not warrant reversal or modification of sentence.
C.
¶ In his ninth assignment of error, Appellant
contends the trial court erred in failing to give an instruction
explaining the difference between life imprisonment and life without
parole as requested by the jury in two notes sent out during
deliberations. Appellant asserts that under 22 O.S.1991 894 the court
had an affirmative duty to provide further guidance to the jury and
the failure to do so resulted in prejudicial error.
¶ Section 894 provides that when the jury has a
question after it has started deliberations, they must be conducted
into open court to receive their response in the presence of the
defendant and all counsel concerned. The record does not reflect that
the jury was brought into the courtroom to receive the court's
response.
¶ Initially, Appellant asks this Court to presume
prejudice because the record is silent as to the court's actions upon
receiving the questions. Only the written versions of the jury's
questions and the court's responses have been included in the record.
There is no indication that Appellant objected to the court's method
of responding to the questions. It is well established that it is
Appellant's burden to ensure a sufficient record is provided to this
Court to determine the issues raised. Hill v. State, 745 P.2d 410, 411
(Okl.Cr.1987). This Court does not assume error from a silent record.
Id. Further, absent an objection as to the court's failure to follow
section 894, the issue is not properly preserved for appellate review.
Brown v. State, 777 P.2d 1355, 1359 (Okl.Cr.1989).
¶ Therefore, reviewing only for plain error, this
Court has found a violation of 22 O.S.1991, 894, in failing to call
the jury into the courtroom in the presence of, or after notice to,
the district attorney and defense counsel, error subject to harmless
error review. Such a violation can be harmless in the absence of any
prejudice to the defendant. Fisher v. State, 736 P.2d 1003, 1007
(Okl.Cr.1987); Givens v. State, 705 P.2d 1139, 1142 (Okl.Cr.1985);
Wilson v. State, 534 P.2d 1325, 1327 (Okl.Cr.1975).
¶ Here, the jury asked “Can life without parole be
reduced by appeal or pleas in the future” and “Has anybody ever be
(sic) released with the sentencing of life without parole.” The
court's response to both questions was “I am not allowed to answer
this question.” Appellant asserts the judge should have instructed the
jury that the sentence of life without possibility of parole means
exactly what it says and that the jury is to presume that any sentence
given to Appellant would be carried out according to the plain meaning
of that sentence. He argues that under Johnson v. State, 928 P.2d 309,
319 (Okl.Cr.1996) the trial courts should be permitted to fully define
what the sentence means to allay juror confusion or misunderstanding.
¶ In Johnson, the jury asked “[w]e need to know! Is
life without parole firm-Does it mean he can never be paroled?” The
trial court responded “It is inappropriate for you to consider the
question asked.” Id. at 319. This Court found the trial court's
response error as it was a misstatement of law, citing to Mayes v.
State, 887 P.2d 1288 (Okl.Cr.1994), that the law is clear, the jury
must consider the distinctions between life, life without parole and
death as it reaches the sentencing decision. However, this Court found
such error did not require reversal as prior case law made it clear
that: ... [i]n this jurisdiction the jury is not to be told of the
inner workings of the parole system, even when it must compare two
life sentences: one with the possibility of parole, and one without
the possibility of parole. In none of these cases [ McGregor v. State,
885 P.2d 1366 (Okl.Cr.1994); McCracken v. State, 887 P.2d 323
(Okl.Cr.1994) and Mayes v. State, 887 P.2d 1288 (Okl.Cr.1994) ] did
the trial judge give a responsive answer to the jury's question.
Likewise, the judge's answer in this case was non-responsive. The
ultimate effect of all of these responses was to force the jurors back
to the plain language of the instructions. From the standpoint of what
the jurors must do following the trial judge's response, we find no
meaningful behavioral difference flowing from the approved responses
in McCracken, McGregor, and Mayes which could be summarized as, “I am
not going to answer that question”, and the response in the case
before us which could be summarized as, “Don't ask.” We therefore find
the trial judge's response in this case to be harmless beyond a
reasonable doubt. Id. at 1320.
¶ In Mayes, relied upon in Johnson, the jury sent
out a note from deliberations asking, “if life without parole was
given was there ever a possibility of release from prison”. 887 P.2d
at 1316. The trial judge responded saying the instructions were
self-explanatory. This Court found no error in the court's response
stating there is no requirement for a trial judge to explain the
Oklahoma parole process to a jury. Id. at 1318.
¶ In McCracken, the jury sent out a note asking,
“Does Life without Parole mean exactly that? He would never under any
circumstances, get out of prison?” The trial court responded, “I will
instruct you again to look at your instructions. The law in Oklahoma
provides a person convicted of Murder in the First Degree is
punishable by death, by life without parole or life. You may retire
and deliberate further.” 887 P.2d at 334. This Court found the
instructions self-explanatory and that the trial court did not err by
refusing a defense instruction setting forth Article VI, Section 10 of
the state constitution which prohibits the governor from granting
parole to a person who receives a sentence of life without parole. Id.
¶ In McGregor, the trial court did not respond to
the jury's question “about what would happen to McGregor if he were
sentenced to life without parole.” 885 P.2d at 1383. Relying on Mayes
this Court found no plain error as the trial court is not required to
explain the Oklahoma parole process. Id.
¶ The court's response to the jurors' questions in
this case was non-responsive and as such forced the jury to fall back
on the plain meaning of the instructions-instructions which merely set
out the three punishment options of death, life without parole and
life imprisonment. (O.R.437). While the trial court could have
specifically referred the jury back to those instructions, it was not
required to further define the punishment options or explain the
parole process. We find the jury was not confused or misled by the
court's response as Appellant has failed to show that when the jury
returned its verdict on punishment that it was confused or
misunderstood any of the three punishment options. Finding no
prejudice occurred to Appellant, the error was harmless and this
assignment of error is denied.
D.
¶ In his tenth assignment of error, Appellant
challenges the aggravating circumstances found in this case.FN3
Initially, he argues the evidence was insufficient to support the
aggravator of “especially heinous, atrocious or cruel”, that the trial
court failed to properly instruct the jury on this aggravator, and
that the aggravator is unconstitutionally vague and overbroad.
Further, he argues the aggravator of “continuing threat” has been
applied by this Court in an overbroad and unconstitutionally vague
manner, that the evidence supporting this aggravator was insufficient,
that the jury was not properly instructed on the manner in which it
should evaluate the evidence of unadjudicated acts and that other
improper evidence was wrongly admitted in the penalty phase. FN3.
Appellant does not challenge the third aggravator returned, that he
had been previously convicted of a felony involving the use or threat
of violence.
¶ When the sufficiency of the evidence of an
aggravating circumstance is challenged on appeal, the proper test is
whether there was any competent evidence to support the State's charge
that the aggravating circumstance existed. In making this
determination, this Court should view the evidence in the light most
favorable to the State. Bryson, 876 P.2d at 259; Romano v. State, 847
P.2d 368, 387 (Okl.Cr.1993), cert. granted and case aff'd; Romano v.
Oklahoma, 512 U.S. 1, 114 S.Ct. 2004, 129 L.Ed.2d 1 (1994). Evidence
supporting a finding that a murder was especially heinous, atrocious
or cruel requires proof that the death was preceded by torture or
serious physical abuse. Neill v. State, 896 P.2d 537, 555
(Okl.Cr.1994), cert. denied, 516 U.S. 1080, 116 S.Ct. 791, 133 L.Ed.2d
740, (1996).
¶ Appellant challenges the torture aspect, both
mental and physical, of this aggravator. He argues that as the wounds
were rapidly inflicted, that although some wounds were fatal and
others were superficial, that as the victim was still standing when
police arrived and as the attack was provoked by the victim, this case
is indistinguishable from Nguyen v. State, 769 P.2d 167 (Okl.Cr.1988);
Cheney v. State, 909 P.2d 74 (Okl.Cr.1995); Brown v. State, 753 P.2d
908 (Okl.Cr.1988) and Hayes v. State, 845 P.2d 890 (Okl.Cr.1992).
Cases in which this Court found there was no evidence of torture or
serious physical abuse sufficient to support the “especially heinous,
atrocious or cruel” aggravator.
¶ In Berget v. State, 824 P.2d 364, 373
(Okl.Cr.1991), cert. denied, 506 U.S. 841, 113 S.Ct. 124, 121 L.Ed.2d
79 (1992) we stated that torture may include the infliction of either
great physical anguish or extreme mental cruelty. See also Neill, 896
P.2d at 555. The “torture creating extreme mental distress must be the
result of intentional acts by the defendant. The torture must produce
mental anguish in addition to that which of necessity accompanies the
underlying killing. Analysis must focus on the acts of the defendant
toward the victim and the level of tension created.” Cheney, 909 P.2d
at 80. The mental torture element is confined to cases in which the
victim is terrorized for a significant period of time before death.
Id. at 81.
¶ In the cases relied upon by Appellant, this Court
found the evidence did not show that the victims suffered prior to
their deaths. In the present case, the evidence showed that the victim
was conscious as he was attacked with a knife and a broken beer bottle
and desperately sought to run away from his attacker and defend
himself. He was able to talk with the first officer who responded to
the scene and identify Appellant as the assailant. Therefore, unlike
the cases cited by Appellant, there was no need for the jury to
speculate as to whether the victim remained conscious after the
infliction of the initial wounds or whether he suffered mental
anguish.
¶ Further, the evidence in this case showed the
victim did not die immediately, but was left to languish from multiple
knife wounds. Leaving a victim to linger and languish after he was
stabbed is sufficient to support this aggravator. See McCracken, 887
P.2d at 332. Therefore, we find sufficient evidence of the victim's
mental torture and conscious physical suffering to support this
aggravator.
¶ Appellant next argues the trial court's
instructions on this aggravator did not limit the jury's consideration
to constitutional objective considerations. Appellant's objection at
trial to the instruction on this aggravator has preserved the issue
for appellate review. The jury was instructed the phrase “especially
heinous, atrocious or cruel” is directed to those crimes where the
death of the victim is preceded by torture of the victim or serious
abuse rather than serious physical abuse as set out in the uniform
jury instruction. (emphasis added). See OUJI-Cr. 436 (1st ed.).
Appellant contends that without the modifier “physical abuse” the jury
could have interpreted the aggravator in an unconstitutionally vague
and overbroad manner. He also asserts such misinstruction was critical
as the element of torture was not involved in this case.
¶ This deviation from the uniform instruction is
error. Johnson v. State, 928 P.2d 309, 318 (Okl.Cr.1996). However, we
are not persuaded the error lessened the standard of proof which the
jury had to apply to find this aggravator or that it misled the jury
into interpreting the aggravator in an unconstitutional manner. Id.;
see also Richie v. State, 908 P.2d 268, 278 (Okl.Cr.1995). The term
“serious abuse” controls the standard of proof, and that term was
given to the jury. Johnson, 928 P.2d at 318. Further, under the
evidence presented at trial, torture as it is ordinarily understood
was involved, and there is no indication the jury understood the
phrase “serious abuse” in any sense other than as “serious physical
abuse.” Therefore, we find the error harmless as it did not lessen the
standard of proof and thus could have had no impact on the sentencing
decision. Simpson, 876 P.2d at 698-99.
¶ Appellant also poses the question whether the
term “serious physical abuse” serves to sufficiently limit this
aggravator at trial and on appeal. That question was answered in the
affirmative in Stouffer v. State, 742 P.2d 562, 564 (Okl.Cr.1987),
cert. denied, 484 U.S. 1036, 108 S.Ct. 763, 98 L.Ed.2d 779 (1988).
Relying on Robinson v. State, 900 P.2d 389 (Okl.Cr.1995) Appellant
argues this Court has effectively negated the narrowing definition
approved in Stouffer by finding only momentary consciousness following
a gun shot wound is sufficient to show great physical anguish or
extreme mental cruelty. Appellant's argument is not well taken as the
evidence in Robinson showed the victim was shot twice in the back as
he was running away. The victim fell and turned over, asking “what is
going on?”. The appellant walked up to the victim, shot him twice and
calmly walked away, leaving the wounded victim to linger and languish.
The victim remained conscious long enough to tell bystanders to call
an ambulance. This Court found the evidence showed the victim was in
conscious pain for a period of time and that such evidence was
sufficient to bring the crime within the definition of “especially
heinous, atrocious or cruel” as narrowed by Stouffer.
¶ Appellant's further argument, that the aggravator
is unconstitutionally vague and overbroad was rejected in Williamson
v. State, 812 P.2d 384, 407 (Okl.Cr.1991), cert. denied, 503 U.S. 973,
112 S.Ct. 1592, 118 L.Ed.2d 308 (1992), and we find no reason to hold
differently now. Accordingly, the “especially heinous, atrocious or
cruel aggravator” facially and as applied in this case is
constitutionally valid.
¶ Appellant next challenges the aggravating
circumstance of “continuing threat”. While recognizing this Court has
previously rejected such constitutional attacks, he asks this Court to
revisit the issue. Although Appellant presents a very thorough
argument, he has failed to convince us that our finding of the
validity of this aggravator as set forth in Valdez v. State, 900 P.2d
363, 381 (Okl.Cr.1995) and Bryson, 876 P.2d at 259 should be
reconsidered. As we noted in Roberts v. State, 910 P.2d 1071, 1083 n.
7 (Okl.Cr.1996) this Court is aware that one federal district court
has concluded the use of unadjudicated crimes can result in a
constitutional violation. See Williamson v. Reynolds, 904 F.Supp. 1529
(E.D.Okla.1995), overturned on other grounds, Williamson v. Ward, 110
F.3d 1508 (10th Cir.1997) (the 10th Circuit specifically finding that
“consideration of evidence of unadjudicated crimes in imposing the
death sentence does not violate a petitioner's due process rights,”
quoting Hatch v. Oklahoma, 58 F.3d 1447, 1465 (10th Cir.1995)).
Further, the United States Supreme Court has generally approved the
constitutionality of the “continuing threat” aggravator. See Jurek v.
Texas, 428 U.S. 262, 96 S.Ct. 2950, 2956, 49 L.Ed.2d 929, 938 (1976).
See also Tuilaepa v. California, 512 U.S. 967, 114 S.Ct. 2630, 2637,
129 L.Ed.2d 750 (1994).
¶ Appellant additionally argues that evidence of
unadjudicated offenses was wrongly admitted in support of the
“continuing threat” aggravator. Appellant asserts the error was
compounded by an instruction which did not properly instruct the jury
on the use of this evidence.
¶ This Court has previously upheld the use of
unadjudicated offenses to support the “continuing threat” aggravator.
Hain, 919 P.2d at 1141; Paxton v. State, 867 P.2d 1309, 1325
(Okl.Cr.1993), cert. denied, 513 U.S. 886, 115 S.Ct. 227, 130 L.Ed.2d
153 (1994). Instruction No. 11, challenged on appeal, was not met with
an objection therefore, we review only for plain error.
¶ The following instruction was given to the jury:
There has been evidence of other unadjudicated acts of violent conduct
offered by the State in support of the aggravating circumstance that
the defendant would commit acts of violence that would constitute a
continuing threat against society. There is no legal requirement that
criminal charges must be filed before you as a jury can consider
allegations of criminal conduct by the defendant with respect to this
circumstance, nor is it necessary there be a final conviction for such
unrelated criminal conduct. Whether the defendant committed these
alleged crimes is a matter to be determined by you the jury, based
upon the evidence presented to you in open court. (O.R.436).
¶ Appellant argues this instruction allowed the
jury to use the evidence of unadjudicated offenses without even making
a finding that he had committed the offense beyond a reasonable doubt,
thus unconstitutionally lessening the State's burden of proof with
respect to this aggravating circumstance.
¶ Instruction No. 11 is not a uniform (OUJI-Cr)
instruction. In fact the uniform instructions do not set forth an
instruction explaining or defining unadjudicated acts. Appellant has
cited no authority requiring such an instruction or mandating such an
instruction. The instruction given was an accurate statement of the
law as a final conviction is not necessary for prior criminal activity
to be relevant to the “continuing threat” aggravator. See Paxton, 867
P.2d at 1322. Further, the existence of the aggravating circumstance
in general must be proved beyond a reasonable doubt, not the
individual pieces of evidence which make up the aggravator. Contrary
to Appellant's argument, the instruction does not allow the jury to
use evidence of unadjudicated acts for “whatever purpose the jury
chose.” (Appellant's brief, pg. 75) It specifically directs the jury
that such evidence was to be considered only as it pertained to the
aggravating circumstance of “continuing threat”. We find the
instruction does not constitute plain error.
¶ Appellant further complains about other evidence
admitted to prove the “continuing threat” aggravator. Initially, he
complains about testimony from Miami Police Chief Gary Anderson that
he had arrested or had contact with Appellant on numerous occasions
and that his reaction upon hearing of Appellant's involvement in the
homicide was “it was bound to happen sooner or later.” He argues that
the lack of pre-trial notice for this testimony violated his Eighth
Amendment right to a reliable sentencing proceeding.
¶ Title 21 O.S.1991, 701.10, provides that “[o]nly
such evidence in aggravation as the state has made known to the
defendant prior to his trial shall be admissible” during second stage
proceedings. We have held that section 701.10, along with Okla. Const.
art. II, 20, requires the State to provide a capital defendant with “a
summary of the evidence intended to support the alleged aggravating
circumstances, and a list of witnesses the State might call” and not a
detailed description of anticipated second stage evidence. Walker v.
State, 887 P.2d 301, 316-17 (Okl.Cr.1994); see also Wilson v. State,
756 P.2d 1240, 1245 (Okl.Cr.1988). The purpose of this pre-trial
notice requirement is “to allow the defendant time to present a
defense or an explanation for alleged criminal misconduct.” Walker, at
316-17. Stated in more general terms, its purpose is “to apprise the
defendant of evidence relevant to sentencing which will be introduced
for the first time in the sentencing hearing.” Id. “[F]ailure to
object to lack of notice, either at a pre-trial hearing or at the time
the challenged evidence is offered, will result in waiver of this
statutory right.” Id.
¶ Neither challenged comment was met with an
objection as to insufficient notice. Appellant's failure to object on
the lack of notice, grounds that he raises now on appeal, waives all
but plain error review of the issue.
¶ Chief Anderson was listed on the State's initial
List of Second Stage Witnesses (O.R.78). A summary of his testimony
was provided in the State's Summary of Witness Testimony filed
approximately one year prior to trial. (O.R.84). The summary stated
that the testimony would be consistent with police reports provided to
Appellant and as present at the scene. Anderson was again listed on an
Amended List of Second Stage Witnesses and Summary of Witness
Testimony filed March 22, 1996. (O.R.290, 297). Based upon this
record, Appellant had sufficient notice of Anderson's testimony.
¶ Appellant further argues the second challenged
comment was a personal opinion, not relevant to the issues. Anderson's
comment that “it was bound to happen sooner or later” was a
spontaneous remark which in light of the evidence did not prejudice
Appellant.
¶ Appellant next complains that a public drunk
incident which occurred while he was a juvenile was improperly used
during second stage proceedings as it could not have been used to
enhance punishment under 21 O.S.1991, 51. The enhancement of
punishment in a non-capital case and the sentencing stage of a capital
trial serve entirely separate purposes. Carter v. State, 879 P.2d
1234, 1250 (Okl.Cr.1994), cert. denied, 513 U.S. 1172, 115 S.Ct. 1149,
130 L.Ed.2d 1107 (1995); Paxton, 867 P.2d at 1322. Here, evidence of
the prior unadjudicated offense was specifically admitted to support
the aggravating circumstance of “continuing threat.” The enhancement
of punishment was not an issue in this case. The jury was thoroughly
informed, through argument and instructions, as to the consideration
to be given the unadjudicated offenses. Therefore we find no error in
the admission of this evidence.
¶ Finally, Appellant finds error in the admission
of testimony by a jailer that Appellant enjoyed watching violent
movies and got excited while watching them. Appellant's objection to
the testimony preserved the issue for appellate review. We find this
testimony relevant in proving Appellant's propensity for violence and
the existence of a probability that Appellant would commit criminal
acts of violence that would constitute a continuing threat to society.
Based upon the foregoing, we find Appellant was not denied a reliable
sentencing proceeding by the admission of improper evidence.
Accordingly, this assignment of error is denied.
¶ In his eleventh assignment of error, Appellant
challenges the second stage jury instructions. He acknowledges that
several of his arguments have been previously rejected by this Court,
but presents them again to preserve them for future appeals and to
urge this Court to reconsider the arguments.
¶ First, he asserts the instructions failed to
inform the jury that its findings regarding mitigating circumstances
did not have to be unanimous. This argument has previously been
rejected in Bryson, 876 P.2d at 262; Pickens v. State, 850 P.2d 328,
339 (Okl.Cr.1993), cert. denied 510 U.S. 1100, 114 S.Ct. 942, 127
L.Ed.2d 232 (1994). We are not persuaded to hold differently now.
¶ Next, he asserts the instructions on the issue of
mitigation permitted the jury to ignore mitigating evidence
altogether, and seriously diminished the effect of mitigating evidence
presented in this case. In Instruction No. 7 the jury was instructed
that mitigating circumstances are those which “may be considered” as
extenuating or reducing the degree of blame. Appellant contends that
using such permissive language instead of the mandatory language of
“must be considered” allowed the jury to disregard mitigating
evidenceFN4. This same instruction was given in Pickens wherein we
rejected the argument that the instruction allowed the jury to ignore
mitigating evidence. 850 P.2d. at 339. FN4. Instruction No. 7 reads in
its entirety: Mitigating circumstances are those which, in fairness
and mercy, may be considered as extenuating or reducing the degree of
moral culpability or blame. The determination of what are mitigating
circumstances is for you as jurors to resolve under the facts and
circumstances of this case. (O.R.432).
¶ Appellant also argues the trial court erred in
failing to instruct the jury that it could consider a sentence of life
or life without parole even though they had found the existence of one
or more aggravating circumstances. This argument has consistently been
rejected as this Court has held that the trial court is not required
to inform the jury that they may disregard the aggravating
circumstances and impose a life sentence. Valdez, 900 P.2d at 385;
Bryson, 876 P.2d at 262.
¶ Appellant next asserts the instructions on the
manner in which the jury was to weigh aggravating circumstances was
erroneous and set forth an improper burden of proof. He complains that
Instruction No. 8, which is verbatim OUJI-Cr 440 (1st ed.) improperly
permitted the jury to weigh the totality of the aggravating
circumstances against each individual mitigating circumstance rather
than weighing the aggregate mitigating factors against each separate
aggravating circumstance as required by 21 O.S.1991, 701.11.
Appellant's objection to Instruction No. 8 has preserved the issue for
appellate review.
¶ Specific standards for balancing aggravating and
mitigating circumstances are not constitutionally required. Zant v.
Stephens, 462 U.S. 862, 103 S.Ct. 2733, 77 L.Ed.2d 235 (1983); see
also Mitchell v. State, 884 P.2d 1186, 1206 (Okl.Cr.1994). Whether
aggravators outweigh mitigating circumstances is left to the jury's
discretion. Johnson v. State, 731 P.2d 993, 1004 (Okl.Cr.1987), cert.
denied, 484 U.S. 878, 108 S.Ct. 35, 98 L.Ed.2d 167 (1987). Instruction
No. 8 informed the jury that a finding of aggravating circumstances
beyond a reasonable doubt is not by itself sufficient to assess the
death penalty. Rather, the aggravating circumstances must clearly
outweigh any mitigating circumstances before the death penalty may be
imposed. This Court has held similar instructions constitutional,
rejecting the argument now made by Appellant. Mitchell, 884 P.2d at
1206; Revilla v. State, 877 P.2d 1143, 1153 (Okl.Cr.1994), cert.
denied, 513 U.S. 1096, 115 S.Ct. 764, 130 L.Ed.2d 661 (1995).
Accordingly, this assignment of error is denied.
PREJUDICIAL PHOTOGRAPHS CLAIM
¶ In his fifth assignment of error, Appellant
challenges the admissibility of photographs of the victim and autopsy
slides. He argues that since he did not contest the cause or manner of
death, the photos and slides had little, if any, probative value.
Specifically, Appellant directs our attention to State's Exhibits No.
5 and 9. These are color photographs, 11 x 14 inches in size showing a
full body view of the victim and a close-up of the victim's head,
respectively. Appellant also directs us to eighteen (18) slides
illustrating wounds to the victim. These are the same photographs and
slides found admissible in Conover, 933 P.2d at 912-913. Appellant's
arguments have not persuaded us to change that view.
¶ Appellant further asserts admission of the
photographs and slides denied him a fair sentencing proceeding. As the
exhibits were properly admitted during the first stage of trial, and
as they were relevant in establishing the aggravating circumstance of
“especially heinous, atrocious or cruel”, we find they did not deny
Appellant a fair sentencing proceeding. Accordingly, this assignment
of error is denied.
INEFFECTIVE ASSISTANCE OF COUNSEL CLAIM
¶ In his twelfth assignment of error, Appellant
contends he was denied the effective assistance of counsel by trial
counsel's failure to cross-examine the victim impact witnesses on
certain aspects of the victim's character, specifically that he was a
convicted drug dealer. Appellant also claims counsel was ineffective
by failing to cross-examine into that same area during the first stage
testimony of Detective Pendley and to otherwise bring this evidence
before the jury.
¶ Trial counsel is presumed competent to provide
the guiding hand that the accused needs, and therefore the burden is
on the accused to demonstrate both a deficient performance and
resulting prejudice. Strickland v. Washington, 466 U.S. 668, 104 S.Ct.
2052, 2064, 80 L.Ed.2d 674 (1984). Strickland sets forth the two-part
test which must be applied to determine whether a defendant has been
denied effective assistance of counsel. First, the defendant must show
that counsel's performance was deficient, and second, he must show the
deficient performance prejudiced the defense. Unless the defendant
makes both showings, “it cannot be said that the conviction ...
resulted from a breakdown in the adversary process that renders the
result unreliable.” Id. at 687, 104 S.Ct. at 2064. Appellant must
demonstrate that counsel's representation was unreasonable under
prevailing professional norms and that the challenged action could not
be considered sound trial strategy. Id. at 688-89, 104 S.Ct. at
2065-66.
¶ When a claim of ineffectiveness of counsel can be
adjudicated on the ground of lack of prejudice, that course should be
followed. Id. at 696, 104 S.Ct. at 2070, 80 L.Ed.2d at 699. Concerning
the prejudice prong, the Supreme Court, in interpreting Strickland,
has held: [an appellant] alleging prejudice must show “that counsel's
errors were so serious as to deprive the defendant of a fair trial, a
trial whose result is reliable.” Strickland, 466 U.S., at 687, 104
S.Ct., at 2064; see also Kimmelman v. Morrison, 477 U.S. 365, 374, 106
S.Ct. 2574, 2582, 91 L.Ed.2d 305 (1986) (“The essence of an
ineffective-assistance claim is that counsel's unprofessional errors
so upset the adversarial balance between defense and prosecution that
the trial was rendered unfair and the verdict rendered suspect”); Nix
v. Whiteside, 475 U.S. [157], at 175, 106 S.Ct. [988], at 998[, 89
L.Ed.2d 123 (1986) ]. Thus, an analysis focusing solely on mere
outcome determination, without attention to whether the result of the
proceeding was fundamentally unfair or unreliable, is defective. To
set aside a conviction or sentence solely because the outcome would
have been different but for counsel's error may grant the defendant a
windfall to which the law does not entitle him. See [ United States
v.] Cronic, 466 U.S. [648], at 658, 104 S.Ct. [2039], at 2046[ 80
L.Ed.2d 657 (1984) ]. Lockhart v. Fretwell, 506 U.S. 364, 369-70, 113
S.Ct. 838, 842-43, 122 L.Ed.2d 180, 189 (1993) (footnote omitted).
Although we must consider the totality of the evidence which was
before the factfinder, our “ultimate focus of inquiry must be on the
fundamental fairness of the proceeding whose result is being
challenged.” Strickland, at 695, 104 S.Ct. at 2069; Fisher v. State,
736 P.2d 1003, 1012 (Okl.Cr.1987), cert. denied 486 U.S. 1061, 108
S.Ct. 2833, 100 L.Ed.2d 933 (1988).
¶ In the present case, apart from a reference to an
“NCIC” report in the original record, there is nothing in the record
to indicate the victim had been convicted of any crime, including a
drug crime. Further, Appellant's defense was that of self-defense,
specifically denying the use or any involvement with drugs. He
testified that while co-defendant Conover was visiting the Davises he
just happened to remember that the victim lived next door and went
over talk to him about tattoos. During their conversation, the victim
suddenly attacked and Appellant was forced to defend himself. To
introduce evidence that the victim was involved with drugs would have
only weakened Appellant's defense of self-defense in light of the
evidence showing Appellant had been looking for drugs prior to
arriving at the victim's home. Further, if evidence had been presented
that the victim had drugs and drug paraphernalia in his home at the
time of the murder, it would only have served to strengthen the
State's theory that Appellant killed the victim when he failed to
provide the drugs. Based upon this record, counsel's failure to
introduce any evidence in the first stage of trial concerning the
victim's involvement with drugs appears to have been a strategic
decision. Counsel seemed to focus the defense on self-defense and
purposely avoid the role illegal drugs may have played in the case.
Focusing and narrowing the defense based upon the State's evidence is
a valid strategy. This Court has declined to second guess trial
strategy on appeal. Smith v. State, 650 P.2d 904, 908 (Okl.Cr.1982).
That the strategy proved unsuccessful is not grounds for branding
counsel ineffective. Absent a showing of incompetence, the appellant
is bound by the decisions of his counsel and mistakes in tactic and
trial strategy do not provide grounds for subsequent attack. Davis v.
State, 759 P.2d 1033, 1036 (Okl.Cr.1988).
¶ Further, any failure to bring out evidence of the
victim's involvement with illegal drugs during the second stage of
trial was also a strategic decision. While victim impact witnesses are
subject to the same rules of cross-examination as other witnesses, the
decision to cross-examine relatives of the victim on negative aspects
of the victim's character is a matter best left to trial counsel who
observes the witnesses and jury first hand. The pursuit of such an
issue could have a devastating effect on the Appellant's plea for a
sentence of less than death. The failure to obtain explicit admissions
from the victim impact witnesses did not deny Appellant a reliable
sentencing proceeding.
¶ Appellant also asserts counsel was ineffective in
his failure to object to improper cross-examination of Appellant
regarding his prior convictions and his post-arrest silence, and in
his failure to object to “flawed” sentencing instructions on
“especially heinous, atrocious or cruel” and “continuing threat”.
¶ In Proposition II, we discussed the prosecutor's
inquiry into Appellant's prior convictions and post-arrest silence. We
found no error in the inquiry into the prior convictions and harmless
error in the inquiry into his post-arrest silence. Therefore,
counsel's failure to object to the two lines of inquiry did not
prejudice Appellant as it did not affect the fundamental fairness of
the trial. Further as discussed in Proposition X, the instructions
given to the jury on the aggravating circumstances of “especially,
heinous, atrocious or cruel” and “continuing threat” did not deny
Appellant a reliable sentencing hearing. Therefore, counsel's failure
to object to these instructions did not prejudice Appellant.
Accordingly, we find Appellant was not denied the effective assistance
of counsel and this assignment of error is denied.
ACCUMULATION OF ERRORS CLAIM
¶ In his final and thirteenth assignment of error,
Appellant contends that, even if no individual error merits reversal,
the cumulative effect of such errors warrants either reversal of his
conviction or a modification of his sentence. We have reviewed
Appellant's complaints and found any errors harmless beyond a
reasonable doubt. Therefore, there can be no cumulative error. Error
relating to victim impact evidence admitted in the second stage is
addressed in the mandatory sentence review below.
MANDATORY SENTENCE REVIEW Pursuant to 21 O.S.1991,
701.13(C), we must determine (1) whether the sentence of death was
imposed under the influence of passion, prejudice or any other
arbitrary factor, and (2) whether the evidence supports the jury's
finding of the aggravating circumstances as enumerated in 21 O.S.1991,
701.12. Turning to the second portion of this mandate, the jury found
the existence of three (3) aggravating circumstances: 1) the murder
was especially heinous, atrocious or cruel; 2) the defendant was
previously convicted of a felony or felonies involving the use or
threat of violence to the person; and 3) the existence of a
probability the defendant would commit criminal acts of violence that
would constitute a continuing threat to society. 21 O.S.1991,
701.12(4), (1),(7).
¶ As discussed previously, we have found the
aggravator of “continuing threat” and “especially heinous, atrocious
or cruel” supported by sufficient evidence. Appellant does not contest
the sufficiency of the evidence as it pertains to the “prior violent
felony” aggravator. However, we have reviewed the evidence and find
the aggravator is supported by evidence of prior convictions for
Aggravated Assault and Battery on a Police Officer and Assault and
Battery with a Dangerous Weapon, After Former Conviction of a Felony.
Paxton, 867 P.2d at 1325.
¶ Turning to the mitigating evidence, Appellant
presented four (4) witnesses, including his wife, mother, friend, and
a licensed clinical psychologist. These witnesses testified that
Appellant's mental capacity was impaired by a combination of substance
abuse and childhood trauma; that he has family members and friends who
love him and who will, if he is not put to death, visit him and
maintain a relationship with him; the mental impairment Appellant
suffers from is controllable by medication and deprivation of drugs
and alcohol; and Appellant benefits from a controlled environment such
as that provided in prison. We find the aggravating circumstances
sufficiently outweigh the mitigating evidence presented by Appellant
at trial.
¶ We now address the first question: whether the
sentence of death was imposed under the influence of passion,
prejudice or any other arbitrary factor. As noted above in our
discussion of Proposition VII, we found error in the amount and type
of victim impact evidence presented to the jury. However, as our
discussion of the aggravating circumstances shows, the victim impact
evidence was not the only evidence presented during the sentencing
stage. As discussed in Cargle, any error in the admission of victim
impact evidence is a trial error “which may therefore be
quantitatively assessed in the context of other evidence presented in
order to determine whether its admission was harmless beyond a
reasonable doubt.” 909 P.2d at 835 quoting Bartell v. State, 881 P.2d
92, 98 (Okl.Cr.1994). 909 P.2d at 835. In the present case, the jury
was properly instructed on the use of victim impact evidence and
Appellant received sufficient notice of the victim impact evidence to
be introduced. Further, given the fact that we have determined,
independently of the victim impact evidence, there was sufficient
evidence to support three aggravating circumstances, we can safely
hold that portion of the victim impact evidence which was improperly
admitted was harmless beyond a reasonable doubt as the improperly
admitted evidence does not undermine the reliability of the verdict as
to the sentence imposed.FN5 FN5. In a Motion for Leave to File
Supplemental Authority, Appellant asserts that the recent case of
Willingham v. State, 947 P.2d 1074 (Okl.Cr.1997) compels vacation of
his death sentence on the grounds of improper victim impact evidence.
We have reviewed Willingham and find it is not in conflict with our
decision in this case.
¶ Having reviewed the evidence and applicable law,
we find the sentence of death was not imposed under the influence of
passion, prejudice or any other arbitrary factor. Accordingly, finding
no error warranting reversal or modification, the judgment and
sentence of the trial court is AFFIRMED.
Welch v. State, 972 P.2d 26 (Okla.Crim.
App. 1998). (PCR)
Following affirmance of conviction and death
sentence for first-degree murder, defendant petitioned for
post-conviction relief. The Court of Criminal Appeals, Lumpkin, J.,
held that: (1) ineffective assistance claims raised on direct appeal
were barred by res judicata; (2) new ineffective assistance claim did
not turn on information unavailable on direct appeal and was therefore
barred; (3) defendant could not reassert claims rejected on direct
appeal by presenting them under the guise of ineffective assistance of
appellate counsel; and (4) appellate counsel's failure to challenge
introduction of evidence of other crimes was not ineffective
assistance. Application denied.
1998 OK CR 57 CORRECTION ORDER
¶ 1 The opinion in the above entitled cause, Welch
v. State, 1998 OK CR 55, 69 OBJ 3524, handed down on October 7, 1998,
is hereby withdrawn. The opinion erroneously omitted the Court's
analysis of the denial of Evidentiary Hearing. The corrected opinion
is simultaneously handed down with this correction order as Welch v.
State, 1998 OK CR 58, 972 P.2d 26. IT IS SO ORDERED. OPINION DENYING
APPLICATION FOR POST-CONVICTION RELIEF, AND APPLICATION FOR
EVIDENTIARY HEARING LUMPKIN, J.
¶ 1 Petitioner Gary Roland Welch was convicted of
First Degree Murder (21 O.S.1991, § 701.7), Case No. CRF-94-302, in
the District Court of Ottawa County. The jury found the existence of
three aggravating circumstances and recommended the punishment of
death. This court affirmed the conviction and sentence in Welch v.
State, 1998 OK CR 54, 968 P.2d 1231. Petitioner filed his Original
Application for Post-Conviction Relief in this Court on January 2,
1998, in accordance with 22 O.S.Supp.1995, § 1089.
¶ 2 Before considering Petitioner's claims, we must
again reiterate the narrow scope of review available under the amended
Post-Conviction Procedure Act. As we have said numerous times, the
Post-Conviction Procedure Act was neither designed nor intended to
provide applicants another direct appeal. Walker v. State, 933 P.2d
327, 330 (Okl.Cr.1997) (interpreting Act as amended); Fox v. State,
880 P.2d 383, 384 (Okl.Cr.1994), cert. denied, [514] U.S. [1005], 115
S.Ct. 1318, 131 L.Ed.2d 199 (1995) (same conclusion under Act before
amendments). The Act has always provided petitioners with very limited
grounds upon which to base a collateral attack on their judgments.
Accordingly, claims which could have been raised in previous appeals
but were not are generally waived; and claims raised on direct appeal
are res judicata. Thomas v. State, 888 P.2d 522, 525 (Okl.Cr.1994),
cert. denied, [516] U.S. [840], 116 S.Ct. 123, 133 L.Ed.2d 73 (1995);
Castro v. State, 814 P.2d 158, 159 (Okl.Cr.1991), cert. denied, 502
U.S. 1063, 112 S.Ct. 947, 117 L.Ed.2d 116 (1992). Conover v. State,
942 P.2d 229 (Okl.Cr.1997). These procedural bars still apply under
the amended Act. We have noted the new Act makes it even more
difficult for capital post-conviction applicants to avoid procedural
bars. Walker v. State, 933 P.2d 327, 331 (Okl.Cr.), cert. denied, 521
U.S. 1125, 117 S.Ct. 2524, 138 L.Ed.2d 1024 (1997). Under 22
O.S.Supp.1995, § 1089(C)(1), only claims which “[w]ere not and could
not have been raised” on direct appeal will be considered. A capital
post-conviction claim could not have been raised on direct appeal if
(1) it is an ineffective assistance of trial or appellate counsel
claim which meets the statute's definition of ineffective counsel; or
(2) the legal basis of the claim was not recognized or could not have
been reasonably formulated from a decision of the United States
Supreme Court, a federal appellate court or an appellate court of this
State, or is a new rule of constitutional law given retroactive effect
by the Supreme Court or an appellate court of this State. 22
O.S.Supp.1995, §§ 1089(D)(4)(b), 1089(D)(9). Should a Petitioner meet
this burden, this Court shall consider the claim only if it
“[s]upports a conclusion either that the outcome of the trial would
have been different but for the errors or that the defendant is
factually innocent.” 22 O.S.Supp.1995, § 1089(C)(2). As we said in
Walker, The amendments to the capital post-conviction review statute
reflect the legislature's intent to honor and preserve the legal
principle of finality of judgment, and we will narrowly construe these
amendments to effectuate that intent. Given the newly refined and
limited review afforded capital post-conviction applicants, we must
also emphasize the importance of direct appeal as the mechanism for
raising all potentially meritorious claims. Because the direct appeal
provides appellants their only opportunity to have this Court fully
review all claims of error which might arguably warrant relief, we
urge them to raise all such claims at that juncture. Walker, 933 P.2d
at 331 (footnote omitted, emphasis in original). We now turn to
Petitioner's claims.
¶ 3 In Proposition I, Petitioner challenges the
constitutionality of the recent amendments to the capital
post-conviction statute. He argues that such amendments
unconstitutionally limit his right of access to the courts, and deny
his rights to due process and equal protection of the law. This Court
has previously rejected this argument. Le v. State, 953 P.2d 52, 54
(Okl.Cr.1998). We do so again.
¶ 4 In Proposition II, Petitioner argues he was
denied the effective assistance of trial counsel by counsel's failure
to effectively investigate and present available mitigation evidence.
The issue of ineffective assistance of counsel was raised and
addressed on direct appeal.FN1 Therefore, further consideration of the
issue is barred by res judicata. 22 O.S.Supp.1995, § 1089(C)(1). See
also Smallwood v. State, 937 P.2d 111, 115 n. 3 (Okl.Cr.1997). FN1. On
direct appeal, Petitioner argued he was denied the effective
assistance of counsel by trial counsel's failure to cross-examine the
victim impact witnesses on certain aspects of the victim's character,
specifically that he was a convicted drug dealer, and by failing to
cross-examine into that same area during the first stage testimony of
Detective Pendley and to otherwise bring this evidence before the
jury.
¶ 5 Despite the procedural bar of res judicata, a
claim of ineffective assistance of trial counsel can be brought for
the first time on post-conviction, but only if it requires
fact-finding outside of the direct appeal record. 22 O.S.Supp.1995, §
1089(D)(4)(b)(1). The statutory phrase “fact-finding outside the
direct appeal record” was never meant to negate the principle of
waiver. McGregor v. State, 935 P.2d 332, 335 (Okl.Cr.1997). This Court
may not review post-conviction claims of ineffective assistance of
trial counsel if the facts generating those claims were available to
the direct appeal attorney and thus either were or could have been
used in the direct appeal. Walker, 933 P.2d at 332. The mere absence
of a claim from the direct appeal record is not sufficient: the claim
is still waived if the facts contained in it were available to the
direct appeal attorney and could have been raised on direct appeal.
Id.
¶ 6 Having reviewed Petitioner's argument and
affidavits in support thereof, we find his claim of ineffective
assistance of trial counsel does not turn on facts or information
unavailable at the time of his direct appeal. Therefore, he has failed
to meet the conditions for review of this claim on the merits and
therefore review of the claims is barred. See Scott v. State, 942 P.2d
755, 760 (Okl.Cr.1997).
¶ 7 Propositions III FN2 and IV FN3 were also
raised on direct appeal, therefore further consideration is barred by
res judicata. 22 O.S.Supp.1995, § 1089(C)(1). See also Smallwood v.
State, 937 P.2d 111, 115 n. 3 (Okl.Cr.1997). FN2. In Proposition III,
Petitioner contends he was denied his right to a reliable sentencing
proceeding as the trial court refused his requested instruction on
specific mitigating factors. He argues that this error was exacerbated
by the conduct of the prosecutor during voir dire who repeatedly asked
prospective jurors if a history of alcohol and drug abuse, and a
deprived and turbulent background would justify a sentence of less
than death if the jurors believed the death penalty was appropriate.
The issue of the omission of a jury instruction on specific mitigating
factors was raised on direct appeal. FN3. In Proposition IV,
Petitioner asserts he was denied his rights under the Fifth and
Fourteenth Amendments when the prosecutor, in closing argument, made a
comment reflecting adversely on his right not to make a statement to
authorities following his arrest. Petitioner argues this error was
compounded by the fact that during closing argument, the prosecutor
made another comment on Petitioner's right of silence following his
arrest. The issue of the prosecutor's comment on Petitioner's right to
post-arrest silence was raised on direct appeal.
¶ 8 In Proposition V, Petitioner asserts he was
denied his constitutional rights to a fair trial when the trial court
permitted the introduction of irrelevant evidence of other crimes.
Petitioner recognizes this issue was not raised on direct appeal, and
argues that such failure is indicative of ineffective assistance of
appellate counsel. Consideration of this issue on its merits is waived
as it was not raised on direct appeal but could have been. 22
O.S.Supp.1995, § 1089(C)(1). The claim of ineffective assistance of
appellate counsel is addressed inter alia.
¶ 9 In Walker, this Court set forth a three-prong
test to review claims of ineffective assistance of appellate
counsel.FN4 Under this analysis, (1) the threshold inquiry is whether
appellate counsel actually committed the act which gave rise to the
ineffective assistance allegation. If a petitioner establishes
appellate counsel actually did the thing supporting the allegation of
ineffectiveness, this Court then (2) determines whether the
performance was deficient under the first of the two-pronged test in
Strickland v. Washington, 466 U.S. 668, 677-78, 104 S.Ct. 2052, 2059,
80 L.Ed.2d 674 (1984). If this burden is met, (3) this Court then
considers the mishandled substantive claim, asking whether the
deficient performance supports a conclusion “either that the outcome
of the trial would have been different but for the errors or that the
defendant is factually innocent.” Walker, 933 P.2d at 333 n. 23
(quoting 22 O.S.Supp.1995, § 1089(C)(2)). FN4. I continue to maintain
that the Strickland test in its entirety, i.e., both prongs of the
test, is the appropriate vehicle with which to review claims of
ineffective assistance of appellate counsel. See Walker, 933 P.2d at
341 (Lumpkin, J., Concurring in Result). However, I yield to the
majority here based on stare decisis. Having reviewed Petitioner's
application, together with the argument and authority provided, in
accordance with the criteria set forth in Braun v. State, 937 P.2d
505, 511-514 (Okl.Cr.1997) I find counsel's performance was not
deficient and the underlying substantive claim is procedurally barred.
In addition, it should be noted the criteria set forth in Strickland
for evaluating effectiveness of counsel has been further explained in
Lockhart v. Fretwell, 506 U.S. 364, 113 S.Ct. 838, 122 L.Ed.2d 180
(1993). Applying the Lockhart standard, the record is void of any
evidence the trial was rendered unfair and the verdict rendered
suspect or unreliable.
¶ 10 Applying this analysis to Petitioner's claims
of ineffective assistance of appellate counsel raised in Propositions
II, III and IV the first threshold question is not met as appellate
counsel raised those issues on appeal. That post-conviction counsel
raises the claims in a different posture than that raised on direct
appeal is not grounds for reasserting the claims under the guise of
ineffective assistance of appellate counsel. Turrentine v. State, 1998
OK CR 44, 965 P.2d 985. The doctrine of res judicata does not allow
the subdividing of an issue as a vehicle to relitigate at a different
stage of the appellate process. Id. Direct appeal counsel competently
raised the issues of ineffective assistance of trial counsel, the lack
of a jury instruction listing specific mitigating factors and comments
on Petitioner's post-arrest silence on direct appeal. “Post-conviction
review is neither a second appeal nor an opportunity for [Petitioner]
to re-raise or amend propositions of error already raised in the
direct appeal.” Hooper v. State, 957 P.2d 120, 123 (Okl.Cr.1998). In
other words, “[p]ost-conviction review does not afford defendants the
opportunity to reassert claims in hopes that further argument alone
may change the outcome in different proceedings.” Trice v. State, 912
P.2d 349, 353 (Okl.Cr.1996). See also Hooks v. State, 902 P.2d 1120,
1124 (Okl.Cr.1995); Fowler v. State, 896 P.2d 566, 570 (Okl.Cr.1995).
¶ 11 In this case, the claims of ineffective
assistance of trial counsel, the lack of a jury instruction listing
specific mitigating factors and comments on Petitioner's post-arrest
silence as raised on direct appeal contained relevant legal arguments
supported by pertinent facts and legal authority. This was sufficient
to enable this Court to consider the issues. That appellate counsel
was not successful in his challenges is not grounds for a finding of
ineffectiveness. As appellate counsel's challenges to these issues
were not deficient, further argument on post-conviction would not
render the issue meritorious. Trice, 912 P.2d at 353.
¶ 12 As to the issue raised in Proposition V, the
threshold question is met as the direct appeal record shows this claim
was not raised on direct appeal. We therefore turn to the second
requirement under the new Act: whether such performance was deficient
under the first prong of the Strickland test. Under this standard the
analysis is whether “counsel's performance was deficient under
prevailing professional norms.” Turrentine, 965 P.2d at 990.
¶ 13 While appellate counsel has a duty to raise
relevant issues for this Court's consideration, there is no obligation
to raise all available non-frivolous issues. Walker, 933 P.2d at 334.
Appellate counsel filed a well written, thoroughly researched brief
raising numerous claims at least equally meritorious to those which
were omitted and are at issue here. We cannot find that appellate
counsel's failure to raise the claims at issue here rendered his
performance unreasonable under prevailing professional norms. It has
not been shown that appellate counsel breached a duty owed to
Petitioner, or that appellate counsel's judgment was “unreasonable
under the circumstances or did not fall within the wide range of
professional assistance” owed to a client by an attorney. Walker, 933
P.2d at 337. Further, Petitioner has failed to show any external
impediment which precluded counsel from raising the issues. Conover,
942 P.2d at 233. Therefore, as Petitioner has not established that
appellate counsel's performance was deficient, his claim of
ineffective assistance of appellate counsel has no merit and his
substantive claim remains procedurally barred.
¶ 14 Further, Petitioner has filed an Application
for Evidentiary Hearing in accordance with Rule 9.7(D)(5), Rules of
the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18, App. (1996).
He asserts that crucial mitigating evidence regarding his abusive and
deprived background was available for introduction in the second stage
of trial, but was not pursued by trial counsel. Attached to the
Application is a Social History, dated December 12, 1978, and three
Special Leave Reports, dated March 9, March 30, and May 3, 1979, from
the State of Oklahoma Department of Institutions, Social and
Rehabilitative Services. These reports detail Appellant's history
before the courts of this State, his abusive home life and plans for
future treatment. Appellant requests these documents be made a part of
the record and that this Court order an evidentiary hearing with
respect to the claims made in Proposition II of the application for
post-conviction relief.
¶ 15 The requirements for evidentiary hearings in
post-conviction proceedings are set forth in Rule 9.7(D)(5), Rules of
the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18, App. (1996).
Rule 9.7(D)(5) provides: (5) A request for an evidentiary hearing is
commenced by filing an application for an evidentiary hearing,
together with affidavits setting out those items alleged to be
necessary for disposition of the issue petitioner is advancing. The
application for hearing and affidavits submitted by the petitioner
shall be cross-referenced to support the statement of specific facts
required in the application for post-conviction relief. See Section
1089(C)(2) of Title 22. The application for an evidentiary hearing
shall be filed together with the application for post-conviction
relief. See Section 1089(D)(2) of Title 22. The application for
hearing and affidavits must contain sufficient information to show
this Court by clear and convincing evidence the materials sought to be
introduced have or are likely to have support in law and fact to be
relevant to an allegation raised in the application for
post-conviction relief. (emphasis added).
¶ 16 Here, Petitioner has not set forth sufficient
information to show this Court by clear and convincing evidence the
information about his background and trial counsel's failure to pursue
such information in second stage has or is likely to have support in
law and fact to be relevant to an allegation raised in the application
for post-conviction relief. As we discussed in Proposition II,
Petitioner's claims of ineffective assistance of trial counsel are
procedurally barred. Section 1089(C) provides that only matters which
could not have been raised in direct appeal can be raised on
post-conviction. See 22 O.S.1991, § 1089(C)(1); Rule 9.7(B)(1) and
(2), Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch.
18, App. (1996). Further, this Court may not review post-conviction
claims of ineffective assistance of trial counsel if the facts
generating those claims were available to the direct appeal attorney
and thus either were or could have been used in the direct appeal.
Walker, 933 P.2d at 332. Here, Petitioner admits the background
information in question was available to trial counsel at the time of
trial. That admitted availability at the time of trial prevents this
Court from reviewing a claim of ineffective assistance of trial
counsel based upon the failure of trial counsel to utilize that
information. Therefore, as Petitioner cannot show that trial counsel's
failure to pursue the background material in question is an issue
which could not have been raised on direct appeal, then the issue is
not relevant to the application for post-conviction relief, and a
basic prerequisite for an evidentiary hearing has not been met.
Accordingly, Petitioner's request for an evidentiary hearing is
denied.
DECISION
¶ 17 After carefully reviewing Petitioner's
Application for post-conviction relief, we conclude (1) there exists
no controverted, previously unresolved factual issues material to the
legality of Petitioner's confinement; (2) Petitioner could have
previously raised collaterally asserted grounds for review; (3)
grounds for review which are properly presented have no merit; and (4)
the current post-conviction statutes warrant no relief. 22
O.S.Supp.1995, § 1089(D)(4)(a)(1), (2) & (3). Accordingly,
Petitioner's Application for Post-Conviction Relief is DENIED.
Welch v. Workman, 639 F.3d 980 (10th Cir.
2011). (Habeas)
Background: After his murder conviction and death
sentence were affirmed on appeal, 968 P.2d 1231, and his request for
post-conviction relief denied, 972 P.2d 26, defendant filed petition
for federal writ of habeas corpus. The United States District Court
for the Northern District of Oklahoma, Claire V. Eagan, Chief Judge,
2007 WL 927950, denied the petition, but granted certificate of
appealability (COA).
Holdings: On grant of rehearing and denial of
rehearing en banc, the Court of Appeals, O'Brien, Circuit Judge, held
that: (1) any error by state court in allowing witness to relate
statement of co-defendant who was not available to testify did not
entitle defendant to habeas relief; (2) alleged misconduct of
prosecutor in commenting on defendant's post-arrest silence did not
entitle defendant to habeas relief; (3) decision that trial court did
not err in refusing to give a series of second degree murder
instructions was not contrary to United States Supreme Court
precedent; (4) trial court's consideration of certain portions of
victim impact statements did not result in actual prejudice; (5)
determination that evidence was sufficient to support jury's
determination that defendant's murder was “heinous, atrocious or
cruel” was not an unreasonable determination of the facts or contrary
to clearly established federal law; (6) trial counsel's failure to
object to jury instruction defining the heinous, atrocious or cruel
aggravator did not constitute ineffective assistance; and (7)
appellate counsel did not provide ineffective assistance of counsel.
Affirmed.
Opinion, 607 F.3d 674, withdrawn and superseded.
ORDER ADDRESSING PETITION FOR REHEARING AND
SUBSTITUTING NEW OPINION
Appellant, Gary Roland Welch, petitioned for panel
and en banc rehearing. Panel rehearing is granted for the limited
purpose of addressing the issue Welch raised in his petition for panel
rehearing and clarifying that the panel reviewed the Hardcastle
family's victim impact testimony de novo, applying Brecht v.
Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993). The
panel's original opinion will be amended to do so. The opinion in this
case dated June 07, 2010, Welch v. Workman, 607 F.3d 674 (10th
Cir.2010), is withdrawn and the attached opinion is substituted in its
place. In all other respects, the petition for panel rehearing is
denied. The petition for rehearing en banc as well as the modified and
substituted opinion was transmitted to all of the judges of the court
in regular active service. As no member of the panel and no judge in
regular active service on the court requested a poll, the petition for
rehearing en banc is denied. Additional petitions for rehearing in
this matter will not be permitted. See 10th Cir. R. 40.3 (“[t]he court
will accept only one petition for rehearing from any party to an
appeal. No motion to reconsider the court's ruling on a petition for
rehearing may be filed.”). O'BRIEN, Circuit Judge. Gary Welch was
sentenced to death after his conviction for the first degree murder of
Robert Hardcastle. After his conviction and sentence were affirmed on
appeal and his request for post-conviction relief was denied, Welch
petitioned for writ of habeas corpus under 28 U.S.C. § 2254. The
district court denied his petition but granted a certificate of
appealability on ten issues involving both the guilt and sentencing
phase of his trial. We affirm.
I. EVIDENCE AT TRIAL
A. Guilt Phase
Welch and his co-defendant, Claudie Conover, were
charged with murdering Robert Hardcastle on August 25, 1994. At around
4:00 p.m. that day, Welch and Conover drove to the home of Johnny
Rogers. Stephen St. John, Rogers' brother-in-law, testified he was
present when they arrived. St. John saw his brother-in-law walk to
Welch's car and heard Welch ask for a “bump” (a drug injection). (Vol.
5 at 1116, 1119.) When Rogers said he had none, Welch got out of the
car and, pointing a knife at Rogers, said “Give me a god damned bump!”
( Id. at 1120.) Welch turned the knife on St. John and told him to
“look the other way.” ( Id. at 1121.) Welch continued to demand drugs
until Conover patted him on the back and said “let's get out of here.”
( Id. at 1121–22.) Approximately one hour later, Conover appeared at
Larry Davis' home located in a duplex owned by Hardcastle. Davis and
his wife lived in the front part of the duplex while Hardcastle
resided in the back. Davis testified his friend was cooking dinner and
Conover accepted an invitation to join them. Davis noticed a car
parked toward the back, but saw only Conover at the time. At some
point, Davis went into the kitchen to help cook. While there, he heard
banging noises coming from Hardcastle's residence. When he returned to
the living room, Davis said he “wondered if [Hardcastle] was winning
his wrestling match.” ( Id. at 1161.) Conover jokingly replied, “I
wouldn't worry about it. Somebody's probably getting a spanking over a
deal.” (Vol. 7 at 1563.) A few minutes later, Davis heard his living
room window break. Turning, he saw Hardcastle running by the window
yelling, “I don't have any” or “I didn't do it.” (Vol. 5 at 1167.)
Hardcastle then ran to Davis' porch; there was blood on his hands,
forearms, face and bare chest. Both Conover and Davis went towards the
door but when Conover went out first, Davis shut the door and returned
to his distraught wife. Patricia and Donnie Nading testified they were
driving their children to football practice when, in Patricia's words,
they “noticed a commotion at the side of the road.” (Vol. 6 at 1255.)
They saw three men run across the street in front of them. As the
Nadings pulled even with the men, they saw Hardcastle crouched in a
fetal position in the roadside ditch while Conover punched him and
Welch stabbed and punched him. The Nadings pulled up to the next house
and Donnie used the neighbor's telephone to call the police. While on
the telephone, he spoke from a window with an unobstructed view of the
activity. He saw the men continue to beat Hardcastle, as another car
stopped and backed up toward the fracas. He saw Conover leave the
victim and stride to the car. Banging on the back window and screaming
profanities, Conover told the driver to leave. In the meantime, Welch
continued to stab Hardcastle until, at one point, Welch left to
retrieve a beer bottle five to seven feet away. Welch smashed the
bottle and used it to stab and slash at Hardcastle.
While Conover was yelling at the first driver, a
second car pulled up driven by Rachelle Campbell. She saw Conover
leave the first car and run toward a nearby house. The next thing she
knew, a car pulled out and stopped to pick up Welch. Conover was
driving; he drove the car toward her at a high speed, causing her to
back into a ditch to avoid a collision. As the car drove by, Conover
yelled profanities and told her to get out of the way. As the two men
drove away, Campbell saw Hardcastle, covered with blood, come out of
the ditch. Officer Jim Gambill was the first officer to arrive at the
scene. He had known Hardcastle since they were children. Hardcastle
said, “Jim, Gary Welch did this shit to me.” ( Id. at 1411.) He then
asked for water and collapsed. Gambill radioed the ambulance and asked
the paramedics to hurry, then radioed in to report Welch as a suspect.
Hardcastle died a few minutes later. As they made their escape, Welch
and Conover were seen by an officer who testified the car and its
occupants matched the descriptions provided over the radio dispatch.
Because the officer was in an unmarked car, he called for a marked
backup and followed them. When the backup arrived, the officers
stopped the car and arrested Welch and Conover. The officers then
retrieved a broken knife which had been thrown out of the vehicle
prior to its stop. At booking, a knife scabbard was taken from Welch's
belt and another knife was found in the car. Welch had sustained a
wound which totally penetrated his left forearm but he refused
treatment that night. At one point he passed out in his cell. The next
day, Welch was transferred to the hospital where he underwent surgery
on the wound. A search of Hardcastle's duplex revealed a major fight
had taken place in the kitchen and inside the front door. The autopsy
report stated Hardcastle bled to death after receiving at least ten
stab wounds, three of which penetrated his lungs, and numerous
incision (slice) wounds.FN1 Some of the wounds were consistent with
the broken knife thrown from the vehicle and the superficial wounds
were consistent with those caused by a broken beer bottle. FN1. Dr.
Ronald Distefano, the medical examiner, testified he defined an
“incise wound” as a wound “caused by a sharp instrument.” (R. Vol. 7
at 1722.) The term is used to differentiate such a wound from a stab
wound. A stab wound is also from a sharp instrument but it is
“essentially deeper than it is wide, whereas an incise wound is more
wide than it is deep.” ( Id.) At trial, Welch testified he fought
Hardcastle in self-defense. He explained that two weeks before the
incident Hardcastle, who knew Welch did “skin illustrations,” had
spoken to him about getting a tattoo. (Vol. 8 at 1796.) Welch decided
to visit with Hardcastle about the tattoo while Conover visited with
Davis. According to Welch, he and Hardcastle had a pleasant visit
until Hardcastle asked Welch to show him the knife he was carrying.
When Welch handed Hardcastle the knife, Hardcastle opened it and began
to clean his fingernails. Then Hardcastle's attitude abruptly changed.
Welch stated that Hardcastle held the knife in a threatening way and
said “you've been stepping on my old lady's toes,” but he had no idea
what Hardcastle was talking about. (Vol. 8 at 1825.) Hardcastle then
thrust the knife at Welch, wounding him in his left arm as he raised
it to protect himself.FN2 FN2. But see n.12, infra.
Welch claimed they began to fight while Hardcastle
repeatedly tried to stab him. As Welch attempted to defend himself,
Hardcastle eventually “went down” while still holding the knife. ( Id.
at 1838.) Welch escaped through the front door and hid behind the cars
in the driveway. Hardcastle came out of the house and ran to the front
duplex. Seeing Conover come out on the porch, Welch revealed his
position and called to Conover for assistance. Hardcastle ran towards
Welch, who fled across the street and then, in his own words, “turned,
you know, to face the problem.” (Vol. 8 at 1846.) Obviously rejecting
Welch's account of the situation, the jury found him guilty of first
degree murder.
B. Sentencing Phase
The State alleged three aggravating circumstances:
(1) a previous felony conviction involving the use or threatened use
of violence; (2) a probability of future criminal acts of violence
constituting a continuing threat to society; and (3) the murder was
especially heinous, atrocious and cruel. After incorporating the
evidence from the guilt phase, the State introduced evidence of two
prior felony convictions—aggravated assault and battery upon a police
officer (1981) and assault and battery with a dangerous weapon after a
former felony conviction (1982). In support of the continuing threat
aggravator, the State introduced testimony from several police
officers recounting an incident from several years before in which
Welch attacked an officer while being booked for driving under the
influence. In addition, an officer from the Ottawa County Jail
testified Welch had threatened him during Welch's present
incarceration. A fellow inmate also testified Welch assaulted him
while they were being held in the same cell. The state presented
evidence of a history of domestic violence. Two women testified Welch
had assaulted them in the past. One stated Welch, while living in her
home with his girlfriend, broke down her door, hit her and threw her
against the Christmas tree. Welch's former girlfriend recounted one
time Welch came to her home and demanded sex. When she refused, Welch
beat her in the presence of her two minor children. Welch told the
children to lie down and be quiet or he would kill them. He then tore
her clothes off and put her head through a cabinet and a wall. Another
time, she believed Welch was going to kill her so she fired a shotgun
at him. When she missed, he took the gun, bent it, and hit her in the
head with it. Yet another time, he found her in her yard and dragged
her inside her home. There, Welch stuck her head in a washing machine,
threw her down on a coffee table and held a knife to her throat. The
State's final witnesses were three members of Hardcastle's family. We
discuss these statements in detail infra. Each family member
characterized Welch as an “animal” or a “parasite” and implored the
jury to impose death. (Vol. 9 at 2116, 2117, 2123, 2130.) In
mitigation, Welch presented the testimony of Dr. Phillip Murphy. He
opined Welch's drug and alcohol abuse caused brain damage but his
behavior could be managed with medication in a controlled environment.
One man testified Welch was a good friend when he was not drinking or
taking drugs and he would maintain this relationship if Welch's life
was spared. Welch's wife testified she loved Welch and would continue
this relationship if he let her. However, she admitted whether the
death penalty should be imposed was a “hard question;” she knew he
needed an environment where he could not get drugs or alcohol. ( Id.
at 2174.) When asked if she had seen him express remorse for the
incident, she did not answer directly but replied “[she had] seen a
lot of different changes in [Welch] in the two years he's been in
jail.” ( Id. at 2175.) Cross examination revealed that Welch's wife
had requested a protective order against Welch less than a month
before Hardcastle's murder. She explained Welch had hit her, injuring
her mouth and blackening her eye. He then forced her to take him to
his girlfriend's house. The next day, Welch and his girlfriend
returned and took a television, VCR and cable box from her home. They
destroyed a window and air conditioner. The girlfriend left a
threatening note. Welch's mother was his final witness. Her testimony,
however, was barely coherent. She had difficulty responding to
questions and her answers rambled into nonsense. For example, when
asked if there were times when social workers came to her home, she
replied: No, they—they would—the city come out to our house, they come
out there and said they wanted to go in and see if they help
straighten things in school or something. And we didn't know ... who
they was and we thought they was going to go in there and get
this—what this principal and stuff was doing in there to Gary. We
didn't know though they was trying to trap us all. And trying to get
us to do something to our son to where they could, you know, arrest
us, or make us bad parents, in other words. ( Id. at 2183–84.) During
sentencing deliberations the jury sent two notes to the court relevant
here. One note asked, “Can life without parole be reduced by appeal or
pleas in the future?” Another asked, “Has anybody ever be[en] released
with the sentencing of life without parole?” (Evidence Packet.) The
trial court responded to each question, “I am not allowed to answer
this question.” ( Id.) After deliberating further, the jury returned
with a death sentence, finding all three aggravating factors beyond a
reasonable doubt.
II. PROCEDURAL HISTORY
The Oklahoma Court of Criminal Appeals (OCCA)
affirmed Welch's conviction and sentence and denied a request for
rehearing. Welch v. State, 968 P.2d 1231 (Okla.Crim.App.1998). Welch's
petition for a writ of certiorari was denied. Welch v. Oklahoma, 528
U.S. 829, 120 S.Ct. 83, 145 L.Ed.2d 70 (1999). After the OCCA affirmed
the denial of Welch's application for post-conviction relief, see
Welch v. State, 972 P.2d 26 (Okla.Crim.App.1998), Welch filed his §
2254 habeas petition. The district court denied the petition, Welch v.
Sirmons, No. 00–CV–0105–CVE–PJC, 2007 WL 927950 (N.D.Okla. Mar. 26,
2007), but granted a certificate of appealability on ten issues (R.
Vol. 1, Doc. 51). The issues relating to the guilt phase are whether:
(1) prejudicial hearsay testimony was improperly admitted denying
Welch an opportunity to confront a witness; (2) prosecutorial comments
denied Welch a fair trial; and (3) the trial court failed to correctly
instruct the jury. Sentencing phase issues are whether: (4) improper
victim impact statements resulted in the death penalty; (5) the trial
court's answer to the jury's questions while deliberating on his
sentence rendered his sentencing fundamentally unfair; (6) the
omission of a jury instruction at sentencing prevented consideration
of mitigating factors; (7) aggravating factors were supported by
either improper or insufficient evidence; and (8) the trial court
erred in failing to instruct the jury it could reject the death
penalty even if it found aggravating factors. Finally, Welch claims
(9) he received ineffective assistance of trial and appellate counsel
and (10) the accumulation of error had a substantial and injurious
effect on the verdict of guilt and his death sentence.
III. STANDARD OF REVIEW
Under the Anti–Terrorism and Effective Death
Penalty Act (AEDPA), a petitioner is entitled to federal habeas relief
only if the state court decision “was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States, or ... was based
on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1)–(2).
We presume the factual findings of the state court are correct unless
the petitioner rebuts that presumption by “clear and convincing
evidence.” 28 U.S.C. § 2254(e)(1). “We review the district court's
legal analysis of the state court decision de novo.” Bland v. Sirmons,
459 F.3d 999, 1009 (10th Cir.2006). In applying § 2254(d), we first
determine whether the principle of federal law on which the
petitioner's claim is based was clearly established by the Supreme
Court at the time of the state court judgment. Id. “[C]learly
established law consists of Supreme Court holdings in cases where the
facts are at least closely-related or similar to the case sub judice.
Although the legal rule at issue need not have had its genesis in the
closely-related or similar factual context, the Supreme Court must
have expressly extended the legal rule to that context.” House v.
Hatch, 527 F.3d 1010, 1016 (10th Cir.2008). “The absence of clearly
established federal law is dispositive under § 2254(d)(1).” Id. at
1018.
the existence of clearly established federal law is
confirmed: [W]e then consider whether the state court decision was
‘contrary to’ or an ‘unreasonable application of’ that clearly
established federal law.... A decision is ‘contrary to’ clearly
established federal law for purposes of § 2254 if the state court
applies a rule that contradicts the governing law set forth in
[Supreme Court] cases or if the state court confronts a set of facts
that are materially indistinguishable from a decision of [the Supreme
Court] and nevertheless arrives at a result different from the result
reached by the Supreme Court. Bland, 459 F.3d at 1009 (quotations
omitted) (citing Williams v. Taylor, 529 U.S. 362, 405–06, 120 S.Ct.
1495, 146 L.Ed.2d 389 (2000)). A different result means the state
decision must be “diametrically different” and “mutually opposed” to
clearly established Supreme Court precedent. Id. “A state court
decision involves an ‘unreasonable application’ of federal law if ‘the
state court identifies the correct governing legal principle from
[Supreme Court] decisions but unreasonably applies that principle to
the facts of the prisoner's case.’ ” Id. If constitutional error is
committed, we look to whether “the prejudicial impact of
constitutional error in [the] state-court criminal trial” rises to the
“substantial and injurious effect standard set forth in Brecht v.
Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993)”, and
O'Neal v. McAninch, 513 U.S. 432, 115 S.Ct. 992, 130 L.Ed.2d 947
(1995). Fry v. Pliler, 551 U.S. 112, 120, 121 n. 3, 127 S.Ct. 2321,
168 L.Ed.2d 16 (2007). The standard applies “whether or not the state
appellate court recognized the error and reviewed it for harmlessness
under the ‘harmless beyond a reasonable doubt’ standard set forth in
Chapman.” Id. at 121–122, 127 S.Ct. 2321. It is important to note “an
error that may justify reversal on direct appeal will not necessarily
support a collateral attack on a final judgment.” Brecht, 507 U.S. at
634, 113 S.Ct. 1710. Under the Brecht/ McAninch test a habeas
petitioner obtains plenary review to determine whether a trial error
“resulted in actual prejudice.” Id. at 637, 113 S.Ct. 1710 (quotations
omitted). Under O'Neal, a “substantial and injurious effect” exists
when the court finds itself in “grave doubt” about the effect of the
error on the jury's verdict. 513 U.S. at 435, 115 S.Ct. 992. “[W]hen a
court is ‘in virtual equipoise as to the harmlessness of the error’
under the Brecht standard, the court should ‘treat the error ... as if
it affected the verdict....’ ” Fry, 551 U.S. at 121 n. 3, 127 S.Ct.
2321 (quoting O'Neal, 513 U.S. at 435, 115 S.Ct. 992). “The § 2254(d)
standard does not apply to issues not decided on the merits by the
state court.” Bland, 459 F.3d at 1010. For those claims, “we review
the district court's legal conclusions de novo and its factual
findings for clear error.... However, if the district court based its
factual findings entirely on the state court record, we review that
record independently.” Id. We “may not consider issues raised in a
habeas petition that have been defaulted in state court on an
independent and adequate procedural ground unless the petitioner can
demonstrate cause and prejudice or a fundamental miscarriage of
justice.” House, 527 F.3d at 1025.
IV. DISCUSSION
A. Proposition 1—Hearsay Testimony
Because Conover was not available to testify at
Welch's trial, Welch claims the trial court violated his right to
confrontation when it allowed Davis to relate Conover's statement
regarding somebody getting spanked over a deal. The trial court
admitted the testimony under the co-conspirator rule. On direct
appeal, the OCCA ruled its admission under this precept was error but
the error was harmless because the testimony could properly be
admitted under the present sense impression exception to the hearsay
rule. Welch, 968 P.2d at 1240. The district court rejected Welch's
confrontation clause claim, concluding the OCCA's determination the
statement was a present sense impression was not an unreasonable
application of federal law. It noted Welch's trial occurred before the
Supreme Court's decision in Crawford v. Washington, 541 U.S. 36, 124
S.Ct. 1354, 158 L.Ed.2d 177 (2004). FN3 Thus his claim was governed by
the standard set forth in Ohio v. Roberts, 448 U.S. 56, 100 S.Ct.
2531, 65 L.Ed.2d 597 (1980). Under the Roberts standard: FN3. In
Crawford, the Court stated: “Where testimonial evidence is at issue
... the Sixth Amendment demands what the common law required:
unavailability and a prior opportunity for cross-examination.” 541
U.S. at 68, 124 S.Ct. 1354. [W]hen a hearsay declarant is not present
for cross-examination at trial, the Confrontation Clause normally
requires a showing that he is unavailable. Even then, his statement is
admissible only if it bears adequate “indicia of reliability.”
Reliability can be inferred without more in a case where the evidence
falls within a firmly rooted hearsay exception. In other cases, the
evidence must be excluded, at least absent a showing of particularized
guarantees of trustworthiness. 448 U.S. at 66, 100 S.Ct. 2531. The
district court concluded the OCCA based its ruling “on a ‘firmly
rooted hearsay exception’ ” and, therefore, its ruling was not
contrary to Roberts. Welch, 2007 WL 927950 at *10. Welch argues the
present sense impression exception does not apply because the
statement was not used at trial to establish Conover's immediate
impression. Rather, the statement was used to prove Welch's prior
intent to “punish” Hardcastle.FN4 (Vol. 8 at 1956–57.) Because the
statement's purpose was not within the hearsay exception, Welch
maintains his inability to cross-examine Conover on what he meant by
those words violated his right to confront the State's witness and his
right to a fair trial. Welch also argues under Lee v. Illinois, 476
U.S. 530, 106 S.Ct. 2056, 90 L.Ed.2d 514 (1986), we must independently
determine whether the statement is sufficiently reliable. We disagree.
FN4. In closing argument the prosecutor stated, “Spanking is a
punishment. For what? I don't know. But it's a punishment. Welch went
into this home with the intent of punishing Robert Hardcastle. He had
to have that intention when he went in there because Claudie Conover
... knew it, when he was over [at the Davis house].” (Vol. 8 at
1956–57.) Our review under AEDPA is limited. Notwithstanding the basis
for the OCCA's conclusion, it determined the admission of the
statement was harmless error. Therefore, we review only whether the
admission of the testimony is harmless under the Brecht standard. See
Fry, 551 U.S. at 121, 127 S.Ct. 2321. Welch maintains Conover's
statement was testimonial and was not harmless because it was the only
evidence of Welch's prior intent to harm Hardcastle (and contrary to
his self-defense testimony). Even if we assume the statement was
testimonial, numerous third-party eyewitnesses testified Welch
repeatedly stabbed and beat Hardcastle while Conover held him down.
Donnie Nading testified he saw Welch pursue Hardcastle, beat and stab
him, and then leave Hardcastle in a fetal position to retrieve a beer
bottle so the stabbing could continue. In light of the overwhelming
evidence refuting Welch's self-defense testimony, we are confident the
admission of Conover's statement did not have a substantial and
injurious effect or influence on the jury's guilty verdict or the
death sentence.
B. Proposition 2–Prosecutorial Comments
At trial, Welch's counsel asked him if he had a
previous opportunity to tell his side of the story. Welch responded,
“I've been waiting almost two years to be able ... to tell what
happen[ed].” (Vol. 8 at 1794.) On cross-examination, the prosecutor
asked the following questions: Q. [Y]ou've also testified that at no
time did any law enforcement officers ask you what transpired in this
case, is that correct? A. No sir, they didn't. Q. Do you recall any
law enforcement officers talking with you about your [physical]
condition? FN5 FN5. When arrested, Welch had sustained a deep knife
wound which fully penetrated his left forearm. Welch refused treatment
but became unconscious while in custody. He underwent surgery the next
day. A. No, I do not.... .... Q. You were subpoenaed as a witness [for
Conover] in [his] case, were you not? A. Yes, sir. I believe so. Q.
Did you come forward in that case and testify as to what transpired to
help your buddy out? A. No, sir, I did not. (Vol. 8 at 1922–26.) On
redirect, Welch clarified he had been subpoenaed but had not been
called to testify at Conover's trial. In the state's rebuttal closing
argument, the prosecutor briefly discussed Welch's statement regarding
the lack of opportunity to tell his story and said, “I suppose you all
have heard about the Fifth Amendment. You know we cannot make anybody
make a statement.” (Vol. 9 at 2002–03.) Defense counsel's
contemporaneous objection was overruled.
On direct appeal, Welch maintained the
cross-examination questions constituted prosecutorial misconduct which
violated due process. The OCCA agreed but held the error was harmless
beyond a reasonable doubt. Welch, 968 P.2d at 1240–41. During Welch's
petition for post-conviction relief, he expanded his due process
argument to allege not only the cross-examination questions but also
the statements in closing argument, together, constituted an improper
comment on Welch's post-arrest silence. The OCCA held this claim
barred by res judicata because the comments during cross-examination
were considered on direct appeal and Welch could not expand the claim
in his post-conviction proceeding.FN6 Welch, 972 P.2d at 29 n. 3.
“When a state court refuses to readjudicate a claim on the ground that
it has been previously determined, the court's decision does not
indicate that the claim has been procedurally defaulted. To the
contrary, it provides strong evidence that the claim has already been
given full consideration by the state courts and thus is ripe for
federal adjudication.” Cone v. Bell, ––– U.S. ––––, 129 S.Ct. 1769,
1781, 173 L.Ed.2d 701 (2009). “A claim is procedurally barred
[however], when it has not been fairly presented to the state courts
for their initial consideration.” Id. Accordingly, the district court
confined its review to the prosecutor's questions during
cross-examination and denied relief. FN6. Under Oklahoma law, claims
previously raised and rejected are barred by res judicata. See Okla.
Stat. tit. 22 §§ 1086, 1089(C)(1). “Both the res judicata bar to
claims previously rejected and the waiver rule for claims not
previously raised ... are included in Okla. Stat. Ann. tit. 22, §§
1086 and 1089, and both are regularly and even-handedly applied by the
state courts.” Smallwood v. Gibson, 191 F.3d 1257, 1268 n. 8 (10th
Cir.1999). Welch argues the district court erred by considering his
argument regarding cross-examination and closing statements as
discrete issues. He claims the prosecutor's comments on his right to
silence constitute a single violation under Doyle v. Ohio, 426 U.S.
610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976), and the OCCA incorrectly
determined this error harmless. See Doyle, 426 U.S. at 619, 96 S.Ct.
2240 (“[T]he use for impeachment purposes of [defendant's] silence, at
the time of arrest and after receiving Miranda warnings, violated the
due process clause of the Fourteenth Amendment.”). Welch did not
mention the closing statements to the OCCA in his arguments on direct
appeal. Rather, he argued the prosecutor's cross-examination questions
were plain error. Therefore, to the extent this is a single claim of
prosecutorial misconduct, we will not consider the expanded argument
because it was not raised on direct appeal and the OCCA did not have
the opportunity to consider the expanded argument on its merits. Welch
is procedurally barred from expanding his argument or from raising new
issues. See Smallwood, 191 F.3d at 1268 n. 8. In any event, the
expanded claim is harmless under Brecht. We must apply the Brecht
standard “whether or not the state appellate court recognized the
error and reviewed it for harmlessness under the ‘harmless beyond a
reasonable doubt’ standard set forth in Chapman.” Fry, 551 U.S. at
121–22, 127 S.Ct. 2321. Defense counsel's questions on redirect
established Welch had not been called to testify at Conover's trial,
thereby retiring any inference that Welch refused to testify on his
friend's behalf. Even when the comments are considered as a whole, the
overwhelming evidence presented in the guilt phase negates any
reasonable belief the prosecutor's minimal questioning and closing
comments had a substantial and injurious effect on the jury's guilty
verdict.
C. Proposition 3—Instruction on Second Degree
Murder
At trial, Welch requested a series of second degree
murder instructions found in the Oklahoma Uniform Jury Instructions
(OUJI) for criminal cases. (Vol. 8 at 1932–33 requesting instructions
under OUJI–CR 449, 450 & 451.) The trial court declined the
instructions, finding insufficient evidence to support a verdict of
second-degree murder. On direct appeal to the OCCA, Welch argued the
trial court committed constitutional error in failing to instruct on
this lesser included offense. See Schad v. Arizona, 501 U.S. 624,
647–48, 111 S.Ct. 2491, 115 L.Ed.2d 555 (1991) (while a jury need not
be instructed on every lesser-included offense that may be supported,
the jury must not be faced with an all (death) or nothing approach);
see also Beck v. Alabama, 447 U.S. 625, 627, 100 S.Ct. 2382, 65
L.Ed.2d 392 (1980) (jury must be permitted to consider a lesser
included non-capital offense when the evidence would have supported
such a verdict). The OCCA held that because second degree murder is
not a “lesser included offense of first degree malice murder” and the
jury had been instructed on the lesser offense of first degree
manslaughter, “the trial court did not err in refusing to give the
instruction.” Welch, 968 P.2d at 1241. Welch did not raise this issue
in his state post-conviction proceedings. In his habeas petition in
the district court, however, he argued that shortly after the OCCA
decided his case, it determined second-degree murder was a
lesser-included offense of first degree murder.FN7 He further
contended the trial court violated his right to due process under
Mathews v. United States, because “a defendant is entitled to an
instruction as to any recognized defense for which there exists
evidence sufficient for a reasonable jury to find in his favor.” 485
U.S. 58, 63, 108 S.Ct. 883, 99 L.Ed.2d 54 (1988). The district court
rejected his arguments. FN7. The OCCA relied on Willingham v. State,
947 P.2d 1074, 1081 (Okla.Crim.App.1997). The OCCA reversed Willingham
in Shrum v. State, 991 P.2d 1032 (Okla.Crim.App.1999) holding all
degrees of murder are lesser-included offenses to murder in the first
degree. On appeal, Welch relies solely on Mathews, claiming the facts
supported a finding of second-degree murder, and therefore, he was
denied due process when the trial court failed to so instruct the
jury. However, this argument was rejected in Schad, a case decided
after Mathews. In Schad, the defendant claimed he was denied due
process when the court failed to instruct the jury on robbery as well
as first and second-degree murder. The Supreme Court disagreed:
Petitioner misapprehends the conceptual underpinnings of Beck. Our
fundamental concern in Beck was that a jury convinced that the
defendant had committed some violent crime but not convinced that he
was guilty of a capital crime might nonetheless vote for a capital
conviction if the only alternative was to set the defendant free with
no punishment at all.... We repeatedly stressed the all-or-nothing
nature of the decision with which the jury was presented.... This
central concern of Beck simply is not implicated in the present case,
for petitioner's jury was not faced with an all-or-nothing choice
between the offense of conviction (capital murder) and innocence....
[T]he fact that the jury's “third option” was second-degree murder
rather than robbery does not diminish the reliability of the jury's
capital murder verdict. 501 U.S. at 646–47, 111 S.Ct. 2491. Here, the
jury was instructed on the non-capital crime of first-degree
manslaughter. It “was not faced with an all-or-nothing choice.” Id. at
647, 111 S.Ct. 2491. Thus, the OCCA's decision was not contrary to
clearly established United States Supreme Court precedent.
D. Proposition 4—Victim Impact Statements
At sentencing, Hardcastle's brother and parents
testified by reading their written victim impact statements to the
jury. The statements, other than comments relating to the testimony of
Welch's witnesses, had previously been given to the defense.
Hardcastle's older brother testified: Gary Welch, with the aid of
Claudie Conover, in August of '94, ended the life of my younger
brother, Bob. Their cruel and inhuman actions have totally altered and
devastated the lives of my entire family. The very fact that they, in
cold blood, without any remorse, stabbed and mutilated my only brother
in broad daylight, in front of numerous witnesses, has caused myself
and the remainder of my family unending pain and untold suffering is
difficult into words [sic]. I think of my parents who have lovingly
devoted their lives to raising two sons who would grow up to be men,
married, and raise families of their own, only to have these dreams
shattered. I think of myself and the love I've shared with my brother,
the experiences growing up, and the interests we shared, and also the
bitter disappointment that we won't be able to grow old together as
brothers should. Most of all I think of his two little boys, Robert
and James. They'll grow up to be men not knowing how much their daddy
loved them, and what a kind and gentle person he really was. That, to
me, is the biggest crime of all. The actions of Gary Welch and Claudie
Conover have altered and changed and devastated the lives, hopes and
dreams of my entire family. What is the price to be paid for the
actions of these individuals, whose past criminal records and
convictions clearly identify them as a menace to society. I've always
had the philosophy of live and let live, but there has to be a point
when we as a society have to say enough is enough. There are people in
this world who are parasites, they feed on the common decent people
who work, live and conduct themselves in a decent and responsible
manner who do not deserve to be violated by these people that have no
sense of right or wrong or just don't care. In this instance I tend to
cry for revenge or vengeance. Sometimes it is hard to tell the
difference. In the end I hope and pray justice will be served. Q. Mr.
Hardcastle, do you have an opinion as to what punishment should Gary
Welch have? (Objection and discussion at bench) Q. I know this is
difficult for you, but I ask if you'll look at the jury and tell them
what you would like to have happen to the man who murdered your
brother? A. Gary Welch deserves the death penalty. Give it to him,
please. (Vol. 9 at 2115–20.)
John Edwin Hardcastle, Robert's father, testified
next: Many repercussions to any crime, repercussions I have, my family
has, and I would like to tell you about them. It is a very difficult
thing worse, the loss of a son by a father. I was and am still
completely devastated over the complete loss of my life will always be
there. It will be there forever. I have loving memories of my son, as
a baby. As a toddler, he was a little cotton top. He was a mama's
baby. I watched him grow and I guided him the best I could growing up.
Since he growed into manhood with all my hopes and my dreams for him.
He brought into my life two beautiful twin grandsons. Now all the
memories that I have of that is overshadowed by the horrible and
inhumane way his life ended. My wife and I will never be the same. My
son was a part of me and he was a part of her. It's as if that knife
went into our hearts as well as his heart. I speak also for my
grandsons, Robert and James, who are not old enough to speak for
themselves. The loss they suffered and they suffer now, and will all
of their lives growing up without their father and without having his
love and his guidance for them. One of the hardest things I've ever
had to do was to put my two grandsons on my lap, three and a half
years old, and tell them that their daddy had been killed, and try to
explain to them about death and where their daddy was now. I can't
stop thinking of what my son must have suffered. The pain and stark
terror when Gary Welch and Claudie Conover took his life. I have never
seen and I hope to never see again such cruelty and complete disregard
for the human life. Like bloodthirsty animals, they chased my son down
and they butchered him with a knife, showing no pity, mercy or
feeling. They had opportunities to stop but that wasn't in the plan. I
heard the last lady's testimony that Gary Welch threatened her babies
to kill them. And I wondered if my grandbabies had been there that
day, would they—would he have butchered them, too? Gary Welch, as
Pattie and Donnie Nading testified, stabbed and slashed Bobby over and
over and over. Look at a man that shows no remorse for what he's done.
And his lawyer is gonna to ask you for a reduced sentence, for mercy.
And I can't help but thinking that as my son lay in the ditch covered
up and was trying to protect himself if he wasn't crying for mercy.
But all he got was a knife and a broken bottle. I don't believe it's
justice that my son lies in a cold grave and that Gary Welch should
live. And I would ask the jury for justice for Bobby and to give this
man the justice that they both deserve and I'd ask for the death
penalty. Thank you. (Vol. 9 at 2122–24.) As he did after the first
statement, counsel objected to the admission of the statement on the
basis it was more prejudicial than probative and beyond the testimony
allowed by statute. Counsel requested a mistrial and stated: “The
State has prepared these statements and made them available to us and
we've objected to them previously, and then we recognized the court's
stand on that has been to allow it in.” ( Id. at 2125.) Counsel cited
Mitchell v. State, 884 P.2d 1186 (Okla.Crim.App.1994), explaining,
“While it doesn't deal squarely with the opinion evidence, which I'm
objecting to, but it does deal squarely with the legal requirement
that in order to allow victim impact evidence the court must weigh it
in the same manner as other evidence....” ( Id. at 2126.)
Acknowledging “there's very little probative value in the statements”
the court denied the motion for a mistrial. ( Id. at 2126–27.)
The State's final witness was Hardcastle's mother,
Mary Gayle Hardcastle, who read the following statement: On July 17,
1959, God gave us a precious life, our son, Robert Hardcastle. On
August the 25th, 1994, his life was taken from us, from his twin sons
that were then three years old, from a family who loved him dearly,
taken by a brutal, needless murder. We had no choice. We couldn't say
goodbye, son, we love you. We couldn't touch his hand to let him know
we were there with him. We had no choice at all. Words can never
explain the pain it has put into our lives, the agony that we are
enduring. The daily thoughts of this brutal day, the scene where he
died and how he died. And not one night since his death have I gone to
bed without dreaming of what he must have gone through, seeing his
butchered body, knowing that he was crying out for help. His neighbor
was there at the other side of the house, visiting with one of the
murderers. Why? It's another question that we face daily. If we would
have just gone by that evening, which wasn't unusual for us to do,
maybe things would have been different today. And I've often wondered,
too, if his babies were there would they have been dead? Needless to
say that the pain has never let up. Twenty months later we cry, we
ache each day. We go to the cemetery to find comfort or closeness to
Bob. We look at a cold clod of dirt. We come home and we pray to God
for relief, for understanding. And like my husband just said, if
you've ever tried to explain to three year old babies that their daddy
is never coming back because he's dead, then maybe you have a real
idea of what pain is. We've had to answer questions like: Why is daddy
dead? Why did the mean men hurt him? Are they going to hurt us? Will
daddy come back and take us on vacation when our piggy bank is full?
Which is something Bob had told them they would do. Is daddy going to
be back for Christmas? Can daddy see us from heaven? And the list goes
on and on. We've nursed both boys through nightmares and we know the
hurt and the pain they are having. These two little boys loved their
daddy, but now because of two murderous animals, and I do mean
animals, they'll have to face life without him. They will never be
able to do all the things that fathers and sons do together and have
the love that they once shared with him and know that he was there for
them. His brother has had to face his pain alone, living so far away
from our family. And we thank God every day that we still have him.
Robert had a great love for life and for people. His greatest love was
for his sons. Love and respect for his grandparents. He wasn't a
church person. He had his faults, as we all do, but we loved him with
all of our hearts. He loved God at one point in his life and lived and
worked for God's cause, going to crusades with the youth of our
church. And in his adult years he did stray from God, but we had
always hoped that he would come back to what he was taught and what he
believed and God does promise us that. No human being deserves to die
the death that he did. It was violent, it was brutal and it was
needless. And two men have been put on trial for his murder. And there
is no doubt that they're the ones who killed him. They planned it.
They went to his home in broad daylight and they completed in a very
brutal way what they intended to do. And today one of them sits in
this courtroom, smug and uncaring. They've never shown one sign of
remorse. No shame. Their wives and friends visited with them. They're
allowed to hug them, kiss them, touch them, visit with them every
week, and we couldn't even say goodbye. Sometimes my husband and I
can't even communicate because of this murder. A part of our lives is
just one big void. It can't ever be filled or changed or replaced. Our
hopes and dreams have been shattered forever. And not only has this
been a vast emotional problem to us and his boys, it's placed a number
of loads on us that we just don't know how to deal with. I would beg
this court and this jury to see that justice is done. And justice to
us is no less than the death penalty. Both Mr. Welch and Mr. Conover
have a very long and vivid history of crimes of brutality. Mr. Conover
already was convicted of another murder for which he served only a few
years. And this was because he shot a woman for saying something that
he just didn't like. Through the jury selection of this trial, Mr.
Robertson [defense counsel] has tried to impress on us the unfortunate
childhood that Gary had and asked each one of you do you think a
person should be given a more lenient penalty. And if what we have
been told is true, yes, he did have an undesirable early life. But
does this give him the right to live above the laws of God and man,
the right to brutally attack another human being, and the right to
take a life? I don't believe it does. From the age of two until I was
about nine I, too, had a very harsh childhood. My brother and I lived
with a very brutal, drunken stepfather who physically abused our
mother and both of us. But in spite of our unfortunate childhood,
neither my brother [n]or I felt we had the right to disregard the law,
to cause pain and suffering to other people through senseless means of
brutal behavior. We've tried to live productive lives and raise our
children to live the same way, respecting the rights and the laws of
others. So, no, I can't believe that Mr. Welch's childhood should
excuse him from the things that he has done as an adult, including the
murderous act that took my son's life. We are all capable of making
choices in our lives. My brother and I chose to live by the law and to
be responsible for our actions. And Gary Welch had a choice. He chose
the path that brought him to this courtroom today. It was Gary Welch,
not his family, not his mother, who took our son from us. And it is
Gary Welch, not his family, who should be held responsible for his
actions. We can now only put our faith first in God and then our
courts, and you, the jury. And I would beg you, please, don't let this
happen to another family. And, again, I say I feel that he should be
imposed the death penalty. (Vol. 9, 2128–33.)
On direct appeal, Welch argued the admission of the
family's testimony violated his rights under the Eighth and Fourteenth
Amendments.FN8 The OCCA, citing to its earlier decisions discussing
the Supreme Court's decision in Payne v. Tennessee, 501 U.S. 808, 827,
111 S.Ct. 2597, 115 L.Ed.2d 720 (1991), rejected the argument: FN8.
Prior to Welch's trial, Conover was tried separately and sentenced to
death. On direct appeal, Conover's conviction was affirmed but his
sentence was reduced to life without parole due to the trial court's
refusal to allow Conover to introduce evidence of Hardcastle's
drug-related activities. Conover v. State, 933 P.2d 904, 922–23
(Okla.Crim.App.1997). The OCCA also determined the trial court erred
in admitting essentially the same victim impact statements admitted at
Welch's trial but, because of the separate issue warranting relief, it
did not reach the harmlessness of the error. Id. at 920–22. This
[Eighth Amendment] argument has previously been rejected in Ledbetter
v. State, 933 P.2d 880, 889–90 (Okla.Cr.App.1997) and Cargle v. State,
909 P.2d 806, 828 (Okla.Cr.1995). Cargle sets out the basis the United
States Supreme Court has utilized to find the Eighth Amendment is not
violated by victim impact evidence and that the Fourteenth Amendment
has the potential to be implicated if appropriate restrictions are not
placed on victim impact evidence. Welch, 968 P.2d at 1242. The OCCA
held the admission of much of the victim impact testimony was error
(violating the Fourteenth Amendment) but considered the error harmless
beyond a reasonable doubt: In the present case, the jury was properly
instructed on the use of victim impact evidence FN9 and Appellant
received sufficient notice of the victim impact evidence to be
introduced. Further, given the fact that we have determined,
independently of the victim impact evidence, there was sufficient
evidence to support three aggravating circumstances, we can safely
hold that portion of the victim impact evidence which was improperly
admitted was harmless beyond a reasonable doubt as the improperly
admitted evidence does not undermine the reliability of the verdict as
to the sentence imposed.
FN9. The jury was instructed as follows: The
prosecution has introduced what is known as victim impact evidence.
This evidence has been introduced to show the financial, emotional,
psychological, or physical effects of the victim's death on the
members of the victim's immediate family. It is intended to remind you
that you as the sentencer that just as the Defendant should be
considered as an individual, so to [ sic ] the victim is an individual
whose death may represent a unique loss to society and the family.
This evidence is simply another method of informing you about the
specific harm caused by the crime in question. You may consider this
evidence in determining an appropriate punishment. However, your
consideration must be limited to a moral inquiry into the culpability
of the defendant, not as an emotional response to the evidence. As it
relates to the death penalty, victim impact evidence is not the same
as aggravating circumstances. Proof of an adverse impact on the
victim's family is not proof of an aggravating circumstance.
Introduction of this victim impact evidence in no way relieves the
State of its burden to prove beyond a reasonable doubt at least one
aggravating circumstance which has been alleged. You may consider this
victim impact evidence in determining the appropriateness of the death
penalty, only if you first find that the existence of one or more of
aggravating circumstances [sic] has been proven beyond a reasonable
doubt by evidence independent from the victim impact evidence and find
that the aggravating circumstance or circumstances found outweigh the
finding of one or more mitigating circumstances. As it relates to the
other sentencing options, you may consider this victim impact evidence
in determining the appropriate punishment as warranted under the law
and facts of the case. Welch, 968 P.2d at 1254, (Vol. 9 at 2206–08.)
Id. at 1254. The district court concluded the family's victim impact
testimony violated both the Eighth and Fourteenth Amendments,
specifically noting the family's recommendation of a death sentence
was impermissible. Applying a deferential standard to the OCCA's
conclusion that the error was harmless under Chapman v. California,
386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967), it determined
the OCCA's decision was not objectively unreasonable,FN10 saying:
FN10. Welch did not argue to the district court that it should apply a
de novo standard of review as he now does. However, since the
government did not object we consider it. Several factors convince
this Court that admission of the improper victim impact evidence in
question was harmless error which does not warrant habeas relief.
First, the evidence of Petitioner's guilt was substantial. Second, the
jury found the existence of three aggravating circumstances beyond a
reasonable doubt before recommending the death penalty for Petitioner.
The jury found, based upon first stage evidence incorporated by
reference in the second stage proceedings, that Petitioner's attack on
Mr. Hardcastle was especially heinous, atrocious, and cruel. The jury
also found that Petitioner was previously convicted of a felony or
felonies involving the use or threat of violence to the person.
Finally, the jury found the existence of a probability that Petitioner
would commit criminal acts of violence that would constitute a
continuing threat to society. The evidence supporting the three
aggravating circumstances, independent of the victim impact evidence,
was ample. Welch, 2007 WL 927950 at *22. Welch argues he suffered
actual prejudice in this instance because all three witnesses were
allowed to testify at length to precisely the type of information
precluded by the Supreme Court in Booth v. Maryland, 482 U.S. 496, 107
S.Ct. 2529, 96 L.Ed.2d 440 (1987). Given the egregiousness of the
error found in the statements' direct attacks on Welch's character,
his mitigation evidence, the character of Welch's co-defendant and the
pleas for the death sentence, Welch contends the admission of this
testimony rendered his trial fundamentally unfair. In Booth, the
Supreme Court identified two categories of victim impact information
which, if admitted, “creates a constitutionally unacceptable risk that
the jury may impose the death penalty in an arbitrary and capricious
manner.” 482 U.S. at 502–503, 107 S.Ct. 2529. The first category is
testimony describing “the personal characteristics of the victims and
the emotional impact of the crimes on the family.” Id. at 502, 107
S.Ct. 2529. The second is “the family members' opinions and
characterizations of the crimes and the defendant.” Id. In 1989, the
Court extended the rule announced in Booth to statements made by a
prosecutor to a capital sentencing jury regarding the victim's
personal qualities. See South Carolina v. Gathers, 490 U.S. 805, 811,
109 S.Ct. 2207, 104 L.Ed.2d 876 (1989). In 1991, the Court expressly
overruled at least part of its decisions in Booth and Gathers. See
Payne v. Tennessee, 501 U.S. 808, 827, 111 S.Ct. 2597, 115 L.Ed.2d 720
(1991). It held “the Eighth Amendment erects no per se bar” to victim
impact evidence concerning the specific impact of the crime on the
family and a glimpse of the victim's life. Id. The only constitutional
limitation on this evidence is imposed by the Due Process Clause's
requirement of a fundamentally fair trial. See [ Frank ] Welch v.
Sirmons, 451 F.3d 675, 702–03 (10th Cir.2006) (abrogated on other
grounds). However, contrary to the OCCA's interpretation of Payne, we
have stated, “the portion of Booth prohibiting family members of a
victim from stating characterizations and opinions about the crime,
the defendant, and the appropriate sentence during the penalty phase
of a capital trial survived the holding in Payne and remains valid.”
Id. at 703 (quotations omitted). The OCCA decided portions of the
victim impact statements went outside constitutional bounds and were
clearly error. It recognized “such statements as the victim was
‘butchered like an animal’, and that two men ‘butchered him’ have no
place in a victim impact statement.” Welch, 968 P.2d at 1242. Rather,
the statements must be “restricted to the financial, emotional,
psychological, and physical effects, or impact, of the crime itself on
the victim's survivors; as well as some personal characteristics of
the victim.” Id. (quotations omitted). As a result, the OCCA applied
the correct law to the first two categories of impermissible victim
impact testimony.
However, the OCCA applied Oklahoma law which
specifically allows the admission of the family's sentencing
recommendation—evidence precluded by our reading of Supreme Court
precedent.FN11 See [ Frank ] Welch, 451 F.3d at 703. Although the OCCA
reviews these statements “with a heightened degree of scrutiny,”
Welch, 968 P.2d at 1242, it “made no attempt to reconcile Payne or
Booth ” to the family's recommendation of a death sentence. [ Frank ]
Welch, 451 F.3d at 703. Thus, the OCCA did not consider the
recommendations as constitutional error in its harmlessness analysis.
As a result, we determine de novo whether the erroneous admission of
the victim impact testimony so clearly swayed the jury as to cause
Welch actual prejudice as required by Brecht. In doing so, we are
mindful that “an error that may justify reversal on direct appeal will
not necessarily support a collateral attack on a final judgment.”
Brecht, 507 U.S. at 634, 113 S.Ct. 1710. We conclude Welch has not
shown the victim impact statements caused him actual prejudice. FN11.
See 22 Okla. Stat. § 984 (1998). This statute defined admissible
victim impact statements as “information about the financial,
emotional, psychological, and physical effects of a violent crime on
each victim and members of their immediate family, or person
designated by the victim or by family members of the victim and
includes information about the victim, circumstances surrounding the
crime, the manner in which the crime was perpetrated, and the victim's
opinion of a recommended sentence.” Id. Section 984 was repealed in
2010 and re-enacted without change as 21 Okla. Stat. § 142A–1.
Welch argues, because “[t]his case involved a
grown-man on grown-man homicide, a common method of murder (stabbing),
and elements of mutual combat [Welch's injury],” FN12 the crime does
not amount to the “worst of the worst” in capital case jurisprudence.
(Appellant's Petition for Rehearing at 4.) In addition, he contends
actual prejudice is demonstrated by the jury's questions about life
without parole—indicating the jury's struggle with the death
penalty—and the trial court's failure to provide a definitive answer.
FN12. The penetrating wound in Welch's arm caused an entry and exit
wound of approximately the same size. It was undisputed at trial that
only one knife was present during the fight. However, a second knife
was found underneath the driver's seat in Conover's car when he and
Welch were arrested. Also, undisputed testimony established that
Conover used his car to spirit Welch away from the ditch where he was
stabbing and cutting Hardcastle with a knife and broken bottle. The
operating physician testified to his inability to distinguish the
entry wound from the exit wound. However he did say either knife could
have caused Welch's injury but the longer knife found in the car was
more likely to cause an entry and exit wound of the same size.
Consequently, the jury heard evidence that the knife likely causing
Welch's wound was never at scene of the murder, but only in the
getaway car—evidence of any attack on Welch by Hardcastle was hardly
conclusive; perhaps not even credible. Assessing the improper parts of
the victim impact evidence “in the context of other evidence
presented,” we conclude it did not have an actual impact on the
sentence. Id. at 629, 113 S.Ct. 1710. In essence, Welch argues his
acts were not heinous, atrocious and cruel. But as discussed later,
the evidence supporting the three aggravating factors presented in
both stages of Welch's trial provided strong support for a death
sentence. The witnesses testified Welch chased Hardcastle out of his
home only to repeatedly stab him using both a knife and a broken beer
bottle while Conover held the victim down. Officer Gambill, who had
known Hardcastle since they were children, could not immediately
recognize Hardcastle when he arrived at the scene. Hardcastle “was
covered with blood and had severe wounds to his face ... a large hole
... in his left cheek.” (R. Vol. 6 at 1410.) Medical testimony
established that in addition to abrasions, cuts and superficial
wounds, Hardcastle sustained twenty-one non-superficial wounds.
Moreover, the evidence established Welch's history was permeated with
violent assaults, even while incarcerated pending trial in this case.
His own witnesses testified to his difficulty in controlling his rage.
The jury also learned Welch had twice been convicted of felony assault
and had, on at least one occasion, violated the conditions of his
probation to the point probation was revoked. This was not a case in
which there was simply sufficient evidence supporting the jury's
finding of aggravating factors; the evidence was overwhelming in
establishing the heinous nature of the crime and a dark history of
violence by Welch. The jury's parole questions and the district
court's response do not suggest that Welch was actually prejudiced. At
the end of the day, the jury was left with the same choices with which
it began—death, life without parole or life. The instructions were
clear and the court's response did not negate any of these choices.
Further, the jury was correctly instructed on the use of mitigating
evidence and its role in the sentencing deliberations. This is not to
say the victim impact testimony here was only marginally offensive.
The family members' testimony violated every category of impermissible
expression. Had the evidence of the murder and the evidence of Welch's
relentless violence against others been less graphic and compelling,
the result may be different. But “[t]he principle that collateral
review is different from direct review resounds throughout our habeas
jurisprudence.” Brecht, 507 U.S. at 633, 113 S.Ct. 1710. Considering
all of the evidence in both stages of this trial we cannot say the
improper victim impact testimony impermissibly swayed the jury's
verdict. See [ Frank ] Welch, 451 F.3d at 704; Le v. Mullin, 311 F.3d
1002, 1016 (10th Cir.2002) (In a case in which the Oklahoma court
applied the appropriate federal law, victim impact evidence was
harmless given overwhelming evidence of guilt and evidence supporting
aggravating factors coupled with instruction to the jury). We cannot
conclude that the jury's verdict was substantially influenced by the
victim impact testimony. See Brecht, 328 U.S. at 776.
E. Proposition 5—Response to Jury's Questions
During sentencing deliberations, the jury sent two
notes to the judge relevant to the sentence. It first asked, “Can life
without parole be reduced by appeal or pleas in the future?” (Ex.
Pack.) The court responded, “I am not allowed to answer this
question.” ( Id.) Undeterred, the jury sent a second note asking, “Has
anybody ever be[en] released with the sentencing of life without
parole?” ( Id.) The court again responded it was not allowed to
answer. On direct appeal, Welch argued the judge's refusal to clarify
the jury's obvious confusion denied him due process under Simmons v.
South Carolina, 512 U.S. 154, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994),
and the error was plain. After reviewing relevant Oklahoma precedent,
the OCCA said: The court's response to the jurors' questions in this
case was nonresponsive and as such forced the jury to fall back on the
plain meaning of the instructions—instructions which merely set out
the three punishment options of death, life without parole and life
imprisonment. While the trial court could have specifically referred
the jury back to those instructions, it was not required to further
define the punishment options or explain the parole process. We find
the jury was not confused or misled by the court's response as
Appellant has failed to show that when the jury returned its verdict
on punishment that it was confused or misunderstood any of the three
punishment options. Welch, 968 P.2d at 1246 (citations omitted).FN13
FN13. The OCCA apparently determined the trial judge erred under
Oklahoma law because the jury was not reconvened to receive its answer
as required by Okla. Stat. tit. 22, § 894. See Welch v. State, 968
P.2d 1231, 1245 (Okla.Crim.App.1998) (“Section 894 provides that when
the jury has a question after it has started deliberations, they must
be conducted into open court to receive their response in the presence
of the defendant and all counsel concerned. The record does not
reflect that the jury was brought into the courtroom to receive the
court's response.”). It found that error was harmless. Id. at 1246. At
present, the trial court's answer apparently would have been incorrect
under Oklahoma law on another ground as well. After Littlejohn v.
State, 85 P.3d 287, 293–94 (Okla.Crim.App.2004), the judge has been
encouraged to explain the instructions. In Littlejohn, the OCCA made
clear that the trial court has three options for how to handle such a
question from the jury: [I]n future cases where the jury during
deliberations asks, in some form or fashion, whether an offender who
is sentenced to life imprisonment without the possibility of parole is
parole eligible, the trial court should either refer the jury back to
the instructions, tell the jury that the punishment options are self
explanatory, or advise the jury that the punishment options are to be
understood in their plain and literal sense and that the defendant
will not be eligible for parole if sentenced to life imprisonment
without the possibility of parole. Id. at 293–94 (citations omitted).
Given that the court decided Littlejohn after this appeal was final,
that rule does not apply in this case. In Simmons, the Supreme Court
held when the defendant's future dangerousness is at issue, and the
only available alternative sentence to death is life imprisonment
without possibility of parole, due process requires that the
sentencing jury be told the defendant is parole ineligible. Id. at
156, 114 S.Ct. 2187. The Court reasoned that consideration of a
defendant's future dangerousness is affected by the possibility the
defendant may be allowed to return to society. Id. at 168–69, 114
S.Ct. 2187. Similarly, in Shafer v. South Carolina, the Court held,
because the jury was only given two sentencing options—life
imprisonment or death—without being told the meaning of life
imprisonment, the sentence must be reversed. 532 U.S. 36, 121 S.Ct.
1263, 149 L.Ed.2d 178 (2001). In applying Simmons, we have concluded
that if the trial court simply directs the jury to review the
instructions again, the defendant's due process rights are not
violated. See McCracken v. Gibson, 268 F.3d 970, 980–81 (10th
Cir.2001); McGregor v. Gibson, 219 F.3d 1245, 1256 (10th Cir.2000),
overruled en banc on other grounds by 248 F.3d 946 (10th Cir.2001).
Conversely, in cases in which the trial court informs the jury that it
is not to consider the issue of whether the defendant is parole
ineligible, we have found a due process violation. See Mollett v.
Mullin, 348 F.3d 902, 915 (10th Cir.2003) (determining trial court
violated defendant's due process rights by stating, “matters of parole
are beyond the purvue [sic] of the jury or the court to consider”)
(quotation marks omitted); Johnson v. Gibson, 254 F.3d 1155, 1164,
1166 (10th Cir.2001) (holding trial court's response, “[i]t is
inappropriate for you to consider the question asked,” “did more than
give a non-responsive answer” but, contrary to Supreme Court
precedent, “told the jury that parole eligibility could not be
considered....”) (quotation marks omitted). Even assuming the trial
court's statement (that it was not allowed to answer the jury's
questions) ran afoul of Oklahoma procedural law, its response simply
could not have created a prohibited false choice under the United
States Constitution. Failing to clarify the life without parole
instruction cannot be “taken to mean that parole was available but
that the jury, for some unstated reason, should be blind to this
fact.” Shafer, 532 U.S. at 53, 121 S.Ct. 1263 (quotation marks
omitted). Rather, as in McCracken and McGregor, the state trial
court's non-responsive answer simply required the jury to return to
the instructions as its sole guidance. And those instructions properly
referred to Oklahoma's three-option sentencing scheme, offering the
jury three choices—death, life imprisonment without parole and life
imprisonment—which we have previously held to be constitutionally
adequate. Hamilton v. Mullin, 436 F.3d 1181, 1191 (10th Cir.2006). The
trial court's response to the jury's questions did not negate or
contradict any of these choices; each were explicitly set forth in the
jury instructions and clearly presented in the verdict form. Moreover,
evidence of Welch's future dangerousness demonstrated Welch's violence
did not disappear at the prison gate. Not only was there evidence of a
pattern of domestic violence, but several witnesses testified
regarding Welch's outbursts while in custody. The OCCA reasonably
found the trial court's response to the jury questions did not violate
Welch's constitutional rights.
F. Proposition 7—Aggravating Factors
Welch challenges two of the three aggravating
factors found by the jury. He claims there was insufficient evidence
to support the jury's determination his crime was “heinous, atrocious
or cruel.” He further contends the State used inadmissible evidence to
prove the “continuing threat” aggravator.
1. Heinous, Atrocious or Cruel
To find a murder heinous, atrocious or cruel, the
State must prove the victim suffered torture or serious physical
abuse. Serious physical abuse requires a showing the victim was
subjected to “great physical anguish” or “extreme mental cruelty.”
Neill v. State, 896 P.2d 537, 555 (Okla.Crim.App.1994). Welch argues
Hardcastle's death, resulting from stab wounds occurring in a rather
short period of time, cannot meet these standards. Welch asserts the
AEDPA standard of review does not apply to this claim because, on
direct appeal, the OCCA reviewed this claim under an erroneous legal
standard. The standard used by the OCCA was “whether there was any
competent evidence to support the State's charge that the aggravating
circumstance existed.” Welch, 968 P.2d at 1246. Welch argues the
proper standard is articulated by the Supreme Court in Jackson v.
Virginia, as follows: “whether any rational factfinder could have”
found the existence of the prerequisite facts “beyond a reasonable
doubt.” 443 U.S. 307, 313, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). While
Welch is correct the Jackson standard applies, he asserts without
analysis that the standard used by the OCCA “is much different than
the one in Jackson and also much more favorable to the State.”
(Appellant's Br. at 71.) We agree the wording of the standards is
different but need not decide whether the standard used by the OCCA is
contrary to Jackson. With or without AEDPA deference, the OCCA's
ultimate determination is a reasonable application of Jackson based on
the facts of this case. The OCCA concluded the following facts
supported the heinous, atrocious or cruel aggravating factor: [T]he
evidence showed that the victim was conscious as he was attacked with
a knife and a broken beer bottle and desperately sought to run away
from his attacker and defend himself. He was able to talk with the
first officer who responded to the scene and identify Appellant as the
assailant.... [T]here was no need for the jury to speculate as to
whether the victim remained conscious after the infliction of the
initial wounds or whether he suffered mental anguish. Further, the
evidence in this case showed the victim did not die immediately, but
was left to languish from multiple knife wounds. Leaving a victim to
linger and languish after he was stabbed is sufficient to support this
aggravator. Welch, 968 P.2d at 1247. Welch argues the OCCA's
conclusion is contrary to other Oklahoma cases involving more gruesome
factual circumstances where the OCCA held the evidence insufficient to
support this aggravating factor. A careful reading of these cases
reveals the OCCA's decisions reached a different result because the
state had failed to show the victim was conscious or establish the
death was not nearly instantaneous. Those doubts are not present here.
“[T]o evaluate whether the ‘heinous, atrocious, or
cruel’ aggravating circumstance was properly applied, we must examine
the state court's findings as to the duration of conscious suffering
on the part of the victim.” Medlock v. Ward, 200 F.3d 1314, 1324 (10th
Cir.2000) (Lucero, J., concurring). The jury heard evidence of a fight
that continued from Hardcastle's home into the street where he fled.
He appeared at the doorway bleeding. In the street, Conover held him
down and punched him. Welch repeatedly stabbed him. During the
struggle his clothes were stripped from his body. Given the evidence
adduced in the guilt stage and incorporated into the sentencing stage,
a rational trier of fact could have found the existence of great
physical and mental anguish before his death. And “despite the
omission of the word ‘physical,’ from the instruction, the instruction
still performed its required narrowing function and imposed restraint
upon the sentencer.” Miller v. Mullin, 354 F.3d 1288, 1300 (10th
Cir.2004). Thus, the OCCA's conclusion is not an unreasonable
determination of the facts or contrary to clearly established federal
law.
2. Continuing Threat Welch contends the continuing
threat aggravator was supported primarily by unadjudicated offenses.
Welch concedes unadjudicated crimes or a past history of lawlessness
may be used to prove he poses a “continuing threat” to society. See
Jurek v. Texas, 428 U.S. 262, 276, 96 S.Ct. 2950, 49 L.Ed.2d 929
(1976) (“What is essential is that the jury have before it all
possible relevant information about the individual defendant whose
fate it must determine.”); Knighton v. Mullin, 293 F.3d 1165, 1172
(10th Cir.2002) (“The Constitution ... does not preclude a capital
sentencer from considering unadjudicated bad acts.”). However, Welch
complains “the relatively minor incidents from the early 1980s were
too remote” and “the evidence allowed was overbroad and irrelevant.”
(Appellant's Br. at 77.) This assertion minimizes the seriousness and,
more importantly, the consistency of Welch's violent behavior. In any
event, Welch fails to direct us to any Supreme Court precedent holding
the admission of similar unadjudicated crimes is a violation of
constitutional proportion. This claim is without merit.
G. Propositions 6 & 8—Sentencing Phase
Instructions
Welch offered a sentencing instruction which asked
the jury to consider the following mitigating evidence: the effects of
his substance abuse and childhood trauma causing mental impairment;
the love of friends and family members continuing after imprisonment;
the ability to control his mental impairment through deprivation of
drugs and alcohol; and how he would benefit from a controlled
environment such as prison. The trial court refused the instruction.
Instead, it instructed the jury: “Mitigating circumstances are those
which, in fairness and mercy, may be considered as extenuating or
reducing the degree of moral culpability or blame. The determination
of what are mitigating circumstances is for you as jurors to resolve
under the facts and circumstances of this case.” (R. Vol. 2 at 432.)
On direct appeal, Welch argued the trial court erred when it failed to
give his requested instruction and the error was exacerbated when the
court instructed that mitigating circumstances “may be considered.” He
claims, together, those actions presented an impermissible risk the
jury would disregard the mitigating evidence altogether. The OCCA
rejected Welch's claim because the instructions as a whole did not
prevent the jury from considering the evidence nor was there “a
reasonable likelihood the jury failed to consider the evidence offered
in mitigation.” Welch, 968 P.2d at 1245. Welch maintains the OCCA's
ruling is contrary to Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934,
106 L.Ed.2d 256 (1989) ( Penry I ) ( overruled on other grounds by
Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335
(2002)), Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d
1 (1982), and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d
973 (1978).FN14 “In Lockett, a plurality of the Court decided that an
Ohio death penalty statute that limited the jury's consideration to
specified mitigating circumstances violated the constitutional
requirement of individualized sentencing in capital cases.” Saffle v.
Parks, 494 U.S. 484, 489, 110 S.Ct. 1257, 108 L.Ed.2d 415 (1990). In
Eddings, the Court applied Lockett and ruled “a sentencing judge's
refusal, as a matter of law, to consider mitigating evidence presented
by a capital defendant concerning his family history and upbringing
was constitutional error.” Id. The Court reasoned “it was as if the
trial judge had instructed a jury to disregard the mitigating evidence
Eddings proffered on his behalf.” Eddings, 455 U.S. at 114, 102 S.Ct.
869. These principles were applied in Penry I, where the Court held
the Texas death penalty scheme allowing the jury to consider only the
answer to two questions before applying the death penalty prevented
the jury from considering and giving effect to certain types of
mitigating evidence. As recently explained by the Supreme Court: FN14.
Welch also claims the instruction given to the jury impermissibly ties
the mitigating evidence to “those things that reduce the degree of
moral culpability or blame for committing the crime. It does not
explain clearly to the jury that mitigating evidence may also include
characteristics personal to the accused that have no relation to the
crime at all.” (Appellant's Br. at 67.) This argument was not raised
in the state or district courts and Welch offers no justification for
a deviation from our general rule refusing to address arguments
presented for the first time on appeal. See United States v. Mora, 293
F.3d 1213, 1216 (10th Cir.2002). Therefore, this argument will not be
considered. [S]entencing juries must be able to give meaningful
consideration and effect to all mitigating evidence that might provide
a basis for refusing to impose the death penalty on a particular
individual, notwithstanding the severity of his crime or his potential
to commit similar offenses in the future. Abdul–Kabir v. Quarterman,
550 U.S. 233, 246, 127 S.Ct. 1654, 167 L.Ed.2d 585 (2007). A reviewing
court must determine “whether there is a reasonable likelihood that
the jury has applied the challenged instruction in a way that prevents
the consideration of constitutionally relevant evidence.” Boyde v.
Calif., 494 U.S. 370, 380, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990). The
instructions are considered as a whole. There is no Supreme Court
precedent requiring a trial court to affirmatively instruct on the
specific mitigating evidence the defendant wishes the jury to
consider. Therefore, this claim fails under AEDPA. See Smith v.
Spisak, ––– U.S. ––––, 130 S.Ct. 676, 684, 175 L.Ed.2d 595 (2010) (no
right to habeas relief if Supreme Court has not previously held jury
instruction unconstitutional for same reason); see also Knowles v.
Mirzayance, 556 U.S. 111, 129 S.Ct. 1411, 1419, 173 L.Ed.2d 251 (2009)
(legal rule must be “squarely established” by Supreme Court). In
addition, the OCCA correctly noted Penry 1 and its predecessors
involved instructions “which improperly limit[ed] the jury's
consideration of certain evidence [in addition to] the absence of an
instruction specifically directing their consideration of certain
evidence.” Welch, 968 P.2d at 1244. Here, Welch's jury was not
prevented from considering mitigating evidence and was specifically
instructed it was limited only by its own judgment. In Smallwood v.
Gibson, 191 F.3d 1257, 1271 (10th Cir.1999) and Boyd v. Ward, 179 F.3d
904, 924 (10th Cir.1999), we rejected the argument that the use of the
word “may” in a mitigating evidence instruction permitted the jury to
ignore mitigating evidence. Welch concedes this point but maintains
his case is distinct because, unlike Boyd v. Ward, the trial court
refused his instruction listing the mitigating evidence. Welch asserts
“[t]his extra component of the instructions is of constitutional
importance” because it provides the “vehicle to give effect to the
mitigation evidence in a constitutional manner.” (Appellant's Br. at
80, 81.) In Boyd v. Ward, the trial court gave an identical
instruction on mitigating evidence as was given here. 179 F.3d at 924.
We held: The use of the word “may” does not alone compel the
conclusion that the jury was empowered to ignore mitigating evidence.
Moreover, instruction number nine FN15 told the jury it “shall”
consider certain minimum mitigating circumstances and “may” consider
any additional mitigating circumstances. There is no reasonable
likelihood that the jury applied the instructions in such a way that
it was prevented from considering mitigating evidence. FN15.
Instruction 9 read: You are instructed that mitigating circumstances
are not specifically enumerated in the Statutes of this State but the
law of this State sets up certain minimum mitigating circumstances you
shall follow as guidelines in determining which sentence you impose in
this case. You shall consider any or all of these minimum mitigating
circumstances which you find apply to the facts and circumstances of
this case. You are not limited in your consideration to these minimum
mitigating circumstances. You may consider any additional mitigating
circumstance, if any, you find from the evidence in this case. What
are and what are not additional mitigating circumstances are for you
the jury to determine. Evidence has been offered as to the following
mitigating circumstances: 1. The Defendant did not plan to kill the
deceased. Whether these circumstances existed and what degree and
weight you are to place on them must be decided by you. Boyd, 179 F.3d
at 924. Id. Even so, Welch claims our decision in Boyd v. Ward
suggested the Oklahoma instruction would not pass constitutional
muster in the absence of an instruction listing mitigating
circumstances. That is not the case. Our mention of the additional
instruction was merely to reinforce the OCCA's determination the jury
did not misapprehend its duty.
“[A] capital sentencing proceeding is not
inconsistent with the Eighth Amendment if there is only a possibility
of such an [impermissible] inhibition” in considering mitigating
evidence. Boyde, 494 U.S. at 380, 110 S.Ct. 1190. Jurors do not sit in
solitary isolation booths parsing instructions for subtle shades of
meaning in the same way that lawyers might. Differences among them in
interpretation of instructions may be thrashed out in the deliberative
process, with commonsense understanding of the instructions in the
light of all that has taken place at the trial likely to prevail over
technical hairsplitting. Id. at 380–81, 110 S.Ct. 1190. Looking to the
instructions as a whole, the jury was told the meaning of mitigation
and instructed it must unanimously find the existence of the
aggravating factors beyond a reasonable doubt. It was also instructed
that even if the aggravating factors were found to exist, it was
authorized to consider the death penalty only if it found the
aggravating factors outweighed the mitigating evidence. Given these
instructions, the OCCA's conclusion is not contrary to or an
unreasonable application of clearly established federal law. Finally,
Welch argues the failure to instruct the jury that it could consider a
sentence of life or life without the possibility of parole even if it
found the existence of one or more aggravating factors violated his
rights under the Eighth and Fourteenth Amendments. He concedes we have
rejected this precise claim in Fox v. Ward, 200 F.3d 1286, 1300–01
(10th Cir.2000). He presents no new argument and therefore, we deny
this claim for the same reasons articulated in Fox.
H. Proposition 9—Ineffective Assistance of Trial
and Appellate Counsel
The OCCA rejected Welch's claims that both his
trial counsel and appellate counsel provided ineffective assistance.
To prevail, Welch must establish trial counsel's (1) “representation
fell below an objective standard of reasonableness,” and (2) there is
“a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different.”
Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 80
L.Ed.2d 674 (1984). To establish the prejudice prong at sentencing,
Welch must demonstrate, “there is a reasonable probability that,
absent the errors, the sentencer ... would have concluded that the
balance of aggravating and mitigating circumstances did not warrant
death.” Id. at 695, 104 S.Ct. 2052. Our review is “highly
deferential.” Id. at 689, 104 S.Ct. 2052. Recently, the Supreme Court
recognized Strickland created a general standard, thus giving “a state
court ... even more latitude to reasonably determine that a defendant
has not satisfied that standard.” Knowles, 129 S.Ct. at 1420; see also
Yarborough v. Alvarado, 541 U.S. 652, 664, 124 S.Ct. 2140, 158 L.Ed.2d
938 (2004) (“[E]valuating whether a rule application was unreasonable
requires considering the rule's specificity. The more general the
rule, the more leeway courts have in reaching outcomes in case-by-case
determinations.”) Thus, our review should be “doubly deferential.”
Knowles, 129 S.Ct. at 1420. And we “indulge in a strong presumption
that counsel's conduct falls within the wide range of reasonable
professional assistance; that is, the defendant must overcome the
presumption that, under the circumstances, the challenged action might
be considered sound trial strategy.” Strickland, 466 U.S. at 689, 104
S.Ct. 2052 (internal quotation marks omitted). Welch posits four
reasons why his trial counsel was ineffective, all of which
impermissibly led the jury to impose the death penalty. 1. Failure to
Cross–Examine Regarding Hardcastle's Drug Activity. Welch contends
trial counsel's failure to cross-examine witnesses at both the guilt
and the penalty phase and the failure to introduce evidence regarding
Hardcastle's drug dealing prejudiced his defense. He claims, had the
jury heard this evidence, it would have supported his self-defense
theory by showing Hardcastle was capable of violent and unpredictable
actions “that go with that lifestyle.” (Appellant's Br. at 88.) At the
penalty phase, such evidence would have countered the State's
presentation (through the victim impact statements) of Hardcastle as
“just a normal guy who was married and had children.” ( Id. at 87.)
The fact Hardcastle dealt drugs would have shown “his lifestyle was
one in which he was likely to end up in a bad situation and thus he
did not have entirely ‘clean hands' in the situation.” ( Id. at 88.)
Welch raised this claim on direct appeal. The OCCA determined
counsel's failure to introduce this evidence was reasonable trial
strategy at both stages of the trial. At the guilt stage, the OCCA
determined “it would only have served to strengthen the State's theory
that [Welch] killed the victim when he failed to provide the drugs.”
Welch, 968 P.2d at 1252. At the penalty stage, it concluded “the
decision to cross-examine relatives of the victim on negative aspects
of the victim's character is a matter best left to trial counsel who
observes the witnesses and jury first hand.” Id. Welch argues the
OCCA's reasoning is deficient, especially in light of its reversal of
Conover's death penalty on the same grounds. But Conover and Welch had
separate trials with differing defense theories. The theory at
Conover's trial was Hardcastle's involvement with drugs demonstrated
“Welch went to the victim's home to purchase drugs and not to kill him
and therefore neither Welch nor [Conover] acted with premeditation.”
Conover, 933 P.2d at 912. The trial court did not allow evidence of
Hardcastle's drug activities as support for Conover's theory. At
sentencing, Conover again attempted to elicit this evidence but the
trial court again refused. The OCCA reversed Conover's death sentence,
finding the evidence admissible and the trial court's refusal to admit
it was error which affected the reliability of the sentencing
procedure. Welch's trial strategy was quite different. Welch denied he
went to Hardcastle's looking for drugs and testified he just wanted to
discuss a tattoo. Consequently, counsel did not attempt to introduce
evidence of Hardcastle's drug dealing. Welch argues that counsel's
decision not to introduce this evidence was not a reasonable trial
strategy.
Counsel's performance must be “completely
unreasonable” to be constitutionally ineffective, “not merely wrong.”
Hoxsie v. Kerby, 108 F.3d 1239, 1246 (10th Cir.1997). As the OCCA
noted, Welch's testimony was he acted in self-defense. He did not
mention any involvement with drugs and denied he threatened Rogers or
St. John earlier that day to gain access to drugs. Therefore, the
OCCA's conclusion that trial counsel's strategy to forego a theory
invoking Welch's search for drugs is not unreasonable, particularly
under the double deference test. While the strategy to avoid this
evidence during the sentencing phase is less obvious, we do not
determine counsel's effectiveness through a rear view mirror. The
Supreme Court requires we make “every effort ... to eliminate the
distorting effects of hindsight” by indulging in a strong presumption
counsel acted reasonably. Strickland, 466 U.S. at 689, 104 S.Ct. 2052.
As the OCCA observed, we cannot know the interaction between the
victim's family and the jury during the penalty phase. It is not
unreasonable to avoid questions requiring the family to speak ill of
the deceased for fear the jury's anger would settle on the defendant.
The OCCA's conclusion that trial counsel was not ineffective for
failing to elicit evidence of Hardcastle's drug activity at sentencing
is not contrary to clearly established federal law.
2. Failure to Object to Erroneous Penalty Phase
Instruction.
Welch next claims trial counsel's failure to object
to the jury instruction defining the heinous, atrocious or cruel
aggravator was ineffective assistance of counsel. While the OCCA held
counsel should have objected to the instruction's use of the phrase
“serious abuse” rather than “serious physical abuse,” it concluded the
failure to object did not prejudice the defendant. Welch, 968 P.2d at
1247–48. We agree. There is no question the evidence at trial
established Hardcastle suffered serious physical abuse. Thus, the
evidence at trial supports the OCCA's determination that the
difference in the language “could have had no impact on the sentencing
decision.” Id. at 1248.
3. Failure to Challenge Improper Voir Dire.
During voir dire, the prosecutor asked all but two
members of the jury questions similar to the following: “Do you feel
like something like a poor childhood is a reason to not assess the
death penalty? ... If there is evidence as to drug involvement, or
alcohol involvement, things of that nature, do you feel that in and of
itself is a reason to not assess the death penalty? (Tr. Vol. 2 at
431, 438, 447, 437; Vol. 3 at 553, 731; Vol. 4 at 876, 901, 958, 982.)
The prosecutor received a negative answer from each juror. Welch
maintains these questions impermissibly secured an agreement from the
jurors to ignore Welch's mitigation evidence, thus ensuring a death
sentence. He claims trial counsel's failure to object to this line of
questioning constituted ineffective assistance of counsel under
Strickland. While ineffective assistance of trial counsel was raised
on direct appeal, it did not include a claim based on voir dire. When
raised in Welch's petition for post-conviction relief, the OCCA held
this aspect of his ineffective assistance of counsel claim was barred
by res judicata. Welch, 972 P.2d at 28–29. “On habeas review, this
court does not address issues that have been defaulted in state court
on an independent and adequate state procedural ground, unless the
petitioner can demonstrate cause and prejudice or a fundamental
miscarriage of justice.” English v. Cody, 146 F.3d 1257, 1259 (10th
Cir.1998). The Oklahoma requirement that a claim of ineffective
assistance of trial counsel be raised on direct appeal is an adequate
ground for procedural default if (1) the defendant's counsel on direct
appeal is different from trial counsel and (2) the claims can be
resolved on the trial record alone. Id. at 1263. Welch concedes he had
different counsel on appeal and the claim could have been resolved on
the trial record alone. Therefore, habeas review of this claim on the
merits is barred unless Welch can show “cause for the default and
prejudice resulting therefrom, or that failure to review his claim[s]
will result in a fundamental miscarriage of justice.” Hickman v.
Spears, 160 F.3d 1269, 1272 (10th Cir.1998). Welch contends he met the
cause and prejudice requirement because his appellate counsel was
ineffective in failing to raise his trial counsel's ineffectiveness
during voir dire, especially when considered in conjunction with the
trial court's refusal to give a specific instruction listing the
mitigation factors. Mitchell v. Gibson, 262 F.3d 1036, 1057 (10th
Cir.2001) (quotations omitted). The OCCA determined Welch's appellate
counsel was not ineffective by applying the test set out in Walker v.
State, 933 P.2d 327, 334 (Okla.Crim.App.1997). See Welch, 972 P.2d at
29–30. But we have held the Walker test “is contrary to federal law.”
DeLozier v. Sirmons, 531 F.3d 1306, 1331 (10th Cir.2008), cert.
denied, ––– U.S. ––––, 129 S.Ct. 2058, 173 L.Ed.2d 1138 (2009). We,
therefore, do not defer to the OCCA's ruling but review appellate
counsel's performance de novo. Id. If Welch cannot show trial counsel
was ineffective, then he cannot show “cause” (ineffective appellate
representation) for his procedural default. Sherrill v. Hargett, 184
F.3d 1172, 1175–1176 (10th Cir.1999). In addition, while “[a] claim of
appellate ineffectiveness can be based on counsel's failure to raise a
particular issue on appeal, ... counsel ‘need not (and should not)
raise every nonfrivolous claim, but rather may select from among them
in order to maximize the likelihood of success on appeal.’ ” Cargle v.
Mullin, 317 F.3d 1196, 1202 (10th Cir.2003) (quoting Smith v. Robbins,
528 U.S. 259, 288, 120 S.Ct. 746, 145 L.Ed.2d 756 (2000)). “[I]f the
omitted issue has merit but is not so compelling, [we assess] the
issue relative to the rest of the appeal, and deferential
consideration must be given to any professional judgment involved in
its omission; of course, if the issue is meritless, its omission will
not constitute deficient performance.” Id. We first look to the
predicate inquiry, whether trial counsel performance was unreasonably
deficient and whether it prejudiced Welch. He has failed to show the
latter. Assuming, arguendo, trial counsel's failure to object to the
State's voir dire was deficient performance, counsel was not
ineffective because the error did not prejudice Welch's defense. A
capital jury is not required to find any particular evidence must be
given mitigating effect or weight. Boyde, 494 U.S. at 377, 110 S.Ct.
1190. There is a constitutional violation only if there exists a
reasonable likelihood that the jurors believed themselves precluded
from considering relevant mitigating evidence. Id. at 386, 110 S.Ct.
1190. Put differently, the jury must be the body that decides the
weight or effect given to the evidence. The questions asked during
voir dire did not preclude the jury from considering Welch's evidence.
After the State's allegedly improper questions to the jury, defense
counsel questioned each juror to assure individual willingness to
consider every form of punishment in the event they found Welch
guilty, as well as each juror's willingness to adhere to the court's
instructions. Given these circumstances, we cannot say there is a
reasonable likelihood the prosecutor's questions affected the jury's
decision on guilt or sentencing. Moreover, the prosecutor's questions
were irrelevant to guilt and the evidence supporting the aggravating
factors was sufficient to impose the death sentence, even considering
all mitigating evidence. Because Welch cannot show trial counsel's
alleged error caused prejudice, his ineffective assistance of
appellate counsel claim must fail. Therefore, he cannot avoid the
procedural bar.
4. Failure to Develop And Present Mitigating
Evidence.
a) Trial Counsel's Ineffectiveness
Welch asserts trial counsel was ineffective for
failing to present additional mitigating evidence at sentencing. Prior
to trial, clinical social worker Fran St. Peters evaluated Welch and
concluded Welch should be evaluated by a neuropsychologist. She
reported Welch had “memory interruptions,” “grandiose delusions” and
detailed Welch's abuse as a child as well as the history of mental
illness in his family. Reports from juvenile authorities also
documented Welch's problems as a juvenile and indicated he had been
chained by his parents as a child. Welch claims trial counsel's
failure to introduce this evidence deprived the jury of an
understanding of the full picture of his childhood's severe emotional
and physical abuse which prevented him from learning to socialize like
normal children. The OCCA and the district court held this claim of
ineffective assistance of trial counsel was procedurally barred
because it had not been raised on direct appeal and “[did] not turn on
facts or information unavailable at the time of his direct appeal.”
Welch, 972 P.2d at 29; see also Okla. Stat. tit. 22, § 1089(C) (“[t]he
only issues that may be raised in an application for post-conviction
relief are those that ... [w]ere not and could not have been raised in
a direct appeal.”). Welch claims the procedural bar should not apply
here because his ineffectiveness claim could not “be resolved on the
trial record alone.” (Appellant's Br. at 93.) And Welch now adds an
argument that the procedural bar is not adequate because it is not
strictly or regularly followed. But this argument, raised for the
first time in this Court, was specifically noted for its absence by
the district court. See Welch, 2007 WL 927950 at *42 n. 26. FN16 FN16.
Footnote 26 states: The Court need not address whether Oklahoma's
procedural rules are adequately and evenhandedly applied because
Petitioner does not address his alleged procedural default, let alone
challenge the adequacy of Oklahoma's procedural rules. See Spears v.
Mullin, 343 F.3d 1215, 1252 (10th Cir.2003); Hooks v. Ward, 184 F.3d
1206, 1215 (10th Cir.1999) (concluding it is habeas petitioner's
burden to challenge the adequacy of a state procedural bar). Our cases
(and more important, Supreme Court Cases) do not prevent Oklahoma from
requiring ineffectiveness of trial counsel claims to be raised on
direct appeal. English, 146 F.3d at 1263. Our cases do require
procedures that: “(1) allow petitioner an opportunity to consult with
separate counsel on appeal in order to obtain an objective assessment
of trial counsel's performance and (2) provide a procedural mechanism
whereby a petitioner can adequately develop the factual basis of his
claims of ineffectiveness.” Id. Under OCCA Rule 3.11, a defendant may
request an evidentiary hearing “[w]hen an allegation of the
ineffective assistance of trial counsel is predicated upon an
allegation of failure of trial counsel to properly utilize available
evidence or adequately investigate to identify evidence which could
have been made available during the course of the trial.” Okla. Stat.
tit. 22, ch. 18, app., Rule 3.11(B)(3)(b). “However, we have been
skeptical of whether Rule 3.11 is sufficient to satisfy” a procedural
mechanism by which a defendant can supplement the record. Fairchild v.
Workman, 579 F.3d 1134, 1142–43 (10th Cir.2009). Nonetheless, because
Welch did not challenge the method by which he could supplement the
facts on appeal to the State or federal district court, any argument
that he was not provided an adequate procedure is waived. Therefore,
we do not consider it here. Cone, 129 S.Ct. at 1780 (“When a
petitioner fails to properly raise his federal claims in state court,
he deprives the State of an opportunity to address those claims in the
first instance and frustrates the State's ability to honor his
constitutional rights.”) (quotations omitted); see also United States
v. Avalos, 506 F.3d 972, 977 (10th Cir.2007) (issues not raised below
are waived). In any event, as discussed below, trial counsel presented
mitigating evidence of Welch's difficult childhood and it is highly
unlikely further mitigation evidence would have changed his sentence.
5. Ineffectiveness of Appellate Counsel.
Welch contends his claim of trial counsel's
ineffective investigation and presentation of mitigating evidence
should not have been subjected to the procedural bar. That is because
his appellate counsel was ineffective for failing to raise this claim.
We review this claim de novo because the OCCA determined appellate
counsel was effective under the Walker test, an incorrect standard.
Welch must show appellate counsel's representation fell “below an
objective standard of reasonableness” in light of “prevailing
professional norms.” Strickland, 466 U.S. at 688, 104 S.Ct. 2052. We
“indulge a strong presumption that counsel's conduct falls within the
wide range of reasonable professional assistance” and avoid judging
counsel's performance using the distorting benefit of hindsight. Id.
at 689, 104 S.Ct. 2052 (quotations omitted). The Supreme Court
recently reiterated we may consider the standards in effect at the
time of counsel's representation as “guides” but “the Federal
Constitution imposes one general requirement: that counsel make
objectively reasonable choices.” Bobby v. Van Hook, ––– U.S. ––––,
––––, 130 S.Ct. 13, 17, 175 L.Ed.2d 255 (2009) (quotations omitted).
Even assuming Welch could show trial counsel's failure to present St.
Peter's testimony and his juvenile records fell below that standard,
he must then show that “there is a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694, 104 S.Ct.
2052. When a defendant challenges a death sentence such as the one at
issue in this case, the question is whether there is a reasonable
probability that, absent the errors, the sentencer—including an
appellate court, to the extent it independently reweighs the
evidence—would have concluded that the balance of aggravating and
mitigating circumstances did not warrant death. In making this
determination, a court hearing an ineffectiveness claim must consider
the totality of the evidence before the judge or jury. Some of the
factual findings will have been unaffected by the errors, and factual
findings that were affected will have been affected in different ways.
Some errors will have had a pervasive effect on the inferences to be
drawn from the evidence, altering the entire evidentiary picture, and
some will have had an isolated, trivial effect. Moreover, a verdict or
conclusion only weakly supported by the record is more likely to have
been affected by errors than one with overwhelming record support.
Taking the unaffected findings as a given, and taking due account of
the effect of the errors on the remaining findings, a court making the
prejudice inquiry must ask if the defendant has met the burden of
showing that the decision reached would reasonably likely have been
different absent the errors. Id. at 695–96, 104 S.Ct. 2052. Welch's
trial “counsel ... presented more than a skeletal case in mitigation.”
Welch, 2007 WL 927950 at (distinguishing Anderson v. Sirmons, 476 F.3d
1131, 1142 (10th Cir.2007)). Dr. Murphy testified Welch suffered from
psychological problems and related the “possible causes from his
background.” Id. While petitioner's mother's testimony was of limited
coherence, she provided some “insight into Petitioner's childhood
behavioral problems.” Id. Even if St. Peters or another expert could
have given a more detailed account, “counsel is not required to keep
hiring experts until the most favorable one possible is found.”
DeLozier, 531 F.3d at 1333. The evidence of aggravating factors was
especially persuasive. As discussed above, Welch had a violent history
on the street and in confinement. Under the law at the time of appeal,
appellate counsel may have reasonably believed the additional evidence
was no more meritorious than other issues argued on direct appeal.
Because Welch has not shown appellate counsel ignored a compelling
issue or that the additional evidence would reasonably likely have
changed the jury's sentence, he cannot succeed on his claim of
ineffective assistance of appellate counsel.
I. Proposition 10—Cumulative Error
Welch maintains the actual errors determined by the
OCCA, and those he asserts on appeal, cannot be found harmless when
considered in the aggregate. “A cumulative-error analysis aggregates
all errors found to be harmless and analyzes whether their cumulative
effect on the outcome of the trial is such that collectively they can
no longer be determined to be harmless.” United States v. Toles, 297
F.3d 959, 972 (10th Cir.2002) (quotations omitted). Here, we have
determined, as did the OCCA and the district court, that the trial
court erred in allowing the prosecution to comment on Welch's
post-arrest silence and in admitting a substantial portion of the
victim impact statements. The district court, as did the OCCA,
determined reversal is not warranted. We agree. After careful review
of the record and the arguments on appeal, we cannot say the
cumulative effect of the errors deprived Welch of a fair trial.
AFFIRMED.
Gary Roland Welch
Gary Roland Welch
Oklahoma State
Penitentiary death row inmate Gary Roland Welch, 49, prepares to read
from a four-page written statement during his clemency hearing. Welch
attended the hearing via video tele-conference from OSP. Welch was
denied clemency.
Oklahoma State Penitentiary’s death chamber is
located on the second floor of H-unt.
(Photo by Rachel Petersen for the
McAlester News-Capital)