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Mark
Wayne WILES
Classification: Murderer
Characteristics:
Burglary
Number of victims: 1
Date of murder: August 7,
1985
Date of arrest:
5 days after (surrenders)
Date of birth: March 11,
1963
Victim profile:
Mark Klima, 15
Method of murder:
Stabbing with knife
Location: Portage County, Ohio, USA
Status:
Executed by lethal injection in Ohio on April 18, 2012
United States Court of
Appeals For the Sixth Circuit
The Klima family owned a horse farm in Rootstown, Ohio. Beginning
in 1982, the Klimas employed Wiles as a part-time laborer on the
farm. In January 1983 Wiles was suspected of stealing $200 missing
from the residence. Despite the fact that he was owed money for
work he had performed for the Klimas, Wiles never returned to the
farm to collect his paycheck.
In 1985, Wiles returned to the farm, watching as the family left
the residence. He went inside, looked for valuables, and was
confronted by 15 year old Mark Klima. After a scuffle, Wiles
stabbed Mark 24 times with a kitchen knife. Wiles left the
residence with $260 and eventually fled to Savannah, Georgia,
where he turned himself into police and confessed to the crime.
Citations:
State v. Wiles, 59 Ohio St.3d 71, 571 N.E.2d 97 (Ohio
1991). (Direct Appeal) State v. Wiles, 126 Ohio App.3d 71, 709 N.E.2d 898 (Ohio
App. 11 Dist. 1998). (PCR) Wiles v. Bagley, 561 F.3d 636 (6th Cir. 2009). (Habeas)
Final/Special Meal:
A large pizza with pepperoni and extra cheese, hot sauce, a garden
salad with ranch dressing, a large bag of Cheetos, a whole
cheesecake, fresh strawberries, vanilla wafers and Sprite.
Final Words:
"Since this needs to be happening, truly I pray that my dying
brings some solace and closure to the Klima family and their loved
ones." He also thanked his family for their love and support.
"Finally, the state of Ohio should not be in the business of
killing its citizens. May God bless us all that fall short."
ClarkProsecutor.org
Ohio Department of
Rehabilitation and Correction
Name: Mark Wayne Wiles
Number: CCI #A189-200
Date of Birth: 3/11/1963
Gender: Male Race: White
Date of Offense: 3/6/82
County of Conviction: Portage
Institution: Southern Ohio Correctional Facility
Executed: 04/18/2012
On April 18, 2012, Mark Wayne Wiles was
executed for the 1985 aggravated murder of Mark Klima.
Ohio executes Mark Wiles for 1985 Portage
County killing
Clevaland.com
April 18, 2012
LUCASVILLE, Ohio (AP) — Ohio on Wednesday
executed a man for fatally stabbing the 15-year-old son of his
former employers during a 1985 farmhouse burglary, marking the
state's first execution in six months. Forty-nine-year-old Mark
Wiles died by lethal injection at 10:42 a.m., ending an unofficial
moratorium on the death penalty that occurred while the state and
a federal judge wrangled over Ohio's lethal injection procedures.
It was the 47th execution since Ohio resumed putting inmates to
death in 1999.
Wiles, looking haggard with a sparse, cropped
gray beard and shaven head, stared at witnesses for a few moments
when he entered the death chamber. A few minutes later, strapped
to the gurney and IV lines inserted into his arms, he raised his
head and looked at witnesses again. "Since this needs to be
happening, truly I pray that my dying brings some solace and
closure to the Klima family and their loved ones," he said. He
also thanked his family for their love and support. "Finally, the
state of Ohio should not be in the business of killing its
citizens," Wiles concluded, reading a statement that the warden
held over his head. "May God bless us all that fall short."
Wiles' stomach rose and fell several times and
his head moved slightly, then his mouth fell open and he lay still
for several minutes before he was pronounced dead.
John Craig, a cousin of Wiles' victim Mark
Klima and a witness of the execution, appeared briefly before
reporters to respond to Wiles' last words. "It's my opinion that
Mark Wiles gave up his citizenship to Ohio when he murdered my
cousin and became an inmate, more or less a condemned man," Craig
said.
Wiles, who dropped his final appeal last week,
told the Ohio Parole Board that he wasn't sure he deserved mercy
but he was requesting clemency because he had to. Both the parole
board and Gov. John Kasich denied Wiles' request. Wiles' defense
team had argued he should be spared because he confessed to the
crime, showed remorse and had a good prison record.
Records show that Wiles surprised 15-year-old
Mark Klima during a burglary at his family's farmhouse and stabbed
him repeatedly with a kitchen knife until he stopped moving. Wiles
could easily have escaped the farmhouse after Klima surprised him
but instead chose to stab the teen repeatedly, Portage County
Prosecutor Victor Vigluicci told the parole board.
A report to the parole board said Wiles had
suffered a head injury in a bar 12 days before the slaying in
Rootstown in northeast Ohio, and a doctor testified that tests
indicate he may have an injury to part of the brain that regulates
impulse control. Another doctor agreed that Wiles has a brain
injury and said he also has a substance-abuse problem and
personality disorder. The parole board earlier this month ruled
unanimously that Wiles' execution should proceed because he
exploited the kindness of the family, for whom Wiles had been a
farmhand, and because his remorse doesn't outweigh the brutality
of the crime.
Wiles paced back and forth and was emotional
and anxious in his last minutes in his cell a few steps from the
death chamber, prisons spokeswoman JoEllen Smith said. The inmate
spent the night on the phone, listening to the radio and writing
letters, Smith said. He and two sisters and a brother-in-law cried
during emotional visits Wednesday morning, and he also said the
rosary with his spiritual adviser, a Roman Catholic priest who
works at Ohio's death row in Chillicothe.
Wiles did not sleep since arriving at the death
house Tuesday morning about 9:45 a.m., Smith said. "He did have a
few brief moments where he became emotional upon his arrival, but
his overall demeanor has remained the same, which is respectful,
cooperative and compliant with our staff," Smith said.
For his special meal Tuesday night, Wiles
requested a large pizza with pepperoni and extra cheese, hot
sauce, a garden salad with ranch dressing, a large bag of Cheetos,
a whole cheesecake, fresh strawberries, vanilla wafers and Sprite,
Smith said.
Ohio's most recent execution delays stem from
inmates' lawsuits over how well executioners perform their duties.
U.S. District Court Judge Gregory Frost sided with inmates last
summer and postponed executions while the state updated its
procedures. In November, Frost allowed Ohio to put Reginald Brooks
to death for killing his three sons in 1982. In the process,
executioners deviated slightly from their written execution plan.
The changes were minor but angered Frost, who had made his
impatience with even slight changes clear. He once again put
executions on hold. Two weeks ago, after a weeklong trial over the
latest procedures, Frost said the state had narrowly demonstrated
it was serious about following its rules. He warned prison
officials to get it right the next time.
The state has a review process in place that
allows prisons director Gary Mohr to oversee the details and
procedures of the execution policy. Before the execution, Mohr
said he was "absolutely confident" in the state's ability to carry
out the procedure properly. "We have more documentation on this
than anything in my 38 years that I've been in this business,"
Mohr said. "It's the most documented execution in the United
States of America.
Man who killed Portage County teen during
farmhouse burglary is executed
Ohio.com
By Andrew Welsh-Huggins
Associated Press - April 18, 2012
LUCASVILLE: The state on Wednesday executed a
man for fatally stabbing the 15-year-old son of his former
employers during a 1985 farmhouse burglary in Portage County,
marking Ohio’s first execution in six months and signaling a
possible return to its status as one of the country’s busiest
death penalty states.
Mark Wiles died by lethal injection at 10:42
a.m., ending an unofficial moratorium on the death penalty that
occurred while the state and a federal judge wrangled over Ohio’s
lethal injection procedures. It was the 47th execution since Ohio
resumed putting inmates to death in 1999, and the state has 11
more executions scheduled, including June, July, September and
November.
Wiles, 49, looking haggard with a sparse,
cropped gray beard and shaven head, stared at witnesses for a few
moments when he entered the death chamber. A few minutes later,
strapped to the gurney and IV lines inserted into his arms, he
raised his head and looked at witnesses again. “Since this needs
to be happening, truly I pray that my dying brings some solace and
closure to the Klima family and their loved ones,” he said. He
also thanked his family for their love and support. “Finally, the
state of Ohio should not be in the business of killing its
citizens,” Wiles concluded, reading a statement that the warden
held over his head. “May God bless us all that fall short.”
As the lethal sedative began flowing, Wiles
nodded, appeared to be speaking, swallowed, spoke again, then
gasped a few moments later. Wiles’ stomach rose and fell several
times and his head moved slightly, then his mouth fell open and he
lay still for several minutes before he was pronounced dead.
John Craig, a cousin of Wiles’ victim Mark
Klima and a witness of the execution, appeared briefly before
reporters to respond to Wiles’ last words. “It’s my opinion that
Mark Wiles gave up his citizenship to Ohio when he murdered my
cousin and became an inmate, more or less a condemned man,” Craig
said.
Wiles, who dropped his final appeal last week,
told the Ohio Parole Board he wasn’t sure he deserved mercy but he
was requesting clemency because he had to. Both the parole board
and Gov. John Kasich denied Wiles’ request. Wiles’ defense team
had argued he should be spared because he confessed to the crime,
showed remorse and had a good prison record.
Wiles was not “the worst of the worst,” and the
parole board showed inconsistency in allowing his execution, his
public defenders said in a statement. “Just as Mark Wiles accepted
responsibility for the horrible murder he committed, Mark accepted
the ultimate punishment with grace and dignity,” the statement
said.
Records show that Wiles surprised 15-year-old
Mark Klima during a burglary at his family’s Rootstown Township
farmhouse and stabbed him repeatedly with a kitchen knife until he
stopped moving. Wiles could easily have escaped the farmhouse
after Klima surprised him but instead chose to stab the teen
repeatedly, Portage County Prosecutor Victor Vigluicci told the
parole board.
Ohio’s most recent execution delays stem from
inmates’ lawsuits over how well executioners perform their duties.
U.S. District Court Judge Gregory Frost sided with inmates last
summer and postponed executions while the state updated its
procedures. In November, Frost allowed Ohio to put Reginald Brooks
to death for killing his three sons in 1982. In the process,
executioners deviated slightly from their written execution plan.
The changes were minor but angered Frost, who had made his
impatience with even slight changes clear. He once again put
executions on hold.
Two weeks ago, after a weeklong trial over the
latest procedures, Frost said the state had narrowly demonstrated
it was serious about following its rules. He warned prison
officials to get it right the next time. The state has a review
process in place that allows prisons director Gary Mohr to oversee
the details and procedures of the execution policy. Before the
execution, Mohr said he was “absolutely confident” in the state’s
ability to carry out the procedure properly. “We have more
documentation on this than anything in my 38 years that I’ve been
in this business,” Mohr said. “It’s the most documented execution
in the United States of America.”
Ohio executes killer of teen; Mark Wiles
stabbed boy 24 times in 1985
By Alan Johnson - Dispatch.com
Wednesday April 18, 2012
LUCASVILLE, Ohio -- More than 26 years after he
brutally murdered a Rootstown, Ohio, teenager, Mark Wayne Wiles
paid the ultimate price today. Wiles, 49, was executed at 10:42
a.m. at the Southern Ohio Correctional Facility near Lucasville.
It was Ohio’s first execution in five months because of a legal
battle about the state’s lethal-injection procedures.
Wiles, who looked nervous and haggard after
entering the death chamber, reportedly had spent a sleepless
night. As he lay on the gurney, a prison staff member removed his
glasses at his request, so that he could read his last statement
from a piece of paper held in front of his face. "The love and
support of my family has sustained and supported me throughout the
years," he said. "I love you all. "Since this needs to happen
today, I hope my dying brings some solace and closure to the Klima
family and their loved ones. "The state of Ohio should not be in
the business of killing its citizens. "May God bless us all that
fall short."
Wiles' federal public-defender attorneys issued
a statement, saying he "accepted the ultimate punishment with
grace and dignity." However, they said he was not the "worst of
the worst" for whom Ohio's death penalty was intended.
Wiles was convicted and sentenced to be death
for the fatal stabbing of Mark Klima, 15, on Aug. 7, 1985. Records
show that Wiles, who was out of prison on an aggravated-robbery
conviction, killed the 5-foot-tall, 100-pound Klima at the
family’s Shakespeare Acres horse farm in Portage County where
Wiles had once worked. The kitchen knife that Wiles used to stab
Klima 24 times had been used the previous day to cut the cake at a
family birthday party. Wiles fled to Savannah, Ga., but quickly
turned himself in to police and confessed to the crime. During his
original trial, Wiles did not want to be defended. His attorneys,
in seeking clemency for him, said Wiles was very remorseful and
could never forgive himself for killing Klima.
Courts at all levels rejected appeals filed for
Wiles. Gov. John Kasich denied clemency for him last week, siding
with the Ohio Parole Board’s 8-0 recommendation. At that point,
Wiles ordered his attorneys to stop all legal appeals so his
execution could proceed.
For his last meal, Wiles requested a large
pepperoni pizza with extra cheese, a bottle of hot sauce, garden
salad with ranch dressing, bag of Cheetos, strawberries, vanilla
wafers, cheesecake and Sprite.
The execution was the 47th in Ohio since
capital punishment resumed in 1999. Gary C. Mohr, director of the
state Department of Rehabilitation and Correction, said this
morning that because the Wiles case was being so closely watched
by the courts, it was "the most documented execution in the United
States."
Mark Wayne Wiles
ProDeathPenalty.com
In 1985, Mark Wayne Wiles burglarized the Klima
family home and killed Mark Klima. In 1982, Wiles went to work as
a part-time laborer for Charles and Carol Klima on their horse
farm in Rootstown, where they lived with their son Mark. One day
in early 1983, the family learned that $200 in cash was missing
and the home had been ransacked. That same day, Wiles had reported
for work and was the only other person on the farm that day, but
he could not be found after the Klimas learned of the missing
cash, and he did not return to collect his paycheck or for that
matter return to work any longer on the farm.
In the spring of that year, Wiles began serving
a 4-to-25 year sentence in an Ohio prison for an unrelated
burglary he had committed the previous year. On August 7, 1985,
after serving eighteen months of this sentence, Wiles returned to
the Klima farm, entered the unlocked house while the family was
gone and began to search the house for valuables. While he was
still in the house, 15-year-old Mark Klima returned and confronted
him. Wiles stabbed the boy 24 times with a 12-inch kitchen knife,
stole approximately $260 and fled.
Carol Klima returned home to find her
unconscious son lying on the floor with a knife buried in his
back. Later that day, Mark Klima died in a hospital emergency
room. Wiles initially fled from the authorities. Five days after
the murder, however, he turned himself in to the police in
Savannah, Georgia, telling them that he was wanted for murder in
Ohio. After being informed of his rights, he told the police what
he had done and signed a confession admitting that he had killed
Mark.
A state grand jury indicted Wiles for
aggravated murder and two counts of aggravated burglary—one for
the 1985 home invasion, one for the 1983 $200 theft. He waived his
right to a jury, and a three-judge panel heard his case. After the
guilt phase of the proceedings, the court determined that there
was insufficient evidence that he had committed the 1983 burglary
but convicted him on the aggravated-murder and the other
aggravated-burglary count. After a mitigation hearing, the court
determined that neither Wiles' youth (he was 22-years old at the
time of the murder) nor his confession outweighed the aggravating
circumstances of his crime. The court imposed a death sentence,
and the Ohio Court of Appeals and the Ohio Supreme Court affirmed
his conviction and sentence. Mark Klima was a straight A student
who was about to enter his sophomore year of high school.
UPDATE:
The Ohio Parole Board has unanimously rejected
a clemency request from Mark Wiles. In a statement, members of te
board wrote, “While Wiles does express remorse and admits to
committing the offense, that remorse and acceptance of
responsibility does not mitigate nor outweigh the brutal attack on
a defenseless young man who was beaten and stabbed repeatedly in
his own home. Wiles’ remorse, acceptance of responsibility and
good institutional conduct do not equate to a substantial enough
reason to recommend clemency.” Wiles was uncooperative during an
interview with the state parole board earlier this month, telling
members that he didn’t deserve clemency and refusing to answer
questions. According to documents, “Wiles was noticeably nervous,
emotional and seemed overwhelmed by the process. Wiles left the
interview room. The board remained several minutes to see if he
would change his mind, but prison staff informed the board that
Wiles had chosen to leave the building.” Wiles's attorneys had a
taped apology from Wiles sent to the family of the murder victim —
a move parole board members criticized as insensitive. Mark
Klima’s parents turned the recording over to prosecutors without
watching it.
Portage murderer pleads for his life
By Mark Kovak - Recordpub.com
March 16, 2012
Mark Wiles sat in front of a window at the
Chillicothe Correctional Institution, wearing a T-shirt and
looking directly into the camera.
For about two minutes, the man who stabbed a
teenager to death on a Portage County horse farm tried to put into
words the apology he said he’s been wanting to offer for more than
25 years.
“All these years, I’ve wanted to say to you
that I’ve always been sorry for what I did to your son Mark
(Klima),” Wiles said, directing the comments to the parents of the
boy he killed in August 1985. “He was an innocent victim of my
selfish needs. I truly am sorry for taking his life and causing
you and so many others so much pain and loss.”
The image, part of a taped apology presented to
the state parole board Thursday and earlier sent directly to the
Klima family, stood in stark contrast to the picture of Wiles
painted by prosecutors: a “burglar of occupied homes” with a
history of criminal behavior; “one of the most belligerent
individuals” his high school principal had ever experienced; a man
who tried to convince investigators that it was his 100-pound
victim who threatened him with a knife.
“I can’t understand why they have to prolong
(the case and the death penalty) so long when there’s a
confession,” Charlie Klima, father of the murder victim, said in
his own taped statement to the parole board. “He said he did it
and he didn’t want to appeal it. I just don’t understand what the
purpose of delaying it any longer or delaying it as long as it
was. It just doesn’t make sense.”
He added, “I believe in the death penalty, and
I think that he murdered our son and I think he should be
executed....”
Wiles, 49, is scheduled for lethal injection
next month, though it remains to be seen whether a federal judge
will allow the state to resume executions, given the continuing
legal battle over the constitutionality of Ohio’s death penalty
protocols. A hearing on that issue is set for next week.
The parole board will offer its recommendation
to Gov. John Kasich on March 23. The governor has final say on
whether to grant clemency or allow the execution to take place as
scheduled.
Members didn’t offer too many indications
Thursday of the direction of their decision, though they did
chastise Wiles’ attorneys for sending a copy of his taped apology
directly to the murder victim’s family, calling the move
insensitive.
The Klimas turned the tape over to prosecutors
without watching it.
“I think after 26 years, an apology is kind of
ridiculous,” Charlie Klima said in his taped statement to the
board. “... I don’t have any interest in bringing back any more
memories than has been (already) brought back in this situation.”
Wiles worked part time at Charlie and Carol
Klima’s Shakespeare Acres in Rootstown from May 1982 until January
1983, when the family discovered about $200 missing from ransacked
rooms of their home.
Wiles was the only other person on the property
at the time; he left before being confronted.
Two years later, after serving time in prison
for an unrelated burglary, Wiles returned to the farm, intent on
stealing more money. He was caught in the act by Mark Klima, a
straight-A student who had completed his freshman year of high
school and who wanted to be a doctor.
Wiles subsequently stabbed the teen with a foot-long kitchen
knife, stole $260 and fled the state. Five days later, he turned
himself into police in Savannah, Ga., signed a confession and
returned to Ohio.
Legal counsel for Wiles based their clemency
request on Wiles’ admission of guilt, his remorse over the killing
and his good behavior while in prison.
“Mark does not believe that he deserves mercy,
but he wants to live,” said Vicki Werneke, a federal public
defender. “... Mark is so consumed with remorse and regret. ...
Mark doesn’t offer any excuses for what he did.”
A neuropsychologist testified, via video, that
a head injury stemming from a bar fight in the days before the
murder could have affected Wiles’ behavior.
A psychologist said Wiles abused alcohol and
drugs, displayed anti-social behavior and likely suffered a brain
injury that affected his actions and thinking.
Former and current legal counsel described
their interaction with Wiles during his trial and post-conviction
proceedings, saying he was respectful but was so remorseful about
the killing that he did little to avoid the death penalty.
And two sisters and a brother-in-law described
Wiles’ emotionally stifling upbringing, the industrial explosion
that killed their older brother and their mother’s untreated
bipolar disorder.
“I need you to know that I am sorry,” Wiles
said in his taped apology, adding later, “When I’m executed,
honestly, I hope that in some way it eases some of the pain that
I’ve caused.”
But Portage County Prosecutor Vic Vigluicci
said Wiles didn’t take responsibility for the crime at the time,
initially denying involvement and then attempting to blame the
teen for pulling a knife.
The prosecutor showed images of the murdered
boy and described, in detail, the fatal wounds Mark Klima received
to his back, the defensive wounds he had on his forearms and the
bruises and scrapes on this face and forehead.
“This young boy was beaten and stabbed
mercilessly, viciously, in his own living room,” Vigluicci said.
Prosecutors also said that Wiles had said he
wasn’t drunk or high on the day of the crime. And they said a scan
of Wiles’ brain days before the murder showed no damage or
abnormalities.
Mark Klima’s parents were unable to appear
before the parole board in person. Carol Klima recently suffered a
stroke and has congestive heart failure. Her husband was at her
side.
“We are a small family,” Virginia Klima Petrie,
the murdered teen’s aunt, told the parole board in their place.
“We don’t make a lot of noise. We live within our means and pay
our taxes. We abide by the law. We are working members of our
community. And we are the victims of a heinous murder of the only
heir to the Klima family name.”
She added, “Enough is enough. ... I beg you,
let the parents of this murdered child have a moment of closure
now before one of them dies. The family asks — no, we demand —
justice now. Mark Wiles’ execution needs to be carried out as
scheduled. Nothing else is acceptable."
State v. Wiles, 59 Ohio St.3d 71, 571
N.E.2d 97 (Ohio 1991). (Direct Appeal)
Defendant was convicted in the Portage County
Common Pleas Court of aggravated murder and aggravated burglary
and sentenced to death. Defendant appealed. The Eleventh District
Court of Appeals affirmed the conviction and death sentence.
Defendant appealed. The Supreme Court held that: (1) corrections
officer's awareness of statements made by defendant during his
confinement in jail that officer proposed to testify to was
imputable to State, and prosecuting attorney accordingly was not
in compliance with discovery order when he did not disclose
identity of corrections officer as witness in response to defense
discovery demand, although nothing in record indicated that
prosecutor's office was aware of statements at time of pretrial
conference, but admission of such evidence was not reversible
error; (2) apparent irregularity in indictment which as originally
transmitted to Supreme Court did not include portion of indictment
containing grand jury foreman's signature did not warrant reversal
of convictions, although it could not be determined when page
containing signature became detached and misplaced; and (3)
extreme violence employed in commission of murder and its
perpetration in home of victim supported conclusion that
aggravating circumstance outweighed mitigating factors beyond
reasonable doubt in determining whether death penalty should be
imposed. Affirmed. Wright, J., concurred in judgment only.
Charles and Carol Klima are owners of
Shakespeare Acres, a horse farm in Rootstown, Ohio, where they
have resided since 1969. On June 22, 1970, Mark, their only child,
was born. Beginning in 1982, the Klimas employed
defendant-appellant Mark W. Wiles as a part-time laborer on the
farm. In late 1982 or early 1983, Wiles was discovered by Mrs.
Klima departing from her home. When asked about his presence in
the house, appellant informed Mrs. Klima that he was cold and had
entered the home in order to get warm. He was thereafter
instructed to turn up the heat in the tack room and use it for
that purpose in the future. On another occasion, appellant was
found in the garage of the house slumped below an open exterior
window. On neither occasion had appellant been given permission to
enter the residence.
On the morning of January 19, 1983, appellant
reported for work at Shakespeare Acres. At approximately 1:30
p.m., Carol Klima returned to the residence after tending to the
horses. When she entered the kitchen she felt a draft but was
uncertain from where it originated. After eating lunch, she
proceeded to her bedroom whereupon she discovered an open window
and the screen thereto on the ground below. Moreover, the doors to
the bedroom closet and the drawers to the dresser had been opened.
Subsequent investigation revealed that approximately $200 in coin
and currency were missing from the residence. Only Carol Klima and
appellant were present on the grounds of the farm at the time of
the thefts. Despite the fact that he was owed money for work he
had performed for the Klimas, appellant never returned to the farm
to collect his paycheck.
On August 5, 1985, Mark Klima remarked to his
mother that he had seen appellant in the main barn of the estate.
Mark Klima mentioned that he had spoken with appellant and that
appellant asked Mark whether he recognized him. Mark Klima
reportedly stated: “Yes, you're Mark Wiles.” When appellant stated
that he wished to speak to Carol Klima, her son directed appellant
to the residence. While appellant initially proceeded to the
house, when the family dog began to bark he turned around and
left.
At approximately 4:30 or 5:00 a.m. on August 7,
1985, appellant arrived at the Klima farm. While obscured in an
adjacent field, appellant watched for any activity at the home.
Carol, Charles and Mark Klima, Anne Marie O'Brien and Susie and
Laura Kerper were present in the Klima residence. Anne Marie and
the Kerper girls stayed on the farm to assist in the maintenance
of the horses and to receive horseback riding lessons. At
approximately 6:00 a.m., Charles Klima left for work. Early that
morning, Ms. O'Brien also departed for her place of employment.
The remaining members of the household rose around 8:00 a.m. and
had breakfast. Thereafter, Susie and Laura left the residence to
feed the horses. At approximately 10:15 a.m., Carol Klima also
left the residence. Prior to departing, she instructed her son,
who was in his bedroom, to close the windows in the house if it
began to rain. The doors to the house were left unlocked. Mark
Klima apparently left the house shortly thereafter. After
appellant observed the Klimas, the Kerpers and O'Brien leave, he
entered the house and locked the door. He thereupon rummaged
through the bedroom closet and dresser of Carol and Charles Klima
and a desk in the living room. As appellant continued searching a
china cabinet in the living room for valuables, he was confronted
by Mark Klima who had reentered the house. In an ensuing scuffle,
appellant stabbed Mark Klima repeatedly with a kitchen knife.
Thereafter, appellant departed the residence with approximately
$260 and returned to his home.
Meanwhile, after leaving the residence, Carol
Klima proceeded to an outdoor exercising area and began to provide
horseback riding instruction to Judy Campbell, who had arrived for
a lesson. When it began raining, the lesson was moved inside a
barn. In the course of the instruction, Susie Kerper approached
Carol Klima and informed her that her attempt to retrieve some
raincoats from the house was unsuccessful because the house was
locked. A short while later the rain ceased and the instruction
continued outside. At this time, Susie and Laura Kerper were
instructed to return to the house and prepare for an upcoming
horse show. They were instructed where to find a key to the house.
Shortly thereafter, Laura Kerper returned from the house and
informed Carol Klima that Mark was unconscious on the floor
covered in blood. Mrs. Klima ran to the house, called medics and
attempted to administer artificial respiration to her son. In the
course of her attempt to revive Mark, Carol Klima discovered a
kitchen knife buried in his back. When the medics arrived, they
pulled up Mark's shirt revealing multiple stab wounds in his back.
It was later determined by the coroner that two of the twenty-four
total wounds were lethal and another two were “possibly lethal.”
Mark was transported to the emergency room where he was pronounced
dead.
At approximately 4:00 p.m. on August 7, 1985,
Chief Detective Duane Kaley and Detective Donald Doak of the
Portage County Sheriff's office and Officer Larry Hanks of the
Akron Police Department visited the house appellant shared with
Gary Benden and Valerie Marshall. The police officers encountered
Gary Benden outside the residence and asked to speak with
appellant. Benden replied that appellant was inside the residence
and, at the request of the officers, returned to the home to
notify appellant of their presence. Appellant responded by
requesting Benden to tell the officers that he was not home. When
appellant was informed that the officers were already aware that
he was inside the residence, appellant initially attempted to hide
in the basement. At the urging of Benden, he eventually departed
the house and approached the police officers. After being apprised
of his rights, Wiles spoke with Chief Detective Kaley. During the
course of this conversation, appellant denied that he had been to
the Klima residence earlier in the day. Appellant remained outside
with the officers for approximately forty-five minutes to one
hour. At the conclusion of their discussion with appellant, the
police officers departed. Shortly thereafter, appellant paid
Benden $150 for rent and fled Akron.
On August 12, 1985, appellant contacted the
Savannah, Georgia police department, announced that he was wanted
for murder in Ohio and wished to surrender to authorities. At
approximately 10:25 a.m., Officer Joe John son was dispatched to
35010 Ogeechee Road, whereupon he was approached by appellant who
stated that he was the person for whom the officer was looking.
Appellant thereafter identified himself. Once his identity was
confirmed by the dispatcher, Officer Johnson resumed his
conversation with appellant, who stated again that he wished to
surrender to face charges for murder. Following this conversation,
Officer Johnson requested proof of identification from appellant,
who produced his driver's license. The information contained
therein was relayed to the police dispatcher who confirmed that a
warrant for appellant's arrest was outstanding. Appellant was
informed of his rights, handcuffed and placed in the police
cruiser for transportation to the station. No conversation
occurred between Officer Johnson and appellant during the trip.
At approximately 11:48 a.m. on August 12, 1985,
appellant was taken to a conference room at the police station and
informed of his rights by Detective J.E. Brinson. Utilizing a form
listing these rights, Detective Brinson placed a check mark next
to each enumerated right as he read it to appellant and as
appellant responded that he understood that right. Appellant then
was asked again if he understood his rights and if, with those
rights in mind, he still wished to answer questions. Appellant
signified his affirmative response by placing check marks and his
initials in the appropriate blanks, and then signing the form.
After initially denying any involvement,
appellant thereafter described to Detective Brinson and Detective
Everett Ragan his commission of the homicide and his activities
before, during and after the act. He subsequently repeated his
recollections in the presence of a stenographer who later prepared
a transcript of the statement. This statement was reviewed by
appellant, who acknowledged its accuracy by affixing his signature
thereto. At approximately 7:40 p.m. on August 12, 1985, Portage
County Detectives Kaley and Doak arrived in Savannah, where they
were transported to the police station by Savannah Police
Detective Bob Scott. Once at the station, the three officers
proceeded to a police interview room in which appellant was
waiting. Prior to any questioning, appellant was again advised of
his rights. Moreover, appellant was presented with a form
apprising him of his rights and he again indicated in writing that
he understood them but nevertheless wished to speak with the
detectives without presence of counsel. Appellant thereupon
repeated the substance of his earlier statements implicating
himself in the crime. The conversation between the detectives and
appellant was taped and subsequently transcribed.
Appellant thereafter waived extradition and was
returned to Ohio. On August 16, 1985, appellant was indicted by
the Portage County Grand Jury on one count of aggravated murder
and two counts of aggravated burglary. Count One, aggravated
murder, contained the following two specifications: (1) appellant
was the principal offender in the commission of the murder while
committing aggravated burglary in violation of R.C. 2929.04(A)(7),
and (2) appellant committed the murder on August 7, 1985 for the
purpose of escaping detection, apprehension, trial or punishment
for another crime. Count Two, aggravated burglary, contained a
specification that appellant had been previously convicted of an
aggravated felony. Count Three charged appellant with the
commission of aggravated burglary on or about January 19, 1983.
On August 23, 1985, appellant filed a motion to
sever Count Three of the indictment from the remaining counts. On
September 27, 1985, appellant filed with the Portage County Common
Pleas Court a motion to suppress any oral or written statements
made by him. Contemporaneously therewith, a motion to increase the
burden of proof to a “beyond all doubt” standard was filed by
appellant. A hearing on the motion to suppress was held on October
23, 1985 wherein the motion was amended to encompass statements
about which the defense had become aware since its filing.
On December 2, 1985, appellant filed a motion
for waiver of jury trial. A three-judge panel was appointed by the
Chief Justice on December 19, 1985. At a pretrial conference on
December 30, 1985, the court inquired of the prosecutor whether
discovery had been completed. In response, the prosecuting
attorney replied: “There are—apparently there were some statements
made by the defendant in jail within the last week or two which
we're going to provide to them today.” Later in the colloquy
between the prosecutor and the court, the following exchange took
place: “THE COURT: It's then complete and you will not offer
anything into evidence that has not been given to them as of
today? “MR. PLOUGH: As far as I know, your Honor, unless we
accidently [ sic ] overlooked something. “THE COURT: No, we're
going to go along, we're going to say that as of today you tell me
that you have given them discovery. “MR. PLOUGH: That is correct,
your Honor. “THE COURT: I don't want you to find something as of
tomorrow, because you won't be permitted to use it. That is why
I'm asking what you've provided. “MR. PLOUGH: As far as I know,
your Honor, we have provided them everything. They have seen
everything. * * * ”
On January 2, 1986, the state filed a
supplemental disclosure statement pursuant to Crim.R. 16
identifying evidence previously requested by appellant and a
notice of intent to use such evidence at trial. Among the
witnesses disclosed was Portage County Corrections Officer Keith
Jirousek. Also on January 2, 1986, the trial court denied
appellant's motion to suppress his pretrial statements, his motion
to increase the burden of proof beyond all doubt and his motion to
sever Count Three of the indictment.
On January 6, 1986, trial commenced before the
three-judge panel of the Portage County Common Pleas Court. Carol
Klima was called to testify on behalf of the state. In the course
of her testimony, Mrs. Klima stated that two days before his
death, her son had related to her how he had spoken to appellant
and, in response to appellant's question, was able to identify
appellant as Mark Wiles. No objection was interposed as to this
testimony.
On January 8, 1986, the state sought to have
Keith Jirousek testify as a prosecution witness. Appellant
objected, claiming that the failure of the state to provide the
name of Jirousek in response to defense requests prior to the
December 30, 1985 deadline imposed by the trial court for
completion of discovery barred the use of such testimony.
Following deliberation by the panel, the objection was overruled
and Officer Jirousek was permitted to take the stand. He testified
that appellant, during his incarceration, remarked as follows: “
‘I want transferred out of this fucking jail before I fucking kill
someone else.’ ” Appellant objected to this testimony on the basis
of relevancy. The objection was overruled. Officer Jirousek
further testified that appellant also stated: “ ‘How come you're
treating me like a kid or that? Is it because I killed one of your
boys?’ ”
No objection was made to this testimony. After
the state had completed its case, appellant advanced a motion to
dismiss Count Three of the indictment ( i.e., the January 19, 1983
aggravated burglary charge) on the basis of insufficient evidence.
This motion was granted by the court.
At the close of evidence, counsel for the
respective parties proceeded to closing argument. In the course of
his argument to the bench, the prosecuting attorney made the
following comments: “I know that this has been a rather lengthy
trial for a trial to Court and I ask you to bear with me for just
a few more minutes, not for myself, but for Mark Klima, a 15 year
old boy. A boy, a son that every parent would dream about having.
A four-point student and an accomplished writer. A shy and quiet
boy. A boy who liked computers, who hated violence. To sum it up,
just an ordinary kid. “A child whose life was snuffed out by an
ogre. Ogre. Just like the book he was reading, a man-eating
monster, a hideous, brutish person who turned him from this
(indicating exhibit), into this.”
Following submission of the case to the court
on January 9, 1986, appellant was found guilty of Counts One and
Two of the indictment and the specifications relative thereto. On
January 27, 1986, the penalty phase of the present action
commenced. Following the submission of mitigating evidence, the
court, on January 29, 1986, rendered the following determinations:
“The Court in accordance with Section 2929.03, Subsection F, makes
the following specific findings: “A. We find that the Defendant
has established the following mitigating factors: One, the youth
of the offender, specifically 22 years of age: two, the
confessions of the offender after he surrendered to police was [
sic ] mostly truthful and sincere. “We find that the defendant has
not established as mitigating factors the following, paragraphs 1,
2, 3, 5, 6, as set forth in Revised Code Section 2929.04,
paragraph B.
“The Court finds that it has been established
beyond a reasonable doubt that the aggravating circumstances was [
sic ] that the defendant was the principal offender, and that he
killed Mark Klima in the commission of an aggravated burglary of
the Klima residence. The defendant killed Mark Klima for the
purpose of escaping—escaping detection or apprehension or trial or
punishment for the aggravated burglary of the Klima dwelling. “The
Court has considered in accordance with 2929.04, Paragraph B, one,
the nature and circumstances of the offense; two, the history,
character, background of the offender; three, school records and
conduct; four, the testimony of officials and records from the
Ohio State Reformatory; five, church affiliations; six, drug and
alcohol abuse; seven, evidence of remorse; eight, psychological
evaluations and opinions; nine, cooperation of the defendant with
law enforcement officials and confessions; ten, and all the
factors specified in Subsection B(1) through B(7).
“The Court finds beyond a reasonable doubt that
the aggravating circumstances of the offense far outweigh the
mitigating factors for the following reasons: “One, we find the
defendant was the principal offender; two, we find that the
defendant entered the private home of the victim for the purpose
of committing aggravated burglary; three, we find the defendant
also planned the burglary and had planned the burglary for several
days prior to making an unlawful entry and previously had made an
attempt to commit the offense; four, the defendant stabbed the 15
year old victim repeatedly and brutally with the purpose to kill;
five, the defendant killed the victim for the purpose of escaping
detection and apprehension for the aggravated burglary; six, the
defendant gave no aid or assistance to the victim, fled the
residence with money stolen from the Klima residence; seven, the
victim was only 15 years of age and in his own home at the time of
the stabbing and killing and; eight, the defendant, while
relatively youthful, had been previously convicted of aggravated
burglary, refused drug and alcohol treatment, displayed defiance
of authority and participated in other criminal activity for which
he was not apprehended or convicted. “The defendant had been
incarcerated in Mansfield Reformatory for approximately a year and
a half.
“Nine, the defendant fled the jurisdiction
using monies stolen in the burglary of the Klima residence; ten,
the Court finds that while the defendant was only convicted of one
previous felony, the nature of the felony makes it a significant
criminal conviction.” The Eleventh District Court of Appeals
conducted a mandatory independent review of the death sentence
pursuant to R.C. 2929.05. While the appellate court concluded that
the trial court had erred in not merging the two specifications
relative to Count One of the indictment, it concluded that the
error could be remedied by merger of the specifications prior to
conducting its own independent weighing of aggravating and
mitigating factors. Despite such merger, the court nevertheless
concluded that the single aggravating circumstance outweighed the
mitigating circumstances set forth by appellant. Accordingly, the
court of appeals affirmed the conviction and sentence of death.
The cause is now before this court upon an
appeal as of right.
David W. Norris, Pros. Atty., and Robert A.
Durst, Ravenna, for appellee. Randall M. Dana, Ohio Public
Defender, S. Adele Shank and Nathan A. Ray, Columbus, for
appellant.
PER CURIAM.
I
In his second proposition of law, appellant
argues in essence that the trial court erred by denying his motion
to sever Count Three of the indictment ( i.e., the 1983 burglary
charge) prior to trial. It is his essential contention that
joinder of the 1983 burglary charge with the 1985 offenses was
improper.
At the outset it must be observed that “[t]he
law favors joining multiple offenses in a single trial under
Crim.R. 8(A) if the offenses charged ‘are of the same or similar
character.’ ” See State v. Lott (1990), 51 Ohio St.3d 160, 163,
555 N.E.2d 293, 298, quoting State v. Torres (1981), 66 Ohio St.2d
340, 343, 20 O.O.3d 313, 314–315, 421 N.E.2d 1288, 1290. Where a
defendant claims that joinder was improper he must affirmatively
show prejudice. State v. Roberts (1980), 62 Ohio St.2d 170, 175,
16 O.O.3d 201, 204, 405 N.E.2d 247, 251. Appellant maintains that
there was insufficient evidence to support a conviction on Count
Three of the indictment—a claim borne out by the subsequent
dismissal of the charge by the three-judge panel at the conclusion
of the state's case. It is appellant's further contention that the
prosecution was aware of such deficiencies but employed Count
Three as a vehicle for presenting to the court otherwise
inadmissible evidence concerning the 1983 burglary.
In order to negate the claim that such joinder
resulted in prejudice to appellant, the prosecution may
demonstrate either (1) that evidence relative to the count subject
to joinder would have been admissible in the trial of the
remaining counts under the “other acts” portion of Evid.R. 404(B),
or (2) that, irrespective of the admissibility of such evidence
under Evid.R. 404(B), the evidence as to each count is “simple and
direct.” See State v. Lott, supra, at 163, 555 N.E.2d at 298. The
latter test focuses on whether the trier of fact is likely to
consider “evidence of one [offense] as corroborative of the other
* * *.” Dunaway v. United States (C.A.D.C.1953), 205 F.2d 23, 27.
The evidence presented in the case sub judice
clearly supports the conclusion that evidence relative to the 1983
burglary played no role in appellant's convictions on the 1985
offenses. It was undisputed that appellant burglarized the Klima
home and killed Mark Klima in 1985. Instead, the defense
challenged the state's contention that such acts were purposeful.
Thus, any evidence relative to the 1983 burglary lacked any nexus
with the critical issue in dispute relative to Counts One and Two.
Similarly, the particular evidence adduced at
trial was separate and distinct regarding incidents two years
apart. The state, in seeking to obtain a conviction on the 1983
burglary charge, relied on the testimony of two former associates
of appellant, Lewis Ripley and Christopher Beans. These
individuals testified as to statements made by appellant regarding
events in 1982 and 1983. In contrast, the evidence adduced to
support convictions for the 1985 burglary and homicide was
composed, in large part, of confessions given to police by
appellant wherein he denied the commission of any prior
burglaries.
The conclusion that evidence relative to the
1983 burglary played no role in appellant's conviction for the
1985 crimes is underscored by the disposition made of Count Three
by the three-judge panel. Inasmuch as the court dismissed Count
Three while convicting on the remaining counts, such disposition
“demonstrated its ability to segregate the proof on each charge.”
State v. Brooks (1989), 44 Ohio St.3d 185, 195, 542 N.E.2d 636,
645. Appellant's second proposition of law is overruled.
II
In his third proposition of law, appellant
further contends that, while the 1983 burglary charge was
dismissed by the three-judge panel, evidence relevant thereto was
improperly considered in the sentencing determination. This
argument must be rejected. In discounting the mitigating effect of
appellant's youth (twenty-two years of age), the trial panel
observed from the bench as follows: “ * * * [T]he defendant, while
relatively youthful, had been previously convicted of aggravated
burglary, refused drug and alcohol treatment, displayed defiance
of authority and participated in other criminal activity for which
he was not apprehended or convicted.”
While it is certainly arguable that the last
reference encompasses the 1983 burglary charge which was
subsequently dismissed by the court, consideration of evidence
relating to that charge at the sentencing stage does not
constitute reversible error. In United States v. Donelson
(C.A.D.C.1982), 695 F.2d 583, the federal appellate court observed
as follows: “ * * * It is well established that a sentencing judge
may take into account facts introduced at trial relating to other
charges, even ones of which the defendant has been acquitted. * *
* ” Id. at 590. See, also, United States v. Sweig (C.A.2, 1972),
454 F.2d 181, 184; United States v. Bernard (C.A.4, 1985), 757
F.2d 1439, 1444; United States v. Funt (C.A.11, 1990), 896 F.2d
1288, 1300; State v. Kelly (1979), 122 Ariz. 495, 498–499, 595
P.2d 1040, 1043–1044; State v. Huey (1986), 199 Conn. 121, 126,
505 A.2d 1242, 1245; State v. Frost (Minn.1981), 306 N.W.2d 803,
805–806; 3 LaFave & Israel, Criminal Procedure (1984) 119, Section
25.1; Campbell, Law of Sentencing (1978) 286–287, Section 90.
Appellant's third proposition of law is overruled.
III
In his fourth proposition of law, appellant
contends that the trial court abused its discretion in permitting
Keith Jirousek to testify despite the failure of the prosecution
to disclose the identity of this witness in response to the
discovery demand of the defense prior to the December 30, 1985
deadline prescribed by the court for completion of discovery.
Jirousek was a corrections officer for the Portage County
Sheriff's Department. Over objection, he was permitted to testify
regarding statements made by appellant during his period of
confinement in the jail. These statements were made on December
10, 1985.
There is nothing in the record to indicate that
the office of the prosecuting attorney was aware of these
statements at the time of the pretrial conference (December 30,
1985) such as to suggest a willful violation of Crim.R.
16(B)(1)(e) and (D). Nevertheless, Jirousek was aware of these
statements at the time they were made. Inasmuch as “[t]he police
are a part of the state and its prosecutional machinery,” State v.
Tomblin (1981), 3 Ohio App.3d 17, 18, 3 OBR 18, 20, 443 N.E.2d
529, 531, such knowledge on the part of a law enforcement officer
must be imputed to the state. State v. Sandlin (1983), 11 Ohio
App.3d 84, 89, 11 OBR 136, 141, 463 N.E.2d 85, 90–91. Accordingly,
the prosecuting attorney was not in compliance with the December
30 discovery order.
However, Crim.R. 16(E)(3) vests in the trial
court the discretion to determine the appropriate response for
failure of a party to disclose material subject to a valid
discovery request. In State v. Parson (1983), 6 Ohio St.3d 442,
445, 6 OBR 485, 487, 453 N.E.2d 689, 691, this court observed
that, under such circumstances, “the trial court is vested with a
certain amount of discretion in determining the sanction to be
imposed for a party's nondisclosure of discoverable material. The
court is not bound to exclude such material at trial although it
may do so at its option.” Reversible error exists only where the
exercise of such authority by the trial court constitutes an abuse
of discretion. State v. Parson, supra, at 445, 6 OBR at 487–488,
453 N.E.2d at 691; State v. Apanovitch (1987), 33 Ohio St.3d 19,
26, 514 N.E.2d 394, 402.
In Parson, supra, a tripartite test was set
forth to determine whether a trial court abused its discretion in
admitting undisclosed discoverable evidence. The syllabus to
Parson provides as follows: “Where, in a criminal trial, the
prosecution fails to comply with Crim.R. 16(B)(1)(a)(ii) by
informing the accused of an oral statement made by a co-defendant
to a law enforcement officer, and the record does not demonstrate
(1) that the prosecution's failure to disclose was a willful
violation of Crim.R. 16, (2) that foreknowledge of the statement
would have benefited the accused in the preparation of his
defense, or (3) that the accused was prejudiced by admission of
the statement, the trial court does not abuse its discretion under
Crim.R. 16(E)(3) by permitting such evidence to be admitted.” See,
also, State v. Heinish (1990), 50 Ohio St.3d 231, 553 N.E.2d 1026.
From a review of the record of the instant
case, it is evident that appellant has failed to demonstrate that
the violation of Crim.R. 16 by the state constitutes reversible
error. While the knowledge of Jirousek of the statements made by
appellant is imputable to the prosecution for purposes of
determining whether the rule was violated, such imputed knowledge
is not sufficient to constitute a willful violation thereof.
Instead, the acts of the prosecution itself must be evaluated.
Appellant contends that willful violation of the rule on the part
of the prosecuting attorney may be inferred from the statements of
the chief assistant prosecutor who, appellant claims, admitted at
trial that such nondisclosure was for “tactical considerations * *
*.” However, a close reading of the trial transcript reveals that
the prosecution was referring to the decision to employ Jirousek
as a witness for the state, not to a conscious attempt on its part
to withhold discoverable material.
Moreover, the chief assistant prosecutor stated
at trial that he had disclosed all information about which he was
aware at the time of the pretrial conference. The trial court was
apparently satisfied that the representation of the assistant
prosecutor was worthy of belief. We have no reason to question
this conclusion. That the state did not willfully fail to disclose
such information is further supported by the efforts taken by the
prosecution once the existence of appellant's statements had
become known to it. Supplemental discovery was undertaken by the
prosecution by the hand delivery of the information to the defense
once its existence became apparent. Despite the failure to submit
the material by December 30, its delivery to the defense on
January 2, 1986 reveals due diligence on the part of the
prosecution and a total absence of any tactical advantage obtained
by the state as a result of a three-day delay in its production.
Even with the delay, the information was provided four days before
trial and six days prior to Jirousek's testimony.
Second, it cannot be confidently stated that
foreknowledge by the defense of the existence of the statements by
December 30 would have benefited its case. It is the contention of
appellant that foreknowledge would have permitted the defense to
more adequately attack the credibility of such statements.
However, a bald assertion to this effect is insufficient to
demonstrate that the trial court committed reversible error.
Appellant nevertheless maintains that the late
disclosure precluded preparation for such testimony and materially
prejudiced his defense. However, the only sanction urged of the
trial court by appellant was the exclusion of Jirousek's
testimony. Crim.R. 16(E)(3) provides as follows: “If at any time
during the course of the proceedings it is brought to the
attention of the court that a party has failed to comply with this
rule or with an order issued pursuant to this rule, the court may
order such party to permit the discovery or inspection, grant a
continuance, or prohibit the party from introducing in evidence
the material not disclosed, or it may make such other order as it
deems just under the circumstances.” (Emphasis added.)
In State v. Edwards (1976), 49 Ohio St.2d 31,
42–43, 3 O.O.3d 18, 24–25, 358 N.E.2d 1051, 1059–1060, this court
concluded that no prejudice to a criminal defendant results where
an objection is made at trial to the admission of nondisclosed
discoverable evidence on the basis of surprise but no motion for a
continuance is advanced at that time. See, also, State v. Weind
(1977), 50 Ohio St.2d 224, 235, 4 O.O.3d 413, 419, 364 N.E.2d 224,
232; State v. Howard (1978), 56 Ohio St.2d 328, 333, 10 O.O.3d
448, 451, 383 N.E.2d 912, 915–916. In the instant case, appellant
sought the most stringent sanction available for violation of
Crim.R. 16 even though a continuance would have remedied any harm
resulting therefrom. Since the record reveals that the violation
of Crim.R. 16 was not willful, that there exists no demonstration
that foreknowledge of the withheld information would have aided
appellant's defense and that no prejudice resulted from its
nondisclosure, the failure to exclude such testimony does not
constitute reversible error. The fourth proposition of law
advanced by appellant is therefore overruled.
IV
Appellant contends in his fifth proposition of
law that the testimony of Jirousek relative to statements made by
appellant while in custody should have been excluded on the basis
that they were “irrelevant and inflammatory.” Specifically,
appellant maintains that his statements, as related by Jirousek,
are too indefinite to be of any probative value. Evid.R. 401 is
dispositive of this issue. It provides as follows: “ ‘Relevant
evidence’ means evidence having any tendency to make the existence
of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without the
evidence.” (Emphasis added.) The statements of appellant about
which Jirousek testified clearly constitute “relevant evidence” as
defined in Evid.R. 401. Such testimony need not be conclusive
regarding a fact in question. Rather, such evidence is relevant
when it has “any tendency to make the existence of any fact that
is of consequence * * * more probable * * * than it would be
without the evidence.” Clearly, the role of appellant in the death
of Mark Klima constitutes “a fact * * * of consequence to the
determination of the action * * *.” Without question, the
determination of that issue is crucial to the outcome of the case.
Under such circumstances, it is apparent that the trial court did
not abuse its discretion when it chose to admit the evidence. The
testimony was undoubtedly probative of a fact in issue and cannot
be considered inflammatory given its consideration in the context
of a bench trial. Appellant's fifth proposition of law is
overruled.
V
In his eighth proposition of law, appellant
contends that the confessions elicited from him were involuntary
and, consequently, should have been suppressed. At the outset, it
must be observed that, in order for a confession to be considered
involuntary and thus violative of the Due Process Clause, it must
have been the product of state action. See Colorado v. Connelly
(1986), 479 U.S. 157, 165, 107 S.Ct. 515, 520, 93 L.Ed.2d 473. In
this regard, the Connelly court observed that “coercive police
activity is a necessary predicate to the finding that a confession
is not ‘voluntary’ within the meaning of the Due Process Clause of
the Fourteenth Amendment.” Id. at 167, 107 S.Ct. at 522.
Appellant cites two examples of allegedly
coercive police activity. We turn first to his claim that the
officers “badgered * * * [him] for ‘the truth.’ ” We do not share
the view of appellant that such conduct rises to the level of
coercive activity. In State v. Cooey (1989), 46 Ohio St.3d 20, 28,
544 N.E.2d 895, 908, this court clearly stated that admonitions to
tell the truth directed at a suspect by police officers are not
coercive in nature.
Second, appellant claims that the coercive
nature of the police conduct is reflected in Detective Kaley's
false representation on August 7, 1985 regarding the extent to
which the authorities were aware of his prior activities.
Specifically, Detective Kaley remarked that “it's not crazy” to
suspect appellant because appellant had been “out there
[Shakespeare Acres] earlier this week” when Wiles denied having
visited the farm. Kaley remarked, “[y]ou know the only way I could
have obtained that information was from Mark [Klima] himself.”
Additionally, Kaley stated, “Mark told us that you had broken into
there one time before, purposely, and you were let go * * *.”
While the first of these statements is not technically false (the
whereabouts of appellant were derived from remarks made by Mark
Klima to his mother), both statements certainly implied that Mark
spoke directly to the police. Such misrepresentations are
sufficient to constitute state action.
It is therefore necessary to ascertain whether
the confessions following these remarks were voluntary. A
statement is voluntary if it is “the product of an essentially
free and unconstrained choice by its maker [.] * * * ” Culombe v.
Connecticut (1961), 367 U.S. 568, 602, 81 S.Ct. 1860, 1879, 6
L.Ed.2d 1037. In evaluating the voluntary nature of a confession,
the court must consider the totality of the circumstances. State
v. Edwards, supra, at 40, 3 O.O.3d at 23, 358 N.E.2d at 1059.
Appellant places great emphasis upon the
misleading nature of the police statements suggesting that Mark
Klima had implicated appellant in the commission of the crime.
Clearly, appellant is correct that deception is “a factor bearing
on voluntariness. * * * ” Schmidt v. Hewitt (C.A.3, 1978), 573
F.2d 794, 801. However, this factor, standing alone, is not
dispositive of the issue. Yet, appellant identifies no other
indication of coercion.
Rather, the circumstances surrounding the
August 7, 1985 interview lead to an opposite conclusion. The
interview was conducted outside the home of appellant, not in a
police interrogation room. A transcript of the interview reveals
that no threats or promises were communicated to appellant by
Kaley in order to obtain his cooperation. Accordingly, the
statements made by appellant to authorities on August 7 must be
considered voluntary in nature.
On August 12, 1985, Officer Joe Johnson of the
Savannah Police Department, responding to a call from appellant,
arrested appellant and transported him to police headquarters
where he was questioned by Detective Brinson. While appellant
initially denied commission of the murder, after breaking for
lunch, he admitted it and gave a written statement. Later,
appellant was questioned by Detectives Kaley and Doak. Appellant
was questioned further by the detectives on the following day.
Each interrogation was preceded by Miranda warnings. Officer
Johnson provided warnings to appellant at the time of arrest.
Detectives Brinson, Kaley and Doak prefaced each interrogation
session with warnings. The cumulative effect of such warnings
belies any suggestion that the statements which followed were
involuntary in nature.
Moreover, appellant cannot contend that he was
“worn down by * * * lengthy questioning. * * * ” Fare v. Michael
C. (1979), 442 U.S. 707, 727, 99 S.Ct. 2560, 2573, 61 L.Ed.2d 197.
To the contrary, the session with Brinson began at 11:48 a.m., was
interrupted for lunch, resumed thereafter, and was completed by
2:01 p.m. Seven hours elapsed before his interview with Kaley and
Doak commenced. This interrogation began at 9:00 p.m., was
suspended for a meal break at 10:14 p.m., resumed at 10:54 p.m.
and continued until 10:59 p.m. From 11:15 to 11:30 p.m., appellant
composed a written confession in his own handwriting. The
following day, in the late afternoon, appellant was questioned by
Kaley and Doak for a period of one hour, twenty-six minutes. Taken
together, the total interrogation time for both days encompassed
five hours, thirteen minutes and was interspersed with long and
frequent pauses.
The initiative taken by appellant in
surrendering to police suggests that his subsequent confessions
were as voluntary as his decision to submit to police custody. The
police were attentive to appellant's requests for food and drink
and the questioning was not accompanied by threats or promises.
Appellant further argues that the absence of counsel supports his
contention that his statements were involuntary in nature. While
he makes no claim that his waiver of counsel was involuntary,
appellant contends that the voluntariness of the waiver did not
enhance his ability to resist coercive police interrogation.
However, such waiver is indicative of his subjective belief that
the presence of counsel was unnecessary.
Finally, appellant contends that a head injury
suffered by him approximately a week before his interrogation in
Savannah rendered him incapable of exercising his rights. However,
there exists no evidence in the record suggesting that his
volitional capacity was impaired. Under the totality of the
circumstances, we conclude that the statements made to police by
appellant were voluntary in nature. Appellant's eighth proposition
of law is overruled.
VI
In his sixth proposition of law, appellant
urges this court to disapprove the use of custodial police
interrogations where a suspect has not actually consulted counsel
prior thereto. Appellant further contends that this result should
obtain even where the accused has voluntarily waived his
constitutional rights and has chosen to speak to authorities. This
rule is necessary, appellant maintains, because “ Miranda has
failed” to protect criminal defendants from coerced confessions.
This argument is without merit. It has been the consistent view of
the United States Supreme Court that the Fifth Amendment protects
one accused of a crime from being coerced into testifying against
himself. In order to assure that any statements made by a criminal
defendant are voluntary, Miranda v. Arizona (1966), 384 U.S. 436,
86 S.Ct. 1602, 16 L.Ed.2d 694, requires that the accused be
apprised of his rights prior to questioning. This court lacks the
authority to interpret the Fifth Amendment more or less
expansively than the United States Supreme Court.
However, appellant contends that Section 10,
Article I of the Ohio Constitution affords protections independent
of those embodied in the Fifth Amendment. Section 10, Article I
provides that: “ * * * No person shall be compelled, in any
criminal case, to be a witness against himself * * *.” Appellant
cites no authority which supports his proposition that all
inculpatory custodial statements are, by their very nature,
compelled. Rather, the relevant provisions of the state and
federal Constitutions require that such statements not be the
product of coercion. These considerations are fully addressed in
the course of determining whether the statements were voluntary in
nature. (See discussion, supra.) Appellant's sixth proposition of
law is overruled.
VII
In his seventh proposition of law, appellant
argues that his statements to Officer Joe Johnson of the Savannah
police should have been suppressed. Officer Johnson was responding
to a police dispatch occasioned by appellant's previous call to
authorities. When Officer Johnson arrived at the location
previously identified by appellant, appellant approached him and
stated he wished “to turn * * * [himself] in.” When Officer
Johnson asked “[f]or what,” appellant answered “[f]or murder.”
After further conversation, appellant stated he had killed Mark
Klima at Klima's home in Ohio within the last week. Following
submission of appellant's name and Social Security number to the
dispatcher, it was determined that an outstanding warrant for his
arrest existed. Appellant was thereafter arrested by Johnson and
transported to police headquarters.
Under the holding in Miranda v. Arizona, supra,
warnings apprising a criminal defendant of his constitutional
rights must precede any custodial interrogation. However, such
warnings are required only where both custody and interrogation
coincide. In the case at bar, the statements to Officer Johnson
sought to be suppressed by appellant were not the product of a
custodial interrogation. When Officer Johnson responded to the
police dispatch generated by appellant's telephone call, it was
appellant who approached Johnson. The conversation transpired on a
public street, not in the confines of a police interrogation room.
Formal arrest was not undertaken until after the information
voluntarily conveyed by appellant could be independently verified.
Accordingly, appellant was not in custody at the time the
statements were made. The trial court did not err in refusing to
suppress these statements.
Appellant further maintains that his statements
of August 7, 1985 made to Detective Kaley should have been
suppressed because there is no evidence that they were preceded by
Miranda warnings, since part of the relevant portion of the tape
recording had been accidentally erased. As an initial matter, this
appears to be a misstatement of fact.
Detective Kaley testified that he had given
appellant the warnings. This testimony is buttressed by a review
of the transcript of the August 7 interview, which contains the
warnings. Nevertheless, appellant contends that the inadvertent
erasure of a portion of the warnings by the prosecutor should
create a presumption that such warnings were not given. This
argument must be rejected. The trial court, having had the
opportunity to evaluate firsthand the testimony of the witnesses,
determined that such warnings were, in fact, given. Moreover,
appellant was not in custody when the conversation took place.
Accordingly, no such warnings were required. Appellant's seventh
proposition of law is therefore overruled.
VIII
In his seventeenth proposition of law,
appellant contends that the trial court should have merged the two
aggravating circumstances prior to weighing them against the
mitigating factors. Appellant was convicted of one aggravating
circumstance under R.C. 2929.04(A)(3) (murder to escape
accountability for a crime) and another under R.C. 2929.04(A)(7)
(murder during aggravated burglary). Both specifications were
predicated upon the same aggravated burglary and thus “arose from
the same acts and were committed with the same animus.” State v.
Cooey, supra, at 39, 544 N.E.2d at 917. See, also, State v.
Jenkins (1984), 15 Ohio St.3d 164, 197–198, 15 OBR 311, 340, 473
N.E.2d 264, 295. As conceded by the state, these specifications
should have been merged.
However, in Jenkins, supra, at 198–200, 15 OBR
at 340–342, 473 N.E.2d at 295–297, this court determined that the
failure of the trial court to merge the specifications does not
require that the sentence be set aside. Rather, a reviewing court
may merge the duplicative aggravating circumstances in the course
of conducting its independent weighing of aggravating and
mitigating circumstances pursuant to R.C. 2929.05(A). Through this
process, any error existing below would be remedied. In the case
at bar, such merger was undertaken by the Eleventh District Court
of Appeals below. Accordingly, appellant's seventeenth proposition
of law is hereby overruled.
IX
In his ninth proposition of law, appellant
maintains that there exists insufficient evidence to support his
conviction for aggravated murder and one of the death
specifications. Any evaluation of this proposition of law must
ascertain whether reasonable minds could find that all material
elements of the offense and specification were proved beyond a
reasonable doubt. State v. Bridgeman (1978), 55 Ohio St.2d 261, 9
O.O.3d 401, 381 N.E.2d 184; Jackson v. Virginia (1979), 443 U.S.
307, 99 S.Ct. 2781, 61 L.Ed.2d 560.
In support of his initial contention, appellant
states that a conviction for aggravated murder under R.C.
2903.01(A) requires proof beyond a reasonable doubt that the
accused “purposely * * * cause[d] the death of another.” In this
regard, appellant maintains that the state has failed to prove
“purpose.” A “purposeful act” is defined by R.C. 2901.22(A) as
follows: “A person acts purposely when it is his specific
intention to cause a certain result, or, when the gist of the
offense is a prohibition against conduct of a certain nature,
regardless of what the offender intends to accomplish thereby, it
is his specific intention to engage in conduct of that nature.”
Appellant argues that the state has failed to prove that he
purposely killed Mark Klima. He points to three factors which
illustrate that purpose was not proven at trial: (1) he waited
until he thought everyone had left the Klima house before he
entered; (2) he locked the doors behind him to prevent anyone from
entering while he was in the house; and (3) there is no evidence
that he possessed a weapon when he entered the residence. However,
there exists sufficient evidence from which the trier of fact
could conclude that appellant acted in a purposeful manner.
Appellant stabbed his victim at least ten times. Seven stab wounds
were found in his chest and back. A rational factfinder could
conclude from the number and location of these wounds that Wiles
had a “purpose” to cause the death of Mark Klima.
Appellant also contends that the state has
failed to prove that he killed Mark Klima “for the purpose of
escaping detection, apprehension, trial, or punishment for another
offense committed by the offender.” R.C. 2929.04(A)(3). It is
undoubtedly correct, as appellant suggests, that R.C.
2929.04(A)(3) “[does not permit] an inference that every intended
killing which follows another crime allows the death penalty to be
imposed.” (Emphasis sic.) State v. Stumpf (1987), 32 Ohio St.3d
95, 103–104, 512 N.E.2d 598, 607. He contends, moreover, that
there exists a dearth of evidence that he committed the offense
for any of the purposes enumerated in the statute. Clearly, R.C.
2929.04(A)(3) envisions conviction thereunder where it is proven
that the accused committed aggravated murder to avoid “detection.”
We have previously held “that ‘detection’ anticipates a situation
where the witness or witnesses are killed in an attempt to hide
the commission of the crime.” State v. Jester (1987), 32 Ohio
St.3d 147, 148–149, 512 N.E.2d 962, 965. Thus, in Jester, supra,
this court alluded to the facts in Stumpf, supra, to illustrate a
situation where the specification had been proven beyond a
reasonable doubt: “ * * * [I]n State v. Stumpf (1987), 32 Ohio
St.3d 95, 512 N.E.2d 598, the defendant had shot the husband.
Believing that he had killed the husband, Stumpf then killed the
wife, the only witness besides defendant and his co-defendant, to
avoid detection.” Jester, supra, at 149, 512 N.E.2d at 965.
In contrast, the facts in Jester were
insufficient to establish the specification “ * * * because the
shooting occurred in a crowded bank, [and] it is not possible to
find that he was seeking to avoid detection.” Id. at 148, 512
N.E.2d at 965. Thus, no inference arises that a criminal defendant
seeks to escape detection under circumstances where one of many
potential witnesses is slain. However, where the accused attempts
to kill the only witness to his commission of a crime, there
exists sufficient circumstantial evidence that the act was
undertaken for the purpose of avoiding detection. See State v.
Stumpf, supra. In the case sub judice, Mark Klima was the sole
witness to the burglary of the Klima residence. A rational trier
of fact could conclude from this evidence that appellant killed
Mark Klima for the purpose of escaping detection for the crime.
Appellant's ninth proposition of law is therefore overruled.
X
In his tenth proposition of law, appellant
contends that the testimony of Carol Klima relative to her prior
conversation with her son was inadmissible hearsay. Carol Klima
testified regarding the presence of appellant on her property on
August 5, 1985, two days before the murder. Her testimony on this
point consisted of the following: “He talked to my son. He asked
my son if he recognized him. My son said, ‘Yes, you're Mark
Wiles.’ And Mark Wiles told my son that he had amnesia and that he
wanted to talk to me, and my son told him that I was up at the
house and Mark Wiles started to walk towards the house and the dog
started barking and he turned around and left.”
The aforementioned testimony was introduced by
the state for the purpose of establishing that Mark Klima was
capable of identifying appellant to the authorities. Such evidence
would also tend to demonstrate that appellant was guilty of the
specification under R.C. 2929.04(A)(3) inasmuch as the killing of
Mark Klima would enable appellant to escape detection,
apprehension, trial or punishment for another offense. Despite the
relevancy of such evidence, appellant contends that the testimony
constitutes inadmissible hearsay. The state essentially concedes
that Carol Klima's recollection of the conversation with her son
was offered to prove the truth of the matter asserted. It was
therefore the intent of the prosecution to establish that
appellant knew that Mark Klima could identify him. The statement
is clearly hearsay within the meaning of Evid.R. 801(C) and does
not satisfy the requirements for admissible hearsay under Evid.R.
803 or 804. Accordingly, it was inadmissible under the Rules of
Evidence.
However, no objection to such testimony was
interposed at trial. Appellant also failed to raise this issue
before the court of appeals. Trial error not preserved by
objection may be considered on appeal only if it constitutes plain
error. The plain error test requires that, but for the existence
of the error, the result of the trial would have been otherwise.
State v. Long (1978), 53 Ohio St.2d 91, 97, 7 O.O.3d 178, 181, 372
N.E.2d 804, 808.
Assuming arguendo that the failure to exclude
such testimony would have constituted reversible error if an
objection thereto had been made, there exists sufficient evidence
apart from the statements of Carol Klima to support the verdict
with regard to the specification. (See Part IX, supra.) It cannot
be said with any degree of confidence that appellant would have
been acquitted of the specification but for the hearsay testimony.
Accordingly, appellant's tenth proposition of law is overruled.
XI
In his twelfth proposition of law, appellant
argues that the state introduced improper evidence and engaged in
inflammatory argument during the guilt phase of the trial. The
evidence in question involved the testimony of Carol Klima, who
described her son as “a wonderful boy” with a quiet disposition.
She further discussed Mark's hobbies and grades in school.
Moreover, the prosecuting attorney described the deceased in
closing argument as follows: “A boy, a son that every parent would
dream about having. A four-point student and an accomplished
writer. A shy and quiet boy * * * who liked computers, who hated
violence.” The prosecution also evoked the suffering of Charles
and Carol Klima: “And the worst repayment of all was the
mutilation and the snatching away of the life of their only
child.”
Appellant correctly contends that this evidence
and argument constituted an irrelevant appeal to the emotions.
However, in reviewing a bench trial, an appellate court presumes
that a trial court considered nothing but relevant and competent
evidence in reaching its verdict. The presumption may be overcome
only by an affirmative showing to the contrary by the appellant.
State v. Post (1987), 32 Ohio St.3d 380, 384, 513 N.E.2d 754, 759.
Appellant has failed to identify anything in the record which
would suggest that the trial court considered anything but
competent, credible evidence in arriving at the verdict.
Similarly, there is no indication from the trial court opinion to
support the view that the personal qualities of the deceased or
the grief suffered by his parents was considered in fixing
sentence. See Booth v. Maryland (1987), 482 U.S. 496, 107 S.Ct.
2529, 96 L.Ed.2d 440.
Appellant further objects to the
characterization of him by the prosecutor as “an ogre * * *, a
man-eating monster, a hideous, brutish person * * * ” and “an
animal.” Such invective is highly unprofessional. See DeFoor,
Prosecutional Misconduct in Closing Argument (1983), 7 Nova L.J.
443, 465. However, the prosecution is entitled to some latitude in
summation. State v. Woodards (1966), 6 Ohio St.2d 14, 26, 35
O.O.2d 8, 14, 215 N.E.2d 568, 578. “ * * * Strong
characterizations such as ‘beast,’ ‘cruel human vulture,’ and
‘vile creature’ have been allowed where there is support for them
in the record. * * * ” DeFoor, supra, at 464–465. The language of
the prosecuting attorney, while strong, is amply supported by the
record. Mark Klima was stabbed at least ten times, mostly in the
back, and sustained a total of twenty-four wounds. Moreover, no
objection was interposed relative to the characterizations.
Finally, such remarks were directed to a three-judge panel, which
is presumed to have considered only relevant evidence in arriving
at its decision. State v. Post, supra. Thus, there exists no basis
for concluding that such remarks deprived appellant of a fair
trial.
Appellant also challenges the reference made by
the prosecution that he lied to the police on various occasions,
including when he told police that the deceased had attacked him.
He contends that his veracity was irrelevant to the issue of guilt
or innocence. However, appellant had maintained as a crucial
aspect of his defense that the homicide was not purposeful because
he had killed in a moment of panic after he was attacked with a
knife by Mark Klima. Inasmuch as appellant was the only surviving
witness to the fatal encounter, it was clearly permissible for the
state to argue that appellant's version of events was unworthy of
belief because he had lied on other occasions. See State v.
Landrum (1990), 53 Ohio St.3d 107, 110, 559 N.E.2d 710, 717.
The prosecution also argued that appellant had
failed to “show concern” about the crime because of his threat to
“kill again.” Appellant takes issue with these statements because
he contends that they focus on “future dangerousness” and are thus
irrelevant to the issue of guilt. However, the prosecution's
argument sought not to establish appellant's future dangerousness
but rather his total lack of remorse shortly after the commission
of the crime. While under most circumstances such argument would
be equally irrelevant to guilt or innocence, the subjective mental
state of appellant during the period following the crime became an
issue during the guilt phase of the trial as a result of the
strategy employed by the defense. The defense had emphasized both
on cross-examination and in closing argument that appellant had
cooperated with police and had shown deep remorse “to the point
that he even contemplated taking his own life * * *.” Such
argument as was advanced by the state merely sought to rebut the
defense contentions.
Appellant also objects to references by the
prosecution regarding the youth of the victim. However, such
argument is clearly relevant to answer the claim of appellant that
he was attacked by Mark Klima. While it is certainly true that
persons fifteen years of age have been known to commit homicide,
the prosecution was certainly free to argue that it is much more
likely that a twenty-two-year-old burglar would attack a
fifteen-year-old boy than for the opposite to occur. Appellant's
twelfth proposition of law is overruled.
XII
In his fourteenth proposition of law, appellant
challenges the use of inflammatory arguments by the prosecution
during the penalty phase of the trial. Of particular significance
is the contention of appellant that the prosecutor commented
disparagingly about the exercise of his constitutional rights. In
attempting to refute appellant's claim that he cooperated with
police, the prosecutor remarked: “Did he cooperate with Duane
Kaley when he went over to talk to him the afternoon of August
Seventh? * * * He wouldn't give him a consent to search the car.”
Appellant correctly notes that “courts disapprove of penalties
imposed for exercising constitutional rights.” State v. Landrum,
supra, at 110, 559 N.E.2d at 716. Prosecutorial comment that “cuts
down on” a constitutional right “by making its assertion costly”
is forbidden. Griffin v. California (1965), 380 U.S. 609, 614, 85
S.Ct. 1229, 1232, 14 L.Ed.2d 106.
Appellant clearly had a right to withhold
consent to a warrantless police search of his car. The comment by
the prosecution sought to penalize the assertion of this right.
Just as prosecutors are barred from commenting upon the assertion
by a criminal defendant of his Fifth Amendment right against
self-incrimination, Griffin, supra, or upon his plea of not
guilty, Landrum, supra, they may not comment on his exercise of
his Fourth Amendment right against unreasonable searches. See
United States v. Thame (C.A.3, 1988), 846 F.2d 200, 205–207;
United States v. Taxe (C.A.9, 1976), 540 F.2d 961, 969.
Nevertheless, the defense did not object to the comment by the
prosecutor. This deficiency waives any claim of error except plain
error under Crim.R. 52(B). As observed earlier, however, an error
will not be found to be plain error where it is not outcome
determinative. (See Part X, supra.) Given the presentation of such
argument in the context of a bench trial, it must be presumed that
the court disregarded an appeal by the prosecutor premised upon
the assertion by appellant of his constitutional rights.
Appellant also objects that the prosecution
commented on his refusal to testify on his own behalf. Remarks of
this nature, if they occurred, would be clearly inappropriate.
Griffin v. California, supra. However, no such comments were made
by the prosecution. Rather the prosecutor said, “Mark Klima is
also a witness, but he's not talking to you from his mouth, he's
talking to you through the puncture wounds in his back and in his
chest.” (Emphasis added.) This does not constitute comment upon
appellant's refusal to testify.
Appellant also challenges the relevancy of
comments by the prosecution relative to the character of the
victim. The prosecutor described Mark Klima as a “quiet,”
“peaceful and nonviolent” person who “backed away from fights.”
However, such remarks were a valid attempt to refute the
characterization of Mark Klima by appellant as the aggressor.
Appellant further objects to the reference of the prosecutor to
the suffering inflicted upon the victim. However, we have
previously held that absent plain error, such comment does not
constitute reversible error. State v. Cooey, supra, at 36, 544
N.E.2d at 915.
Appellant additionally cites comments made by
the prosecutor about his character, which appellant argues were
irrelevant and prejudicial. In particular, the prosecution
remarked: “If you look at his history, his character and
background, he's a drugger, a doper.” The prosecutor also alluded
to appellant's affair with his cousin's wife. While such remarks
border on irrelevancy, the Supreme Court has approved “open and
far-ranging argument * * * ” and observed that “[s]o long as the
evidence introduced and the arguments made at the pre-sentence
hearing do not prejudice a defendant, it is preferable not to
impose restrictions. * * * ” Gregg v. Georgia (1976), 428 U.S.
153, 203–204, 96 S.Ct. 2909, 2939, 49 L.Ed.2d 859 (plurality
opinion).
Appellant argues that the prosecution
improperly referred to his alleged future dangerousness. In State
v. Beuke (1988), 38 Ohio St.3d 29, 33, 526 N.E.2d 274, 280, this
court specifically permitted such comment by the prosecution.
Appellant further maintains that future dangerousness may not be
considered because it is not a statutory aggravating circumstance,
citing Jurek v. Texas (1976), 428 U.S. 262, 96 S.Ct. 2950, 49
L.Ed.2d 929. However, Jurek merely concluded that states may
constitutionally designate future dangerousness as a statutory
aggravating circumstance. Id. at 274–276, 96 S.Ct. at 2957–58. As
mentioned previously, however, evidence of appellant's future
dangerousness was not admitted for the purpose of establishing a
non-statutory aggravating circumstance but to refute his
contention during both the guilt and penalty phases of the trial
that he experienced remorse over the killing of Mark Klima.
During the course of closing argument at the
mitigation hearing, the prosecution repeatedly referred to the
emotional impact of Mark Klima's death on his parents. While such
references are constitutionally impermissible, Booth v. Maryland,
supra, there is no affirmative showing by appellant that they were
considered by the trial court in imposing sentence, State v. Post,
supra.
Appellant also objects to remarks made by the
prosecutor relative to offenses for which appellant had not been
charged or convicted. He therefore contends that such comment
violated the presumption of innocence. However, such presumption
does not obtain in sentencing proceedings. Consequently, no
statutory or constitutional infirmity exists. See State v. Hutton
(1990), 53 Ohio St.3d 36, 42–43, 559 N.E.2d 432, 441; State v.
Cooey, supra, at 35, 544 N.E.2d at 914. Appellant also challenges
the argument of the prosecutor that appellant left the scene of
the crime with the money he had stolen, rather than obtaining
medical assistance for the victim. This argument, appellant
contends, is “irrelevant and ridiculous * * *.” However, such
remarks were intended to refute appellant's claim that the killing
of Mark Klima was unintentional. Clearly, a question arises
regarding such protestations by appellant when no attempt was made
to seek help for an “unintended victim.” Appellant's fourteenth
proposition of law is overruled.
XIII
In his fifteenth proposition of law, appellant
contends that the trial court improperly considered nonstatutory
aggravating circumstances in imposing sentence. This argument is
without merit. The trial court specifically and correctly
identified the aggravating circumstances in its opinion. It
further stated ten reasons why the aggravating circumstances
outweighed the mitigating factors. Appellant, however,
characterizes these reasons as nonstatutory aggravating
circumstances. R.C. 2929.03(F) requires that a trial court state
the reasons for its finding that the aggravating circumstances
outweigh the mitigating factors. Moreover, in State v. Stumpf
(1987), 32 Ohio St.3d 95, 512 N.E.2d 598, this court held at
paragraph one of the syllabus, that the “trial court * * * may
rely upon and cite the nature and circumstances of the offense as
reasons supporting its finding that the aggravating circumstances
were sufficient to outweigh the mitigating factors.”
Accordingly, where the court below correctly
identifies the statutory aggravating circumstances pleaded and
proven at trial, this court will infer that the trial court
“understood the difference between statutory aggravating
circumstances and facts describing the nature and circumstances of
the offense.” State v. Sowell (1988), 39 Ohio St.3d 322, 328, 530
N.E.2d 1294, 1302. Clearly, such inference is appropriate in the
case at bar. Appellant's fifteenth proposition of law is
overruled.
XIV
Appellant claims in his sixteenth proposition
of law that the trial court failed to consider relevant mitigating
factors adduced by him at the sentencing hearing. The trial court
determined that appellant had established two mitigating factors:
his youth and his “mostly truthful and sincere” confessions.
However, appellant contends that the trial court did not consider
his deep remorse over the killing or the fact that the murder
would not have been solved without his surrender to authorities
and his subsequent confessions. This argument mischaracterizes the
trial court decision. The court specifically mentioned that it had
considered “[e]vidence of remorse” and “cooperation of the
defendant with law enforcement officials and confessions.”
Moreover, appellant's contention that the trial
court failed to take into account his history of drug and alcohol
abuse is inaccurate. A review of the trial court opinion
contradicts this assertion. Appellant further maintains that the
trial court ignored mitigating evidence relative to his active
involvement in church activities. This contention is also
contradicted by the language of the trial court opinion. We
similarly reject appellant's contentions that the trial court
failed to consider the results of his psychological evlauation,
his generally favorable record during a prior incarceration, his
troubled family history, his history of nonviolence, or his
efforts to avoid a confrontation during the burglary. The trial
court opinion reveals that such evidence was in fact considered.
Appellant also maintains that the trial court
failed to give due regard to his lack of a significant history of
prior convictions as required by R.C. 2929.04(B)(5). However, the
court merely concluded that the factor did not exist because it
viewed appellant's prior burglary conviction as significant.
Appellant likewise contends that the trial court did not consider
that the victim induced the stabbing by attacking him and thus
ignored mitigating circumstances to which it is required to accord
weight pursuant to R.C. 2929.04(B)(1). A more plausible reading of
the trial court decision yields the conclusion that the court
simply did not believe appellant's version of his encounter with
Mark Klima. Accordingly, it was the determination of the trial
court that the statutory mitigating factor did not exist.
Assuming arguendo that such mitigating factors
should have been more explicitly addressed by the trial court, any
deficiency inherent therein can be cured by an independent
reweighing of the factors by this court. State v. Lott, supra, at
171–173, 555 N.E.2d at 305–307. Appellant's sixteenth proposition
of law is overruled.
XV
In his twenty-third proposition of law,
appellant contends that the trial court failed to adequately
explain why the aggravating circumstances were sufficient to
outweigh the mitigating factors. While appellant concedes that the
trial court listed ten reasons why the aggravating circumstances
prevailed, he nevertheless argues that the listings did not
constitute a meaningful weighing. R.C. 2929.03(F) requires a trial
court to “state * * * the reasons why the aggravating
circumstances the offender was found guilty of committing were
sufficient to outweigh the mitigating factors * * *.” This
function was fully performed by the trial court in the case at
bar. Appellant's twenty-third proposition of law is overruled.
XVI
In his twenty-fifth proposition of law,
appellant urges that the court of appeals improperly considered
the circumstances of the offense as nonstatutory aggravating
circumstances. However, a review of the court of appeals' opinion
reveals that the appellate court correctly identified the
aggravating circumstance upon which its decision was predicated.
Appellant further contends that the appellate court failed to give
sufficient weight to several of the mitigating factors which he
presented at trial. However, the court is under no obligation to
assign any particular weight to mitigating factors advanced by the
defendant. See State v. Cooey, supra, at 39–40, 544 N.E.2d at 918.
Appellant's twenty-fifth proposition of law is overruled.
XVII
In his twenty-eighth proposition of law,
appellant objects to the admission of numerous gruesome autopsy
photographs of the victim. The photographs are clearly gruesome
and repetitive. State v. Maurer (1984), 15 Ohio St.3d 239, 15 OBR
379, 473 N.E.2d 768, paragraph seven of the syllabus. However,
appellant failed to object to the admission of such exhibits at
trial. Moreover, the probative value of such evidence is beyond
question. The photographs reveal the number and location of the
stab wounds and are thus relevant to the issue of intent.
Accordingly, their admission cannot be considered plain error.
Appellant's twenty-eighth proposition of law is overruled.
XVIII
In his eleventh proposition of law, appellant
maintains that the trial court should have provided for a
stenographic record of its visit to the Klima residence to view
the murder scene. However, appellant neither requested that a
record be made at the time nor attempted to employ App.R. 9(C) or
9(E) “to reconstruct what was said or to establish its
importance.” State v. Brewer (1990), 48 Ohio St.3d 50, 61, 549
N.E.2d 491, 502. Accordingly, any alleged error in failing to
record the event has been waived for purposes of appellate review.
Appellant's eleventh proposition of law is overruled.
XIX
In his twenty-seventh proposition of law,
appellant contends that the indictment is invalid because it does
not bear the signature of the grand jury foreman. During the
course of these proceedings, the portion of the indictment
originally transmitted to this court containing the foreman's
signature was misplaced. This missing page has since been located.
In the meantime, to remedy this apparent deficiency, the state was
permitted to supplement the record by supplying a certified copy
of the indictment. See 47 Ohio St.3d 702, 547 N.E.2d 988.
We are unable to determine when this page
containing the signature became detached and misplaced. However,
regardless of when the detachment occurred, we cannot agree that
this apparent irregularity warrants reversal. If the signature was
properly attached prior to trial, then the indictment did not lack
a signature and no defect existed. If the signature page was
misplaced before trial, appellant has failed to preserve any error
by timely objection. Appellant may not withhold a timely objection
at trial in the hopes of obtaining a favorable outcome on the
merits and attempt to raise the error on review when the desired
result fails to materialize. See Wainwright v. Sykes (1977), 433
U.S. 72, 89–90, 97 S.Ct. 2497, 2507–08, 53 L.Ed.2d 594.
Appellant's twenty-seventh proposition of law is overruled.
XX
In his twenty-second proposition of law,
appellant contends that the mitigating factors set forth in R.C.
2929.04(B) are unconstitutionally vague because they “fail to
adequately inform the trier of fact what may and may not be
considered in mitigation.”
However, in Eddings v. Oklahoma (1982), 455
U.S. 104, 113–114, 102 S.Ct. 869, 876–77, 71 L.Ed.2d 1, the United
States Supreme Court held that “the State may not by statute
preclude the sentencer from considering any mitigating factor * *
*.” Although irrelevant evidence may be excluded, Lockett v. Ohio
(1978), 438 U.S. 586, 604, fn. 12, 98 S.Ct. 2954, 2965, fn. 12, 57
L.Ed.2d 973, any attempt to restrict what may be considered in
mitigation would be violative of the Eighth and Fourteenth
Amendments to the United States Constitution. While appellant
cites Maynard v. Cartwright (1988), 486 U.S. 356, 108 S.Ct. 1853,
100 L.Ed.2d 372, for the proposition that “sentencing guidelines”
must be specific, the decision addressed an unconstitutionally
vague aggravating circumstance, not a mitigating factor. Rather,
any attempt to limit consideration of any mitigating factor on the
basis of vagueness would run afoul of the constitutional
imperatives recognized in Eddings v. Oklahoma, supra. Appellant's
twenty-second proposition of law is overruled.
XXI
In his first proposition of law, appellant
contends that R.C. 2929.04(A)(7) (the felony-murder aggravating
circumstance) essentially replicates the elements of R.C.
2903.01(B) (the offense of aggravated murder) and is therefore
unconstitutional. This argument was considered and rejected in
State v. Henderson (1988), 39 Ohio St.3d 24, 528 N.E.2d 1237,
paragraph one of the syllabus. Appellant further argues that R.C.
2929.04(A)(7) is unconstitutionally vague because it does not
define “principal offender.” We do not consider this term to be
vague. In State v. Penix (1987), 32 Ohio St.3d 369, 371, 513
N.E.2d 744, 746, we held that “principal offender” denotes “the
actual killer.” Appellant's first proposition of law is overruled.
XXII
In his thirteenth proposition of law, appellant
urges this court to require that any convictions of a capital
offense and any determination that death should be imposed be
proven beyond all doubt. This proposition of law is overruled on
authority of State v. Jenkins, supra, paragraph eight of the
syllabus, and State v. Williams 1986), 23 Ohio St.3d 16, 22, 23
OBR 13, 19, 490 N.E.2d 906, 913.
XXIII
In his eighteenth and twenty-sixth proposition
of law, appellant argues that any proportionality review
undertaken pursuant to R.C. 2929.05(A) must include consideration
of cases where the death penalty was available but not imposed.
This proposition of law is overruled on authority of State v.
Steffen (1987), 31 Ohio St.3d 111, 31 OBR 273, 509 N.E.2d 383,
paragraph one of the syllabus.
XXIV
In his twenty-fourth proposition of law,
appellant contends that the Ohio statutory framework for
imposition of the death penalty is violative of the Fifth, Sixth,
Eighth and Fourteenth Amendments to the United States Constitution
and Sections 2, 9, 10 and 16, Article I of the Ohio Constitution.
These arguments were considered and rejected by this court in
State v. Jenkins, supra, at 167–179, 15 OBR at 314–324, 473 N.E.2d
at 272–280. Appellant's twenty-fourth proposition of law is not
well-taken.
XXV
In his twenty-ninth proposition of law,
appellant contends that the errors previously alleged were
cumulatively prejudicial and denied him a fair trial. However, we
conclude that appellant's prior propositions either “fail to
establish errors” or allege errors which are “not outcome
determinative.” State v. Moreland (1990), 50 Ohio St.3d 58, 69,
552 N.E.2d 894, 905. Appellant's twenty-ninth proposition of law
is overruled.
XXVI
In his nineteenth, twentieth and twenty-first
propositions of law, appellant contends that the independent
review required of this court pursuant to R.C. 2929.05(A) must
yield the conclusion that the aggravating circumstance does not
outweigh the mitigating factors beyond a reasonable doubt and that
imposition of the death sentence herein would be disproportionate
to the sentences rendered in similar cases. Appellant was
convicted of two aggravating circumstances pursuant to R.C.
2929.04(A)(3) (murder to escape detection, apprehension, trial or
punishment for another offense) and R.C. 2929.04(A)(7) (felony
murder). The court of appeals correctly concluded that these two
specifications should have been merged for purposes of sentencing.
See Part VIII, supra. Accordingly, there exists one aggravating
circumstance. Several mitigating factors are advanced by appellant
to overcome the aggravating circumstance.
As an initial matter, appellant claims that he
exhibited remorse for the murder, surrendered to authorities and
confessed to the crime. Without such confessions, appellant
contends that the crime would never have been solved. Although
“retrospective remorse is to be accorded little weight in
mitigation * * *[,]” State v. Post, supra, at 394, 513 N.E.2d at
768, remorse which leads to surrender and confession is a more
impressive factor. State v. Hicks (1989), 43 Ohio St.3d 72, 80,
538 N.E.2d 1030, 1039. Nevertheless, the remorse exhibited by
appellant is offset to some degree by his other attempts to avoid
responsibility. His cooperation was neither total nor immediate.
When Detective Kaley visited his residence on August 7, 1985, the
initial reaction of appellant was to ask his roommate to lie to
the police so he could escape out the side door. In his subsequent
conversation with Detective Kaley, appellant denied any
participation in the crime. When Detective Kaley left, appellant
fled the state. Despite his surrender to Georgia police
authorities five days later, he initially represented to Detective
Brinson that he did not commit the murder.
Appellant also claims in mitigation that he
tried to avoid any confrontation with Mark Klima. In support of
this contention, appellant states that he did not enter the house
until he was convinced that the occupants (including Mark Klima)
had left, he carried no weapon into the house with him and he
locked the door behind him. Certainly, these facts are entitled to
some weight in mitigation. Appellant also argues that Mark Klima
approached him from behind with a knife and that the confrontation
resulted in a panic-induced killing. However, other evidence tends
to contradict appellant's characterization of his confrontation
with Mark Klima. Of the ten or eleven stab wounds suffered by the
victim, five were in the back. There is no evidence of a struggle
in the living room. Moreover, it is highly improbable that a
slightly built fifteen-year-old boy of peaceful disposition armed
himself with a knife and attacked an older, stronger burglar.
Appellant further urges in mitigation that he
was only twenty-two years of age when the crime was committed.
While youth is clearly a mitigating factor under R.C.
2929.04(B)(4), it has not been afforded great weight by this
court. See State v. Powell (1990), 49 Ohio St.3d 255, 263, 552
N.E.2d 191, 200 (nineteen-year-old defendant); State v. Benner
(1988), 40 Ohio St.3d 301, 319, 533 N.E.2d 701, 719 (defendant was
twenty-two and twenty-three at the time the murders were
committed). Appellant also presented evidence of his redeeming
personality traits. A family friend testified that appellant had
been a quiet, sincere boy who had participated in church
activities. His former minister, his mother and a second family
friend testified that appellant does not have a violent nature.
Consequently, appellant argues that his murder of Mark Klima was
an aberration. Moreover, appellant's former supervisor at
Mansfield State Reformatory testified that appellant was polite,
quiet and caused no problems.
In contrast, appellant's former high school
unit principal testified that appellant was prone to displays of
anger and verbal abuse. Appellant was described by this witness as
one of the most “belligerent individuals” he had met in his
career. Other testimony also suggested that appellant was capable
of acts of violence. Kathy Kelley testified that appellant,
speaking about a previous burglary, had told her “that he was glad
that he didn't have to hurt anybody in that burglary because he
didn't know what he would have done if somebody had seen him * *
*.” Testimony was also presented regarding his allegedly kind
nature. Susan Hodge, a friend of the Wiles family, stated that
appellant was “very good to my children.” She remarked that
appellant had once offered to buy her son braces to correct his
harelip and cleft palate. Evidence was submitted with respect to
appellant's childhood. A psychologist testified that appellant's
emotional development had been arrested between the ages of ten
and twelve and that he has “an overabundance of conscience * * *.”
Appellant had a poor relationship with his father, who was not
close to him and gave him little positive reinforcement. Appellant
was also extremely close with his older brother Randy, who died
when appellant was in the tenth grade. While appellant had a
history of drug and alcohol abuse, the record does not indicate
that it contributed to the commission of the crime in question.
Moreover, he was not under the influence of drugs or alcohol at
the time he committed the crime, nor was the burglary undertaken
to support a drug habit.
Appellant also contends that he lacked a
significant history of prior convictions or delinquency
adjudications. See R.C. 2929.04(B)(5). However, appellant did have
a previous conviction for aggravated burglary. Inasmuch as that
crime involved the same type of activity which forms the basis of
the aggravating circumstance in the case sub judice, the
conviction cannot be considered insignificant. Appellant contends
that he maintained an excellent disciplinary record at the
Mansfield Reformatory. Appellant's prison records show that he was
disciplined three times in fifteen months. However, on one of
these occasions, when appellant disobeyed the demand of a guard,
compliance therewith would have constituted a violation of the
orders of his supervisor. None of the infractions involved drugs,
alcohol or violence. While describing such a record as “excellent”
is an exaggeration, it is entitled to some weight in mitigation.
Thus, appellant has clearly adduced a modicum of mitigating
evidence. However, the extreme violence employed in the commission
of the crime and its perpetration in the home of the victim lead
us to conclude that the aggravating circumstance outweighs the
mitigating factors beyond a reasonable doubt. Appellant's
nineteenth, twentieth and twenty-first propositions of law are
therefore overruled.
XXVII
In his twenty-sixth proposition of law,
appellant contends that imposition of the death penalty in the
instant case is disproportionate to sentences given in similar
cases.
In determining, pursuant to R.C. 2929.05(A),
whether the sentence imposed is disproportionate or excessive,
this court must review the disposition of other capital cases
reviewed by us where the criminal act involved similar
circumstances. Several decisions by this court have approved the
death sentence for persons who have committed aggravated murder in
the course of aggravated burglary. See State v. Henderson, supra;
State v. Holloway (1988), 38 Ohio St.3d 239, 527 N.E.2d 831; State
v. Apanovitch (1987), 33 Ohio St.3d 19, 514 N.E.2d 394; State v.
Steffen, supra; and State v. Barnes (1986), 25 Ohio St.3d 203, 25
OBR 266, 495 N.E.2d 922.
Appellant contends, however, that all of the
preceding cases involved other specifications in addition to
aggravated burglary. Inasmuch as the two specifications charged in
the case at bar must be merged, the aggravated burglary
specification constitutes the only aggravating circumstance.
However, since the filing of appellant's brief, this court has
decided State v. Landrum, supra.
Despite the presence in Landrum of only one
aggravating circumstance, the same one present herein (aggravated
burglary), this court upheld the imposition of the death penalty
in that case. Accordingly, the sentence rendered herein is not
disproportionate to penalties imposed in similar cases.
Appellant's twenty-sixth proposition of law is overruled. The
judgment of the court of appeals is therefore affirmed.
MOYER, C.J., and SWEENEY, HOLMES, DOUGLAS,
HERBERT R. BROWN and RESNICK, JJ., concur. WRIGHT, J., concurs in
judgment only.
State v. Wiles, 126 Ohio App.3d 71,
709 N.E.2d 898 (Ohio App. 11 Dist. 1998). (PCR)
Following final affirmance of his felony-murder
conviction and sentence of death, 59 Ohio St.3d 71, 571 N.E.2d 97,
petitioner sought post-conviction relief. The Portage County Court
of Common Pleas dismissed petition without hearing, and petitioner
appealed. The Court of Appeals, Nader, J., held that: (1)
petitioner was entitled to have state's response to petition
stricken as untimely; (2) erroneous denial of motion to strike was
harmless; (3) post-conviction court did not abuse its discretion
in impliedly denying petitioner discovery; (4) findings and
conclusions in connection with summary dismissal of petition were
insufficient and precluded effective appellate review; (5)
petitioner's claim that his former attorney could be presumed to
have shared with prosecutor's office information useable to defend
against post-conviction petition was not barred by res judicata;
(6) petitioner was entitled to hearing on such claim; and (7)
petitioner's claim that statutory post-conviction relief procedure
was not effective remedy for alleged violations of federal
constitutional rights was not cognizable on direct appeal from
dismissal of petition for post-conviction relief. Reversed and
remanded with instructions. Christley, J., concurred with separate
opinion. Ford, P.J., concurred in result only.
Wiles v. Bagley, 561 F.3d 636 (6th
Cir. 2009). (Habeas)
Background: Following affirmance of aggravated
murder conviction and sentence of death, 571 N.E.2d 97, petition
for writ of habeas corpus was filed. The United States District
Court for the Northern District of Ohio, Paul R. Matia, J., 2005
WL 1181859, denied the petition. Petitioner appealed.
Holdings: The Court of Appeals, Sutton, Circuit
Judge, held that: (1) trial counsel's failure to uncover certain
evidence while preparing for mitigation hearing did not prejudice
petitioner, and (2) trial counsel's failure to adequately prepare
psychologist for mitigation hearing did not prejudice defendant.
Affirmed. Martin, Circuit Judge, filed opinion concurring.
SUTTON, Circuit Judge.
Mark Wiles murdered a fifteen-year-old boy with
a kitchen knife during a botched burglary in 1985. After he waived
his right to a jury trial, a panel of three Ohio judges convicted
him of aggravated murder and aggravated burglary, then sentenced
him to death. After exhausting his state-court appeals and
post-conviction remedies, Wiles sought a writ of habeas corpus
under 28 U.S.C. § 2254, arguing (among other things) that he was
denied the effective assistance of counsel under the Sixth and
Fourteenth Amendments. Because Wiles has not shown that he was
prejudiced by his counsel's alleged shortcomings, we affirm.
I.
In 1982, Wiles went to work as a part-time
laborer for Charles and Carol Klima on their horse farm, where
they lived with their son Mark. State v. Wiles, 59 Ohio St.3d 71,
571 N.E.2d 97, 103 (1991). One day in early 1983, the family
learned that $200 in cash was missing. That same day, Wiles had
reported for work, but he could not be found after the Klimas
learned of the missing cash, and he did not return to collect his
paycheck or for that matter return to work any longer on the farm.
Id. at 103-04. In the spring of that year, Wiles began serving a
4-25 year sentence in an Ohio prison for an unrelated burglary he
had committed the previous year.
On August 7, 1985, after serving eighteen
months of this sentence, Wiles returned to the Klima farm, entered
the unlocked house while the family was gone and began to search
the house for valuables. Wiles, 571 N.E.2d at 104. While he was
still in the house, Mark Klima returned and confronted him. Id.
Wiles stabbed the boy 24 times with a kitchen knife, stole
approximately $260 and fled. Id. Carol Klima returned home to find
her unconscious son lying on the floor with a knife buried in his
back. Id. Later that day, Mark Klima died in a hospital emergency
room. Id. Wiles initially fled from the authorities. Five days
after the murder, however, he turned himself in to the police in
Savannah, Georgia, telling them that he was wanted for murder in
Ohio. Id. at 105. After being informed of his rights, he told the
police what he had done and signed a confession admitting that he
had killed Klima. Id.
A state grand jury indicted Wiles for
aggravated murder and two counts of aggravated burglary-one for
the 1985 home invasion, one for the 1983 $200 theft. Id. at
105-06. He waived his right to a jury, and a three-judge panel
heard his case. Id. at 106-07. After the guilt phase of the
proceedings, the court determined that there was insufficient
evidence that he had committed the 1983 burglary but convicted him
on the aggravated-murder and the other aggravated-burglary count.
Id. at 107. After a mitigation hearing, the court determined that
neither Wiles' youth (he was 22-years old at the time of the
murder) nor his confession outweighed the aggravating
circumstances of his crime. Id. at 107-08. The court imposed a
death sentence, and the Ohio Court of Appeals and the Ohio Supreme
Court affirmed his conviction and sentence. Id. at 108, 125; State
v. Wiles, No. 1675, 1988 WL 59838, at *10 (Ohio Ct.App. June 3,
1988).
Wiles filed a state post-conviction petition,
which included a claim that his trial counsel had provided
constitutionally inadequate assistance at the mitigation phase of
the trial. The state trial and appellate courts rejected the
petition. In rejecting his ineffective-assistance claim, the court
of appeals concluded that Wiles “ha[d] failed to demonstrate
ineffective assistance of his trial counsel at the ... penalty
phase” and that “he [was] unable to demonstrate with a reasonable
probability that the result at trial would have been different” if
his counsel had not made the alleged errors. JA 918. The Ohio
Supreme Court declined review. State v. Wiles, 93 Ohio St.3d 1412,
754 N.E.2d 260, 260 (2001). In 2002, Wiles filed a petition for a
writ of habeas corpus in federal court, raising 36 claims. The
district court denied the petition in 2005 and declined to issue a
certificate of appealability on any of the claims. Wiles sought a
COA from us, which we granted with respect to the claim that his
attorneys failed him at the penalty phase of his trial.
II.
To establish ineffective assistance of counsel,
a claimant must show two things. He must establish that his
attorneys' performance was “deficient,” which “requires showing
that [they] made errors so serious that [they were] not
functioning as the ‘counsel’ guaranteed ... by the Sixth
Amendment.” Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984). And he must show that “there is a
reasonable probability that, but for counsel's [failure to
investigate], the result of the [mitigation hearing] would have
been different.” Id. at 694, 104 S.Ct. 2052. Like all claimants
seeking federal habeas relief after 1996, Wiles faces another
hurdle: the Antiterrorism and Effective Death Penalty Act of 1996,
Pub.L. No. 104-132, 110 Stat. 1214. Under that legislation, we may
grant the writ only if the state court of appeals' decision “was
contrary to, or involved an unreasonable application of, clearly
established federal law.” 28 U.S.C. § 2254(d)(1).
A.
In maintaining that his trial counsel did not
adequately prepare for the mitigation hearing, Wiles claims that
his attorneys failed (1) to uncover abuse in his childhood, (2) to
uncover that he had taken barbiturates before entering the Klimas'
house on the day of the murder and (3) to investigate a head
injury he received twelve days before the murder. Even if we grant
for the sake of argument that these claimed lapses meet the first
prong of Strickland (ineffective assistance), they do not meet its
second prong (prejudice). *639 See Poindexter v. Mitchell, 454
F.3d 564, 572 (6th Cir.2006). Wiles has not shown that “there is a
reasonable probability” that, but for this alleged absence of
investigation, “the result” of the mitigation hearing “would have
been different.” Strickland, 466 U.S. at 694, 104 S.Ct. 2052.
Above all, the new evidence does not “differ[ ] markedly from the
testimony and evidence the [three-judge panel] in fact
considered.” Hill v. Mitchell, 400 F.3d 308, 332 (6th Cir.2005).
First, the new family-history evidence about
Wiles' father and mother adds little to what was introduced at the
mitigation hearing. As to his father: Counsel introduced evidence
at the trial showing that his father was “stern,” JA 1037, that he
was “less tolerant with [Wiles] than he was [with] the other[ ]
[children]” and that he viewed Wiles as an “interference ... in
[the family's] life” because “[Wiles] was not a planned child,” JA
1302-03. A counselor's report also described the following
incident between Wiles and his father when Wiles was 17: Mark has
been high everyday during the past week. Sat. 1-10 his father and
him got into a fight. His father got rough w/ him. Mark got pushed
down some steps. Mark[']s father called the police and had him
charged w/ intoxication. Mark was placed in detention.... JA 981.
Most of the ostensibly new evidence represents
variations on this same theme. For example: Wiles claims that the
court should have heard that his father was emotionally
distant-that he was “not one to touch much,” JA 783; that, after
Wiles began serving time in prison for his first burglary in 1983,
his father “washed [his] hands of him and did not visit him,” JA
744; that his father stated that he “never wanted that bastard
anyway,” JA 746; that he told Wiles that he “would never amount to
anything and that he did not want him,” id.; and that Wiles
suffered “emotional[ ] and physical[ ] abuse” from his father, JA
747, though the affidavit to this effect (from his sister Jona)
offers no details about any incidents of physical violence. All of
this evidence adds little to the picture that counsel already had
painted of Wiles' father: a man who did not like Wiles, who
resented him as an unwanted addition to the family and who, on
occasion, “got rough” with him, JA 981. This is precisely the
“kind of cumulative evidence that does not show prejudice,” Brooks
v. Bagley, 513 F.3d 618, 626 (6th Cir.2008), because it does not
“differ in a substantial way-in strength [or in] subject
matter-from the evidence actually presented at sentencing,” Hill,
400 F.3d at 319.
Wiles, however, does identify one new piece of
evidence that was not covered at the trial-the allegation that his
father was “sexually inappropriate with his sisters.” JA 754.
According to Wiles' post-conviction psychological expert, Robert
Smith, “Wiles reluctantly disclosed that his father was ‘sexually
inappropriate’ with his sisters.” JA 754. New though this
allegation may be, it is not corroborated: Neither Wiles' father,
his sister, nor his mother mentions any such abuse in their
affidavits. Even if we accept the allegation as credible,
moreover, it still amounts to exceedingly weak mitigation
evidence, because nothing shows that Wiles was aware of this abuse
at the time of the murder, and there is no evidence that it caused
him any psychological harm beyond what he had already experienced
at the hands of a distant and sometimes abusive father. Confirming
the point, Smith does not refer to these allegations in discussing
Wiles' troubled relationships, his overall diagnostic impressions
of Wiles or his impressions of Wiles' mental state at the time of
the crime. Absent evidence that Wiles knew of the abuse or even
evidence about how it might have affected his psychological
profile, we see no tenable basis on which it could have altered
the three-judge panel's sentence.
As to Wiles' mother: Counsel offered evidence
at the mitigation hearing from a school psychologist who said that
his “mother [was] ignoring” and that the family was “not close.”
JA 1037. Wiles claims that his attorneys also should have
introduced evidence that his mother “was quite depressed and
cleaned the house all the time for [their] father.” JA 746. The
expert witness, Smith, likewise spoke of the mother's
“long-standing history of depression,” which prompted her to
“spen[d] a considerable amount of time sleeping and withdrawing
from the family and others.” JA 755. But this evidence adds little
to what the three-judge panel heard. There is no indication that
the depression affected Wiles in any way beyond causing his mother
to “withdraw[ ]” from the family, id., and a similar theory was
put before the three-judge court when it heard evidence that she
“ignor[ed]” him, JA 1037.
Second, the ostensibly new evidence of drug use
suffers from a similar flaw. Wiles argues that his counsel failed
to introduce evidence about his “drug problems, which escalated
after an industrial accident which caused the tragic death of his
brother.” Br. at 20. Yet this evidence, once again, largely
duplicates what the judges already heard. Wiles' attorneys
presented ample evidence at the mitigation hearing of Wiles'
history of drug and alcohol abuse, the death of his brother Randy
and the impact these events had on him.
Here, too, there is an exception. Wiles argues
that his prior attorneys should have discovered-and should have
presented to the court-evidence that he ingested “3 or 4
barbiturates shortly before entering the Klima home,” which
prevented him from thinking “clearly” at the time of the offense.
Br. at 11-12. Even if we accept this new evidence as true, even if
we accept that his counsel did not know about this fact and even
if we overlook the conspicuous oddity that Wiles himself did not
tell his counsel about this background information, there is no
prejudice and indeed the omission of this evidence likely
benefited Wiles. For one thing, this evidence directly contradicts
his confession to the crime, in which he denied consuming drugs on
the day of the murder or within the previous twelve days. The
claim therefore was readily impeachable, making it unlikely to
change the outcome of the hearing for that reason alone. See Owens
v. Guida, 549 F.3d 399, 411 (6th Cir.2008). For another, Wiles'
mitigation strategy emphasized, quite understandably, that he had
confessed truthfully in all respects to the crime, see Wiles, 1988
WL 59838, at *8, but this evidence would have undercut that
mitigation theme. For still another, it is hardly self-evident
that getting high on barbiturates before stabbing someone to death
is the kind of evidence that makes a capital defendant look better
in the eyes of a court as opposed to “mak[ing] him look even
worse.” Carter v. Mitchell, 443 F.3d 517, 532 (6th Cir.2006).
Wiles had little to gain from this new evidence and much to lose
by introducing it. He thus cannot show prejudice by its omission.
Third, Wiles contends that his counsel failed
him by not investigating a head injury he sustained twelve days
before the murder. As Wiles tells it, a man named Joe Kelly
“jumped [him] and hit [him] on the head with a tire iron” when he
was leaving a bar, knocking him unconscious. Br. at 12-13. He
arrived at the emergency room with cuts on his face and with his
right eye “swollen shut,” JA 568, and an examination showed that
he had “multiple facial bone [fractures],” id. After doctors
cleaned and closed his wounds, Wiles left the hospital against
medical advice, only to return five days later complaining of
“dizziness, somnolence and difficulty walking.” Id. Notably absent
from the record is any evidence that Wiles was still experiencing
symptoms from his head injury on the day he murdered Mark Klima.
Wiles argues only that investigation by his counsel prior to the
mitigation hearing, including “retention of a neurologist and a
follow up CAT SCAN, may have assisted counsel ... in explaining to
the fact finders a causal ... connection between the head injury
and [his] uncharacteristic violent behavior.” Br. at 13-14. But
such “speculation” as to the effects still-further investigation
might have on the outcome of this theory at the mitigation hearing
does not by itself establish prejudice. See Slaughter v. Parker,
450 F.3d 224, 234 (6th Cir.2006). This claim, too, necessarily
fails. All of these arguments considered, the state court of
appeals reasonably applied Strickland in concluding that Wiles
failed to show prejudice from the failure to present this
additional evidence.
B.
Wiles separately argues that his attorneys did
not adequately prepare Dr. Willis Carpenter Driscoll, a
psychologist, for the mitigation hearing: They gave Driscoll too
little time to prepare for the hearing because they hired him a
week before the hearing; Driscoll interviewed Wiles for just two
hours and never spoke to any of his family, friends or coworkers;
and Driscoll never reviewed Wiles' educational records. Driscoll's
inadequate preparation, according to Wiles, led him to testify in
a way that failed to convey a useful mitigation theory to the
three-judge panel. Even if we accept this theory of ineffective
assistance for the sake of argument, Wiles again has failed to
show prejudice.
Driscoll's inadequate preparation, Wiles urges,
caused Driscoll to admit a damning fact on cross-examination,
namely that “one of the many factors” that motivated Wiles to kill
Klima was that the boy was “the only witness” to the burglary. JA
1421. But it is hard to see how this admission could have affected
the death sentence. By this stage in the case, the three-judge
panel already had determined that Wiles killed Klima “for the
purpose of escaping detection, apprehension, trial or punishment
for another crime.” Wiles, 571 N.E.2d at 106. Once the panel found
that fact to be true beyond a reasonable doubt, defense counsel
had every reason to accept, rather than challenge, that premise of
the guilt determination and to work with, rather than reargue, the
point during the mitigation hearing. A psychologist's “admission”
of a fact at a mitigation hearing, one already established beyond
a reasonable doubt at the liability hearing, does not establish
prejudice.
Nor has Wiles succeeded in showing that a
better-prepared expert would have given more useful testimony. As
an example of what a well-prepared expert would have said, he
offers the affidavit of Robert Smith, who has a Ph.D., a license
in clinical psychology and extensive clinical experience in that
field, and who has interviewed Wiles and reviewed the relevant
records in this case. But Smith's submission, too, adds little to
what the court heard at the hearing.
Smith opines that “the antisocial behaviors
reported by Mr. Wiles are directly related to his substance
dependence” and says that the murder was a “direct result” of
Wiles ingestion of barbiturates. JA 765, 767. As explained,
however, linking Wiles' conduct to drug abuse was already in front
of the panel and linking the crime to the recent consumption of
barbiturates was inconsistent with his confession and with the
prevailing theme of his case for leniency. The other explanation
Smith offers for the murder was that Wiles had “interpersonal
difficulties,” in particular a poor relationship with his parents
and a brother who died shortly before Wiles began high school. JA
767. But, as mentioned, the three-judge panel heard considerable
testimony regarding Wiles' difficult family circumstances,
including Driscoll's opinion that Wiles' “emotional development
ha[d] been arrested at the age of 10[to] 12” due, in part, to the
“dearth of warmth from his father,” JA 1399, and that Wiles'
desire “to punish himself” due to an overabundance of guilt led
him to kill Klima, JA 1424. In the end, Wiles has not shown that
he was prejudiced by his counsel's preparation of and reliance on
Driscoll or that the state court of appeals unreasonably concluded
otherwise.
III.
For these reasons, we affirm.
BOYCE F. MARTIN, JR., Circuit Judge,
concurring.
I concur in the panel opinion. Wiles has not
shown that his counsel was unconstitutionally ineffective during
the mitigation phase of his trial. * * * Now in my thirtieth year
as a judge on this Court, I have had an inside view of our system
of capital punishment almost since the death penalty was
reintroduced in the wake of Furman v. Georgia, 408 U.S. 238, 92
S.Ct. 2726, 33 L.Ed.2d 346 (1972). During that time, judges,
lawyers, and elected officials have expended great time and
resources attempting to ensure the fairness, proportionality, and
accuracy that the Constitution demands of our system. But those
efforts have utterly failed. Capital punishment in this country
remains “arbitrary, biased, and so fundamentally flawed at its
very core that it is beyond repair.” Moore v. Parker, 425 F.3d
250, 268 (6th Cir.2005) (Martin, J., dissenting). At the same
time, the system's necessary emphasis on competent representation,
sound trial procedure, and searching post-conviction review has
made it exceedingly expensive to maintain.
The system's deep flaws and high costs raise a
simple but important question: is the death penalty worth what it
costs us? In my view, this broken system would not justify its
costs even if it saved money, but those who do not agree may want
to consider just how expensive the death penalty really is.
Accordingly, I join Justice Stevens in calling for “a
dispassionate, impartial comparison of the enormous costs that
death penalty litigation imposes on society with the benefits that
it produces.” Baze v. Rees, --- U.S. ----, 128 S.Ct. 1520,
1548-49, 170 L.Ed.2d 420 (2007) (Stevens, J., concurring). Such an
evaluation, I believe, is particularly appropriate at a time when
public funds are scarce and our state and federal governments are
having to re-evaluate their fiscal priorities.FN1 Make no mistake:
the choice to pay for the death penalty is a choice not to pay for
other public goods like roads, schools, parks, public works,
emergency services, public transportation, and law enforcement. So
we need to ask whether the death penalty is worth what we are
sacrificing to maintain it.
FN1. Here, I will focus on the public costs of
capital punishment. But it has significant, often overlooked
private costs as well. See, e.g., Thomas P. Sullivan, Efforts to
Improve the Illinois Capital Punishment System: Worth the Cost?,
41 U. Rich. L.Rev.. 935, 967 (2007) (noting “the psychological and
often the financial injuries inflicted on victims' families,” upon
the defendant's family, and upon the defendants themselves);
Charles S. Lanier & James R. Acker, Capital Punishment, The
Moratorium Movement, and Empirical Questions: Looking Beyond
Innocence, Race, and Bad Lawyering in Death Penalty Cases, 10
Psych. Pub. Pol. & L.. 577, 603 (2004) (discussing the “host of
secondary victims” affected by capital punishment). And, while
this is a matter that would benefit from further study, FN2 the
evidence indicates that, on average, every phase of a capital case
is more expensive than in a non-capital case, and that the
lifetime cost of a capital case is substantially more than the
cost of incarcerating an inmate for life without parole.FN3
Surprising as that may seem, the reason for it is simple: “lawyers
are more expensive than prison guards.” FN4
FN2. See, e.g., Susan S. Everingham, Rand
Corp., Investigating the costs of the Death Penalty in California
(2008) (discussing challenges in assessing the total costs of the
death penalty), available at www. rand. org/ pubs/ testimonies/ CT
300/. One aspect of this problem that merits further attention is
the relationship between the threat of a capital charge and plea
bargain rates. Compare Kent S. Scheidegger, Criminal Justice Legal
Foundation, The Death Penalty and Plea Bargaining to Life
Sentences (2009) (arguing that the availability of the death
penalty affects plea bargain rates), available at www. cjlf. org/
papers/ wpaper 09- 01. pdf, with Ilyana Kuziemko, Does the Threat
of the Death Penalty Affect Plea Bargaining in Murder Cases?
Evidence from New York's 1995 Reinstatement of Capital Punishment,
8 Am. L. & Econ. Rev. 116 (2006) (concluding that availability of
a capital charge affects the terms of plea bargains but not their
frequency). FN3. For data on the costs of state capital cases, see
California Commission on the Fair Administration of Justice, Final
Report 147 (2008) (estimating that a system of life without parole
would save $121.2 million annually); John Roman, et al., Urban
Institute, The Cost of the Death Penalty in Maryland 2 (2008)
(finding that average lifetime cost of a capital case is $1.9
million more than the average non-capital case); Washington State
Bar Association, Final Report of the Death Penalty Subcommittee of
the Committee on Public Defense (2006) (finding that the cost of a
capital trial and post-conviction proceedings is $467,000 more
than life without parole); Mary E. Forsberg, New Jersey Policy
Perspective, Money for Nothing? The Financial Cost of New Jersey's
Death Penalty Y (2005) (finding capital punishment created $253
million in additional costs from 1983 to 2005, or $11 million per
year); State of Kansas, Legislative Division of Post Audit, Costs
Incurred for Death Penalty Cases: A K-Goal Audit of the Department
of Corrections 10 (2003) (estimating the median cost of a capital
case to be $1.2 million through execution-70% more than life
without parole); Indiana Criminal Law Study Commission, Commission
Report on Capital Sentencing (2002) (finding death penalty system
is 35-38% more costly than one of life without parole); S.V. Date,
The High Price of Killing Killers: Death Penalty Prosecutions Cost
Taxpayers Millions Annually, Palm Beach Post, Jan. 4, 2000, at 1A
(estimating that the death penalty costs Florida an additional $51
million annually); Philip J. Cook & Donna B. Slawson, The Costs of
Processing Murder Cases in North Carolina 78 (1993) (“The extra
cost per execution of prosecuting a case capitally is more than
$2.16 million.”); Christy Hoppe, Executions Cost Texas Millions
Study Finds It's Cheaper to Jail Killers for Life, Dallas Morning
News, Mar. 8, 1992, at 1 A (reporting that the cost of an average
capital case was $2.3 million-three times as much as a non-capital
case imposing a 40-year sentence); Pamela Manson, Matter of Life
or Death: Capital Punishment Costly Despite Public Perception,
It's Cheaper to Keep Killers in Prison, Ariz. Republic, Aug. 23,
1993, at A1; Stephen Magagnini, Closing Death Row Would Save State
$ 90 Million a Year, Sacramento Bee, Mar. 28, 1988, at A1; Robert
Spangenberg & Elizabeth R. Walsh, Capital Punishment or Life
Imprisonment? Some Cost Considerations, 23 Loyola L.A. L.Rev. 45
(1989); Margot Garey, Comment, The Cost of Taking a Life: Dollars
and Sense of the Death Penalty, 18 U.C. Davis L.Rev. 1221 (1985).
For trial cost data on the federal level, see
Jon B. Gould & Lisa Greenman, Judicial Conference Committee on
Defender Services, Update on the Cost, Quality, and Availability
of Defense Representation in Federal Death Penalty Cases 24 (2008)
(finding the median defense cost of authorized cases to be
$353,185 as opposed to $44,809 in non-authorized cases), available
at www. uscourts. gov/ defender services/ FDPC_ Contents. cfm. The
report does not address the costs of prosecution or
post-conviction costs. FN4. U.C. Berkeley Law Professor Franklin
Zimring, quoted in Sam Howe Verhovek, Across the U.S., Executions
are Neither Swift Nor Cheap, N.Y. TIMES, February 22, 1995, at A1.
To begin, capital cases involve more pre-trial and trial costs
than non-capital cases.FN5 Capital cases are far less likely to be
resolved through plea bargain,FN6 and they generally require far
greater time, support services, and expertise to prepare.FN7 And
capital trials are generally longer and more complex that
non-capital trials. Beyond more attorneys and attorney time,
capital cases tend to involve more experts and related expenses
from experts and support staff.FN8 They also require a
“death-qualified” jury,FN9 and bring the added costs of the
“second trial” conducted during the penalty phase.FN10 And,
because both sides of a capital case are usually funded at public
expense, these additional costs must be counted twice in
calculating the added cost of a capital prosecution. FN11
FN5. See, e.g., Roman et al., supra note 3, at
30 (“The majority (70%) of the cost differential between a death
notice and a non-death notice case occurs during the trial phase.
This difference is due to a greater number of pre-trial motions,
longer and more intensive voir dire, longer trials and a greater
amount of general preparation time.”). FN6. Roughly 95% of state
and federal felony cases are resolved through plea bargain.
Russell D. Covey, Fixed Justice: Reforming Plea Bargaining with
Plea-Based Ceilings, 82 Tul. L.Rev.. 1237, 1238 (2008). Most
capital cases, on the other hand, proceed to trial. Alex Kozinski
& Sean Gallagher, Death: The Ultimate Run-On Sentence, 46 Case W.
Res. L.Rev. . 1, 11 (1995) (“80% of capital cases go to trial.”);
Gould & Greenman, supra note 3, at 18 (reporting that 65% of
capital cases handled by federal defenders between 1998 and 2004
went to trial). FN7. See, e.g., American Bar Association,
Guidelines for the Appointment and Performance of Defense Counsel
in Death Penalty Cases 3 (rev. ed. 2003) (“[D]eath penalty cases
have become so specialized that defense counsel have duties and
functions definably different from those of counsel in ordinary
criminal cases.”). The ABA Guidelines go on to outline these
duties and functions in detail. FN8. Gould & Greenman, supra note
3, at 29 (“The use of experts has a substantial influence on case
cost.... [E]xperts were utilized in both authorized and
non-authorized cases. There is a significant difference, however,
in the prevalence, and hence cost, of expert assistance between
authorized and non-authorized cases.”).
FN9. As the 2006 Report by the Washington State
Bar explains, “Since a very large number of potential jurors
likely will be excused, it is not uncommon for the court to summon
over 1,000 potential jurors.... In a non-capital case, fewer than
100 potential jurors are typically summoned.” Final Report of the
Death Penalty Subcommittee of the Committee on Public Defense,
supra note 3, at 16. Capital cases also involve much more
searching, individualized voir dire than non-capital cases. As a
result, jury selection in a capital case can take a month instead
of one or two days. Id. at 16-17. FN10. See generally American Bar
Association, Supplementary Guidelines for the Mitigation Function
of Defense Teams in Death Penalty Cases (2008). FN11. “[V]ery few”
capital defendants can afford to pay for their own defense, so
they rely upon public defenders or counsel appointed by the court
under the Criminal Justice Act. Gould & Greenman, supra note 3, at
16-17. Capital cases also involve a significantly longer
post-conviction appeal process than non-capital cases. Unlike
non-capital cases, capital cases almost invariably proceed through
all avenues of post-conviction relief, including direct appeal,
state post-conviction proceedings, at least one federal habeas
petition, and multiple petitions for certiorari. Naturally, this
is because capital defendants (and advocacy groups) have a much
stronger motive to pursue post-conviction remedies. But that is
their right. Plus, experience has shown that every stage of review
is needed to guard against wrongful convictions and correct the
unusually high rate of error that plagues capital cases.FN12
However, the upshot of higher rates of collateral attack and
reversal is that state and federal courts are packed with capital
cases,FN13 and the cases themselves take decades to wind their way
through the system.FN14 More appeals means more costs, regardless
of why the appeals arise. And reversal means repeating all or part
of the process and thus duplicating its time and expense.
FN12. A prominent study of state and federal
capital cases between 1973 and 1995 fixed the overall error rate
in capital cases at 68% (as opposed to 15% in non-capital cases).
James S. Liebman, Jeffrey Fagan & Valerie West, A Broken System:
Error Rates in Capital Cases 1973-1995 at 8-9 (2000), available at
www2.law.columbia.edu/instructional services/liebman/. The study
further found that 40% of the death sentences that were upheld on
direct appeal and through state post-conviction were subsequently
overturned during federal habeas proceedings. Id. at 6. FN13.
Including Wiles, 118 of Ohio's 166 death row inmates (71%) have
cases pending in federal court. Richard Cordray, Ohio Attorney
General, Capital Crimes Annual Report: State and Federal Cases
2008 at 22 (2009). 28 more (17%) have cases pending in state
court. Id. FN14. This case, involving a death sentence imposed in
1986 (when the law clerk assisting me on this case was three years
old), is unexceptional in this regard. The average elapsed time
from sentence to execution in 2007 was 153 months-twelve years and
nine months. Tracy L. Snell, Bureau of Justice Statistics, Capital
Punishment, 2007-Statistical Tables (2008), available at www. ojp.
usdoj. gov/ bjs/ pub/ html/ cp/ 2007/ cp 07 st. htm. The median
elapsed time since sentencing for inmates on death row at the end
of 2007 was 133 months. Id. So, in almost every way, capital cases
are more expensive than non-capital cases.FN15 And given the death
penalty's exorbitant costs and many basic flaws, it is clear to me
that our scarce public resources can be put to better use. This is
especially so given what the public is getting for its
money-little more than the time of lawyers and judges and the
“illusion” of capital punishment.FN16 Moral objections aside, the
death penalty simply does not justify its expense.
FN15. This is in spite of the fact that capital
defense services continue to be underfunded, much to the prejudice
of indigent capital defendants. See generally Stephen Bright,
Counsel for the Poor: The Death Sentence Not for the Worst Crime,
but for the Worst Lawyer, 103 Yale L.J. 1835 (1994); see also Aba
Moratorium Implementation Project, State Death Penalty
Assessments: Key Findings (2007) (finding, among other things,
“[T]hat ... (4) Capital indigent defense systems, whether
statewide or county-by-county, generally are significantly
underfunded; (5) Many states are failing to provide for the
appointment of two lawyers at all stages of a capital case, nor
are they guaranteeing access to investigators and mitigation
specialists; (6) Many states are requiring only minimal training
and experience for attorneys handling death penalty cases; and (7)
The compensation paid to appointed capital defense attorneys is
often woefully inadequate, dipping to well under $50 per hour in
some cases”) (emphasis added). FN16. Kozinski & Gallagher, supra
note 6, at 3. Only nine of the thirty-six states which retain the
death penalty carried out executions in 2008, a year in which
there was a total of thirty-seven executions nationwide. Snell,
supra note 14. At the end of 2007, there were 3,220 prisoners on
death row. Id. Whatever one's opinion of the intractable debate
over deterrence, the empirical evidence is too inconclusive to
warrant much weight. See generally John J. Donohue & Justin
Wolfers, Uses and Abuses of Empirical Evidence in the Death
Penalty Debate, 58 Stan. L.Rev.. 791 (2005) (conducting an
exhaustive review of the empirical literature on the death penalty
and concluding, “Our estimates suggest not just ‘reasonable doubt’
about whether there is any deterrent effect of the death penalty,
but profound uncertainty. We are confident that the effects are
not large, but we remain unsure even of whether they are positive
or negative”). Recent news reports indicate that the cost of the
death penalty is becoming part of the public debate on capital
punishment and has begun to influence policymaking.FN17 That
strikes me as a very positive development. I hope it continues.