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Hernando
WILLIAMS
Classification: Murderer
Characteristics:
Kidnapping - Rape - Robbery
Number of victims: 1
Date of murder:
April 1,
1978
Date of arrest:
Same day
Date of birth: 1955
Victim profile: Linda Goldstone
(female, 29)
Method of murder:
Shooting
Location: Cook County, Illinois, USA
Status:
Executed
by lethal injection in Illinois on March 25, 1995
Hernando Williams
(c. 1955 – 25 March 1995) was a convicted murderer,
executed by the State of Illinois.
On 29 March 1978, Williams, a young
black man, kidnapped Linda Goldstone, a white woman,
from the Northwestern Medical Center parking lot in
Chicago, Illinois.
Goldstone, the wife of a physician
and mother of a young boy, was on her way to teach a
Lamaze class when Williams approached her, gun in hand.
He told her it was a robbery. She gave him her money,
but Williams made her partially disrobe and get into the
front seat of his car. Williams held Goldstone captive
for more than two days.
At the time of his kidnapping of
Goldstone, Williams was out on bail for kidnapping and
rape of another woman.
He drove around with her in the trunk
of his car for several days, even attending a court
hearing in Maywood, Illinois with her in his trunk. At
the hearing, the assistant state's attorney told the
judge he was not ready for trial and Williams left the
courtroom a relatively free man.
When he returned to the court parking
lot, he saw some people who appeared to be talking to
the trunk of his car. He told those people to get away
and left the scene with Goldstone still in the trunk.
One of those who had talked to Goldstone while she was
in the trunk at the Courthouse, reported the license
plate number to the police. Police did not act on the
tip.
Williams spent two nights in
different motels with Goldstone and later admitted that
he sexually assaulted her.
At around 5:00 a.m. on 1 April 1978,
Williams let Goldstone go, giving her $1.25 for bus fare
and telling her to get on a bus and go home. Instead,
she approached a home, knocked on the door, and asked
for help. The door was opened by a Chicago firefighter.
Goldstone told him that she needed help. The firefighter
told her that he would call the police. Then he closed
the door, leaving her outside.
Meanwhile, Williams had gotten
nervous, doubting whether Goldstone would keep her
promise and get on a bus. He circled back around the
block and saw her speaking to a man inside a house.
After the firefighter had closed the door, Williams got
out of his car and called to Goldstone. He led her
around to a back alley where he shot her twice and left
her. Some hours later, Chicago Police found Williams at
his parents' home, washing out the trunk of his car.
A psychiatrist who examined Williams
before trial reported that Williams suffered from "borderline
personality disorder with episodic deterioration in
reality testing and thought processes with episodic
psychotic thinking".
At the urging of his attorneys,
Williams pleaded guilty to aggravated kidnapping,
robbery, rape, and murder. The hope of the entire team
was that Hernando would escape the death penalty. The
strategy did not work. The state's attorneys prosecuting
the case systematically removed all blacks from the jury.
In January 1980, the all-white jury
sentenced Hernando Williams to death. He was executed by
lethal injection on 25 March 1995 at the age of 40.
Williams was briefly married to
Shirley Coleman, but they were already divorced by the
time of the murder.
Wikipedia.org
2 Executions In Illinois, Rarity
There
By Don Terry - The New York Times
March 23, 1995
The first
double execution in Illinois in
43 years, and the first outside
the South since the 1976 Supreme
Court ruling that allowed
reinstatement of the death
penalty, was carried out by
lethal injection at the
Stateville Correctional Center
near here early this morning.
As killers go,
the two men put to death were "just
a couple of average Joes," and
so the carnival atmosphere that
often accompanies the end of
more notorious criminals was
absent outside the prison's high
walls.
Baptist
ministers opposed to capital
punishment prayed for the souls
of the condemned men and for the
state, a woman walked through
the cold darkness carrying a
sign that said, "Execute Justice,
Not People," and most of the
demonstrators on both sides of
the issue had gone home before
the executions were complete.
When the
serial killer John Wayne Gacy
was executed last May behind the
same prison walls, people sold
T-shirts. And they chanted "Let
the clown die!" so loudly that a
man who lives a couple of miles
away, Jesse Cantu, heard the
commotion and hurried to the
prison to join the fun.
In contrast
to that night, when Mr. Cantu
found hundreds of people eager
for the condemned prisoner's
death, this time there were only
a few death-penalty proponents
like himself, along with several
dozen opponents.
"These were
just a couple of average Joes,
who committed one terrible crime
apiece," Mr. Cantu said. "They're
not famous. Maybe that's why
more people aren't here. But I
came out to have some fun and to
support the death penalty."
Indeed, if
there was anything at all
extraordinary about this early
morning's proceedings, it was
just how ordinary the ritual of
executions has become. A total
of 270 people have now been put
to death by the states since the
Supreme Court's 1976 ruling, and
the routine outside the prisons
has become all but unvarying:
Officials emerge to tick off the
details matter-of-factly -- the
condemned's last meal, his last
words -- and protesters pack up
their candles and begin planning
their next vigil.
One
demonstrator today, Bill Pelke,
a 47-year-old steelworker, said
that last year he stood outside
four prisons, from Idaho to
Indiana, to protest executions.
Today's vigil was his first of
this year, he said, "and I hope
my last, but I know it won't
be."
"They're all
the same," he said. "Tragic."
The condemned
men -- Hernando Williams, the
40-year-old son of a Chicago
minister, and James P. Free Jr.,
41, a former Army mechanic who
grew up in Chicago's western
suburbs -- committed unrelated
murders and did not know each
other until they were sent to
death row nearly 17 years ago.
They died
about an hour apart.
Mr. Williams
was black, Mr. Free white. They
were executed together, prison
officials said, simply because
their appeals had been exhausted
at the same time. But some
protesters outside the prison
said they believed that the
state had timed the executions
to coincide as a way of
demonstrating that capital
punishment in Illinois was
applied without prejudice.
Mr. Williams
was sent to his death for the
1978 murder of Linda Goldstone,
a 29-year-old childbirth
instructor. He forced her into
the trunk of his car in Chicago
and drove her around the city
for 36 hours, raping her at
least twice and keeping her in
the trunk even as he attended a
court hearing on an earlier rape
charge.
After once
giving her $1.25 for bus fare
and freeing her, he changed his
mind a few minutes later,
recaptured her and forced her
back into his car. Finally he
shot her to death.
The Williams
case has become a bizarre issue
in a current City Council race
in Chicago. Mr. Williams was
briefly married to Shirley
Coleman, who is now a
Councilwoman, and, although they
were divorced before the murder,
her opponent in an April 4
runoff, Hal Baskin, has been
quoted in The Chicago Sun-Times
as apparently blaming her at
least partly for the crime. "She
may not have been giving the man
what he needed at home," he said.
As for Mr.
Free, he was convicted of the
1978 murder of Bonnie Serpico,
34. He was on leave from the
Army when he slipped into the
office of a data-processing
company in a suburb of Chicago
and, carrying a gun and a knife
and wearing a towel wrapped
around his face, tried to rape
Ms. Serpico and a co-worker. Ms.
Serpico broke away, and Mr. Free
shot her to death. He also shot
the co-worker, who survived.
When it came
time for Mr. Williams to die
today, he had no last words, the
authorities said.
Mr. Free,
however, asked for forgiveness,
adding, "Taking my life will not
bring back the victims."
"Capital
punishment," he said, "is not
the answer."
U.S.
Supreme Court
WILLIAMS v.
ILLINOIS , 466 U.S. 981 (1984)
466 U.S. 981
Hernando
WILLIAMS v. ILLINOIS.
Wendell Byron
DIXON v. ILLINOIS.
Lonnie YATES
v. ILLINOIS.
No. 83-5785.
No. 83-5966. No. 83-6199.
Supreme Court
of the United States
Rehearing
Denied June 25, 1984. May 14,
1984.
On petition
for writ of certiorari to the
Supreme Court of Illinois. On
petition for writ of certiorari
to the Appellate Court of
Illinois, First District. On
petition for writ of certiorari
to the Supreme Court of
Illinois.
The petitions
for writs of certiorari are
denied.
Justice
MARSHALL, with whom Justice
BRENNAN joins, dissenting. [
Williams v. Illinois 466 U.S.
981 (1984) ][981-Continued.]
Adhering to
my view that the death penalty
is under all circumstances cruel
and unusual punishment forbidden
by the Eighth and Fourteenth
Amendments, I would vacate the
judgments of the Supreme Court
of Illinois and the Appellate
Court of Illinois insofar as
they left undisturbed the death
sentences imposed in these three
cases. Gregg v. Georgia, 428
U.S. 153, 231 , 2973 (1976) (MARSHALL,
J., dissenting). However, even
if I believed that capital
punishment were constitutional
under certain circumstances, I
would vote to grant these
petitions because they present a
substantial constitutional
challenge to the Illinois
state's attorneys' practice of
using peremptory challenges to
exclude Negro jurors from
participating in capital cases.
Hernando
Williams, Wendell Dixon, and
Lonnie Yates are Negroes. In
unrelated indictments, the
people of Illinois charged each
of these men with serious
felonies, punishable by death
under Illinois law. Each was
tried by jury, and each now
claims that the prosecution
violated the Federal
Constitution by using peremptory
challenges to remove Negroes
from the jury venire.
1
In
petitioner Dixon's case, 20% of
the jury venire were Negroes.
The prosecution used five of
seven peremptory challenges to
exclude the Negro members from
the venire. An all-white jury
then convicted Dixon and
sentenced him to death. In
petitioner Williams' case, 22%
of the venire were Negroes. The
prosecution used 11 of its 20
peremptory challenges to exclude
Negroes, and an all-white jury
sentenced Williams to death. In
petitioner Yates' case, the
record does not indicate what
percentage of the [466 U.S. 981 ,
982]
venire were Negroes, but the
record does show that the State
used 13 of 16 peremptory
challenges to remove Negroes
from the venire. The jury that
convicted Yates and sentenced
him to death included a single
Negro.
The claim
raised in these petitions is
distressingly familiar. Whenever
a Negro defendant is charged
with a capital offense, there is
a substantial chance that the
prosecution will employ its
peremptory challenges to remove
Negroes and other minorities
from the jury panel. See
Gilliard v. Mississippi, 464
U.S. 867 , 867-868, and n. 3, 43
and n. 3 (1983) (MARSHALL, J.,
dissenting) (listing cases in 19
different jurisdictions raising
the issue since 1979). Illinois
provides a striking, but by no
means isolated, illustration of
the dimensions of the problem.
Since 1959, the Supreme Court of
Illinois has reviewed at least
33 cases in which criminal
defendants have alleged
prosecutorial misuse of
peremptory challenges to exclude
Negro jurors. See People v.
Payne, 99 Ill.2d 135, 152-153,
75 Ill.Dec. 643, 651-652, 457
N.E. 2d 1202, 1210-1211 (1983) (Simon,
J., dissenting) (list of cases).
Petitioners in these three cases
stand at the end of a long line
of Negro criminal defendants who
claim that the State of Illinois
has denied them trial by a fair
cross-section of the community.
The
intentional exclusion of Negro
jurors is particularly
pronounced in capital cases in
Illinois. Since the enactment of
the latest Illinois Death Act,
29 juries have been empaneled to
sentence Negro defendants in
capital cases. Nineteen of these
juries were all-white, and five
had only one Negro juror.
Illinois Coalition Against the
Death Penalty, Death Sentences
in Illinois (July 31, 1983). It
is simply inconceivable that the
racial composition of these
juries was the result of
statistical anomaly. According
to the most recent Census
figures, 14.65% of the Illinois
population is Negro.2 If the
jury-selection process in
Illinois were completely race-blind,
roughly 17% of all juries would
be expected to have one or no
Negro jurors. In fact, more than
80% of the Illinois sentencing
juries have had less than two
Negro members when the defendant
was a Negro.
[466 U.S. 981 , 983] In reviewing petitioner
Williams' appeal, the Illinois
Supreme Court reviewed these
jury-composition statistics
prepared by the Illinois
Coalition. 97 Ill.2d 252, 273,
73 Ill.Dec. 360, 370, 454 N.E.2d
220, 230 ( 1983). Despite the
clear import of the figures, the
Illinois Supreme Court concluded
that the statistics were
insufficient to establish
prosecutorial misconduct under
Swain v. Alabama, 380 U.S. 202
(1965).3 Since in Illinois Swain
presents the only limitations on
a prosecutor's use of peremptory
challenges, the Illinois Supreme
Court concluded that the
procedure used to select
petitioner Williams' jury, like
the procedures used in the
trials of petitioners Yates and
Dixon, was without
constitutional defect.
A majority of
this Court has already
recognized that the exclusion of
minority jurors through
peremptory challenges is a
significant constitutional issue
this Court will some day have to
address. McCray v. New York, 461
U.S. 961 , 961-962 (1983) (
opinion of STEVENS, J., joined
by BLACKMUN and POWELL, JJ.); id.,
at 966- 967 (MARSHALL, J.,
joined by BRENNAN, J.,
dissenting). As the years pass,
it becomes increasingly clear
that the problem will not be
solved until this Court
intervenes. See Gilliard v.
Mississippi, supra, 464 U.S., at
873 . Over the last 12 months, I
have twice urged the Court
either to reconsider our
decision in Swain v. Alabama,
supra, or to address the
distinct question whether the
Sixth and Fourteenth Amendments
prohibit the States from
excluding potential jurors
solely on the basis of race. See
McCray v. New York, supra, 461
U.S., at 963 (MARSHALL, J.,
dissenting); Gilliard v.
Mississippi, supra. These
petitions present the Court with
three more opportunities to
protect criminal defendants
against jury-selection
procedures that are clearly
racially discriminatory. Again
today, I urge my colleagues to
grant [466 U.S.
981 , 984]
certiorari on what I believe to
be one of the gravest and most
persistent problems facing the
American judiciary today.
I dissent
from the Court's refusal to
confront this issue.
*****
Footnotes
[
Footnote
1
] Petitioners Dixon and
Yates were both convicted and
sentenced by a jury. Petitioner
Williams pleaded guilty, and a
jury heard only the sentencing
phase of his trial.
[
Footnote
2
] Bureau of Census, County
and City Data Book 130 (1983).
The 14.65% figure is actually
conservative since more than
half of the capital cases
involving Negro defendants were
tried in Cook County, which is
more than 25% Negro. Ibid.
[
Footnote
3
] The Illinois Supreme
Court was critical of the study
prepared by the Illinois
Coalition Against the Death
Penalty and presented by
petitioner Williams during his
appeal because the study did not
indicate how many times defense
counsel and the prosecution
employed peremptory challenges
to exclude minorities in
individual cases covered by the
study. 97 Ill.2d, at 273, 73
Ill.Dec., at 370, 454 N.E.2d, at
230. This criticism reflects the
practical impossibility of
obtaining relief under Swain,
which offers defendants
protection only if the
prosecutor uses peremptory
challenges to exclude Negro
jurors in "case after case." Not
only does the Swain standard
make a defendant's
constitutional rights contingent
upon the facts of previous
cases, see McCray v. New York,
461 U.S. 961 , 964-965,
2440-2441 (1983) (MARSHALL, J.,
dissenting), but a defendant's
opportunity to vindicate those
rights depends on other
defendants' building adequate
records in previous cases.
945 F.2d 926
Hernando
Williams, Petitioner-Appellant,
v.
James Chrans
and Neil F. Hartigan,
Respondents-Appellees.,
Docket
number: 90-2707
Federal Circuits, 7th Cir.
October 1,
1991
Before
CUDAHY,
RIPPLE and
MANION,
Circuit
Judges.
RIPPLE,
Circuit
Judge.
Hernando
Williams
pled guilty
to state
charges of
armed
robbery,
aggravated
kidnapping,
rape, and
murder. A
jury
sentenced
Mr. Williams
to death.
The
conviction
and sentence
were
affirmed on
direct
appeal to
the Illinois
state courts.
A petition
for
collateral
review
likewise
resulted in
no relief.
Mr. Williams
then
petitioned
the district
court for
habeas
relief under
28 U.S.C.
2254. The
district
court denied
his petition,
742 F.Supp.
472. Mr.
Williams
appealed.
For the
following
reasons, we
affirm the
judgment of
the district
court.
I
*
BACKGROUND
A. Facts
In denying
the petition
for a writ
of habeas
corpus, the
district
court relied
on the
account of
the
underlying
facts1
set forth by
the Illinois
Supreme
Court in Mr.
Williams'
direct
appeal of
his
conviction.2
We shall do
the same.
See Sumner
v. Mata, 449
U.S. 539,
101 S.Ct.
764, 66 L.Ed.2d
722 (1981).
[T]he victim,
Mrs. Linda
Goldstone,
on March 30,
1978, was
employed at
Northwestern
Memorial
Hospital in
Chicago as
an
instructor
in the
Lamaze
method of
childbirth.
On that
evening, as
she was
alighting
from her car
in the
victinity
[sic] of the
hospital,
she was
approached
by the
defendant
and robbed
at gunpoint.
He made her
undress from
the waist
down. He
then forced
her into his
car and, it
appears,
took her to
a shop owned
by his
father.
There he
bound her
hands and
feet.
He then
forced her
into the
trunk of his
car. With
Mrs.
Goldstone in
the trunk,
the
defendant
picked up
his sister
at work and
drove her
home. He
then drove
the victim
to a motel,
forced her
inside and
raped her.
On the next
day, with
Mrs.
Goldstone
bound and
locked in
the trunk of
the car, the
defendant
appeared at
a suburban
court where
charges of
aggravated
kidnaping,
rape and
armed
robbery were
pending
against him.
The case was
continued,
and the
defendant
then drove
to visit a
friend,
Nettie
Jones, at
her
apartment.
While he was
there,
people of
the area
heard cries
for help
coming from
the trunk of
his auto.
Someone
notified the
police of
the incident.
The
defendant
drove away
from a crowd
that had
gathered and
proceeded to
a tavern,
where he
visited
other
friends.
Early that
evening, the
defendant
checked into
another
motel. He
forced Mrs.
Goldstone
into the
motel and
again raped
her. Later,
he forced
her back
into the
trunk and
picked up
his niece at
a friend's
house and
drove the
niece home.
As he had
done the day
before, he
drove his
sister home
from work
and spent
the evening
visiting
various
taverns with
friends.
In the
meantime,
police were
searching
for the
defendant's
car. The
victim's
husband, Dr.
James
Goldstone, a
physician,
after
learning
that his
wife had not
appeared for
class that
evening,
notified the
police of
her absence.
The victim's
car was
found by
Northwestern
University
security
officers.
Early the
following
morning, Dr.
Goldstone
received a
phone call
from his
wife in
which she
told him
that she
would be
home soon.
He heard a
voice in the
background
say, "Shut
up bitch,
tell him
you'll be
home in
about an
hour." The
victim asked
Dr.
Goldstone if
he had
called the
police, and
he told her
to tell the
man whose
voice he had
heard that
he had not
informed the
police.
Officers
investigating
the incident
at Jones'
apartment
obtained the
license
number of
the car and
learned that
the
defendant
had visited
Jones. The
police
searched the
area for the
auto without
success and
periodically
watched the
defendant's
home, but
the car was
not located.
On April 1,
at 6 a.m.,
the
defendant
released the
victim from
the trunk of
the auto. He
gave her
$1.25 and
instructed
her to take
a bus home
and not to
call the
police. He
then drove
off. The
victim,
ignoring his
instructions,
ran to the
porch of a
nearby house
for help.
The person
who came to
the door
refused to
allow her to
enter, but
he did call
the police.
The
defendant,
who had only
driven
around the
block to see
whether his
instructions
would be
obeyed,
returned and
ordered the
victim off
the porch.
He then took
her to an
abandoned
garage and
killed her,
shooting her
in the chest
and head.
There was
medical
evidence
that the
victim had
been beaten
once or more
during her
captivity.
The
defendant
was arrested
at his home
that
afternoon
while he was
washing the
trunk of his
car.
73 Ill.Dec.
at 364-65,
454 N.E.2d
at 224-25.
B.
Procedural
History
On April 1,
1978,
Williams was
arrested for
the murder,
aggravated
kidnapping,
rape, and
armed
robbery of
Linda
Goldstone.
He first
pled not
guilty.
After the
state trial
court denied
several
pretrial
motions,
including a
motion to
suppress the
confession,
Mr. Williams
changed his
plea to
guilty to
one count
each of
murder,
aggravated
kidnapping,
rape, and
armed
robbery. The
state then
formally
requested a
capital
sentencing
hearing, and
Mr. Williams
submitted
his jury
request.
The Illinois
death
penalty
statute3
provides for
a bifurcated
sentencing
hearing. In
the first
phase--the
eligibility
phase--the
state must
prove beyond
a reasonable
doubt at
least one of
seven
aggravating
factors. In
the second
phase--the
aggravation/mitigation
phase--the
state
presents
evidence of
any
aggravating
factors. The
defense
argues any
mitigating
factors.
In the first
phase, the
jury
determined
that the
state had
established
beyond a
reasonable
doubt the
existence of
two
statutory
aggravating
factors: Mr.
Williams had
murdered
Linda
Goldstone in
the course
of three
other
felonies and
had murdered
an
eyewitness
to the
crimes. In
the second
phase,
during which
Mr. Williams
testified on
his own
behalf, the
jury
unanimously
found that
there were
no
mitigating
factors
sufficient
to preclude
the
imposition
of the death
sentence.
The court
therefore
sentenced
Mr. Williams
to death.
As provided
by Illinois
law,4
Mr. Williams
then
appealed
directly to
the Illinois
Supreme
Court. The
conviction
and sentence
were
affirmed.
See People
v. Williams,
97 Ill.2d
252, 73
Ill.Dec.
360, 454 N.E.2d
220 (1983),
cert. denied,
466 U.S. 981
, 104 S.Ct.
2364, 80
L.Ed.2d 836
(1984).
A post-conviction
petition was
then filed
in the
Circuit
Court of
Cook County.5
The trial
court denied
the petition
without a
hearing. The
Illinois
Supreme
Court
affirmed.
People v.
Williams,
109 Ill.2d
391, 94
Ill.Dec.
429, 488 N.E.2d
255 (1985),
cert. denied,
478 U.S.
1022 , 106
S.Ct. 3340,
92 L.Ed.2d
744 (1986).
Mr. Williams
then filed a
petition for
a writ of
habeas
corpus in
the district
court. After
full
briefing and
argument,
the district
court, in a
lengthy and
comprehensive
opinion,
denied the
petition.
This appeal
followed.
II
ANALYSIS
The people
of Illinois,
through
their
elected
representatives,
have decided
that, under
certain
circumstances,
the crime of
murder ought
to be
punished by
death. In
this case,
the state,
acting
through an
elected
prosecutor,
asked that
such a
penalty be
imposed. An
Illinois
jury agreed
and the
courts of
Illinois
have
determined
that the
jury's
decision is
lawful as a
matter of
state law.
The state
courts also
have
determined
that the
imposition
of death by
the state in
this case
does not
offend
federal
constitutional
standards.
It is, of
course, only
this last
decision
that is
reviewable
on petition
for a writ
of habeas
corpus in
the district
court and,
on appeal,
in this
court. With
this
perspective
in mind, we
shall
address each
of Mr.
Williams'
contentions.
In each
instance, we
set out,
when
appropriate,
the analysis
of the
district
court. We
also note
that we have
had the
benefit of
excellent
briefs and
oral
presentations
by both
counsel for
the state
and counsel
for Mr.
Williams,
who, we
gratefully
note, served
by
appointment
of the court.
A.
Coercion of
Guilty Plea
We begin
with the
only matter
raised by
Mr. Williams
that
implicates
directly the
proceedings
prior to the
capital
sentencing
proceeding.
The district
court set
forth the
matter
succinctly,
and we rely
heavily on
its
description
of this
submission
by Mr.
Williams.6
The Cook
County
Public
Defender's
Office
assigned
four
attorneys to
represent
Mr.
Williams.
According to
their
affidavits,
which the
district
court took
as true for
purposes of
this claim,
they
initially
agreed that
Mr. Williams
should
continue to
plead not
guilty and
proceed to
trial. A
psychologist
and
psychiatrist
were hired
to assist in
jury
selection,
to assess
Mr.
Williams'
competency
to stand
trial, and
to advise on
the merits
of an
insanity
defense.
The trial
court denied
key defense
motions,
including
the motion
to suppress
the
confession.
Defense
counsel then
determined
that the
chance of
acquittal
was slim and
that Mr.
Williams
would best
be served by
a guilty
plea and a
strong
defense at
the capital
sentencing
hearing.
They
accordingly
persuaded
Mr. Williams
to enter a
guilty plea.
In his
affidavit,
Mr. Williams
describes
the day
before trial:
[One of my
attorneys]
came to
visit me. He
continued to
press me to
enter a
guilty plea.
I did not
want to do
that. He
repeatedly
told me that
I was
hurting my
family by
holding out,
that the
only way to
spare them
was to plead
and that I
would die if
I did not
plead.
Finally,
against my
will, I
agreed to
enter a
guilty plea.
R.80 Ex. A
at 4-5. One
of the
attorneys
describes
their
methods of
persuasion:
As a
response to
our client's
position,
the four of
us as well
as [the
psychologist]
attempted to
pursuade
[sic] the
defendant
that a plea
of not
guilty would
be a mistake.
These
conversations
were not
discussions
of trial
strategy,
nor were
they
reminiscent
of the
numerous
occasions in
which I
pursuaded
[sic] a
client to
plead guilty
to accept
the plea
bargain
being
offered by
the State.
In this case
the
psychological
pressure and
the
sophisticated
tactics used
with
Hernando
Williams to
convince him
to adopt our
approach
were unlike
any other
conversations
I ever had
with any
other client.
Also, it
goes without
saying, that
in this case
there were
no plea
bargaining
offers from
the State.
All of the
psychiatric
and
psychological
information
which had
been
gathered and
developed by
[the
doctors] was
used by me
and my
associates
to compel
Mr. Williams
to accept
our point of
view. This
constituted
a unique
form of
coercion. We
took
advantage of
our client,
maximizing
the use of
the
information
we had
gathered for
a purpose
other than
which it was
intended.
Our strategy
was
developed to
accommodate
us and not
our client.
There is no
question
that during
this period
(which
lasted over
a year) we
did not act
in
accordance
with our
client's
wishes.
Rather, we
used every
means
available to
force him to
change his
plea.
Mr. Williams
ultimately
gave in to
this extreme
pressure
shortly
before the
trial was to
begin.
R.80 Ex. B
at 2.
Mr. Williams
argued in
the state
courts that
he entered
the plea
unintelligently
because he
was unaware
that the
death
penalty was
an option
after a
guilty plea.
The Illinois
Supreme
Court denied
the claim.
It noted
that the
trial court
told Mr.
Williams
numerous
times that
he could be
subject to
the death
penalty, and
there was no
evidence
that he was
informed
otherwise.7
In his
petition for
habeas
corpus, Mr.
Williams now
argues that
his plea was
coerced. The
state
replies to
this claim
by
contending,
as it did in
the district
court, that
the issue
was waived
by the
failure of
Mr. Williams
to argue the
matter in
the state
proceedings.
Mr.
Williams'
claim that
his guilty
plea was
coerced "was
not
presented,
and these
affidavits
were not
tendered, in
petitioner's
post-trial
motion to
vacate his
pleas, brief
on direct
appeal, or
petition for
post-conviction
relief.
Indeed, this
claim was
first raised
by way of
amendment a
year after
the filing
of the
original
habeas
corpus
petition.
Alternatively
stated,
counsel
first
claimed
coercion in
1988, ten
years after
petitioner
pleaded
guilty in
1978."
Appellees'
Br. at 40.
As the
district
court noted,
a federal
habeas
petitioner
usually
forfeits the
right to
challenge a
conviction
or sentence
on grounds
not raised
in the state
courts. We
excuse the
forfeiture
of such a
claim only
if the
petitioner
can show
cause and
prejudice.
See Coleman
v. Thompson,
--- U.S.
----, 111
S.Ct. 2546,
2565, 115
L.Ed.2d 640
(1991);
Wainwright
v. Sykes,
433 U.S. 72,
87, 97 S.Ct.
2497, 2506,
53 L.Ed.2d
594 (1977);
Morrison v.
Duckworth,
898 F.2d
1298, 1300
(7th
Cir.1990).
Mr.
Williams'
counsel
during state
collateral
proceedings
was not the
same counsel
who had
represented
him when he
pled guilty
at trial.
Mr. Williams
seeks to
rely on his
counsels'
incompetence
to excuse
his failure
to challenge
in the state
courts his
allegedly
coerced
guilty plea.
Ineffective
assistance
of counsel "supplies
'cause' only
when the
Constitution
requires the
state to
assure
adequate
legal
assistance."
See Coleman,
111 S.Ct. at
2566; see
also Prihoda
v.
McCaughtry,
910 F.2d
1379, 1386
(7th
Cir.1990);
Morrison,
898 F.2d at
1300-01.
There is no
constitutional
right to the
assistance
of counsel
in a state
collateral
proceeding.
Pennsylvania
v. Finley,
481 U.S.
551, 555,
107 S.Ct.
1990, 1993,
95 L.Ed.2d
539 (1987).
Therefore,
any
ineffective
assistance
by Mr.
Williams'
counsel does
not provide
cause to
excuse Mr.
Williams'
procedural
default. See
Coleman, 111
S.Ct. at
2568.8
More
fundamentally,
Mr. Williams
has not
demonstrated
that he was
prejudiced
by his
counsels'
failure to
challenge
the
voluntariness
of his
guilty plea.
The test for
determining
the validity
of a guilty
plea is "whether
the plea
represents a
voluntary
and
intelligent
choice among
alternative
courses of
action open
to the
defendant."
North
Carolina v.
Alford, 400
U.S. 25, 31,
91 S.Ct.
160, 164, 27
L.Ed.2d 162
(1970). "Simply
because the
[defendant]
was
subjected to
pressure
from sources
not
associated
with the
state or
prosecutors
does not
mean that [the
defendant's]
guilty plea
was
necessarily
involuntary.
It is not an
uncommon
occurrence
that a
criminal
defendant is
pressured to
some extent
by co-defendants,
friends, and
relatives.
These types
of
influences
are
inevitable
and
unavoidable."
Lo Conte v.
Dugger, 847
F.2d 745,
753 (11th
Cir.), cert.
denied,
488 U.S. 958
, 109 S.Ct.
397, 102
L.Ed.2d 386
(1988).
In this
case, Mr.
Williams'
attorneys
concluded
that a
guilty plea
was in his
best
interests
and used
verbal
persuasion
to convince
their client
to plead
guilty.
The
attorneys
concluded on
the merits
and in their
best
judgment
that a
guilty plea
was in
Williams'
best
interest.
There is no
reason to
question
that
conclusion.
Williams'
detailed
confession
survived the
motion to
suppress and
a conviction
seemed
inevitable.
The
attorneys
did not
promise
Williams
that a
guilty plea
would spare
him the
death
penalty....
The
attorneys
never
threatened
Williams or
his family.
742 F.Supp.
at 480. "Advice--even
strong
urging" by
counsel does
not
invalidate a
guilty plea.
Lunz v.
Henderson,
533 F.2d
1322, 1327
(2d Cir.),
cert. denied,
429 U.S. 849
, 97 S.Ct.
136, 50 L.Ed.2d
122 (1976).9
Thus, we
agree with
the district
court's
conclusion
that Mr.
Williams'
claim of
coercion
lacks merit.
This
conclusion
is
buttressed
by Mr.
Williams'
statements
in open
court that "his
plea was
voluntary
and not the
product of
any threats
or promises
from the
prosecution,
his
attorneys or
prison
officials."
742 F.Supp.
at 480. The
trial court
asked Mr.
Williams no
less than
three times
whether his
guilty plea
was
voluntary.
Each
response
indicated
that his
plea was
voluntary.
See Tr. Vol.
3 at 15-16.10
B.
Constitutionality
of the
Illinois
Death
Penalty
Statute
We now turn
to the
penalty
phase of the
state
proceeding.
Mr. Williams
submits that
the part of
the Illinois
statute
detailing
the
procedure
for
determining
whether the
death
penalty
ought to be
imposed is
constitutionally
infirm. He
sets forth
several
arguments
that, in his
view, are
not
precluded by
this court's
earlier
decisions.
He also asks
this court
to consider
several
additional
issues which,
while
admittedly
precluded by
this
circuit's
current case
law, require,
he contends,
reappraisal.
The state
submits that
all of Mr.
William's
contentions
are
precluded by
this court's
decision in
Silagy v.
Peters, 905
F.2d 986
(7th
Cir.1990),
cert. denied,
--- U.S.
----, 111
S.Ct. 1024,
112 L.Ed.2d
1106 (1991).
The Illinois
death
penalty
statute was
described
succinctly
by our
colleague in
the district
court.11
We rely
heavily on
that concise
description
in the
following
paraphrase.
Under the
Illinois
death
penalty
statute, the
prosecution
may request
a capital
sentencing
hearing
after the
defendant
pleads
guilty to or
is convicted
of murder.
Ill.Rev.Stat.
ch. 38, p
9-1. The
hearing is
conducted in
two phases.
In the first
phase, the
state must
prove beyond
a reasonable
doubt that
the
defendant is
eligible for
the death
penalty:
that the
defendant
was at least
eighteen
years of age
at the time
of the
offense and
that one or
more of
seven
aggravating
factors
exist.12
Both the
state and
the
defendant
must comply
with the
criminal
rules of
evidence in
this
eligibility
phase. If
the jury13
unanimously
finds that
the state
has met its
burden of
establishing
that the
defendant is
eligible for
the death
penalty, the
second phase
commences.
At this
stage, the
state
presents
evidence of
any
aggravating
factors,
statutory or
otherwise,
and the
defense
presents
mitigating
circumstances.
The statute
lists five
potentially
relevant
mitigating
factors, but
only by way
of example.14
The
defendant
may present
any aspects
of the
defendant's
character or
record, and
any of the
circumstances
of the
offense that
militate
against the
imposition
of the death
sentence.
The criminal
rules of
evidence are
relaxed in
this phase.
The
following
statutory
language
provides the
standard by
which the
jury is to
assess the
mitigating
and
aggravating
factors:
If the jury
determines
unanimously
that there
are no
mitigating
factors
sufficient
to preclude
the
imposition
of the death
sentence,
the court
shall
sentence the
defendant to
death.
Unless the
jury
unanimously
finds that
there are no
mitigating
factors
sufficient
to preclude
the
imposition
of the death
sentence the
court shall
sentence the
defendant to
a term of
imprisonment
under
Chapter V of
the Unified
Code of
Corrections.15
Ill.Rev.Stat.
ch. 38, p
9-1(g). The
jury
evaluates
the factors
presented
and argued
by the
parties and
the death
sentence is
imposed only
if all
jurors agree
that the
mitigating
factors are
insufficient
to preclude
a death
sentence. If
the jurors
unanimously
agree that
no such
mitigating
factors
exist, then
the court
must impose
a death
sentence.
However, a
juror may
find a
mitigating
factor even
if the
defendant
presents no
evidence at
the
sentencing
hearing. See
742 F.Supp.
at 497.
Mr. Williams
raises a
number of
constitutional
challenges
to the
Illinois
death
penalty
statute that,
he submits,
are not
precluded by
the court's
earlier
decision in
Silagy.
First, Mr.
Williams
argues that
the statute
does not
permit an
individualized
determination
of the
appropriateness
of a death
sentence.
Second, he
argues that
the statute
places an
impermissible
burden of
persuasion
on capital
defendants.
Third, Mr.
Williams
contends
that the
statute is
unconstitutionally
vague. We
shall review
each.
1.
Individual
sentencing
determination
Mr.
Williams'
initial
constitutional
argument is
that the
Illinois
death
penalty
statute
improperly
requires the
defendant's
mitigating
evidence "to
preclude"
the death
penalty, and
thus removes
from a
sentencing
jury the
discretion
to determine
in each
individual
case whether
the
aggravating
and
mitigating
evidence
supports the
imposition
of a death
sentence.
See
Ill.Rev.Stat.
ch. 38, p
9-1(g). "Because
of the word
'preclude,'
this
language
does not
direct a
sentencing
jury to
weigh the
evidence.
The statute
does not
permit the
jury to
sentence the
defendant to
a punishment
less than
death if
mitigating
evidence
narrowly
outweighs
aggravating
evidence."
Petitioner's
Br. at 52.
In Silagy v.
Peters, the
court
rejected the
argument
that section
9-1(g)
prevents the
sentencer
from basing
its
sentencing
determination
on the
individual
characteristics
of the
defendant
and the
unique
circumstances
of the crime.
The court
relied upon
the Supreme
Court's
decision in
Blystone v.
Pennsylvania,
494 U.S.
299, 110
S.Ct. 1078,
108 L.Ed.2d
255 (1990).
In Blystone,
the Supreme
Court
reviewed the
Pennsylvania
death
penalty
statute,
which
permitted
the death
penalty "if
the jury
unanimously
finds one or
more
aggravating
circumstances
which
outweigh any
mitigating
circumstances."
Id. 110 S.Ct.
at 1081 (emphasis
added). In
upholding
the
Pennsylvania
statute, the
Supreme
Court wrote
that "[d]eath
is not
automatically
imposed upon
conviction
for certain
types of
murder. It
is imposed
only after a
determination
that the
aggravating
circumstances
outweigh the
mitigating
circumstances
in the
particular
crime
committed by
the
particular
defendant."
Blystone,
110 S.Ct. at
1082.
Mr. Williams
endeavors to
distinguish
Blystone by
highlighting
the
different
wording of
the
Pennsylvania
statute (requiring
aggravating
factors to "outweigh
" mitigating
factors) and
the Illinois
statute (requiring
mitigating
factors "sufficient
to preclude
" the death
penalty).
Having thus
attempted to
distinguish
Blystone,
which served
as the
foundation
of the
court's
decision in
Silagy, Mr.
Williams
asserts that
Silagy does
not govern
his case.
We cannot
accept Mr.
Williams'
contention
that this
issue is not
controlled
by Silagy.
While two
judges, both
members of
the present
panel,
believed the
issue worthy
of review by
the entire
court,16
that view
did not
prevail and
the
doctrines of
stare
decisis and
precedent
require this
panel's
adherence to
Silagy. The
Silagy court
found no
difference
between the
operative
parts of the
Illinois and
Pennsylvania
death
statutes:
"As in
Pennsylvania,
a sentence
of death is
imposed in
Illinois
only after
the
sentencing
authority
determines
that the
aggravating
circumstances
outweigh the
mitigating
circumstances
in the
particular
crime
committed by
the
particular
defendant."
Silagy, 905
F.2d at
1000.
Because this
court
already has
determined
that no
meaningful
difference
exists
between the
Illinois and
the
Pennsylvania
statutes on
this issue,
we cannot
accept Mr.
Williams'
argument
that the
Illinois
statute
fails to
require the
sentencer to
base its
determination
on the
individual
characteristics
of the
defendant
and the
unique
circumstances
of the crime.
2. Burden
of
persuasion
Mr.
Williams'
second
argument is
that the
Illinois
statute
places an
impermissible
burden of
persuasion
on capital
defendants.
Under Mr.
Williams'
view of the
statute,
because
mitigating
factors must
be "sufficient
to preclude"
the
imposition
of the death
penalty, the
defendant
carries the
burden of
proving
beyond a
reasonable
doubt that
death is the
wrong
sentence.
Appellant's
Br. at 56.
The
petitioner
in Silagy
argued that
the statute
created a
mandatory
rebuttable
presumption
in favor of
the death
penalty,
thus
impermissibly
shifting the
burden of
persuasion
to the
defendant to
show that
the death
penalty is
inappropriate
in his case.
The Silagy
court,
however,
found that
this
language did
not place an
unconstitutional
burden on
defendants.
"Section
9-1(g),
simply
provides a
balance upon
which the
sentencing
authority
can place
the various
mitigating
and
aggravating
circumstances
to determine
whether the
imposition
of the death
penalty is
appropriate
in a
particular
case." 905
F.2d at 998.
The court
agreed with
the Illinois
Supreme
Court that
the State "
'bears the
primary
burden of
persuading
the jury
that, as the
statute
states,
there are no
mitigating
factors
sufficient
to preclude
the
sentencer
from
imposing the
sentence of
death for
which the
defendant is
eligible.' "
Id. (quoting
People v.
Bean, 137
Ill.2d 65,
147 Ill.Dec.
891, 925,
560 N.E.2d
258, 292
(1990)).
After the
state has
attempted to
persuade the
jury that
the death
penalty
should be
imposed, the
defendant
then may
attempt to
dissuade the
jury from
imposing the
death
penalty. If
the
defendant
attempts to
dissuade the
jury from
imposing the
death
penalty, the
statute
imposes a
burden of
persuasion
on him. "[T]he
imposition
of such a
burden of
persuasion
on a
defendant 'is
constitutional
because at
this point
in the
hearing the
prosecution
has already
proven
beyond a
reasonable
doubt that a
statutory
aggravating
factor
exists
making the
defendant
eligible for
the death
penalty, and
the jury is
now weighing
aggravating
and
mitigating
factors
presented by
both the
State and
the
defendant.'
" Id. (quoting
Bean, 147
Ill.Dec. at
925, 560 N.E.2d
at 292) (citation
omitted).
The court
relied in
part on
Walton v.
Arizona, ---
U.S. ----,
110 S.Ct.
3047, 111
L.Ed.2d 511
(1990),
which
involved the
review of a
non-jury
trial. " 'So
long as a
State's
method of
allocating
the burdens
of proof
does not
lessen the
State's
burden to
prove every
element of
the offense
charged, or
in this case
to prove the
existence of
aggravating
circumstances,
a
defendant's
constitutional
rights are
not violated
by placing
on him the
burden of
proving
mitigating
circumstances
sufficiently
substantial
to call for
leniency.' "
Silagy, 905
F.2d at 999
(quoting
Walton, 110
S.Ct. at
3055).
Accordingly,
we believe
that the
doctrines of
stare
decisis and
precedent
require this
panel's
adherence to
the holding
of Silagy.17
3.
Vagueness
Mr.
Williams'
third attack
on the
constitutionality
of the
Illinois
death
penalty
statute is
that it is
impermissibly
vague. Mr.
Williams
suggests
that the
statute is
vague in
three
respects: a)
the burden
of
persuasion
placed on
defendants
during the
aggravation/mitigation
phase; b)
the "sufficient
to preclude"
language in
the statute
itself; and
c) the jury
instruction
based upon
the statute
to the
effect that
the jury
should
return a
verdict
against the
death
penalty if
the jury "cannot
unanimously
conclude
that there
are no
sufficiently
mitigating
factor or
factors to
preclude the
imposition
of the death
penalty." Tr.
5493.
a. burden
of
persuasion
This court
stated in
Silagy that
the burden
of
persuasion
provision
"in a
constitutional
way guides
the jury (or
judge) in
determining
under what
circumstances
the death
penalty
should be
imposed."
905 F.2d at
998. Because
the statute
provides "for
a certain
result based
on the
balance
struck by
the jury
between the
aggravating
and
mitigating
circumstances,"
the court
found that
the statute
did not
impose the
death
penalty in
an arbitrary
or
capricious
manner. Id.
In short,
this court
already has
determined
that the
statute is
not vague
with regard
to the
burden of
persuasion
at the
sentencing
hearing.
b. "sufficient
to preclude"
Mr.
Williams'
second
argument is
that the
phrase "sufficient
to preclude"
does not
adequately
guide the
jury. The
district
court stated
that "[t]he
isolated
phrase 'sufficient
to preclude
the
imposition
of the death
sentence' is
not vague.
It directs
the jurors
to consider
all of the
factors
presented
and to give
each factor
whatever
weight they
deem
appropriate.
The Eighth
Amendment
insists
rather than
frowns on
that kind of
discretion."
742 F.Supp.
at 501. We
believe that
this court
at least
implicitly
rejected
this
argument in
Silagy when
the court
stated that
section
9-1(g) "in a
constitutional
way guides
the jury (or
judge) in
determining
under what
circumstances
the death
penalty
should be
imposed."
905 F.2d at
998.
c. jury
instructions
Mr. Williams
also
challenges
the jury
instruction
used in his
case,
contending
that it
prevented
the jury
from making
an
intelligent
decision.
The jury was
instructed
that:
If, after
your
deliberations,
you
unanimously
determine
that there
are no
sufficiently
mitigating
factor or
factors to
preclude the
imposition
of the death
sentence on
the
defendant,
you should
sign the
verdict form
which so
indicates.
If, after
your
deliberations,
you cannot
unanimously
conclude
that there
are no
sufficiently
mitigating
factor or
factors to
preclude the
imposition
of the death
sentence,
you should
sign the
form which
so indicates.
Tr. 5493.
The jury
later was
instructed
that:
If after
your
deliberations
one or more
jurors
conclude
that the
defendant
should not
be sentenced
to death,
all jurors
shall sign
the verdict
reflecting
the jury's
inability to
reach a
unanimous
verdict.
If after
your
deliberations
you
unanimously
conclude
that the
defendant
should be
sentenced to
death, all
jurors shall
sign the
verdict
reflecting
the jury's
unanimous
conclusion
that the
court shall
sentence the
defendant to
death.
Tr. 5495.
The Supreme
Court
recently has
refined the
proper
standard by
which to
evaluate
vagueness
challenges
to jury
instructions.
"We think
the proper
inquiry in
such a case
is whether
there is a
reasonable
likelihood
that the
jury has
applied the
challenged
instruction
in a way
that
prevents the
consideration
of
constitutionally
relevant
evidence."
Boyde v.
California,
494 U.S.
370, 110
S.Ct. 1190,
1198, 108
L.Ed.2d 316
(1990). The
Supreme
Court also
stated that
[j]urors do
not sit in
solitary
isolation
booths
parsing
instructions
for subtle
shades of
meaning in
the same way
lawyers
might.
Differences
among them
in
interpretation
of
instructions
may be
thrashed out
in the
deliberative
process,
with
commonsense
understanding
of the
instructions
in the light
of all that
has taken
place at the
trial likely
to prevail
over
technical
hairsplitting.
Id. After
reading the
instructions
as a whole,
we are
convinced
that the
jury was
adequately
guided by
the
instructions
and that the
jury was not
prevented
from
considering
all
constitutionally
relevant
evidence. In
our view,
the
instructions,
read as a
whole,
directed the
jury to
balance
aggravating
and
mitigating
factors and
to impose
the death
sentence
only if all
members of
the jury
concluded
that
aggravating
factors
outweighed
mitigating
factors.
Therefore,
the Illinois
statute is
not
unconstitutionally
vague.
4. Other
challenges
Mr. Williams
requests
this court
to
reconsider
several
rulings
admittedly
controlled
by its prior
rulings.
a.
prosecutorial
discretion
In Silagy,
the
petitioner
argued that
the
prosecutor's
unfettered
discretion
under §
9-1(d) of
the statute
in deciding
whether to
seek the
death
penalty in a
particular
case
violates the
eighth
amendment.
The court
rejected
this
argument and
held that
prosecutorial
discretion
was
analytically
distinguishable
from the
post-conviction
discretion
that has
served as
the focus of
the Supreme
Court's
concern in
its death
penalty
jurisprudence.
"The concern
of the Court
has been to
limit and
channel the
discretion
of the
sentencing
body--i.e.,
the judge or
jury--which
actually
imposes the
sentence in
a given
case."
Silagy, 905
F.2d at 993
(emphasis in
original).
Because
the
prosecutor's
decision to
commence or
forego a
death
sentence
hearing is
not a
decision to
"impose" a
death
sentence,
this court
held that
the
prosecutor's
decision
does not
implicate
the Court's
eighth
amendment
concerns. Id.18
b. lack
of pretrial
notice
In Silagy,
the
petitioner
argued that
the Illinois
death
penalty
statute is
violative of
the sixth
amendment
right to
effective
assistance
of counsel
because the
defendant is
not given
notice until
after the
adjudication
of guilt
that the
state plans
to seek the
death
penalty. It
was argued
that the
Supreme
Court's
decision in
Strickland
v.
Washington,
466 U.S.
668, 104
S.Ct. 2052,
80 L.Ed.2d
674 (1984),
protects a
criminal
defendant
from
circumstances
in which
prejudice to
a defense
counsel's
ability to
function
effectively
may be
presumed.
However,
this court
found that "certain
pretrial
knowledge"
that the
State
intends to
pursue the
death
penalty in a
given case
is not
required to
protect a
defendant's
sixth
amendment
rights.19
The court
noted that "the
sixth
amendment's
guarantee of
effective
assistance
of counsel
is not
valued for
its own
sake, but
rather for
an accused
individual's
ability to
receive a
fair trial.
We do not
believe that
[the
petitioner]
received an
unfair trial."
Silagy, 905
F.2d at 995
(citation
omitted).
The court
added that a
rule
mandating
certain
pretrial
knowledge of
the state's
intention to
pursue the
death
penalty
would
require
prosecutors
to commit
one way or
another as
to whether
to pursue
the death
penalty
without the
insight into
the
individual
characteristics
of the
defendant
that develop
at trial.
The
petitioner
in Silagy
also
contended
that the
failure to
give
pretrial
notice of
the State's
intention to
pursue the
death
penalty
violated
procedural
due process.
This court
did not
agree. "In
that the
Illinois
statute does
provide
actual
notice to a
death-eligible
defendant
that the
State
intends to
seek the
death
penalty and,
thereafter,
mandates
that a
separate
sentencing
hearing be
conducted to
determine
the
propriety of
such a
constitutional
deprivation,
we conclude
that the
Illinois
statute
provides for
all the
process
which is due
under the
fourteenth
amendment."
Id. at 996.20
c.
consideration
of
nonstatutory
factors
Section
9-1(c) of
the Illinois
statute
states that
"[t]he court
shall
consider, or
shall
instruct the
jury to
consider any
aggravating
and any
mitigating
factors
which are
relevant to
the
imposition
of the death
penalty.
Aggravating
factors may
include but
need not be
limited to [the
statutory
aggravating
factors]."
The
petitioner
in Silagy
contended
that the
statute
violates the
eighth and
fourteenth
amendments
because it
fails to
assure that
all
aggravating
factors
relied on by
the
prosecution
are relevant
and
constitutionally
permissible.
However, the
court noted
that the
statute
mandated
that "the
jury's
discretion
at the
selection
stage of the
sentencing
hearing is
focused on
that which
is 'relevant'
to the task
at hand."
905 F.2d at
1000.
It also
noted that
the standard
used by the
Supreme
Court on
this issue
was whether
the jury's
discretion
was guided
in a
constitutionally
adequate way
and whether
the jury's
decision was
so wholly
arbitrary as
to offend
the
Constitution.
See Barclay
v. Florida,
463 U.S.
939, 950-51,
103 S.Ct.
3418,
3425-26, 77
L.Ed.2d 1134
(1983).
Because the
Illinois
statute's
guidance of
the jury's
discretion
did not fail
this
standard,
the court
found the
petitioner's
argument
meritless in
Silagy.
Silagy, 905
F.2d at
1000-01.
Although Mr.
Williams
certainly is
entitled to
request this
court to
reconsider
its prior
rulings, see,
e.g.,
Rheinstrom
v.
Commissioner,
925 F.2d
1066, 1069
(7th
Cir.1991),
he has not
presented
sufficient
reason to
overturn our
established
precedent.
Under the
doctrines of
stare
decisis and
precedent,
we conclude
that Mr.
Williams'
challenges
are
controlled
by Silagy.
C. Use of
Peremptory
Challenges
to Exclude
Blacks From
the Jury
Mr. Williams
is black.
The victim,
Mrs.
Goldstone,
and all of
the jury
members were
white. The
jury was
selected
from a
venire of
130 members,
28 of whom
were black.
Fifteen of
the
prospective
black jurors
were
challenged
for cause on
the state's
motion; two
were
challenged
for cause on
the
defendant's
motion. The
state used
eleven
peremptory
challenges
to exclude
the
remaining
blacks. Mr.
Williams
argues that
the state
used its
peremptory
challenges
solely on
the basis of
race in
violation of
the
fourteenth
amendment,
as
interpreted
by the
Supreme
Court in
Swain v.
Alabama, 380
U.S. 202, 85
S.Ct. 824,
13 L.Ed.2d
759 (1965),
and Batson
v. Kentucky,
476 U.S. 79,
106 S.Ct.
1712, 90
L.Ed.2d 69
(1986).
1.
Contesting
peremptory
challenges
under Swain
In
addressing
Mr.
Williams'
argument
that the
state
improperly
used its
peremptory
challenges,
the Illinois
Supreme
Court
reasoned
that, under
the standard
established
in Swain, "a
constitutional
issue of
equal
protection
could not
arise unless
there was a
systematic
and
purposeful
exclusion of
blacks
because of
race from
juries in
case after
case." 73
Ill.Dec. at
370, 454 N.E.2d
at 230.
Mr. Williams
presented
evidence in
the Illinois
Supreme
Court
regarding
the
composition
of 43 juries
in Illinois
capital
cases prior
to his
sentence. "Over
half of the
juries were
all white.
Most of the
rest of the
juries
contained
only one
black. How
many
peremptory
challenges
were
exercised by
the defense
and by the
state is not
indicated.
There are no
other
materials to
illustrate
that the
State has
regularly
and
systematically
through the
exercise of
peremptory
challenges
excluded
blacks or
other
minorities
in case
after case."
Id. The
Illinois
Supreme
Court
determined
that this
showing was
insufficient
to meet the
Swain
standard.
In the
district
court, Mr.
Williams
proffered
additional
evidence in
an attempt
to meet the
demands of
Swain: a
study by
Professor
Zeisel from
the
University
of Chicago
Law School
that
analyzed
seventeen
pre-1982
cases in
which Cook
County
juries
sentenced a
black
defendant to
death; a
breakdown of
the
composition
of 32 Cook
County
juries in
sentencing
hearings in
which the
defendant
was
sentenced to
death; a
survey by
the Chicago
Tribune of
31 Cook
County
felony
trials
during July
of 1984; and
ten cases in
which the
Illinois
Supreme
Court
remanded for
a Batson
hearing.21
The district
court
concluded
that Mr.
Williams' "evidence
is fatally
incomplete
and
accordingly
does not
establish or
suggest that
the
prosecution
has
systematically
and
purposefully
excluded
blacks from
serving on
capital
sentencing
juries in
Cook County
or Illinois.
At most, it
suggests
that
predominantly
white juries
sentenced
more blacks
to death
than juries
constituted
differently.
That
suggestion
is not
probative of
the
motivation
that
underlaid
the
prosecution's
exercise of
peremptory
challenges
in capital
sentencing
hearings
systemwide."
Id. at 487.
We also must
conclude
that Mr.
Williams'
evidence
does not
meet the
almost
insuperable
evidentiary
barrier
erected by
Swain. As
the district
court noted,
much of Mr.
Williams'
data is
flawed.22
We cannot
say that Mr.
Williams has
presented
evidence
demonstrating
that, "in
case after
case,
whatever the
circumstances,
whatever the
crime and
whoever the
defendant or
the victim
may be," the
prosecution
removes
qualified
blacks from
serving as
jurors
through the
use of its
peremptory
challenges.
Swain, 380
U.S. at 223,
85 S.Ct. at
837.
That Mr.
Williams is
unable to
meet the
Swain
standard is
hardly
surprising.
As Justice
Marshall
noted in his
dissent from
denial of
certiorari
in the
direct
appeal of
this case,
determining
that a
defendant
has not met
the
requirements
of Swain "reflects
the
practical
impossibility
of obtaining
relief under
Swain, which
offers
defendants
protection
only if the
prosecution
uses
peremptory
challenges
to exclude
Negro jurors
in 'case
after case.'
" Williams
v. Illinois,
466 U.S.
981, 983 n.
3, 104 S.Ct.
2364, 2366
n. 3, 80
L.Ed.2d 836
(1984),
(Marshall,
J.,
dissenting
from denial
of
certiorari
).23
Because Mr.
Williams has
failed to
accomplish
the
practically
impossible,
his
challenge to
the State's
use of its
peremptory
challenges
must fail
under Swain.
2.
Contesting
peremptory
challenges
under Batson
In Batson v.
Kentucky,
476 U.S. 79,
106 S.Ct.
1712, 90
L.Ed.2d 69
(1986), the
Supreme
Court
recognized
the
difficult
burden of
proof that
Swain
imposed upon
defendants,
and the
Court thus
implemented
a less
demanding
burden of
proof. Under
Batson, a
defendant
can make a
prima facie
showing of
discrimination
solely on
the basis of
the
prosecutor's
use of
peremptory
challenges
at his own
trial. A
defendant
must
demonstrate
only that
the use of
peremptory
challenges,
and any
circumstances
relevant in
his case,
raises an
inference
that the
prosecutor
used the
peremptories
to exclude
veniremen
because of
their race.
Batson, 476
U.S. at
93-96, 106
S.Ct. at
1721-23.
After the
defendant
makes a
prima facie
showing, the
burden
shifts to
the
prosecutor
to advance a
neutral
explanation
for
challenging
the jurors.
Although the
prosecutor's
explanation
need not
rise to the
level of a
challenge
for cause,
the
prosecutor
must do more
than merely
affirm his
good faith;
the
prosecutor "must
articulate a
neutral
explanation
related to
the
particular
case to be
tried." Id.
at 98, 106
S.Ct. at
1724.24
Here, the
prosecution
used its
peremptory
challenges
to excuse
all of the
blacks from
the venire
for Mr.
Williams'
sentencing
hearing. We
agree with
the district
court that
the State's
"proffered25
justifications
for each of
these
peremptory
challenges
are tenuous
at best."
742 F.Supp.
at 488.
Because the
Illinois
Supreme
Court
decided Mr.
Williams'
direct
appeal
almost three
years before
the Supreme
Court of the
United
States'
decision in
Batson,
however, we
must
determine
whether
Batson
should
receive
retroactive
application
in capital
cases on
collateral
review.
3.
Retroactive
application
of Batson
a.
guiding
principles
The purpose
of federal
habeas
corpus is "to
ensure that
state
convictions
comply with
the federal
law in
existence at
the time the
conviction
became
final, and
not to
provide a
mechanism
for the
continuing
reexamination
of final
judgments
based upon
later
emerging
legal
doctrine."
Sawyer v.
Smith, ---
U.S. ----,
110 S.Ct.
2822, 2827,
111 L.Ed.2d
193 (1990).
Accordingly,
the Supreme
Court has
held "that
in both
capital and
non-capital
cases, 'new
rules will
not be
applied or
announced in
cases on
collateral
review
unless they
fall into
one of two
exceptions.'
" Butler v.
McKellar,
494 U.S.
407, 110
S.Ct. 1212,
1216, 108
L.Ed.2d 347
(1990) (quoting
Penry v.
Lynaugh, 492
U.S. 302,
313, 109
S.Ct. 2934,
2944, 106
L.Ed.2d 256
(1989)).26
The "new
rule"
principle
was
articulated
initially by
Justice
O'Connor in
Teague v.
Lane, 489
U.S. 288,
109 S.Ct.
1060, 103
L.Ed.2d 334
(1989) (plurality
opinion).
"[A] case
announces a
new rule
when it
breaks new
ground or
imposes a
new
obligation
on the
States or
the Federal
Government.
To put it
differently,
a case
announces a
new rule if
the result
was not
dictated by
precedent
existing at
the time the
defendant's
conviction
becomes
final." Id.
at 301, 109
S.Ct. at
1070 (emphasis
in original;
citations
omitted).
The new rule
principle is
intended to
ensure that
federal
habeas
review is
compatible
with the
purpose of
habeas
corpus
articulated
in Sawyer by
validating
reasonable,
good-faith
interpretations
of existing
precedent
made by
state courts
even though
these
interpretations
are contrary
to
subsequent
decisions.
See Butler,
110 S.Ct.
1212, 1217
(1990).
The Court
has
therefore
noted that
almost any
break with
precedent
constitutes
a new rule.27
If the
question
whether
established
precedent
governs a
case is
"susceptible
to debate
among
reasonable
minds," then
the current
resolution
will be
regarded as
a "new rule"
and not
given
retroactive
effect
unless it
falls into
one of two
narrow
exceptions.
Butler, 110
S.Ct. at
1217-18.
Under the
first
exception,
"a new rule
should be
applied
retroactively
if it places
'certain
kinds of
primary,
private
individual
conduct
beyond the
power of the
criminal law-making
authority to
proscribe.'
" Teague,
489 U.S. at
307, 109
S.Ct. at
1073 (quoting
Mackey v.
United
States, 401
U.S. 667,
693, 91 S.Ct.
1160, 1180,
28 L.Ed.2d
404 (1971) (Harlan,
J.,
concurring
in judgment
in part and
dissenting
in part)).
In this
case, as in
Butler, the
proscribed
conduct is
capital
murder, the
prosecution
of which has
not been
forbidden by
any statute
or judicial
decision.
Therefore,
this
exception is
clearly
inapplicable
to capital
cases.
Butler, 110
S.Ct. at
1218.
Under the
second
exception, a
rule may be
applied
retroactively
"if it
requires the
observance
of 'those
procedures
that ... are
"implicit in
the concept
of ordered
liberty." '
" Teague,
489 U.S. at
307, 109
S.Ct. at
1073 (quoting
Mackey v.
United
States, 401
U.S. 667,
693, 91 S.Ct.
1160, 1180,
28 L.Ed.2d
404 (1971) (quoting
Palko v.
Connecticut,
302 U.S.
319, 325, 58
S.Ct. 149,
152, 82 L.Ed.
288
(1937))).
However, as
the Chief
Justice
emphasized
in Butler,
110 S.Ct. at
1218, the
Court
clearly has
held that
this second
exception is
very narrow--"the
scope of the
second
exception [is
limited] to
those new
procedures
without
which the
likelihood
of an
accurate
conviction
is seriously
diminished.
Because we
operate from
the premise
that such
procedures
would be so
central to
an accurate
determination
of innocence
or guilt, we
believe it
unlikely
that many
such
components
of basic due
process have
yet to
emerge."
Teague, 489
U.S. at 313,
109 S.Ct. at
1077; see
also Saffle
v. Parks,
494 U.S.
484, 110
S.Ct. 1257,
1263, 108
L.Ed.2d 415
(1990) (second
exception
limited to "watershed
rules of
criminal
procedure
implicating
the
fundamental
fairness and
accuracy of
the criminal
proceeding").
"It is thus
not enough
under Teague
to say that
a new rule
is aimed at
improving
the accuracy
of trial.
More is
required. A
rule that
qualifies
under this
exception
must not
only improve
accuracy,
but also
'alter our
understanding
of the
bedrock
procedural
elements '
essential to
the fairness
of a
proceeding."
Sawyer, 110
S.Ct. 2822,
2831 (1990)
(quoting
Teague, 489
U.S. at 311,
109 S.Ct. at
1075) (emphasis
in Sawyer ).
b.
application
to this case
We must now
determine
whether the
holding of
the Supreme
Court in
Batson
constitutes
a "new rule"
for purposes
of habeas
review. If
it does, we
must proceed
to determine
whether the
exceptions
to the "new
rule"
principle
apply.
The question
of whether
Batson
established
a "new rule"
is
susceptible
of rather
straightforward
resolution.
As the
district
court held,
the Supreme
Court's pre-Teague
holding in
Allen v.
Hardy, 478
U.S. 255,
258, 106
S.Ct. 2878,
2880, 92
L.Ed.2d 199
(1986)
controls on
this issue.
In Allen,
the Court
refused
retroactive
application
of Batson to
proceedings
on
collateral
review. It
reasoned
that such
retroactive
application
was
inappropriate
because
Batson was "an
explicit and
substantial
break with
prior
precedent"
and because
Batson
served
constitutional
interests
beyond the
truthfinding
function.
On the basis
of Allen, we
believe it
is now
settled that
Batson
announced a
"new rule"
within the
meaning of
Teague and
the cases
that have
followed it.
We recognize
that Allen
was not a
capital
case.
However,
like our
colleague in
the district
court, we
can discern
nothing in
the
reasoning of
Allen to
suggest that
it is
limited to
non-capital
juries.
We now
examine
whether
either of
the two
exceptions
of the "new
rule"
principle
are
applicable
here. As we
already have
noted, the
first
exception is
clearly
inapplicable.
Batson
hardly
places
capital
murder
beyond the
power of the
criminal law-making
authority to
proscribe.
The second
exception
requires far
more
analysis.
The Supreme
Court has
not ruled
definitively
on the
question of
whether the
Batson
holding is a
"watershed
rule[ ] of
criminal
procedure
implicating
the
fundamental
fairness and
accuracy of
the criminal
proceeding."
Saffle, 110
S.Ct. at
1263.28
Here, we
must
determine
that issue
in the
special
context of
the capital
sentencing
procedure.
We do not
think it can
be disputed
that the
Batson
holding does
much to
protect the
fundamental
fairness and
truthfinding
function of
the criminal
process. We
believe that
this point
is
especially
true in
capital
sentencing
cases and
even more
true when
those cases
involve
interracial
crimes. It
must be
remembered
that the "truthfinding
function" is
arguably a
more subtle
process29
when its aim
is not
ascertaining
adjudicative
facts but in
making a
life or
death
sentencing
judgment.
The Illinois
capital
sentencing
procedure
places a
special
premium on a
racially
unbiased
jury. The
sentencing
jury, as the
"conscience
of the
community,"30
must
unanimously
sentence the
defendant to
death. Thus,
if even one
juror finds
mitigating
factors
sufficient
to preclude
the
imposition
of the death
penalty, the
defendant
may not be
sentenced to
death.
With respect
to this
case, two
factors make
the
foregoing
considerations
a matter of
significant
concern.
First, the
crimes
involved
here are
particularly
susceptible
to racial
prejudice
and passion.
Because of
the great
discretion
entrusted to
a jury in a
capital
sentencing
hearing, a
unique
opportunity
exists for
racial
prejudice to
operate but
remain
undetected.
Turner v.
Murray, 476
U.S. 28, 35,
106 S.Ct.
1683, 1688,
90 L.Ed.2d
27 (1986).
"More subtle,
less
consciously
held racial
attitudes
could also
influence a
juror's
decision....
Fear of
blacks,
which could
easily be
stirred up
by the
violent
facts of [the
defendant's]
crime, might
incline a
juror to
favor the
death
penalty." Id.
As the
Illinois
Supreme
Court
recently
noted:
In a case
where the
defendant is
black and
the victim
is white, we
recognize,
at the prima
facie stage
of
establishing
a Batson
claim, that
there is a
real
possibility
that the
prosecution,
in its
efforts to
procure a
conviction,
will use its
challenges
to secure as
many white
jurors as
possible in
order to
enlist any
racial fears
or hatred
those white
jurors might
possess.
People v.
Henderson,
142 Ill.2d
258, 154
Ill.Dec.
785, 800,
568 N.E.2d
1234, 1249
(1991). This
is not to
say that any
particular
juror or
jury has
been
influenced
by racial
prejudice.31
We merely
recognize
that "[o]nce
rhetoric is
put aside,
it is plain
that there
is some risk
of racial
prejudice
influencing
a jury
whenever
there is a
crime
involving
interracial
violence;
the only
question is
at what
point that
risk becomes
constitutionally
unacceptable."
Turner, 476
U.S. at 36
n. 8, 106
S.Ct. at
1688 n. 8 (citation
omitted).32
Second, we
cannot
ignore the
possibility
that a black
juror might
well have
been more
receptive to
Mr.
Williams'
arguments in
mitigation
than a white
juror. Mr.
Williams
presented
evidence to
the effect
that he was
a product of
the urban
ghetto; he
claimed that
his sister
was raped
when he was
unable to
escort her
home because
the police
had delayed
him in order
to question
him about
the
disappearance
of a bicycle;
he suggested
that his
behavior
could be
attributed
in part to
the shock
that
resulted
from the
brutalization
of his
sister, and
the
resultant
destructive
impact upon
his family.
Obviously,
whether such
a background
impacts upon
a juror's
capital
sentencing
decision is
an
individual,
subjective
decision.
Indeed,
capital
sentencing
necessarily
is based on
subjective
determinations.
"In a
capital
sentencing
before a
jury, the
jury is
called upon
to make a 'highly
subjective,
"unique,
individualized
judgment
regarding
the
punishment
that a
particular
person
deserves." '
" Turner,
476 U.S. at
33-34, 106
S.Ct. at
1686-87 (quoting
Caldwell v.
Mississippi,
472 U.S.
320, 340 n.
7, 105 S.Ct.
2633, 2645
n. 7, 86
L.Ed.2d 231
(1985) (quoting
Zant v.
Stephens,
462 U.S.
862, 900,
103 S.Ct.
2733, 2755,
77 L.Ed.2d
235 (1983) (Rehnquist,
J.,
concurring
in judgment))).
A black
juror,
giving
weight only
to
appropriate
considerations,
could well
have been
more
empathetic
and
receptive to
Mr.
Williams'
mitigation
evidence.
"The Court
... has
recognized
that the
qualitative
difference
of death
from all
other
punishments
requires a
correspondingly
greater
degree of
scrutiny of
the capital
sentencing
determination."
Turner, 476
U.S. at 35,
106 S.Ct. at
1688 (quoting
California
v. Ramos,
463 U.S.
992, 998-99,
103 S.Ct.
3446,
3451-52, 77
L.Ed.2d 1171
(1983)).
Given the
heightened
scrutiny
required in
capital
cases, the
possibility
of prejudice
inherent in
interracial
crimes, the
nature of
the
mitigation
evidence
introduced
by Mr.
Williams,
and the
prosecution's
questionable
use of its
peremptory
challenges
to exclude
all blacks
from the
jury, Mr.
Williams'
contentions
cannot be
dismissed
lightly. Nor
can we
dismiss
institutional
considerations
recently
articulated
by the
Supreme
Court. In
extending
Batson to
civil juries,
the Supreme
Court
stressed the
institutional
concern of a
justice
system free
of racial
bias.33
In another
context, the
Chief
Justice
recently
noted that
"[f]ew, if
any,
interests
under the
Constitution
are more
fundamental
than the
right to a
fair trial
by 'impartial'
jurors...."
Gentile v.
State Bar of
Nevada, ---
U.S. ----,
111 S.Ct.
2720, 2745,
115 L.Ed.2d
888 (1991).
We must
acknowledge,
however,
that,
despite the
foregoing
considerations,
other
countervailing
factors must
be weighed
in our
judgment.
These are
not factors
that we have
a right to
evaluate de
novo. This
is an
intermediate
appellate
court and
its judges
are bound to
give
respectful
deference to
the opinions
of the
Supreme
Court. As we
have noted
already, the
scope of
review of
federal
habeas
corpus
proceedings
has been a
matter of
great
attention by
the Court
and its
opinions
delineate
important
considerations
that must be
weighed in
our
determination
as to
whether
application
of Batson in
capital
sentencing
hearings
falls within
an exception
to the "new
rule"
principle of
Teague.
At the
outset, we
must
remember
that, in
Allen, the
Court
refused to
give Batson
retroactive
application.
Although
Allen did
not utilize
the
retroactivity
test adopted
by the
Supreme
Court in
Teague, the
Teague test
is (almost
indisputably)
more
restrictive.34
As our
colleagues
in the Fifth
Circuit have
recognized,
the Court's
characterization
of Batson 's
significance
makes its
retroactive
application
unlikely
under the
analytical
framework of
Teague--even
in a capital
case.35
In Allen,
the Court
held that
Batson did
not go "to
the heart of
the
truthfinding
function."
478 U.S. at
259, 106
S.Ct. at
2880 (quoting
Solem v.
Stumes, 465
U.S. 638,
645, 104
S.Ct. 1338,
1343, 79
L.Ed.2d 579
(1984)). The
Court
recognized
that "the
rule in
Batson may
have some
bearing on
the
truthfinding
function of
a criminal
trial.... [But]
we cannot
say that the
new rule has
such a
fundamental
impact on
the
integrity of
factfinding
as to compel
retroactive
application."
Id. (emphasis
supplied).
The Supreme
Court noted
that "the
new rule
joins other
procedures
that protect
a
defendant's
interest in
a neutral
factfinder.
Those other
mechanisms
existed
prior to ...
Batson,
creating a
high
probability
that the
individual
jurors
seated in a
particular
case were
free from
bias." Id. (footnote
omitted).
Therefore,
the Court
clearly did
not believe
that Batson
implicated
the
fundamental
fairness and
accuracy of
criminal
proceedings
in Allen. As
we have
noted
already,
sentencing
in a capital
case is an
especially
delicate
task to
entrust to
jurors. Yet,
as the Fifth
Circuit
pointed out,
the same
procedural
devices
available to
ferret out
or control
passion and
prejudice in
an
adjudication
of guilt--voir
dire and
jury
instructions--are
available in
the capital
sentencing
situation.
See Prejean
v. Smith,
889 F.2d
1391, 1397
(5th
Cir.1989),
cert. denied,
--- U.S.
----, 110
S.Ct. 1836,
108 L.Ed.2d
964 (1990).
More
fundamentally,
Batson does
not appear,
in the
parlance of
Teague, to
alter an
understanding
of a "bedrock
procedural
element."
See Teague,
489 U.S. at
311-15, 109
S.Ct. at
1075-78.
Batson
undoubtedly
implicates
important
considerations;
but it is
not
analytically
the
equivalent
of the
Court's
proffered
example of a
"bedrock
principle"--the
right to be
represented
by an
attorney in
all criminal
trials for
serious
offenses (recognized
in Gideon v.
Wainwright,
372 U.S.
335, 83 S.Ct.
792, 9 L.Ed.2d
799 (1963)).
Although it
created a
significant
break with
prior
precedent by
easing the
evidentiary
burden of a
defendant
who
contested
the state's
use of
peremptory
challenges,
Batson did
not create
the
underlying
constitutional
principle
that blacks
may not be
systematically
excluded
from jury
service.
This
distinction
goes to
Strauder v.
West
Virginia,
100 U.S.
303, 25 L.Ed.
664 (1880),
and Swain v.
Alabama, 380
U.S. 202, 85
S.Ct. 824,
13 L.Ed.2d
759 (1965).
While the
precise
question
before us
has yet to
be decided
by the
Supreme
Court,36
we believe
the existing
case law
requires us
to hold that
the rule in
Batson may
not be
applied
retroactively.
At this
point in the
development
of the case
law, if a
deviation
from the
course we
have
discerned is
to come, it
must come
from the
Supreme
Court.
D. Victim
Impact
Evidence
Mr. Williams
contests the
admission
into his
capital
sentencing
hearing of
what he
characterizes
as victim
impact
evidence. On
cross-examination,
counsel for
Mr. Williams
requested
that
probation
officer
Swies read
aloud from
the victim
impact
statement
that he had
prepared
during the
presentence
interview.37
The part of
the
statement
that Swies
read was
written by
Mr.
Williams'
counsel and
indicated
that Mr.
Williams "recognized
responsibility
for his
conduct, was
cooperative,
and thought
he could
help others
if he were
allowed to
live by
showing
through
example the
consequences
of his
conduct." 73
Ill.Dec. at
383, 454 N.E.2d
at 243. On
redirect
examination,
Swies read,
at the
request of
the state
and over the
objection of
Mr.
Williams,
the
following
portion of
the victim
impact
statement:
Personal
injury was
death. The
financial
losses are
not
measurable.
The victim,
Linda
Goldstone,
was a 29-year-old
mother of a
3-year-old
son, the
wife of a
doctor. The
impact that
this crime
had upon her
immediate
family, not
to mention
the parents
of this
woman,
cannot be
adequately
put into
words. The
grief and
sorrow
inflicted
upon them by
this one
man's deed
is
sufficiently
aggravated
to justify
the death
penalty. The
loss of this
woman to
society will
go
unmeasured
in time. She
was on her
way to teach
a course in
the Lamaze
method of
childbirth
when her--when
Williams
abducted
her. The
irony is
apparent. A
woman and
her husband,
an
obstetrician,
devoted to
assisting in
giving life.
A criminal
bent upon
taking it
away.
Tr. 4377.
In Booth v.
Maryland,
482 U.S.
496, 107
S.Ct. 2529,
96 L.Ed.2d
440 (1987),
the Court
held that
the Eighth
Amendment
prohibits a
jury from
considering
a victim
impact
statement at
the capital
sentencing
stage.
However, in
Payne v.
Tennessee,
--- U.S.
----, 111
S.Ct. 2597,
2611, 115
L.Ed.2d 720
(1991), the
Supreme
Court
explicitly
overruled
Booth. "We
are now of
the view
that a State
may properly
conclude
that for the
jury to
assess
meaningfully
the
defendant's
moral
culpability
and
blameworthiness,
it should
have before
it at the
sentencing
phase
evidence of
the specific
harm caused
by the
defendant."
Id. 111 S.Ct.
at 2608.
The Court
held that
the state
should be
entitled to
" 'counteract[
] the
mitigating
evidence
which the
defendant is
entitled to
put in, by
reminding
the
sentencer
that just as
the murderer
should be
considered
as an
individual,
so too the
victim is an
individual
whose death
represents a
unique loss
to society
and in
particular
to his
family.' "
Id. (quoting
Booth, 482
U.S. at 517,
107 S.Ct. at
2540)
(White, J.,
dissenting)
(citation
omitted).
The Court
thus held
that the "Eighth
Amendment
erects no
per se bar"
to the use
of victim
impact
evidence. Id.
111 S.Ct. at
2609.
The Court
did not hold
that states
must, or
even should,
admit victim
impact
evidence.
Moreover,
the Court
did not
immunize
victim
impact
statements
from habeas
review. "If,
in a
particular
case, a
witness'
testimony or
a
prosecutor's
remark so
infects the
sentencing
proceeding
as to render
it
fundamentally
unfair, the
defendant
may seek
appropriate
relief under
the Due
Process
Clause of
the
Fourteenth
Amendment."
Id. at 2612
(O'Connor,
J.,
concurring).
"[T]he
appropriate
standard of
review for
such a claim
on writ of
habeas
corpus is 'the
narrow one
of due
process, and
not the
broad
exercise of
supervisory
power.' "
Darden v.
Wainwright,
477 U.S.
168, 181,
106 S.Ct.
2464, 2471,
91 L.Ed.2d
144 (1986) (quoting
Donnelly v.
DeChristoforo,
416 U.S.
637, 642, 94
S.Ct. 1868,
1872, 40
L.Ed.2d 431
(1974)).
Thus, our
review is
limited to
whether the
use of the
victim
impact
statement
made Mr.
Williams'
sentencing
hearing "so
fundamentally
unfair as to
deny him due
process."
Donnelly,
416 U.S. at
645, 94 S.Ct.
at 1872.
In applying
this
standard to
the facts of
Mr.
Williams'
sentencing
hearing, we
cannot say
that his
trial was
rendered
unfair by
the use of
the victim
impact
statement.
The victim
impact
statement
was
relatively
brief,
especially
when
compared to
the
overwhelming
amount of
aggravating
evidence
admitted.
The court
instructed
the jury to
avoid
passion and
sympathy in
reaching its
decision.
See 742
F.Supp. at
485; Tr.
5488.
Finally,
although the
state did
use victim
impact as a
theme in its
closing
argument,
the
prosecutor's
use of the
victim
impact
evidence was
not so
inflammatory
as to have
rendered the
trial unfair.
We must
recognize
that the
state should
not be
required to
present
victim
impact
evidence or
closing
arguments
that are
devoid of
all passion.
Such sterile
prosecution
of heinous
crimes
cannot be
expected,
let alone
required.
Finally, we
note that "[i]f
there was
any
impropriety
in having
the lawyers'
comments
read, it
must be kept
in mind that
the defense
opened the
door and
should not
complain
that the
prosecution
also crossed
the
threshold."
73 Ill.Dec.
at 383, 454
N.E.2d at
243. Because
Mr. Williams
used the
mitigating
evidence
contained in
the victim
impact
statement,
the state
clearly was
entitled to
"counteract"
this
evidence.
E.
Exclusion of
Defense
Evidence
We agree
with the
district
court that
it was not
error to
exclude
proffered
evidence of
the lack of
deterrent
value of the
death
penalty.
Such
evidence
cannot be
characterized
as
mitigating
evidence "bearing
on the
defendant's
character,
prior
record, or
the
circumstances
of the
offense."
Lockett v.
Ohio, 438
U.S. 586,
605 n. 12,
98 S.Ct.
2954, 2965
n. 12, 57
L.Ed.2d 973
(1978); see
also Shriner
v.
Wainwright,
715 F.2d
1452, 1456
(11th
Cir.1983),
cert. denied,
465 U.S. 1051 , 104 S.Ct. 1328, 79 L.Ed.2d 723 (1984). Nor can we
say that the
state trial
court
violated Mr.
Williams'
right to a
fair
sentencing
hearing when
it excluded
the
testimony of
a professor
of
psychiatry
that Mr.
Williams
would be a
good subject
for further
study.
While the
appellant
refers to
this
evidence as
"psychiatric
evidence,"
Reply Br. at
15, see also
Opening Br.
at 37, it
must be
pointed out
that this
evidence was
not
proffered to
elucidate
Mr.
Williams'
state of
mind at the
time of the
commission
of the
offense or
his
susceptibility
to
rehabilitation.
It was
offered to
show that if
Mr. Williams
were to live
and be
studied by
scholars,
society
might
benefit from
the study.
Tr. at
5087-94.38
It is
difficult to
characterize
such
testimony as
"bearing on
the
defendant's
character,
prior
record, or
the
circumstances
of the
offense."
Lockett, 438
U.S. at 605
n. 12, 98
S.Ct. at
2965 n. 12.
Therefore,
the state
Supreme
Court was
correct in
ruling that
it was not
error to
preclude
such
testimony.
See People
v. Williams,
97 Ill.2d
252, 73
Ill.Dec.
360, 384,
454 N.E.2d
220, 244
(1983).
However,
even if we
were to give
Lockett and
its progeny39
an expansive
reading, as
the district
court
apparently
did, such an
exclusion
would be
harmless
beyond a
reasonable
doubt. See
Chapman v.
California,
386 U.S. 18,
87 S.Ct.
824, 17 L.Ed.2d
705 (1967).
In order to
find an
error
harmless
beyond a
reasonable
doubt, we
must
determine
whether it
appears "beyond
a reasonable
doubt that
the error
complained
of did not
contribute
to the
verdict
obtained."
Id. at 24,
87 S.Ct. at
824; see
also United
States ex
rel. Savory
v. Lane, 832
F.2d 1011,
1019 (7th
Cir.1987). "To
say that an
error did
not
contribute
to the
verdict is
... to find
that error
unimportant
in relation
to
everything
else the
jury
considered
on the issue
in question,
as revealed
in the
record."
Yates v.
Evatt, ---
U.S. ----,
111 S.Ct.
1884, 1893,
114 L.Ed.2d
432 (1991).
When viewed
in
conjunction
with the
other
evidence
presented in
this case,
exclusion of
Mr.
Williams' "psychiatric
evidence,"
of the type
and quality
contained in
the proffer,
even if
erroneous,
clearly did
not
contribute
to the
verdict.
F.
Prosecutorial
Misconduct
As he did
before the
district
court, Mr.
Williams
also argues
that
pervasive
misconduct
by the
prosecution
rendered his
sentencing
proceeding
unfair. In
evaluating a
claim of
prosecutorial
misconduct
as a
violation of
the
petitioner's
due process
right to a
fair trial,
the inquiry
is whether
the
prosecutor's
statements "
'so infected
the trial
with
unfairness
as to make
the
resulting
conviction a
denial of
due process.'
" Darden v.
Wainwright,
477 U.S.
168, 181,
106 S.Ct.
2464, 2471,
91 L.Ed.2d
144 (1986) (quoting
Donnelly v.
DeChristoforo,
416 U.S.
637, 643, 94
S.Ct. 1868,
1871, 40
L.Ed.2d 431
(1974)); see
also United
States v.
Torres, 809
F.2d 429,
435 (7th
Cir.1987).
We examine
the trial in
its entirety
to determine
whether the
prosecutor's
comments
violated due
process. See
Shepard v.
Lane, 818
F.2d 615,
621 (7th
Cir.), cert.
denied,
484 U.S. 929
, 108 S.Ct.
296, 98 L.Ed.2d
256 (1987);
United
States ex
rel. Crist
v. Lane, 745
F.2d 476,
482 (7th
Cir.1984),
cert. denied,
471 U.S.
1068 , 105
S.Ct. 2146,
85 L.Ed.2d
503 (1985).
"[T]he well-settled
standard of
review [is]
that we are
to consider
the
prosecutor's
conduct not
in isolation,
but in the
context of
the trial as
a whole, to
determine if
such conduct
was 'so
inflammatory
and
prejudicial
to the
defendant
... as to
deprive him
of a fair
trial.' "
United
States v.
Chaimson,
760 F.2d
798, 809
(7th
Cir.1985) (quoting
United
States v.
Zylstra, 713
F.2d 1332,
1339 (7th
Cir.), cert.
denied,
464 U.S. 965
, 104 S.Ct.
403, 78 L.Ed.2d
344 (1983)).
As the
district
court
correctly
noted,
however, the
stakes of a
capital
sentencing
hearing
require us
to give
heightened
scrutiny to
the
prosecutor's
conduct.40
Mr. Williams
argues that
the
prosecution
ignored
court
rulings when
it told the
jury that
Mr. Williams
should be
sentenced to
death in
order to
send a
message to
the entire
community
that such
behavior
will not be
tolerated.
He contends
that this
argument
highlighted
that he had
not
presented
any
psychiatric
testimony,
and made
several
references
to Mr.
Williams'
possible
release from
prison if
the jury
should fail
to sentence
him to death.
The district
court stated
that "[s]ome
of these
actions did
not
constitute
misconduct.
Those
statements
that may be
viewed as
conscious
attempts to
ignore a
court ruling
and to
exceed
evidentiary
bounds were
infrequent
in light of
the volume
and nature
of the total
evidence
submitted by
the
prosecution."
742 F.Supp.
at 491. We
agree.
Although the
trial court
sustained
defense
objections
to each of
the
prosecutorial
comments
made above,
it does not
follow that
Mr. Williams
was
sentenced to
death
because of
the
objectionable
comments
made by the
prosecutor,
most of
which
occurred at
the end of a
six-week
sentencing
hearing.
Mr. Williams
confessed
that he
abducted Mrs.
Goldstone;
that he held
her captive
in the trunk
of his car
for 36 hours;
that he
raped her
twice; and
that he
murdered her
by shooting
her in the
chest and
head while
she knelt in
front of him.
We are
confident
that Mr.
Williams'
sentence was
a result of
his own
conduct, not
of comments
made by the
prosecutor.
Mr. Williams
also takes
issue with
comments
made by the
prosecution
that were
directed
toward the
defense
counsel.41
We agree
with the
district
court that
these
statements
amount to
little more
than
sarcastic
comments
about the
merit of Mr.
Williams'
arguments.
Cf. United
States v.
Turk, 870
F.2d 1304,
1308-09 (7th
Cir.1989).
In light of
the entire
record in
this case,
regardless
of the
characterization
of these
comments, it
is very
unlikely
that the
prosecution's
comments
infected the
trial with
unfairness
or had any
influence on
the jury's
decision.
In reviewing
the trial
transcript,
two
additional
factors
support our
conclusion
that Mr.
Williams'
rights were
not
prejudiced
by the
prosecutor's
remarks.
First, the
trial judge
sustained
the
defense's
objections
and
admonished
the jury to
disregard
the
utterances.
Tr. 5476-78,
5482. Second,
the jury was
explicitly
instructed
that it
should
consider as
evidence
only the
testimony of
witnesses
and the
exhibits
that the
court
received;
the jury
also was
instructed
that the
arguments of
counsel are
not evidence.
Tr. 5491.
G. Use of
Williams' "Silence"
After
Williams
pleaded
guilty, he
orally and
in writing
requested a
presentence
investigation.
Edward Swies,
the
probation
officer who
conducted
the
presentence
investigation,
gave the
following
testimony at
the
sentencing
hearing:
Q. When you
asked
[Williams]
about the
charge for
which he
pled guilty
of Linda
Goldstone,
he didn't
speak to you
about that,
did he?
A. He stated
to me, "No
comment."
Tr. 4369.
Swies also
testified
that the
defendant
did not
express any
remorse or
feelings of
regret. On
cross-examination,
he
acknowledged
that he did
not have any
educational
background
in either
psychiatry
or
psychology.
On re-direct
examination,
Swies again
expressed
his opinion
that the
defendant
did not seem
remorseful
at the
presentence
interview.a.
absence of
Miranda
warnings
Mr. Williams
argues that
the
introduction
of these
statements
into
evidence
violated his
fifth
amendment
privilege
against self-incrimination.
He asserts
that the
questioning
by probation
officer
Swies
constituted
custodial
interrogation,
and that the
state
therefore
was
precluded
from using
any
statements
from this
interrogation
unless
either
Miranda
warnings
were given
or
procedural
safeguards
effective to
secure the
privilege
against self-incrimination
were
demonstrated.
The Second
Circuit
recently has
considered
and rejected
an argument
identical to
that made by
Mr.
Williams.
The
requirement
that Miranda
warnings be
given to a
defendant is
an attempt
to give "the
defendant
the power to
exert some
control over
the course
of the
interrogation."
Moran v.
Burbine, 475
U.S. 412,
426 [106
S.Ct. 1135,
1143, 89
L.Ed.2d 410]
(1986). In
light of the
knowledge
available to
a defendant
concerning
the content
of the
presentence
interview
and the
consequences
of his
responses to
a probation
officer's
questions,
we do not
think that
the Fifth
Amendment
requires a
probation
officer to
give
Miranda-type
warnings
prior to a
routine
presentence
interview.
It is quite
likely that
a defendant
will be
aware of his
Fifth
Amendment
rights
before the
presentence
interview is
conducted,
and in any
event his
attorney
knows that
there will
be a
presentence
interview
and can
advise the
defendant
accordingly.
The
defendant is
thus capable
of exerting
control over
the course
of the
presentence
interview,
the
significance
of which is
heightened
in this
custodial
setting by
the fact
that the
questions
are asked by
a neutral
information
gatherer for
the court
rather than
by the
police or
prosecution,
the parties
most likely
to coerce
the
defendant
into
relinquishing
his Fifth
Amendment
rights and
the parties
against whom
Miranda
ordinarily
applies.
United
States v.
Cortes, 922
F.2d 123,
127 (2d
Cir.1990) (emphasis
in
original).42
We find the
reasoning of
the Second
Circuit
persuasive.
A defendant
is not
required to
speak to a
probation
officer or
to aid in
the
presentence
report. Mr.
Williams
voluntarily
spoke to
Swies after
requesting
the
interview
and after
consulting
with counsel.
"Any
statement
given freely
and
voluntarily
without any
compelling
influences
is, of
course,
admissible
in evidence.
The
fundamental
import of
the
privilege
while an
individual
is in
custody is
not whether
he is
allowed to
talk to the
police
without the
benefit of
warnings and
counsel, but
whether he
can be
interrogated.
There is no
requirement
that police
stop a
person ...
who calls
the police
to make a
confession
or any other
statement he
desires to
make.
Volunteered
statements
of any kind
are not
barred by
the Fifth
Amendment
and their
admissibility
is not
affected by
our holding
today."
Miranda v.
Arizona, 384
U.S. 436,
478, 86 S.Ct.
1602, 1630,
16 L.Ed.2d
694 (1966) (emphasis
supplied). "The
warning
mandated by
Miranda was
meant to
preserve [the
fifth
amendment]
privilege
during 'incommunicado
interrogation
of
individuals
in a police-dominated
atmosphere.'
" Illinois
v. Perkins,
--- U.S.
----, 110
S.Ct. 2394,
2397, 110
L.Ed.2d 243
(1990) (quoting
Miranda, 384
U.S. at 445,
86 S.Ct. at
1612). When
a defendant,
after
consultation
with counsel,
requests an
interview
with his
probation
officer, the
concerns
underlying
Miranda
simply are
not present.
See
Minnesota v.
Murphy, 465
U.S. 420,
432-33, 104
S.Ct. 1136,
1144-45, 79
L.Ed.2d 409
(1984) (interview
with
probation
officer does
not
constitute
custodial
interrogation);
cf. Roberts
v. United
States, 445
U.S. 552,
560-61, 100
S.Ct. 1358,
1364-65, 63
L.Ed.2d 622
(1980) (finding
no custodial
interrogation
where
defendant,
after
discussion
with counsel,
initiated
interview
with
investigators).43
3]
Accordingly,
probation
officer
Swies was
not required
to give Mr.
Williams
Miranda
warnings
before
conducting
the
presentence
interview.
Estelle v.
Smith, 451
U.S. 454,
101 S.Ct.
1866, 68
L.Ed.2d 359
(1981) is
not to the
contrary. In
that capital
punishment
case, the
defendant
was
interviewed
before trial
by a court-appointed
psychiatrist.
The purpose
of the
"neutral
competency
examination,"
id. at 467,
101 S.Ct. at
1875, was to
determine
whether the
defendant
was
competent to
stand trial.
The
defendant
was not
given
Miranda
warnings
prior to the
examination.
Nevertheless,
the
examining
psychiatrist
later
testified as
a state
witness
during the
penalty
phase.44
He testified
that the
defendant
was a very
severe
sociopath
who showed
no remorse
for his
actions and
would commit
similar
crimes if
given the
opportunity.
Id. 451 U.S.
at 459-60,
101 S.Ct. at
1871-72.
While
explicitly
limiting its
holding to "the
circumstances
of this
case," id.
at 461, 101
S.Ct. at
1872, the
Supreme
Court held
that the
state trial
court had
committed
error in
admitting
the
psychiatrist's
testimony.
Wrote Chief
Justice
Burger:
During the
psychiatric
evaluation,
respondent
assuredly
was "faced
with a phase
of the
adversary
system" and
was "not in
the presence
of [a]
perso[n]
acting
solely in
his interest."
Yet he was
given no
indication
that the
compulsory
examination
would be
used to
gather
evidence
necessary to
decide
whether, if
convicted,
he should be
sentenced to
death. He
was not
informed
that,
accordingly,
he had a
constitutional
right not to
answer the
questions
put to him.
Id. at 467,
101 S.Ct. at
1875 (citation
omitted). He
continued:
A criminal
defendant,
who neither
initiates a
psychiatric
evaluation
nor attempts
to introduce
any
psychiatric
evidence,
may not be
compelled to
respond to a
psychiatrist,
if his
statements
can be used
against him
at a capital
sentencing
proceeding.
Id. at 468,
101 S.Ct. at
1876.
Notably, the
Supreme
Court
specifically
emphasized
that the
same fifth
amendment
concerns are
not "necessarily
presented by
all types of
interviews
and
examinations
that might
be ordered
or relied
upon to
inform a
sentencing
determination."
Id. at 469
n. 13, 101
S.Ct. at
1876 n. 13.
In our view,
there are
significant
differences
between this
case and
Estelle that
require a
different
result. In
Estelle, the
interview
was
involuntary.
Moreover,
the
defendant
was not
apprised of
the scope of
the
interview's
purpose and
therefore
was deprived
of the
opportunity
to make a
reasoned
choice, with
the advice
of counsel,45
with respect
to his
participation.
By contrast,
Mr.
Williams,
after
consulting
with counsel,
requested
this
interview
and knew
that the
purpose of
the
interview
was to
prepare for
the capital
sentencing
phase of his
trial. Under
these
circumstances,
the general
rule
employed in
the circuits
is
applicable;
Miranda
warnings are
not required
before a
probation
officer's
presentence
interview.46
b. fifth
amendment
concerns
Mr. Williams
also argues
that the use
of the "no
comment"
response was
an improper
use of the
invocation
of his fifth
amendment
rights. He
contends
that the
state used
this fifth
amendment
invocation
as
substantive
evidence
that he
lacked
remorse in
violation of
Griffin v.
California,
380 U.S.
609, 85 S.Ct.
1229, 14
L.Ed.2d 106
(1965).
Our review
of the
record has
caused us to
reach a
different
conclusion.
Swies did
testify that
Mr. Williams
did not
express
remorse and
did not
appear
remorseful.
Nowhere,
however, did
Swies
testify that
his
conclusion
was based on
Mr.
Williams'
"no comment"
response.
Indeed, the
state did
not refer to
Mr.
Williams'
"no comment"
response
during the
remainder of
the
sentencing
hearing and
Swies did
not mention
this
response
again during
his
testimony.47
The use of
the "no
comment"
response
amounted to
no more than
providing
the jury
with a
complete
picture of
the
presentence
interview--the
jury would
have thought
the
interview
was strange
indeed if
Swies had
failed to
ask Mr.
Williams
about the
murder of
Mrs.
Goldstone.
Cf. Rogers
v. United
States, 340
U.S. 367,
371, 71 S.Ct.
438, 441, 95
L.Ed. 344
(1951) (refusing
to uphold
fifth
amendment
privilege if
invocation "would
open the way
to
distortion
of facts by
permitting a
witness to
select any
stopping
place in the
testimony");
United
States v.
Davenport,
929 F.2d
1169, 1175
(7th
Cir.1991) ("outside
the coercive
setting of a
custodial
interrogation,
willingness
to answer
some
questions
can properly
be given
greater
weight in
deciding
whether that
willingness
should
forfeit the
right to
object to
comment on a
refusal to
answer a
particular
question").
Even if we
were to find
a fifth
amendment
violation,
we are
confident
that the "no
comment"
reply
related by
Mr. Swies
did not
contribute
to the
jury's
decision.48
Indeed, we
cannot see
how it could
have
contributed
to the
jury's
estimation
of Mr.
Williams'
remorse.
Most
fundamentally,
the jury was
offered a
far greater
opportunity
to form an
opinion on
this issue
as it
listened to
Mr.
Williams'
own
extensive
testimony.
In that
testimony,
he described
the crimes
against Mrs.
Goldstone as
well as his
earlier
assault on
Mrs. Krone.
His
motivations
as well as
his post-arrest
reflections
were aired
thoroughly
before the
jury. From
this
testimony
and through
observing
the demeanor
of the
defendant,
the jury was
certainly
focused on
whether Mr.
Williams had
any remorse.
As the
district
court
pointed out,
the jury
also was
entitled to
examine Mr.
Williams'
actions
during and
immediately
after the
commission
of the crime
in
determining
whether he
showed
remorse.49
On the other
hand, as the
Illinois
Supreme
Court noted,
the
prosecution
never
referred to
the "no
comment"
response.50
Although the
prosecution
did mention
Mr.
Williams'
lack of
remorse,
these
statements
were based
on the
defendant's
testimony
and demeanor
during trial,
not on Swies'
"no comment"
reference.
Id. Because
the State
never
referred to
Mr.
Williams'
comment,
presented
abundant
evidence
that Mr.
Williams
lacked
remorse, and
Mr.
Williams'
comment had
very limited
probative
value, we
agree with
the district
court that
the
admission of
Swies'
statement
was, at
worst,
harmless
error.
H.
Aggravating
Factors
In the
eligibility
phase, the
sentencing
jury found
beyond a
reasonable
doubt that
Mr. Williams
murdered
Linda
Goldstone in
the course
of armed
robbery,
aggravated
kidnapping
and rape,
and that he
murdered an
eyewitness
to those
crimes.
Therefore,
the state
had proven
two
statutory
aggravating
factors51
justifying
movement to
the
aggravation/mitigation
phase and
ultimately
to
imposition
of the death
penalty.52
Mr. Williams
contends
that the
Illinois
Supreme
Court's
interpretation
of these
factors as
applied to
this case
renders the
eyewitness
factor
unconstitutionally
vague and
overbroad.
Mr. Williams
argues that,
under
Illinois law,
the facts of
his case did
not permit
the jury to
find that he
committed
both murder
in the
course of a
felony and
murder of an
eyewitness.
His argument
is based on
People v.
Brownell, 79
Ill.2d 508,
38 Ill.Dec.
757, 404 N.E.2d
181 (1980).
In Brownell,
the Illinois
Supreme
Court held
that:
the
aggravating
factor
relating to
a murdered
individual
who was, or
who may be,
a witness
against a
defendant,
or who may
assist in
the
investigation
or
prosecution
of a
defendant,
does not
include the
investigation
or
prosecution
for the
offenses
which
occurred in
the course
of the
commission
of the
murder
offense,
including
the murder
offense
itself.
Id. 38
Ill.Dec. at
766-67, 404
N.E.2d at
190-91. Mr.
Williams
contends
that "a
defendant
charged with
the
aggravating
factor of
murder in
the course
of another
felony
cannot
simultaneously
be charged
with the
additional
aggravating
factor of
murdering a
potential
witness, if
the witness
was also the
victim of
the
predicate
felonies.
Yet that is
precisely
what
happened
here."
Appellant's
Br. at 33.
The district
court's
conclusion
emphasized
that the
rule in
Brownell
must be read
in light of
the facts of
that case. "The
Brownell
court was
faced with a
finding by
the trial
judge that
the
defendant's
murder
victim was
also an
eyewitness
to other
felonies by
mere virtue
of the fact
that she
could have
testified
against him
as to the
contemporaneous
felonies."
742 F.Supp.
at 495-96.
The Brownell
court
fashioned a
rule to
prevent a
finding that
the murder
of an
eyewitness
factor
existed in
every case,
"since every
victim,
obviously,
is prevented
from
testifying
against the
defendant."
38 Ill.Dec.
at 766, 404
N.E.2d at
190.53
On Mr.
Williams'
direct
appeal, the
Illinois
Supreme
Court
distinguished
the facts in
Mr.
Williams'
from those
in Brownell:
We think
that the
circumstances
here are
sufficiently
different
from those
in Brownell
to permit us
to reach a
different
conclusion.
Here, the
evidence
showed that
after
kidnapping
and raping
the victim,
the
defendant
set her free
with
instructions
to go
directly
home and not
to call the
police. She
did not obey,
however, and
went to a
house for
help. The
owner of the
house told
her he would
call the
police for
her and he
did so. The
defendant
was actually
secretly
watching
her, and he
took her off
and murdered
her. The
police were
on their way
to the scene
in response
to the
resident's
phone call
at the time
of the
killing.
By his own
admission,
the
defendant
acted as he
did because
he knew Mrs.
Goldstone
was going to
report the
crimes to
the police....
Under these
circumstances,
the jury
could have
found both
that the
murder was
committed
"in the
course" of
the other
felonies,
and that the
victim was
an
eyewitness.
There is no
significant
difference
between the
circumstances
here and a
situation in
which a
defendant
kidnaps and
rapes the
victim, sets
her free,
and at a
later time
kills her
while she is
on her way
to testify
against him.
The latter
situation is
clearly
within this
court's
understanding
of the
statute
considered
in Brownell.
We do not
see why the
General
Assembly
would not
have
intended the
circumstances
here to be
within the
statutory
factor.
73 Ill.Dec.
at 369, 454
N.E.2d at
229 (emphasis
supplied).
As the
district
court noted,
the facts
surrounding
Mr.
Williams'
crimes do
permit the
Illinois
Supreme
Court's
decisions in
Brownell and
Williams to
be consonant:54When
there is
affirmative
evidence
that the
defendant
murdered a
victim
because the
defendant
believed the
victim was
attempting
to report
another
crime, the
eyewitness
aggravating
factor may
be found
even if at
the time the
defendant
committed
the murder
the "other
felonies"
that the
victim
witnessed
were still
ongoing as a
matter of
law.
742 F.Supp.
at 496.
Illinois law,
then, as
interpreted
by the
Illinois
Supreme
Court,
permitted
the jury to
conclude
that Mr.
Williams
committed
both murder
in the
course of a
felony and
murder of an
eyewitness.
A habeas
petitioner
cannot
challenge a
state
court's
construction
of state law.
"If the
state law,
as construed
by the
state's
tribunal,
provided an
unconstitutional
result, then
the writ
should be
granted, but
not on the
ground the
state
doesn't know
its own law."
United
States ex
rel. Bracey
v. Fairman,
712 F.2d
315, 317
(7th
Cir.1983).
Therefore,
we review a
state's
determination
of
aggravating
factors only
to examine
whether they
"genuinely
narrow the
class of
persons
eligible for
the death
penalty and
...
reasonably
justify the
imposition
of a more
severe
sentence on
the
defendant
compared to
others found
guilty of
murder."
Zant v.
Stephens,
462 U.S.
862, 877,
103 S.Ct.
2733, 2742,
77 L.Ed.2d
235 (1983);
see also
Godfrey v.
Georgia, 446
U.S. 420,
433, 100
S.Ct. 1759,
1767, 64
L.Ed.2d 398
(1980) (must
be
principled
way to
distinguish
between
those cases
in which
death
penalty
imposed and
those cases
it was not);
Furman v.
Georgia, 408
U.S. 238,
313, 92 S.Ct.
2726, 2764,
33 L.Ed.2d
346 (1972)
(White, J.,
concurring)
(same).
Under the
Illinois
Supreme
Court's
construction
of state law,
there is a
principled
distinction
between
those who
commit both
murder in
the course
of a felony
and murder
of an
eyewitness
and those
against whom
only the
former
aggravating
circumstance
can be made
applicable;
as we have
indicated
above, the
Illinois
Supreme
Court has
defined
reasonably
those
circumstances
justifying a
finding that
the
defendant
murdered an
eyewitness.
This
construction
is neither
vague nor
overbroad,
and provides
a meaningful
way to
determine
whether the
eyewitness
factor ought
to be
considered
in a given
case.
Conclusion
After
consideration
of the
briefs, oral
argument of
counsel, and
careful
independent
review of
the record,
we conclude
that the
district
court
committed no
reversible
error in
denying the
petition for
a writ of
habeas
corpus.
Accordingly,
its decision
must be
affirmed.
AFFIRMED.
*****
1 As the
district
court noted,
during
police
interrogation,
Mr. Williams
initially
denied
having
committed
the crimes,
but after
the police
told Mr.
Williams
that his
story did
not check
out, he gave
a detailed
confession.
The
statement of
facts is
based on
that
confession
as
corroborated
at the
capital
sentencing
hearing by
evidence and
testimony
2 See
People v.
Williams, 97
Ill.2d 252,
73 Ill.Dec.
360, 364-65,
454 N.E.2d
220, 224-25
(1983), cert.
denied,
466 U.S. 981
, 104 S.Ct.
2364, 80
L.Ed.2d 836
(1984)
8 Mr.
Williams
does not
argue that
federal
review of
his claim is
necessary to
prevent a
fundamental
miscarriage
of justice.
See Coleman,
111 S.Ct. at
2568; Murray
v. Carrier,
477 U.S.
478, 496,
106 S.Ct.
2639, 2649,
91 L.Ed.2d
397 (1986).
In any event,
as we note
in the
following
text, Mr.
Williams has
failed to
establish
that he was
prejudiced
by his
attorneys'
failure not
to press his
argument
that his
guilty plea
was coerced
9 See
also Uresti
v. Lynaugh,
821 F.2d
1099 (5th
Cir.1987) (attorney's
threat to
withdraw
from case if
defendant
did not
accept plea
bargain was
insufficient
to establish
that plea
was
involuntary);
cf. Caudill
v. Jago, 747
F.2d 1046
(6th
Cir.1984) (guilty
plea not
involuntary
where trial
judge told
defendant on
day before
trial that
court would
have no
hesitation
in imposing
death
penalty if
defendant
found guilty
and no
mitigating
circumstances
were shown)
10 We
also note
that we
would be
most
reluctant to
fashion a
rule that
would permit
a defendant
to
invalidate a
guilty plea
simply by
producing an
affidavit
from his
attorney
indicating
that the
attorney
used verbal
persuasion
to induce
the plea.
Such a rule
could
provide
attorneys
with
incentives
to disregard
(or later
claim to
have
disregarded)
their
responsibilities,
especially
in cases
involving
capital
punishment.
See Brewer
v. Aiken,
935 F.2d
850, 860-61
(1991) (Easterbrook,
J.,
concurring)
("some
lawyers are
willing to
break rules
to prevent
capital
punishment,
which they
view as a
sin greater
than any
they could
commit in
the client's
behalf")
12 (b)
Aggravating
Factors. A
defendant
who at the
time of the
commission
of the
offense has
attained the
age of 18 or
more and who
has been
found guilty
of murder
may be
sentenced to
death if:
1 the
murdered
individual
was a peace
officer or
fireman
killed in
the course
of
performing
his official
duties and
the
defendant
knew or
should have
known that
the murdered
individual
was a peace
officer or
fireman; or
2 the
murdered
individual
was an
employee of
an
institution
or facility
of the
Department
of
Corrections,
or any
similar
local
correctional
agency,
killed in
the course
of
performing
his official
duties, or
the murdered
individual
was an
inmate at
such
institution
or facility
and was
killed on
the grounds
thereof, or
the murdered
individual
was
otherwise
present in
such
institution
or facility
with the
knowledge
and approval
of the chief
administrative
officer
thereof; or
3 the
defendant
has been
convicted of
murdering
two or more
individuals
under
subsection
(a) of this
Section or
under any
law of the
United
States or of
any state
which is
substantially
similar to
Subsection
(a) of this
Section
regardless
of whether
the deaths
occurred as
the result
of the same
act or of
several
related or
unrelated
acts so long
as the
deaths were
the result
of either an
intent to
kill more
than one
person or of
separate
premeditated
acts; or
4 the
murdered
individual
was killed
as a result
of the
hijacking of
an airplane,
train, ship,
bus or other
public
conveyance;
or
5 the
defendant
committed
the murder
pursuant to
a contract,
agreement or
understanding
by which he
was to
receive
money or
anything of
value in
return for
committing
the murder
or procured
another to
commit the
murder for
money or
anything of
value; or
6 the
murdered
individual
was killed
in the
course of
another
felony if:
(a) the
murdered
individual
was actually
killed by
the
defendant
and not by
another
party to the
crime or
simply as a
consequence
of the crime;
and
(b) the
defendant
killed the
murdered
individual
intentionally
or with the
knowledge
that the
acts which
caused the
death
created a
strong
probability
of death or
great bodily
harm to the
murdered
individual
or another;
and
(c) the
other felony
was one of
the
following:
armed
robbery,
robbery,
rape,
deviate
sexual
assault,
aggravated
kidnapping,
forcible
detention,
arson,
burglary, or
the taking
of indecent
liberties
with a
child;
7 the
murdered
individual
was a
witness in a
prosecution
against the
defendant,
gave
material
assistance
to the state
in any
investigation
or
prosecution
of the
defendant,
or was an
eye witness
or possessed
other
material
evidence
against the
defendant
13 The
statute also
provides
that the
defendant
may waive a
jury trial
in the
capital
sentencing
hearing and
proceed
before a
judge. Mr.
Williams
opted for a
jury trial,
and we
accordingly
describe and
assess the
death
penalty in
that context
Mitigating
factors may
include but
need not be
limited to
the
following:
1 the
defendant
has no
significant
history of
prior
criminal
activity;
2 the
murder was
committed
while the
defendant
was under
the
influence of
extreme
mental or
emotional
disturbance,
although not
such as to
constitute a
defense to
prosecution;
3 the
murdered
individual
was a
participant
in the
defendant's
homicidal
conduct or
consented to
the
homicidal
act;
4 the
defendant
acted under
the
compulsion
of threat or
menace of
the imminent
infliction
of death or
great bodily
harm;
5 the
defendant
was not
personally
present
during the
commission
of the act
or acts
causing
death
Ill.Rev.Stat.
ch. 38, p
9-1(c).
15 The
court in Mr.
Williams'
sentencing
hearing gave
the
following
instructions
to the jury
which
substantially
traced this
statutory
language:
If, after
your
deliberations,
you
unanimously
determine
that there
are not
sufficiently
mitigating
factor or
factors to
preclude the
imposition
of the death
sentence on
the
defendant,
you should
sign the
verdict form
which so
indicates.
If you sign
that verdict
form, the
Court must
sentence the
defendant to
death. If,
after your
deliberations,
you cannot
unanimously
conclude
that there
are no
sufficiently
mitigating
factor or
factors to
preclude the
imposition
of the death
sentence,
you should
sign the
form which
so
indicates.
If you sign
that verdict
form, the
Court will
sentence the
defendant to
imprisonment.
16 See
Silagy v.
Peters, 905
F.2d 986,
1013, 1014
(1990)
(Cudahy, J.,
dissenting
from denial
of rehearing
en banc);
id. at 1014
(Ripple, J.)
(same),
cert.
denied, ---
U.S. ----,
111 S.Ct.
1024, 112
L.Ed.2d 1106
(1991)
18 One
member of
this panel
dissented
from denial
of rehearing
en banc on
this issue.
See 905 F.2d
at 1013
(Cudahy, J.,
dissenting
from denial
of rehearing
en banc)
19 Cf.
Lankford v.
Idaho, ---
U.S. ----,
111 S.Ct.
1723, 114
L.Ed.2d 173
(1991) (where
state
indicated
that it did
not intend
to seek
death
penalty and
defense
counsel and
prosecutor
argued only
merits of
concurrent
or
consecutive
sentence
terms, trial
judge
violated due
process by
sentencing
defendant to
death)
20 A
member of
this panel
dissented
from denial
of rehearing
en banc on
this issue.
See 905 F.2d
1014
(Cudahy, J.,
dissenting
from denial
of rehearing
en banc)
22 The
district
court found
major
deficiencies
in Mr.
Williams'
data.
Neither the
study by
Professor
Zeisel nor
the racial
composition
breakdown
considered
cases in
which the
jury did not
impose the
death
penalty on a
black
defendant.
Moreover,
the racial
composition
breakdown
did not
address the
prosecution's
use of
peremptory
challenges.
The Chicago
Tribune
survey
indicated
that,
although the
prosecution
used 68% of
its
peremptory
challenges
to exclude
blacks, 24%
of the
jurors who
actually
served were
black. See
742 F.Supp.
at 487
The Illinois
Supreme
Court was
critical of
the study
prepared by
the Illinois
Coalition
Against the
Death
Penalty and
presented by
petitioner
Williams
during his
appeal
because the
study did
not indicate
how many
times
defense
counsel and
the
prosecution
employed
peremptory
challenges
to exclude
minorities
in
individual
cases
covered by
the study.
97 Ill.2d at
273, 97
Ill.Dec. at
370, 454 N.E.2d,
at 230. This
criticism
reflects the
practical
impossibility
of obtaining
relief under
Swain, which
offers
defendants
protection
only if the
prosecutor
uses
peremptory
challenges
to exclude
Negro jurors
in "case
after case."
Not only
does the
Swain
standard
make a
defendant's
constitutional
rights
contingent
upon the
facts of
previous
cases, see
McCray v.
New York,
461 U.S.
961,
964-965, 103
S.Ct. 2438,
2440-41, 77
L.Ed.2d 1322
(1983)
(Marshall,
J.,
dissenting),
but a
defendant's
opportunity
to vindicate
those rights
depends on
other
defendants'
building
adequate
records in
previous
cases.
Williams v.
Illinois,
466 U.S.
981, 983 n.
3, 104 S.Ct.
2364, 2366
n. 3, 80
L.Ed.2d 836
(1984)
(Marshall,
J.,
dissenting
from denial
of
certiorari
).
24 The
Supreme
Court has
articulated
the standard
by which to
evaluate the
prosecutor's
explanation:
"A neutral
explanation
... means an
explanation
based on
something
other than
the race of
the juror.
At this step
of the
inquiry, the
issue is the
facial
validity of
the
prosecutor's
explanation.
Unless a
discriminatory
intent is
inherent in
the
prosecutor's
explanation,
the reason
offered will
be deemed
race
neutral."
Hernandez v.
New York,
--- U.S.
----, 111
S.Ct. 1859,
1866, 114
L.Ed.2d 395
(1991)
[T]he State
peremptorily
challenged
Ms. Brenda
Jackson, who
was black
(Tr. 1542)
on the
ground that
she had
personal
knowledge
about the
case (R. 13
at 65), but
sought to
keep Charles
Lee on the
jury
notwithstanding
that he
participated
in the
search for
the victim.
(Tr.
1593-95).
The State
peremptorily
challenged
Ms. Lillian
Wallace (Tr.
1929-33,
1984) for
the
purported
reason that
she had an
adolescent
son (R. 13
at 65), but
readily
accepted
five white
jurors who
had sons in
their teens
and
twenties:
Ms. Florence
Yaroch (Tr.
306-09); Mr.
Richard
Lucking (Tr.
1044, 1122);
Ms. Louise
Klein (Tr.
1056, 1032);
Ms. Rose
Ocwieza (Tr.
2855), and
Ms. Lauren
Rodia (Tr.
3132). The
State
peremptory
challenged
Ms. Theresa
Powell, a
black
administrator
for the
University
of Illinois,
out of
suspicion of
"academic
intellectuals"
(R. 13 at
64), but
accepted
several
white jurors
of similar
"academic"
and
"intellectual"
backgrounds,
such as Ms.
Florence
Yaroch (Tr.
266, 313-14)
and Ms.
Cathy Ann
Savicki.
(Tr. 787,
908).
The State
peremptorily
challenged
three black
women--Ms.
Regina McBey
(Tr. 1628,
1769), Ms.
Leonora
Simmons (Tr.
656-60,
725), and
Ms. Judith
Timmons (Tr.
2019-21)--purportedly
because they
were of the
Baptist
faith. (R.
13 at
64-65). But
the State
did not even
inquire into
the faith of
white
potential
jurors in
many cases,
and, upon
defense
counsel's
elicitation
that white
potential
jurors were
Protestant
(Mr. William
Winter; Tr.
2099), made
no effort to
ascertain
whether the
jurors were
Baptist. The
State
peremptorily
challenged
Ms. Sheryl
Williams,
who is black
(Tr. 277-82,
294), on the
ground that
she was
young and
single and a
bank teller.
(R. 13 at
66). But the
State
accepted
white jurors
who were
young and
single--Ms.
Savicki and
Ms. Hartrich.
(Tr. 785,
1093, 1108).
And the
State had no
objection to
Ms. Shirley
Young, a
white bank
employee. (Tr.
2069).
Finally, the
State
peremptorily
challenged
Ms. Fanamae
Green (Tr.
1534) for
the
purported
reason that
she was
nervous and
reluctant to
serve. (R.
13 at 65).
But the
State raised
no objection
to Ms.
Savicki, a
white woman
who was
highly
nervous (Tr.
798), or to
Ms. Rose
Ocwieza and
Ms. Eva
Hartrich (Tr.
1099-1100,
1158, 2859),
two white
women who
expressed
unwillingness
to serve.
Appellant's
Br. at
10-11.
26 The
Supreme
Court also
has applied
the "new
rule"
principle in
other
capital
cases. See
Sawyer v.
Smith, ---
U.S. ----,
110 S.Ct.
2822, 111
L.Ed.2d 193
(1990);
Saffle v.
Park, 494
U.S. 484,
110 S.Ct.
1257, 108
L.Ed.2d 415
(1990)
27 See
Sawyer, 110
S.Ct. at
2828 (cautioning
that new
rule test
would be "meaningless"
if applied
at a
sufficient
level of
generality);
Butler, 110
S.Ct. at
1217 ("that
a court says
that its
decision is
within the 'logical
compass' of
an earlier
decision, or
indeed that
it is 'controlled'
by a prior
decision, is
not
conclusive
for purposes
of deciding
whether the
current
decision is
a 'new rule'
under Teague
")
28 In
Teague, the
Supreme
Court did
not
determine
whether
Batson comes
within one
of the two
exceptions
to the
presumption
against
retroactive
application
of new
constitutional
rules. In
Teague, the
Supreme
Court held
that if the
use of
peremptory
challenges
to exclude
members of a
particular
race would
violate the
Sixth
Amendment's
"fair cross-section"
requirement,
such a
ruling would
not be given
retroactive
effect
because the
absence of a
fair cross-section
in the
venire would
not
seriously
diminish the
likelihood
of an
accurate
conviction
in most
cases. 489
U.S. at
314-15, 109
S.Ct. at
1077-78
29 On
the other
hand, many
aspects of
ascertaining
adjudicative
facts, such
as
credibility
determinations,
are
susceptible
to deeply-rooted
prejudices
that are not
easily
identified
30
Witherspoon
v. Illinois,
391 U.S.
510, 519, 88
S.Ct. 1770,
1775, 20
L.Ed.2d 776
(1968)
31 Like
the Court in
Turner, we
simply
recognize
that "jurors
in a capital
case may
harbor
racial bias;"
we do not
presume that
any
particular
juror was in
fact
racially
prejudiced.
Turner, 476
U.S. at 36
n. 8, 106
S.Ct. at
1688 n. 8 (emphasis
in original)
32 The
Court
repeatedly
has
recognized
that racial
prejudice
continues to
rear its
head in this
country. See,
e.g.,
Rosales-Lopez
v. United
States, 451
U.S. 182,
192, 101
S.Ct. 1629,
1636, 68
L.Ed.2d 22
(1981) ("It
remains an
unfortunate
fact in our
society that
violent
crimes
perpetrated
against
members of
other racial
or ethnic
groups often
raise [a
reasonable
possibility
that racial
prejudice
would
influence
the jury].");
Press-Enterprise
Co. v.
Superior
Court of
California,
464 U.S.
501, 521,
104 S.Ct.
819, 830, 78
L.Ed.2d 629
(1984)
(Marshall,
J.,
concurring
in judgment)
(recognizing
"the history
and
continuing
legacy of
racism in
our
country");
Dukes v.
Waitkevitch,
429 U.S. 932 , 932-33, 97 S.Ct. 340, 340, 50 L.Ed.2d 302 (1976)
(Marshall,
J.,
dissenting
from denial
of
certiorari )
(in
interracial
rape case in
city where
racial
conflict is
close to the
surface, "it
blinks
reality to
conclude ...
that '[t]he
circumstances
did not
suggest a
significant
likelihood
that racial
prejudice
might infect
petitioner's
trial' ") (quoting
Ristaino v.
Ross, 424
U.S. 589,
598, 96 S.Ct.
1017, 1022,
47 L.Ed.2d
258 (1976));
see
generally
Powell v.
Alabama, 287
U.S. 45, 53
S.Ct. 55, 77
L.Ed. 158
(1932)
33 See
Edmonson v.
Leesville
Concrete
Co., ---
U.S. ----,
111 S.Ct.
2077, 2087,
114 L.Ed.2d
660 (1991)
("Racial
bias mars
the
integrity of
the judicial
system and
prevents the
idea of a
democratic
system from
becoming a
reality.");
see also
Powers v.
Ohio, ---
U.S. ----,
111 S.Ct.
1364, 1366,
113 L.Ed.2d
411 (1991)
("racial
discrimination
in the
qualification
or selection
of jurors
offends the
dignity of
persons and
the
integrity of
the courts")
34 In
Allen, the
Court wrote
that "[r]etroactive
effect is 'appropriate
where a new
constitutional
principle is
designed to
enhance the
accuracy of
criminal
trials,' but
the fact
that a rule
may have
some impact
on the
accuracy of
a trial does
not compel a
finding of
retroactivity.
Instead, the
purpose to
be served by
the new
standard
weighs in
favor of
retroactivity
where the
standard 'goes
to the heart
of the
truthfinding
function.' "
478 U.S. at
259, 106
S.Ct. at
2880 (citations
omitted) (quoting
Solem v.
Stumes, 465
U.S. 638,
643, 645,
104 S.Ct.
1338, 1341,
1343, 79
L.Ed.2d 579
(1984)).
This
approach is
similar to
the first
requirement
of the
second
Teague
exception (new
rule must be
aimed at
improving
the accuracy
of trial).
Under Teague,
however,
"more is
required"--the
new rule
must also
alter our
understanding
of a bedrock
procedural
element.
Sawyer, 110
S.Ct. at
2831
35 The
Fifth
Circuit also
has held, on
the basis of
the Supreme
Court's
decision in
Allen, that
Batson
should not
receive
retroactive
application
in capital
cases. See
Prejean v.
Smith, 889
F.2d 1391,
1396-97 (5th
Cir.1989),
cert. denied,
--- U.S.
----, 110
S.Ct. 1836,
108 L.Ed.2d
964 (1990)
36 See
Teague, 489
U.S. at 319
n. 2, 109
S.Ct. at
1079 n. 2
37
Illinois law
requires
that a
victim
impact
statement be
included in
presentence
reports:
a) The
presentence
report shall
set forth:
(3) the
effect the
offense
committed
has had upon
the victims
thereof, and
any
compensatory
benefit that
various
sentencing
alternatives
would confer
on such
victim or
victims.
Ill.Rev.Stat.
ch. 38, p
1005-3-2.
38
During his
testimony,
Mr. Williams
testified as
follows:
Q. How do
you feel,
now that the
image of
Hernando
Williams as
your family
knew it is
no longer
surrounding
you?
A. Well, I
think the
image that I
have
betrayed it
before my
family,
before my
friends, was
a good image,
but it
wasn't an
image that I
had accepted
on all
choice, it
was more or
less given
to me in
ways of
their own
expectations
of me, and--now
the image
that once
existed was
an image
that enabled
me to do the
things to
Mrs.
Goldstone,
because I
raped her, I
murdered
her, it's an
image that I
don't know--wasn't--but
it's a lot
of things
about what I
did that I
don't
understand
one of the
reasons why,
and over the
21 or 22
months that
I've been
here I've
been able to
look at what
it was, the
extent that
I was, and
somewhat
understand
some of the
things that
made me into
what I was
that night,
or that
morning.
I know that
there is
nothing that
I could say
that would
every [sic]
justify what
I did, but
through
professional
help since
I've been
here I've
been able to
do something
that as long
as I can
remember I
was never
able to do,
and that was
to be not
what someone
expected me
to be, and I
am able to
accept that
I did those
things,
although I
don't know
the reason
or--even
throughout
these whole
procedures,
there's a
lot of
things that
I don't
remember,
and some of
them had to
be ugly and
monstrous
types of
images that
I did
project
during that
time.
I don't want
to remember.
This
opportunity
to testify--the
cruel things
that I did
to not just
one woman
but two
women, is
something
that I think
that I would
never have
been able to
say if I
hadn't had
help from
Doctor
Freedman and
Mr.
Strodtbeck,
they helped
me I had
some of the
things--or
with some of
the things
that I was,
and during
the time
that I had
these
sessions I
had constant
thoughts of
my family. I
wasn't going
to allow the
understanding
that I have
had or was
able to
receive,
that I got
from Doctor
Freedman,
exist any
longer.
I knew of
the
consequences
or what
could be the
consequences
of pleading
guilty, but
those
images, that
person that
my family,
my friends
wanted me to
be--right
now it's my
choice to be
that, and
although it
may hurt, I
can no
longer be
the person
to deceive.
This is why
that I
wanted to
testify to
what I did.
Tr. at
4977-79.
After the
testimony,
defense
counsel
asked
permission
to amend
their answer
to discovery
to include
Dr.
Freedman. Tr.
at 4979. The
state
objected to
this
addition at
that later
date. The
defense
represented
that "Dr.
Freedman had
an occasion
to see my
client over
two years of
therapy
sessions
with him."
Tr. at 4981.
They also
claimed that
Dr.
Freedman's
testimony
would, of
course, be
as to his
opinion on
whether or
not Hernando
Williams
should live
or die,
based on
what he
knows of
Hernando
Williams,
just as
Reverend
Feamster was
allowed to
testify,
just as any
clergyman or
any doctor
who has had
contact with
a defendant
would be
allowed to
testify at a
sentencing
hearing; he
would be
allowed to
testify as
to his
opinion on
whether or
not he
should live
or die. It
would be
based on
what he
knows from
his contact
with my
client,
Judge, and
not on
anything
short of
that.
Tr. at 4983.
The trial
court agreed
to hear, out
of the
presence of
the jury,
testimony of
Dr.
Freedman.
Defense
counsel
introduced
the
testimony by
representing:
Dr. Freedman
will testify
much as Mr.
Shabat has
told you. He
will testify
that there
is value in
seeing
Hernando
Williams
being kept
alive so
that Dr.
Freedman can
develop an
understanding
of Hernando,
but on the
wider scope,
and what is
important to
all of us in
this
courtroom is
so that
people like
Dr. Freedman
can develop
insight and
understanding
into the
minds of
violent
offenders so
that they
may somehow
help all of
us prevent
this from
occurring
again. That
has a great
social
utilitarian
value.
Mr. Shabat
has spoken,
from time to
time, that
the
Legislature
in Illinois
has clearly
determined
that the
death
penalty is
moral. That
it is
proper. And
it has great
utilitarian
value. Dr.
Freedman
will not
come before
you and say
that the
death
penalty is
none of
those
things. He
will, if
allowed to
testify,
will testify
to your
Honor, and
to the jury,
that keeping
this man
alive behind
bars has
social
significance
and meaning
for our
society and
it's
something
that we
should
consider
before this
jury decides
whether or
not his life
should be
taken.
Tr. at
5081-82.
Again,
counsel
represented:
This is a
doctor who
has spent
many hours
with our
client. He
is not
coming in to
say that he
is insane in
the
traditional
sense of the
word. He is
not coming
in to lay a
diagnostic
label on our
client in an
attempt to
fog over the
issue that
is presented
to the jury.
He is coming
in to say
that there
is value in
keeping this
man alive so
that we can
study him.
Not only
will we
learn about
him, but
hopefully,
we will
learn about
other
people. And
isn't that
something
that the
jury as
representing
the
conscious
[sic] of the
community
should have
before them.
Tr. at 5085.
Dr. Freedman
testified as
follows:
Q. Doctor,
if Mr.
Williams is
allowed to
live the
rest of his
life in
prison,
would you
like to
continue to
see him?
A. Yes.
Q. In a
professional
basis?
A. Yes. I
feel that it
is very
important to
understand
the
psychological
mechanisms
that are
responsible
for these
tragedies.
Q. In
addition to
the value
that you
would get
from
studying Mr.
Williams and
the value he
would get
from you
participating
with him in
an
understanding,
would there
be any value
to the rest
of society
from being
able to do
what you
would
propose to
do?
A. I would
hope so. I
would hope
that
understanding
the
mechanisms
present
within him
could be
applied to,
and of
course,
would be
published,
be
disseminated
among other
studies of
aggressive
and violence,
and perhaps
be applied
in a
preventive
fashion and
other
specialities
[sic] of
medicine.
Tr. at
5091-92.
39 See
Hitchcock v.
Dugger, 481
U.S. 393,
399, 107
S.Ct. 1821,
1824, 95
L.Ed.2d 347
(1987);
Skipper v.
South
Carolina,
476 U.S. 1,
106 S.Ct.
1669, 90
L.Ed.2d 1
(1986)
41 Mr.
Williams
pressed the
following
examples to
the district
court:
After a
defense
objection in
the state's
opening
statement,
the
prosecutor
said "I
don't know
what they
are trying
to hide." Tr.
4213. The
prosecutor
interrupted
defense
counsel's
opening
statement
and said "It's
false." Tr.
3215. In
closing, the
prosecution
referred to
defense
arguments as
"bunk," that
Williams was
playing a
shell game
and that the
jurors
should not "buy
it." Tr.
5483.
742
F.Supp. at
490 n. 24.
Mr. Williams
relies on
these same
instances on
appeal
42 Other
circuits are
in agreement
with the
Second
Circuit. See
United
States v.
Rogers, 921
F.2d 975,
979 (10th
Cir.1990);
United
States v.
Miller, 910
F.2d 1321,
1326 (6th
Cir.1990),
cert. denied,
--- U.S.
----, 111
S.Ct. 980,
112 L.Ed.2d
1065 (1991);
Baumann v.
United
States, 692
F.2d 565,
576-77 (9th
Cir.1982);
see also
United
States v.
Jackson, 886
F.2d 838,
841-42 n. 4
(7th
Cir.1989).
But see
Jones v.
Cardwell,
686 F.2d
754, 756
(9th
Cir.1982)
43 The
Supreme
Court's
holding in
Michigan v.
Mosley, 423
U.S. 96, 96
S.Ct. 321,
46 L.Ed.2d
313 (1975)
is not
implicated
here. Even
if we assume
that Mr.
Williams'
"no comment"
response was
a
reassertion
of his Fifth
Amendment
privilege,
the state
did not seek
to use any
subsequent
statements.
Therefore,
the Court's
conclusion
in Mosley ("statements
obtained
after the
person has
decided to
remain
silent" are
inadmissible)
is
inapplicable.
Id. at 104,
96 S.Ct. at
326
44 We
also note
that, in
Estelle, the
Supreme
Court
characterized
the
psychiatrist
as "an agent
of the State
recounting
unwarned
statements
made in a
postarrest
custodial
setting."
451 U.S. at
467, 101
S.Ct. at
1875. The
Court based
this
characterization
on the
psychiatrist's
going beyond
the role
originally
set at the
time of the
competency
examination
and assuming
a
prosecutorial
role in an
entirely
different
phase of the
trial. See
id. Here, of
course, no
such
unexpected
role
shifting
occurred.
The
probation
officer
fulfilled
one role.
While he was
called by
the
prosecution,
there is no
indication
that he was
not
available
equally to
the defense,
and indeed
he was
cross-examined
extensively--and
effectively--on
the accuracy
of his
estimation
that the
defendant
showed no
remorse
45 The
Supreme
Court also
determined
that the
defendant
had been
deprived of
his sixth
amendment
right to
counsel. 451
U.S. at
454-55, 101
S.Ct. at
1868-69
46 We do
not believe
that Baumann
v. United
States, 692
F.2d 565
(9th
Cir.1982),
mandates a
contrary
result. In
Baumann, a
non-capital
case, the
Ninth
Circuit held
that Miranda
warnings
were not
required
before a
routine
probation
officer's
interview
for the
preparation
of a
presentence
report in a
non-capital
case. The
court
distinguished
Estelle on
the ground
that it
involved the
use of the
psychiatrist's
testimony in
determining
whether the
defendant
met one of
the three
statutory
factors that,
if found,
required the
imposition
of the death
penalty. See
Baumann, 692
F.2d at 576
n. 4; cf.
Estelle, 451
U.S. at
457-58, 101
S.Ct. at
1870-71 (describing
the Texas
death
penalty
statute at
issue).
While the
Ninth
Circuit
clearly was
correct in
distinguishing
its case on
this basis,
we do not
believe, for
the reasons
set forth in
the text,
that Estelle
governs all
instances
when a
probation
officer sets
out to
prepare a
presentence
report in a
death
penalty case
47 Mr.
Swies'
conclusion
that Mr.
Williams
lacked
remorse may
well have
been based
on Mr.
Williams'
other
comments,
demeanor,
and
inability to
express
remorse
Q. [By
State]. Did
you ask him
how he felt
about what
had happened
in the case?
A. Yes, I
did.
Q. How his
wife felt?
A. Yes.
Q. What did
he say?
A. He stated
to me that
himself and
his wife had
an
understanding
of what has
happened and
that life
must go on....
....
Q. Okay.
When you
spoke with
Hernando
Williams on
the 10th of
October, ...
did the
defendant
ever express
to you any
remorse for
what he had
pled guilty
to and what
he had done?
....
Q. Do you
understand
the question?
A. Yes, I
do. He did
not express
any remorse.
Q. Nor did
he express
any feelings
of remorse?
A. No, he
did not.
Tr. 4368-71.
Later, on
re-direct
examination,
the
following
dialogue
took place
between the
State and
Swies:
Q. At any
time during
your
interview
while you
observed
Hernando
Williams,
did he seem
remorseful?
....
A. No, he
did not.
Tr. 4378.
48 See
Chapman v.
California,
386 U.S. 18,
87 S.Ct.
824, 17 L.Ed.2d
705 (1967).
In order to
find an
error
harmless
beyond a
reasonable
doubt, we
must
determine
whether it
appears "beyond
a reasonable
doubt that
the error
complained
of did not
contribute
to the
verdict
obtained."
Chapman v.
California,
386 U.S. 18,
24, 87 S.Ct.
824, 828, 17
L.Ed.2d 705
(1967); see
also United
States ex
rel. Savory
v. Lane, 832
F.2d 1011,
1019 (7th
Cir.1987). "To
say that an
error did
not 'contribute'
to the
ensuing
verdict is
not, of
course, to
say that the
jury was
totally
unaware of
that feature
of the trial
later held
to have been
erroneous....
To say that
an error did
not
contribute
to the
verdict is,
rather, to
find that
error
unimportant
in relation
to
everything
else the
jury
considered
on the issue
in question,
as revealed
in the
record."
Yates v.
Evatt, ---
U.S. ----,
111 S.Ct.
1884, 1893,
114 L.Ed.2d
432 (1991)
51 These
factors fell
under the
following
two
subsections
in the
Illinois
Death
Penalty
Statute:
6 The
murdered
individual
was killed
in the
course of
another
felony if:
(a) The
murdered
individual
was actually
killed by
the
defendant
and not by
another
party to the
crime or
simply as a
consequence
of the crime;
and
(b) The
defendant
killed the
murdered
individual
intentionally
or with the
knowledge
that the
acts which
caused the
death
created a
strong
probability
of death or
great bodily
harm to the
murdered
individual
or another;
and
(c) The
other felony
was one of
the
following:
robbery,
rape,
deviate
sexual
assault,
aggravated
kidnapping,
forcible
detention,
arson,
burglary, or
the taking
of indecent
liberties
with a child;
or
7 The
murdered
individual
was a
witness in a
prosecution
against the
defendant,
gave
material
assistance
to the state
in any
investigation
or
prosecution
of the
defendant,
or was an
eye witness
or possessed
other
material
evidence
against the
defendant
Ill.Rev.Stat.
ch. 38, p
9-1(b).
52 See
73 Ill.Dec.
at 368, 454
N.E.2d at
228. Mr.
Williams
does not
suggest that
the murder
did not take
place "in
the course
of" a felony
The court
appears to
have made
the finding
that the
victim was
an
eyewitness
upon the
evidence
adduced at
trial--that
the victim,
as the
subject of
the
aggravated
kidnapping
and rape,
could have
later
testified
against the
defendant.
We do not
think this
particular
factual
situation
was intended
by the
General
Assembly, to
be included
within this
aggravating
factor.
Rather, we
think the
General
Assembly
intended to
include
situations
where,
during an
investigation
or
prosecution
of a
separate
offense
which has
previously
taken place,
a witness is
killed in an
attempt to
stymie the
investigation
or
prosecution.
(See Remarks
of Senator
Knuppel,
Ill.S.Rec.,
80th
Gen.Assem.,
June 1,
1977, at
21-25.)
Otherwise,
were we to
adopt the
trial
court's
finding,
this
aggravating
factor could
apply in
every
prosecution
for murder
where
another
offense
contemporaneously
occurs
because the
victim could
have been a
witness
against the
defendant.
Or, even
more broadly,
this
aggravating
factor could
apply to
every
prosecution
for murder
since every
victim,
obviously,
is prevented
from
testifying
against the
defendant.
We do not
think the
General
Assembly
intended the
death
penalty to
be applied
in every
murder case,
and, if it
did, the
General
Assembly
could
certainly
find a more
direct way
to express
its intent
than through
this
aggravating
factor.
54 The
district
court
included
several
instances
from the
transcript
that
indicate
that the
government
presented
evidence and
argued that
Mr. Williams
indeed
murdered Ms.
Goldstone
because he
believed she
was making
an effort to
report the
crime. See
742 F.Supp.
at 496 n. 30
50 F.3d 1358
Hernando
WILLIAMS,
Petitioner-Appellant, v.
James CHRANS
and Neil F.
Hartigan,
Respondents-Appellees.
Before
CUDAHY,
RIPPLE, and
MANION,
Circuit
Judges.
PER CURIAM.
This is a
death
case. It
is before
the court
on the
motion of
Hernando
Williams
for a stay
of
execution.
At the
time that
this
motion was
filed, Mr.
Williams
had
pending
before the
court a
petition
for
rehearing
and
suggestion
for
rehearing
en banc.
The
petition
for
rehearing
was denied
on
February
22, 1995.
The court
also noted
on that
date that
no judge
in active
service
had
requested
a vote on
the
suggestion
for
rehearing
en banc.
This
motion is
not moot,
however,
because Mr.
Williams
has also
asked that
we grant a
stay of
execution
pending
his
petition
to the
Supreme
Court of
the United
States for
a writ of
certiorari.
In the
following
discussion,
we shall
assume
familiarity
with our
earlier
decisions
in this
matter as
well as
with the
decisions
of the
Illinois
courts.1
The
general
standards
for
granting a
stay
pending a
petition
to the
Supreme
Court are
set forth
in Rule
41(b) of
the
Federal
Rules of
Appellate
Procedure
and in our
Circuit
Rule
41(a)(3).
The
granting
of a stay
is a form
of
temporary
injunction
and, in
general,
is
governed
by the
same
principles,
modified
to some
extent
because
there have
already
been
proceedings
in the
lower
courts and
the party
making the
application
has not
prevailed
in the
court of
appeals.
Therefore,
the
inquiry
must
center on
whether
the
applicant
will
suffer
irreparable
injury and
whether
the
applicant
has a
reasonable
probability
of
succeeding
on the
merits in
the higher
court. See
United
States v.
Holland, 1
F.3d 454,
456 (7th
Cir.1993)
(Ripple,
J., in
chambers)
In the
context of
a petition
for a writ
of
certiorari,
the second
inquiry
must focus
on whether
there is a
probability
that four
Justices
will vote
to grant a
writ of
certiorari
and a
reasonable
possibility
that five
Justices
will vote
to reverse
the
judgment
of this
court. Id.
Various
Justices
of the
Supreme
Court of
the United
States
have
articulated
this
standard
in
formulations
that,
although
varying
stylistically,
reveal no
real
deviation
in
substance.
Id. (collecting
cases).
The law
governing
stays of
death
sentences
is, in
general,
the same
as that
employed
in other
situations.
The
inquiry
with
respect to
irreparable
injury is,
however,
different.
There can
be no
doubt that
a
defendant
facing the
death
penalty at
the hands
of the
state
faces
irreparable
injury.
See
Wainwright
v. Booker,
473 U.S.
935, 935
n. 1, 106
S.Ct.
3343, 3343
n. 1, 87
L.Ed.2d
706 (1985)
(Powell,
J.,
concurring).
Nevertheless,
as Justice
White,
writing
for the
Court in
Barefoot
v. Estelle,
463 U.S.
880, 895,
103 S.Ct.
3383,
3395, 77
L.Ed.2d
1090
(1983),
made clear,
"[s]tays
of
execution
are not
automatic
pending
the filing
and
consideration
of a
petition
for a writ
of
certiorari."
It is
necessary
that the
applicant
establish
that there
is a
reasonable
probability
that four
members of
the Court
will vote
to grant
certiorari
and that
five
members of
the Court
will vote
to reverse
the
judgment
of the
Court of
Appeals.
Id. In a
second or
successive
habeas
appeal, we
must be
especially
circumspect
in
assessing
the merits
of the
applicant's
case. We
must
determine
that there
are "substantial
grounds"
upon which
relief may
be granted.
Delo v.
Stokes,
495 U.S.
320, 321,
110 S.Ct.
1880,
1881, 109
L.Ed.2d
325
(1990).
Accord
Delo v.
Blair, ---
U.S. ----,
----, 113
S.Ct.
2922,
2923, 125
L.Ed.2d
751
(1993);
Barefoot,
463 U.S.
at 895,
103 S.Ct.
at 3395.
With these
standards
in mind,
we now
turn to
the case
before us.
We turn
first to
the factor
of
irreparable
injury. As
Justice
Powell
noted in
Booker,
the issue
of
irreparable
injury is
taken as
established
in a
capital
case. Here,
the
Illinois
Supreme
Court has
set an
execution
date of
March 22,
1995. The
State's
suggestion
that its
preparations
for the
execution,
including
the
charges
for month-long
rental of
telephone
lines,
somehow
dilute
that
potential
harm is
frivolous
and
unworthy
of further
comment.
This court
is well
aware of
its
responsibilities
not to
interfere
unduly
with the
sovereign
power of
the state
to enforce
criminal
laws that
pass
constitutional
muster. It
is also
aware of
its own
right and
responsibility
to conduct
its
judicial
work in a
manner
that
reflects
the
seriousness
of
inflicting
the death
penalty
upon a
human
being.
Human life
is not
measured
in the
costs of
telephone
lines.
The
inquiry of
probability
of success
on the
merits
requires,
as we have
noted
earlier,
that we
assess the
probability
that four
Justices
of the
Supreme
Court
would
grant a
petition
for a writ
of
certiorari
and the
possibility
that five
Justices
might
reverse
our
judgment.
This
inquiry
requires
that we
dispassionately
assess the
merits of
the case
in light
of the
available
evidence
and
determine,
as best we
can, how
the
Justices
will
assess the
judgment
that we
have
rendered.
See Robert
L. Stern
et al.,
Supreme
Court
Practice
Sec. 17.12
at 675
(7th ed.
1993). In
this
regard,
our task
is
somewhat
akin to
that of
the
individual
Circuit
Justice;
we must
rule not
according
to our own
view of
the merits
but
according
to how we
believe
the
Supreme
Court will
deal with
the case.
See Board
of Educ.
v.
Superior
Court, 448
U.S. 1343,
1347, 101
S.Ct. 21,
23, 65
L.Ed.2d
1166
(1980) (Rehnquist,
J., in
chambers)
(noting
that an
individual
Justice
ought not
determine
his own
vote on
the merits,
but how
the Court
would
vote);
Rostker v.
Goldberg,
448 U.S.
1306,
1308, 101
S.Ct. 1,
2, 65 L.Ed.2d
1098
(1980) (Brennan,
J., in
chambers)
(same). In
reaching
this
determination,
we must
assess the
issues
that the
applicant
plans to
include in
the
petition
for
certiorari
in light
of the
earlier
history of
the case,
the
Supreme
Court's
treatment
of other
cases
presenting
the same
or
analogous
issues,
and the
general
considerations
that guide
the
Supreme
Court in
determining
whether to
issue a
writ of
certiorari
to a court
of appeals.
Mr. Williams
states that
his petition
for a writ
of
certiorari
will raise
two issues.
First, he
will ask
that the
Justices
review the
law of this
circuit with
respect to
the
application
of Teague v.
Lane, 489
U.S. 288,
109 S.Ct.
1060, 103
L.Ed.2d 334
(1989), to
his
contentions
about the
jury
instructions
at
sentencing.
This panel
believed
that it was
bound by the
earlier
decisions of
this court
in Free v.
Peters, 12
F.3d 700
(7th
Cir.1993),
cert. denied,
--- U.S.
----, 115
S.Ct. 433,
130 L.Ed.2d
345 (1994)
and Gacy v.
Welborn, 994
F.2d 305
(7th Cir.),
cert. denied,
--- U.S.
----, 114
S.Ct. 269,
126 L.Ed.2d
220 (1993).
Our
colleagues
have left
our judgment
undisturbed
in
considering
the
suggestion
for
rehearing en
banc. We
also must
acknowledge
that cases
with the
same issue
have
survived not
only the
scrutiny of
this court,
but also
further
scrutiny on
petition for
writ of
certiorari
in the
Supreme
Court of the
United
States. We
are well
aware that
the denial
of
certiorari
does not
indicate
disapproval
or even lack
of interest
in the issue
by the
Supreme
Court. See
United
States v.
Carver, 260
U.S. 482,
490, 43 S.Ct.
181, 182, 67
L.Ed. 361
(1923) (noting
that denial
of the writ
"imports no
expression
of opinion
upon the
merits of
the case, as
the bar has
been told
many
times").
On the other
hand, the
declination
of the
circuit
judges to
revisit the
matter and
the denial
of
certiorari
in other
cases that
contained
the same
issue
certainly
are not
evidence of
the
probability
that the
Justices
will decide
to hear this
case. Nor do
we believe
that Mr.
Williams has
demonstrated
that any of
the criteria
traditionally
employed by
the Supreme
Court in
deciding to
grant the
writ are met
here. See
Sup.Ct.R.
10.1(a),
(c).
Williams v.
Dixon, 961
F.2d 448
(4th Cir.),
cert. denied,
--- U.S.
----, 113
S.Ct. 510,
121 L.Ed.2d
445 (1992),
noted by Mr.
Williams in
his petition
for
rehearing,
raises no
square
conflict.
The second
issue that
Mr.
Williams
intends to
present to
the
Supreme
Court is
that the
course of
judicial
proceedings
leading up
to his
scheduled
execution
has been
arbitrary
and
capricious
in
violation
of Furman
v.
Georgia,
408 U.S.
238, 92
S.Ct.
2726, 33
L.Ed.2d
346
(1972). To
the extent
that this
issue
raises
matters
that
previously
have been
decided by
this court,
we
respectfully
invite the
attention
of the
Justices
to our
earlier
opinions,
especially
Williams
I. In
those
opinions,
we have
set forth
at
significant
length our
adjudication
of each of
Mr.
Williams'
submissions.
It is not
appropriate
for this
court to
revisit
those
issues
today.
Those
issues
presented
in
Williams
I,
including
the claim
for relief
under
Batson v.
Kentucky,
476 U.S.
79, 106
S.Ct.
1712, 90
L.Ed.2d 69
(1986),
have
already
been
reviewed
by the
Supreme
Court on
certiorari.
To the
extent
that Mr.
Williams
believes
that the
Supreme
Court's
precedent
has
treated
him
unfairly,
the matter
must, of
course, be
assessed
by the
Justices,
not by us.
We are
unable to
conclude,
from our
vantage
point as
circuit
judges,
that Mr.
Williams
has
established
probability
of success
on the
merits.
Accordingly,
under the
standards
that
govern our
adjudication
of such a
motion, we
must deny
the relief
requested.
The motion
for a stay
of
execution
must be
denied.