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Jason
Oric WILLIAMS
Classification:
Spree killer
Characteristics:
Shooting rampage
Number of victims: 4
Date of murder: February 15, 1992
Date of birth: April 18, 1968
Victim profile:
Gerald Paravicini, 46 /
Freddie Barber, 50; Linda Barber, 45, and their son Bryan Barber,
22
Method of murder:
Shooting (.22 rifle)
Location: Bentley County, Alabama, USA
Status:
Executed
by lethal injection in Alabama on May 19, 2011
Summary:
After a night of bar hopping and injesting crack cocaine, LSD, and
alcohol, at 6:00 a.m. Williams returned to the Paravicini trailer in
Irvington where he had been temporarily living with the family.
After talking to his estranged wife on the phone,
Williams grabbed a .22-caliber rifle and shot Gerald Paravicini. He
then beat Paravicini's wife with the gun and shot her 16-year-old son
in the face. He then walked to a neighbor's house about 200 yards away
and gunned down Linda Barber, who was getting ready for work at the
U.S. Postal Service, and Freddie Barber, who was drinking coffee in
the kitchen. He walked into a bedroom and shot the couple's 22-year-old
son Bryan as he slept. A younger brother, 16-year-old Brad, was shot
in the hand before he ran away.
Williams stole the family van, cash and credit
cards and fled the scene. He was apprehended in Mississippi, telling
law enforcement that he had thrown the rifle over a bridge and that he
did not remember the shootings.
Citations:
Ex parte Williams, 710 So.2d 1350 (Ala. 1997). (Direct Appeal) Williams v. Allen, 598 F.3d 778 (11th Cir. 2010). (Habeas)
Final/Special Meal:
Williams made no special request for a final meal. He ate chicken
wings and sandwiches from vending machines.
Final Words:
"I hope that the families of the victims forgive me for what I've
done."
ClarkProsecutor.org
Alabama Department of Corrections
DOC#: Z544
Inmate: Williams, Jason Oric
Gender: M
Race: W
DOB: 04/18/1968
Prison Holman
Received: 12/02/1992
Charge: MURDER
County: Bentley
Alabama executes man who killed four in 1992
By Monique Fields - Reuters.com
May 19, 2011
TUSCALOOSA, Ala (Reuters)- Alabama on Thursday
executed by lethal injection a man who went on a shooting rampage that
killed four people after a night of drinking alcohol and taking drugs
in 1992. Jason Oric Williams, 43, was pronounced dead at 6:19 p.m.
local time at the Holman Correctional Facility in Atmore, Alabama,
said Department of Corrections spokesman Brian Corbett.
Williams was the first inmate put to death in
Alabama using pentobarbital, and his execution was the third in
Alabama this year. He had been on death row for 18 years. Williams was
the 18th person executed in the United States this year, compared with
46 executions in all of 2010.
Authorities said that after a night of ingesting
alcohol, LSD, prescription drugs and crack cocaine in February 1992,
Williams went to the home of Gerald Paravicini, his wife and stepson.
The family had taken Williams in two weeks earlier after his ex-wife
demanded he leave her home. When Clair Paravicini's son, Jeffery Carr,
opened the door, Williams shot him in the face. He then shot Gerald
Paravicini in the chest and neck, killing him. Williams broke Clair
Paravicini's jaw with the butt of a 22-caliber automatic rifle and
took her purse with her checkbook, credit cards and $530. Clair and
her son survived the attack.
Williams, then 23, left and went to a nearby home.
When Linda Barber opened the door, Williams shot her in the face and
head, killing her instantly. He then killed her husband, Fred Barber,
and the couple's son Bryan, who was asleep in his bedroom. Another son
struggled with Williams and escaped after being shot in the hand.
A jury found Williams guilty of capital murder and
attempted murder and recommended the death penalty.
Williams did not request a last meal. He ate from
the vending machine in the visitation yard and had hot wings and a
sandwich before he was put to death. Williams' last words were: "I
hope that the family of the victims will forgive me for what I have
done," Corbett said.
The corrections department changed its protocol to
use pentobarbital instead of sodium thiopental in its lethal injection
cocktail after Hospira Inc., the only U.S. supplier of sodium
thiopental, announced earlier this year it would no longer manufacture
the drug. As a result, several states have switched to pentobarbital,
a sedative often used to euthanize animals.
Jason Oric Williams executed for 1992 murders
By Katherine Sayre - Blog.al.com
Thursday, May 19, 2011
ATMORE, Ala. -- Jason Oric Williams smiled at his
weeping mother and asked forgiveness for killing four people before he
died by lethal injection at 6:19 p.m. today.
Williams, who turned 43 one day earlier, was the
first inmate in Alabama to be executed using pentobarbital in the
state's three-drug lethal injection. The state was forced to change
the drug because of a shortage of sodium thiopental across the U.S. "I
hope that the families of the victims forgive me for what I've done,"
Williams said as he lay strapped to a bed.
Williams killed four people and injured three
others during a shooting rampage in south Mobile County in the early
morning hours of Feb. 15, 1992. Gerald Paravicini, 46, Freddie Barber,
50, Linda Barber, 45, and Bryan Barber, 22, were shot and killed in
their homes off Padgett Switch Road about 6 a.m.
Ten family members of the victims -- including one
man who survived being shot -- witnessed the execution at Holman
Correctional Facility in Atmore, according to an Alabama Department of
Corrections spokesman. In another viewing room, Williams' mother and
aunt looked on after a day of visiting him in prison. A minister who
works with death row inmates also sat with the family.
Williams appeared calm as he looked at his mother
through a window and smiled. A prison chaplain knelt beside Williams
as the pentobarbital, the first of three drugs, was administered. They
appeared to pray together for a few minutes before Williams' head
dropped to one side. He did not move again. He was pronounced dead at
6:19 p.m.
Williams made no special request for a final meal
from the prison. He ate chicken wings and sandwiches that his family
bought from vending machines in a prison visitation area, the
spokesman said.
Defense lawyers for Williams challenged the use of
pentobarbital in the execution, arguing that it wasn't proven to cease
consciousness or otherwise stop the ability to feel pain. His lawyers
said that violated the constitutional ban against cruel and unusual
punishment. The U.S. Supreme Court denied his request for a stay of
execution minutes before it began.
Williams, then 23, claimed that he had used crack
cocaine, LSD, and alcohol in the hours leading up the shooting. He
returned about 6 a.m. to the Paravicini's trailer home in Irvington,
where he has been temporarily living with the family. After talking to
his estranged wife on the phone, Williams grabbed a .22-caliber rifle
and began firing at Paravicini. He then beat Paravicini's wife with
the gun and shot her 16-year-old son in the face, according to Press-Register
archives. The mother and son survived and later testified in court.
Williams then walked to the Barber family's brick
house about 200 yards away. He gunned down Linda Barber, who was
getting ready for work at the U.S. Postal Service, and Freddie Barber,
who was drinking coffee in the kitchen, according to the archives. He
walked into a bedroom and shot the couple's 22-year-old Bryan as he
slept. A younger brother, 16-year-old Brad, was shot in the hand
before he ran away.
Louie Barber, Freddie's older brother, said the
past two decades have been difficult for his family. He said Brad
Barber continues to suffer from nightmares. "We're going to try to put
it behind us and go on with our lives," Barber, 75, said after
witnessing the execution. "You don't never really want to see somebody
die, but I think justice was served." "I never did think I'd live to
see this day, but I did and I thank the good Lord for it," he added.
Williams willed all of his possessions to Ellen
Leeabel of Warrior, Ala., according to the spokesman. It was unclear
how the two knew each other. His belongings were a Sanyo black-and-white
TV, assorted pictures and letters, cosmetics, a brown leather Bible, a
shaving mirror, and 18 postage stamps.
After the execution, Williams' family did not speak
publicly. During a 1992 sentencing hearing, Williams' mother, Patricia
Neal, asked a jury not to recommend the death penalty. "I just blame
me because I was not a mother to my son like I should have been," she
said. "Please don't kill my son."
Man who killed 4 executed
MontgomeryAdvertiser.com
May. 20, 2011
ATMORE -- An Alabama man was executed Thursday
evening for the deaths of four people in a 1992 shooting spree.
Corrections officials said 42-year-old Jason Oric Williams died at
6:19 p.m. CDT following a lethal injection administered at Holman
Prison in Atmore.
Williams became the first person to die in
Alabama's death chamber since the state switched to pentobarbital
instead of sodium thiopental in its execution cocktail. The state
switched drugs because of a nationwide shortage of sodium thiopental.
Lying calmly on a gurney in the death chamber, Williams spoke quietly
when asked by Warden Tony Patterson if he had any last words. "I hope
that the families of the victims forgive me for what I've done,"
Williams said.
As the injection began, Williams' mother, Patricia
Neal, sat in one of the witness rooms. She rocked back and forth
nervously and sobbed quietly as she watched her son lose consciousness.
Williams smiled once at his mother and then stared at the ceiling and
seemed to be praying to himself. At one point Holman chaplain Chris
Summers took Williams' hand and kneeled beside him. After that,
Williams turned his head to the side, stopped praying and seemed to
lose consciousness.
Williams was convicted in the Feb. 15, 1992, deaths
of Gerald Paravicini and his neighbors, Freddie Barber and Barber's
wife, Linda, and their grown son Bryant. Court records show Williams
claimed he was high on marijuana, LSD, crack cocaine and alcohol at
the time.
Ten relatives of the victims witnessed the
execution. Freddie Barber's brother, 74-year-old Louie Barber, said
afterwards that maybe now the families of the victims can find some
peace, 19 years after the murders. "I didn't see any reason why Jason
Williams did what he done. He killed a bunch of people. I feel now my
brother, his wife and his son can rest in peace," Louie Barber said
after watching Williams execution. Asked whether he could forgive
Williams, after hearing his apology, Louie Barber said he wasn't sure.
"It's possible," he said. "He sounded kind of sincere. He asked us to
forgive him. He said he was sorry. We'll take it from there."
Williams' execution started shortly after the U.S.
Supreme Court without comment rejected his request to stop the
execution. The 11th U.S. Circuit Court of Appeals had turned down
Williams' appeal earlier Thursday. Williams' attorney Bryan Stevenson
said he sought to stop the execution because of Alabama's switching
execution drugs.
Williams spent most of Thursday visiting with his
mother, an aunt and other relatives in a visitation area at the prison.
Prisons spokesman Brian Corbett said Williams did not request a last
meal, but ate hot wings and sandwiches that relatives bought for him
out of a vending machine.
Williams argued in his appeal to the 11th Circuit
that there was no guarantee that the new execution drug would not
cause him pain and suffering. In a response, Assistant Attorney
General Clay Crenshaw said the two drugs are similar barbiturates and
that the new drug would not have a significantly different effect. "Williams
has not established that the use of pentobarbital will cause a
substantial risk of significant pain," Crenshaw said.
During the lethal injection, Williams did not show
any signs of pain as he lost consciousness. His reaction was similar
to inmates who were given sodium thiopental in earlier executions.
Court records show that after a night of drinking alcohol and taking
drugs, Williams showed up at about 6 a.m. at the home of Paravicini in
the Irvington community in south Mobile County, where he had been
living for several weeks. After shooting Paravicini with Paravicini's
.22 caliber automatic rifle and shooting and injuring another man,
Williams attempted to steal a truck from a man passing by the house.
The court record shows he then fled to the Barber's home, where he
shot and killed Linda Barber when she opened the door. Court records
show he then shot and killed Freddie Barber, who was sitting in the
kitchen drinking his morning coffee. He then went to the bedroom where
their son, Bryant, was sleeping and shot him twice in the head,
killing him, according to the court documents. Another son, Brad
Barber, was shot and injured during the attack. Brad Barber was
expected to witness Williams' execution.
Williams stole a Ford Aerostar van, about $600 cash
and some credit cards from the Barbers, according to court records. He
was arrested the next day in Mississippi. He told police he threw the
rifle into a river as he was leaving Alabama, but it was never located.
Jason Oric Williams
ProDeathPenalty.com
Jason Oric Williams was adopted by his aunt and
uncle at infancy. His aunt and uncle did not disclose to Williams that
they were not his biological parents. Williams grew up in poverty,
performed poorly academically, and felt he was snubbed by his family
and peers. When Williams turned seventeen years old, he attempted to
obtain identification documents so that he could work. During this
process, Williams learned that he was adopted. This news devastated
Williams, and he began experimenting with alcohol and drugs such as
LSD, crack, marijuana, ecstacy, and prescription medications.
In 1990, Williams married Sandra Ellzey. Williams
and Ellzey remained married for about ten months, divorcing in 1991.
On a few occasions, Williams slapped Ellzey in the face, pulled her
hair, and broke her glasses. Williams, however, continued to live with
Ellzey after they were divorced. In January 1992, Ellzey discovered
needles for drug use in her home, and learned that Williams had been
taking her tranquilizers. Ellzey then asked Williams to leave.
When Ellzey forced Williams to move out, Gerald and
Clair Paravicini, who had known Williams for about eight years,
allowed Williams to move into their home with them and Clair’s minor
son, Jeffery Carr. Williams resided in the Paravicini home for
approximately two weeks. Shortly after moving in with the Paravicinis,
Ellzey and Williams agreed to re-unite and move in together.
On February 14, 1992, they arranged a date. The
couple went to a club and had a few drinks. Afterwards, they bought
sandwiches at a deli. By 11:00 p.m., Ellzey was ready to return home.
However, Williams was not, and he asked Ellzey to drop him off at
another club. Ellzey advised Williams to call her when he was ready to
leave the club so that she could give him a ride home. At the club,
Williams purchased LSD, and prescription drugs, and he drank a large
amount of liquor. Rather than call Ellzey to pick him up as they had
agreed, Williams met with some friends, and they drove to a drug-house
to smoke crack cocaine together all night.
Early the next morning, Williams’ friend dropped
him off at a corner store. Williams then walked about a half-mile back
to the Paravicinis’ trailer home. On February 15, at approximately
6:00 a.m., Williams arrived at the Paravicinis’ home, and he knocked,
either on Jeffery’s window or on the side of the trailer that
corresponded with Jeffery’s room. Jeffery let him in and asked him
about his plans for the day. Williams told Jeffery that he had a “side
job” to do. Jeffery thought that Williams seemed normal and did not
appear to be drunk because he was neither tilting his head nor
slurring his speech.
Williams then called Ellzey on a cordless telephone.
Ellzey was upset with Williams because she had wanted him to return to
her house and because they had planned for her to come and pick him up
from the bar. Ellzey, who had observed Williams inebriated many times
in the past, did not believe that Williams was intoxicated. According
to Williams’ statement to law enforcement officials on February 16,
1992, the day after the murders, he had a few drinks with Ellzey and
then drank liquor all night at the club. While at the club, he bought
two round, yellow pills from someone named Teddy. He did not know
whether the pills were ecstacy or LSD, but believed that they were
LSD. On February 15, he believes that he took the pills between 3:00
and 5:00 a.m.
Jeffery watched Williams pacing while he talked to
Ellzey. While still on the phone with Ellzey, Williams walked into the
Paravicinis’ bedroom, where Clair was in bed, and retrieved a .22-caliber
automatic rifle. While still on the phone with Ellzey, Williams shot
Jeffery in the face and in the hand. When Gerald came to Jeffery’s aid,
Williams shot Gerald in the base of the left neck and in the upper
left chest area. Jeffery ran to a neighbor’s house to get help. Gerald
also ran out of the home. Clair came out of the bedroom when she heard
the second gunshot. She saw Jeffery running away and Gerald in the
yard. Her husband told her to get help. Clair ran to George Evans’
house next door. She then ran back to her husband, who fell by the
road. Evans followed Clair, holding a shotgun. He looked to his right
and saw Williams standing in the doorway of the trailer, with no more
than 100 feet of open ground between them, with the rifle in his hand.
George Evans brought up his shotgun and aimed at Williams, warning
Williams not to shoot. Williams ducked back into the trailer, and
Evans ran back to his trailer.
Meanwhile, Ellzey remained on the telephone. She
heard two cracking, popping noises. When Williams picked the phone
back up again, she started to say his name. Williams dropped the phone
without saying anything. Clair found that she could not get Gerald to
stand. She went back into the trailer to find something to stop Gerald’s
bleeding and for her car keys. There, she found Williams, who waved
the rifle at her and told her to get back and leave him alone, or else
he intended to kill her. Clair replied that Gerald was hurt. She asked
Williams to please help her with him. Williams then struck her in the
face with the rifle, breaking her jaw. He left with the rifle and her
purse, which contained her credit cards, a checkbook, and over $500
cash.
Meanwhile, Buford Billedeaua was driving a truck
past the Paravicinis’ trailer. He saw Jeffery and Gerald run out of
the trailer. He then saw Williams follow them, holding a large black
purse. When Williams took a shot at Gerald, Billedeaua stopped his
truck. Williams then approached Billedeaua, telling him that he needed
the truck because he had an emergency. Billedeaua noted that Williams
looked as though he had been taking dope. Billedeaua got out of the
truck with his keys and began to run into the woods. Williams then
began shooting at Billedeaua, who avoided being shot.
Unable to flee in Billedeaua’s truck without the
keys, Williams turned and walked 100 yards up the road to the home of
Linda and Freddie Barber. Williams was barely acquainted with the
Barbers, having only played basketball with their sons, Brad and Bryan,
at their church on a couple of occasions. Williams attempted to enter
the Barbers’ home. Linda Barber was getting ready for work at the US
Postal Service and answered the front door. Williams inflicted gunshot
wounds to her head. Williams then went into the kitchen where Freddie
Barber was drinking coffee and also shot him in the head. Next,
Williams shot their son, Bryan, who was asleep in his bed. It was
later discovered that Bryan had multiple gunshot wounds, at least two
of which were found in his head. Each victim was shot at close range.
Brad was asleep in the back bedroom. He awoke to
the sound of gunshots and screaming. Brad got up and opened his door.
Williams then proceeded down the hall to Brad’s room. Brad closed and
locked his door, but Williams kicked it in. When Brad grabbed the
barrel of the gun, Williams shot him in the left hand. The two
struggled, but Brad managed to escape through the backdoor, and ran
through the woods to his sister’s house. Williams took the Barbers’
keys and took their van.
On the afternoon of February 16, he reached the
Mississippi-Louisiana border and called Ellzey, who advised him to
surrender. When Williams was apprehended, he told the law enforcement
officers that he had thrown the rifle off an unknown bridge into the
water. He had also disposed of Freddie Barber’s wallet, after taking
all the money it contained. Williams spent the money he stole from the
Barbers and Clair Paravicini on crack cocaine after leaving the crime
scene.
On April 12, 1992, Williams was indicted on two
counts of capital murder. Williams was also charged with and convicted
of attempted murder on the lives of Clair Paravicini and Brad Barber.
During the trial on November 10, 1992, Williams testified that he did
not remember all the events of February 14 and 15, 1992. Williams
testified that he had a few beers with Ellzey, and then drank a
“pretty good bit” of beer after she dropped him off at another club.
At the club, he purchased three hits of LSD for seven dollars ($7)
each from someone he did not know and remembered taking two of them.
Williams testified that he did not remember killing anyone. He only
recalls that he went into the bathroom, and that he began to feel very
scared. He said that he saw the walls move, and he saw a larger-than-life
apparition walking towards him that made him fear for his life.
Regarding the day of the killings, Williams further testified that he
began flipping out even before he called Ellzey, and that he tried to
disguise his drug use from her to keep her from getting angry with him.
He testified that he did not remember anything that occurred between
the time that he dialed her number and when he found himself driving a
van in Mississippi a day later.
However, Williams did not mention seeing the
apparition to the Mississippi or Alabama law enforcement officers with
whom he spoke on February 16. Williams did tell the officers that he
did not remember killing anyone the night before. Williams said that
he remembered seeing blood on his pants and throwing the rifle in the
water near the bridge. Dr. Claude L. Brown, a psychiatrist, met with
Williams in August 1992. At trial, Dr. Brown testified for the defense.
His testimony was based on his meetings with Williams. He diagnosed
Williams with borderline personality disorder (“BPD”), which he
testified is a mental disorder characterized by inner emptiness,
dissatisfaction, and impulsive actions undertaken in an effort to feel
better, such as suicide attempts. Persons with BPD have limited, but
intense, fluctuating relationships. He testified that individuals with
BPD can be thrown into psychotic behavior by increases in anxiety from
any source. Dr. Brown testified that Williams’ BPD dated to his
childhood and was unrelated to his use of drugs before the murders.
Dr. Brown also testified that LSD is, per weight, the most psychogenic
drug in the world. He testified that LSD causes frightening
distortions and detachment from reality—i.e., psychosis. Furthermore,
using alcohol and cocaine with LSD exaggerates these responses. Dr.
Brown opined that Williams was psychotic at the time of the killings.
He further opined that Williams was suffering from a mental disease or
defect that rendered him unable to appreciate the nature and quality
or wrongfulness of his acts. He opined that this destructive psychosis
resulted from a combination of his preexisting personality structure
acted upon by the heavy overload of drugs that he had been taking all
night. Lastly, he opined that Williams’ BPD in and of itself probably
did not trigger his conduct and that, had Williams been sober, the
murders probably would not have occurred.
Dr. Harry McClaren, a psychologist, testified for
the State. He also diagnosed Williams with BPD, as well as with anti-social
personality disorder and substance abuse. Dr. McClaren testified that,
given Williams’ account of his drug and alcohol ingestion, he was very
intoxicated at the time of the killings. He testified that psychosis
resulting from LSD can last from eight to twelve hours and that
Williams’ amnesia was probably chemically induced. He also testified
that when some individuals are highly intoxicated from hallucinogenic
drugs, they may display some symptoms of psychosis.
Dr. McClaren testified to meeting Williams in
August and September 1992. During those sessions, Williams recounted
the events of the night before the killings. Dr. McClaren testified
that Williams told him that he had a few drinks with Ellzey. After she
dropped him off at the club, he bought three hits of LSD. He also
ingested a long, purple tablet, and drank whiskey over the course of
the evening. He also told Dr. McClaren that he went to a house on
Dixon’s Corner where, in two trips, he bought crack. He remembered
arguing with Ellzey on the phone and that he then began to flip out
and feel frightened. He claimed that he heard someone holler his name
and felt like everyone was against him. He told Dr. McClaren that he
thought the only way out was to shoot his way out.
Williams claimed again that he had no other
memories before he found himself driving the van in Mississippi. Dr.
McClaren testified that when someone has taken LSD, he or she may see
distortions of things that are there. In contrast to Dr. Brown, Dr.
McClaren opined that, because Williams deliberately shot each victim
twice in or near the head, Williams was able to appreciate the
wrongfulness of his acts. Dr. McClaren further opined that, because
Williams had no significant psychiatric history other than attempted
suicide, he knew the wrongfulness of his acts. Dr. McClaren testified
that since the drugs and alcohol exacerbated Williams’ BPD, without
the intoxication, Williams probably would not have killed Gerald
Paravicini or Linda, Freddie, and Bryan Barber.
At trial, other witnesses testified that they
thought Williams had taken drugs. Gregory Rockwell testified that he
worked the door at the club. He saw Williams arrive at around 11:30
p.m. and leave around 1:00 a.m. Williams returned within an hour
appearing disheveled, sweating profusely, jumping, and dancing around.
Rockwell thought that Williams appeared as though he were tripping on
LSD. Kelso Stewart testified that Williams asked him if he knew where
some LSD or crack cocaine could be located. Stewart left the bar
between 3:00 a.m. and 4:00 a.m., and when he returned, he found
Williams disheveled, sweaty, and hyper.
On November 11, 1992, the jury returned a guilty
verdict on one count of intentional murder during the course of a
robbery for the deaths of Freddie Barber and Linda Barber. The jury
also returned a guilty verdict for the capital offense of intentional
murder for the deaths of Gerald Paravicini, Freddie Barber, Linda
Barber, and Bryan Barber. The jury recommended, by a 10–2 vote, that a
death sentence be imposed for the murder convictions.
On December 1, 1992, the State trial court
sentenced Williams to a punishment of death.
UPDATE:
Prior to his execution, Jason Williams said, "I
hope that the families of the victims forgive me for what I've done."
Ten family members of the four victims witnessed the execution. One of
the witnesses was a survivor of the shooting rampage. The older
brother of victim Freddie Barber said that his family has suffered for
the past two decades sine the murders. He said Brad Barber, who was 16
years old at the time, still has nightmares about the massacre. "I
never did think I'd live to see this day, but I did and I thank the
good Lord for it," said Louie Barber, now 75. "We're going to try to
put it behind us and go on with our lives. You don't never really want
to see somebody die, but I think justice was served."
Ex parte Williams, 710 So.2d 1350 (Ala.
1997). (Direct Appeal)
Defendant was convicted upon jury verdict in the
Mobile Circuit Court, Nos. CC-92-1552 to CC-92-1555, Robert G. Kendall,
J., of capital murders and two counts of attempted murder, and was
sentenced to death. Defendant appealed. The Court of Criminal Appeals,
Patterson, J., 710 So.2d 1276, affirmed. Defendant filed petition for
writ of certiorari. The Supreme Court, Butts, J., held that district
attorney did not abuse grand jury process, or commit plain error, by
calling lead defense witness before grand jury considering indictments
on separate attempted murder charges, after defendant had been
indicted by prior grand jury on capital murder charges. Affirmed.
BUTTS, Justice.
Jason Oric Williams was convicted of the capital
murders of Gerald Paravicini, Freddie Barber, Linda Barber, and Bryan
Barber, and the trial judge sentenced him to death, following the
jury's recommendation of that sentence. We affirm both the convictions
and his death sentence.
Although at trial Williams did not admit to the
killings, he did not dispute the State's evidence that he killed
Paravicini and the Barbers by shooting them with a .22 caliber rifle.
Williams presented the defense of not guilty by reason of mental
disease or defect; he alleged that his claimed mental defect was the
consequence of his ingesting illegal drugs in the hours before the
killings, coupled with a preexisting mental disorder. More
specifically, Williams says his alleged mental defect is the product
of a “borderline personality disorder” FN1 and the ingestion of
marijuana, LSD, crack cocaine, and an unidentified prescription drug,
combined with alcohol, during the night and early morning hours before
the killings. Williams's expert witness, psychiatrist Dr. Claude Brown,
testified that, in his opinion, at the time of the killings Williams
was suffering from a mental disease or defect and was not able to
appreciate the wrongfulness of his acts. The State's rebuttal expert
witness, psychologist Dr. Harry McClaren, testified that in his
opinion Williams, at the time of the killings, had the ability to
appreciate the consequences of his acts and was not suffering from a
mental disease or defect. Thus, the major issue presented to the jury
at trial was whether to accept Williams's defense of not guilty by
reason of a mental disease or defect.
FN1. Williams says that his parents abandoned him
when he was a young child; that he was placed in the care of an aunt
and the aunt's husband and that while he was in their care the aunt's
husband beat him; and that he was placed in a children's home in
Mississippi and while there suffered physical and sexual abuse. He
says that these problems caused the personality disorder he now claims
to suffer from.
The Court of Criminal Appeals gave a lengthy and
complete discussion of the facts of this case. See Williams v. State,
710 So.2d 1276 (Ala.Crim.App.1996). Thus, a more limited rendition of
the facts is presented here. Williams, age 23, was divorced from
Sandra Ellzey and had been living in the home of his friends Gerald
and Clair Paravicini for the two weeks prior to February 15, 1992, the
day of the killings. Williams and Ellzey had agreed to discuss
possibly reuniting and had planned a date for Valentine's Day,
February 14, 1992. Williams smoked marijuana before he met Ellzey for
the evening. After meeting, they drove to a lounge, where he drank two
or three beers. When Ellzey was ready to go home, Williams told her
that he wanted to stay out longer and he asked her to drop him off at
the Top Gun nightclub. He was to telephone her later when he wanted
her to pick him up. At the club, Williams took two or more “hits” of
LSD, smoked crack cocaine, ingested two pills of an unidentified drug,
and drank a large amount of liquor. He never telephoned to ask Ellzey
to pick him up.
At about 6:00 a.m. the next day, February 15, 1992,
Williams arrived at the Paravicini home and was let in by Jeffery Carr,
the minor son of Clair Paravicini. Williams telephoned Ellzey from the
Paravicini home, and they argued about the fact that he had failed to
call her the night before and that he had stayed out all night. During
that conversation, Williams says, he began to have hallucinations,
seeing a frightening figure in the room with him and Gerald Paravicini;
however, Williams did not tell Ellzey he was seeing a frightening
figure. Williams located a .22 caliber rifle in the home and shot
Jeffery Carr in the face and in the arm. Jeffery ran to the
neighboring home for help. Williams next shot Gerald Paravicini in the
chest. Gerald also ran outside, where he died shortly thereafter.
During this time Williams still was on the telephone with Ellzey, and
Ellzey heard some of a conversation Williams had with Clair Paravicini.
Clair Paravicini was still in bed when she heard
shouting and the shots. When she reached the living room, she found
the front door open. She saw her son Jeffery running toward the
neighbor's home, saw Williams standing outside with the rifle and a
cordless telephone, and saw her husband Gerald standing nearby. Gerald
told her to call for help, and she also ran for the neighbor's home.
After reaching the neighbors and asking for help, Clair returned to
try to help her husband. She went back inside the home to look for a
towel to use to stop her husband's bleeding, and she found Williams
inside. Williams asked her to give him the keys to the Paravicinis'
truck so that he could drive Gerald to a hospital.FN2 Clair, unable to
locate the keys, asked Williams for her purse, which he had taken.
Williams struck her in the face with the rifle and then left the house.
Although the conversation between Ellzey and Williams had ended,
during this time Ellzey heard some of the comments of Williams and
Clair Paravicini, and she heard various noises in the background as
she continued to stay on the line.
FN2. This discussion of the facts is based on Clair
Paravicini's trial testimony and is somewhat different from Sandra
Ellzey's grand jury testimony regarding what she heard over the
telephone.
Williams ran out to the street and flagged down the
driver of a pickup truck; Williams told the driver, Buford Billedeaua,
that he had an emergency and that he needed his truck. Billedeaua,
thinking Williams looked as if he was on drugs, turned off the truck
engine, removed the keys, and then ran to the nearby woods. Williams
shot twice at Billedeaua as he ran to the woods, but the shots missed.
Williams then ran down the street, past several
houses, to the house occupied by the Barbers. Williams shot Linda
Barber in the head as she answered the door. Williams then shot
Linda's husband Fred Barber in the head as he sat at a kitchen table
where he had been drinking coffee. Williams shot Fred and Linda's son
Bryan in the head as he lay sleeping in bed. Williams broke into the
room of another son, Brad; he shot Brad in the hand as he and Brad
struggled for control of the rifle. Brad escaped. Williams then
located the keys to the Barbers' van and drove away in it.
The day after the killings, Williams telephoned
Ellzey from a truck stop in Mississippi. Ellzey testified that
Williams was crying during the conversation, and she said he told her
that he did not know what had happened, that he had a van and he did
not know who it belonged to, and that he had blood on his clothing.
She testified that she then told him about the people who had been
killed and that he then became more upset. Williams surrendered to
Mississippi State Police that day. After being advised of his Miranda
rights, he gave a statement.
Williams was indicted on two counts of capital
murder: (1) murder during a robbery, made capital by Ala.Code 1975, §
13A-5-40(a)(2), and (2) murder of two or more persons in the same
course of conduct, made capital by § 13A-5-40(a)(10). He was also
indicted on two counts of attempted murder, the attempted murders of
Jeffery Carr and Brad Barber. Williams pleaded not guilty and not
guilty by reason of a mental disease or mental defect. The jury
returned a guilty verdict on all counts and, by a vote of 10-2,
recommended a sentence of death for the capital murder convictions.
The trial judge imposed the recommended death sentence for the capital
murder convictions and also sentenced Williams to 20 years'
imprisonment for the attempted murder convictions.
Williams appealed his capital murder convictions
and death sentence to the Court of Criminal Appeals, raising more than
50 issues. The Court of Criminal Appeals affirmed his convictions and
sentence in a lengthy opinion, 710 So.2d 1276. Because of Williams's
death sentence, we automatically granted his petition for a writ of
certiorari to review his convictions and sentence. Rule 39(c),
Ala.R.App.P.
Williams has raised 51 issues for our review; all
were raised on appeal to the Court of Criminal Appeals and were
discussed in that court's lengthy opinion. We have thoroughly reviewed
all those issues. We have also carefully reviewed the record for
“plain error,” in accordance with Rule 39(k), Ala.R.App.P., and we
have found none. We discuss here only the single issue that Williams's
counsel addressed on oral argument before this Court. As to the other
issues raised by Williams, we find no error in the opinion of the
Court of Criminal Appeals.
I. Alleged Abuse of the Grand Jury Process
A.
Williams contends that the Mobile County district
attorney engaged in prosecutorial misconduct that violated his right
to due process and a fair trial under the United States and Alabama
Constitutions, and he argues that that alleged misconduct requires
reversal of his convictions and sentence. The district attorney
subpoenaed Ellzey, who was Williams's ex-wife and who at trial was the
lead defense witness, to testify before the May 1992 grand jury.
Ellzey had not been called to testify before the April 1992 grand jury
that had indicted Williams on the two counts of capital murder and two
counts of attempted murder-the attempted murders of Jeffery Carr and
Brad Barber. The April grand jury had “no-billed” the charges against
Williams for the attempted murders of Clair Paravicini and Buford
Billedeaua. The district attorney brought those two no-billed attempt
charges before the May grand jury; the district attorney called Ellzey
to testify before the grand jury and cross-examined her. Later, the
district attorney asked the May grand jury to no-bill those charges.
Williams argues that the district attorney did not
call Ellzey to testify before the May grand jury to gain information
regarding the attempted murders of Clair Paravicini and Billedeaua,
because, Williams says, Ellzey had no knowledge of those crimes.
Williams further claims that the district attorney's request for a no-billing
of those attempted murder charges during the May grand jury, which
charges had been already no-billed by the April grand jury, indicates
that the charges were simply a pretext the district attorney used for
calling Ellzey before the May grand jury in order to get sworn
testimony from her. Williams refers this Court to the following
statement made by the district attorney during the trial court's
hearing on Williams's motion for a new trial:
“It is my position-I guess somebody in Montgomery
will tell me sooner or later whether I am right or wrong-that a case
is under investigation until literally the moment it goes to trial.
And, you know, I don't quibble with his dates. I don't deny that [Ellzey]
was called in after [Williams] was indicted, but I felt it necessary
to get a statement from her under oath.”
In sum, Williams argues that the district attorney
abused the grand jury process by using it as a post-indictment tool to
continue investigating the capital murder case against him. Williams
says that the district attorney used the grand jury process to obtain
improper discovery regarding the theory of his defense and to obtain
impeachment material for use at trial, and Williams argues that this
use of the grand jury process violated well-established safeguards
concerning the function of a grand jury. He notes that his trial
counsel were not given a transcript of Ellzey's grand jury testimony
until trial, and he claims that the district attorney caught his
counsel by surprise and used Ellzey's grand jury testimony in a
prejudicial manner. He asks this Court to grant him a new trial in
which the State is not allowed to use Ellzey's grand jury testimony,
which he calls the “fruits of the [alleged] grand jury abuse.”
B.
In response, the State first notes that Williams
did not raise the issue of alleged prosecutorial abuse of the grand
jury process until after his conviction, when he filed a motion for a
new trial. Citing United States v. Thompson, 944 F.2d 1331 (7th
Cir.1991), cert. denied, 502 U.S. 1097, 112 S.Ct. 1177, 117 L.Ed.2d
422 (1992), and In re Grand Jury Subpoena Duces Tecum Dated January 2,
1985, 767 F.2d 26 (2d Cir.1985), the State contends that the proper
way to challenge an alleged abuse of the grand jury process is by
filing a motion to quash the subpoena or by filing a motion before
trial to dismiss the indictment. Thus, the State says that this issue
was not properly preserved by Williams for appeal and, thus, is
reviewable by this Court only under the “plain error” standard.
The State argues that the district attorney's
purpose for calling Ellzey to testify before the May grand jury was to
further an ongoing investigation against Williams for the attempted
murders of Clair Paravicini and Billedeaua. The State admits that at
the hearing on Williams's motion for a new trial the district attorney
at first stated that he had subpoenaed Ellzey before the May grand
jury in order to get her sworn testimony (as quoted above); however,
the State notes that later during the same hearing the district
attorney offered further explanation as to why he called Ellzey to
testify before the May grand jury:
“When Ms. Ellzey testified in May of 1992 it wasn't
an after-the-fact effort to garner more information as it related to
the homicides. She testified in a pending case relating to two
attempted murder charges that were then and there before the grand
jury, and the docket sheet which is on its way to the court right now
will so reflect.”
The State notes that the district attorney had
called Jeffery Carr, Clair Paravicini, Brad Barber, and Buford
Billedeaua before the April grand jury to testify regarding the
capital murder charges against Williams and regarding the charges
relating to the attempted murders of Jeffery Carr and Brad Barber. The
grand jury returned indictments on those charges. The State argues
that the district attorney then decided to investigate the attempted
murders of Clair Paravicini and Billedeaua and that Ellzey was called
before the May grand jury because she was the only witness who could
shed further light on those attempted murders who had not yet
testified before a grand jury, The State says that the district
attorney knew from the statement Ellzey gave to the police on the day
of the killings that Ellzey had been on the telephone with Williams
and had heard Williams talk to Clair Paravicini. Thus, the State
contends that the reason Ellzey was subpoenaed to appear before the
May grand jury was to question her regarding what she heard over the
telephone in relation to the attempted murder of Clair Paravicini.
Finally, the State says that it had no reason to
call her to testify in order to gain ex parte discovery or to gain
impeachment information, because, on the morning of the killings,
Ellzey had given the police a thorough statement that the State says
is identical to her grand jury testimony. The State further contends
that Williams's defense counsel knew that Ellzey had given a statement
to police, because defense counsel were given a copy of the statement.
Thus, the State argues that Williams could not have been surprised by
the State's use of any of Ellzey's grand jury testimony, since the
information was already available to the defense through her identical
police statement.
In sum, the State contends that there was no error
in the district attorney's subpoenaing Ellzey to the May grand jury
and, thus, no “plain error.”
C.
Rule 12.3, Ala.R.Cr.P., sets out the powers and
duties of an Alabama grand jury, including the power and duty to
inquire into indictable offenses. However, the power of a grand jury
has its limits, as noted by the Committee Comments to Rule 12.3, which
quote with approval the following statement from Fields v. State, 121
Ala. 16, 17, 25 So. 726, 727 (1899): “The functions and powers of the
grand jury as to the indictment so returned are ended when the
presentment is made and the indictment or true bill is received by the
court.” (Emphasis added.) Thus, although a district attorney may
continue to investigate a crime until the very time of the trial, once
an indictment has been returned by a grand jury the function of that
grand jury is complete as to that crime and the grand jury cannot be
used as a means for further investigation. Stated otherwise, “[i]t is
improper to utilize a Grand Jury for the sole or dominating purpose of
preparing an already pending indictment for trial.” United States v.
Dardi, 330 F.2d 316, 336 (2d Cir.), cert. denied, 379 U.S. 845, 85
S.Ct. 50, 13 L.Ed.2d 50 (1964).
Williams argues that the district attorney
subpoenaed Ellzey-his ex-wife, who was later the lead defense witness-to
testify before the May grand jury for the sole or dominating purpose
of preparing for the prosecution of the capital murder indictments
that had been returned by the grand jury a month previously. However,
the State is correct in its argument that because Williams failed to
make a timely objection during trial to the district attorney's use of
Ellzey's grand jury testimony we can review this issue only under the
“plain error” standard. Rule 39(k), Ala.R.App.P. Plain error is error
that “has or probably has adversely affected the substantial rights of
the petitioner.” Id. “In other words, the plain-error exception to the
contemporaneous-objection rule is to be ‘used sparingly, solely in
those circumstances in which a miscarriage of justice would otherwise
result.’ ” United States v. Young, 470 U.S. 1, 15, 105 S.Ct. 1038,
1042, 84 L.Ed.2d 1 (1985), quoting United States v. Frady, 456 U.S.
152, 163, n. 14, 102 S.Ct. 1584, 1592, n. 14, 71 L.Ed.2d 816 (1982).
Thus, we must determine whether the district attorney subpoenaed
Ellzey before the May grand jury for the sole or dominating purpose of
preparing the pending capital murder indictments for trial and, if so,
whether such action constitutes “plain error.”
In regard to this claim of error by Williams, the
Court of Criminal Appeals held: “Considering that the investigation of
charges pertaining to Clair Paravicini and Buford Billedeaua was
properly pending before the May grand jury, considering the statement
given the investigators by Ellzey shortly after the crimes were
committed and that that statement contained substantially the same
information that Ellzey gave the grand jury, and considering the
statement of the prosecutor that he called Ellzey before the grand
jury partly to further explore the possibilities of indicting the
appellant for the attempted murder of Clair Paravicini and Buford
Billedeaua, we cannot conclude, as the appellant urges us to do, that
the sole or dominating purpose of the prosecutor was to prepare the
already pending indictments for trial. We find no abuse of the grand
jury process from this record.” Williams v. State, 710 So.2d at 1295.
After thoroughly studying Ellzey's grand jury
testimony, in the context of the facts of this case, we conclude that
the Court of Criminal Appeals correctly held that the district
attorney did not call Ellzey before the May grand jury for the sole or
dominant purpose of obtaining discovery and impeachment evidence for
use during Williams's capital murder trial. When Ellzey testified
before the grand jury, charges were still pending against Williams for
the attempted murders of Clair Paravicini and Buford Billedeaua. A
large portion of Ellzey's grand jury testimony specifically relates to
the facts surrounding Williams's alleged attempted murder of Clair
Paravicini. Ellzey was on the telephone with Williams when he shot
Jeffery Carr and Gerald Paravicini and threatened Clair Paravicini and
struck her in the face with the rifle, knocking her down.
For example, the following appears in Ellzey's
grand jury testimony: “[Q]: All right. At about 6 o'clock in the
morning he called you. Tell us, please, ma'am, the details of that
conversation. What he said to you, what you said to him? “[A]: All
right. ... And pretty soon, I hear-they live in a trailer and the
doors are so small and they're cheaply built-what sounded like to me
on the phone, it sounded like, kinda like two people, fat people, who
are trying to get out of the door and they kind of like bumped and hit
the wall it was a sound kind of like that. It wasn't anything big, no
crashing, or anything like that. It just kind of was like a bump, like
somebody had fell up against the wall. And I heard Clair say something
to Jay [Jason Williams], asking him for help. And he asked her where
her purse was so he could get her keys and take her to the hospital.
To me, it sounded like she was asking him for help and he was trying
to give her help. But I-I had talked to him-this happened at about
6:20, was when he dropped the phone. Somebody picked the phone back up
and it seemed to be-I don't know if it was a wall phone or a cordless
phone, but I could hear the phone hitting something like that (indicating),
like it was swinging on a cord or something, somebody picked it up and
I was going, ‘Jay, Jay,’ and the phone dropped again and then I didn't
hear anything else. “[Q]: Okay. Now, you heard what sounded like a
bump, which in reality was a shot. “[A]: It didn't sound anything like
a shot. “[Q]: Okay. Did you hear a second shot or a second loud noise
of any kind? “[A]: It-It-It wasn't loud. It was like- “[Q]: Okay.
“[A]: It was like a rolling like type. Just as if I stood up against
this wall and, you know, fell back against it, it was a sound like
that. I did hear that sound twice. “.... “[Q]: All right. Did you hear
Gerald Paravicini? “[A]: Never heard. I never heard nobody's voice but
Jay [Jason Williams] and Clair's. “.... “[Q]: Well, when you heard
Clair holler, what did you hear her yell? “[A]: She was asking ‘Jay.’
She said ‘Help me, Jay.’ And he said, ‘Where's your purse?’ He asked
her where her purse was, that he wanted to get her keys. And then he
came back to the phone, and we had said a few more things, and then I
said, ‘What's going on?’ and then about that time, I heard her ask him
again, ask her something-her ask him something-but I really couldn't
hear what she was saying the second time she said something to him. I
couldn't understand what she was saying. “.... “[Q]: Did you hear Mrs.
Paravicini start to cry? “[A]: No. “.... “[Q]: In terms of the
sequence of events, he had actually shot Mr. Paravicini and struck Mrs.
Paravicini, but yet he continued to talk with you on the phone? “[A]:
If that's what they say happened, I guess that's what happened. I
wasn't there, I was just on the phone- “.... “[Q]: Okay, whether she
was screaming or not, did she sound upset to you? “[A]: Yes. “[Q]: Did
you hear her cry? “[A]: I could tell she was real upset, but I
couldn't actually, you know, I really, it happened so fast, you know.”
The transcript of Ellzey's testimony indicates to
us, as it did to the Court of Criminal Appeals, that the district
attorney called Ellzey before the May grand jury to further
investigate the charge against Williams for the attempted murder of
Clair Paravicini. That charge against Williams was no-billed by the
April grand jury, and after Ellzey's testimony it was no-billed by the
May grand jury at the request of the district attorney. The district
attorney has stated that he made that request because he believed the
case against Williams for the charge of the attempted murder of Clair
Paravicini was weak and that he did not wish to weaken his overall
case against Williams by bringing a weak charge to trial. Although
Williams suggests that the district attorney's request of the May
grand jury to no-bill the Clair Paravicini attempted murder charge
indicates that the district attorney's statement that he called Ellzey
before the grand jury to further investigate that crime is simply a
pretext, we cannot make that same assumption.
It is clear to this Court that the district
attorney had no need to subpoena Ellzey before a grand jury in order
to obtain discovery regarding Williams or impeachment material against
Ellzey; the district attorney already had available for those purposes
the lengthy statement Ellzey gave to the police on the day of the
killings. Having thoroughly studied and compared the transcript of
Ellzey's grand jury testimony with the statement she gave to the
police, we conclude that there is no significant difference between
them; the two statements are nearly identical, and the grand jury
testimony contained no additional information that could have
benefited the district attorney's case. Both contain references to
Williams's family history, his drug use, his suicide attempt in 1990,
the events of the evening before the killings, what Ellzey heard over
the telephone during her conversation with Williams on the morning of
the killings, and what she believed his mental state to be at that
time. The district attorney could have used the statement Ellzey gave
to the police to gain information regarding Williams's personal
history or to impeach Ellzey at trial as easily as he could have used
her grand jury testimony. In fact, the district attorney did use a
particular quote found only in Ellzey's police statement to impeach
her at trial (see section IV of the Court of Criminal Appeals' opinion,
710 So.2d at 1297-98).
Finally, we find no merit to Williams's contention
that his trial counsel did not know that Ellzey had been subpoenaed
before the May grand jury and that they were surprised by the district
attorney's use of her sworn testimony at trial. Ellzey is the
defendant's ex-wife and was the primary defense witness, and the
record indicates that Williams knew before trial that she had appeared
before the grand jury. Further, a copy of Ellzey's police statement
had been provided to Williams's defense counsel before trial. Thus, as
explained above, Williams's counsel could not have been surprised by
the content of her grand jury testimony.
We find no merit to Williams's argument that the
sole or dominant purpose for the district attorney's calling Ellzey
before the May grand jury was to prepare the pending capital murder
indictments for trial.FN3 Moreover, even if we were to hold that the
actions of the district attorney were improper-and we do not so hold-the
prosecutor's calling Ellzey before the grand jury did not adversely
effect any of Williams's substantial rights. We find no plain error.
FN3. However, like the Court of Criminal Appeals,
we caution district attorneys to be certain that the purpose for the
post-indictment use of a grand jury, and the facts and circumstances
supporting that use, clearly appear on the record.
II. Conclusion
As noted previously, this Court has reviewed the
record and the briefs, has considered the oral arguments before this
Court, and has examined the determinations of the Court of Criminal
Appeals in relation to all of the issues raised by Williams. This
Court has also thoroughly examined the record for plain error, but has
found none. We have reviewed the trial court's imposition of the death
sentence against Williams, in accordance with Ala.Code 1975, §
13A-5-53, and we find no impropriety. Thus, we conclude that the Court
of Criminal Appeals committed no error in affirming Williams's
convictions and sentence, and we affirm the judgment of the Court of
Criminal Appeals.
HOOPER, C.J., and MADDOX, ALMON, HOUSTON, KENNEDY,
COOK, and SEE, JJ., concur.
Williams v. Allen, 598 F.3d 778 (11th
Cir. 2010). (Habeas)
Background: Following affirmance on direct appeal
of petitioner's convictions for capital murder and attempted murder,
and his death sentence, 710 So.2d 1276, and 710 So.2d 1350, he filed
petition for writ of habeas corpus. The United States District Court
for the Southern District of Alabama, No. 04-00681-CV-WS-C, William H.
Steele, J., 2007 WL 1098516, denied petition. Petitioner appealed.
Holdings: The Court of Appeals, Wilson, Circuit
Judge, held that: (1) defense counsel's decision to present the
affirmative defense of insanity, exclusive of voluntary intoxication,
did not constitute ineffective assistance; (2) defense counsel's
alleged failure to further investigate voluntary intoxication defense
or present expert psychopharmacologist did not deprive petitioner of
effective assistance; (3) state habeas court adjudicated petitioner's
claim on the merits that the jury instructions unconstitutionally
shifted the burden of proof, and thus federal habeas court was
required to apply deference to claim, rather than de novo review; and
(4) jury instructions did not improperly shift burden of proof.
WILSON, Circuit Judge:
Jason Oric Williams, an Alabama death row inmate,
appeals from the district court's denial of his petition for a writ of
habeas corpus ("petition"), filed pursuant to 28 U.S.C. § 2254. The
district court granted a certificate of appealability ("COA") on the
sole issue of whether Williams' counsel rendered ineffective
assistance by: (1) presenting an invalid defense under Alabama law;
(2) failing to sufficiently argue a voluntary intoxication defense to
negate intent to murder; and (3) failing to object to jury
instructions. After review of the record and with the benefit of oral
argument, we affirm the district court's denial of Williams' petition.
I. BACKGROUND
A. The Crimes
Williams was adopted by his aunt and uncle at
infancy. His aunt and uncle did not disclose to Williams that they
were not his biological parents. Williams grew up in poverty,
performed poorly academically, and felt he was snubbed by his family
and peers. When Williams turned seventeen years old, he attempted to
obtain identification documents so that he could work. During this
process, Williams learned that he was adopted. This news devastated
Williams, and he began experimenting with alcohol and drugs such as
LSD, crack, marijuana, ecstacy, and prescription medications.
In 1990, Williams married Sandra Ellzey. Williams
and Ellzey remained married for about ten months, divorcing in 1991.
On a few occasions, Williams slapped Ellzey in the face, pulled her
hair, and broke her glasses. Williams, however, continued to live with
Ellzey after they were divorced. In January 1992, Ellzey discovered
needles for drug use in her home, and learned that Williams had been
taking her tranquilizers. Ellzey then asked Williams to leave.
When Ellzey forced Williams to move out, Gerald and
Clara ("Clair") Paravicini, who had known Williams for about eight
years, allowed Williams to move into their home with them and Clair's
minor son, Jeffery Carr. Williams resided in the Paravicini home for
approximately two weeks.
Shortly after moving in with the Paravicinis,
Ellzey and Williams agreed to re-unite and move in together. On
February 14, 1992, they arranged a date. The couple went to a club and
had a few drinks. Afterwards, they bought sandwiches at a deli. By
11:00 p.m., Ellzey was ready to return home. However, Williams was not,
and he asked Ellzey to drop him off at another club. Ellzey advised
Williams to call her when he was ready to leave the club so that she
could give him a ride home. At the club, Williams purchased LSD, and
prescription drugs, and he drank a large amount of liquor. The record
is clear that Williams ingested drugs and alcohol throughout the
night. Rather than call Ellzey to pick him up as they had agreed,
Williams met with some friends, and they drove to a drug-house to
smoke crack cocaine together all night. Early the next morning,
Williams' friend dropped him off at a corner store. Williams then
walked about a half-mile back to the Paravicinis' trailer home.
On February 15, at approximately 6:00 a.m.,
Williams arrived at the Paravicinis' home, and he knocked, either on
Jeffery's window or on the side of the trailer that corresponded with
Jeffery's room. Jeffery let him in and asked him about his plans for
the day. Williams told Jeffery that he had a "side job" to do. Jeffery
thought that Williams seemed normal and did not appear to be drunk
because he was neither tilting his head nor slurring his speech.
Williams then called Ellzey on a cordless telephone. Ellzey was upset
with Williams because she had wanted him to return to her house and
because they had planned for her to come and pick him up from the bar.
Ellzey, who had observed Williams inebriated many times in the past,
did not believe that Williams was intoxicated.
Jeffery watched Williams pacing while he talked to
Ellzey. While still on the phone with Ellzey, Williams walked into the
Paravicinis' bedroom, where Clair was in bed, and retrieved a .22-caliber
automatic rifle. While still on the phone with Ellzey, Williams shot
Jeffery in the face and in the hand. When Gerald came to Jeffery's aid,
Williams shot Gerald in the base of the left neck and in the upper
left chest area. Jeffery ran to a neighbor's house to get help. Gerald
also ran out of the home.
Clair came out of the bedroom when she heard the
second gunshot. She saw Jeffery running away and Gerald in the yard.
Her husband told her to get help. Clair ran to George Evans' house
next door. She then ran back to her husband, who fell by the road.
Evans followed Clair, holding a shotgun. He looked
to his right and saw Williams standing in the doorway of the trailer,
with no more than 100 feet of open ground between them, with the rifle
in his hand. Evans brought up his shotgun and aimed at Williams,
warning Williams not to shoot. Williams ducked back into the trailer,
and Evans ran back to his trailer. Meanwhile, Ellzey remained on the
telephone. She heard two cracking, popping noises. When Williams
picked the phone back up again, she started to say his name. Williams
dropped the phone without saying anything.
Clair found that she could not get Gerald to stand.
She went back into the trailer to find something to stop Gerald's
bleeding and for her car keys. There, she found Williams, who waived
the rifle at her and told her to get back and leave him alone, or else
he intended to kill her. Clair replied that Gerald was hurt. She asked
Williams to please help her with him. Williams then struck her in the
face with the rifle, breaking her jaw. He left with the rifle and her
purse, which contained her credit cards, a checkbook, and over $500
cash.
Meanwhile, Buford Billedeaua was driving a truck
past the Paravicinis' trailer. He saw Jeffery and Gerald run out of
the trailer. He then saw Williams follow them, holding a large black
purse. When Williams took a shot at Gerald, Billedeaua stopped his
truck. Williams then approached Billedeaua, telling him that he needed
the truck because he had an emergency. Billedeaua noted that Williams
looked as though he had been taking dope. Billedeaua got out of the
truck with his keys and began to run into the woods. Williams then
began shooting at Billedeaua, who avoided being shot.
Unable to flee in Billedeaua's truck without the
keys, Williams turned and walked 100 yards up the road to the home of
Linda and Freddie Barber. Williams was barely acquainted with the
Barbers, having only played basketball with their sons, Brad and Bryan,
at their church on a couple of occasions. Williams attempted to enter
the Barbers' home. Linda answered the front door. Williams inflicted
gunshot wounds to her head. Williams then went into the kitchen and
also shot Freddie in the head. Next, Williams shot their son, Bryan,
who was asleep in his bed. It was later discovered that Bryan had
multiple gunshot wounds, at least two of which were found in his head.
Each victim was shot at close range.
Brad was asleep in the back bedroom. He awoke to
the sound of gunshots and screaming. Brad got up and opened his door.
Williams then proceeded down the hall to Brad's room. Brad closed and
locked his door, but Williams kicked it in. When Brad grabbed the
barrel of the gun, Williams shot him in the left hand. The two
struggled, but Brad managed to escape through the backdoor, and ran
through the woods to his sister's house.
Williams took the Barbers' keys and took their van.
On the afternoon of February 16, he reached the Mississippi-Louisiana
border and called Ellzey, who advised him to surrender. When Williams
was apprehended, he told the law enforcement officers that he had
thrown the rifle off an unknown bridge into the water. He had also
disposed of Freddie Barber's wallet, after taking all the money it
contained. Williams spent the money he stole from the Barbers and
Clair Paravicini on crack cocaine after leaving the crime scene.
B. The Trial and Expert Testimony
On April 12, 1992, Williams was indicted on two
counts of capital murder.[2] During the trial on November
10, 1992, Williams testified that he did not remember all the events
of February 14 and 15, 1992. Williams testified that he had a few
beers with Ellzey, and then drank a "pretty good bit" of beer after
she dropped him off at another club. At the club, he purchased three
hits of LSD for seven dollars ($7) each from someone he did not know
and remembered taking two of them. Williams testified that he did not
remember killing anyone. He only recalls that he went into the
bathroom, and that he began to feel very scared. He said that he saw
the walls move, and he saw a larger-than-life apparition walking
towards him that made him fear for his life. Regarding the day of the
killings, Williams further testified that he began flipping out even
before he called Ellzey, and that he tried to disguise his drug use
from her to keep her from getting angry with him. He testified that he
did not remember anything that occurred between the time that he
dialed her number and when he found himself driving a van in
Mississippi a day later. However, Williams did not mention seeing the
apparition to the Mississippi or Alabama law enforcement officers with
whom he spoke on February 16. Williams did tell the officers that he
did not remember killing anyone the night before. Williams said that
he remembered seeing blood on his pants and throwing the rifle in the
water near the bridge.
Dr. Claude L. Brown, a psychiatrist, met with
Williams in August 1992. At trial, Dr. Brown testified for the defense.
His testimony was based on his meetings with Williams. He diagnosed
Williams with borderline personality disorder ("BPD"), which he
testified is a mental disorder characterized by inner emptiness,
dissatisfaction, and impulsive actions undertaken in an effort to feel
better, such as suicide attempts. Persons with BPD have limited, but
intense, fluctuating relationships. He testified that individuals with
BPD can be thrown into psychotic behavior by increases in anxiety from
any source. Dr. Brown testified that Williams' BPD dated to his
childhood and was unrelated to his use of drugs before the murders.
Dr. Brown also testified that LSD is, per weight,
the most psychogenic drug in the world. He testified that LSD causes
frightening distortions and detachment from reality—i.e., psychosis.
Furthermore, using alcohol and cocaine with LSD exaggerates these
responses. Dr. Brown opined that Williams was psychotic at the time of
the killings. He further opined that Williams was suffering from a
mental disease or defect that rendered him unable to appreciate the
nature and quality or wrongfulness of his acts. He opined that this
destructive psychosis resulted from a combination of his preexisting
personality structure acted upon by the heavy overload of drugs that
he had been taking all night. Lastly, he opined that Williams' BPD in
and of itself probably did not trigger his conduct and that, had
Williams been sober, the murders probably would not have occurred.
Dr. Harry McClaren, a psychologist, testified for
the State. He also diagnosed Williams with BPD, as well as with anti-social
personality disorder and substance abuse. Dr. McClaren testified that,
given Williams' account of his drug and alcohol ingestion, he was very
intoxicated at the time of the killings. He testified that psychosis
resulting from LSD can last from eight to twelve hours and that
Williams' amnesia was probably chemically induced. He also testified
that when some individuals are highly intoxicated from hallucinogenic
drugs, they may display some symptoms of psychosis.
Dr. McClaren testified to meeting Williams in
August and September 1992. During those sessions, Williams recounted
the events of the night before the killings. Dr. McClaren testified
that Williams told him that he had a few drinks with Ellzey. After she
dropped him off at the club, he bought three hits of LSD. He also
ingested a long, purple tablet, and drank whiskey over the course of
the evening. He also told Dr. McClaren that he went to a house on
Dixon's Corner where, in two trips, he bought crack.[3] He
remembered arguing with Ellzey on the phone and that he then began to
flip out and feel frightened. He claimed that he heard someone holler
his name and felt like everyone was against him. He told Dr. McClaren
that he thought the only way out was to shoot his way out. Williams
claimed again that he had no other memories before he found himself
driving the van in Mississippi. Dr. McClaren testified that when
someone has taken LSD, he or she may see distortions of things that
are there.
In contrast to Dr. Brown, Dr. McClaren opined that,
because Williams deliberately shot each victim twice in or near the
head, Williams was able to appreciate the wrongfulness of his acts.
Dr. McClaren further opined that, because Williams had no significant
psychiatric history other than attempted suicide, he knew the
wrongfulness of his acts. Dr. McClaren testified that since the drugs
and alcohol exacerbated Williams' BPD, without the intoxication,
Williams probably would not have killed Gerald Paravicini or Linda,
Freddie, and Bryan Barber.
On November 11, 1992, the jury returned a guilty
verdict on one count of intentional murder during the course of a
robbery for the deaths of Freddie Barber and Linda Barber pursuant to
Code of Alabama § 13A-5-40(a)(2).[4] The jury also returned
a guilty verdict for the capital offense of intentional murder for the
deaths of Gerald Paravicini, Freddie Barber, Linda Barber, and Bryan
Barber pursuant to Code of Alabama § 13A-5-40(a)(10).[5]
The jury recommended, by a 10-2 vote, that a death sentence be imposed
for the murder convictions. On December 1, 1992, the State trial court
sentenced Williams to a punishment of death.
C. Direct and Collateral Appeals
On August 23, 1996, the Alabama Court of Criminal
Appeals affirmed Williams' convictions and death sentence.[6]
On October 3, 1997, the Supreme Court of Alabama affirmed the decision
of the Alabama Court of Criminal Appeals.[7] On June 15,
1998, the U.S. Supreme Court denied Williams' petition for a writ of
certiorari.[8]
In 1999, Williams filed a state habeas petition ("Rule
32 petition") in State court asserting ineffective assistance of
counsel claims pursuant to Alabama Rule of Criminal Procedure 32.[9]
On August 17, 2000, the trial court held an evidentiary hearing. On
October 9, 2001, the trial court denied Williams' Rule 32 petition. On
November 14, 2003, the Alabama Court of Criminal Appeals affirmed the
trial court's denial of Williams' Rule 32 petition.[10] On
May 14, 2004, the State court denied his application for a rehearing.
On October 1, 2004, the Alabama Supreme Court denied Williams'
petition for a writ of certiorari.
Williams then timely filed a petition for writ of
federal habeas corpus in the United States District Court for the
Southern District of Alabama pursuant to 28 U.S.C. § 2254. On April
11, 2007, the district court denied his federal habeas corpus petition,
and on April 28, 2008, the district court issued a COA restricting
issues on appeal to determine: "(1) whether trial counsel were
ineffective in presenting an invalid insanity defense; (2) whether
trial counsel were ineffective in failing to present a challenge to
intent based on intoxication; (3) whether the jury charges
unconstitutionally shifted to him the burden of proof on intent, and
whether counsel were ineffective for failing to challenge them on that
basis." Doc. 49.
II. STANDARDS OF REVIEW
Williams filed his federal habeas petition after
1996. Therefore, review of Williams' § 2254 petition falls within the
scope of the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA").[11]
Pursuant to AEDPA, we employ a "highly deferential standard for
reviewing State court judgments." McNair v. Campbell, 416 F.3d 1291,
1297 (11th Cir.2005) (citation and quotation marks omitted). Only
where the State court has adjudicated the merits of Williams'
ineffective assistance of counsel claims do we apply AEDPA's
deferential standard of review. Land v. Allen, 573 F.3d 1211, 1215
(11th Cir.2009) (per curiam).
Given the confines of AEDPA, we permit relief to a
petitioner held in state custody only where the State court's decision
was "`(1) contrary to, or involved an unreasonable application of,
clearly established Federal law as determined by the Supreme Court of
the United States; or (2) ... was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.'" Campbell, 416 F.3d at 1297 (quoting 28 U.S.C.
§ 2254(d)(1)-(2)).
"The district court's factual findings underlying
the claim are reviewed for clear error, while mixed questions of law
and fact are reviewed de novo." Campbell, 436 F.3d at 1297 (citation
omitted). "It is the petitioner's burden to establish his right to
habeas relief[,] and he must prove all facts necessary to show a
constitutional violation." Blankenship v. Hall, 542 F.3d 1253, 1270
(11th Cir.2008) (citation omitted). "[A] determination of a factual
issue made by a State court shall be presumed to be correct. The [petitioner
has] the burden of rebutting the presumption of correctness by clear
and convincing evidence." 28 U.S.C. § 2254(e)(1). "Thus, [o]ur review
of findings of fact by the [S]tate court is even more deferential than
under a clearly erroneous standard of review." Wood v. Allen, 542 F.3d
1281, 1285 (11th Cir.2008) (alteration in original) (citation and
quotation marks omitted).
We review de novo ineffective assistance of counsel
claims, which present mixed questions of law and fact. Blankenship,
542 F.3d at 1270. "We review de novo a district court's grant or
denial of a habeas corpus petition." Campbell, 416 F.3d at 1297 (citation
omitted). "We review de novo the district court's decision about
whether the [S]tate court acted contrary to clearly established
federal law, or unreasonably applied federal law, or made an
unreasonable determination of fact." Smith v. Sec'y, Dep't of Corr.,
572 F.3d 1327, 1332 (11th Cir.2009) (citing Hall v. Head, 310 F.3d
683, 690 (11th Cir.2002)).
III. DISCUSSION
A. Strickland Governs Claims of Ineffective
Assistance
In Strickland v. Washington, the United States
Supreme Court established the federal law governing the evaluation of
all ineffective assistance of counsel claims. 466 U.S. 668, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984); see 28 U.S.C. § 2254(d)(1). "The Sixth
Amendment right to counsel includes the right to effective assistance
of counsel, since the purpose of the right to counsel more generally
is to ensure a fair trial." Blankenship, 542 F.3d at 1272 (emphasis in
original) (citing Strickland, 466 U.S. at 686, 104 S.Ct. at 2063-64).
A petitioner's claim that the assistance rendered by his counsel is
"so defective as to require reversal of a ... death sentence has two
components." Strickland, 466 U.S. at 687, 104 S.Ct. at 2064. To
establish an ineffective assistance of counsel claim under the Sixth
Amendment, "[a] petitioner must show that counsel's performance was
deficient, and that the deficiency prejudiced the defense." Wiggins v.
Smith, 539 U.S. 510, 521, 123 S.Ct. 2527, 2535, 156 L.Ed.2d 471 (2003)
(citing Strickland, 466 U.S. at 687, 104 S.Ct. at 2064).
To establish that counsel's performance was
deficient, "a petitioner must show that counsel's representation fell
below an objective standard of reasonableness." Johnson v. Alabama,
256 F.3d 1156, 1176 (11th Cir.2001) (citation and quotation marks
omitted). The U.S. Supreme Court has "emphasized that [t]he proper
measure of attorney performance remains simply reasonableness under
prevailing professional norms." Wiggins, 539 U.S. at 521, 123 S.Ct. at
2535 (citation and quotation marks omitted).
To establish prejudice, the petitioner is required
to prove "that there is a reasonable probability that, but for
counsel's unprofessional errors, the result of the proceeding would
have been different." Strickland, 466 U.S. at 694, 104 S.Ct. at 2068.
That is, "a petitioner must show only a reasonable probability that
the outcome would have been different; he `need not show that
counsel's deficient conduct more likely than not altered the outcome
in the case.'" Brownlee v. Haley, 306 F.3d 1043, 1059-60 (11th
Cir.2002) (quoting Strickland, 466 U.S. at 693, 104 S.Ct. at 2068). "When
evaluating this probability, `a court hearing an ineffectiveness claim
must consider the totality of the evidence before the judge or jury.'"
Brownlee, 306 F.3d at 1060 (quoting Strickland, 466 U.S. at 695, 104
S.Ct. at 2069). "The petitioner bears the burden of proof on the
performance prong as well as the prejudice prong of a Strickland claim,
and both prongs must be proved to prevail." Johnson, 256 F.3d at 1176
(citation and quotation marks omitted). "Courts must `indulge [the]
strong presumption' that counsel's performance was reasonable and that
counsel `made all significant decisions in the exercise of reasonable
professional judgment.'" Chandler v. United States, 218 F.3d 1305,
1314 (11th Cir.2000) (en banc) (alteration in original) (quoting
Strickland, 466 U.S. at 689-90, 104 S.Ct. at 2065-66).
When assessing Williams' claim that counsel were
ineffective, it is important to keep in mind that "[i]n addition to
the deference to counsel's performance mandated by Strickland, the
AEDPA adds another layer of deference—this one to a [S]tate court's
decision—when we are considering whether to grant federal habeas
relief from a [S]tate court's decision." Rutherford v. Crosby, 385
F.3d 1300, 1309 (11th Cir.2004) (citation omitted). Thus, Williams not
only has to satisfy the elements of the Strickland standard, but he
must also show that the State "court applied Strickland to the facts
of his case in an objectively unreasonable manner." Blankenship, 542
F.3d at 1271 (emphasis in original) (quoting Rutherford, 385 F.3d at
1309).
In light of these principles, we will consider each
of Williams' ineffective assistance of counsel challenges. Williams'
ineffective assistance of counsel argument is three-fold. He complains
that counsel were ineffective because counsel: (1) presented an
invalid defense under Alabama law; (2) failed to properly argue a
voluntary intoxication defense to negate an intent to murder; and (3)
failed to object to jury instructions. Williams therefore asserts that
the State court unreasonably applied Strickland.
B. Counsel Did Not Ineffectively Present An
Insanity Defense
1. Alabama Law on Insanity and Voluntary
Intoxication
Alabama law provides that insanity is an
affirmative defense that the defendant must prove by clear and
convincing evidence. Ala.Code § 13A-3-1(a), (c). The affirmative
defense of insanity requires proof that "at the time of the commission
of the acts constituting the offense, the defendant, as a result of
severe mental disease or defect, was unable to appreciate the nature
and quality or wrongfulness of his acts." Ala.Code § 13A-3-1(a). Thus,
in order to establish the affirmative defense of insanity, the
defendant must establish that he suffered from a mental disease.
On the other hand, voluntary intoxication is not an
affirmative defense to capital murder in Alabama. Evidence that a
defendant was voluntarily intoxicated is, however, admissible "whenever
it is relevant to negate an element of the offense charged," such as
intent to murder. Ala. Code § 13A-3-2(a). Importantly, it must be
emphasized that "[i]ntoxication in itself does not constitute mental
disease or defect within the meaning of Section 13-3A-1." Ala.Code §
13A-3-2(d) (emphasis added). Pursuant to Alabama law, "[t]he degree of
intoxication required to establish that a defendant was incapable of
forming an intent to kill is a degree so extreme as to render it
impossible for the defendant to form the intent to kill." Flowers v.
State, 922 So.2d 938, 955 (Ala.Crim.App.2005) (emphasis added) (citation
and quotation marks omitted). In short, the level of intoxication
needed to negate intent must rise "to the level of statutory insanity."
Ware v. State, 584 So.2d 939, 946 (Ala. Crim.App.1991) (citation and
quotation marks omitted).
2. Deficient Performance
Williams argues that his counsel performed
deficiently because there was no legal or factual basis for his
attorney to assert an insanity defense based on a mental disease.
Williams asserts that the facts of his case only supported a voluntary
intoxication defense for purposes of negating intent, and that his
counsel should not have conflated the requirements of asserting a
voluntary intoxication defense with an insanity defense. Williams
argues that the record is devoid of any expert testimony from a
psychiatrist that would support a plausible claim of insanity under
Alabama law. He therefore contends that his counsel's performance was
deficient and unreasonable by professional standards because an
insanity defense based on intoxication was precluded by Alabama law.
We find no merit to this argument.
To overcome the strong presumption "in favor of
competence, Williams must bear the heavy burden `that no competent
counsel would have taken the action that his counsel did take.'"
Haliburton v. Sec'y, Dep't of Corr., 342 F.3d 1233, 1243 (11th
Cir.2003) (citation and quotation marks omitted). We have said before
that "[c]ounsel must be permitted to weed out some arguments to stress
others and advocate effectively." Gaskin v. Sec'y, Dep't of Corr., 494
F.3d 997, 1003 (11th Cir.2007) (per curiam) (citation and quotation
marks omitted). Although Williams argues that counsel only mentioned
the defense of voluntary intoxication once, "abandoning one defense in
favor of another that counsel reasonably perceives to be more
meritorious is not deficient performance." Housel v. Head, 238 F.3d
1289, 1295 (11th Cir. 2001) (citation omitted). Review of the record
shows that the defense of insanity based on a mental disease was a
sound strategy employed by Williams' counsel, which we are not
inclined to second-guess. See Strickland, 466 U.S. at 689, 104 S.Ct.
at 2065. The record illustrates several reasons why a reasonable
defense counsel would pursue an insanity defense based on a mental
disease, exclusive of voluntary intoxication.
First, contrary to Williams' suggestion, the record
indicates that there was some legal and factual basis for counsel to
pursue the insanity defense. Two expert witnesses testified that
Williams suffered from a "mental disease." Vol. II, P-1 at R-363-64,
516. At trial, Dr. Brown, a psychiatrist, presented evidence regarding
Williams' mental state. Dr. Brown opined that Williams was "crazy at
the time" of the killings, "crazy from a combination of his
preexisting personality structure acted upon by the heavy overload of
drugs" that Williams had been taking all night long. Vol. II, P-1 at
R-363. Dr. Brown also testified that on the morning of February 15,
Williams suffered a "mental disease or defect" called BPD. Vol. II,
P-1 at R-363-64. Although Dr. Brown explained that the petitioner's
intoxication did exacerbate his BPD, simply discussing intoxication
does not undermine the fact that counsel appropriately presented
evidence that Williams suffered from a mental disease.
Dr. McClaren, a psychologist who met with Williams
on three different occasions, also testified about Williams' mental
state. Dr. McClaren testified that in September 1992, Williams had two
previous suicide attempts.[12] After consultation with
Williams, Dr. McClaren opined that Williams suffered from a "mental
disease or defect" called BPD and an anti-social disorder coupled with
several substance abuse diagnoses. Vol. II, P-1 at R-516. Because both
expert witnesses diagnosed Williams with a mental disease or defect,
it was not unreasonable for counsel to offer a defense based on
insanity.
Second, the record contains contradictory testimony
from witnesses commenting on whether they believed Williams appeared
to be inebriated or high on drugs during the killings. On May 18,
1992, Sandra Ellzey testified to a grand jury in Mobile County that
when she spoke to Williams on the phone just before the killings,
Williams sounded normal, his speech was not slurred, and he was soft-spoken
and calm. Ellzey testified that she had been with Williams long enough
to know when he was high or when he had been drinking. According to
her, Williams sounded as if he was sober. At trial, Ellzey testified
that Williams was "very calm and he was quiet[, and] [h]e just
appeared to be normal" as they spoke on the telephone the during the
killings. Vol. II, P-1 at R-466. Ellzey's testimony to the grand jury
and at the trial undermines the argument that Williams was intoxicated
to the degree of insanity.
Additionally, Clair testified that on the morning
Williams killed her husband Gerald, Williams did not appear to be
under the influence of any drugs, and that "he acted normal." Vol. II,
P-1 at R-244-45. This evidence suggests that on the morning of the
shootings, Williams may not have been so intoxicated that it was "impossible"
for him to form an intent to kill. Thus, counsel's decision to offer
the insanity defense independent of intoxication was not only sound,
but this strategy was to Williams' benefit. Therefore, it was
reasonable for defense counsel to pursue a legal theory of insanity
based on a mental disease, independent of intoxication.
Third, counsel's strategy was sound because
Williams did not consistently report facts suggesting that his
intoxication was so excessive that it amounted to insanity. For
example, Williams recalls that on the morning after the shootings, his
clothes were covered in blood. After Williams was taken into custody
by law enforcement, he did not mention that he was scared, or that he
thought he was shooting at an apparition he believed chased him. Vol.
II, P-1 at R-502. In his statement to the police, Williams simply says
that he did not remember shooting anyone. The first time Williams
mentioned that he thought an apparition was coming after him, and that
the only option was to shoot his way out, was after he was evaluated
by Dr. McClaren in August and September 1992. Vol. II, P-1 at R-511. A
jury may have considered these inconsistencies as damaging to Williams'
intoxication defense. Furthermore, Williams testified that he was
hallucinating while he spoke with Ellzey on the phone. He further
testified that the walls were moving. Vol. II, P-1 at R-493. However,
on the night of the murders, Williams did not mention any of these
hallucinations to her as he shot Jeffery and killed Gerald.
In light of this evidence, we cannot say that "no
competent counsel would have taken the action that his counsel did
take." See Haliburton, 342 F.3d at 1243 (citation and quotation marks
omitted). Williams has not proffered any evidence to show otherwise.
We agree with the district court that because the jury must consider
intent as an element of capital murder, the jury is free to accept or
reject the truthfulness of Williams' assertion that he was so
intoxicated that he did not have intent to murder. See Justo v. State,
568 So.2d 312, 314 (Ala.Crim.App.1990) (citation and quotation marks
omitted) (explaining that when the defense of voluntary intoxication
is raised, the jury can reject the truthfulness of the defendant's
assertion that he took drugs). Counsel's presentation of an insanity
defense based on a mental disease did not detract or weaken the
inference that Williams was on drugs. As explained in Strickland,
counsel's performance is entitled to a high level of deference. 466
U.S. at 689, 104 S.Ct. at 2065. Williams has not offered evidence
which would appropriately overcome the strong presumption that
counsel's assistance was competent.
Williams' trial attorney's presentation of an
insanity defense as a mental disease or defect pursuant to Alabama law
was not unreasonable. We agree with the State court, which decided
that counsel's election to present the insanity defense was a sound
strategic decision, and that counsel were not ineffective. Williams v.
State of Alabama, No. CR-01-0463 (Ala.Crim.App. Nov. 14, 2003).
Williams has failed to satisfy the first prong of the Strickland test,
that counsel's performance in asserting the affirmative defense of
insanity fell below an objective standard of reasonableness.
3. Prejudice
Even if counsel were deficient, Williams is unable
to satisfy the prejudice prong of Strickland. After the reviewing
counsel's insanity strategy, Williams has not established that, but
for counsel's professional errors the outcome of the proceedings would
have been different. The record contains testimony from witnesses who
called into question the degree of intoxication Williams experienced.
Given the contradictory accounts regarding the degree of Williams'
intoxication, it is unlikely that these inconsistencies would have
changed the outcome of the proceedings. Accordingly, we find that the
State court's determination was a reasonable application of Strickland.
C. The Voluntary Intoxication Defense was Not
Improperly Argued
Williams argues that counsel were deficient in
presenting a proper voluntary intoxication defense during the guilt/innocence
phase. In support of this contention, Williams argues that counsel did
not thoroughly investigate and present an additional expert witness
such as a psychopharmacologist. Williams explains that a
psychopharmacologist would have testified about the effects LSD,
alcohol, and cocaine have on the brain. He speculates that this
additional testimony would have negated the intent required for a
capital murder offense. He therefore argues that, but for the
deficiency of defense counsel, he would not have been eligible for the
death penalty. We find no merit to this argument.
Counsel has a constitutional, independent duty to
investigate and prepare a defense strategy prior to trial. House v.
Balkcom, 725 F.2d 608, 618 (11th Cir.1984); see also Fugate v. Head,
261 F.3d 1206, 1221 (11th Cir.2001). However, this duty does not
necessarily require counsel to investigate each and every evidentiary
lead. Harris v. Dugger, 874 F.2d 756, 763 (11th Cir.1989). Yet, the
decision to restrict or limit an investigation "must flow from an
informed judgment." Id. "`[S]trategic choices made after less than
complete investigation are reasonable precisely to the extent that
reasonable professional judgments support the limitations on
investigation.'" Wiggins, 539 U.S. at 521, 123 S.Ct. at 2535 (alteration
in original) (quoting Strickland, 466 U.S. at 690-91, 104 S.Ct. at
2066). That is, counsel has a duty to make a "reasonable decision that
makes particular investigations unnecessary." Id. "`In any
ineffectiveness case, a particular decision not to investigate must be
directly assessed for reasonableness in all the circumstances,
applying a heavy measure of deference to counsel's judgments.'" Id. at
521-22, 123 S.Ct. at 2535 (quoting Strickland, 466 U.S. at 690-91, 104
S.Ct. at 2066).
Therefore, "[i]n assessing the reasonableness of an
attorney's investigation,... a court must consider not only the
quantum of evidence already known to counsel, but also whether the
known evidence would lead a reasonable attorney to investigate further."
Id. at 527, 123 S.Ct. at 2538. As we explained in Chandler, "[i]nvestigation
(even a nonexhaustive, preliminary investigation) is not required for
counsel reasonably to decline to investigate a line of defense
thoroughly." 218 F.3d at 1318 (citing Strickland, 466 U.S. at 690, 104
S.Ct. at 2066).
In Grayson v. Thompson, the petitioner advanced an
argument substantially similar to the one Williams makes in this case.
257 F.3d 1194, 1218-19 (11th Cir.2001). Grayson argued that his trial
lawyer was ineffective for failing to develop and present additional
evidence regarding his chronic alcoholism and intoxication at the time
of the offense to negate the intent required for a capital murder
offense. In response to this argument, we advised that "[a]lthough [P]etitioner's
claim is that his trial counsel should have done something more, we
first look at what the lawyer did in fact." Id. (alteration in
original) (quoting Chandler, 218 F.3d at 1320). "`Our court's proper
inquiry is limited to whether th[e] course of action [followed by
defense counsel] might have been a reasonable one.'" Id. (alteration
in original) (quoting Chandler, 218 F.3d at 1319).
1. Deficient Performance
We must first examine what counsel did in fact. At
trial, defense counsel's theory was, in part, that Williams lacked the
specific intent to be guilty of capital murder. At trial, neither the
defense nor the State offered a motive for Williams' violent crimes,
other than a drug-induced psychosis. The record shows counsel
presented evidence that Williams was intoxicated and had consumed
large amounts of drugs. Counsel put Williams on the stand to testify
about the large amounts of drugs and alcohol he consumed the night
before, and the morning of, the killings. Counsel emphasized Williams'
repeated purchase of LSD or ecstasy, prescription drugs, and alcohol.
Vol. II, P-1 at R-299-301. Counsel also read aloud in court John
Funderburg's statement to the police that reported that when he was
with Williams the night before and into the morning of the killings,
Williams bought and consumed LSD, or dope. Vol. II, P-1 at R-313.
Consistent with his intoxication claims, Williams continually
testified that he could not remember the specifics of the crimes other
than consuming drugs. Additionally, on direct examination, Dr. Brown
testified that the combination of drugs and BPD rendered Williams so
intoxicated and psychotic that he was unable to appreciate the
wrongfulness of his acts. This testimony speaks to the state of mind
Williams had on the morning of the killings. Based on these examples,
it is clear that counsel adequately emphasized that Williams engaged
in excessive alcohol and drug consumption prior to the crimes, and
Williams has not demonstrated that counsel needed to argue further.
Presentation of this evidence supports Williams' contention that he
did not possess the requisite intent to kill. Accordingly, counsel's
presentation did not fall below the objective reasonableness standard
of professional performance.
Despite these efforts, Williams argues that if his
counsel had enlisted testimony from a psychopharmacologist, such
testimony would have bolstered his voluntary intoxication defense and
provided a clearer demonstration of his argument to the jury. Williams
made a similar argument during his Rule 32 post-conviction evidentiary
hearing, but the State court found it unpersuasive. Williams v.
Alabama, CR-01-0463 (Ala.Crim.App. Nov. 14, 2003), mem. op. at 19.
Counsel placed Dr. Brown on the stand to testify to the effects that
the combination of LSD, crack, and alcohol would have had on Williams'
behavior, which is relevant information for the defense. Williams only
assumes that a psychopharmacologist could fill in additional testimony
where Dr. Brown's was allegedly insufficient. Thus, Williams has not
demonstrated what kind and how much investigation a reasonable lawyer
would have made under the circumstances in this case. See Horsley v.
Alabama, 45 F.3d 1486, 1495 (11th Cir.1995) (citation and quotation
marks omitted).
Moreover, Williams did not call his trial counsel
to testify at the Rule 32 post-conviction evidentiary hearing. Thus,
we have no evidence as to whether trial counsel investigated
additional experts, or why trial counsel chose not to offer additional
experts. "An ambiguous or silent record is not sufficient to disprove
the strong and continuing presumption of counsel's competency.
Therefore, where the record is incomplete or unclear about [counsel]'s
actions, we will presume that he did what he should have done, and
that he exercised reasonable professional judgment." Chandler, 218
F.3d at 1314 n. 15 (alteration in original) (citation and quotation
marks omitted). Because Williams has offered no evidence to support a
conclusion that trial counsel failed to conduct an investigation into
additional experts, we presume Williams' trial counsel exercised
reasonable, professional judgment.
2. Prejudice
Alternatively, even if Williams had demonstrated
counsel's performance was deficient, the performance was not
prejudicial. In an attempt to establish prejudice, Williams reiterates
that a sufficient voluntary intoxication defense would have negated
the element of intent which, in turn, would have taken the death
penalty off of the table. We are not persuaded by this argument.
Pursuant to Strickland, to establish prejudice, the
defendant must show "that there is a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceeding
would have been different." Strickland, 466 U.S. at 694, 104 S.Ct. at
2068; Lynd v. Terry, 470 F.3d 1308, 1315-16 (11th Cir.2006). That is,
but for counsel's errors, it is reasonably probable that testimony
from a psychopharmacologist would have affected the sentence
eventually imposed. Under this standard, Williams has not shown a
reasonable probability that presenting a stronger voluntary
intoxication defense would have resulted in a life sentence rather
than the death penalty.
Dr. McClaren testified that Williams' actions
during the killings would not negate an intent to commit capital
murder. In this respect, Dr. McClaren offered the most compelling
opinion refuting Williams' speculation that voluntary intoxication was
the strongest theory. Given his testimony, the jury may have
recommended the death penalty regardless of whether a
psychopharmacologist had testified. For example, Dr. McClaren
testified that, because the victims sustained, not one, but multiple
gunshot wounds to the head, throat or upper chest area, Williams'
actions were purposeful. Vol II, Tab P-1 at R-519-20. Dr. McClaren
further opined that the crimes were
lockquote>an ongoing series of events starting at
one home and taking with him from one home a purse or money,
attempting to commandeer a car; not being successful in that,
continuing on to another home which [he] invaded. Again, the victims
at that home were killed in the manner I described [as] being shot in
the head twice. Then [for Williams] to take the keys, to be able to
get into a car, to drive away, to flee the scene. These things suggest
to me that despite being intoxicated that Jason Williams knew what he
was doing at the time.
Vol II, Tab P-1 at R-520 (emphasis added).
Given Dr. McClaren's testimony regarding Williams'
actions, and the manner in which the killings transpired, we cannot
say that he has "met the burden of showing that the decision reached
[by the jury] would reasonably likely have been different absent the
errors." Strickland, 466 U.S. at 696, 104 S.Ct. at 2069. Furthermore,
the record is replete with evidence that the jury could have found
that Williams' actions were deliberate and purposeful, rather than
finding in favor of his voluntary intoxication defense. It is also
unlikely that testimony from a psychopharmacologist would have changed
the outcome of this case. To this extent, we find that the State court
made a reasonable application of federal law, and the district court
committed no error in its decision.
D. The Jury Instructions
Lastly, Williams contends that his counsel rendered
deficient performance for failure to object to the jury instructions.
He also argues that the jury instructions on insanity and voluntary
intoxication were confusing and contradictory. Appellant Br. 57. We
decline to entertain the merits of the latter argument, as our review
is restricted to the issues specified in the certificate of
appealability. McClain v. Hall, 552 F.3d 1245, 1254 (11th Cir.2008) (citing
Murray v. United States, 145 F.3d 1249, 1250-51 (11th Cir.1998) (per
curiam)); Newland v. Hall, 527 F.3d 1162, 1166 n. 4 (11th Cir.2008);
see 28 U.S.C. § 2253(c)(3) (explaining that the COA must specifically
indicate the issues for review). The district court's order granting
the COA was limited to the specific issue of "whether the jury
instructions unconstitutionally shifted to him the burden of proof on
intent." Doc. 49 at 1. We therefore find that, to the extent that
Williams argues counsel were ineffective for failure to object to
confusing or contradictory jury instructions, he has not raised a
cognizable claim within the scope of the limited review specified in
the COA.[13]
Williams contends that counsel were ineffective for
failure to object to the following jury instructions that he claims,
when read together as a whole, unconstitutionally shifted the burden
of proving intent during the guilt phase: (1) that every person over
the age of fourteen is presumed to have sufficient mental capacity to
appreciate certain kinds of conduct are criminal acts; (2) that
Williams had the burden of proving insanity by clear and convincing
evidence; and (3) that voluntary intoxication cannot negate intent
unless it amounts to insanity. Appellant Br. 56-57, 60.
1. AEDPA Deference for State Habeas Court
As an initial matter, a question presented is
whether the district court erred when it afforded no AEDPA deference
to the State court's adjudication of Williams' ineffective assistance
of counsel claim on the issue of whether the jury instructions shifted
the burden to prove intent. To reiterate, AEDPA affords a high level
of deference when the State court adjudicates a constitutional claim
on the merits. See 28 U.S.C. § 2254(d)(1). Therefore, if the State
court adjudicated the merits of Williams' claim that the jury
instructions unconstitutionally shifted the burden to prove intent,
the State court is entitled to deference where principles of federal
law are not violated. However, the district court reviewed this claim
de novo.
After review, we find that the district erroneously
reviewed Williams' burden-shifting portion of his claim under a de
novo standard. Doc. 21 at 34-35. The district court presented a
concise reason for applying the de novo standard, explaining that the
"State court was unaware that a constitutional, burden-shifting claim
had also been asserted." See id. at 34. However, we are reluctant to
agree.
The record indicates that the State court was aware
of Williams challenge to the jury instructions, which he alleged
shifted the burden of proving intent to him. In his Rule 32 petition
as amended, Williams raised the claim that counsel were ineffective
for failing to object to jury instructions that shifted the burden to
prove that he had the requisite mental state of intent to kill. Vol.
VIII, Tab P-13, at 17-19. In support of his Rule 32 amended petition,
Williams also filed a post-hearing brief with the State court. Vol. XI,
Tab P-36 at R-346. As the district court notes, Williams argued that a
jury charge invoking the presumption of intent may unconstitutionally
shift the burden of proof to the defendant. Vol. XI, Tab P-36 at
R-368. Williams' argument, however, conflates the requirements of
asserting the affirmative defense of insanity, the defense of
voluntary intoxication, the presumption of sanity, and the burden the
State must carry in order to prove intent to commit capital murder,
into one burden, which he says shifted to him in an unconstitutional
manner. Vol. XI, Tab P-36 at R-346. Albeit confusing, this argument
was before the State court. Because both the Rule 32 petition and the
post-conviction hearing brief present this argument, we are unable to
agree with the district court that the State was unaware of the burden-shifting
argument.
The question now becomes whether the State court's
decision on Williams' Rule 32 petition regarding the burden to prove
intent constituted an adjudication on the merits. After reviewing the
State court's order of the Rule 32 petition, the record indicates that
the State court did in fact adjudicate on the merits Williams' burden-shifting
claim.
"A decision that does not rest on procedural
grounds alone is an adjudication on the merits, regardless of the form
in which it is expressed." Blankenship, 542 F.3d at 1271 n. 4 (citation
and quotation marks omitted). Furthermore, § 2254(d)(1) requires only
an adjudication on the merits in State court proceedings. Wright v.
Sec'y, Dep't of Corr., 278 F.3d 1245, 1254 (11th Cir.2002). "The chief
responsibility of judges is to decide the case before them. They may,
or may not, attempt to explain the decision in an opinion." Id. at
1255. That is, "[t]he statutory language focuses on the result, not on
the reasoning that led to the result." Id. Thus, a State court is not
required to list an entire rationale as to why it rejects the merits
of a claim properly before it. See id.
After review of the record, we find that the State
court adjudicated the merits of Williams' claim that counsel were
ineffective for failure to object to certain jury instructions that
shifted the burden to prove intent. In its October 2, 2009 order, the
State court made the following statement regarding the Rule 32
petition:
The Court has reviewed the evidence contained in
the record of the original proceedings, the evidence presented at the
Rule 32 evidentiary hearing, the pleadings and arguments of counsel
for the State and Petitioner, and has reviewed the relevant law. This
Court finds that Williams' trial counsel did not provide ineffective
assistance during Williams' guilt phase trial.
Vol. VIII, Tab P-17 at 22. This statement
constitutes an adjudication on the merits. Having already met the
requirements of adjudication under § 2254(d)(1), the State court
engaged in analysis and explained that the defendant had the
consistent "burden of proving insanity." Vol. VIII, Tab P-17 at 28.
The State court also clarified Williams' misreading of the law, and
explained that voluntary intoxication is a defense that the defendant
also had the burden to "prove during a trial." Vol. VIII, Tab P-17 at
28. The State court reasoned that jury instructions that note correct
statements of law are not erroneous. Vol. VIII, Tab P-17 at 28. The
State court then concluded that "trial counsel were not ineffective
for failing to object to such instructions." Vol. VIII, P-17 at 28.
Indeed, we read these statements to mean that the State court
adjudicated the merit of Williams' challenge to the jury instructions;
it properly determined that the charge did not inappropriately shift
the burdens between the parties.[14]
Accordingly, the district court erroneously applied
a de novo review, and should have afforded AEDPA deference to the
State court's adjudication of Williams' ineffective assistance of
counsel claim with regard to the jury instructions. However, this
error is harmless because the district court correctly applied the
principles of Strickland, and it found that the counsel's performance
was not ineffective. See Blankenship, 542 F.3d at 1272 (affirming the
district court's denial of a federal habeas petition after the
district court "erroneously afforded no AEDPA deference to the state
court's adjudication of Blankenship's ineffective assistance of
counsel claim"). With the proper principles of deference in place, we
next determine whether the State court's application of federal law is
contrary to or an unreasonable application of federal law.
2. Deficient Performance
a. The Instructions on Intent to Commit Capital
Murder Did Not Shift the Burden of Proving Intent
On the issue of whether the jury instructions
relieved the prosecution's burden of proving intent to commit capital
murder, we find that the jury instructions did not shift this
evidentiary requirement to Williams. Therefore, the performance was
not deficient for counsel's failure to object. Contrary to Williams'
assertion, the record shows that the trial court explicitly charged
the jury with the following instructions about the State's
responsibility, or burden, to prove intent:
lockquote>In order to prove the elements of the
capital offense the State must prove the intentional murder by the
defendant of Linda Barber and Freddie Barber.... [I]t must be proved
that during the course of that robbery the defendant intentionally
murdered Freddie Barber and Linda Barber .... So it is required that
the State prove that the defendant shot Linda Barber and Freddie
Barber with a gun, that in so doing he killed them, and that in so
doing he acted with the intent to cause their death .... [T]he State
[has] the burden of proving all of the elements of these offenses
beyond a reasonable doubt.
Vol. II, Tab P-1 at R-588-90.
With regard to the deaths of Gerald and Bryan, the
trial court charged the prosecution with the burden to prove that
Williams intended to cause their deaths. Vol. II, Tab P-1 at R-593-94.
We agree with the district court that Williams' contention that the
State did not have to prove the requisite mental state is meritless.
The jury instructions explicitly assigned the burden of proving intent
as an element of the crime for capital murder to the State. We find no
error with this charge, and the State committed no unreasonable
application of federal law when it concluded that counsel were not
ineffective for failure to object to these instructions.
b. The Instructions on the Presumption and
Insanity
Williams also takes issue with the following
instructions on the presumption:
lockquote>By law every person over the age of
fourteen is presumed to be responsible for his or her acts. That is to
say that every person over that age is presumed to have sufficient
mental capacity to appreciate that certain types of conduct are
criminal or are acts which are against the law. Thus this presumption
is a fact in the case which must be considered by the jury along with
other evidence. In applying these propositions you must consider all
the evidence in determining the question of insanity at the time of
the commission of the alleged crimes. In making your determination you
may reject any or all expert testimony even though it is without
conflict.
Vol. III, Tab P-1 at R-603-04. The relevant
instructions on insanity are follows:
lockquote>It is an affirmative defense to a
prosecution for any crime that at the time of the commission of the
acts constituting the offense the defendant as a result of severe
mental disease or defect was unable to appreciate the nature and
quality or wrongfulness of his acts. Mental disease or defect does not
otherwise constitute a defense. Severe mental disease or defect does
not include an abnormality manifested only by repeated criminal or
otherwise antisocial conduct. The defendant has the burden of proving
the defense of insanity by clear and convincing evidence.
Vol. III, Tab P-1 at R-602-03.
Williams argues that these instructions suggested
to the jury that because he is over the age of fourteen, it should
presumed that he intended to commit capital murder. Williams further
argues that because the jury instructions also required him to show by
clear and convincing evidence that he is insane, the defense of
insanity acts as a rebuttal to the presumption of intent. He therefore,
argues that the presumption unconstitutionally shifted the burden to
prove intent to him. After review of these instructions, we find this
argument unpersuasive.
Williams cites to Sandstrom v. Montana as an
example of a proscribed presumption. See 442 U.S. 510, 521, 99 S.Ct.
2450, 2458, 61 L.Ed.2d 39. In Sandstrom, the Supreme Court held that a
defendant's state of mind or intent that is an element of a crime "cannot
be taken from the trier of fact through reliance on a legal
presumption of wrongful intent." 442 U.S. at 522, 99 S.Ct. at 2458 (citing
United States v. United States Gypsum Co., 438 U.S. 422, 98 S.Ct.
2864, 57 L.Ed.2d 854 (1978)) (emphasis omitted). A jury instruction
which creates a burden-shifting presumption or a "conclusive
presumption" is unconstitutional. Id. at 523-24, 99 S.Ct. at 2459 (citation
omitted). Further, an instruction must not relieve the government of
its burden of proving each and every element of the crime. Id. at 523,
99 S.Ct. 2450 (citation omitted); accord Parker v. Sec'y, Dep't of
Corr., 331 F.3d 764, 776 (11th Cir.2003) ("[I]t is a commonplace of
criminal law that a conviction violates due process if the jury did
not have to find the elements necessary for a guilty verdict beyond a
reasonable doubt."); In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068,
1073, 25 L.Ed.2d 368 (1970) (holding that due process requires "proof
beyond a reasonable doubt of every fact necessary to constitute the
crime with which he is charged"). After reviewing the challenged
presumption, we find that the principles set forth in Sandstrom were
not violated for two reasons.
First, in Sandstrom, the Supreme Court rejected "conclusive
presumptions" that relieved the State of its burden to prove intent.
442 U.S. at 523-24, 99 S.Ct. at 2459 (citation omitted). In this case,
however, Williams' argument is misplaced. We agree with the district
court that the challenged presumption invokes a presumption of sanity,
and not a presumption of intent as Williams suggests. The ultimate
decision on the issue of intent was left to the trier of fact alone,
and the trial court's simple mention of the presumption of sanity (not
intent) did not invade the jury's fact-finding function. See Sandstrom,
442 U.S. at 523, 99 S.Ct. at 2459. Indeed, the instruction that a
person is presumed to possess sufficient mental capacity to appreciate
that his conduct is wrongful is a presumption of sanity. See Vol. III,
Tab P-1 at R-603-04. Alabama law has long recognized the presumption
of sanity, and we agree with the district court that Williams has
failed to show that the presumption of sanity is unconstitutional.[15]
Second, we reject Williams' contention that the
presumption of sanity shifts the burden to prove intent to him. He
argues that when read together, asserting an affirmative defense of
insanity acts as a rebuttal to the presumption of sanity because he
has to prove that he is insane by clear and convincing evidence.
Williams asserts that if we examine the jury instructions in this
manner, the charge violates principles of Sandstrom. Williams'
argument is not only extraneous, but also it is a misunderstanding of
Alabama law, and we find it groundless.
In Archie v. State, Alabama summarized its
principles on the issue of sanity as the following:
1. [b]y statute, there is a presumption of sanity
extending to all persons over the age of 14.
2. The defense of insanity is an affirmative
defense. The burden of proving this defense rests upon the defendant
and never shifts to the State.
3. The burden upon the defendant is to establish
the issue of legal insanity by [clear and convincing evidence] and to
the reasonable satisfaction of the jury.
875 So.2d 336, 341 (Ala.Crim.App.2003) (alterations
in original) (citation and quotation marks omitted).[16]
After review of the jury instructions and in light of Alabama law, we
find that the presumption of sanity does not shift the burden of
proving intent to Williams, nor do we find that asserting the
affirmative defense of insanity acts as a rebuttal to the presumption
of sanity. Rather, Alabama law allows the defendant to prove, by clear
and convincing evidence, that he was incapable of forming the
requisite intent to commit capital murder. This is an opportunity for
the defendant to explain why and how a mental disease could render him
unable to appreciate the nature and quality or wrongfulness of his
acts even though his actions may appear to be deliberate and
purposeful. See Ala.Code § 13A-3-1(a). Indeed, the burden to prove
this by clear and convincing evidence is on the defendant. However,
when asserting the affirmative defense, the burden remains on the
State to prove beyond a reasonable doubt that Williams intended to
commit capital murder. The two burdens are not mutually exclusive, and
both parties have to carry their burden irrespective of the other.
Because we find that neither the presumption of sanity nor the
affirmative defense of insanity shifted the burden to prove intent,
counsel were not ineffective for failure to object to these
instructions. Accordingly, the State court did not apply Strickland in
a manner that was contrary to, or an unreasonable application of
federal law.
c. The Instructions on Voluntary Intoxication
Williams argues that counsel were ineffective for
failure to object to the instruction that voluntary intoxication
cannot negate intent unless it amounts to insanity. Appellant Br.
56-57. Williams argues that because the defense of voluntary
intoxication requires such a high degree of intoxication, the jury
instructions ultimately required that he prove that he is insane in
order to negate intent. Therefore, Williams argues that because
asserting the defense of voluntary intoxication requires a showing
that he is insane, the defense acts as a mechanism that requires him
to rebut the presumption of sanity. He argues that this amounts to an
unconstitutional burden-shift. After careful review of the jury
instructions on voluntary intoxication and insanity, we find no merit
to Williams' contention. Therefore, counsel were not deficient for
failing to object.
Concerning counsel's argument on voluntary
intoxication, the trial judge stated:
This contention is separate from the defendant's
plea that he is not guilty by reason of a mental disease or defect. In
the—the situation concerning voluntary intoxication deals with the
contention that the defendant could not form an intent to commit
murder or an intent to engage in a course of conduct on account of his
alleged voluntary intoxication. This differs from the defense of not
guilty by reason of mental disease or defect .... To expand on that
somewhat, I charge you that insanity is a complete defense to a crime.
Voluntary intoxication is not a defense, but may in extreme cases
negate the requisite intent to commit a specific crime and therefore
reduce the grade of the offense.
Vol. II, Tab P-1 at R-595-96 (emphasis added). The
trial court went on to explain that "[t]he degree of intoxication
necessary to negate specific intent[,] and thus reduce the charge must
amount to insanity." Vol. II, Tab P-1 at R-597. The trial court
further emphasized that "intoxication must be so excessive as to
paralyze the mental facilities and render the accused incapable of
forming or entertaining the required intent." Vol. II, Tab P-1 at
R-599.
We agree with the State court that the jury
instructions were not improper because they are a correct statement of
Alabama law. Although Williams asks us to read all of the burdens
together in an amalgamated manner, the jury instructions do not
translate to a shift of the burden to prove intent. As mentioned
before, the burden to prove intent for capital murder rests with the
State and does not change throughout the course of the trial. As the
State court rightly concluded, insanity is an affirmative defense that
must be proven by the defendant. Vol. VIII, Tab P-1, at R-27-28; see
Ala.Code § 13A-3-1(c). Indeed, asserting a defense such as voluntary
intoxication is an opportunity for the defendant to counter the
prosecution's case that he intended to commit the crime of murder. The
defense of voluntary intoxication, is therefore, available to the
defendant to negate intent and does not act as a rebuttal to the
presumption of sanity. The defense creates a favorable circumstance
for the defendant to explain to the judge and jury that his voluntary
intoxication, whether through drugs or alcohol, became so great that
it rendered him mentally incapable to form an intent to commit murder.
Thus, like the affirmative defense of insanity, voluntary intoxication
does not shift the burden to prove intent from the State to the
defendant, as Williams' conflated argument suggests. The State court
therefore, correctly found that counsel were not ineffective.
Affording deference to the State on this issue, we find no contrary or
unreasonable application of federal law.
IV. CONCLUSION
The district court did not err by denying Williams'
federal habeas corpus relief as to his claim that his counsel rendered
ineffective assistance. For the reasons stated above, Williams has not
proved that counsel performed in an objectively unreasonable manner
based on professional standards, and that he suffered prejudice.
Williams has also failed to show the State court's decision is
contrary to, or resulted in an unreasonable application of, clearly
established federal law in Strickland. We therefore, affirm the
district court's denial of his habeas petition.
AFFIRMED.
[1] According to Williams' statement to law
enforcement officials on February 16, 1992, the day after the murders,
he had a few drinks with Ellzey and then drank liquor all night at the
club. While at the club, he bought two round, yellow pills from
someone named Teddy. He did not know whether the pills were ecstacy or
LSD, but believed that they were LSD. On February 15, he believes that
he took the pills between 3:00 and 5:00 a.m.
[2] Williams was also charged with and convicted of
attempted murder on the lives of Clair Paravicini and Brad Barber.
[3] At trial, other witnesses testified that they
thought Williams had taken drugs. Gregory Rockwell testified that he
worked the door at the club. He saw Williams arrive at around 11:30
p.m. and leave around 1:00 a.m. Williams returned within an hour
appearing disheveled, sweating profusely, jumping, and dancing around.
Rockwell thought that Williams appeared as though he were tripping on
LSD. Kelso Stewart testified that Williams asked him if he knew where
some LSD or crack cocaine could be located. Stewart left the bar
between 3:00 a.m. and 4:00 a.m., and when he returned, he found
Williams disheveled, sweaty, and hyper.
[4] The Alabama Code states that "[m]urder by the
defendant during a robbery in the first degree or an attempt thereof"
is a capital offense. Ala.Code § 13A-5-40(a)(2).
[5] The Alabama Code states that "[m]urder wherein
two or more persons are murdered by the defendant by one act or
pursuant to one scheme or course of conduct" is a capital offense.
Ala.Code § 13A-5-40(a)(10).
[6] Williams v. State, 710 So.2d 1276 (Ala.Crim.
App. 1996).
[7] Ex parte Williams, 710 So.2d 1350 (Ala. 1997).
[8] Williams v. Alabama, 524 U.S. 929, 118 S.Ct.
2325, 141 L.Ed.2d 699 (1998).
[9] Rule 32.1 explicates the scope of permissible
claims. Post-conviction, a defendant may bring the following
challenges: (a) the constitution of the United States or of the State
of Alabama requires a new trial, (b) the court was without
jurisdiction to render judgment or to impose sentence, (c) the
sentence imposed exceeds the maximum authorized by law or is otherwise
not authorized by law, (d) the petitioner is being held in custody
after the petitioner's sentence has expired, or (e) newly discovered
material facts exist which require that the conviction or sentence be
vacated by the court.
[10] Williams v. State, No. CR-01-0463 (Ala.
Crim.App. Nov. 14, 2003), mem. op.
[11] Pub.L. No. 104-132, 110 Stat. 1214 (1996).
[12] In May 1990, Williams shot himself in the
chest. In February 1991, he attempted suicide by intentionally
overdosing on cocaine.
[13] We also decline to consider the merits of this
claim because it is not certain that Williams clearly presented this
argument to the district court as a specific, enumerated claim of
ineffective assistance of counsel. See Jones v. Campbell, 436 F.3d
1285, 1304 (11th Cir.2006). The argument that the jury instructions
were confusing was mentioned within the statement of the case, but it
was not argued or mentioned again in the amended habeas petition. Doc.
11 at 18, 65-66. Additionally, the district court's order on the
petition made no ruling on this issue. "As a general rule, we will not
address issues or arguments on appeal that were not fairly presented
to the district court." Jones, 436 F.3d at 1304. (citing Depree v.
Thomas, 946 F.2d 784, 793 (11th Cir.1991)).
[14] The State court explained its determination by
clarifying the differences between the burden placed on the defendant
when asserting affirmative defenses, and the State's burden to prove
the requisite mental state of intent. In the jury instructions section,
the State court made the following clarifications:
The [c]ourt concludes that insanity is an
affirmative defense that must be pleaded and proved by the defendant
to the reasonable satisfaction of the jury, and that the burden of
proving insanity remains on the defendant throughout a trial. Ala.Code.
§ 13A-3-1(c); Dunaway v. State, 746 So.2d 1021, 1030 (Ala.Crim.App.
1998). Intoxication, likewise, is an affirmative defense that the
defendant must prove during a trial. Roy, 680 So.2d at 941. Jury
instructions that note the above correct statements of law are not
erroneous and Williams' trial counsel were not ineffective for failing
to object to such instructions.
Vol. VIII, P-17 at 27-28 (emphasis added).
[15] The U.S. Supreme Court said that a State may
"place the burden of persuasion on a defendant to prove insanity as
the applicable law defines it, whether by a preponderance of the
evidence or to some more convincing degree." Clark v. Arizona, 548 U.S.
735, 739, 126 S.Ct. 2709, 2714, 165 L.Ed.2d 842 (2006). Each state has
the "authority to define its presumption of sanity (or capacity or
responsibility) by choosing an insanity definition... and placing the
burden of persuasion on defendants claiming incapacity as an excuse"
from customary criminal responsibility. See id. at 771, 126 S.Ct. at
2732. In Clark, the U.S. Supreme Court substantially left insanity
rules open to the states. Id.
[16] See also Knight v. State, 907 So.2d 470,
479-80 (Ala.Crim.App.2004) (explaining that Ala.Code § 13A-3-1,
provides that insanity is an "affirmative defense which the defendant
must prove by clear and convincing evidence").