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David
Leon WOODS
Classification: Murderer
Characteristics:
Robbery
Number of victims: 1
Date of murder:
April 7,
1984
Date of arrest:
Same day
Date of birth:
August 7,
1964
Victim profile: Juan Placencia
(male, 77)
Method of murder: Stabbing
with knife 21 times
Location: DeKalb County, Indiana, USA
Status:
Executed
by lethal injection in Indiana on May 4, 2007
Summary:
Woods, Greg Sloan, and Pat Sweet went to the home of Juan Placencia
in Garrett, Indiana to steal a television. Woods was armed with a
knife.
Sweet stayed in the yard, while
Woods and Sloan rang the doorbell. When Placencia answered, Woods
immediately jumped in and stabbed him with the knife. When he fell
back and asked for help, Woods then stabbed him again repeatedly and
took money from his wallet.
Woods and Sloan then carried out
the television, hid it, and later sold it. They washed their clothes
and threw the knife in the creek.
When police arrived the next
morning in response to a call of a man needing help, Woods was on
the porch of Placencia’s apartment complex crying and saying that he
had gone there to use the telephone and found the body.
While questioning Woods, his
mother came to the scene and told police that she thought her son
was involved in the murder. She consented to a search of her
residence, which revealed a knife sheath and a stained towel. Woods
was taken to the station and while preparations were being made for
a polygraph, Woods broke down and gave a complete confession. Sloan
testified at trial after entering a guilty plea to Aiding in Murder.
Citations:
Direct Appeal: Woods v. State, 547 N.E.2d 772 (Ind. November 28, 1989)
(885-S-343)
Conviction Affirmed 5-0 DP Affirmed 5-0
Debruler Opinion; Shepard, Givan, Pivarnik, Dickson concur.
For Defendant: David P. Freund, Deputy Public Defender (Carpenter)
For State: Cheryl L. Greiner, Deputy Attorney General (Pearson)
Woods v. State, 557 N.E.2d 1325 (Ind.
November 23, 1990) (On Rehearing)
Affirmed 5-0; Debruler Opinion; Shepard, Givan, Pivarnik, Dickson
concur.
For Defendant: David P. Freund, Deputy Public Defender (Carpenter)
For State: Cheryl L. Greiner, Deputy Attorney General (Pearson) Woods v. Indiana>, 111 S.Ct. 2911 (1991) (Cert. denied)
PCR:
PCR Petition filed 05-06-94. Amended PCR filed 06-21-94.
State’s Answer to PCR Petition filed 07-25-94.
PCR Hearing 01-06-96, 01-17-96, 01-18-96, 01-19-96.
Special Judge David Ault
For Defendant: David C. Stebbins, Columbus, OH, Joe Keith Lewis,
Marion
For State: Eugene Bosworth
04-15-96 PCR Petition denied.
Woods v. State, 701 N.E.2d 1208 (Ind.
November 3, 1998) (06S00-9403-PD-224)
(Appeal of PCR denial by Special Judge David Ault)
Affirmed 5-0; Boehm Opinion; Shepard, Dickson, Sullivan, Selby concur.
For Defendant: David C. Stebbins, Columbus, OH, Joe Keith Lewis,
Marion
For State: James D. Dimitri, Deputy Attorney General (Modisett) Woods v. Indiana, 120 S.Ct. 150 (1999) (Cert. denied)
Habeas:
04-14-99 Notice of Intent to File Petition for Writ of Habeas Corpus
filed.
12-02-99 Petition for Writ of Habeas Corpus filed in U.S. District
Court, Northern District of Indiana. David Leon Woods v. Rondale Anderson, Superintendent (IP 99-C-
0520-M/S)
Judge Larry J. McKinney
For Defendant: William Van Der Pol, Jr., Martinsville, Teresa Harper,
Bloomington
For State: Michael A. Hurst, Stephen R. Creason, Deputy Attorneys
General (S. Carter)
04-27-00 Respondent’s Return and Memorandum filed in opposition to
Writ of Habeas Corpus.
03-31-03 Petitioner’s Reply and Memorandum filed in support of Writ of
Habeas Corpus.
02-02-04 Writ of Habeas Corpus denied.
Woods v. Anderson, 302 F.Supp.2d 915 (S.D.
Ind. February 2, 2004) (IP99-0520-C-M/S)
(Order of U.S. District Court Judge Larry J. McKinney, Southern
District of Indiana, denying Writ of Habeas Corpus.)
For Defendant: William Van Der Pol, Jr., Martinsville, Teresa Harper,
Bloomington
For State: Thomas D. Perkins, Deputy Attorney General (S. Carter)
Woods v. McBride, 430 F.3d 813 (7th Cir.
November 30, 2005) (04-1776)
(Appeal of denial of Writ of Habeas Corpus)
Affirmed 3-0; Opinion by Circuit Judge Michael S. Kanne .
Judge William J. Bauer and Judge Terence T. Evans concur.
For Defendant: William Van Der Pol, Jr., Martinsville, Teresa Harper,
Bloomington
For State: Thomas D. Perkins, Deputy Attorney General (S. Carter)
Final Meal:
Woods shared a last meal of birthday cake and pizza with his family
Wednesday. Prison officials had him on a liquid diet Thursday.
Final Words:
"I want Juan's family to know I truly am sorry, and I do have
remorse. I want everybody to know that I do have peace, and it’s
through Jesus Christ that I have this peace.
ClarkProsecutor.org
Clark County Prosecuting
Attorney
ON DEATH ROW SINCE 03-28-85
DOB: 08-07-1964
DOC#: 851765
White Male
Sentencing Judge: Boone County Superior Court
Judge Donald R. Peyton
Venued from DeKalb County
Trial Cause #: SCR-84-160 (Dekalb County) S-7007 (Boone County)
Prosecutor: Paul R. Cherry, Ora A. Kincaid, III
Defense: Allen F. Wharry, Douglas E. Johnston, Charles C. Rhetts
Date of Murder: April 7, 1984
Victim(s): Juan Placencia H / M / 77 (Neighbor of Woods)
Method of Murder: stabbing with knife 21 times
Trial: Information/PC for Murder filed
(04-09-84); Amended Information for DP filed (04-12-84); Amended DP
Information (04-26-84); Motion for Change of Venue (05-09-84,
05-31-84, 07-31-84); Change of Venue Granted (08-06-84); Amended
Information filed (08-15-84); Voir Dire (02-19-85, 02-21-85,
02-22-85); Jury Trial (02-22-85, 02-23-85, 02-25-85, 02-26-85,
02-28-85, 03-01-85, 03-02-85); Verdict (03-02-85); DP Trial
(03-04-85); Verdict (03-04-85); Court Sentencing (03-28-85).
Conviction: Murder, Robbery (A Felony)
Sentencing: March 28, 1985 (Death Sentence, 50 years)
Aggravating Circumstances: b (1) Robbery
Mitigating Circumstances: no prior criminal record, 19 years old at
the time of the murder, mistreated as a child, raised in foster
homes, personality disorder
David Leon Woods executed for 1984 murder
Indianapolis Star
Associated Press - May 3, 2007
MICHIGAN CITY, Ind. — David Leon Woods was
executed by lethal injection early Friday for killing a 77-year-old
man during a 1984 burglary. Woods, 42, was pronounced dead at 12:35
a.m. Central Daylight Time, officials at the Indiana State Prison
said.
The U.S. Supreme Court rejected requests that
Woods' execution be stayed Thursday, as did the 7th Circuit Court of
Appeals. Indiana Gov. Mitch Daniels also denied clemency for Woods
on Thursday. The state Parole Board had earlier unanimously
recommended against granting clemency. Woods' attorneys had tried to
stop the execution on the grounds that Indiana's lethal injection
protocol constitutes cruel and unusual punishment. He also disputed
the state court's method of determining whether he was mentally
retarded, which could have rendered him ineligible for the death
penalty. Federal courts won't stop execution
The U.S. Supreme Court today turned down two
requests from David Leon Woods to block his execution, The
Associated Press reported. Woods had challenged with the high court
the state Supreme Court's method of determining whether he is
mentally retarded. Separately, the 7th U.S. Circuit Court of Appeals
in Chicago today denied the second of two requests for intervention.
Today's federal court actions appeared to leave no further legal
options for Woods.
Daniels won't grant clemency
Gov. Mitch Daniels today said he will not grant
clemency to David Leon Woods, who is set to be executed by lethal
injection early tomorrow in a 1984 murder. Daniels said he based his
decision on the parole board’s recommendation, which unanimously
recommended against it, and on the wishes of the victim's family.
Barring court intervention, Woods will be put to death at the
Indiana State Prison in Michigan City sometime before dawn Friday.
Woods was convicted of fatally stabbing Juan
Placencia in April 1984.
Aside from his clemency bid, Woods has asked the
U.S. Supreme Court to block his execution, challenging the state
Supreme Court’s method of determining whether he is mentally
retarded. His lawyer, Linda Wagoner, said she planned to appeal a
federal court’s ruling denying a preliminary injunction to delay the
execution. Should it go through, Placenia’s family will be the first
to view an execution since Indiana changed its law last year giving
relatives of murder victims the right to watch executions.
Sen. Tom Wyss, R-Fort Wayne, said he proposed the
change after meeting with the prison warden and discovering victims’
families had to get permission from the person being put to death if
they wanted to watch the execution. “The person being executed
already has caused these people harm. Obviously, they’ve lost a
loved one in some way, and they have to ask his permission if they
feel they want to watch?” Wyss said. “It just seemed like the state
was giving them another slam.”
Prison spokesman Barry Nothstine said he could
recall only one execution where a victim’s family member watched.
That was two years ago when Kevin A. Conner allowed relatives of
three men he killed in Indianapolis to witness his death. Nothstine
said Gregory Scott Johnson invited a relative of 82-year-old Ruby
Hutslar of Anderson to watch his execution two years ago, but that
person did not attend.
The victim’s son, Gene Placencia, who lives in
Ridgecrest, Calif., said he wants to watch the execution to show
support for the system. “I won’t be there because I’m bitter. I
won’t be there because I hate him — I don’t care for the person, but
I don’t hate him,” he said. “We’re going to be there because we need
to support our courts and we need to support the laws that have been
set forth.”
Placencia said not all his siblings want to watch
the execution. “Some of them wanted to deal with it in another way
and didn’t want to be present,” he said.
Juan Placencia’s granddaughter, Tonya Hoeffel,
who was 20 when he was killed, is not eligible to watch the
execution. Only spouses, parents, siblings, children and
grandparents can view an execution, and all must be at least 18
years old. A maximum of eight people are allowed. Hoeffel said she
would not have wanted to view Woods’ death anyway. “I don’t take any
joy in knowing that someone may die on Friday,” she said. “I’m just
going to support my family.”
Wyss said that was his intent when he proposed
the law. “If nobody wants to go, fine. But no one should have to go
before the victimizer and ask permission,” he said. Under the new
law, the person being executed can have up to five people watch,
down from 10 previously. To accommodate the change, the prison built
a separate room for family members of the victim. Woods will be able
to see the people he invited and the victim’s family members,
Nothstine said.
Hoeffel’s mother, Catherine Placencia, said she
has no qualms about watching the execution. “I’ve waited for this to
happen for 23 years,” she said. “I’m good with it.”
Victim's family to witness execution
By Tom
Coyne - Indianapolis Star
Associated Press May 3, 2007
SOUTH BEND, Ind. — Gene Placencia hopes to find
closure by watching the man who fatally stabbed his father 23 years
ago die by lethal injection early Friday. “I know because of the
length of time it’s taken it will give me some closure to be there,”
Placencia said. “Hopefully it will be the same for all of the family.”
Barring court intervention, Placencia and four of
his 12 siblings will be at the Indiana State Prison in Michigan City
early Friday for the execution of David Leon Woods, who was
convicted of fatally stabbing Juan Placencia in April 1984. They
will be the first to view an execution since Indiana changed its law
last year giving relatives of murder victims the right to watch
executions.
Sen. Tom Wyss, R-Fort Wayne, said he proposed the
change after meeting with the prison warden and discovering victims’
families had to get permission from the person being put to death if
they wanted to watch the execution. “The person being executed
already has caused these people harm. Obviously, they’ve lost a
loved one in some way, and they have to ask his permission if they
feel they want to watch?” Wyss said. “It just seemed like the state
was giving them another slam.”
Prison spokesman Barry Nothstine said he could
recall only one execution where a victim’s family member watched.
That was two years ago when Kevin A. Conner allowed relatives of
three men he killed in Indianapolis to witness his death. Nothstine
said Gregory Scott Johnson invited a relative of 82-year-old Ruby
Hutslar of Anderson to watch his execution two years ago, but that
person did not attend.
Placencia, who lives in Ridgecrest, Calif., said
he wants to watch the execution to show support for the system. “I
won’t be there because I’m bitter. I won’t be there because I hate
him — I don’t care for the person, but I don’t hate him,” he said.
“We’re going to be there because we need to support our courts and
we need to support the laws that have been set forth.”
Woods has asked the U.S. Supreme Court to block
his execution, challenging the state Supreme Court’s method of
determining whether he is mentally retarded. His lawyer, Linda
Wagoner, said she plans Thursday to appeal a federal court’s ruling
denying a preliminary injunction to delay the execution. Woods also
is waiting for Gov. Mitch Daniels to decide whether to grant him
clemency. The state Parole Board unanimously recommended against it.
Placencia said not all his siblings want to watch
the execution. “Some of them wanted to deal with it in another way
and didn’t want to be present,” he said. Juan Placencia’s
granddaughter, Tonya Hoeffel, who was 20 when he was killed, is not
eligible to watch the execution. Only spouses, parents, siblings,
children and grandparents can view an execution, and all must be at
least 18 years old. A maximum of eight people are allowed. Hoeffel
said she would not have wanted to view Woods’ death anyway. “I don’t
take any joy in knowing that someone may die on Friday,” she said.
“I’m just going to support my family.”
Wyss said that was his intent when he proposed
the law. “If nobody wants to go, fine. But no one should have to go
before the victimizer and ask permission,” he said. Under the new
law, the person being executed can have up to five people watch,
down from 10 previously. To accommodate the change, the prison built
a separate room for family members of the victim. Woods will be able
to see the people he invited and the victim’s family members,
Nothstine said.
Hoeffel’s mother, Catherine Placencia, said she
has no qualms about watching the execution. “I’ve waited for this to
happen for 23 years,” she said. “I’m good with it.”
Murderer apologized before he was executed
Indianapolis Star
May 5, 2007
Michigan City -- Gene Placencia wanted David Leon
Woods to look him in the eye before Woods was put to death by
injection for killing Placencia's father 23 years ago. He settled
for watching Woods die. "My dad's spirit can rest now," Placencia
said. "My father was taken from us in 1984. When we had his funeral,
he didn't rest in peace. I would say today I would put a little date
on there of May 4th, 2007, as when his spirit will rest."
Woods, 42, died at 12:35 a.m. Friday. He was
executed for killing Juan Placencia, a 77-year-old neighbor, in
Garrett, about 10 miles north of Fort Wayne. Woods stabbed Placencia
21 times during a burglary.
Woods apologized before his execution. "I want
Juan's family to know I truly am sorry, and I do have remorse,"
Woods said.
Placencia and four siblings were the first to
watch an execution under a new law that gives up to eight spots to
immediate family members of murder victims. The Placencias said they
were glad they attended the execution. "Like my brother Gene said, I
feel closure," said Rick Placencia, Garrett.
Judge refuses to block execution
By Jon Murray - Indianapolis Star
May 2, 2007
Attorneys for a Death Row inmate facing execution
this week plan to appeal a court ruling rejecting his claim he would
suffer unnecessarily as he dies. U.S. District Judge Richard L.
Young on Tuesday denied David Leon Woods' request for a preliminary
injunction in a lawsuit challenging Indiana's lethal injection
procedures.
He and two other inmates argue those constitute
cruel and unusual punishment. "Woods has not shown the existence of
irreparable harm through the mere possibility that some unforeseen
complication will result in a lingering death causing Woods to
suffer unnecessary pain," Young wrote in a 12-page ruling. Woods,
42, faces execution early Friday for the 1984 stabbing death of his
77-year-old neighbor, Juan Placencia, in Garrett, north of Fort
Wayne.
Linda Wagoner, one of Woods' attorneys, said she
was disappointed with the ruling and planned to file an appeal today
with the 7th U.S. Circuit Court of Appeals in Chicago. Woods'
attorneys also have asked that court and the U.S. Supreme Court to
review rulings in other cases. Young issued a separate ruling
Tuesday denying the Indiana attorney general's request for a summary
judgment. Staci Schneider, the attorney general's spokeswoman,
declined to comment.
Gov. Mitch Daniels has not announced a clemency
decision, though the state Parole Board unanimously recommended
against it last week.
Peace, remorse mark murderer’s final day
By Angela Mapes - Fort Wayne News Sentinel
May 5, 2007
MICHIGAN CITY – David Leon Woods spent the day
leading up to his execution in a calm mood, Indiana State Prison
officials said. “He told me this morning that he’s going to a better
place, and he stayed that way throughout the day,” prison spokesman
Barry Nothstine said late Thursday as prison officials prepared for
Woods’ execution.
Woods, 42, was pronounced dead by lethal
injection at 1:35 a.m. Fort Wayne time Friday, his sentence for the
1984 slaying of 77-year-old Juan Placencia of Garrett served after
more than two decades.
Woods shared a last meal of birthday cake and
pizza with his family Wednesday. Prison officials had him on a
liquid diet Thursday. His pet cat – a recent allowance for death-row
inmates – was willed to a family member and had been taken from the
prison Thursday afternoon, Nothstine said.
Five of Placencia’s children watched the
execution. Three of his sons spoke with reporters and protesters in
the chilly, dark parking lot outside the prison after Woods died.
Gene Placencia of Ridgecrest, Calif., who bears a resemblance to his
father, said he’d hoped Woods would see his face before he died.
Woods didn’t, but the execution still gave Gene Placencia closure,
he said.
Woods acted as “judge, jury and executioner” when
he stabbed Juan Placencia 21 times while breaking into the older
man’s apartment but was given fair treatment by the state of
Indiana, Gene Placencia said. The Placencia family now can begin a
years-delayed healing process now that Woods has been punished for
his crime, he said. “We’re not here because we hate this guy,” he
said.
Gene Placencia said he will mark May 4, 2007, as
the date that his father’s spirit finally rested in peace. But other
Placencia family members still struggled with their anger, said son
David Placencia, who said he hasn’t forgiven Woods.
Attorney William Van Der Pol Jr. spoke on behalf
of Woods’ family after the execution. “Tonight should not be about
retribution for the past, but hope for the future,” he said.
In a final statement, Woods said he had remorse
for the killing and apologized to Placencia’s family. “I want
everybody to know that I do have peace, and it’s through Jesus
Christ that I have this peace,” he said. Gov. Mitch Daniels on
Thursday denied clemency for Woods after the parole board
unanimously recommended against clemency.
Woods was the first Indiana inmate put to death
since January 2006.
Executions set record pace under Daniels
By Niki Kelly - Fort Wayne News Sentinel
May. 04, 2007
INDIANAPOLIS – David Leon Woods’ death would be
the seventh execution since Mitch Daniels became governor in January
2005 – a historic pace after three years in office. His term so far
includes five executions in 2005 and one in 2006.
Former Gov. Frank O’Bannon – who died in 2003 –
oversaw seven executions during his roughly seven years in office.
Former Govs. Evan Bayh and Robert Orr each supervised two executions
each during their eight-year terms. Joe Kernan did not go through an
execution during his year in office, although he commuted two death
sentences.
Daniels has also commuted one sentence – Arthur
Baird II in 2005.
With the recent decision by a federal court to
throw out Joseph Corcoran’s death sentence, Woods is the last
northeast Indiana man on death row. Corcoran’s case is being
appealed by the state, though.
It’s unclear who the next man who might be
executed is, but Norman Timberlake had his 2007 date stayed by a
federal judge pending a U.S. Supreme Court decision on executing the
mentally ill. Michael Allen Lambert has also joined Timberlake’s
suit and is near the end of his appeals.
Woods executed for 1984 murder of neighbor
By Tom Coyne - Northwest Times
AP - May 4, 2007
MICHIGAN CITY, Ind. - Gene Placencia wanted David
Leon Woods to look him in the eye before he was put to death by
injection for killing Placencia's father 23 years ago. He settled
for watching Woods die. "My Dad's spirit can rest now," Placencia
said. "My father was taken from us in 1984. When we had his funeral,
he didn't rest in peace. I would say today I would put a little date
on there of May 4, 2007, as when his spirit will rest."
Woods, 42, died at 12:35 a.m. Friday. He was
executed for killing Juan Placencia, a 77-year-old neighbor, in
Garrett, about 10 miles north of Fort Wayne. Woods stabbed Placencia
21 times during a burglary.
People who saw Woods on Thursday said he was at
peace. Prison spokesman Barry Nothstine said Woods was just the
second condemned inmate he had dealt with who showed no sign of
worry or trepidation that he was about to die. "He was very calm,
pleasant, relaxed," Nothstine said. "He expressed many times that
he's found religion. He told me ... he was going to a better place."
Woods displayed his faith in his final statement.
"I want everybody to know that I do have peace and it's through
Jesus Christ that I have this peace," he said. Woods also apologized.
"I want Juan's family to know I truly am sorry and I do have remorse,"
Woods said.
David Placencia, from Bakersfield, Calif., said
he can't forgive Woods for his father's slaying. "I'm not one to
forgive," he said. Gene Placencia, who lives in Ridgecrest, Calif.,
said Woods' death gives him peace. "I have closure. I can finally
get on with my life, raise my kids, run my business and love my
family," he said.
Placencia and four siblings were the first to
watch an execution under a new law that gives up to eight spots to
immediate family members of murder victims. In the past, victim's
family members would have to ask the condemned inmate for permission
to attend. The Placencias said they were glad they attended the
execution. "Like my brother Gene said, I feel closure," said Rick
Placencia of Garrett.
Woods' attorneys had tried to stop the execution
on the grounds that Indiana's lethal injection protocol constitutes
cruel and unusual punishment. Woods also disputed the state court's
method of determining whether he was mentally retarded, which could
have rendered him ineligible for the death penalty.
Woods' attorney, William Van Der Pol, Jr., spoke
on behalf of Woods' family. "Tonight should not be about retribution
for the past but hope for the future," he said. "Society should not
take great solace or great glee in David's passing this evening."
Three of Woods' family members were among about
25 people who protested against the death penalty Thursday night
outside the prison. Woods' brother-in-law, Tommy Yeager, said Woods
hopes the Placencia family will forgive him. "David is not mad at
them at all," Yeager said. "He understands their sorrow, and he
hopes someday they can forgive him."
Woods was the first person put to death in
Indiana since Marvin Bieghler on Jan. 27, 2006. Before that, the
state executed five people in seven months in 2005. That was the
most in one year in Indiana since 1938, when eight men were
electrocuted over nine months.
Board rejects condemned inmate's clemency
request
By Emily Udell - Northwest Times
AP - April 23, 2007
INDIANAPOLIS | The Indiana Parole Board on Monday
refused to recommend clemency for a man set to be executed next week
in the stabbing death of his 77-year-old neighbor.
David Leon Woods, 42, was sentenced to death in
March 1985 for the slaying of Juan Placencia in the northeastern
Indiana town of Garrett 11 months earlier. After listening to about
three hours of testimony, the Parole Board unanimously recommended
to Gov. Mitch Daniels that Woods' life not be spared. "Testimony and
evidence provided concerning Mr. Woods' horrible childhood and
appalling living conditions is merely an attempt to place blame
where blame should not lie," board member Thor Miller said
Daniels plans to review the board's
recommendation and other information on the case before making a
decision on whether to allow the execution to proceed as scheduled
on May 4 at the Indiana State Prison, said Jane Jankowski, the
governor's spokeswoman. He can choose to accept or reject the
board's recommendation.
William Van Der Pol Jr., an attorney for Woods,
said he was disappointed by the board's vote. "It seems sad that
we're going to execute a fundamentally flawed and injured individual
who committed a crime when he was 19 years old," Van Der Pol said
Woods' relatives, attorneys and others who knew
him asked the board to recommend clemency, describing Woods'
childhood as one marred by abuse, neglect and stints in foster care.
"David had absolutely zero love in his life," said Wanda Callahan,
Woods' pastor on death row. "He told me time and time again that he
didn't feel safe until he was on death row." Woods attorneys also
said he suffered brain disfunction and had not adequate legal
representation.
Members of the Placencia family, wearing buttons
with Juan Placencia's picture, said they believed Woods deserved
execution. "Nobody forced David Woods to stab my grandfather 21
times while he pleaded for help," said Glenn McDonald, who was 14 at
the time of the murder.
According to testimony Monday, Woods stabbed
Placencia repeatedly in the face, neck and torso after forcing his
way into Placencia's home. He took $130 from Placencia's wallet and
a television that he later sold for $20. Woods told the Parole Board
during a hearing Friday at the state prison in Michigan City that he
went to Placencia's home to retrieve some items his mother had left
at her former boyfriend's house. He said she told him no one would
be home.
Woods said he had been drinking and using drugs
before going to Placencia's house where he stabbed the man once in
the stomach and then again when a friend told him to silence him.
Woods apologized to his family and to Placencia's on Friday and told
the Parole Board that he found religion while in prison.
Woods' attorneys also have asked a federal judge
to delay the execution, contending that the state Department of
Correction's lethal injection protocol constitutes cruel and unusual
punishment. A preliminary injunction hearing is scheduled for that
case on Thursday, Van Der Pol said.
Indiana governors have commuted three death
sentences in the past 50 years -- all three in the past three years.
Six inmates have been executed since Gov. Mitch Daniels took office
in January 2005.
Doctor: Lethal injections are 'catastrophically
flawed'
But state prison officials testify inmates will be fully
sedated before execution
By Jon Murray - Indianapolis Star
April 27, 2007
A doctor testifying Thursday in a lawsuit
challenging Indiana's use of lethal injections in death penalty
cases called state practices "catastrophically flawed." But
officials from the Indiana State Prison in Michigan City said they
are confident that David Leon Woods, one of three Death Row inmates
challenging the state's system, will be fully sedated May 4 before
another chemical is injected into him to stop his heart. With Woods'
execution looming, U.S. District Judge Richard L. Young is expected
to rule soon on Woods' request for a preliminary injunction. Young
heard testimony during Thursday's daylong hearing.
The lawsuit, filed by fellow inmate Norman
Timberlake in December, argues that the procedures and chemicals
used in Indiana executions don't guard against unnecessary pain,
constituting cruel and unusual punishment. During the hearing, Linda
Wagoner, one of Woods' attorneys, also questioned the qualifications
of the three-person team that injects the sequence of chemicals that
sedate, paralyze and finally kill the prisoner.
Woods, 42, was convicted in the 1984 stabbing
death of 77-year-old neighbor Juan Placencia in Garrett, north of
Fort Wayne. Prison Superintendent Ed Buss, who stands at the foot of
the gurney for all executions, said he and others who participate
take their roles seriously. They aren't doctors, but they train
monthly, with sessions twice a week leading up to an execution and a
dress rehearsal just hours before.
Doctors don't take active roles in executions
because of ethical concerns voiced by national medical associations.
But during Indiana's executions, Buss said, a physician watches 7
feet away from the gurney, behind a window, and can intervene if
there is a problem.
The inmates' attorneys countered with testimony
from Dr. Mark Heath, an anesthesiologist at Columbia University in
New York, who has testified in about 10 death penalty cases. He said
the three-drug combination used by nearly every state with lethal
injection -- including Indiana -- is poorly calibrated, increasing
the risk that the anesthetic won't take hold or other problems will
crop up. Heath also questioned whether Buss and others viewing the
execution are trained to judge whether a prisoner is adequately
sedated.
Officials have recently changed execution plans.
For Woods, they plan to double the dose of anesthetic and will place
an ammonia tablet under his nose to verify that he's sedated. "We
looked at experts' testimony in other states," Buss said, and
decided the new amount, 5 grams of sodium pentothal, was certain to
be effective. "It's an increased safety margin," Heath said of the
higher dose. "But in the absence of verifying the anesthetic depth
in a meaningful way, it doesn't matter."
Heath said the second paralyzing drug -- used to
keep the inmate from convulsing -- could prevent one who isn't
adequately sedated from grimacing or showing other signs of
consciousness. Concerns about lethal injection have prompted 11
states to suspend executions, by court order or on their own. But
Buss and other officials defend Indiana's procedures.
State attorneys argued that Woods had not filed a
prison grievance complaint about the execution procedures before he
and inmate Michael Allen Lambert asked to join Timberlake's lawsuit
in March. Woods filed a grievance Wednesday. Woods' attorneys
continue to seek delays in his execution. But earlier this month,
the inmate expressed resignation. He received a letter from prison
officials that summarized a meeting in which they had explained the
events of the coming weeks to him. At the bottom, he scrawled: "Done
deal."
WHAT'S NEXT
David Leon Woods is scheduled to be executed May
4 at the Indiana State Prison in Michigan City.
• Courts: Woods' attorneys are seeking a delay
from a judge hearing a lawsuit challenging Indiana's lethal
injection procedures. They also have asked the 7th U.S. Circuit
Court of Appeals in Chicago and the U.S. Supreme Court to review
lower-court rulings against Woods.
• Clemency: Earlier this week, the Indiana Parole
Board unanimously recommended that Gov. Mitch Daniels reject Woods'
application for clemency. Daniels has not announced a decision.
Lawyers question execution change
Adding
more anesthetic won't matter, they say
By Jon Murray - Indianapolis Star
April 20, 2007
Convicted killer David Leon Woods will be given
twice as much anesthetic as other inmates Indiana has put to death
when he is executed by injection next month. The change in the three-drug
execution cocktail could ensure he won't feel pain, but it has
puzzled attorneys for Woods and other Death Row inmates suing over
Indiana's lethal-injection procedure.
The issue of proper drug dosing is one of several
threatening to make Indiana executions inhumane and cruel, argues
the federal lawsuit, filed in December by fellow Death Row inmate
Norman Timberlake. Woods and Michael Lambert joined the suit this
month. Such concerns have led 11 states, by court order or on their
own, to suspend lethal injections. The attorneys said Indiana's
adjustment would make little difference. "My understanding is that
the most frequent problem is leaking or collapsing veins, and there
have been some flow problems," said Linda Wagoner, one of Woods' two
attorneys. "Increasing the dosage of the particular drug does not
address either of those concerns."
Woods, 42, faces execution May 4 for the 1984
stabbing death of a 77-year-old neighbor, Juan Placencia, in Garrett,
a town north of Fort Wayne. Woods requested a preliminary injunction
this week, asking U.S. District Judge Richard L. Young to suspend
his execution until Indiana adjusts its procedures.
State attorney Thomas Quigley disclosed the
recent change to execution protocol April 13 during a telephone
conference with Wagoner and the judge. According to a court document
summarizing the discussion, the Indiana State Prison in Michigan
City has increased the amount of sodium pentothal -- the first
chemical injected -- to 5 grams from 2.5 grams. The barbiturate
serves as a sedative. Two substances are then injected, to paralyze
the muscles, then to stop the heart. Woods' attorneys have asked the
state to explain in writing why the dose was changed and whether
evidence backs up its effectiveness.
Java Ahmed, a spokeswoman for the Indiana
Department of Correction, attributed the change to a recent review
of the protocol. Officials regularly look at staffing, procedures
and equipment "to ensure that the department is implementing the
best available practices," she said in an e-mail. Many states
already use Indiana's new dose of the drug, though others have given
inmates a smaller amount than Indiana's old dose.
Little input on the drugs, their use or dosages
has come from medical doctors. They often refuse to take part in
executions out of ethical concerns in a profession that aims to
protect the health of patients. Critics of lethal-injection
procedures nationally point out that the same sequence of drugs has
been used for decades, simply passing from state to state without a
complete medical review. "It's close to a medical procedure, and
it's being performed by nonmedical personnel," said Richard Dieter.
He is the executive director of the Death Penalty Information Center
in Washington, which is critical of how states carry out lethal
injections. Brent Westerfeld, Timberlake's attorney, said Indiana's
decision to change one drug dose showed arrogance when other states
have halted executions to thoroughly review all procedures.
PAROLE BOARD INTERVIEW TODAY
David Leon Woods has applied for clemency as his
May 4 execution nears.
• Clemency: The state Parole Board will interview
Woods at Indiana State Prison today. The board will hear testimony
Monday at the Indiana Government Center South in Indianapolis before
voting on its recommendation to the governor.
• Lawsuit: Woods has joined another Death Row
inmate's federal lawsuit challenging how Indiana carries out lethal
injections. If the judge grants a preliminary injunction, Indiana
would not be able to execute Woods until it revamps its execution
procedures.
• Petition: Woods has asked for another appeal
and a stay of execution pending the outcome of a U.S. Supreme Court
case dealing with mentally ill inmates.
Sources: Electronic court records, Indiana
Department of Correction
My Dad’s spirit can rest now
By Bob
Wellinski - LaPorte Harold Argus
May 4,-2007
MICHIGAN CITY -- Gene Placencia wanted David Leon
Woods to look him in the eye before he was put to death by injection
for killing Placencia’s father 23 years ago. He settled for watching
Woods die. “My Dad’s spirit can rest now,” Placencia said. “My
father was taken from us in 1984. When we had his funeral, he didn’t
rest in peace. I would say today I would put a little date on there
of May 4, 2007, as when his spirit will rest.”
Woods, 42, died at 12:35 a.m. Friday. He was
executed for killing Juan Placencia, a 77-year-old neighbor, in
Garrett, about 10 miles north of Fort Wayne. Woods stabbed Placencia
21 times during a burglary.
People who saw Woods on Thursday said he was at
peace. Prison spokesman Barry Nothstine said Woods was just the
second condemned inmate he had dealt with who showed no sign of
worry or trepidation that he was about to die. “He was very calm,
pleasant, relaxed,” Nothstine said. “He expressed many times that
he’s found religion. He told me ... he was going to a better place.”
Woods displayed his faith in his final statement.
“I want everybody to know that I do have peace and it’s through
Jesus Christ that I have this peace,” he said. Woods also apologized.
“I want Juan’s family to know I truly am sorry and I do have remorse,”
Woods said.
Woods’ mother, Mary Lou Pilkington, spoke to the
media shortly before her son’s execution. “I’m gonna miss my son
very much,” she said. “We love him.” Mary Anne Pilkington-Yeager,
Woods’ sister, said she would miss her brother, whom she called her
spiritual guide. “I know for a fact that (Juan Placencia) would not
have wanted this,” she said.
David Placencia, from Bakersfield, Calif., said
he can’t forgive Woods for his father’s slaying. “I’m not one to
forgive,” he said. Gene Placencia, who lives in Ridgecrest, Calif.,
said Woods’ death gives him peace. “I have closure. I can finally
get on with my life, raise my kids, run my business and love my
family,” he said.
Placencia and four siblings were the first to
watch an execution under a new law that gives up to eight spots to
immediate family members of murder victims. In the past, victim’s
family members would have to ask the condemned inmate for permission
to attend. The Placencias said they were glad they attended the
execution.
Woods’ attorneys had tried to stop the execution
on the grounds that Indiana’s lethal injection protocol constitutes
cruel and unusual punishment. Woods also disputed the state court’s
method of determining whether he was mentally retarded, which could
have rendered him ineligible for the death penalty.
Woods’ family members, including his mother,
sister and brother-in-law, Tommy Yeager, were among about 25 people
who protested against the death penalty Thursday night outside the
prison. Yeager said Woods hopes the Placencia family will forgive
him. “David is not mad at them at all,” Yeager said. “He understands
their sorrow, and he hopes someday they can forgive him.”
Woods’ last meal was pizza, according to
Nothstine.
Woods was the first person put to death in
Indiana since Marvin Bieghler on Jan. 27, 2006. Before that, the
state executed five people in seven months in 2005. That was the
most in one year in Indiana since 1938, when eight men were
electrocuted over nine months.
Indiana Parole Board
Rejects Clemency
The Honorable Mitchell E. Daniels, Jr., Governor.
State of Indiana
Room 206, State House
Indianapolis, Indiana 46204
April 23, 2007
Dear Governor Daniels,
The hearing process required by statute as a
result of the filing of a Petition forClemency by David Leon Woods,
DOC 851765, has been completed. Mr. Woods'petition seeks a reprieve
and/or commutation of the sentence of death resulting from
hisconviction by a jury in Boone County Superior Court of the murder
by multiple stabwounds of Juan V. Placencia, 77, neighbor and friend
of the petitioner.
The petition submitted on behalf of Mr. Woods
focuses primarily on two issues which compels him to seek clemency.
The first issue is the potential that the petitioner may be
classified as suffering from mental retardation warranting a review
of the appropriateness of this sanction of death. The second issue
is the professional incompetence of his legal counsel at both the
trial and appellate levels.
On Friday, April 20, 2007, the Indiana Parole
Board convened in session at the Indiana State Prison in Michigan
City, Indiana to personally interview David LeonWoods. Mr. Woods
indirectly responded to the first issue of his petition for clemency
concerning his mental capacity as he presented a very verbal person
who not only responded quite appropriately and sufficiently to
questions but led the discussion as necessary.
He was not only able to assist in this inquiry
without any assistance or even any apparent need for assistance but
was very intellectual and philosophical about his life and the
presenting event. His level of understanding, his introspection, and
his assessment of others in his life leads me to believe that Mr.
Woods' mental capacity is more than sufficient not only to
understand the correlation between his actions and logical
consequences but he also appears to be a person who holds a personal
peace after significant, in-depth, and introspective review of his
life's situations.
No testimony offered this date significantly
altered my assessment of Mr. Woods based upon his interview.
Following the completion of the interview of April 20, 2007 and
today's presentation, it appeared that the second issue has been
fully addressed as well. The adequacy of Mr. Woods' legal counsel
may have been assessed by some as potentially insufficient. Yet,
still others believe that such is not the case. Competent legal
counsel is essential to avoid any occurrence of any person being
sanctioned in any form for an act that was accomplished by anyone
other than the accused. However, if one were qualified to sit in
judgment on the competency of the legal counsel in question, they
would also have to be learned enough to dignify the result of this
trial and appeals process as appropriate.
Ultimately, this trial process yielded a decision
that reflected the most basic of legal concerns—the truth was
accurately discovered in this case. David Leon Woods attempted to
break into the home of Juan V. Placencia. Upon being surprised by
Mr.Placencia, Mr. Woods stabbed Mr. Placencia in the abdomen with
the approximate four inch knife that he had brought with him from
his home. While Mr. Placencia fell backinto his chair with a
potentially mortal wound pleading with Mr. Woods to now help him, Mr.
Woods began to steal items from Mr. Placencia's home. When satisfied
with his thefts, Mr. Woods returned to Mr. Placencia but not to help
despite the elderly man's pleas but to stab him 20 additional times
leaving him for dead.
After great deliberation, I find no compelling
reason to request that the existing sentence of death imposed by
ajury be altered due to the nature and circumstances of this crime.
I recommend that the Petition for Clemency be denied.
Sincerely,
Christopher E. Meloy, Chairman
Woods v. State, 547 N.E.2d 772 (Ind.
November 28, 1989) (Direct Appeal).
Following a jury trial, the Boone Superior Court,
Donald R. Payton, J., convicted defendant of knowing and intentional
killing, robbery, and serious bodily injury. Following another jury
trial, the Court ordered death on the murder charge and 50 years on
the robbery and bodily injury charges. Defendant appealed.
The Supreme Court, DeBruler, J., held that: (1)
possible seizure of defendant by police was justified by probable
cause; (2) prosecutor's arguments to the jury did not constitute
cause for mistrial or undermine the reliability of the jury's death
sentence recommendation; (3) finding that defendant had
intentionally killed victim while in the course of a robbery, for
purposes of proving an aggravating circumstance to impose death
penalty, was supported by the evidence; (4) imposition of death
penalty was appropriate in that aggravating circumstance of stabbing
and killing victim in the course of a robbery outweighed the
mitigating circumstances; (5) instruction on jury's duty was proper
in the penalty phase of the murder trial; (6) defendant's right to
trial by jury before a jury selected from a fair cross section of
the community was not violated by exclusion of persons who had
served as jurors within preceding year; (7) trial court's finding
that murder defendant was competent to stand trial was supported by
the evidence; (8) trial court's allowance of testimony of accomplice
of defendant was not error; (9) trial court did not abuse its
discretion in refusing defendant's request for a psychiatric
examination; (10) trial court's decision to appoint only one of
defendant's two trial counsel to prepare motion to correct errors
was reasonable; (11) incorporation of evidence from guilt phase of
murder prosecution to penalty phase did not create danger of
arbitrariness or capriciousness; and (12) conviction of defendant
for robbery and intentional killing in course of robbery violated
double jeopardy, requiring sentence of 50 years for robbery to be
vacated. Convictions of robbery and murder affirmed, imposition of
sentence of death affirmed.
DeBRULER, Justice.
Appellant was charged in Count I pursuant to I.C. 35-42-1-1(1) with
the knowing and intentional killing of Juan Placencia, *778 and in
Count II pursuant to I.C. 35-42-5-1 with the robbery and serious
bodily injury of the same victim, a Class A felony. In a separate
request for a sentence of death, the prosecution alleged pursuant to
I.C. 35-50-2-9(b)(1) the aggravating circumstance that appellant
committed an intentional killing while committing robbery.
A trial by jury resulted in verdicts of guilty as
charged in Counts I and II. Judgments were then entered on the
verdicts. Two days later, the jury reconvened for the penalty phase
of the trial. Following the presentation of evidence, the jury
retired and then returned a verdict recommending the death penalty.
The cause then came on for sentencing. The trial
court expressly found that the State proved beyond a reasonable
doubt that appellant intentionally killed the victim while
committing robbery. The court further concluded that the mitigating
circumstances were outweighed by the single aggravating circumstance
and ordered death on Count I and fifty years on Count II.
The evidence adduced at the trial viewed most
favorably to the verdict shows that the following events transpired.
At approximately 4:00 a.m. on April 7, 1984, appellant David Woods,
along with Greg Sloan and Pat Sweet, proceeded to the apartment of
the victim, Juan Placencia, to steal a television. This occurred in
Garrett, Indiana, a small town. Placencia was a seventy-seven-year-old
man who had medical problems with a knee. Woods, nineteen years old
at the time, was armed with a knife and told Sloan and Sweet that he
was going to scare Placencia with it.
Sweet stayed in the yard. Appellant Woods and
Sloan approached the door of the apartment and rang the bell.
Placencia answered the door, whereupon appellant Woods immediately
jumped in and stabbed him several times with the knife. Placencia
fell back into a chair, directed them to his money, and began to
make noise, asking for help. Woods took the money from Placencia's
wallet and then stabbed him again repeatedly. Placencia died from
three wounds which pierced his heart. Woods and Sloan carried out
the television and hid it in a trash bin. Later they picked it up
and sold it. They also washed their clothes and threw the knife and
other items in a creek.
We are presented with twenty-nine issues in this
appeal.
The first appellate claim is that the trial court
committed error when overruling appellant's motion to suppress and
trial objections to the admission of his confession, the statements
of certain witnesses, and certain items of physical evidence, all of
which are asserted to be the direct product of his illegal arrest
and detention. The Fourth Amendment requires that an arrest or
detention for more than a short period be justified by probable
cause. Probable cause to arrest exists where the facts and
circumstances within the knowledge of the officers or of which they
have reasonably trustworthy information are sufficient to warrant a
belief by a person of reasonable caution that an offense has been
committed and that the person to be arrested has committed it.
Brinegar v. United States, 338 U.S. 160, 69 S.Ct. 1302, 93 L.Ed.
1879 (1949). Limited investigatory seizures or stops on the street
involving a brief question or two and a possible frisk for weapons
can be justified by mere reasonable suspicion. Terry v. Ohio, 392
U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). There is no seizure
and thus no requirement of justification when a suspect freely and
voluntarily accompanies police officers or shows up at the police
station in response to an invitation and is questioned without
restraint. Oregon v. Mathiason, 429 U.S. 492, 97 S.Ct. 711, 50 L.Ed.2d
714 (1977); Dillon v. State (1983), Ind., 454 N.E.2d 845; Barber v.
State (1981), Ind.App., 418 N.E.2d 563.
At approximately 9:45 a.m. on the same morning,
responding to the report of a man needing help, Officer Kleeman of
the Garrett police went to Palencia's apartment building and
discovered appellant Woods there on a porch crying and incoherent,
mumbling something on the order of “Why did it have to be him.”
Kleeman had no idea what the problem was. Another person appeared
and led Kleeman to the Placencia apartment. Kleeman told appellant
to stay on the porch. After Kleeman entered the apartment and saw
the body, he reported in and returned to the porch to question Woods
about why he had been at the apartment. Woods responded that he had
gone to the apartment to use the phone, had discovered the body, and
had run from the apartment yelling for help.
Within a few minutes, Kleeman asked appellant to
go to a police car away from the onlookers, including relatives of
Placencia who had gathered, for further questioning. Appellant was
given his Miranda rights; he said that he understood them and wanted
to waive them. He said that he would talk to police and that he
would be more than glad to help them in any way. Appellant was
questioned for about a half hour in the car, essentially describing
his discovery of the body and adding that he had been with Sloan and
Sweet the night before. He was not arrested or physically restrained
in any manner.
While appellant was being questioned in the
police car, his mother appeared at the scene and told the police
that she felt her son had been involved in the killing. She said he
had been in and out of their house during the previous night asking
for dark clothes and gloves and that he talked nervously about
needing money and killing someone. He had talked about killing a
woman who lived above Placencia in the same apartment house. She
made this statement at about 10:20 a.m. and was transported to the
police station where, at 10:40 a.m., she added to her previous
statement that appellant had gone to the basement and awakened his
brother and that at 7:00 a.m., he had come into the house again and
seemed to be troubled about something. She signed a consent to
search her house.
In the meantime, at the crime scene at 10:50
a.m., appellant was left alone in the police car after having been
cooperative. Within five minutes, appellant, without being arrested
or restrained, but without being told that he was free to go, was
driven by another officer to the Garrett police station two blocks
away. An officer testified that if appellant had sought to leave, he
probably would not have grabbed hold of him, but would have asked
him to stay until he had conferred with other officers.
Appellant arrived at the police station at about
10:52 a.m. and was escorted by the driver, who was in plain clothes,
into the office of the chief. The driver was under instructions to
stay with appellant and not engage him in any conversation or permit
any one else to engage him in conversation. Appellant was permitted
to go into an adjoining toilet and read a newspaper until Officer
Kleeman arrived at about 11:50 a.m. He was again given his Miranda
rights and signed a waiver of rights and a consent to search his
residence. He was asked to and did empty his pockets. He had two
black pills and a wallet containing $160.00. His wallet and money
were returned to him, but the pills were not.
Appellant permitted the officer to examine his
arms and torso. During this interrogation, appellant asked no
questions, was not hesitant, and posed no opposition to anything
that was taking place. It was not announced that he was under arrest,
and he was not restrained by handcuffs or other devices. He was not
told that he was free to go at any time nor was he told that he was
not free to go. Appellant basically repeated his former claim of
having discovered the body and was left in the office with yet
another officer at a few minutes after noon.
At 12:55 p.m., a search of the residence of
appellant and his mother produced a knife sheath and a stained towel,
among other items. At 1:00 p.m., another person in appellant's
residence confirmed that appellant had spoken and acted the night
before in the manner attributed to him by his mother in her
statement. At 1:20 p.m., one Krotzer gave a statement to police that
appellant and Greg Sloan had appeared at his house at 5:00 a.m. and
asked to borrow his car to haul a television.
At 4:45 p.m., appellant was still being held in
the chief's office and was again interrogated after having again
been read his Miranda rights and making an explicit waiver. As new
pieces of evidence were worked into the interrogation, appellant's
story began to change. A lie detector test was scheduled at the
state police post for 8:00 p.m. Appellant was transported in
handcuffs to the post where, while answering general questions in
preparation for being attached to the machine, he broke down,
confessing that he had gone with Sloan to the Placencia apartment to
steal a television, had knocked on the door, and had stabbed
Placencia as he answered the door and again inside the apartment.
Appellant was returned to the county jail where he was formally
arrested.
The evidence brought out during the hearing on
the motion to suppress, which distinguishes this case from those in
which a seizure of the person was held invalid because of the
absence of probable cause, was appellant's status as the first
person to discover a homicide, appellant's presence at the crime
scene shortly after the crime, and the incriminating statements of
appellant's mother to the officers at the crime scene and at the
police station.
In Dunaway v. New York, 442 U.S. 200, 99 S.Ct.
2248, 60 L.Ed.2d 824 (1979), the police received a tip from an
informant and a statement from a jail inmate that Dunaway was
implicated in a crime which had occurred four months before. The
police simply took him into custody, drove to police headquarters,
and gave him his Miranda rights, which he waived. He then made an
incriminating statement later admitted at trial. In Brown v.
Illinois, 422 U.S. 590, 95 S.Ct. 2254, 45 L.Ed.2d 416 (1975), Brown
was arrested in his own apartment for murder a week after the crime
because he was on a list of names of acquaintances of the victim.
In Davis v. Mississippi, 394 U.S. 721, 89 S.Ct.
1394, 22 L.Ed.2d 676 (1969), a rape victim described her assailant
as a Negro youth, and appellant, a Negro youth who had occasionally
done yard work for the victim, was picked up on the street, taken to
headquarters, fingerprinted, interrogated, and released.
In none of these cases were there facts and
circumstances known to the officers which would have caused a person
of ordinary caution to believe that the suspect had committed the
crime under investigation. Here, by contrast, the officers heard
from the mother that appellant had planned to rob and kill a woman
the night before, discussing different ways of doing so and
collecting the means for doing so. It was his habit to be up and
about at night and to sleep in the daytime. She then heard him in
the basement attempting to wake up his brother. At 7:00 a.m., he
returned home again and appeared troubled and told his mother to
wake up the children, although it was not a school day. He also said
he wanted to go over to Juan Placencia's to use the phone.
The mother also supplied information from which
the police could infer that Placencia's television had been taken in
the attack, and thus that one of the motives in the attack was theft,
the motive which appellant had revealed the night before. This
information, coming as it did from appellant's mother, who lived in
the victim's neighborhood in this small town and knew the victim and
appellant well, was the sort of report which in common experience is
regarded as having a reliable quality. Whiteley v. Warden, 401 U.S.
560, 91 S.Ct. 1031, 28 L.Ed.2d 306 (1971). When her report is
considered together with appellant's presence and behavior at the
crime scene shortly after the killing, the body of information as a
whole was such that from it, a person of ordinary caution would be
led to believe that appellant had been involved in the criminal
activity at that apartment house resulting in the death of Mr.
Placencia.
Assuming therefore, without explicitly deciding,
that appellant was seized when transported from in front of the
apartment house to the police station for further intensive
interrogation, such seizure was justified by probable cause.
Appellant points out that the police did not attempt at the
suppression hearing or at trial to justify their conduct by claiming
probable cause and that it would not therefore be proper to sustain
their conduct on such ground on appeal. The hearing did focus on the
facts and circumstances of which the police were aware at the time
of the alleged illegal seizure and therefore provided a rational
basis upon which to apply the legal theory of justification by
probable cause, despite the reliance of the police on the
justification that there had been no seizure. Smith v. State (1971),
256 Ind. 603, 271 N.E.2d 133.
Appellant next contends that the trial prosecutor
sought to improperly influence the jury's sentence recommendation by
urging consideration of inflammatory and irrelevant matter. In the
separate hearing at which the jury decides whether or not to
recommend the death penalty to the judge, it is improper for the
prosecutor to attempt to inflame the passions and prejudices of
jurors on a false basis, or to minimize the role of the jury to the
point of encouraging a neglect of duty, or to imply that the
prosecution or the police have some inside or special knowledge
which would support the imposition of the death penalty. Burris v.
State (1984), Ind., 465 N.E.2d 171, cert. denied, 469 U.S. 1132, 105
S.Ct. 816, 83 L.Ed.2d 809 (1985). Under the federal Constitution, a
sentence of death must be vacated where the trial prosecutor engages
in misconduct before a sentencing jury which is so unfair and
improper as to undermine the reliability of the sentencing decision.
Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d
231 (1985); California v. Ramos, 463 U.S. 992, 103 S.Ct. 3446, 77
L.Ed.2d 1171 (1983). Indeed, whenever irrelevant and highly
inflammatory material is injected at a sentencing hearing, an
arbitrariness violative of the Eighth Amendment may result. Booth v.
Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440, reh'g denied,
483 U.S. 1056, 108 S.Ct. 31, 97 L.Ed.2d 820 (1987).
Prosecution witness Furnish lived in the house
with appellant and appellant's mother and other children. Furnish
testified on direct that on the evening before the crime, appellant
showed him a lockblade knife with a brown handle and that Furnish
then told appellant that “if he did it, he was liable to get the
electric chair,” and asked appellant “why don't [you] just wait a
little, you know, for a couple of days for [your] tax return check
to come in.” Appellant's part of this conversation was not provided,
but on cross-examination the witness said there had been no talk
about Juan Placencia.
In final summation to the jury at both the guilt
and sentencing phases, the trial prosecutor urged the jury to draw
the inference from Furnish's testimony that appellant intended to
rob and kill Placencia as early as that evening. In this argument,
the prosecutor outlined the source from the testimony upon which he
urged the inference of intent be made. It was therefore an
interpretation of the evidence, and as such it was within the
confines of ethical and proper conduct. There was no claim of
special or personal knowledge. Swope v. State (1975), 263 Ind. 148,
325 N.E.2d 193, cert. denied, 423 U.S. 870, 96 S.Ct. 135, 46 L.Ed.2d
100. There was no improper reference to the possible existence of
other crimes or to any future risk to others if the defendant was
not put to death. Tucker v. Francis, 723 F.2d 1504 (11th Cir.1984),
cert. denied, 478 U.S. 1022, 106 S.Ct. 3340, 92 L.Ed.2d 743 (1986).
This was no blatant attempt to stir up the passions and prejudice of
the jury by referring to irrelevant considerations or sensational
materials. See Drake v. Francis, 723 F.2d 1504 (11th Cir.1984), cert.
denied, 478 U.S. 1020, 106 S.Ct. 3333, 92 L.Ed.2d 738 (1986). There
was no attempt to minimize the jury's role in deciding whether to
recommend the death penalty. Indeed, here the comment was the type
which jurors can understand and deal with completely. It did not
approach the improper and inflamatory character of the victim impact
statement condemned in Booth v. Maryland, 482 U.S. 496, 107 S.Ct.
2529, 96 L.Ed.2d 440, reh'g denied, 483 U.S. 1056, 108 S.Ct. 31, 97
L.Ed.2d 820 (1987).
In final summation at the guilt phase of the
trial, the trial prosecutor called for the jury to engage in the
fight against crime and for justice and to strike a blow against
evil and for the sanctity of the home. An argument of this sort,
claiming that the jury owes it to the community to recommend the
death penalty, amounts to misconduct. Bieghler v. State (1985),
Ind., 481 N.E.2d 78, cert. denied, 475 U.S. 1031, 106 S.Ct. 1241, 89
L.Ed.2d 349 (1986). The danger of this type of argument is that it
can be misunderstood by the jury as calling for the jury to convict
the accused regardless of his guilt. Oricks v. State (1978), 268
Ind. 680, 377 N.E.2d 1376. Although this argument did pose such a
danger, it was not such as to place appellant in a position of grave
peril. Given the strength of the prosecution's evidence and the
general nature of the patriotic remarks, the degree of impropriety
and the probable persuasive effect on the jury's decision was no
more than minimal.
The statements made by the trial prosecutor
concerning the testimony of the witness Furnish and the duty of the
jurors did not constitute cause for mistrial or undermine the
reliability of the jury's death sentence recommendation contrary to
the requirements of the Eighth Amendment.
The claim is next made that the death penalty is
not appropriately applied in this instance. Appellant asserts that
the aggravator alleged and found by the jury and court does not
outweigh the overriding mitigating circumstances of his life history.
Review by this Court of every death sentence is automatic and
mandatory. The level of scrutiny is more intensive than for other
criminal penalties, and the Rules for Appellate Review of Sentences
apply as guides and not as limitations. Cooper v. State (1989),
Ind., 540 N.E.2d 1216; Spranger v. State (1986), Ind., 498 N.E.2d
931, cert. denied, 481 U.S. 1033, 107 S.Ct. 1965, 95 L.Ed.2d 536
(1987).
The jury recommended that the death penalty be
imposed. The judge declared in his sentencing order that the State
proved beyond a reasonable doubt that appellant intentionally killed
while robbing. The evidence manifestly proves this aggravating
circumstance to a moral certainty beyond a reasonable doubt.
The judge also declared in his sentencing order
that the State proved beyond a reasonable doubt that the several
mitigating circumstances he found to exist were outweighed by the
single aggravating circumstance. The mitigating circumstances found
by the court were:
a. Appellant had no history of criminal activity
as an adult, but this mitigator was lessened in weight by misconduct
while a juvenile.
b. Appellant had a mental makeup which included
diagnosed borderline personality disorders with aggressive behavior,
tempered by a limited capacity to cope so as to do no harm to others.
c. Appellant was nineteen years of age. He lived
as a child in an unstable environment. He lacked guidance, was
mistreated, and did not have the social and learning skills to
perform well in school. He was removed by court order from his home
at fourteen and was kept in foster homes and institutions for four
and a half years before rejoining his mother's household as an adult.
This history was lessened in mitigating value by his failure to live
up to household rules while living with others and by his proven
ability to restrain his own aggression and hostility by taking walks.
On behalf of appellant, it is extensively argued
that where a person's dangerous propensities are the product of his
lack of care while growing up and not of his own conscious choices,
such person is less deserving of the death penalty. Most would
accept this proposition and the proposition that appellant's
turbulent childhood is a significant mitigating circumstance. The
trial judge did so, and we do likewise.
The ultimate question for the judge and jury was,
and for this Court now is, whether, upon the statutory assumption
that the death penalty can be appropriate for homicide, the
mitigating circumstances here, namely, the lack of prior criminal
conduct, a turbulent childhood, and borderline personality disorders,
are outweighed by the aggravating circumstance here, namely, the
intentional stabbing and killing of Juan Placencia in the course of
robbing him. This judgment need not be made to a moral certainty
beyond a reasonable doubt. Moore v. State (1985), Ind., 479 N.E.2d
1264, cert. denied, 474 U.S. 1026, 106 S.Ct. 583, 88 L.Ed.2d 565.
Upon review, we find that all mitigating circumstances were properly
and accurately determined and evaluated and that they are outweighed
by the lone aggravating circumstance, which was also properly and
accurately determined and evaluated. The sentence is not arbitrary
or capricious and is not manifestly unreasonable.
In instructing the jury at the penalty phase of
trial, the court gave the following as Final Instruction No. 5:
Neither sympathy nor prejudice for or against the victim or the
defendant in this case should be allowed to influence you in
whatever recommendation you may make. Appellant objected and was
overruled, and the instruction was read. Appellant tendered his own
instruction which would have authorized the jury to be governed by
sympathy and sentiment in arriving at their recommendation on the
sentence.
This instruction is to be judged upon the basis
of whether it “excludes from consideration in fixing the ultimate
punishment of death the possibility of compassionate or mitigating
factors stemming from the diverse frailties of humankind.” Woodson
v. North Carolina, 428 U.S. 280, 304, 96 S.Ct. 2978, 2991, 49 L.Ed.2d
944, 961 (1976). It must not impermissibly restrain the jury in its
statutory and Eighth Amendment function of determining and
evaluating mitigating circumstances and making an individualized
assessment of the appropriateness of the death penalty. California
v. Brown, 479 U.S. 538, 107 S.Ct. 837, 93 L.Ed.2d 934 (1987).
There are two considerations which render this
instruction correct. First, it operates well so as to restrain the
use of responses based purely upon emotion, prejudice or bias to the
detriment of the defendant. Second, its restraint upon the
consideration by the jury of compassionate factors to the benefit of
the defendant would be understood by the jury as applying only to
the extreme reaches of the human inclination for sympathetic
response in light of the specific call of other instructions to the
jury to consider mitigating circumstances such as emotional
disturbance, minor participatory conduct, and impairment by mental
defect, all of which circumstances have compassionate elements. It
was not error to give this instruction.
It was balanced and did not undermine the
reliability of the jury's recommendation. It is also to be noted
that this instruction was given to a jury which does not sentence
but only recommends and that the trial judge's findings reflect a
full appreciation of the impact of appellant's misfortune as a child
upon his moral blameworthiness.
Appellant claims next that the trial court erred
in denying several challenges to the manner and time of filing
amended charges of murder and robbery and an amended request for the
death sentence. The amended charges and death request upon which
appellant was ultimately tried reached their final and quiescent
state six months before the commencement of the trial. Both the
original and amended requests for the death sentence were based upon
the intentional killing during the course of a robbery, pursuant to
I.C. 35-50-2-9(b)(1), and were essentially the same. Both the two
original and the two amended substantive counts were for the murder
and robbery of the victim, Placencia. The original murder charge
claimed a felony murder, charging that Placencia had been killed
during a robbery, whereas the amended murder charge alleged outright
intentional murder.
The original robbery charge claimed a repeated
stabbing of Placencia, whereas the amended robbery charge alleged a
repeated stabbing resulting in serious bodily injury. Under these
circumstances, and to the extent that the filing of these amended
pleadings was achieved without an initial hearing in conjunction
with it, written notice to the defendant, court permission, or other
requirements of the governing statute, I.C. 35-34-1-5, there is no
likelihood that substantial rights were prejudiced in light of the
similarity of the pleadings and the ample opportunity of the defense
to reckon with them. To the extent that there is a purpose behind
the governing procedures to protect the due process interests of the
defendant, that purpose was satisfied despite any irregularity in
the process.
Appellant also claims that the amended criminal
charges were filed in the DeKalb Superior Court after the court
granted a change of venue from the county. The record supports this
claim; however, the record also discloses that the filing occurred
during the period of time granted by the court for opposing counsel
to agree upon a new county and before preparation of the transcript
for dispatch. The general rule is that a court is divested of
jurisdiction after granting a change of venue. 29 I.L.E. Venue § 18
(1960). Here the filing did not entail any exercise of jurisdiction
by the DeKalb Superior Court. There is no authority to which our
attention is directed declaring a filing of this sort a nullity.
Appellant also claims that a written death
penalty request must be refiled each time the underlying murder
charge is amended. Here, the existing amended death penalty request
was not refiled with or after the filing of the amended murder and
robbery counts. The death statute requires only that a page kept
separate from the balance of the charging instrument allege at least
one of the aggravating circumstances. There is no authority for a
requirement such as appellant proposes, and we can envisage no
legitimate interest of the appellant to be served by such a
requirement.
It is next claimed on appeal that the court erred
in refusing to give eight penalty phase final instructions tendered
by the defense. The first is a quotation of Article I, § 18 of the
Indiana Constitution. The others cover the subjects of the use by
the jurors of their own experiences and their beliefs concerning the
death penalty, the requirement that the recommendation must be based
upon a conviction that aggravators outweigh mitigators, the
prosecution's burden of proof, the restriction of the consideration
to the lone aggravator, the definition of mitigating circumstances
and addition of a list of facts which, if found to exist, would be
proper mitigators, the discretion of the jury in determining and
evaluating mitigating circumstances, and the use of sentiment and
sympathy for appellant.
In considering whether any error results from the
refusal of a tendered instruction, we must determine: (1) whether
the instruction correctly states the law, (2) whether there is
evidence in the record to support the giving of the instruction, and
(3) whether the substance of the instruction is covered by other
instructions which are given. Davis v. State (1976), 265 Ind. 476,
355 N.E.2d 836.
Article I, § 18 provides: The penal code shall be
founded on principles of reformation, and not of vindictive justice.
This Court held in Adams v. State (1971), 259 Ind. 64, 271 N.E.2d
425, by a vote of three to two, that the death penalty for murder
was not violative of this provision. In Emory v. State (1981), Ind.,
420 N.E.2d 883, the Court held that this provision did not foreclose
a criminal system based on punishment. It does instead “reveal an
underlying concern ... that, notwithstanding society's valid
concerns with protecting itself and providing retribution for
serious crimes, the State criminal justice system must afford an
opportunity for rehabilitation where reasonably possible.” Fointno
v. State (1986), Ind., 487 N.E.2d 140, 144.
In Denson v. State (1975), 263 Ind. 315, 330 N.E.2d
734, this Court held that it was not error to refuse this
instruction, despite the fact that it was a correct statement of law,
since the provision seems to be addressed to lawmaking bodies and
would likely mislead or confuse a jury. That rationale would apply
with greater force in the penalty phase of a capital case than it
would in the guilt phase since the jury is being called upon to
decide the propriety of a sentence which forecloses all possibility
of reforming the defendant. There was no error in refusing the
tendered instruction quoting this provision.
Appellant's tendered instruction on the use of
sentiment and sympathy provided as follows: A decision to grant
David Leon Woods mercy does not violate the law. The law does not
forbid you from being influenced by pity for David Leon Woods and
you may be governed by mere sentiment and sympathy for David Leon
Woods in arriving at a proper penalty in this case.
You need not find the existence of any mitigating
fact or circumstance in order to return a recommendation against
death. This instruction was an incorrect statement of the law. It is
contrary to the statute which requires the recommendation of death
to be based upon the relative weight of aggravating circumstances
and mitigating circumstances. I.C. 35-50-2-9(e)(2).
The substance of the remaining penalty phase
instructions rejected by the trial court was adequately covered by
the court's Instruction No. 10, which defined reasonable doubt, and
by the court's Instructions Nos. 8 and 11, which tracked the
statutes and pleadings and enumerated the statutory categories of
mitigating circumstances, including the final general category of
“any other circumstances appropriate for consideration.” I.C.
35-50-2-9(c)(8).
In its order changing the venue of this case from
the DeKalb Superior Court to the Boone Superior Court, the judge
included the following in his order:
The Court now has a telephone conference with The
Hon. Paul H. Johnston [sic], Jr. of the Boone Superior Court, and
... he accepts the said request. The Court finds that the
Prosecuting Attorney and Defendant have stipulated that the Hon.
Paul H. Johnston [sic], Jr. shall remain as Judge and will agree
upon him as Special Judge for any proceedings which might take place
after January 1, 1985 in the event that the Hon. Paul H. Johnston
[sic], Jr. would not be reelected to the Boone Superior Court.
Judge Johnson assumed jurisdiction on change of
venue, but was not reelected. His successor, Judge Peyton, assumed
jurisdiction over the case over appellant's objection. An
interlocutory appeal was sought but did not result in a ruling on
this matter.
The general rule is that the jurisdiction over
cases filed in any given court, or coming into any given court from
another county on a change of venue, is in that court. I.C.
35-36-6-2; Ind.R.Tr.P. 78. It is also a general rule that when a
judicial office is vacated and a new judge assumes the office, such
new judge assumes jurisdiction over all matters that were pending in
the court before the former judge sitting as the regular judge. Cf.
Ind.R.Tr.P. 79(15).
Here, Judge Johnson had jurisdiction over this
pending case as the regular judge of the Boone Superior court. Since
he was serving over this case as regular judge when he vacated the
office, no occasion arose for the selection and appointment of a
special judge pursuant to the stipulation of the parties. Judge
Peyton had jurisdiction over this case from the moment he took
office and was correct in retaining it despite the order of the
DeKalb Superior Court.
Appellant next contends that the trial court
erred in denying his challenge to the jury array on the basis that
the jury commissioners excluded persons who had served as a juror
within the preceding year. According to statute, persons with such
prior service may not serve as petit jurors and are subject to
challenge for cause. I.C. 33-4-5-7; I.C. 35-37-1-5. Appellant
contends that there is no authority in the specific statutory
provision governing the manner of selecting jurors, I.C. 33-4-5-2,
to exclude persons with prior service from groups of prospective
jurors and that the systematic and intentional exclusion of this
particular class of people results in prospective juror panels which
do not reflect a fair cross section of their communities as required
by the Sixth Amendment.
Dealing first with the statutory interpretation
problem, we find that I.C. 33-4-5-2 instructs jury commissioners
upon the proper manner of selecting names of prospective jurors and
that I.C. 33-4-5-7 deals with the legal qualifications for jurors.
So considered, they are not in conflict but in tandem, one
supplementing the other.
The Sixth Amendment guarantee of trial by jury
carries with it the requirement that jurors be selected from fair
cross sections of their communities and is violated by the
systematic exclusion of distinctive groups of community members.
Duren v. Missouri, 439 U.S. 357, 99 S.Ct. 664, 58 L.Ed.2d 579
(1979); Taylor v. Louisiana, 419 U.S. 522, 95 S.Ct. 692, 42 L.Ed.2d
690 (1975). State retention of the authority to make reasonable
standards for juror qualification and exemption leaves jury lists
representative of the community. Oricks v. State (1978), 268 Ind.
680, 377 N.E.2d 1376.
There are two probable purposes of the statutory
disqualification of persons who have served in the recent past. The
first is to prevent the same people from returning again and again
to court as jurors. It is important to the fair operation of the
jury system that there be no development and use of cadres of what
can amount to professional jurors. It is conceivable that jurors who
return time and again could come under the influence of and adopt
the biases of court officers. Upon this consideration, the statutory
disqualification is consonant with the fair cross section
requirement.
The second probable purpose is to spread the
hardship of jury service among members of the community. In Oricks,
this Court held that the exemption of college students and teachers
from jury service to relieve them of a special hardship was proper
despite the loss of young and educated persons from the panels. Id.
In like manner, the disqualification here is sustainable.
Appellant's right to trial by jury before a jury selected from a
fair cross section of the community was not violated by the
disqualification applied here.
It is next contended that the trial court erred
in excusing a juror midway through the trial. In conference with the
court and counsel, a juror told of his medical problems including
diabetes, a rash from high blood pressure medicine, and a cold. The
defense objected to the court excusing the juror. The court then
ordered the juror examined by a physician. Thereafter, the trial
court announced in court that the juror had been taken to a hospital
emergency room, examined by a physician and found to have a fever.
Because of this and other medical problems, the physician was of the
opinion that the juror was not physically able to continue serving.
The court then excused the juror and ordered the first alternate
juror to assume service on the jury. The defense objected again and
moved for mistrial.
A ruling of the court excusing a juror and
elevating an alternate is reviewable for an abuse of discretion.
Ferry v. State (1983), Ind., 453 N.E.2d 207. Appellant contends that
the failure of the court to place evidence in the record to show
that the juror was physically unable to continue constituted such an
abuse of discretion. Here, the court's efforts in examining the
juror in the presence of counsel and announcing the results of his
examination satisfied the court's duty to provide a record for
review and an opportunity to the defense to be heard. There was no
abuse of discretion.
Appellant next contends that his confession
should have been suppressed upon his pretrial motion and in-trial
objections. At 7:45 p.m., on Saturday, April 7, 1984, Detective
Stump and Chief Custer took appellant from the Garrett Police
Department to the state police post in Fort Wayne. Appellant's hands
were cuffed in front. There was little conversation.
The events of day leading up to this point have
been set out in detail above. Placencia was killed that Saturday
morning at about 5:00 a.m. Appellant had been transported to the
Garrett police station at about 10:00 a.m. He had waived his Miranda
rights, had been interrogated at noon and again at 4:45 p.m., had
persisted in maintaining his innocence and had agreed to take a
polygraph test. Upon arriving at the post, appellant was turned over
to the polygraph operator, was given his Miranda rights, and signed
a written waiver at 9:11 p.m. He was tired at the time and said that
he had slept eight hours
Thursday night and that had been his last period
of sleep. During some questioning in the polygraph room with the
operator, preliminary to the test, appellant broke down and gave a
full confession. This confession was recorded, but was not
introduced into evidence. Appellant was then turned back to Stump
and Custer, who took him to an interview room, gave him Miranda
rights again, which he waived in writing, and took a complete
confession from him which was recorded. This recording of the
confession was played to the jury.
The law governing the admissibility of
confessions was stated in Ortiz v. State (1976), 265 Ind. 549, 553,
356 N.E.2d 1188, 1191 (citations omitted): A statement by an accused
is not admissible against him if it is not voluntarily given. A
statement made under circumstances requiring the giving of Miranda
warnings is not admissible unless such warnings are given and a
knowing and intelligent waiver of the rights involved is made.
In determining whether a statement was
voluntarily given, we look to all the circumstances surrounding its
giving to determine whether it was “induced by any violence, threats,
promises, or other improper influence.” The same test determines
whether a waiver of the Miranda rights has occurred. The burden is
on the State to prove beyond a reasonable doubt the voluntariness of
the statement or waiver. In reviewing the trial court's ruling on
the voluntariness of a statement or waiver, we do not weigh the
evidence, but determine whether there is sufficient evidence to
support the trial court's finding.
Appellants correctly assert that the signing of a
waiver form does not conclusively show a valid waiver. The testimony
provided by the officers shows that on the occasion of each session
of interrogation, appellant was given his Miranda rights and signed
a written waiver. He had been detained for a total of about nine
hours when he gave his confession. He was handcuffed only on the
occasion of his transportation to the state police post. The police
were often not visibly armed and never drew a weapon in his presence.
He was provided with food, water and facilities.
During the nine hours, he was permitted to read
the paper and play cards. There is no evidence that suggests that
appellant was physically abused or subjected to prolonged
interrogation sessions. Appellant testified that he was threatened
during the 4:45 session. The record shows that in that session, the
interrogators accused him repeatedly of lying and made threats that
they were just going to charge him with murder and lock him up.
However, that matter is reduced in weight due to
the fact that the drive to Fort Wayne intervened between it and the
confession to the polygraph operator. The officers who drove
appellant and the officer conducting the polygraph test were not the
same officers as those who had conducted the 4:45 session.
We find that the trial court's overruling of
appellant's motion to suppress and in-trial objections was proper
and supported by sufficient evidence.
Appellant next contends that the trial court
erred in denying three of his motions for continuance. On January
16, 1985, this cause was set for trial to commence on February 19,
1985. Counsel was present.
On February 7, 1985, appellant filed a motion for
stay of proceedings because an interlocutory appeal was being sought
in the Court of Appeals, attacking the jurisdiction of the trial
judge. The motion was denied on February 11. On February 15, a
motion for continuance was filed due to the fact that the courthouse
had been closed from February 10 through February 14 because of a
snow storm, which motion was denied on the first morning of trial.
On February 23, a motion for continuance was filed because one of
the two defense counsel was away from court interviewing witnesses.
It was also overruled.
The granting or denial of a continuance is
primarily a matter for the trial court, and the denial of one will
be reviewed only for an abuse of discretion. Taylor v. State (1987),
Ind., 515 N.E.2d 1095. Granting continuances in order to allow
additional time for preparation is generally not favored in criminal
cases and will be granted only if it is not disruptive and is in
furtherance of justice.
In the pretrial period after the trial date was
set and at trial, counsel for appellant was actively filing motions
and conducting the affairs of the defense. There is no basis in the
record upon which to conclude that additional time for preparation
and consultation would have better equipped defense counsel to
represent their client. Consequently there is no error shown.
The next question presented is whether the trial
court was in error in not holding a hearing upon a pretrial
suggestion of defense counsel that appellant was not competent to
stand trial. Such a hearing is required if “the court has reasonable
grounds for believing that the defendant lacks the ability to
understand the proceedings and assist in the preparation of his
defense.” I.C. 35-36-3-1. The written suggestion was based upon some
unspecified information from two persons and the claim that
appellant had no recollection of the events of the night of the
alleged killing. In response to the written suggestion, the court
appointed two doctors to examine appellant. Each filed a report that
appellant was competent to stand trial. Based upon this record, the
trial court ordered that reasonable grounds were absent and that no
hearing be held. The evidence clearly justified the court in not
holding a hearing, as it supported adequate competency. Clifford v.
State (1984), Ind., 457 N.E.2d 536.
Following the trial and before the final
sentencing hearing before the court, the court did conduct a hearing
upon the question of whether appellant was competent to stand trial
and adjudged that he was. The record of this hearing incorporated
prior testimony of professional persons who had examined appellant
and had testified at the death sentence hearing before the jury,
detailing his chronic lack of self-esteem and depression. The record
also included observations of appellant's demeanor and the assertion
of trial counsel in the written suggestion of incompetency that he
was unable to recall the significant events of the alleged murder.
Despite the claimed loss of memory, the record clearly provided a
reasonable basis for the determination of competency. Ritchie v.
State (1984), Ind., 468 N.E.2d 1369.
Appellant next questions the denial of his motion
for mistrial. Two separate officers who testified for the
prosecution referred in their testimony to Exhibit 7 as the murder
weapon. On each occasion, the court sustained an objection to the
statement and admonished the jury to disregard the reference. On the
second occasion, a motion for mistrial was made and denied.
The granting of a mistrial lies within the
discretion of the trial court and a denial will be reversed only
where an abuse of discretion can be shown. Collins v. State (1984),
Ind., 464 N.E.2d 1286. Only if the statement was so prejudicial that
it placed the defendant in grave peril must the case be reversed.
Morse v. State (1980), 274 Ind. 652, 413 N.E.2d 885. When a jury is
admonished to disregard a trial event, or if other reasonable
curative measures are taken, no reversible error will ordinarily be
found. Ramos v. State (1982), Ind., 433 N.E.2d 757.
It was improper for the State's witnesses to
testify that the exhibit, a knife, was in fact the murder weapon.
However, there was testimony placing this knife in possession of
appellant Woods at the time the victim was stabbed, and a wire in
the apartment had been cut. After the killing, appellant's
accomplice saw blood on the knife when appellant placed it in a bag
to be thrown in a creek. The inference that this exhibit was the
murder weapon was there, and while that inference could have been
suggested by the prosecutor in final summation and could have been
made by the jury, it should not have been drawn by the officers in
their testimony. We believe, however, that the jury received the
testimony as an interpretation by the officers of the evidence
presented at trial and, therefore, would have therefore been willing
and able to comply with the admonition by the court to disregard it
and draw an independent inference.
The next issue involves the admission of State's
Exhibit 6, two black capsules taken from appellant when interrogated
at the Garrett police station. The chemist tested the capsules and
found caffeine. Defense counsel objected on the basis that they
lacked relevance and created prejudice. The objection was overruled.
The capsules and their test results were relevant
as they substantiated the testimony of witnesses who said that
appellant behaved in a nervous and troubled manner on the night in
question. As stated in Magley v. State (1975), 263 Ind. 618, 641,
335 N.E.2d 811, 825, “The fact that a piece of evidence makes an
inference slightly more probable suffices to show its relevance.”
The relevance was appreciable and the prejudicial effect was not
great in light of the fact that caffeine is a common lawful
substance. The threat to the fairness of the trial from any
speculation by the jury about overuse of caffeine by appellant was
minimal and did not make the items inadmissible.
The next issue involves the ruling of the court
refusing to bar the accomplice Sloan from testifying at trial. In
preliminary questions outside the presence of the jury, Sloan
testified that he had entered a plea of guilty to aiding in a murder
and aiding in a robbery and was at the time awaiting sentencing in
the DeKalb Superior Court. He denied knowing that his testimony
would be considered as mitigating in his case. Defense counsel
presented a transcript of a hearing at which the judge in DeKalb
County said the State would consider Sloan's testimony as mitigating
at sentencing. The State then agreed with the judge's statements.
Sloan persisted in disclaiming any knowledge of such an agreement,
even though he was handed a copy of the transcript to read. At one
point, it was obvious that he did not know the meaning of the word
“mitigating.”
Defense counsel argued that Sloan's testimony was
not voluntary and sought to exclude it. The court allowed Sloan's
testimony. During the testimony at trial, Sloan repeated his former
disclosure, namely that he had pleaded guilty but insisted again
that there was no agreement that he would be treated leniently if he
testified.
The general rule is that an accomplice is a
competent witness and the fact that the accomplice has been induced
to testify by a benefit extended to him by the state goes only to
weight and credibility. Coleman v. State (1975), 264 Ind. 64, 339
N.E.2d 51. Here, the general rule applies to sustain the court's
ruling that the witness should be permitted to testify. The
testimony of Sloan before the jury was that there had been no
agreement that he would receive a reduced sentence for his testimony,
and he repeated that he wished to waive his privilege against self-incrimination
and was giving his testimony voluntarily. The defense was well
equipped to confront this witness and did so, albeit with limited
success. There was no legal basis upon which the court might have
barred this witness.
Officer Kleeman testified that he was acquainted
with the victim, Juan Placencia, and had found his body in a chair
in the apartment in Garrett. Deputy Coroner Carpenter removed the
body from the apartment and it was either in his physical custody or
locked in the morgue, to which he alone had a key, until the
commencement of the autopsy attended by Deputy Coroner Souder, a
physician. Over objection, Souder was permitted to testify that the
body was that of Juan Placencia, and the death certificate signed by
him showing that one Juan Placencia died of stab wounds was admitted
as Exhibit 14.
The objection to the identification testimony and
the exhibit was that the chain of custody of the body was defective
and the testimony was based on hearsay. There was also a motion for
directed verdict at the close of the State's case for failing to
prove corpus delicti. The testimony of Officer Kleeman alone
established corpus delicti, namely that Juan Placencia had died from
a violent attack with a knife. As recited above, the body here was
in the custody and control of Carpenter from the chair in which it
was found to the operating table upon which the examination
commenced.
The autopsy commenced four hours after the body
was discovered. There was no link in the chain of custody even
partially missing and therefore no error. Coleman v. State (1975),
264 Ind. 64, 339 N.E.2d 51. Souder testified that he based his
identification of the body as that of Juan Placencia upon his
comparison of the body with a photograph upon a driver's license
bearing the name of Juan Placencia. However, such statement was
included in the certified certificate of death, which certificate
was properly admitted as a public record. Wright v. State (1977),
266 Ind. 327, 363 N.E.2d 1221. Therefore any error in permitting the
maker of that certificate to restate what was in evidence in writing
could not but be harmless. There was no error in overruling the
motion for directed verdict or in overruling the objections to such
evidence.
During the course of the trial, the prosecutor
introduced in evidence four photographs. Two of the exhibits were
color photographs of the body of the victim in the location and
condition in which it was found, collapsed back in a stuffed chair.
The body is clothed in an undershirt and jeans. The shirt is soaked
in blood and many wounds are evident. The other two exhibits are
color photographs of the body of the victim stretched out on a slab
in the morgue. In one, the shirt has been removed to uncover the
multiple wounds to the torso. There are no indications in these last
two photographs of any cutting done by the pathologist. Defense
counsel objected to the introduction of the four photographs on the
basis that their prejudicial effect would outweigh their probative
value.
Photographs of the crime scene and of the body in
a homicide case are properly admitted so long as they are to some
extent competent and relevant aids to the jury in orienting
themselves and understanding the evidence. Patterson v. State
(1975), 263 Ind. 55, 324 N.E.2d 482. These photographs were useful
in helping to illustrate the location of the victim within the
apartment as he was attacked the second time. The morgue photos were
useful in showing the location and number of wounds. None were
gruesome or introduced an improper element of artificiality and the
trial court did not err in admitting them into evidence.
Appellant next contends that the trial court
erred in admitting eleven exhibits: a television, a baseball bat, a
knife, socks, a cap, plastic bags, a billfold, a tray, a television
cable, money, and a taped statement of appellant. The objection
lodged to these exhibits was in each instance the failure of the
prosecution, as proponent of them, to establish an adequate chain of
custody.
The purpose of requiring a continuous chain of
custody from the time an item comes into the possession of the
police to the admission at trial is to lay a proper foundation
connecting the evidence with the accused and to negate any
substantial likelihood of tampering, loss, substitution, or mistake.
Arnold v. State (1982), Ind., 436 N.E.2d 288. The more susceptible
an item is to being substituted or altered, the more stringent the
foundation. Coleman v. State (1975), 264 Ind. 64, 339 N.E.2d 51.
However, all that is necessary is a reasonable showing that the
evidence reached the trier of fact in an undisturbed condition.
Russell v. State (1986), Ind., 489 N.E.2d 955.
All of the challenged items were common in
character and unremarkable in evidentiary value. There was evidence
presented from which one could infer the location of each item and
the persons having possession of each item from the time of
acquisition by authorities to the time of trial. The television was
shown as having been acquired from the persons who purchased it from
appellant and Sloan and passing through the hands of various
officers, and was identified in court by the children of the victim,
who bought it for him. The serial number matched the number on a
purchase receipt for a television found in the victim's apartment.
The bat was picked up in appellant's yard, passed through the hands
of various officers, and was identified by Sloan as looking like the
bat he threw there that morning. The knife, socks and stocking cap
were in a plastic bag when recovered from a creek by a police diver.
He put his initials on the knife. The items passed through the hands
of several officers and at trial the diver identified the knife by
his initials, and he and Sloan testified that the remaining items
looked like the ones they had previously seen.
The wallet, tray, and antenna wire were picked up
and held by one Jagoda and transferred to and held by one Zauner,
who gave them to Stump who brought them to court for trial. While
being held by Zauner, they were removed four times, once by Stump
for a day, once by Stump for a month while they were being tested
for blood, once for a day while they were being tested for
fingerprints, and once by Jagoda who took them to court prior to
trial. The cash money passed through the hands of several officers
after having been placed in a sealed envelope. The tape recording of
appellant's statement was taken by the officer who conducted the
interrogation and placed in the state police property room. It was
checked out and returned several times before being checked out to
be taken to trial. The officer who took the statement testified at
trial that he had just listened to it, and that it was a complete
and accurate recording of his interview with appellant.
Given the nature of these items of evidence and
their evidentiary use, the record before us is adequate to show a
continuity of possession and the absence of significant possibility
of alteration, substitution, or mistake with respect to them. The
chain of custody argument is not sustained.
The next specification of error relates to the
denial of appellant's motion for individual, sequestered voir dire
of prospective jurors. Appellant contends that group voir dire
causes one juror to be influenced by being present with and hearing
the opinions of others and that, in a capital case, the heightened
need to have an unbiased and impartial jury warrants the additional
safeguard.
As appellant recognizes, this issue has been
before the Court before and rejected. Wisehart v. State (1985),
Ind., 484 N.E.2d 949, cert. denied, 476 U.S. 1189, 106 S.Ct. 2929,
91 L.Ed.2d 556 (1986); Lowery v. State (1985), Ind., 478 N.E.2d
1214, cert. denied, 475 U.S. 1098, 106 S.Ct. 1500, 89 L.Ed.2d 900
(1986). The rationale of the rule suggested by appellant is
insufficiently persuasive to warrant the general adoption of such a
procedure. The Court has made it clear, however, that the trial
court retains discretion to require such procedures should special
circumstances arise. No special circumstances were present here.
Appellant next contends that it was error to give
the State's tendered Instruction No. 3 at the guilt phase of the
trial over his objection that it was incorrect, argumentative, and
that the subject of it was covered in the standard reasonable doubt
instruction. The instruction stated:
The doctrine of reasonable doubt applies only to
the ultimate question of the defendant's guilt or innocence and the
essential facts that establish it[,] and the mere fact that some
subsidiary matters are but imperfectly proved does not make it the
matter of the jury to acquit if the ultimate question of the
defendant's guilt is established to your satisfaction beyond a
reasonable doubt.
The Due Process Clause requires that a conviction
be based upon proof beyond a reasonable doubt of every fact
necessary to constitute the crime charged. In re Winship, 397 U.S.
358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). The instruction satisfies
this constitutional requirement and serves the further legitimate
purpose of guiding the jury in the manner of dealing with
imperfectly proved subsidiary matters. In Gramm v. State (1978), 268
Ind. 492, 376 N.E.2d 1120, this Court held that the decision to give
an instruction nearly identical to Instruction No. 3 was not error.
Moreover, it is to be noted that the jury was instructed that the
defendant must be found not guilty if the State failed to prove
every essential element of the charges beyond a reasonable doubt.
The instruction was not subject to the defects identified in the
objection, and there was no error.
After the jury returned its recommendation of the
death sentence, and before the court did sentence, appellant
requested that he be given a psychiatric examination. Appellant
claims that the trial court's denial of this motion was error. The
court is authorized by statute to order a physical and mental
examination after conviction and prior to sentencing. I.C.
35-4.1-4-10. However, the decision not to do so is reviewed under
the abuse of discretion standard. This Court erected this review
standard in Alleyn v. State (1981), Ind., 427 N.E.2d 1095, when
reviewing a prior statute of like import, and we see no reason to
apply a different standard in regard to the present statute.
Here appellant had been examined in the early
stages of the pretrial period, and again a few days before trial, to
determine his competence to stand trial. The court did conduct a
hearing, after trial and before court sentencing, upon the question
of whether appellant was competent to stand trial. Based on the
results of the prior testing and on the court's observations of
appellant, the court determined that appellant was competent and
additionally denied his request for further examination. The record
of the proceedings from that hearing provide a reasonable basis to
support the court's decision not to have appellant examined again.
Appellant argues that he was subjected to the
stress of the guilt and penalty phases of the trial, that he was
taking medication during trial, that he was taken to a hospital
immediately after the jury returned its recommendation, and that he
was under close observation in his cell. The trial court was
monitoring this situation and was in the position to assess these
events as they may have occurred and influenced the mental condition
of appellant, and we find no abuse of discretion under these
circumstances. We also find that the record of the post-trial
hearing on competence was an adequate basis, consistent with due
process, for the court to proceed with the sentencing hearing
without further medical examinations and thereafter to evaluate the
possible mitigating circumstances related to appellant's mental
condition. Ford v. Wainwright, 477 U.S. 399, 106 S.Ct. 2595, 91
L.Ed.2d 335 (1986); Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57
L.Ed.2d 973 (1978).
After sentencing, the court appointed one of
appellant's two trial counsel to prepare the motion to correct
errors and denied a request for the other attorney to assist. He now
contends that this was error. The proposition that the defendant in
a criminal case is entitled to counsel at public expense if
necessary for the prosecution of a motion to correct errors needs no
citation of supporting authority. We have, however, said that in a
capital case, where there is no waiver of appeal and no waiver of
counsel, the defendant is “entitled to the fullest assistance of
counsel at every critical stage of this appeal.” Lowery v. State
(1982), Ind., 434 N.E.2d 868, 871, cert. denied, 475 U.S. 1098, 106
S.Ct. 1500, 89 L.Ed.2d 900 (1986).
It is the duty of the trial judge to select and
appoint counsel to represent a criminal defendant who is without
means to employ one. Powell v. Alabama, 287 U.S. 45, 53 S.Ct. 55, 77
L.Ed. 158 (1932); German v. State (1978), 268 Ind. 67, 373 N.E.2d
880. In such circumstances, the defendant does not have the right to
counsel of his own choice. Harris v. State (1981), Ind., 427 N.E.2d
658. The trial court's duty here was to appoint counsel who could
provide reasonably effective assistance with regard to the
preparation and proper prosecution of a motion to correct errors.
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). The trial court concluded that the single defense
counsel he selected had the skill and knowledge to prepare and
prosecute an adequate motion.
There are no special considerations presented in
support of this appellate claim. We are cognizant, however, of the
growing belief that two trial counsel are necessary for a complete
defense in a capital case. While there are valid reasons for this
belief, those reasons do not apply with equal force with respect to
the job for which lone counsel was appointed in this case. For the
most part, counsel preparing a motion to correct errors gives
consideration to the record and any newly discovered evidence. Trial
counsel, by contrast, must deal with and prepare pleadings and
motions, meet multiple time limitations, conduct investigations,
negotiate with counsel for the State, meet with the court, and
prepare for and attend the trial. We hold that the trial court's
decision was entirely reasonable and resulted in no appreciable harm
to appellant's rights.
Appellant next claims that the court committed
error when it considered improper aggravating factors in the
weighing process resulting in the final decision to impose the death
sentence, and by failing to personally conclude that the death
sentence was appropriate punishment. In the court's findings, three
aggravators were found, namely, the one alleged, with the other two
being the age and physical infirmity of the victim. The predicate
for this claim is nevertheless not present in the record.
The record shows that the trial judge combined
the record and processes of sentencing for the robbery conviction
and the homicide conviction in one finding and order. The order
ended with two separate sentencing paragraphs, one assessing fifty
years for robbery and the other assessing death for murder. Each of
the classes of mitigating circumstances enumerated in the death
sentence statute are given discrete consideration. In describing the
final weighing process by which the trial court decided to impose
the death sentence, the judge said: The court finds the State in
requesting the death sentence has proven beyond a reasonable doubt
the aggravating circumstance alleged and that the mitigating
circumstances which exist are outweighed by the aggravating
circumstance.
It is clear from the use of the singular
“aggravating circumstance” at two crucial points in this finding
that the trial court restricted itself to determining and weighing
the lone aggravating circumstance pleaded by the State and
enumerated in I.C. 35-50-2-9(b)(1). This appellate claim can
therefore not be sustained. It is also clear from the syntax of this
recitation that the court made a personal finding and was not
functioning in a review mode as to the jury's recommendation.
Appellant next claims that the trial court
committed error when denying his motion to dismiss the death penalty
allegation predicated on multiple grounds. The claims asserted were
that the death penalty and death by electrocution are violative of
the Eighth Amendment of the United States Constitution, and Article
I, § 18 of the Indiana Constitution. As appellant acknowledges,
these broad claims have previously been rejected. Proffitt v.
Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913, reh'g denied,
429 U.S. 875, 97 S.Ct. 198, 50 L.Ed.2d 158 (1976); Adams v. State
(1971), 259 Ind. 64, 271 N.E.2d 425.
Appellant's motion also asserted, and the trial
court also rejected, claims challenging the Indiana statute on the
basis that it provides no standard for finding mitigating
circumstances, provides no guidance on how to weigh the mitigating
circumstances versus aggravating circumstances, does not require the
jury to make findings, and does not provide any meaningful standard
upon which to base the death decision. As appellant acknowledges,
these claims have been considered by this Court and decided
adversely to his position. Resnover v. State (1984), Ind., 460 N.E.2d
922, cert. denied, 469 U.S. 873, 105 S.Ct. 231, 83 L.Ed.2d 160;
Williams v. State (1982), Ind., 430 N.E.2d 759, cert. denied, 459
U.S. 808, 103 S.Ct. 33, 74 L.Ed.2d 47, reh'g denied, 459 U.S. 1059,
103 S.Ct. 479, 74 L.Ed.2d 626.
Appellant also asserts that the aggravating
circumstance, intentionally killing while committing an enumerated
felony, defined in I.C. 35-50-2-9(b)(1) and applied in this case, is
unconstitutional because it does not distinguish in a meaningful way
those who should be executed and those who should be permitted to
live. The substantially contemporaneous presence of the intent to
kill and the intent to commit one of the serious enumerated felonies
is the gravamen of this aggravating circumstance, and it serves to
place the person convicted of murder as an initial matter in the
class of those who are subject to the death sentence. It is not
unconstitutional. Brewer v. State (1981), 275 Ind. 338, 417 N.E.2d
889, reh'g denied, 458 U.S. 1122, 102 S.Ct. 3510, 73 L.Ed.2d 1384
(1982); Judy v. State (1981), 275 Ind. 145, 416 N.E.2d 95.
Appellant next contends that it was error for the
trial court to order the incorporation of all of the trial evidence
from the guilt phase trial into the penalty phase trial over his
objection and to instruct the jury that it could consider such
evidence in making its sentencing recommendation. Appellant argues
that there is much in this body of evidence upon which the jury
might seize and use to support its own finding of an uncharged or
illegal aggravating circumstance and add the weight of that to the
aggravator side of the scale when determining the sentence.
The use of all of the evidence introduced at the
trial stage by the jury at the jury sentencing hearing is expressly
authorized by statute. I.C. 35-50-2-9(d). The process was sanctioned
in Smith v. State (1985), Ind., 475 N.E.2d 1139. Furthermore, the
jury does not receive this trial evidence to be used in its
discretion, but is instructed by the court on the use to which it
may properly be put at the penalty stage trial. In the penalty phase
instructions, only one aggravating circumstance was stated and
defined, namely the one alleged by the State, and the jury was
expressly restricted to consideration of that one. Accordingly, the
incorporation of all of the trial evidence into the penalty phase
trial before the jury did not create the danger of arbitrariness or
capriciousness posed in this argument.
Appellant filed a motion to disallow
consideration of robbery as an aggravating circumstance in the
penalty hearing for murder. The motion was predicated upon the Fifth
Amendment guarantee against double jeopardy, made applicable to the
states through the Fourteenth Amendment and Article I, § 14 of the
Indiana Constitution. The motion was denied. Such guarantees protect
against a second prosecution for the same offense after conviction
and against multiple punishments for the same offense. North
Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656
(1969).
Appellant contends that he is being punished
twice for the robbery. The premise for this conclusion is that both
the fifty-year sentence and the sentence of death are based upon the
same robbery, namely that of Juan Placencia. The commission of a
robbery is an essential element of the aggravating circumstance of
committing an intentional killing in the course of committing a
robbery, and thus an indispensable element for the imposition of the
death penalty.
Pursuant to the Indiana death sentence statute,
an aggravating circumstance serves to identify those convicted of
murder who may be subjected to the death penalty. I.C.
35-50-2-9(b)(1). An aggravating circumstance, having served this
selection function, also serves upon discrete evaluation as a
balancing element, the weight of which must be determined and
measured against mitigating circumstances in the final process of
deciding whether death is deserved. I.C. 35-50-2-9(e)(2). Appellant
is therefore correct in asserting that this sentence of death and
this sentence of fifty years both rest upon the commission of the
same robbery, the former resting in essential part upon it, and the
latter resting wholly upon it.
Under such circumstances, both sentences cannot
stand consistent with the guarantee against twice being punished for
the same offense. The appropriate remedy for this violation should
be the same as that which applies when two contemporaneous crimes
are deemed merged because the commission of one has played an
essential role in determination of guilt of the commission of the
other, or the one is a lesser and included offense of the other. In
such circumstances, the conviction and sentence for the lesser
offense is vacated. Eddy v. State (1986), Ind., 496 N.E.2d 24;
Bevill v. State (1985), Ind., 472 N.E.2d 1247; Bean v. State (1978),
267 Ind. 528, 371 N.E.2d 713. We therefore hold that there is a
basis in this argument for vacation of the sentence of fifty years
for robbery but not the conviction for robbery; however, there is no
basis here for setting aside the sentence of death.
Appellant next claims that the trial court
committed error in denying his motion to dismiss the death penalty
request, which motion was based upon the assertion that the death
penalty statute was being applied to him in a discriminatory manner.
The factual premise for this argument is that the prosecutor did not
request the death penalty when prosecuting charges against
appellant's two accomplices arising out of this same incident and
when prosecuting two other unrelated homicide cases arising in the
same county.
The claim of discriminatory prosecution was
recognized by this Court as a legitimate one in Love v. State
(1984), Ind., 468 N.E.2d 519, cert. denied, 471 U.S. 1104, 105 S.Ct.
2335, 85 L.Ed.2d 851 (1985). There the claim was based upon the
right to the equal protection of the laws, and the factual predicate
was the assertion that state authorities were engaged in prosecuting
black inmates who had engaged in a prison riot while granting
immunity to white inmates who had done so.
There the trial court granted a pretrial hearing
and resolved the issue against the defense. Here no hearing was held.
Also, in the case at bar, by contrast, there is no claim that the
prosecutor engaged in exercising his prosecutorial discretion so as
to discriminate on the basis of race, religion, sex, or similar
ground. From the record and the face of the motion to dismiss, this
Court knows that appellant was the most culpable of the group of
three, in that he actually inflicted the fatal wounds. Furthermore,
we do not find that the fact that a prosecutor should exercise his
discretion in a different manner in other unrelated homicides,
though they may have some factual similarities, constitutes the
basis for a valid discrimination claim. Consequently there was no
error in denying the motion and in doing so without holding a
hearing.
The next assertion is that the trial court
violated the death sentence statute, and consequently denied
appellant due process, by permitting the prosecutor to introduce
rebuttal evidence at the penalty phase hearing before the jury.
Appellant objected, asserting that the prosecutor should not be
permitted to introduce evidence in rebuttal since it might
constitute additional aggravating circumstances. The argument on
appeal is dissimilar in that it is a complaint about the
introduction of rebuttal evidence which tended to disprove
mitigating circumstances shown by appellant's witnesses. The State
is correct that the error claimed in this argument on appeal was not
preserved by a timely and proper objection. Beland v. State (1985),
Ind., 476 N.E.2d 843; Thomas v. State (1976), 264 Ind. 581, 348 N.E.2d
4.
In light of the fact that this is a capital case,
the death sentence statute has been read in consideration of this
claim, and the Court reads it as permitting the prosecution to
introduce rebuttal evidence tending to disprove mitigating
circumstances shown by the defendant's evidence. The statute in I.C.
35-50-2-9(d) calls for a hearing to be held having most of the
hallmarks of a trial on the question of guilt or innocence. New and
additional evidence is to be presented and the standard of beyond a
reasonable doubt is to be applied. The determination that death is
deserved is intended by the legislature to have the highest level of
integrity and reliability which the criminal justice system is
capable of producing. The statute specifically states that “[t]he
defendant may present any additional evidence” relevant to the
aggravating circumstances alleged or any of the mitigating
circumstances permitted by the statute. Id. There is no express
disallowance of rebuttal evidence and, in light of the statute as a
whole and its purpose, it is proper to permit such evidence.
Appellant next asserts that the trial court erred
by denying his motion to dismiss the death penalty request because
it was not brought by a grand jury indictment. Appellant
acknowledges that this claim, based upon the Fifth Amendment, was
decided adversely to his position in Bieghler v. State (1985), Ind.,
481 N.E.2d 78, cert. denied, 475 U.S. 1031, 106 S.Ct. 1241, 89 L.Ed.2d
349 (1986). There is no new authority or rationale presented upon
which a different decision might rest. We therefore reaffirm the
holding in Bieghler.
We affirm the convictions for robbery and murder
and the imposition of the sentence of death.
SHEPARD, C.J., and GIVAN, PIVARNIK and DICKSON,
JJ., concur.
Woods v. State, 701 N.E.2d 1208 (Ind.
November 3, 1998) (PCR)
Defendant was convicted in the Superior Court,
Boone County, Donald R. Payton, J., of knowing and intentional
killing, robbery, and serious bodily injury, and sentenced to death.
Defendant appealed. The Supreme Court, 547 N.E.2d 772, convictions
and imposition of death sentence, and subsequently affirmed on
rehearing, 557 N.E.2d 1325. Defendant petitioned for postconviction
relief. The Superior Court, Boone County, David A. Ault, Special
Judge, denied petition, and defendant appealed. The Supreme Court,
Boehm, J., held that: (1) claim of ineffective assistance of trial
counsel, if not raised on direct appeal, may be presented in
postconviction proceedings, and (2) court-appointed defense
counsel's conflict of interest did not adversely effect defense
counsel's representation of defendant. Affirmed.
BOEHM, Justice.
David Leon Woods was convicted of murder and robbery and sentenced
to death. He appeals the denial of his petition for postconviction
relief challenging the effectiveness of his trial counsel. This case
presents a frequently encountered issue. The trial court found that
the claim of ineffective representation was waived for failure to
raise the issue on direct appeal. Woods contends that the trial
record was not sufficiently developed to assess the merits of this
claim on direct appeal. In brief, although ineffective assistance
occasionally lends itself to resolution on direct appeal, we hold
that a Sixth Amendment claim of ineffective assistance of trial
counsel may be presented for the first time in a petition for
postconviction relief. However, if ineffective assistance of trial
counsel is raised on direct appeal, it will be foreclosed in
postconviction proceedings. Turning to the merits of Woods' claim,
we affirm the trial court's denial of relief.
Background and Standard of Review
In the early morning hours of April 7, 1984,
Woods went to seventy-seven-year-old Juan Placentia's apartment in
Garrett, Indiana and stabbed him to death. Woods and accomplice Greg
Sloan then took Placentia's television and later sold it. The full
account of these crimes is outlined in Woods' direct appeal
affirming the convictions and sentence. Woods v. State, 547 N.E.2d
772 (Ind.1989), aff'd on reh'g, 557 N.E.2d 1325 (Ind.1990). Because
Woods appeals from a negative judgment, this Court will reverse the
denial of postconviction relief only if the evidence as a whole
leads unerringly and unmistakably to a decision opposite that
reached by the postconviction court. Spranger v. State, 650 N.E.2d
1117, 1119-20 (Ind.1995). In this review, findings of fact are
accepted unless “clearly erroneous,” Ind. Trial Rule 52(A), but no
deference is accorded conclusions of law. State v. Van Cleave, 674
N.E.2d 1293, 1295-96 (Ind.1996), reh'g granted in part, 681 N.E.2d
181 (Ind.1997), cert. denied, 522 U.S. 1119, 118 S.Ct. 1060, 140
L.Ed.2d 121 (1998). The postconviction court is the sole judge of
the weight of the evidence and the credibility of witnesses. See,
e.g., Stewart v. State, 517 N.E.2d 1230, 1231 (Ind.1988).
I. Woods' Principal Ineffectiveness Claim
Four months before trial began, Woods' court-appointed
attorney, Charles Rhetts Jr., was allowed to withdraw from the
representation due to a possible conflict of interest. Allen Wharry
and Douglas Johnston replaced Rhetts and defended Woods at trial. As
explained in Part VI below, Woods now argues that Rhetts' conflict
of interest and failure to disclose the details of the conflict to
Woods or his new lawyers tainted the entire trial. After Woods was
convicted, Wharry filed a motion to correct error. Under the law at
that time, this motion controlled the issues available on direct
appeal. Ward v. State, 519 N.E.2d 561, 562 (Ind.1988). No claim of
ineffective assistance was raised in the motion. New counsel was
then appointed to represent Woods on direct appeal.
The postconviction court found that any claim of
ineffective assistance based on the conflict was waived for failure
to present the issue on direct appeal. In this appeal, the State
contends that even if ineffective assistance was not waived, the
claim fails on its merits. Woods maintains that the claim is
available on collateral review because the facts supporting the
claim-the details of the conflict-were not apparent from the trial
record on direct appeal. For this reason, he contends that successor
trial counsel Wharry cannot reasonably have been expected to present
the issue in the motion to correct error so as to preserve it for
direct appeal.FN1 Woods also raises other grounds to support his
claim of ineffective assistance.
FN1. Woods alternatively argues that because
trial counsel Wharry filed the motion to correct error, he could not
have been expected to allege his own (or co-counsel Johnston's)
ineffectiveness. Majors v. State, 441 N.E.2d 1375 (Ind.1982).
Because we view ineffectiveness of counsel as an issue ultimately
turning on the overall performance of counsel, where more than one
attorney is involved, it is the collective performance that counts.
For this reason, Wharry's inability to attack his own performance
arguably precluded his raising ineffectiveness in the motion to
correct error. However, in view of the holding today, we need not
resolve that point even if the only issue supporting the claim
related to alleged acts or omissions of Rhetts, not Wharry.
*****
VI. Merits of the Conflict of Interest Claim
Because Woods did not challenge the adequacy of
his trial representation on direct appeal, Woods v. State, 547 N.E.2d
772 (Ind.1989), aff'd on reh'g, 557 N.E.2d 1325 (Ind.1990), his
ineffective assistance claims are not waived. With respect to the
merits, Woods argues that he was denied effective assistance of
counsel because his first trial counsel, Charles Rhetts Jr., had a
conflict of interest. Woods was charged with murder and robbery on
April 9, 1984 and the State soon filed a request for the death
penalty. Citing an undeveloped possible conflict of interest because
he had previously represented an expected witness for the State in a
different matter, Rhetts requested a conference with the court.
A meeting in the trial court's chambers was also
attended by the prosecutor. Successor counsel Allen Wharry was
initially at the meeting but left the room after Rhetts asked that
Wharry not be present for the disclosure. In Wharry's absence,
Rhetts told the trial court that the witness in question was Woods'
mother. Rhetts later explained to the postconviction court that he
believed he could not reveal even the fact of his prior
representation of the mother to Wharry, much less any details of the
representation.
On October 25, 1984, the court permitted Rhetts
to withdraw. The court did not hold a hearing on the record or
otherwise inform Woods or his new lawyers (Wharry and co-counsel
Douglas Johnston) of the nature of the conflict. All they knew was
that Rhetts had been allowed to withdraw due to a possible conflict.
Opening statements in the trial began four months later on February
22, 1985. As expected, the mother testified for the State regarding
her son's involvement in the crimes.
Woods' argument, although not a model of clarity,
appears to consist of four main assertions: (1) Rhetts' disclosure
of the nature of the conflict in general terms in the presence of
the prosecutor, but not to Woods or his new lawyers, gave the State
an unfair tactical advantage in preparing to question Woods' mother;
(2) Rhetts, presumably due to the conflict, did little investigation
or other preparation for trial; (3) the conflict tainted the rest of
the proceedings because the time Rhetts dawdled away before
disclosing the conflict was charged to Woods, leaving Wharry and
Johnston with only a few months to prepare for trial; and (4) the
new lawyers' failure to discover the conflict constituted
ineffective assistance. The State responds that Woods received
effective assistance because Wharry and Johnston rendered conflict-free
representation after Rhetts withdrew and the conflict did not affect
Rhetts' or the latter lawyers' performance.FN23
FN23. The postconviction court is required to
make specific findings of fact and conclusions of law on all issues
presented in the postconviction petition to facilitate meaningful
appellate review. Ind. Post-Conviction Rule 1(6); State v. Van
Cleave, 681 N.E.2d 181 (Ind.1997), cert. denied, 522 U.S. 1119, 118
S.Ct. 1060, 140 L.Ed.2d 121 (1998). The court here held Woods'
conflict of interest argument to be waived for failure to raise the
issue on direct appeal. Faced with no findings on the merits, we can
remand for further proceedings in the postconviction court, as in
Van Cleave, or rule on the merits of the claim. Because the facts
underlying the claim are not in dispute and the matter is fully
briefed by both sides, we rule on the merits in the interests of
judicial economy. Lowe v. State, 455 N.E.2d 1126, 1128 (Ind.1983).
“The issue is sufficiently presented for our review in accordance
with the purposes of the post-conviction rule.” Shackelford v. State,
486 N.E.2d 1014, 1018 (Ind.1986).
The federal constitutional right to effective
assistance of counsel necessarily includes representation that is
free from conflicts of interest. Wood v. Georgia, 450 U.S. 261, 271,
101 S.Ct. 1097, 67 L.Ed.2d 220 (1981). To establish a violation of
the Sixth Amendment due to a conflict, a defendant who failed to
raise the objection at trial must demonstrate that trial counsel had
an actual conflict of interest and that the conflict adversely
affected counsel's performance. Cuyler v. Sullivan, 446 U.S. 335,
348, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980); Strickland v.
Washington, 466 U.S. 668, 692, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)
(discussing Cuyler ). Once the two prongs of Cuyler are met-actual
conflict and adverse impact-prejudice is presumed. Burger v. Kemp,
483 U.S. 776, 783, 107 S.Ct. 3114, 97 L.Ed.2d 638 (1987). An adverse
effect on performance caused by counsel's failure to act requires a
showing of (1) a plausible strategy or tactic that was not followed
but might have been pursued; and (2) an inconsistency between that
strategy or tactic and counsel's other loyalties, or that the
alternate strategy or tactic was not undertaken due to the conflict.
Winkler v. Keane, 7 F.3d 304, 309 (2d Cir.1993) (adopting test
followed by First and Third Circuits). See also Cates v.
Superintendent, Indiana Youth Center, 981 F.2d 949, 955 (7th
Cir.1992) (“The premise of a defendant's claim that he was denied
conflict-free assistance ... must be that his lawyer would have done
something differently if there was no conflict.”).FN24
FN24. Cuyler is one of many Supreme Court cases
dealing with the particular conflict of interest concerns presented
by joint representation of co-defendants in the same proceeding. See
also Holloway v. Arkansas, 435 U.S. 475, 98 S.Ct. 1173, 55 L.Ed.2d
426 (1978). Our decisions, however, have applied Cuyler to other
factual situations involving the representation of a defendant by a
lawyer who had previously represented prosecution witnesses. See,
e.g., Spranger v. State, 650 N.E.2d 1117, 1124 (Ind.1995); Whittle
v. State, 542 N.E.2d 981, 985-87 (Ind.1989). So has the Supreme
Court. See Burden v. Zant, 510 U.S. 132, 114 S.Ct. 654, 126 L.Ed.2d
611 (1994) (counsel represented defendant and prosecution witness at
the same time before trial). Accordingly, Cuyler is the proper
standard to apply to Woods' claim. Some federal circuits regard
Supreme Court doctrine on conflicts of interest as universally
applicable to all conflicts situations. United States v. Levy, 25
F.3d 146, 153 n. 5 (2d Cir.1994).
The State asserts that Rhetts' predicament did
not rise to the level of an “actual” conflict because he never
questioned Woods' mother under oath. Indeed, Rhetts explained in
postconviction that he was aware of the possibility of the conflict
months before he withdrew, but did nothing because he believed the
conflict would not be a problem until trial approached. Whether the
conflict was “potential” or “actual” is academic because, even
assuming an actual conflict,FN25
Woods has not established an adverse effect on
his counsel's performance. First, he has not explained what the
State could have learned at the meeting in which Rhetts asked to
withdraw that so upset the possibility of a fair trial. Rhetts
disclosed no details of the prior representation. Second, contrary
to Woods' contention, Rhetts did not sit idle for the six months
that he was on the case.
Although he had not prepared for a possible
penalty phase, he investigated Woods' sanity and competency to stand
trial, filed a standard discovery request, and secured a change of
venue due to adverse pretrial publicity arising out of the trial of
co-defendant Greg Sloan. While not perfect representation in a
capital case, at the pretrial stages this is not the stuff of
adversely affected performance. Cf. Thompkins v. State, 482 N.E.2d
710, 713 (Ind.1985) (counsel's representation was not adversely
affected where he conducted thorough discovery and filed numerous
motions and objections on defendant's behalf).
FN25. Rhetts had represented Woods' mother in a
CHINS (child in need of services) proceeding related to three of her
other children. The result of the proceeding was that she was
allowed to keep custody of the children but under considerable
supervision by the welfare department. The mother had also consulted
with Rhetts prior to the murder about a possible tort lawsuit
arising out of an automobile accident (the suit was never filed).
Because the CHINS proceeding presumably implicated the mother's
fitness as a parent-a possible issue in the mitigation stage if
Woods was found guilty-Rhetts' position was certainly a “potential”
conflict.
As Justice Marshall put it in discussing the
difference between potential and actual conflicts in the context of
joint representation: “There is the possibility of a conflict, then,
if the interests of the defendants may diverge at some point so as
to place the attorney under inconsistent duties. There is an actual,
relevant conflict of interests if, during the course of the
representation, the defendants' interests do diverge with respect to
a material factual or legal issue or to a course of action.” Cuyler,
446 U.S. at 356 n. 3, 100 S.Ct. 1708 (Marshall, J., concurring in
part).
Third, and not surprisingly, Woods fails to
direct our attention to evidence supporting his assertion that the
conflict tainted the rest of the proceedings. There is no claim that
the new lawyers had a conflict and Woods has not explained how
Wharry and Johnston would have handled the case differently if they
had been told of or discovered Rhetts' conflict. Any information
Rhetts possessed about the mother was presumably privileged.
Even if Rhetts' prior representation of the
mother precluded him from fully probing her possible involvement in
the crime, as Woods contends, Wharry and Johnston deposed her on
that subject and had adequate opportunity to investigate that issue.
More generally, the trial court granted the new lawyers' request for
a continuance to give them more time to prepare, and this Court held
on direct appeal that the failure to grant additional continuances
was not error: “There is no basis in the record upon which to
conclude that additional time for preparation and consultation would
have better equipped defense counsel to represent their client.”
Woods, 547 N.E.2d at 788. Thus we cannot accept that the conflict
structurally infected the rest of the proceedings.
Woods would have us overlook the fact that Rhetts
withdrew nearly four months before trial. This is a critical point.
Because successor counsel Wharry and Johnston planned and executed
their defense strategy after their own discovery, pretrial motions,
and consultations with Woods, any claim that Rhetts' inaction likely
affected their performance-or, for that matter, the fairness of the
trial-requires more than a bald allegation. Woods in effect asks us
to presume ineffectiveness and an unfair trial where initial trial
counsel withdraws due to a conflict. There is no such presumption.
Accordingly, his claim that he was denied effective assistance due
to Rhetts' prior representation of his mother fails.
VII. Woods' Remaining Ineffectiveness Claims
Woods alleges a plethora of other deficiencies in
the handling of his case and argues that the postconviction court
erred in finding that he received effective assistance of counsel.
To establish a violation of the Sixth Amendment right to effective
assistance of counsel, the defendant must show that (1) counsel's
performance fell below an objective standard of reasonableness based
on prevailing professional norms; and (2) there is a reasonable
probability that, but for counsel's errors, the result of the
proceeding would have been different. Strickland v. Washington, 466
U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). “A reasonable
probability is a probability sufficient to undermine confidence in
the outcome.” Id. at 694, 104 S.Ct. 2052. More recently, the Supreme
Court of the United States held that prejudice resulting from
ineffective assistance is not established unless the error rendered
the result of the proceeding fundamentally unfair or unreliable.
Lockhart v. Fretwell, 506 U.S. 364, 113 S.Ct. 838, 122 L.Ed.2d 180
(1993). The two prongs of Strickland are separate and independent
inquiries; hence “[i]f it is easier to dispose of an ineffectiveness
claim on the ground of lack of sufficient prejudice ... that course
should be followed.” Strickland, 466 U.S. at 697, 104 S.Ct. 2052.
Consistent with this directive, we assume,
without deciding, that Woods could establish that trial counsel's
performance fell below prevailing professional norms in one or more
respects.FN26 Woods nonetheless must show a reasonable probability
of a different result but for the alleged errors. The postconviction
court found in detailed findings that Woods had not shown prejudice.
There is no need to repeat these findings here. It suffices to say
that Woods makes no colorable claim that the evidence as a whole
leads unerringly and unmistakably to an opposite conclusion as to
the required showing of prejudice. For that reason alone, we affirm
the denial of postconviction relief. Spranger v. State, 650 N.E.2d
1117, 1119-20 (Ind.1995).
FN26. This should not be taken to question the
efforts of trial counsel in this case. Woods received a vigorous, if
not perfect, defense. Numerous objections were made on his behalf at
trial and raised on direct appeal. Woods v. State, 547 N.E.2d 772
(Ind.1989), aff'd on reh'g, 557 N.E.2d 1325 (Ind.1990). We
accordingly assume deficient performance only for the purpose of
resolving the Strickland inquiry in this appeal.
The individual incidents of allegedly deficient
performance are too numerous to list or even summarize here. The
brief filed on behalf of Woods deals with nearly every action or
inaction by trial counsel, but makes no effort to establish
prejudice from the supposed errors. At one point, Woods even
suggests that proof of prejudice is not required and refers to the
postconviction court's finding that no prejudice was shown on a
particular point as the “incorrect legal standard” to apply in
determining whether the Sixth Amendment was violated. Woods, not the
postconviction court, is incorrect on that point. We are aware that
the “duty to search for constitutional error with painstaking care
is never more exacting than it is in a capital case.” Burger v. Kemp,
483 U.S. 776, 785, 107 S.Ct. 3114, 97 L.Ed.2d 638 (1987).
Nonetheless, Woods' failure to point to anything contradicting the
postconviction court's finding of lack of prejudice permits an
uncomplicated disposition of the rest of the appeal notwithstanding
the serious nature of the proceedings.
Because this is a death penalty case, and for
that reason only, we briefly address the ineffectiveness claims,
roughly in the order that they are presented but with some
consolidation due to redundant argument. Woods first alleges a
variety of areas of possible investigation that were not but might
have been pursued. The postconviction court found no prejudice from
any of these and no serious contention is made attacking that
finding.
Although several challenges related to jury
selection were preserved and rejected on direct appeal, Woods, 547
N.E.2d at 785-86, 791, Woods argues that counsel's handling of voir
dire fell below prevailing professional norms. The objections to
counsel's performance in voir dire include fifteen shortcomings
identified by Woods' expert on death penalty defense standards in
the postconviction court. Woods concludes his discussion of this
list by complaining that the postconviction court “failed to explore
the issues of whether any jurors actually were seated who should not
have been.” He fails to explore that subject in this appeal and for
that reason presents no claim for reversal.
Woods next attacks the content of counsel's
opening and closing arguments at the guilt phase, as well as other
tactical trial decisions (e.g., failure to cross-examine witnesses
or object to evidence, and failure to argue theories such as sudden
heat that were supposedly more consistent with the mitigation
evidence). Woods seeks to avoid the obvious point that classic
tactical choices of this sort hardly ever support a claim of
ineffective assistance because they are matters of trial strategy,
Douglas v. State, 663 N.E.2d 1153 (Ind.1996), by contending that
counsel's performance was so uninformed that no presumption of
strategic decision should attach. However, Woods has not elaborated
how any alternative argument or tactic would possibly, much less
reasonably probably, have changed the outcome. Trial counsel
Johnston testified in postconviction that “we honestly felt we had a
very difficult case. It was very difficult to win on the guilt phase.”
Woods concedes in this appeal that there was “overwhelming evidence
of his participation in the crime.” In light of the powerful
evidence of guilt-including a confession held on direct appeal to
have been properly admitted, Woods, 547 N.E.2d at 786-87-we cannot
say that the convictions were a fundamentally unfair or unreliable
result. Fretwell, 506 U.S. at 369, 113 S.Ct. 838.
Woods next points to numerous alleged omissions
at the penalty phase, including failure to give an opening statement
or call Woods to the stand, failure to assemble and present a
complete social or life history of Woods for mitigation purposes,
and failure to make an effective presentation of the mitigation
evidence that was gathered. The argument (not unfamiliar in
postconviction) boils down to (1) counsel should have done more; and
(2) counsel was ineffective with respect to what little was done.
Neither contention withstands scrutiny here. As noted, counsel's
choices related to opening or closing argument-and, for that matter,
the decision whether the defendant should testify-are strategic
calls that will rarely support a Sixth Amendment violation. Indeed,
counsel Johnston testified in postconviction that he feared Woods
would be “beat up” by the prosecutor if he took the stand.
With respect to the mitigation evidence, the
postconviction court found that the evidence offered at the
postconviction hearing was cumulative of the evidence presented at
trial. Woods' contention to the contrary is wholly conclusory; and
he concedes that at least some of this evidence was duplicative. In
any event, Woods has not explained what any witness would have said,
or any investigation would have uncovered, that might have led to a
different sentence. He focuses on postconviction testimony
illustrating difficulties in his upbringing, particularly related to
his abusive mother. These arguments were not only made at trial but
credited: on direct appeal we agreed with the trial court's
determination that Woods' “turbulent childhood” was a “significant
mitigating circumstance.” Woods, 547 N.E.2d at 782. Thus, even
assuming the postconviction evidence on this point was not
cumulative, prejudice has not been proved because Woods'
surroundings were accepted as a mitigating factor at sentencing
without the postconviction testimony. See also Hough v. State, 690
N.E.2d 267, 272 (Ind.1997) (prejudice was not established because
defendant's personality disorder and abusive family background were
not necessarily entitled to mitigating weight), petition for cert.
filed, 67 U.S.L.W. 3362 (U.S. July 23, 1998) (No. 98-5826).FN27
FN27. Supposedly new evidence-e.g., the claim
that Woods' mother essentially masterminded the murder and that he
killed due to his rage towards her-falls far short of establishing a
reasonable likelihood of a different result. We accept the
postconviction court's finding that these allegations were available
at trial; counsel cannot be condemned in hindsight for not arguing a
dubious theory inconsistent with the evidence. We also find no basis
for relief in counsel's numerous references to the jury's role in
capital sentencing as a “recommendation.” Informing the jury that
its capital sentencing verdict is a “recommendation” does not
diminish the jury's role in the process so as to violate the Eighth
Amendment. Hough, 690 N.E.2d at 270; Holmes v. State, 671 N.E.2d
841, 855 (Ind.1996), cert. denied, 522 U.S. 849, 118 S.Ct. 137, 139
L.Ed.2d 85 (1997). Moreover, counsel's comments at the penalty phase
were made in the context of emphasizing that the jury's decision was
of paramount importance. This is completely consistent with the
jury's role in our death penalty scheme. Saylor v. State, 686 N.E.2d
80, 87 (Ind.1997), cert. denied, 525 U.S. 831, 119 S.Ct. 84, 142
L.Ed.2d 66 (1998).
The next contention is that the postconviction
court erred in summarily dismissing several claims alleging that
“numerous procedural, constitutional and instructional issues” not
litigated either at trial or on direct appeal supported a finding of
ineffective assistance of counsel. In the eight pages devoted to
this argument, nowhere does Woods explain what these “issues” are.
Rather, he incorporates the claims by reference by listing the
relevant postconviction court findings on these “issues” in a
footnote. It is apparent from the findings that some of the
arguments-such as allegedly deficient handling of voir dire-duplicate
Woods' other claims. Others (e.g., prosecutorial misconduct) were
resolved against Woods on direct appeal. For each argument, the
postconviction court found that Woods offered no evidence or
authority to support his contention or failed to show a reasonable
probability of a different result but for the error. Because Woods
points to nothing in the record showing these findings to be clearly
erroneous, this presents no basis for reversal.
Woods' remaining ineffectiveness claims are
miscellaneous in nature and, because they are meritless, amenable to
summary disposition. Woods raises a laundry list of undeveloped
challenges to the jury instructions.It is difficult to determine
whether these claims allege ineffective assistance for failure to
object to or proffer a particular instruction, or are direct (and
thus untimely) challenges to rulings at trial on instructing the
jury.
These arguments, if not defaulted for failure to
raise them as free standing claims on direct appeal,FN28 are waived
for lack of cogency and failure to cite to the record. Armstead v.
State, 538 N.E.2d 943, 945 (Ind.1989). Finally, Woods contends that
the postconviction court erred in finding certain claims to be res
judicata because they were or could have been raised on direct
appeal. Woods maintains that his petition for postconviction relief
asked that these issues be addressed as both free standing claims
and ineffective assistance for failure to raise each issue on direct
appeal; therefore the finding of procedural default was error. This
assertion presents no basis for reversal.FN29
FN28. We addressed and rejected several
challenges to the jury instructions on direct appeal. Woods, 547 N.E.2d
at 783-85, 791-92. The postconviction court found all claims related
to jury instructions to be res judicata, waived for failure to
present evidence on the issue, or meritless due to lack of any
showing of prejudice.
FN29. Of the claims found to be defaulted, the
postconviction court ruled that the first two arguments, in addition
to being res judicata, presented no grounds for relief because
prejudice had not been shown. Woods does not dispute that conclusion.
The remaining claims found to be res judicata largely duplicate
claims that were either (1) dealt with on direct appeal (competency
to stand trial, weighing of mitigating and aggravating factors,
prosecutorial misconduct, constitutional challenges to the single
aggravating circumstance); or (2) rejected elsewhere in the
postconviction court's findings or in this appeal (mishandling of
voir dire, challenges related to jury instructions). The few claims
that are not cumulative of others already addressed-e.g., that Woods'
lawyers had inadequate resources to present a vigorous defense-do
not support reversal because Woods does not contend that the
supposedly deficient performance prejudiced the trial outcome.
Conclusion
David Leon Woods received effective assistance of
counsel in conformity with the Constitution of the United States.
The denial of his petition for postconviction relief is affirmed.
Woods v. McBride, 430 F.3d 813 (7th
Cir. November 30, 2005) (Habeas)
Background: Following affirmance on direct appeal
of his convictions for murder and robbery and imposition of death
sentence, 557 N.E.2d 1325, and of denial of state postconviction
relief, 701 N.E.2d 1208, state inmate filed petition for writ of
habeas corpus. The United States District Court for the Southern
District of Indiana, Larry J. McKinney, Chief Judge, 302 F.Supp.2d
915, denied petition, and petitioner appealed.
Holdings: The Court of Appeals, Kanne, Circuit
Judge, held that:
(1) trial court's failure to conduct competency hearing did not
violate petitioner's procedural due process rights;
(2) failure to conduct competency hearing did not violate
petitioner's substantive due process rights;
(3) petitioner was not denied effective assistance of counsel; and
(4) petitioner was not denied due process due to lack of procedural
mechanism for review of his alleged conflict of interest with his
post-conviction relief (PCR) counsel. Affirmed.
KANNE, Circuit Judge.
In the early morning of April 7, 1984, David Woods and two cohorts,
Greg Sloan and Pat Sweet, concocted a scheme to steal a television.
A few hours later, Woods, Sloan, and Sweet went to the apartment of
seventy-seven-year-old Juan Placencia, an acquaintance of Woods's
mother. Woods was armed with a knife, although he assured Sloan and
Sweet that he intended only to scare Placencia with it. But when
Placencia opened his front door, Woods immediately jumped inside and
stabbed Placencia repeatedly. Placencia fell back into a chair,
pleading for his life. Placencia's pleas did him no good. After
Woods took $130 from Placencia's wallet, he continued to stab the
elderly man-a total of twenty-one times to the face, neck, and
torso. An autopsy later determined that Placencia died from at least
three stab wounds to the heart and a wound to the skull that pierced
through to his brain.
Woods and Sloan departed Placencia's apartment
with the cash and television in hand. They hid the television in a
trash bin and later sold it for $20. They also washed the clothes
they were wearing during the robbery and disposed of the knife and
other incriminating items in a nearby creek.
Shortly after the discovery of Placencia's body,
Woods was arrested and charged with murder and robbery. An Indiana
state court jury found Woods guilty of both, and the trial court
sentenced Woods to death. Woods's convictions were affirmed on
direct appeal in Woods v. State, 547 N.E.2d 772 (Ind.1989) ( Woods I
). A second opinion, issued on rehearing, affirmed Woods's
convictions and sentence of death. See Woods v. State, 557 N.E.2d
1325 (Ind.1990), cert. denied, 501 U.S. 1259, 111 S.Ct. 2911, 115
L.Ed.2d 1074 (1991). Woods filed a petition for post-conviction
relief (“PCR”), which the Indiana PCR court denied. The Indiana
Supreme Court affirmed the PCR court's denial of relief in Woods v.
State, 701 N.E.2d 1208 (Ind.1998) ( Woods II ), cert. denied, 528
U.S. 861, 120 S.Ct. 150, 145 L.Ed.2d 128 (1999). Woods then filed a
petition pursuant to 28 U.S.C. § 2254 for a writ of habeas corpus,
which the district court denied. Woods v. Anderson, 302 F.Supp.2d
915 (S.D.Ind.2004).
In this appeal, Woods advances three issues: (1)
whether Woods was denied due process because he was not competent at
trial; (2) whether Woods's trial counsel failed adequately to gather,
marshal, and present mitigating evidence at the penalty phase, thus
denying Woods effective assistance of counsel; and (3) whether
Woods's due process rights were violated when he was granted post-conviction
counsel but not the opportunity to air his concerns that he had an
“actual conflict of interest” with his appointed PCR counsel.
For the reasons that follow, we affirm.
*****
B. Mitigation
Woods next argues that his trial counsel was
constitutionally infirm for failing to present persuasive mitigating
evidence during the penalty phase of his trial under standards
established in Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146
L.Ed.2d 389 (2000), and Wiggins v. Smith, 539 U.S. 510, 123 S.Ct.
2527, 156 L.Ed.2d 471 (2003).
Again, we turn to Strickland to guide our
analysis of Woods's ineffective assistance claims. See Hall v.
Washington, 106 F.3d 742, 749 (7th Cir.1997) (“Resolution of a claim
of ineffective assistance of counsel at the penalty phase of a
capital trial, like other claims of ineffective assistance, involves
two elements: performance and prejudice.”); see also Ashford v.
Gilmore, 167 F.3d 1130, 1135 (7th Cir.1999). In the capital
sentencing context, however, the prejudice prong involves a slightly
different inquiry: “whether there is a reasonable probability that,
absent [counsel's] errors, the [jury] ... would have concluded that
the balance of aggravating and mitigating circumstances did not
warrant death.” Hough v. Anderson, 272 F.3d 878, 891 (7th Cir.2001)
(quoting Strickland, 466 U.S. at 695, 104 S.Ct. 2052). As always,
there remains “the strong presumption” that trial counsel rendered
adequate representation. See Bieghler v. McBride, 389 F.3d 701, 708
(7th Cir.2004).
Woods argues that the Indiana Supreme Court's
resolution of this precise claim was both contrary to and an
unreasonable application of Supreme Court precedent, because the
state court erroneously applied Lockhart v. Fretwell, 506 U.S. 364,
113 S.Ct. 838, 122 L.Ed.2d 180 (1993), rather than Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
For its part, the district court expressed doubt
that the Indiana Supreme Court's citation to Fretwell was sufficient
to establish that the court's disposition of Woods's ineffective
assistance claim was in fact “contrary to” Supreme Court authority.
Woods, 302 F.Supp.2d at 930 n. 2. But the district court
nevertheless found that de novo review of Woods's claim yielded the
same conclusion-that Woods was unable to show he suffered prejudice
as a result of his counsel's performance. See id.
We see nothing wrong with the district court's
analysis. If anything, the district court acted out of an abundance
of caution, for our review of the Indiana Supreme Court's reasoning
reveals that the court not only correctly identified Strickland as
the appropriate legal standard, it also set forth the appropriate
Strickland prejudice test, applied that test, and concluded that
Woods failed to meet it. Woods II, 701 N.E.2d at 1224-25 (“[W]e
assume, without deciding, that Woods['s] ... trial counsel's
performance fell below prevailing professional norms in one or more
respects. Woods nonetheless must show reasonable probability of a
different result but for the alleged errors.”).
True, the court cited Fretwell, but only to the
extent that the court concluded that Woods's claim likewise failed
to meet Fretwell 's “fundamentally unfair or unreliable result”
prejudice test. See Woods II, 701 N.E.2d at 1225. We do not read the
state court's reasoning as resting on Fretwell, nor did the court
conclude that Fretwell had somehow supplanted Strickland as the
appropriate standard for ineffective assistance claims, so we will
not reverse on that ground. Cf. Floyd v. Hanks, 364 F.3d 847, 852-53
(7th Cir.2004) (concluding that state court properly considered and
applied Strickland prejudice test, despite reference to
“reliability” as used in Fretwell ); Winters v. Miller, 274 F.3d
1161, 1167-68 (2001) (concluding that state court's erroneous
application of Fretwell did not require reversal of conviction
because de novo review under Strickland standard rendered the same
result). But see Washington v. Smith, 219 F.3d 620, 632-33 (7th
Cir.2000) (finding that state court erroneously substituted
Strickland 's prejudice inquiry with the standard enunciated in
Fretwell ).
At any rate, the Indiana Supreme Court concluded
that Woods's mitigation arguments failed because he could not show
prejudice: With respect to the mitigation evidence, the [PCR] court
found that the evidence offered at the postconviction hearing was
cumulative of the evidence presented at trial. Woods' contention to
the contrary is wholly conclusory; and he concedes that at least
some of the evidence was duplicative. In any event, Woods has not
explained what any witness would have said, or any investigation
would have uncovered, that might have led to a different sentence.
He focuses on postconviction testimony illustrating difficulties in
his upbringing, particularly related to his abusive mother.
These arguments were not only made at trial but
credited: on direct appeal we agreed with the trial court's
determination that Woods' “turbulent childhood” was a “significant
mitigating circumstance.” Woods, 547 N.E.2d at 782. Thus, even
assuming the postconviction evidence on this point was not
cumulative, prejudice has not been proved because Woods'
surroundings were accepted as a mitigating factor at sentencing
without the postconviction testimony. Woods II, 701 N.E.2d at 1226.
We believe that the state court's reasoning is neither contrary to,
nor an unreasonable application of Strickland for the reasons given.
Nevertheless, we hasten to add that-as the district court concluded-our
own de novo review leads to the same conclusion.
The gist of Woods's claim is that his trial
counsel failed to present mitigation evidence of the quantity or
quality that his PCR counsel presented on post-conviction review.
Woods claims that the totality of evidence adduced at both the
penalty phase and the PCR hearing compares favorably with the
available mitigation evidence at issue in Williams and Wiggins and,
as in those cases, calls for a determination that his counsel
rendered ineffective assistance at the penalty phase of his trial.
Review of the lengthy trial record in this case
reveals that Woods unquestionably came from a tragic background, in
large part due to the abuse and neglect of Woods by his mother, Mary
Lou Pilkinton. The jury was treated to a substantial body of
evidence in this regard. As the Indiana courts noted, the jury heard
voluminous testimony during trial-particularly during the penalty
phase-that left no doubt that Woods had a truly horrific childhood.
Woods's counsel called witnesses who testified in detail about
Pilkinton's selfishness, callous disregard of her children, and less-than-admirable
lifestyle. The following is but a sampling of what the jury heard.
Pilkinton physically abused Woods and his
siblings, and she never showed them any affection. She often left
the children to fend for themselves while she went drinking or
pursuing men. Worse, Pilkinton had the habit of bringing various men
home and even had sex with them in full view of the children. At one
point, Pilkinton became the “mama” of a local motorcycle gang and
regularly hosted wild parties at her home, during which much sex and
drinking went on in the presence of the children. One evening,
Pilkinton “offered” two of her daughters (aged 13 and 11) to some of
the bikers. Pilkinton and the various men in her life took sadistic
pleasure in physically abusing Woods and his siblings. In addition,
the children frequently witnessed Pilkinton herself being
mercilessly beaten by these men.
Aside from this abuse, Woods grew up under
deplorable home conditions. His father abandoned the family when
Woods was several years old. Woods and his siblings had no stable
home life either. As Pilkinton became involved with various men, she
moved Woods and his siblings around the country, often living in
very unhealthy and impoverished conditions, including a dilapidated
shack in Arkansas. The children were forced to wear the same clothes
(which were dirty and full of holes) for long periods, and often
slept in their clothes so that Pilkinton would not have to get them
dressed for school.
Jurors also heard testimony from mental health
experts who opined that Woods's childhood had a lasting, detrimental
effect on him. One expert testified to Woods's depression, anger,
and emotional problems, which stemmed largely from his deep-seated
feelings of resentment and hatred towards Pilkinton. A psychologist
even testified that Woods's childhood was a recipe for sociopathic
and impulsive behavior that produced severe personality disorders in
Woods. Woods's problems with alcohol and drugs were revealed.
Despite these problems, a social worker expressed belief that Woods
was capable of showing compassion and could understand and make
changes in his life and could be habilitated.
Other witnesses discussed the fact that Woods had
been placed in foster care and had great difficulty in adjusting. A
social worker testified that Woods often displayed aggression and
violence to other foster children and even to himself (Woods had on
one occasion inflicted knife wounds to his own stomach and
arms)-circumstances attributable to Woods's unfortunate background
and the psychological and emotional effects stemming from it.
Despite the fact that all of these mitigating
circumstances-and more-were tendered to the jury to be considered
against the aggravating circumstances of Woods's crimes, Woods
claims that his counsel failed to present other persuasive
mitigation evidence that was revealed for the first time during his
PCR hearing. As mentioned, Woods points to substantive mitigating
factors present in Williams and Wiggins that compare favorably with
factors in his case and argues that those cases require us to find
that his trial counsel were constitutionally infirm during the
penalty phase of his trial.
Certainly, the testimony at Woods's PCR hearing
undeniably revealed additional, often unpleasant details about
Woods's upbringing and the nature of the various abuses he suffered,
and some of these additional facts facially resemble some of the
horrors recounted in Williams and Wiggins. For example, Woods points
to additional details of his mother's neglect, such as chaining the
refrigerator shut and giving food only as a reward for stealing.
Other unsavory facts revealed during the PCR hearing provided
additional detail regarding Woods's and his siblings' physical and
sexual abuse and more fulsome explication of Pilkinton's sexual
exploits.
But it is the effectiveness of Woods's trial
counsel that we must consider, not merely the presence of factors
that superficially resemble those in the aforementioned Supreme
Court cases. And that performance in no way approaches the
constitutionally defective actions and inactions of the lawyers in
Williams or Wiggins. Woods's trial counsel pursued a reasonable
doubt strategy during the guilt phase of trial and reserved its
mitigation arguments for the penalty phase, a strategy that was not
inherently unreasonable.
The lawyers conducted an investigation, marshaled
evidence, and interviewed witnesses. They presented evidence in
accordance with their objective of portraying Woods's mother in a
very negative light-a not-unreasonable strategy given the wealth of
unfavorable evidence detailed above.FN3 We cannot agree that
counsel's performance was deficient when assessed objectively and
measured against “reasonableness under prevailing professional norms.”
Strickland, 466 U.S. at 688, 104 S.Ct. 2052.
FN3. While we are on this topic, we note that an
argument could be made that Woods's counsel could be faulted for not
calling Woods's own mother during the penalty phase to offer
additional details in his mitigation. During the PCR hearing,
Woods's mother provided an affidavit that provided additional detail
of Woods's abuse and neglect at her hands. But, given Woods's trial
counsel's strategy of fixing blame on his mother and the outright
hostility that apparently existed between them at the time (indeed,
Woods's mother was a state witness during the penalty phase), we
cannot fault counsel's decision in this regard. See Timberlake, 409
F.3d at 824 (“Coerced testimony dragged out of truculent family
members is unlikely to persuade a jury that a defendant has
redeeming features.”). Likewise, counsel's decision not to call a
social worker to provide greater detail about Woods's difficulties
as a foster child was not unreasonable given counsel's concern that
her testimony would open the door to prosecution questioning about
Woods's juvenile record. Cf. id. at 825.
Unlike in Wiggins, counsel in this case actually
presented mitigation evidence during the penalty phase rather than a
half-hearted attempt to deflect culpability from the defendant. See
Wiggins, 539 U.S. at 515-18, 526, 123 S.Ct. 2527. Furthermore the
facts do not indicate a failure to investigate Woods's background
thoroughly, nor did counsel simply stop their inquiries after having
acquired only “rudimentary knowledge” of Woods's history from a
narrow set of sources. See id. at 524-25, 123 S.Ct. 2527.
Likewise, Woods's counsel's performance contrasts
sharply with that of the lawyers in Williams, who failed altogether
to investigate and present graphic evidence of Williams's abusive
upbringing, and with the performance of other counsel likewise found
to have failed meaningfully to present any mitigation evidence. See
Rompilla v. Beard, 545 U.S. 374, ----, 125 S.Ct. 2456, 2469, 162
L.Ed.2d 360 (2005) (finding ineffective assistance where counsel
offered only a “few naked pleas for mercy” rather than any of the
compelling mitigation evidence that counsel failed to investigate or
present).
Really, Woods's claim boils down to the
contention that his counsel did not present enough mitigating
evidence. See Conner, 375 F.3d at 666 (noting that such arguments
come down to a matter of degrees, which are ill-suited to judicial
second-guessing) (citation omitted); cf. Stewart v. Gramley, 74 F.3d
132, 135 (7th Cir.1996) (“Presumably, [counsel] is not required to
investigate the defendant's past with the thoroughness of a
biographer.”). But the important point is that the performance of
Woods's counsel is easily distinguishable from that in either
Williams or Wiggins, and we can say that counsel's performance did
not fall below prevailing professional standards. Cf. Conner, 375
F.3d at 662-63.
In the interest of completeness, we also note
that even if Woods's counsel's performance was deficient, Woods
cannot satisfy the prejudice prong of Strickland. Other than simply
contending that mitigating factors present in his case compare
favorably with factors evident in Williams and Wiggins, Woods offers
nothing to convince us that there is a reasonable probability that
the additional details that came up during the PCR hearing would
have led the jury to conclude that the balance of aggravating and
mitigating factors did not warrant imposition of the death penalty.
Cf. Bieghler, 389 F.3d at 708.
In that regard, we agree with the Indiana Supreme
Court's determination that the additional mitigation evidence was in
essence cumulative of the mitigation evidence elicited during the
penalty phase. See Woods II, 701 N.E.2d at 1226. As such, we find no
reasonable probability that the additional evidence would have
tipped the scales in Woods's favor. See Eddmonds, 93 F.3d at 1322
(“[A] few more tidbits from the past or one more diagnosis of mental
illness on[ ] the scale would not have tipped it in [the
petitioner's] favor.”). Indeed, this possibility is even less likely
in light of the nature of the crime for which Woods stood trial and
the aggravating circumstances presented to the jury. Id. at 1323 (“None
of these [undisclosed] facts, individually or collectively,
outweighed the countervailing aggravating factors and especially the
heinous nature of the crime.”).
For all of these reasons, we conclude that the
district court properly denied relief as to Woods's mitigation claim.
C. Conflict of Interest
Finally, we turn to Woods's contention that he
was denied due process when he was granted PCR counsel but not a
procedural mechanism for review of his theory that he had a
“conflict of interest” with his PCR counsel. Woods characterizes the
nature of the conflict thus: “As the case neared the [PCR] hearing
date, outright hostility surfaced between Woods and his PCR counsel
due to conflicting theories of defense.” (Pet. Br. at 6.) Woods
filed a pro se motion for substitution of counsel, claiming that his
PCR counsel wanted only to present mitigation evidence during the
PCR hearing to the exclusion of making guilt-phase arguments.
Woods's PCR counsel also filed a motion to withdraw. The PCR court
denied both motions.
Although he concedes that he has no
constitutional right to collateral review or to PCR counsel, Woods
argues that once Indiana has extended these avenues for relief, the
state's mechanisms for providing such relief must comport with the
requirements of constitutional due process. See Evitts v. Lucey, 469
U.S. 387, 401, 105 S.Ct. 830, 83 L.Ed.2d 821 (1984). What this means,
according to Woods, is that the state should have provided Woods
with the opportunity to air his concerns about the “conflict,” and
the denial of that opportunity was a violation of due process. The
state denies that Evitts makes his claim cognizable in federal court,
but at any rate insists that the district court properly concluded
that Woods's claim was barred by procedural default and, in the
alternative, that Woods loses on the merits.
In a sense, the dispute over whether Woods has
advanced a cognizable due process claim or whether he is
procedurally barred from bringing the claim is academic. We agree
with the district court's conclusion that even if Evitts extends a
due process right as Woods frames it, there is no basis for
concluding that the state has deprived Woods of that right under the
facts present in this case. Woods, 302 F.Supp.2d at 944.
Stripped to its essence, Woods's “conflict” is
nothing more than his strenuous disagreement with his counsel. Woods
also adds his contention that his “PCR counsel was attempting to
coerce Woods into a full confession in front of the PCR court, under
the misapprehension that aggravating and mitigating circumstances
could be reweighed. Woods had continued to insist, from the time of
his arrest over a decade earlier, that he did not remember the
circumstances of the crime for which he had been convicted.” (Pet.
Br. at 6.)
But we agree with the state's argument that, in
certain respects, what Woods has characterized as a “conflict” with
his counsel is really nothing more than an attempt to advance an
ineffective assistance of PCR counsel claim while sidestepping
procedural default. Viewed in that light, there was certainly
nothing unreasonable about PCR counsel's decision to push forward
with a powerful mitigation strategy at the PCR hearing and to elicit
mitigation testimony from Woods himself (who, at trial counsel's
suggestion, chose not to take the stand in the penalty phase).
Central to the post-conviction litigation
strategy was the effort to frame and support the argument that trial
counsel was constitutionally defective, and as discussed at length
above, a cornerstone of that strategy was to elicit additional
details at the PCR hearing that would suggest that trial counsel was
not up to snuff during the penalty phase. We have already disposed
of that line of argument, but it is equally clear to us that PCR
counsel's strategy was a sound one. PCR counsel did, after all, turn
up additional mitigation details-albeit details insufficient to
indicate that trial counsel was constitutionally ineffective in not
eliciting those details the first time around.
As for Woods's suggestion that he had been
coerced into giving a confession, the record is bereft of any
factual support for this contention (we also note that Woods's tape-recorded
confession had been played to the jury at trial). Nor is there any
support for Woods's suggestion that his PCR counsel was operating
under the misapprehension that the PCR court would reweigh
aggravating and mitigating circumstances in deciding whether relief
would be granted. Our review of the record supports the conclusion
that Woods's PCR counsel pursued a reasonable post-conviction
strategy, and any implication that their performance failed to pass
constitutional muster must fail.
As far as Woods's suggestion of an “actual
conflict of interest,” we find at most a disagreement between Woods
and his PCR counsel as to strategy. We have found that personality
conflicts and disagreements over trial strategy of this sort do not
constitute reversible error. See United States v. Horton, 845 F.2d
1414, 1418 (7th Cir.1988); United States v. Hillsberg, 812 F.2d 328,
333-34 (7th Cir.1987).
Likewise, to the extent Woods may be suggesting
it, we find nothing to indicate that the strategic disagreement
hampered his ability to assist PCR counsel at the hearing. Cf.
Matheney v. Anderson, 377 F.3d 740, 749 (7th Cir.2004) (concluding
that disagreement between lawyers and client as to proper scope of
capital trial did not amount to legal incompetency).
It follows that there was not an actual conflict
of interest in Woods's case such that the Indiana courts were
required to put off post-conviction review in order to hear Woods's
claims or risk running afoul of the Constitution. Woods's
disagreement with his PCR counsel over post-conviction strategy
simply does not rise to that level, particularly in light of the
eminently reasonable mitigation strategy undertaken by his PCR
counsel.
In sum, we conclude that Woods's due process
rights were not violated when the state courts declined to grant him
an avenue to challenge his “conflict” with his PCR counsel. The
district court properly denied relief on this claim.
II. Conclusion
For the reasons given, we conclude that Woods is
not entitled to habeas relief on any of the grounds advanced. The
district court's denial of habeas relief is Affirmed.