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Steven
Michael WOODS Jr.
A.K.A.: "Halo"
Classification: Murderer
Characteristics:
Robbery
Number of victims: 2 +
Date of murders:
May 2,
2001
Date of birth:
April 17,
1980
Victims profile: Ronald Whitehead,
21, and Bethena
Brosz, 19
Method of murder:
Shooting
- Stabbing
with knife
Location: Denton County, Texas, USA
Status: Sentenced to death on August 27, 2002. Executed by
lethal injection in Texas on September 13, 2001
Name
TDCJ
Number
Date
of Birth
Woods, Jr., Steven Michael
999427
04/17/1980
Date
Received
Age (when Received)
Education Level
08/27/2002
22
10
Date
of Offense
Age
(at the Offense)
County
05/02/2001
21
Denton
Race
Gender
Hair
Color
white
male
black
Height
Weight
Eye
Color
5 ft 8 in
152
brown
Native
County
Native
State
Prior
Occupation
Wayne
Michigan
computer technology, assembly
worker, laborer
Prior
Prison Record
N/A
Summary of incident
On 05/02/2001, in The Colony,
Texas, Woods and 1 co-defendant used a 380 caliber pistol, a 45
caliber pistol, and a knife to kill a 21 year old white male
victim by shooting the victim 6 times in the head and cutting
his neck 4 times.
A 19 year old white female victim was also
killed by receiving 2 shots to the head, 1 shot in the knee, and
cutting her throat.
Woods and the co-defendant took property
from the victims which included their car keys, backpacks, a
cell phone and other personal items.
Co-defendants
Rhodes, Marcus
Race
and Gender of Victim
white male, white female
Summary:
In the early morning, two men driving on a golf course road in a
Dallas suburb discovered two victims lying beside a car. Ron
Whitehead, 21, had been shot in the head six times and his neck
was cut four times. Bethena Brosz, 19, was shot twice in the head,
once in the knee, and her throat was also cut. Whitehead was dead.
Brosz was alive and given medical treatment, but died the next day.
Woods admitted to police that he was with the victims the night
before their bodies were found, stating that he and Marcus Rhodes
had agreed to lead Whitehead and Brosz to a house nearby, but that
their two vehicles became separated during the trip. Detectives
then interviewed Rhodes, and after a search of his car revealed a
backpack and personal items belonging to Whitehead and Brosz,
Rhodes was arrested. The murder weapons were found at the home of
Rhodes' parents. A latex glove carrying Woods' DNA was found in
Rhodes' car after the killings. Woods left the Dallas area,
traveling to New Orleans, Idaho and California, where he was
finally arrested. Several witnesses testified that before the
killings he told them about his plan to commit the murders, and
after the killings, he told them about his participation in them.
Witnesses testified at Woods' 2002 trial that he lured Whitehead
to the isolated road on the pretense of a drug deal and killed him
because he knew about another killing involving Woods two months
earlier in California, athough Woods' was never charged in
connection with this crime. Prosecutors said Brosz merely was at
the wrong place at the wrong time and was killed because she was a
witness to Whitehead's death.
Accomplice Marcus Scott Rhodes was also charged
with capital murder. He pleaded guilty and was sentenced to life
in prison.
Citations:
Woods v. State, 152 S.W.3d 105 (Tex.Crim.App. 2004). (Direct
Appeal) Ex parte Woods, 176 S.W.3d 224 (Tex.Crim.App. 2005). (State
Habeas) Woods v. Thaler, 399 Fed.Appx. 884 (5th Cir. 2010).
(Federal Habeas)
Final/Special Meal:
Bacon; a large pizza with bacon, sausage, pepperoni and hamburger;
fried chicken breasts; chicken fried steak; hamburgers with bacon
on French toast; garlic bread sticks; Mountain Dew, Pepsi, root
beer and sweet tea; and ice cream.
Last Words:
"You're not about to witness an execution; you're about to witness
a murder. I've never killed anybody, never. This whole thing is
wrong ... Warden, if you're going to murder someone, go ahead and
do it. Pull that trigger. Goodbye."
ClarkProsecutor.org
Texas Department of Criminal Justice
Woods, Jr., Steven Michael
Date of Birth: 04/17/1980
DR#: 999427
Date Received: 08/27/2002
Education: 10 years
Occupation: computer technology, assembly worker, laborer
Date of Offense: 05/02/2001
County of Offense: Denton
Native County: Wayne County, Michigan
Race: White
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: 5' 8"
Weight: 152
Prior Prison Record: None
Summary of incident: On 05/02/2001, in
The Colony, Texas, Woods and a co-defendant used a 380 caliber
pistol, a 45 caliber pistol, and a knife to kill a 21 year old
white male victim by shooting the victim 6 times in the head and
cutting his neck 4 times. A 19 year old white female victim was
also killed by receiving 2 shots to the head, 1 shot in the knee,
and cutting her throat. Woods and the co-defendant took property
from the victims which included their car keys, backpacks, a cell
phone and other personal items.
Co-Defendants: Rhodes, Marcus
Texas Attorney General
Wednesday, September 7, 2011
Media Advisory: Steven M. Woods scheduled for
execution
AUSTIN – Pursuant to a court order by the 367th
District Court in Denton County, Steven Michael Woods is scheduled
for execution after 6 p.m. on September 13, 2011. In 2002, a
Denton County jury found Woods guilty of murdering Ronald Patrick
Whitehead and Bethena Lyn Brosz.
FACTS OF THE CASE
The U.S. Court of Appeals for the Fifth Circuit,
citing a federal district court’s description of the facts,
described the murder of Mr. Whitehead and Ms. Bosz as follows:
Early in the morning of May 2, 2001, two
golfers driving down Boyd Road at the Tribute Golf Course near The
Colony, Texas, found the bodies of Ron Whitehead, 21, and Beth
Brosz, 19. Both had been shot in the head and had their throats
cut. Whitehead was dead; Brosz was still alive but after receiving
medical care, she died the next day. That evening, police received
several anonymous tips that Woods was involved in the killings,
along with one Marcus Rhodes.
Detectives interviewed Woods, who admitted to
being with the victims the night before their bodies were found.
He said that he and Rhodes had agreed to lead Whitehead and Brosz
to a house in The Colony, but that their two vehicles became
separated during the trip, so he and Rhodes returned to the Deep
Ellum section of Dallas. Woods was not arrested as a result of his
interview. Detectives then interviewed Rhodes, and after a search
of his car revealed items belonging to Whitehead and Brosz, Rhodes
was arrested.
Woods left the Dallas area, traveling to New
Orleans, Idaho and California, where he was finally arrested.
Several witnesses testified that before the killings he told them
about his plan to commit the murders, and after the killings, he
told them about his participation in them.
PROCEDURAL HISTORY
On April 18, 2002, a Denton County grand jury
indicted Woods for murdering Ronald Patrick Whitehead and Bethena
Lyn Brosz. Because Woods was charged with murdering two victims in
the same criminal transaction, he was charged with capital murder.
In August 2002, a Denton County jury found
Woods guilty of murdering Ronald Patrick Whitehead and Bethena Lyn
Brosz. After the jury recommended capital punishment, the court
sentenced Woods to death by lethal injection.
On December 15, 2004, the Texas Court of
Criminal Appeals rejected Woods’s appeals and affirmed the
defendant’s conviction and sentence.
On May 23, 2005, the U.S. Supreme Court
rejected Woods’s direct appeal when it denied his petition for
writ of certiorari.
After exhausting his direct appeals, Woods
sought to appeal his conviction and sentence by seeking an
application for a state write of habeas corpus with the Texas
Court of Criminal Appeals. On November 2, 2005, the high court
denied Woods’s application for state habeas relief.
On September 6, 2006, Woods attempted to appeal
his conviction and sentence in the federal district court for the
Eastern District of Texas. The federal district court denied his
application for a federal writ of habeas corpus on August 26,
2009.
On October 25, 2010, the U.S. Court of Appeals
for the Fifth Circuit rejected Woods’s appeal when it affirmed the
federal district court’s order denying the defendant a federal
writ of habeas corpus.
On May 16, 2011, the U.S. Supreme Court
rejected Woods’s appeal a second time when it denied his
application for a writ of certiorari.
On September 1, 2011, Woods filed a second – or
successive – application seeking a state writ of habeas corpus
from the state district court that adjudged him guilty of murder.
On September 2, 2011, the Texas Court of
Criminal Appeals denied Woods’s successive writ application. The
high court also denied Woods’s motion to stay his execution.
PRIOR CRIMINAL HISTORY
Under Texas law, the rules of evidence prevent
certain prior criminal acts from being presented to a jury during
the guilt-innocence phase of the trial. However, once a defendant
is found guilty, jurors are presented information about the
defendant’s prior criminal conduct during the second phase of the
trial – which is when they determine the defendant’s punishment.
During the penalty phase of Woods’s trial,
jurors learned that Woods was involved in the murder of another
victim in California less than two years before he murdered
Whitehead and Brosz. Jurors were also informed that Woods, Rhodes,
and two other accomplices planned to rob a clothing store in Deep
Ellum. Jurors also learned that Woods may have planned to murder a
woman who intended to purchase and resell illegal drugs.
Texas executes man for Dallas-area slayings
By Karen Brooks - Reuters.com
Sep. 13, 2011
AUSTIN Tex (Reuters) - Texas on Tuesday
executed a man who was convicted for his involvement in the
slayings of two people in north Texas, even though an alleged
accomplice admitted to the killings.
Steven Michael Woods, 31, was convicted in the
shooting and slashing of a young Dallas-area couple under a
controversial Texas law that allows a defendant to be put to death
for a murder someone else committed. Woods was given a lethal
injection of drugs and pronounced dead at 6:22 p.m. local time,
said Michelle Lyons, a Texas Department of Criminal Justice
spokeswoman.
In his last words, Woods told his mother he
loved her, accused the state of committing a murder, and named his
co-defendant, Marcus Rhodes, who pleaded guilty to murdering the
couple and is serving a life sentence. "You're not about to
witness an execution. You are about to witness a murder. I am
strapped down for something Marcus Rhodes did. I never killed
nobody, ever," he said. "Justice has let me down. Somebody
completely screwed this up. Well, Warden, if you're going to
murder someone, go ahead and do it. Pull that trigger."
For his last meal, Woods requested bacon; a
large pizza with bacon, sausage, pepperoni and hamburger; fried
chicken breasts; chicken fried steak; hamburgers with bacon on
French toast; garlic bread sticks; Mountain Dew, Pepsi, root beer
and sweet tea; and ice cream, Clark said. His was the 10th
execution in Texas this year and the 33rd in the country.
Woods was convicted of capital murder in 2002
after a jury found him guilty in the slayings of Ronald Whitehead,
21, and Bethena Brosz, 19, in The Colony, Texas, just outside
Dallas.
When passersby found their bodies, they had
both been shot in the head and their throats cut, according to a
report by Texas Attorney General Greg Abbott's office. Woods told
police that he and a friend were with the victims the night before
they were found, hanging out in the Deep Ellum entertainment
district in Dallas, and had agreed to take them to a house in the
Colony, the report said. Their cars became separated, and Woods
and his friend, Marcus Rhodes, went back to Deep Ellum, Woods told
police, according to the report.
The victims' belongings were later discovered
in Rhodes' car, and Rhodes was arrested, the report said. Woods
fled the area and was later arrested in California. Witnesses told
police that Woods had bragged about killing the pair and said
before their deaths that he planned to kill them, according to the
report.
Rhodes pleaded guilty to killing the two, but
Woods has maintained his innocence during his trial, in online
posts and in media interviews. On a Facebook page maintained by
supporters, Woods said he was present for the killings but did not
know they were going to happen and fled because he feared Rhodes
would kill him, too.
But the jury, apparently convinced of his
involvement on some level, was able to convict him using the
state's law of parties, an attorney general spokesman said. The
law allows a jury to find a defendant guilty of murder if they
were involved in the crime, even if they did not directly commit
the killing, or were involved in crimes that lead to the killing,
or if they should have known the crime would happen and showed a "reckless
disregard" for human life.
Woods maintains that all he did was witnesses a
horrible crime, and then run for his life, but that the law he has
called "barbaric" in web postings punished him for a crime he did
not commit. Witnesses who said he told them he had killed the pair
were lying, he has said. "Imagine waking up every day in a hot
humid cell, knowing that you didn't do anything to find yourself
there," reads his posting on a Facebook page. "Knowing that so
many people know that they got the wrong person, but no one wants
to waste their time fighting for you."
Death penalty advocates argued that people who
help plan murders, or who are involved in actions leading up to it,
are just as guilty as those who pull the trigger. "We hold people
responsible for being conspirators or assisting even in good acts,"
said Dudley Sharp, a victims-rights advocate in Houston. "We are
not treating murderers any different than we would by giving a
Nobel Prize to someone who began research 40 years ago even though
they didn't make the breakthrough."
During the penalty phase of the trial, jurors
were told that Woods was involved in the homicide of another
victim in California before the killings of Brosz and Whitehead,
something Woods denies in online postings.
Texas has the country's most active death row,
executing more than four times as many people as any other state
since the death penalty was reinstated in the United States in
1976, according to the Death Penalty Information Center. A second
execution is scheduled in Texas for Thursday. Duane Buck was
convicted in 1997 for the shooting deaths of two people in Harris
County. Two more are planned for next week.
Convicted murderer claims innocence
By Cody Stark - ItemOnline.com
September 14, 2011
HUNTSVILLE — Former drug dealer Steven Michael
Woods proclaimed his innocence up until the end. The 31-year-old
who was convicted of the 2001 murders of Ronald Whitehead, 21, and
Bethena Brosz, 19, blamed the killings on his friend Marcus Rhodes
as he waited for the lethal injection to be carried out Tuesday at
the Huntsville Unit.
Woods admitted he was present at the time of
the murders, which took place in Denton County in May 2001, but
Rhodes was the one who pulled the trigger and cut each of the
victims throats. Woods went to trial first and was found guilty
and sentenced to death by a jury. Rhodes later pled guilty and
received life in prison. “You’re not about to witness an execution,
you are about to witness a murder,” Woods said. “I am strapped
down for something Marcus Rhodes did. I never killed nobody. ... I
can’t believe you are going to let Marcus Rhodes walk around free.
Justice has let me down.” The lethal dose began flowing through
Woods’s body at 6:12 p.m. Tuesday and 10 minutes later he was
pronounced dead.
About eight hours earlier, the U.S. Supreme
Court rejected an appeal from his attorneys, clearing the way for
the 10th execution in Texas this year. Woods had argued before the
high court his legal help early in the appeals process was
deficient and kept him from raising a claim of jury bias from his
trial. The justices, without comment, turned him down. After
telling his mother Cheryl Boyagian and friend Tali Kaluski that he
loved them Tuesday, Woods accepted his fate. “Warden, if you are
going to murder someone, go ahead and do it. Pull that trigger,”
Woods said. “... It’s coming. I can feel it coming. Goodbye
eveyone.”
Brosz and Whitehead, were found by golfers May
2, 2001, along a golf course road near The Colony, a North Dallas
suburb midway between Dallas and Denton. Whitehead was shot six
times in the head. Brosz was shot twice in the head and once in
the knee. Both had their throats cut. Brosz was alive when she was
found but died the following day. Brosz’s mother, Janet Shires,
witnessed Woods’ execution Tuesday and said she was relieved that
her daughter’s murderer could never hurt anyone again. “Now when
we think of Bethena, I have hope it will be easier to think more
about the happier memories now that there is no reason to be
worried about what the mastermind of the murders will do next,”
Shires said in a statement. “We will miss her forever of course.
There is no sentence that would change that. “But I feel such a
profound relief today, relief that he can never hurt anyone
anywhere ever again, relief that he cannot mislead anyone else
into filling the web with lies, relief that his escape or release
could never happen — all 100 percent guaranteed.”
Witnesses testified at Woods’ 2002 trial that
he lured Whitehead to the isolated road on the pretense of a drug
deal and killed him because he knew about another killing
involving Woods two months earlier in California. Prosecutors said
Brosz merely was at the wrong place at the wrong time and was
killed because she was a witness to Whitehead’s death.
“I want to thank all those brave youing
witnesses who testified at trial, in spite of knowing full well
what this murderer was capable,” Shires said. “They knew because
he told them himself what he had done and was even proud of it. In
that courtroom, I saw the fear of him in some of their eyes. Their
courage still amazes me.”
Man is executed for 2001 Denton County
slayings
By Michael Graczyk - Star-telegram.com
Tuesday, Sep. 13, 2011
HUNTSVILLE -- A self-described junkie who sold
LSD and other drugs in Deep Ellum in Dallas was executed Tuesday
evening for killing two people along a golf course road in The
Colony in Denton County in 2001. Steven Michael Woods, 31,
acknowledged that he was present in May 2001 when Ronald Whitehead,
21, and Bethena Brosz, 19, were fatally shot and had their throats
slashed but insisted that he was not involved and blamed the
murders on his friend, Marcus Rhodes.
"You're not about to witness an execution,
you're about to witness a murder. ... I've never killed anybody,
never," Woods said from the gurney in the death chamber. "This
whole thing is wrong. "Warden, if you're going to murder someone,
go ahead and do it. Pull that trigger."
A needle carrying the lethal drugs into his
right arm pierced a green tattoo of a rose branch. The distinctive
tattoo had identified him when he was arrested. Woods was
pronounced dead at 6:22 p.m.
"This has been a long road, and a hard one,"
Janet Shires, Brosz's mother, said Tuesday after watching Woods
die. "We will miss her forever, of course. There is no sentence
that would change that. But I feel such a profound relief today --
relief that he can never hurt anyone anywhere ever again."
About eight hours earlier, the U.S. Supreme
Court rejected an appeal from his attorneys, clearing the way for
the 10th execution in Texas this year. Woods had argued that his
legal counsel early in the appeals process was deficient and kept
him from raising a claim of jury bias from his trial. The justices,
without comment, turned him down.
Brosz and Whitehead, were found by golfers May
2, 2001, along a golf course road near The Colony. Whitehead was
shot six times in the head. Brosz was shot twice in the head and
once in the knee. Both had their throats cut. Brosz was alive when
she was found but died the next day. Authorities said Woods had
been supplying drug dealers with liquid LSD and other drugs sold
at clubs and parties in Deep Ellum, the entertainment district
near downtown Dallas.
Denton County prosecutor Michael Moore said
Woods, Rhodes and Whitehead knew one another from a coffee bar in
Deep Ellum. Brosz, a Denton native and student at the University
of North Texas, had met Whitehead a few weeks before at a job. The
night before the killings, the four were together at a Dallas
nightclub and were seen leaving together about 2 a.m. Woods and
Rhodes returned alone two hours later.
Witnesses testified at Woods' 2002 trial that
he lured Whitehead to the isolated road on the pretense of a drug
deal and killed him because he knew about another killing
involving Woods two months earlier in California. Prosecutors said
Brosz was merely at the wrong place at the wrong time and was
killed because she was a witness to Whitehead's death.
Last week Moore recalled, "Woods almost
immediately began bragging about committing the murder. He was
wearing one of Ron's baseball caps as a trophy and started talking
to people about trying to get out of town, where he was going,
bragging about it all along the way."
Authorities recovered backpacks belonging to
the slain pair in Rhodes' car. Guns used in the slayings were
recovered from the home of Rhodes' parents. Prosecutors said a
latex glove carrying Woods' DNA was found in Rhodes' car after the
killings.
When Rhodes surrendered to police three days
after the killings, Woods hit the road. He was arrested in
Garberville, Calif., about 200 miles north of San Francisco, about
two months later.
Steven Michael Woods
ProDeathPenalty.com
Steven Michael Woods and Marcus Rhodes shot
Ronald Whitehead and Bethena Brosz in a secluded area in The
Colony, Texas, in the early morning hours of May 2, 2001.
Early in the morning of May 2, 2001, two
golfers driving down Boyd Road at the Tribute Golf Course near The
Colony, Texas, found the bodies of Ron Whitehead and Beth Brosz.
Beth was shot in the right knee, her throat was slashed three
times, her shoulder was sliced and she had been shot in the head
twice. Ron Whitehead was dead when emergency personnel arrived on
the scene at 6:55 am and was shot in the head 6 times, and his
throat was cut. Beth died about 24 hours after she was taken to
the hospital.
That evening, police received several anonymous
tips that Woods was involved in the killings, along with Marcus
Rhodes. Detectives interviewed Woods, who admitted to being with
the victims the night before their bodies were found. He said that
he and Rhodes had agreed to lead Ron and Beth to a house in The
Colony owned by someone named "Hippy," but that their two vehicles
became separated during the trip, so he and Rhodes returned to the
Deep Ellum section of Dallas. Woods was not arrested as a result
of his interview.
Detectives then interviewed Rhodes, and after a
search of his car revealed items belonging to Ron and Beth, Rhodes
was arrested. Woods left the Dallas area, traveling to New Orleans,
Idaho and California, where he was finally arrested.
Several witnesses testified that before the
killings he told them about his plan to commit the murders, and
after the killings, he told them about his participation in them.
Woods, Rhodes, Ron Whitehead, David Samuelson, and Staci Schwartz
all knew each other from Insomnia, a coffee shop they frequented
in downtown Dallas. Samuelson testified that he had talked to
Rhodes at Insomnia on the evening of May 1, and Rhodes stated that
“he had a job to do” for Woods that night and that he did not want
to do it. Schwartz testified that she had had a conversation with
Rhodes at Insomnia on the afternoon of May 2, during which Rhodes
stated that he and Woods had used Beth's credit card to make an
online purchase of tickets to an anime festival. Rhodes told
Schwartz that they had attempted to make Samuelson look
responsible for the murders by buying the tickets in his name and
having them sent to his house.
On April 18, 2002, Woods was indicted for
capital murder for the killing of more than one individual in the
same criminal transaction, for which he was found guilty by a
Denton County jury. During a separate punishment hearing, the
State, in addition to evidence about the circumstances of the
crime and Woods's moral culpability, presented evidence that Woods
was involved in the murder of another individual in California one-and-a-half
months prior to the murders of Ron Whitehead and Beth Brosz; that
Woods got into a fight with another inmate in the Denton County
Jail; that Woods, Rhodes, and two other accomplices planned to rob
a clothing store in Deep Ellum; that Woods may have planned to
murder a woman who was coming to pick up vials of "acid" to sell;
and that Woods made "bottle bombs" as a juvenile.
The jury found beyond a reasonable doubt that
(1) there was a probability that Woods was a continuing threat to
society; (2) Woods actually caused the death of the victims,
intended to kill the victims, or anticipated that the lives of
victims would be taken; (3) there was no sufficient mitigating
circumstance to warrant a sentence of less than death after taking
into consideration the circumstances of the crime and the evidence
of Woods's character, background, and personal moral culpability.
In accordance with state law, the trial judge sentenced Woods to
death.
Death Row USA
Steven Woods
Rest in Peace
Texas murdered a human again on September 13, 2011
Hello,
I am writing in response I got recently, well
semi-recently, to ask for some help and guidance. My name is
Steven Woods, and I have been on Texas Death Row for about a year
and a half. I am getting really tired of the poor treatment we
receive and the conditions in which we are forced to live. I am
not content to just sit idle and let the state of Texas and the
TDCJ administation oppress me. I want to change our situation, but
I don't know what to do or where to turn for help. I really don't
know too much about TDCJ, the Death Penalty, how the administation
works and thinks, or how the rules/policies are formed.I have kept
myself oblivious to everything in an attempt to deal with the
state of my life and in doing so, have wasted so much time that
could have been spent learning how to better it.
I have spent the majority of my life fighting,
rebelling against the "System" however I could. In here, I should
be doing no different. I have tried going to other inmates for
help, but sadly, most are content or just sitting passively and
accepting their fate. They offer no advice but to sit on my bunk
and wait to die. I know there is little, if anything, that I can
do. All I know is that I have to get people involved. How do I do
this, who do I write, and what do I ask them to do? These are
three main problems.
What can we do/ We want to get those on Death
Row the same privileges that every non-death row TDCJ inmate enjoy,
should they behave themselves. I would be greatful for any help
you can give. Mainly advice and information. Thanks for being
there for us. We need it. The world would truly be a dark place if
it wasn't for people like you.
In hope and sincere respect, Steve Woods 999427
"A brief introduction of myself."
Hello all,
My name is Steven Woods, a 23 year old inmate
on Texas Death Row. How I got here is a long story that I may tell
at some other time. I don't like to talk about myself too much, at
least, I'm not too good at it, so this introduction will probably
lack substance.
I am an Anarchist, in the pure sense of the
word. I believe that we should live our lives as we see fit, by
our own moral judgement and with our own sense of good and evil,
right or wrong. We, as a single person, or in society as a whole,
should not expect, demand, that other should live by a set of
principles determined by a person, a conglomerate of persons, or a
divine entity. We were given free will, and we should use it. This
is Anarchy, not the senseless distruction, violence, and
lawlessness that the government, the media, and the entertainment
industry show you. And this is how I lived my life.
I'm not sure that I believe in a God, so much
as I believe there is some force in the universe. If I were to
subject myself to labeling my beliefs or aligning them with any
religious ideology, it would be Taoism. I believe in Balance, and
Chaos is as much a part of it as Order, therefore both are sacred.
I enjoy all types of music, although my
favorites are punk rock, classic rock, and big band jazz. Most of
my freedom I hung out with the "alternative " crowd. A bunch of
punk rockers and hippies. People who acted on the same principles
as I did.
I am from Michigan, but I spent most of my "adult"
years traveling around the US. The West Coast is to me, the best
place in the country. I didn't really like Texas, but it looks
like I'm going to spend the remainder of my time here.
I would like people to write to establish
friendships. What I'm more concerned with, though, is trying to
better our situation here on Death Row. I'm in desperate need of
information and advice.
Thank you.
Steven Woods #999427
Polunsky Unit D.R.
3872 FM 350 South
Livingston, Texas 77351 U.S.A
February 2004
I just wanted to share some things I’ve
thinking about lately, and give you a look inside my mind. I am a
collector of quotes and catch-phrases. If something I read or hear
jumps out at me, I write it down. I can find a quote for just
about any occasion. I read a book recently, by someone I think to
be a genius; Paulo Coelho. In the book was the line, “What the
eyes don’t see, the heart doesn’t grieve over.” What do you think?
So many people here in america (notice I use a
lower case a-I have no respect for my country) actually think the
death penalty is a good idea. most of my countrypersons will say,
“Yeah, I’m for the death penalty” and not give it a second thought.
The government says it’s right, so it’s right. The government says
it’s humane, so it’s humane.
What they don’t take into account is that we
are isolated, spending 24 hours a day in solitary confinement
until the time our sentence is actually applied. This lasts, for
an average, 6 years. This is the inhumane part of the death
penalty. Let’s face it; america will always have the death penalty.
Our society is too blood thirsty to change that. So let’s try
something less impossible (and yeah, I have a quote for that too,
courtesy of my dear friend Sarah: Let us be realists, let us
insist on the impossible.-Che Guevara)
It is my opinion that, since society cannot see
through these walls, cannot see how we are forced to live our
lives until we are murdered’ they just don’t care (refer to the
first quote) Their interest stopped after the judge said, ”I
sentence you to death by lethal injection, and remand you to state
custody in a facility designed to hold you until the sentence is
carried out.” Oh yeah, I forgot to add the good part, where the
judge says, “I am suspending your sentence until the time when
your conviction is CONFIRMED by your direct appeal.” (My
conviction has not been confirmed as of yet, I just filed the
brief for direct appeal-I can still vote for the president this
year-Imagine that!)
If people took a look at what happens to us
while we await justice, things would be different. They would be
saying, “save the environment”, “save the whales”,” Save the
sanity of a death row inmate!” I think that maybe they would start
caring about us and our fate, and act to help us find some measure
of comfort. After all, we are-for the time being-living breathing
human beings. The problem lies in actually making them see, feel,
and know what our lives have been reduced to.
For instance, does society know, that here on
Texas Death Row, we are allowed NO FORM of human contact, other
than when the guard or doctor has us out of our cells? We are kept
on 23 hour lockdown, isolated from most other inmates in a 6 by 9
cell. Do they know what it is like to be cut off from positive
human contact, and knowing that it will be like that for the rest
of our lives?
I am going to die without ever being able to
hug my mother, without ever being allowed to even touch her hand,
her and the rest of my loved ones. Could you imagine what it feels
like? For the rest of my life I will be deprived of everything
that is required for a person to maintain any semblance of mental
health. Another person controls almost every aspect of my life,
and I can do nothing when they decide how they want me to live it.
There is no way that this web-page could hold a
full treatise of the conditions of Death row, so I will leave off
right there, and go onto a different line of thought. Feel free to
contact me for a continuation of my rant about the conditions.
Do you want to know what I was thinking about
when the judge read me my sentence?
As I was standing there, showing no emotion (as
the newspapers claimed) i was thinking about my cat. Of all the
things in my head that could have surfaced at that particular
moment when I was being condemned, I was wondering if my cat was
OK. I imagine that my cat-her name is Koshka(it’s Russian for cat,
as I am not very creative) is doing rather well. Last I knew,
Koshka was living with a priest.(my ex-fiance’s father is an
Episcopal priest-I was staying with him before I got locked up) .
I would try to tell you how I got here, but I’m
not sure how myself. I’m not a violent person. I can count on one
hand how many fights I’ve been in. I’m rather timid actually, and
my biggest fear is confrontation. That might be hard to believe,
given my Mohawk hair-style and my punk rock lifestyle, but it’s
true. I sometimes have a tendency to lean toward chaos is the
disruption (NOT destruction-please note that) of the natural order
of things. I like to cause problems, make people think, different
to society’s day to day life. But the problems I cause are just
harmless pranks, and I am never violent.
I am the person who shouts “Freebird” in church
when the Minister first approaches the pulpit.(Yeah, I know-for a
person so afraid of confrontation, I sure put myself out there. We
overcome our fears, though, when we face our fears.) I’ve never
actually done that, but now you understand my little piece of
chaos.
I think I have a way to end the death penalty.
If we could force the government to televise executions on the
evening news-on every news channel-(on every other channel, too)
people would be forced to face the reality of what they determine
to be “the right thing to do”. If society could see the person
breathe his last breath, hear his last words-they would re-think
where they stand on the issue. If we made the Ultimate Penalty a
part of daily life, people would be forced to re-examine their
beliefs. if people were constantly forced to see what their
decision actually was, and made to be a part of it, the death
Penalty would end. If you are reading this, and you are a lawyer,
please write to me. I want to petition the courts to show my
execution on the evening news.(if it happens-hopefully justice
will actually be done, and I will go free, as I am innocent)
Yes, that is correct, I said I was innocent.
Everyone on death row (most everyone) claims to be innocent, but I
really am. This is the first time I have ever been in jail or
prison, and I can’t say I’ve enjoyed the experience! That doesn’t
mean that I’ve never committed any crimes, however. I spent a lot
of time doing and selling drugs. I think the biggest mistake I
ever made was getting involved with cocaine and heroin.
The first time I prepared the needle for my fix,
I knew, I KNEW my life would never be the same. I knew I was
crossing over the line, and yet I put the needle in my arm, and
said, ”Good Bye, Friend, times were oft good, but it’s a whole new
world now.” I knew what the drug would do to me, I knew what it
would turn me into, And I actually processed that information in
my head before I shot the drug up. I knew what a depraved being
the drug would turn me into, you see, before I used any new
substance, I studied it to find out exactly what it was.
I had all the facts and made a conscious
decision to through away my life as I know it. And why? Was my
life so bad that the only way I could survive was to make it worse?
Do I regret it? Would I do it the same way if I were sent back to
that moment when I was sitting in a trashed out apartment in
Detroit holding a syringe loaded with “The New Life”?
I will answer these questions in order: The
reason, initially, that I made the decision that I made was that I
just didn’t care anymore. I WANTED to experience the life of a
heroin junkie. I thought that the only way to redeem myself was to
crawl to the bottom of the hole so that I could fall no lower. I
believed that, by inflicting on myself the harshest possible life,
no one could do anything to hurt me anymore or take any more from
me. A heroin junkie-a true junkie in the depths of his addiction-is
to me, a soulless being. An unthinking, unfeeling wretch that has
nothing to offer and no where to go.
When I ask myself if I regret that path, I find
it very hard to answer. I would like to say yes, I do-but that
wouldn’t be honest. The only way a person learns anything from
life is from experiences. I do not have the words to describe the
hells that I went through to finally be able to re-join the human
race, and start caring again, but everything I went through made
me the person I am today. I do not like the person I was before
then, but I do like who I am now. Without the experiences that i
had, I would be a different person, and since I actually learned,
benefited,(I know that sounds weird coming from death row, but
bear with me)from the torments of my addiction. So no, I really
don’t regret it. If I had it all to do again, I would like to say
I’d do it differently. That, however, is an impossible question to
answer. If I went back to that moment that destroyed my life, I
would still be feeling what I felt. I would still be where I was
at. And I would not know what the future would hold.
I hope, however, that you do not think that I
am in any way endorsing that way of life. I’m not. I know, NOW,
that those drugs are not a solution to any problem or situation. I
have an odd outlook on life. I see things differently than most
people, and I did what I thought would be the best for me. So, I
was wrong, even if i don’t regret it. If I could help anyone to
benefit from the things I learned on the paths I chose, if you
know of any websites that discuss issues dealing with drugs-how to
avoid them, how they work, and what they turn you into, please
send me their address so that I can offer my advice. This is a
sincere request. The only reward I’m after is the knowledge that I
helped someone-that my life means something to other people.
It was really hard for me to open up as much as
I did in these pages. These things I haven’t told my family, or my
closest friend. I find it easier to write these things to a total
stranger (or in this case, a lot of total strangers) than to
people I know and love. I hope, Mom, Sarah, that reading these
things on the internet, and not in a letter from me, doesn’t upset
you. I trust you completely, but it’s easier for me this way. You
know my heart is always with you all.
If you took time, readers, to get this far,
thank you. Once I got going it was hard to stop. I will add more
to my story here sometime later, or you could write to me, if you’re
interested.
“Better that the world be destroyed, than a
person acts against his nature.” -Karl Marx
In Hope and Sincere Respect, Steve Woods 999427
"A Story," by Stacy L. Neitzel. (Times Staff
Writer)
Looking out over an auditorium filled with
sixth graders Steven Woods Sr. became emotional at times. His
voice cracked and his eyes misted as he delivered his message, "Drugs
Kill." Though Woods has struggled with his own addiction and is
nearing one year of sobriety, it wasn't his own past he spoke
about, but rather that of his son, Steven Woods Jr., who is
currently housed in a maximum security prison in Texas. "Greetings
from death row" began the first in a series of letters Woods
received from his son since his conviction last August for his
role in a drug-related double homicide in Texas in which a 21-year-old
man and a 19-year-old woman were slain. "I had always expected
that my son would probably be found dead because I had known about
his drug abuse," said Woods, who even now, after facing every
parent's worst nightmare, refuses to give up on his child.
Now, a grieving father is fighting for his
son's life in hopes that an appeal will be granted overturning the
murder conviction and struggling to make amends for what he says
may have set his son on a collision course with disaster. "I
believe my lifestyle was imprinted in his head," said Woods, who
admits to abusing both drugs and alcohol throughout his son's
childhood and says Steven frequently witnessed violent encounters
between he and his ex-wife who now resides in Michigan.
"I'm on a voyage to reach out to children and
parents," said Woods, a Bowling Green resident who has begun
speaking to audiences on behalf of the Warren County D.A.R.E
program about the dangers associated with drug use. Parents need
to pay attention to warning signs and intervene unhesitatingly
when their children's behavior seems uncharacteristic, said Woods,
citing a sudden change in attitude and friends, or grades slipping
all as indicators of possible drug use. Once an honor roll student
and an athlete, Steven became withdrawn after his parents divorced.
"Things went downhill from there," said Woods
It wasn't long before Steven "fell into the
wrong crowd" and began using marijuana when he was 13 or 14-years-old.
From there the drug of choice progressed, said his father, to
cocaine and heroin. Heavily involved in the punk rock scene,
Steven quit school at age 16, eventually becoming a drug dealer
and a transient. "His life revolved around drugs," said Woods of
his son, now 22 and currently incarcerated in the death row unit
of a prison in Livingston, Texas.
Steven, who maintains his innocence, spends 23
hours a day in lockdown in a 6 x 9 cell as he awaits execution by
lethal injection. According to information provided by the Texas
Corrections System, the average length of time spent on death row
is 10.58 years. Believing his son is guilty of both being an
addict and of using poor judgment, but not murder, Woods said he
knows his son deserves to be punished for his role in The Colony
murders. However, he believes the death penalty is too severe.
"He was there as an accomplice, but he wasn't
the trigger man," insists Woods. "Only five people know what
happened that night," he said, "the two that were there, the two
who were killed and God." Another man, Marcus Scott Rhodes, 23,
was also prosecuted for the murders after police found items
belonging to the victims in the trunk of his Mercedes, according
to an article in the Dallas News.
Rhodes later plea bargained and was sentenced
to life in prison instead of the death penalty despite the fact
that two guns believed to be used in the killings were discovered
in his room at his parents' home, alleges a separate article in
the Dallas News. "I pray for my son and the families of the
victims every day," said Woods, who believes his son was failed by
the system, his lawyer and perhaps even his own father.
Unsure if he can save Steven, Woods hopes to
spare others from repeating his family's tragic mistakes by
telling the story of how drugs derailed four young lives. He said
he will continue to petition the courts to hear an appeal. "I'll
fight to my last breath to keep him alive," said Woods, blinking
back tears.
Price, J., delivered the opinion of
the Court, in which Keller, P.J., Meyers, Johnson, Keasler,
Hervey, Holcomb, and Cochran, JJ.,
joined. Womack, J.,
filed a dissenting opinion.
O P I N I O N
In August 2002, a Denton County jury convicted the appellant,
Steven Michael Woods, of killing Ronald Whitehead and Bethena
Brosz.
(1) Pursuant to
the jury's answers to the special issues set forth in Texas Code
of Criminal Procedure Article 37.071, §§ 2(b) and 2(e), the
trial court sentenced the appellant to death.
(2) Direct
appeal to this Court is automatic.
(3) The
appellant raises seventeen points of error challenging his
conviction and sentence. We will affirm.
I. VOIR DIRE
In points of error fifteen, sixteen, and seventeen, the
appellant argues that the trial court improperly restricted his
questioning of prospective jurors during voir dire. He contends
that, as a result, he was unable to intelligently exercise
peremptory challenges and challenges for cause.
The trial court has broad discretion over the jury selection
process.
(4) Voir dire
could go on indefinitely if the trial court did not have the
ability to impose reasonable limits on it.
(5) A trial
court abuses its discretion only when it prohibits a proper
question about a proper area of inquiry.
(6) A question
is proper if it seeks to discover a juror's views on an issue
applicable to the case.
(7) However, an
otherwise proper question is impermissible if it attempts to
commit the juror to a particular verdict based on particular
facts.
(8) A voir dire
question that is so vague or broad in nature as to constitute a
global fishing expedition is also improper and may be prevented
by the trial court.
(9)
A. Commitment Question
The appellant asserts in point of error fifteen that the trial
court improperly limited his voir dire questioning of venire
member Kerri Denise Wyrick during the following exchange:
Q. And it mentions on there if you find sufficient mitigating
circumstance or circumstances to warrant that a sentence of life
imprisonment rather than a death sentence be imposed. It says "sufficient
mitigating circumstance or circumstances." So do you understand
that to mean that even one mitigating circumstance, if it's
sufficient, is enough to award a life penalty instead of a death
penalty?
A. I understand.
Q. Could you do that even if you'd already found a defendant
guilty beyond a reasonable doubt of committing a capital murder,
you'd found special issue number 1, that the State proved that
beyond a reasonable doubt, that you found on special issue
number 2 that the State proved that beyond a reasonable doubt?
If the State did all that, could you still support and vote for
a life punishment if you found a sufficient mitigating
circumstance?
[PROSECUTOR]:
I object to contracting.
THE COURT: Sustained, the way it's phrased.
Q. Would you be able to follow the law as to special issue
number 3 if you found even one sufficient mitigating
circumstance?
A. Yes.
Defense counsel did not exercise a challenge for cause or a
peremptory challenge against Wyrick, and she was seated on the
jury.
The appellant argues that the question was proper because it
sought to discover Wyrick's views on an issue applicable to the
case, that is, whether she could fairly consider the mitigation
special issue even if the jury had already answered yes to the
future dangerousness and anti-parties special issues.
(10)
The trial court sustained the State's objection that it was an
improper commitment question.
(11) A
commitment question can be proper or improper, depending on
whether the question leads to a valid challenge for cause.
(12) For a
commitment question to be proper, one of the possible answers to
that question must give rise to a valid challenge for cause.
(13) If Wyrick
had answered the question "no," then she would have been
challengeable for cause.
(14) Thus, the
trial court erred in refusing to allow the question to be asked.
The appropriate standard of harm is to disregard the error
unless a substantial right has been affected.
(15) A
substantial right is affected when the error has a substantial
and injurious effect or influence in determining the jury's
verdict.
(16)
The trial court's denial of a proper question in this case did
not have a substantial or injurious effect or influence in
determining the jury's verdict because defense counsel was able
to ask Wyrick essentially the same question. After the trial
court sustained the State's objection, defense counsel
immediately asked her, "Would you be able to follow the law as
to special issue number 3 if you found even one sufficient
mitigating circumstance?" and she replied, "Yes." Point of error
fifteen is overruled.
B. Improper Questions
The appellant complains in point of error sixteen that the trial
court prevented him from asking venire member Michael Rudolf
Ziegler the following question: "Could you be fair and impartial
in a murder case where the people killed were under 25 years of
age?" The prosecutor objected that the question was "contracting,"
and the trial court sustained the objection. Defense counsel
exercised a peremptory strike against Ziegler.
The appellant similarly asserts in point of error seventeen that
the trial court improperly limited his voir dire questioning of
venire member Jerry Linsley during the following exchange:
Q. Can you be impartial in this case if the victims were young?
[PROSECUTOR]:
Objection, contracting.
THE COURT: Sustained.
Q. Can you consider the life penalty where the victims were
young?
[PROSECUTOR]:
Objection, contracting. He's trying to get him to commit to a
certain set of facts, being that the victims were young.
THE COURT: Sustained.
Q. Can you be impartial if one of the victims is a young woman?
[PROSECUTOR]: Objection. Contracting again.
THE COURT: Sustained.
Q. Can you consider the life penalty if a victim was a young
woman?
[PROSECUTOR]:
Objection. Contracting.
THE COURT: Sustained.
Defense counsel then said that he wanted to ask the same four
questions of every venire member. He asked the trial court for a
running objection with regard to all subsequent jurors. The
trial court replied: "Well, I've sustained the objection on this
juror, and if the exact same question were asked of subsequent
jurors, the Court's ruling would be the same." Defense counsel
did not exercise a challenge for cause or a peremptory strike
against Linsley, and he was seated on the jury.
The questions that the appellant sought to ask Ziegler, Linsley,
and the other venire members in this case are similar to the
questions that we held to be improper in Barajas v. State.
(17)
In Barajas, defense counsel desired to ask whether
venire members could be impartial in an indecency case involving
a victim who was eight to ten years old or, in the alternative,
a victim who was nine years old.
(18) Defense
counsel also sought to ask whether venire members could consider
probation in a case involving a victim who was eight to ten
years old.
(19)
We held in Barajas that these questions constituted
global fishing expeditions and the trial court was within its
discretion to prevent defense counsel from asking them.
(20) The trial
court did not abuse its discretion in preventing a similar
fishing expedition in the instant case. Points of error sixteen
and seventeen are overruled.
II. LIMITED CROSS-EXAMINATION
In points of error seven and eight, the appellant argues that
the trial court improperly prevented him from cross-examining
the State's witness Brian Young about his prison sentence and
his prospects for parole. At the time of the appellant's trial,
Young was serving a sentence for aggravated assault. Prior to
calling Young to testify, the prosecutor made an oral motion in
limine seeking to bar defense counsel from questioning Young
about the fact that he was currently in custody and about the
length of his sentence.
The trial court granted the motion in limine and permitted
defense counsel to question Young about the specifics of his
conviction outside the presence of the jury for purposes of the
record.
In response to defense counsel's questions, Young testified that
he had served nearly eight months of his two-year sentence and
that he was aware of the possibility that he could be placed on
parole, but that no one promised him anything in exchange for
his testimony.
When defense counsel asked Young if he expected "some kind of
favorable treatment or good time" in exchange for his testimony,
he responded: "From my understanding, my case does not merit
good time because it is an aggravated charge, and as for the
rest of that, I have absolutely no idea." The following exchange
took place after defense counsel finished questioning Young:
THE COURT: Is it your position that you intend to try to ask
those questions in front of the jury?
[DEFENSE
COUNSEL]: It is, Judge.
THE COURT: Is there an objection from the State?
[PROSECUTOR]:
We object, Your Honor. Irrelevant, improper impeachment under
609, and there are no offers or agreements in exchange for his
testimony.
THE COURT: I'm going to sustain the objection. The record has
been made.
[DEFENSE
COUNSEL]: Yes, ma'am.
The appellant argues on appeal that the limitation on his cross-examination
of Young violated his rights under the Confrontation Clause of
the Sixth Amendment and Rule 613(b) of the Texas Rules of
Evidence.
The proponent of evidence to show bias must show that the
evidence is relevant. The proponent does this by demonstrating
that a nexus, or logical connection, exists between the
witness's testimony and the witness's potential motive to
testify in favor of the other party.
(21) We have
found a nexus when a witness has been indicted or is serving a
period of community supervision.
(22) In such
cases, the witness is placed in a vulnerable position and may
have a motive to testify in favor of the State.
In this case, the appellant asked Young if he expected favorable
treatment or good time in exchange for his testimony. Young said
that he was ineligible for good time and that he had no idea
about other potential favorable treatment. And, in fact, Young
was ineligible for good time.
(23)
There was no indication that Young had the expectation that he
would be rewarded for testimony favorable to the State or
punished for testimony that was unfavorable to the State. The
appellant's offer of proof did not establish a nexus between
Young's testimony and his prison sentence.
Points of error seven and eight are overruled.
III. ADMISSION OF EVIDENCE
In points of error nine, ten, eleven, and twelve, the appellant
argues that the trial court erred in admitting the testimony of
David Samuelson and Staci Schwartz. The appellant specifically
complains that these two witnesses improperly testified about
statements made to them by the appellant's co-defendant, Marcus
Rhodes.
The appellant argues that the trial court improperly admitted
this evidence under the "statement against interest" exception
to the hearsay rule in Texas Rule of Evidence 803(24). He also
asserts that the admission of this evidence violated his rights
under the Sixth Amendment's Confrontation Clause.
The State presented evidence that the appellant and Rhodes shot
Ronald Whitehead and Bethena Brosz in a secluded area in The
Colony, Texas, in the early morning hours of May 2, 2001.
(24)
The appellant, Rhodes, Whitehead, Samuelson, and Schwartz all
knew each other from Insomnia, a coffee shop they frequented in
downtown Dallas. Samuelson testified that he had talked to
Rhodes at Insomnia on the evening of May 1, and Rhodes stated
that "he had a job to do" for the appellant that night and that
he did not want to do it.
Schwartz testified that she had had a conversation with Rhodes
at Insomnia on the afternoon of May 2, during which Rhodes
stated that he and the appellant had used Brosz's credit card to
make an online purchase of tickets to an anime festival. Rhodes
told Schwartz that they had attempted to make Samuelson look
responsible for the murders by buying the tickets in his name
and having them sent to his house.
A. Rule of Evidence 803(24)
In order for a declaration against interest to be admissible
under Rule 803(24), the statement must be self-inculpatory with
corroborating circumstances to indicate the trustworthiness of
the statement.
(25) The
appellant does not assert that Rhodes's statements were
insufficiently self-inculpatory. He instead argues that there
was insufficient corroboration of Rhodes's statements. The
corroboration must clearly indicate the trustworthiness of the
statement.
(26)
A
number of factors are relevant to this inquiry: (1) whether the
guilt of the declarant is inconsistent with the guilt of the
defendant; (2) whether the declarant was so situated that he
might have committed the crime; (3) the timing of the
declaration; (4) the spontaneity of the declaration; (5) the
relationship between the declarant and the party to whom the
statement was made; and (6) the existence of independent
corroborative facts.
(27)
The first two factors, as the Austin Court of Appeals has noted,
logically apply only when the defendant is the proponent of the
statement against interest that tends to exculpate the
defendant.
(28) When the
statement is offered by the State to inculpate the defendant, as
in the case before us, the first two factors are not relevant.
Rhodes spontaneously made the statements to Samuelson and
Schwartz, his acquaintances from Insomnia who knew Whitehead but
were not connected to the commission of the murders. He made the
statement to Samuelson prior to the commission of the murders.
He made the statement to Schwartz not long after the commission
of the murders. These were "street corner" statements that
Rhodes made to his friends without any motive to shift blame to
another or minimize his own involvement in the murders. Thus,
the timing and spontaneity of the statements tend to establish
their reliability.
The State also presented evidence of independent corroborative
facts that verified the reliability of Rhodes's statements to
Samuelson and Schwartz. Samuelson testified that he received a
denied credit card charge for admission to an anime festival in
the mail, and that the charge was in Brosz's name. The murders
took place on the night that Rhodes said he had a job for the
appellant to do.
The physical evidence and the appellant's own admissions
demonstrate that the appellant and Rhodes acted in concert
throughout the commission of the offense. The testimony of
Samuelson and Schwartz was admissible under Rule 803(24) because
there were sufficient corroborating circumstances to indicate
the trustworthiness of Rhodes's statements.
B. Confrontation Clause
We next turn to the appellant's argument that the testimony of
Samuelson and Schwartz was inadmissible under the Confrontation
Clause. The threshold question is whether Rhodes's statements
were testimonial or non-testimonial in nature.
(29) Prior to
the Supreme Court's decision in Crawford, hearsay
statements were admissible for purposes of the Confrontation
Clause if they possessed adequate "indicia of reliability."
(30)
The Supreme Court in Crawford, however, drew a
distinction between testimonial and non-testimonial statements.
(31) The
Supreme Court declined to spell out a comprehensive definition
of testimonial,but it stated that the term "applies at
a minimum to prior testimony at a preliminary hearing, before a
grand jury, or at a former trial; and to police interrogations."
(32) The
Supreme Court held that "[w]here testimonial statements are at
issue, the only indicium of reliability sufficient to satisfy
constitutional demands is the one the Constitution actually
prescribes: Confrontation."
(33)
Rhodes's statements to Samuelson and Schwartz do not fall within
the categories of testimonial evidence described in
Crawford. They were casual remarks that he spontaneously
made to acquaintances.
(34) Rhodes's
statements were non-testimonial in nature; thus, the new rule
articulated in Crawford is not applicable in this case.
Points of error nine, ten, eleven, and twelve are overruled.
IV. JURY CHARGE
In point of error thirteen, the appellant argues that the trial
court erred by submitting part of the Geesa instruction
in its charge to the jury during the guilt phase of the trial.
(35) We held in
Geesa that trial courts must define reasonable doubt in
their jury charges and mandated the following six paragraph jury
instruction:
[1] All persons are presumed to be innocent and no person may be
convicted of an offense unless each element of the offense is
proved beyond a reasonable doubt. The fact that a person has
been arrested, confined, or indicted for, or otherwise charged
with, the offense gives rise to no inference of guilt at his
trial. The law does not require a defendant to prove his
innocence or produce any evidence at all. The presumption of
innocence alone is sufficient to acquit the defendant, unless
the jurors are satisfied beyond a reasonable doubt of the
defendant's guilt after a careful and impartial consideration of
all the evidence in the case.
[2] The prosecution has the burden of proving the defendant
guilty and it must do so by proving each and every element of
the offense beyond a reasonable doubt, and if it fails to do so,
you must acquit the defendant.
[3] It is not required that the prosecution prove guilt beyond
all possible doubt; it is required that the prosecution's proof
excludes all "reasonable doubt" concerning the defendant's guilt.
[4] A "reasonable doubt" is a doubt based on reason and common
sense after a careful and impartial consideration of all the
evidence in the case. It is the kind of doubt that would make a
reasonable person hesitate to act in the most important of his
own affairs.
[5] Proof beyond a reasonable doubt, therefore, must be proof of
such a convincing character that you would be willing to rely
and act upon it without hesitation in the most important of your
own affairs.
[6] In the event you have a reasonable doubt as to the
defendant's guilt after considering all the evidence before you
and these instructions, you will acquit him and say by your
verdict "Not guilty."
(36)
In Paulson v. State, we overruled the portion of
Geesa that required trial courts to instruct juries on the
definition of reasonable doubt.
(37) The
appellant argues that the trial court's submission of a portion
of the Geesa instruction was reversible error under
Paulson. In this case, the trial court submitted paragraphs
[1], [2], [3], and [6] of the Geesa instruction.
(38) It did not
submit paragraphs [4] and [5]. On appeal, the appellant
challenges only the trial court's inclusion of paragraph [3]. He
acknowledges that he did not object to the inclusion of
paragraph [3] at trial, but argues that the alleged error caused
him egregious harm, necessitating reversal under Almanza v.
State.
(39)
We held in Paulson that "the better practice is to give no
definition of reasonable doubt at all to the jury."
(40) We
specifically criticized paragraphs [4] and [5] of the Geesa
instruction as attempting to define reasonable doubt.
(41) The
instruction in the instant case did not contain these paragraphs.
The trial court did not abuse its discretion by including paragraph
[3] of the Geesa instruction in the jury charge at the
guilt or innocence phase of the trial. Point of error thirteen is
overruled.
In point of error fourteen, the appellant argues that the trial
court erred by submitting a definition of reasonable doubt in
its charge to the jury during the punishment phase. The
appellant specifically complains about the following portions of
the punishment charge:
It is not required that the State prove Special Issue No. 1
beyond all possible doubt; it is required that the State's proof
excludes all reasonable doubt concerning the defendant.
*
* *
It is not required that the State prove Special Issue No. 2
beyond all possible doubt; it is required that the State's proof
excludes all reasonable doubt concerning the defendant.
The appellant again complains of the trial court's use of the
language contained in paragraph [3] of the Geesa
instruction. He again acknowledges that he did not object to the
inclusion of this paragraph, but argues that the alleged error
caused him egregious harm.
(42) The
appellant's argument fails for the same reasons expressed in
point of error thirteen. Point of error fourteen is overruled.
V. ADMISSIBILITY OF STATEMENT
In his sixth point of error, the appellant complains of
erroneously admitted evidence during the punishment phase of his
trial. He challenges the admission of the audio-taped statement
that he gave to a California detective regarding his involvement
in an uncharged offense. The statement pertained to the murder
of Beau Sanders, the manager of Insomnia whose body was
discovered in the desert area located southwest of Las Vegas,
Nevada. The appellant asserts that the statement was
inadmissible because it was not taken in compliance with the
dictates of Texas Code of Criminal Procedure Article 38.22.
Article 38.22, Section 3(a)(2) provides that no oral statement
of an accused made as a result of custodial interrogation shall
be admissible against him in a criminal proceeding unless, prior
to the statement but during the recording, he is given the
warning in Section 2(a) and he knowingly, intelligently, and
voluntarily waives the rights set out in the warning. The
appellant must be warned of the following rights under Section
2(a):
(1) he has the right to remain silent and not make any statement
at all and that any statement he makes may be used against him
at his trial;
(2) any statement he makes may be used as evidence against him
in court;
(3) he has the right to have a lawyer present to advise him
prior to and during any questioning;
(4) if he is unable to employ a lawyer, he has the right to have
a lawyer appointed to advise him prior to and during any
questioning; and
(5) he has the right to terminate the interview at any time.
Strict compliance with all portions of Section 3(a) is required.
(43) The
appellant specifically contends that his statement was
inadmissible because the California detective failed to inform
him that he had the right to terminate the interview at any
time.
Detective Brad Toms of the San Bernardino County Sheriff's
Department questioned the appellant at the Denton County Jail in
January 2002.
(44)
The purpose of the interview was to find out information about
the disappearance of Sanders, who had been missing since March
2001. Prior to taking the appellant's statement, Toms read him
his rights from a card issued by the San Bernardino Sheriff's
Department. He advised the appellant that he had the right to
remain silent, that any statement he made could be used against
him, that he had a right to a lawyer, and that if he was unable
to employ a lawyer that one would be appointed for him. He did
not advise the appellant that he had a right to terminate the
interview at any time.
In his statement, the appellant told Toms that Sanders wanted to
go to California and that Rhodes, Jeremy Stark, and Matthew
Potts gave him a ride. The appellant knew that Rhodes and Stark
actually planned to kill Sanders. The appellant was going to
accompany them on the trip, but his girlfriend convinced him not
to go. He lent them his car instead. He later learned that they
shot and killed Sanders in the desert. Rhodes provided the guns
and was present at the time of the murder, but only Stark and
Potts shot Sanders. When they returned to Texas, they were in
possession of Sanders's personal items, including clothing, a
hat, compact discs, and a compact disc case, which they divided
up among themselves. The appellant denied that he ordered a
"hit" on Sanders. He said that Sanders was his friend and that
he felt bad about what happened to him. He did not do anything
to prevent the murder, and he did not go to the police because
he was afraid of Rhodes and Stark.
The appellant objected to the admission of the statement under
Article 38.22. The trial court overruled the appellant's
objection and admitted the statement. The State concedes on
appeal that the appellant's statement was not taken in
compliance with the dictates of Article 38.22. The State argues
that the appellant's statement was nevertheless admissible under
Article 38.22, Section 3(c), which provides as follows:
Subsection (a) of this section shall not apply to any statement
which contains assertions of facts or circumstances that are
found to be true and which conduce to establish the guilt of the
accused, such as the finding of secreted or stolen property or
the instrument with which he states the offense was committed.
Under the exception set out in Section 3(c), oral statements
asserting facts or circumstances establishing the guilt of the
accused are admissible if, at the time they were made, they
contained assertions unknown by law enforcement but later
corroborated.
(45) Such oral
statements need only circumstantially demonstrate the
defendant's guilt.
(46)
Furthermore, if such an oral statement contains even a single
assertion of fact found to be true and conducive to establishing
the defendant's guilt, then the statement is admissible in its
entirety.
(47)
The State asserts that the appellant's statement is admissible
under the Section 3(c) exception because the police did not know
where to find Sanders's body until the appellant told them. The
State further asserts that the police did not know that Sanders
was shot with Rhodes's .380 caliber pistol until the appellant
gave his statement. The State's assertions, however, are not
clearly supported by the record. During the interview, Toms told
the appellant that Potts was already in custody in California
for Sanders's murder and that they had a "nice long talk" with
him resulting in "thirteen pages of communication." Toms also
stated that Potts told police exactly what happened and how it
happened.
Toms described the search for and recovery of Sanders's body
during his trial testimony:
Q. Okay. During the course of your investigation into the
disappearance or missing Beau Sanders, did you ultimately end up
going and searching a particular area of your county?
A. Yes sir, we did.
Q. What area was that?
A. It's a cement road. It's an area south of - or sorry,
southwest of Las Vegas, approximately 45 minutes southwest of
Las Vegas.
Q. And what is in this area? What kind of terrain is it?
A. Desert.
Q. Desert for as far as -
A. Open desert.
Q. So to search this type of area, what did ya'll do?
A. What we did was have search and rescue. We contacted
volunteers and asked them to come out and conduct a grid search
of a specific area that we had information that Beau Sanders'[s]
body would be located in.
Q. How many times did you go and search this area, the desert
area?
A. Two times.
Q. Were you successful or did you find anything the first time
you went out there?
A. The first time we were not successful. We did not find
anything at all.
Q. Tell the jury what happened the second time.
A. I actually wasn't present during the search, but the second
search, they went out and located evidence that would - that has
now since been proven to be the body of Beau Sanders.
Q. What kind of evidence did the searchers find?
A. We found clothing, skeletal remains, and gun evidence, fired
cartridge casings.
Q. What type of gun evidence did you find?
A. It was a .380 fired cartridge casing.
*
* *
Q. After the remains were found and identified, did you and your
team come to Texas to talk to witnesses to investigate the
matter?
A. Actually, I came to Texas prior to the remains being found.
*
* *
Q. And while you were here in Texas, did you have an opportunity
to speak with Steven Michael Woods?
A. Yes sir, I did.
It is unclear from the record exactly what the police knew about
Sanders's murder before they interviewed the appellant. Toms
told the appellant during the interview that they had already
talked to Potts and that he told them exactly what had happened
and how it happened.
It appears that the police had already
searched the desert once based on information they received,
presumably from Potts, about where Sanders's body was located.
When Toms asked the appellant if he knew where the murder took
place, he said they "pulled off the road" in the "Mojave
Reserve." We cannot discern from the record whether the
appellant's description was any more detailed than the one that
Potts may have given. Although Sanders's body was not found
until after the appellant's statement, it appears that the
police generally knew where to look for the body before the
appellant's statement.
The State further notes in its brief on appeal that the
appellant also told Detective Toms about the property from the
crime scene taken by Rhodes, Stark, and Potts and that they had
split up the property among themselves.
The State concedes, however, that except for
the fact that Mrs. Sanders, the victim's mother, identified a
green bag that belonged to Beau in a photograph of items in the
trunk of Marcus Rhodes's car, there is no indication in the
record where and when the rest of the property was recovered.
(48) Thus, even
if the police did not know where to find Sanders's belongings
until the appellant gave his statement, the record does not
indicate whether the appellant's assertions were later
corroborated.
The appellant's statement was not taken in strict compliance
with Article 38.22 and the State has not clearly established an
exception under Section 3(c). The trial court erred in admitting
the statement. The erroneous admission of the appellant's
statement amounts to non-constitutional error.
(49) The
appropriate standard of harm is to disregard the error unless a
substantial right has been affected.
(50) A
substantial right is affected when the error has a substantial
and injurious effect or influence in determining the jury's
verdict.
(51)
Other witnesses testified that the appellant was more involved
in Sanders's murder than he told Toms in his statement. Michael
Cavin testified that he and the appellant were staying at the
apartment of a mutual friend in March 2001. Cavin observed the
appellant, Stark, Rhodes, and Potts planning Sanders's murder at
that time. The appellant told Cavin that he was taking Sanders
out to California to kill him and that he would kill Cavin if he
told anybody.
Cavin was at Insomnia with the group on the
night they were going to leave for California. Rhodes, Stark,
Potts, and Sanders left in the appellant's car and the appellant
stayed behind in Dallas. A day or two later, the appellant woke
Cavin at 3:00 a.m., pointed a 12-gauge shotgun in his face, and
asked him if he was still going to tell anybody. After the
murder, the appellant, Rhodes, Stark, and Potts divided up
Sanders's personal items amongst themselves.
In addition, Stephen Price testified that he encountered the
appellant when the appellant was in hiding in California after
he committed the murders of Whitehead and Brosz. The appellant
told Price that he murdered Whitehead because he "was a threat
to go to the police" about the murder of Sanders that Rhodes and
"two other people" committed in California.
The testimony of Cavin and Price was stronger evidence of future
dangerousness than the appellant's statement. In his statement,
the appellant alleged only minimal participation and showed some
remorse about Sanders's death. According to Cavin and Price,
however, the appellant plotted Sanders's death and killed
Whitehead in order to prevent him from telling the police what
he knew about Sanders's murder.
And the appellant's involvement in Sanders's murder was not the
only evidence of future dangerousness. The evidence showed that,
in the weeks leading up to the murders of Whitehead and Brosz,
the appellant planned to steal money from a clothing store and
to kill a woman named Deborah Handley during a drug transaction.
The appellant also got into a fight with another inmate while
incarcerated in the Denton County Jail awaiting trial. As a
juvenile, he made a homemade bomb and committed the offense of
"criminal sexual conduct."
Finally, the State introduced a recorded
telephone call that the appellant made the night before the
punishment phase in his capital trial began. The appellant tried
to call Detective Toms, who was out of the office, and instead
spoke to Detective Boldt and offered to give more information
about to Sanders's murder.
The State argued during closing that this
phone call was evidence that the appellant was "still trying to
manipulate people" and that he knew he was "going down" so he
was "going to try to take the rest of his group with him." Given
all of this evidence, coupled with the violent and premeditated
murders of Whitehead and Brosz, it is unlikely that the
appellant's statement had a substantial and injurious effect on
the jury's verdict at punishment.
(52) Point of
error six is overruled.
VI. TEXAS DEATH-PENALTY STATUTE
The appellant argues his first three points of error together.
In his first point of error, he asserts that the Texas death-penalty
statute is unconstitutional because it places the burden of
proving the mitigation special issue on the appellant. In his
second point of error, he contends that the trial court
erroneously overruled his motion to hold the Texas death-penalty
statute unconstitutional on this basis. In his third point of
error, he argues that the trial court should have instructed the
jury that the State was required to prove beyond a reasonable
doubt that the mitigation issue should be answered in the
negative. The appellant relies on Apprendi v. New Jersey,
(53) and
Ring v. Arizona
(54) to support
his claims. We have previously rejected such arguments.
(55)
In his post-submission brief,
(56) the
appellant argues that Blakely v. Washington
(57) supports
his claims and is contrary to our cases interpreting
Apprendi and Ring. In Apprendi, the
United States Supreme Court held that "[o]ther than the fact of
a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted
to a jury, and proved beyond a reasonable doubt."
(58) In
Blakely, the Supreme Court defined the term statutory
maximum for purposes of an Apprendi analysis. It
held that the statutory maximum
is the maximum sentence a judge may impose solely on the
basis of the facts reflected in the jury verdict or admitted by
the defendant. In other words, the relevant "statutory
maximum" is not the maximum sentence a judge may impose after
finding additional facts, but the maximum he may impose
without any additional findings. When a judge inflicts
punishment that the jury's verdict alone does not allow, the
jury has not found all the facts "which the law makes essential
to the punishment," and the judge exceeds his proper authority.
(59)
The appellant argues that this language in Blakely
means that the State must prove a negative answer to the
mitigation special issue beyond a reasonable doubt in order for
the trial judge to impose a sentence of death. More
specifically, he argues that after a jury finds a defendant
guilty of capital murder and answers the future dangerousness
special issue "yes," the maximum sentence that can be imposed is
a life sentence. Then he argues that the only way death can be
imposed is after an additional finding: The jury must answer
"no" to the mitigation special issue. As a result, he claims
that the statutory maximum, in the absence of the negative
mitigation finding, is life imprisonment.
We disagree with the appellant's conclusion. In Resendiz,
we rejected the argument that the State bears the burden of
proving a negative answer to the mitigation special issue.
(60) We reached
this conclusion, in that case, because the statutory maximum for
capital murder is fixed at death.
(61)
Blakely does not affect this holding.
In Blakely, Ring, and Apprendi, a
trial judge made findings that increased the defendants'
sentences beyond the statutory maximum. The Supreme Court held
in these cases that a finding, other than a prior conviction,
that increases the defendant's sentence beyond the maximum
statutory punishment must be found by a jury beyond a reasonable
doubt. Article 37.071 satisfies these requirements.
Under Article 37.071, the jury makes the findings. The future
dangerousness special issue
(62) and the
parties special issue,
(63) when it
applies, must be proven by the State beyond a reasonable doubt.
(64) The
mitigation special issue
(65) has the
potential to reduce the appellant's sentence, not increase it.
As a result, the State need not prove a negative answer beyond a
reasonable doubt. Points of error one, two, and three are
overruled.
In his fourth point of error, the appellant attacks the Texas
death-penalty statute on the grounds that the mitigation special
issue gives the jury unfettered discretion and permits the
arbitrary and capricious imposition of the death penalty. We
have previously rejected such arguments.
(66) Point of
error four is overruled.
In his fifth point of error, the appellant complains that the
Texas death-penalty statute is unconstitutional because the
mitigation instruction sends the same "mixed signals" to jurors
as the court-made nullification instruction given to the jury in
Penry v. Johnson (Penry II).
(67) He asserts
that the statutory mitigation instruction sends mixed signals
because it is unclear as to the burden of proof.
In Hall v. State,
(68) we held
that the mitigation instruction contained in the Texas death-penalty
statute is a statutory codification of the dictates handed down
by the United States Supreme Court in Penry v. Lynaugh
(Penry I).
(69)
We have previously upheld the constitutionality of this
provision.
(70) The
Supreme Court also commented on the difference between the
statutory mitigation instruction and the court-made
nullification instruction in Penry II:
A
clearly drafted catchall instruction on mitigating evidence also
might have complied with Penry I. Texas' current
capital sentencing scheme (revised after Penry's second trial
and sentencing) provides a helpful frame of reference . . .
Penry's counsel, while not conceding the issue, admitted that he
"would have a tough time saying that [Penry I] was not
complied with under the new Texas procedure." (citation omitted).
At the very least, the brevity and clarity of this instruction
highlight the confusing nature of the supplemental instruction
actually given, and indicate that the trial court had adequate
alternatives available to it as it drafted the instructions for
Penry's trial.
(71)
The appellant has not convinced us that the statutory mitigation
instruction in its present form is unconstitutional.
(72) Point of
error five is overruled.
11. We understand the
prosecutor's "contracting" objection to mean that the question
improperly attempted to commit Wyrick to a particular verdict
based on particular facts.
12. Lydia v. State,
109 S.W.3d 495, 498 (Tex. Crim. App. 2003) (citing
Standefer, 59 S.W.3d at 181).
14. Tex. Code Crim. Proc.
art. 35.16(c)(2).(providing that the defense may challenge a
venireperson for cause if "he has a bias or prejudice against
any of the law applicable to the case upon which the defense is
entitled to rely, either as a defense to some phase of the
offense for which the defendant is being prosecuted or as a
mitigation thereof or of the punishment therefor").
15. Tex. R App. P. 44.2(b); see Jones
v. State, 982 S.W.2d 386, 391-94 (Tex. Crim. App. 1998)
(holding question of harm in voir dire context addressed under
Rule 44.2(b)).
16. King v. State,
953 S.W.2d 266, 271 (Tex. Crim. App. 1997).
22. Maxwell v. State,
48 S.W.3d 196, 199 (Tex. Crim. App. 2001) ("Evidence that a
witness whom the State calls is subject to a criminal charge, or
is on probation, can be used to show the bias or interest of the
witness in helping the State") (quoting Moreno v. State,
22 S.W.3d 482, 485-86 (Tex. Crim. App. 1999)).
23. See Tex.
Gov't Code § 508.145(d) ("An inmate serving a sentence for an
offense described by Section 3g(a)(1)(A), (C), (D), (E), (F),
(G), or (H), Article 42.12, Code of Criminal Procedure, or for
an offense for which the judgment contains an affirmative
finding under Section 3g(a)(2) of that article, is not eligible
for release on parole until the inmate's actual calendar time
served, without consideration of good conduct time, equals
one-half of the sentence or 30 calendar years, whichever is
less, but in no event is the inmate eligible for release on
parole in less than two calendar years").
24. Whitehead was dead
when emergency personnel arrived at the scene at 6:55 a.m. Brosz
died about twenty-four hours after she was taken to the
hospital.
34. See Crawford, 124 S. Ct. at
1364 ("An accuser who makes a formal statement to government
officers bears testimony in a sense that a person who makes a
casual remark to an acquaintance does not."); see also
United States v. Manfre, 368 F.3d 832, 838 n.1 (8th Cir.
2004) (noting comments made to loved ones or acquaintances are
not the kind of memorialized, judicial-process-created evidence
of which Crawford speaks); see also People v.
Cervantes, 118 Cal. App. 4th 162, 174 (Cal. App. 2d Dist.
2004) (holding that co-defendant's statement to a neighbor that
he did not reasonably anticipate would be used at trial was
non-testimonial in nature).
38. The trial court
submitted paragraphs [1], [2], [3], and [6] verbatim with one
exception. The last line of paragraph [1] was shortened to read
as follows: "The presumption of innocence alone is sufficient to
acquit the defendant."
55. Bell v. State, 938 S.W.2d
35, 54 (Tex. Crim. App. 1996); Moore v. State, 935
S.W.2d 124, 126-28 (Tex. Crim. App. 1996).
56. Oral argument in this
case was heard on June 23, 2004. The United States Supreme Court
delivered Blakely v. Washington, 124 S. Ct. 2531
(2004), on which the appellant's post-submission brief relies,
on June 24, 2004.
62. The future
dangerousness special issue asks the jury to decide "whether
there is a probability that the defendant would commit criminal
acts of violence that would constitute a continuing threat to
society." Tex. Code Crim. Proc. art. 37.071, §2(b)(1).
63. The parties special
issue asks the jury to decide "in cases in which the jury charge
at the guilt or innocence stage permitted the jury to find the
defendant guilty as a party under Sections 7.01 and 7.02, Penal
Code, whether the defendant actually caused the death of the
deceased or did not actually cause the death of the deceased but
intended to kill the deceased or another or anticipated that a
human life would be taken." Id., at art. 37.071,
§2(b)(2).
65. The mitigation
special issue asks the jury to decide "[w]hether, taking into
consideration all of the evidence, including the circumstances
of the offense, the defendant's character and background, and
the personal moral culpability of the defendant, there is a
sufficient mitigating circumstance or circumstances to warrant
that a sentence of life imprisonment rather than a death
sentence be imposed." Id., at art. 37.071, §2(e)(1).
66. Bell v. State,
938 S.W.2d 35, 54 (Tex. Crim. App. 1996); Moore v. State,
935 S.W.2d 124, 126-28 (Tex. Crim. App. 1996).
Ex parte Woods, 176 S.W.3d 224 (Tex.Crim.App.
2005) (State Habeas)
Background: Writ of habeas corpus was sought by
petitioner whose capital murder conviction and sentence in the
District Court, Denton County, Lee Gabriel, J., had been affirmed
on direct appeal, 152 S.W.3d 105.
Holding: The Court of Criminal Appeals, Cochran,
J., held that defense counsel was not ineffective in its allegedly
limited presentation of mitigation evidence during punishment
phase of capital murder trial. Denied. Womack, J., concurred in
denial of relief.
COCHRAN, J., delivered the opinion of the Court
in which KELLER, P.J., MEYERS, PRICE, JOHNSON, KEASLER, HERVEY and
HOLCOMB, JJ., joined.
This is an application for writ of habeas
corpus filed pursuant to Article 11.071 of the Texas Code of
Criminal Procedure.
On August 21, 2002, applicant was convicted of
capital murder. The jury answered the special issues submitted
pursuant to Article 37.071, and the trial court, accordingly, set
punishment at death. This Court affirmed applicant's conviction
and sentence on direct appeal. Woods v. State, 152 S.W.3d 105 (Tex.Crim.App.2004).
Applicant presents fifteen allegations in his
application in which he challenges the validity of his conviction
and resulting sentence. The trial court did not hold an
evidentiary hearing. The trial court entered findings of fact and
conclusions of law and recommended that the relief sought be
denied. We adopt the trial court's comprehensive findings of facts
and conclusions of law and, based upon those findings and our own
independent review, we deny relief.
We need address only why applicant's first
claim—that of ineffective assistance of counsel during the
punishment phase of his trial—is without merit when gauged by the
standards set out in Strickland v. Washington, FN1 and refined by
Wiggins v. Smith.FN2
FN1. 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). FN2. 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471
(2003); see also Rompilla v. Beard, 545 U.S. 374, 125 S.Ct. 2456,
162 L.Ed.2d 360 (2005).
In his application for writ of habeas corpus,
applicant repeatedly cites to Wiggins v. Smith, arguing that, much
like the attorneys in Wiggins, applicant's trial counsel failed to
properly investigate his background and failed to present
available mitigating evidence. While there are some similarities
between applicant's claim and that found in Wiggins, their
differences predominate.
Kevin Wiggins was convicted of first degree
murder, robbery, and theft by a Maryland judge, and he then
elected to be sentenced by a jury. FN3 During opening arguments of
his sentencing hearing, Wiggins's attorneys promised to present
evidence of their client's “difficult life.” FN4 However, during
that hearing, they presented no evidence concerning his alcoholic
mother, sexually abusive foster parents, or any other mitigating
circumstances.FN5 Instead, they focused wholly on “ ‘retrying the
factual case’ and disputing Wiggins's direct responsibility for
the murder.” FN6 The Supreme Court found their performance to be
deficient, not because they failed to present the mitigating
evidence that they had promised, but because they failed to
investigate mitigating factors.FN7
FN3. Id. at 515, 125 S.Ct. 2456. FN4. Id. FN5.
Id. at 515–17, 125 S.Ct. 2456. FN6. Id. at 517, 125 S.Ct. 2456.
FN7. Id. at 522–34, 125 S.Ct. 2456. The Supreme Court found the
failure to investigate was unreasonable because the attorneys had
access to information in the Department of Social Services report
and the presentence investigation which would have led a
reasonable attorney to further investigate Wiggins's family and
social history.
While Strickland does not require defense
counsel to investigate each and every potential lead, or present
any mitigating evidence at all, it does require attorneys to put
forth enough investigative efforts to base their decision not to
present a mitigating case on a thorough understanding of the
available evidence.FN8 Because the attorneys in Wiggins did not
conduct an adequate investigation, they could not have made “a
fully informed decision with respect to sentencing strategy.” FN9
Thus, they failed to provide objectively reasonable assistance of
counsel under the first prong of the Strickland standard.FN10
FN8. Id. at 533, 125 S.Ct. 2456. Strickland
sets out a two prong test for determining whether trial counsel
was constitutionally ineffective. A defendant must first prove
that his trial counsel's performance fell below an objective
standard of reasonableness. If this prong is met, the defendant
must then show that but for the ineffective assistance, a
reasonable probability exists that the outcome of the trial would
have been different. Strickland, 466 U.S. at 687, 104 S.Ct. 2052.
FN9. Wiggins, 539 U.S. at 528, 123 S.Ct. 2527. FN10. Id. at 533,
123 S.Ct. 2527. The Supreme Court noted that Wiggins “has the kind
of troubled history we have declared relevant to assessing a
defendant's moral culpability.” The Court went on to find “that
had the jury been confronted with this considerable mitigating
evidence, there is a reasonable probability that it would have
returned with a different sentence.” Id. at 535–36, 123 S.Ct.
2527.
However, in the present case, applicant's
attorneys did investigate their client's background, and did
present mitigating evidence, albeit only a minimal amount. During
their investigation, they spoke with applicant's family members,
tracked down medical, psychological and school records, used
expert witnesses, and extensively interviewed applicant himself
regarding potential mitigating evidence.
Applicant's counsel hired three separate
mitigation specialists to interview applicant and testify on his
behalf. One of the three experts performed so poorly that the
attorneys dismissed her early in their trial preparation. The
second expert, Dr. Kelly Goodness, interviewed applicant
extensively, and fully reviewed his social and medical history.
Based on her findings, Dr. Goodness was unwilling to state under
oath that applicant would not pose a threat of future
dangerousness, and she believed that no other objective expert
would be able to reach a different conclusion based upon personal
interaction with applicant.
Armed with this expert's opinion and her
extensive information about their client's background and
personality, applicant's attorneys took Dr. Goodness's advice to
hire a third expert, Dr. Robin Neeley, to review applicant's
records without conducting any face-to-face interviews. They hoped
Dr. Neeley could give a “more objective, clinical-type opinion for
mitigation,” without being subject to cross-examination on her
personal knowledge of applicant's previous “inappropriate” social
behavior. Dr. Neeley testified during the sentencing hearing about
applicant's drug addiction, self-injurious and suicidal behavior,
abusive and alcoholic father, neglectful mother, and
institutionalization for mental and drug-related problems. In fact,
much of the mitigating evidence applicant now claims his attorneys
should have presented through his friends and family was presented
by Dr. Neeley. While applicant argues that this evidence would
have been more favorable and personal if it had come directly from
those who knew him best, his attorneys had good reasons for not
calling these witnesses to testify at trial. They did not want the
jury to “know” applicant.
Applicant's mother was willing to testify, but
she was unwilling to admit that her son's failings had anything to
do with his upbringing because she felt that she was a good mother
who did the best she could with an out-of-control child. Before
trial, applicant's father repeatedly refused to testify on his
son's behalf under any circumstances. While other witnesses may
have been willing to testify on applicant's behalf, they would
have been subject to cross-examination regarding their knowledge
of applicant's involvement in Satanism, his proclivity for making
and using pipe bombs, and his abusive behavior towards other
people as well as animals. It was not a deficient strategy for
applicant's attorneys to decline to call witnesses who would
testify to some mitigating facts, but then be subject to cross-examination
concerning a vast array of aggravating facts.
Further, the State informed applicant's
attorneys that it had substantial rebuttal evidence ready if
applicant sponsored such witnesses. This included evidence that
applicant: · sexually abused both his younger brother and a former
girlfriend; · made bombs in his home; · physically abused his
siblings; · physically abused his dogs; · attempted to burn down
his school; · physically threatened his teachers; · actively
participated in Nazi and skinhead groups; · dealt drugs; and ·
regularly carried a gun.
Applicant's stepfather, fiancée, and his
fiancée's family were all willing to testify for the State
regarding applicant's anti-social, sadistic behavior and bad
character.
Applicant himself refused to give his own
attorneys details of his “troubled” past. He consistently
minimized the impact of—or denied the existence of—most of the
mitigating evidence his attorneys were able to find. While
applicant certainly would have been able to testify regarding his
deeply “troubled” past, he was unwilling to admit that his
childhood was anything other than that of the average person.
Based on applicant's unwillingness to openly discuss mitigating
evidence, and the other extraordinarily damaging information his
attorneys learned of during their investigation, they determined
that the best sentencing strategy would be to present only the
clinical, objective opinion of an expert witness.
Applicant's trial attorneys did not interview
each and every potential witness now suggested by applicant in his
habeas application, and therefore they did not conduct the most
thorough investigation possible. Other attorneys might have
interviewed more potential witnesses or used a different strategy
at sentencing. However, unlike the attorneys in Wiggins, ample
evidence shows that their decision not to pursue such avenues was
based on “reasonable professional judgments [supporting] the
limitations on investigation.” FN11 When an attorney opens
Pandora's box, he is not constitutionally required to examine each
and every disease, sorrow, vice, and crime contained therein
before quietly and firmly closing the cover.
FN11. Id. at 533, 123 S.Ct. 2527 ( quoting
Strickland, 466 U.S. at 690–91, 104 S.Ct. 2052).
It is entirely reasonable to conclude that a
Texas jury would be singularly unimpressed by the sordid details
of applicant's background and bad character traits. Reasonable
judgment in determining a sentencing strategy is sufficient under
the standard set forth by the Supreme Court in Strickland and
refined in Wiggins. Because applicant has failed to prove that his
attorneys did not meet this standard, we conclude that applicant's
ineffective assistance of counsel claim is without merit under
federal constitutional standards.
WOMACK, J., concurs in the denial of relief.
Woods v. Thaler, 399 Fed.Appx. 884
(5th Cir. 2010) (Habeas)
Background: Following affirmance of defendant's
conviction and sentence for capital murder, 152 S.W.3d 105, and
affirmance of denial of state post-conviction relief, 176 S.W.3d
224, petitioner sought federal habeas relief. The United States
District Court for the Eastern District of Texas, 2009 WL 2757181,
denied relief. Certificate of appealability (COA) was granted.
Holdings: The Court of Appeals held that: (1)
defense counsel's conduct was reasonable trial strategy, and
therefore was not ineffective assistance; (2) counsel's decision
not to investigate and present to jury explanation of defendant's
behavioral and addiction problems from psychiatric perspective did
not prejudice defendant so as to constitute ineffective assistance;
and (3) defendant was not entitled to evidentiary hearing.
Affirmed.
PER CURIAM:
Steven Michael Woods was convicted of capital
murder and sentenced to death in Texas state court. The district
court denied Woods's petition for writ of habeas corpus but
granted Woods a certificate of appealability on three issues: (1)
whether his counsel rendered ineffective assistance by failing to
fully investigate and present certain mitigating evidence; (2)
whether his counsel rendered ineffective assistance by failing to
investigate or present evidence to challenge the reliability of
his alleged inculpatory statements; and (3) whether he was denied
his right to the assistance of counsel during custodial
interrogation when inmate Gary Don Franks elicited information
from Woods while he was incarcerated. Woods raises only the first
issue in the instant appeal, thus we address only the issue of
whether trial counsel rendered ineffective assistance during the
punishment phase of Woods's trial.
Woods argues that the state court and district
court erred in denying relief for this claim without allowing
evidentiary development. He asks this Court to vacate the district
court's denial of relief and remand the case for further
evidentiary development. He argues that the district court
incorrectly applied precedent from the Strickland– Wiggins line of
cases when it (1) did not consider all material evidence in
evaluating the prejudice prong of his Strickland– Wiggins claim;
(2) denied an evidentiary hearing and relied on the state court
findings of fact and conclusions of law, which resulted from a
procedurally inadequate paper hearing; and (3) failed to focus on
the possible influence of omitted mitigation evidence upon the
individual jurors.
We find that the state court determination of
ineffective-assistance-of-counsel claim is not objectively
unreasonable, and thus we affirm the district court's denial of
habeas relief on this claim. Additionally, we do not find that the
district court abused its discretion in denying an evidentiary
hearing given that the state court habeas proceedings were full
and fair.
I. FACTS AND PROCEDURAL HISTORY
The district court set forth the relevant facts
in this case:
Early in the morning of May 2, 2001, two
golfers driving down Boyd Road at the Tribute Golf Course near The
Colony, Texas, found the bodies of Ron Whitehead and Beth Brosz.
Both had been shot in the head and had their throats cut.
Whitehead was dead; Brosz was still alive but after receiving
medical care, she died the next day. That evening, police received
several anonymous tips that Woods was involved in the killings,
along with one Marcus Rhodes. Detectives interviewed Woods, who
admitted to being with the victims the night before their bodies
were found. He said that he and Rhodes had agreed to lead
Whitehead and Brosz to a house in The Colony owned by someone
named “Hippy,” but that their two vehicles became separated during
the trip, so he and Rhodes returned to the Deep Ellum section of
Dallas. Woods was not arrested as a result of his interview.
Detectives then interviewed Rhodes, and after a search of his car
revealed items belonging to Whitehead and Brosz, Rhodes was
arrested.
Woods left the Dallas area, traveling to New
Orleans, Idaho and California, where he was finally arrested.
Several witnesses testified that before the killings he told them
about his plan to commit the murders, and after the killings, he
told them about his participation in them. Woods v. Quarterman,
No. 6:06–CV–344, 2009 WL 2757181, at *1 (E.D.Tex. Aug.26, 2009).
On April 18, 2002, Woods was indicted for capital murder for the
killing of more than one individual in the same criminal
transaction, for which he was found guilty by a Denton County jury.
During a separate punishment hearing, the State,
in addition to evidence about the circumstances of the crime and
Woods's moral culpability, presented evidence that Woods was
involved in the murder of another individual in California one-and-a-half
months prior to the murders of Whitehead and Brosz; that Woods got
into a fight with another inmate in the Denton County Jail; that
Woods, Rhodes, and two other accomplices planned to rob a clothing
store in Deep Ellum; that Woods may have planned to murder a woman
who was coming to pick up vials of “acid” to sell; and that Woods
made “bottle bombs” as a juvenile.
Woods's attorneys, Jerry Parr and Derek Adame,
presented only the expert testimony of Robin Neely, a licensed
master's social worker with an advanced clinical practitioner
certification and a licensed marriage and family therapist. Neely
had reviewed records from the defendant's four hospitalizations at
Havenwyck Hospital and St. Joseph Mercy Hospital, all occurring
when the defendant was between the ages of thirteen and eighteen.
The records included family and social histories taken at that
time. She testified that Woods's behavioral problems—including
drug use, continuing self-injurious behaviors such as cutting
himself, minor sexual assault, and eventually antisocial behavior—stemmed
from a horrible upbringing that was filled with physical and
emotional abuse by his father; devoid of any structure, support,
or affection from his mother; and completely lacking in any sort
of accountability for his actions. Neely testified that if the
family or the juvenile justice system had addressed his behavioral
problems and provided for ongoing treatment earlier in his
lifetime, Woods could have reversed his downward spiral into drug
abuse and self-injurious and antisocial behavior.
After hearing both sides, the jury found beyond
a reasonable doubt that (1) there was a probability that Woods was
a continuing threat to society; (2) Woods actually caused the
death of the victims, intended to kill the victims, or anticipated
that the lives of victims would be taken; (3) there was no
sufficient mitigating circumstance to warrant a sentence of less
than death after taking into consideration the circumstances of
the crime and the evidence of Woods's character, background, and
personal moral culpability. In accordance with state law, the
trial judge sentenced Woods to death. On direct appeal, the Texas
Court of Criminal Appeals (“CCA”) affirmed Woods's conviction and
sentence. See Woods v. State, 152 S.W.3d 105 (Tex.Crim.App.2004).
The Supreme Court denied certiorari. See Woods v. Texas, 544 U.S.
1050, 125 S.Ct. 2295, 161 L.Ed.2d 1092 (2005).
Woods then presented fifteen allegations
challenging the validity of his conviction and sentence in his
application for state post-conviction relief. The same state trial
judge who had presided over Woods's trial, Lee Gabriel, considered
Woods's application for state habeas relief. Without holding an
evidentiary hearing, Judge Gabriel made seventeen pages of
findings of fact and made six conclusions of law, including the
conclusion that Woods was not denied the effective assistance of
counsel during any phase of the trial. Among the findings of fact
that the trial court made as to Woods's claim that his counsel
rendered ineffective assistance during the punishment hearing were
the following:
1) Based upon the credible affidavit of the
government's lead prosecutor, Michael Moore, the government had
additional evidence that it could have presented to prove Woods
was a future danger including evidence of bomb-making, sexual
assault, documentation from mental hospitals that Woods hated
society and was sadistic, school officials who could not testify
to anything favorable or redeeming about the defendant, sexual
abuse of his younger brother, escalating physical abuse of
siblings and dogs, affiliation with white supremacists, theft,
drug dealing, and that even Woods's fiancée and her family would
testify as to Woods's negative character.
2) Based upon the credible affidavits of
Woods's trial counsel, attorneys Parr and Adame, that trial
counsel had hired Dr. Kelly Goodness, an expert witness, who
interviewed Woods and reviewed his records. She declined to
testify because in her professional opinion, she could not say
that Woods was not a future danger, and no objective mitigation
expert could credibly do so either.
3) Based upon the credible affidavits of Parr
and Adame, that trial counsel's decision to present Robin Neely as
an expert witness after only a review of Woods's medical, school,
juvenile, and family records constituted a sound strategy of
trying to demonstrate Woods's poor and neglected upbringing and
the significance of this history in assessing Woods's behavior.
4) Based upon the credible affidavits of Parr,
Adame, and Moore, that Woods's mother, Cheryl Boyagian, was
available to testify but that her discussion with Adame revealed
that her testimony would hurt Woods's mitigation case, and thus
trial counsel's decision not to present Cheryl Boyagian
constituted sound trial strategy.
5) Based on credible affidavits of Parr and
Adame, that Woods's father, Steven Woods Sr., could not offer any
evidence favorable or beneficial to Woods.
6) Based on credible affidavits of Parr, Adame,
and Moore, that trial counsel had full and complete knowledge of
available mitigation evidence.
7) Based upon the credible affidavits of Parr,
Adame, and Moore, that the decision by trial counsel not to call
family members and friends of Woods constituted a sound trial
strategy after a conscious decision to avoid the proffer of
damaging rebuttal evidence by the Government.
8) Based upon credible affidavits of Parr,
Adame, and Moore, and the evidence presented at trial, that the
evidence of mitigation and future dangerousness that was
detrimental to Woods far outweighed the evidence favorable to
Woods.
Accordingly, Judge Gabriel recommended that
post-conviction relief be denied because Woods failed to meet his
burden of proof of counsel's deficient performance and harm. See
Ex Parte Woods, 176 S.W.3d 224, 225 (Tex.Crim.App.2005).
The CCA adopted the findings of fact and
conclusions of law, and denied relief. Id. For the ineffective-assistance-of-counsel
claim for failure to investigate mitigating circumstances, the CCA
supplemented Judge Gabriel's findings of fact and legal conclusion
with an extended discussion of why the court was denying relief on
this claim. The CCA noted that trial counsel had conducted an
investigation: “[T]hey spoke with applicant's family members,
tracked down medical, psychological and school records, used
expert witnesses, and extensively interviewed applicant himself
regarding potential mitigating evidence.” Id. at 226. The CCA
further noted that trial counsel had hired two expert witnesses,
one of whom interviewed applicant extensively and fully reviewed
his social and medical history. The CCA found that after Dr.
Goodness stated she could not testify, trial counsel took her
advice and hired another expert to review Woods's records without
conducting a face-to-face interview. Id. at 227. The CCA gave
credence to trial counsel's assertion that given Dr. Goodness's
opinion and advice, they made a strategic decision to present only
an objective, clinical opinion of an expert witness who could not
be subject to a cross-examination on her personal knowledge of
Woods's previous behavior.
Additionally, the CCA held that the trial
counsel's decision not to interview any potential mitigation
witnesses other than the mother was based on “ ‘reasonable
professional judgments [supporting] the limitations on
investigation.’ ” Id. The CCA outlined the extensive amount of
rebuttal evidence the State was prepared to present if Woods's
attorneys were to call witnesses who would testify as to personal
knowledge of mitigating circumstances. The CCA also found that the
State had informed the defense that Woods's “stepfather, fiancee,
and his fiancee's family were willing to testify for the State as
to applicant's anti-social, sadistic behavior and bad character.”
Id. The CCA found that it was a sound strategic decision not to
interview or present witnesses who could testify to mitigating
circumstances, but who would also be subject to cross-examination
regarding their knowledge of Woods's involvement in Satanism, his
bomb-making activities, and his abusive behavior toward animals
and loved ones. See id. Finding all this and that Woods himself
was unwilling to discuss mitigating evidence or the damaging
information that State could present, the CCA held that the
applicant failed to prove that his attorneys rendered ineffective
assistance of counsel and thus denied relief.
Woods then filed an application for habeas
corpus in the U.S. District Court for the Eastern District of
Texas. In a memorandum opinion and unpublished order, the district
court denied the first seventeen claims for relief in Woods's
application for habeas corpus, including the three claims in the
appeal before us, and dismissed with prejudice the eighteenth and
final claim in Woods's application for a writ of habeas corpus.
Woods, 2009 WL 2757181, at *21. As to the claim at issue in the
instant appeal, the district court assessed Woods's contentions
that his defense counsel should have: (1) interviewed and
presented friends and acquaintances who could speak to his
character and his abused childhood; (2) more fully investigated
and presented evidence of his mental illness and neurological
condition; and (3) interviewed and presented family members who
could speak to his background and character.
As to the first claim, the district court noted
that in addition to the government's disclosure of potential
rebuttal evidence, the defense counsel had discovered an online
diary kept by one of Woods's girlfriends that would paint him in a
less sympathetic light. Id. at *3. The district court noted that
this discovery likely gave credence to the prosecution's
disclosure that they had numerous witnesses who could attest to
defendant's bad character, violence, and bad acts. Id.
As to the neurological claim, the district
court noted that defense counsel hired Dr. Kelly Goodness, a
psychologist, and provided her with Woods's psychiatric records.
Id. The district court found no indication that Dr. Goodness told
counsel that further investigation into his psychiatric conditions
was necessary. Id. Thus, the district court held that the state
court was not unreasonable in its conclusion that counsel's
decision not to seek further neurological testing was not
deficient performance. Id.
However, the district court disagreed with the
state court findings as to whether counsel should have further
investigated and called family members as witnesses to Woods's
abused and dysfunctional upbringing. Id. at *5. The district court
pointed out in particular the testimony of Neely that Woods's
mother interfered with Woods's stepfather's attempt to impose
discipline by calling Child Protective Services on him for abuse.
Id. The district court noted that given counsel's strategy to
objectively demonstrate the extraordinarily poor upbringing to
which Cheryl Boyagian had exposed Woods, they should have at least
attempted to interview Woods's siblings about alleged physical
abuse they suffered at the hands of their stepfather. Id. However,
in assessing the prejudice element of the Strickland– Wiggins test
de novo, the district court found that Woods had failed to prove
prejudice because (1) it was unlikely that defense counsel would
have presented such evidence as it could have weakened counsel's
defense that Woods's mother was unfeeling and indifferent, and (2)
even if Woods's brothers did testify, their testimony may not have
been credible given that Child Protective Services had found the
charges to be unsubstantiated. Id. Accordingly, it denied relief
as to this claim.
Though it denied relief for all claims in
Woods's application, the district court granted a COA on three
issues. Woods has only raised the first issue in this appeal. Thus,
we consider only whether trial counsel rendered ineffective
assistance by failing to fully investigate and present certain
mitigation evidence during the punishment phase of Woods's trial.
II. DISCUSSION
We find that the district court did not abuse
its discretion in denying an evidentiary hearing and affirm the
district court's decision to deny relief. We address the merits of
the ineffective-assistance claim first, then address Woods's
procedural arguments for why the district court erred in its
denial of an evidentiary hearing.
A. Ineffective Assistance of Counsel Claim
1. Standard of Review
Because an ineffective assistance claim is a
mixed question of law and fact, we review the district court's
denial of habeas relief de novo. Ladd v. Cockrell, 311 F.3d 349,
357 (5th Cir.2002) (citing Crane v. Johnson, 178 F.3d 309, 312
(5th Cir.1999)). However, this habeas petition is governed by the
standards established by the Antiterrorism and Effective Death
Penalty Act of 1996 (“AEDPA”). The 1996 amendments to 28 U.S.C. §
2254 “circumscribe our consideration of [Woods's] claim and
require us to limit our analysis to the law as it was ‘clearly
established’ by the precedents existing at the time of the state
court's decision.” Wiggins v. Smith, 539 U.S. 510, 520, 123 S.Ct.
2527, 156 L.Ed.2d 471 (2003). Under AEDPA, a federal court cannot
grant habeas relief for any claim that was adjudicated on the
merits in state court proceedings unless the adjudication of the
claim either (1) resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly established
federal law, as determined by the Supreme Court of the United
States; or (2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the evidence
presented in the State court proceeding. 28 U.S.C. § 2254(d); see
Wiggins, 539 U.S. at 520, 123 S.Ct. 2527. “We review pure
questions of law under the ‘contrary to’ standard of subsection
(d)(1), mixed questions of law and fact under the ‘unreasonable
application’ standard of subsection (d)(1), and pure questions of
fact under the ‘unreasonable determination of facts' standard of
sub-section (d)(2).” Murphy v. Johnson, 205 F.3d 809, 813 (5th
Cir.2000) (citation omitted).
Under subsection 2254(d)(1), a decision is
contrary to federal law if the state court (1) “arrives at a
conclusion opposite to that reached by [the Supreme Court] on a
question of law” or (2) “confronts facts that are materially
indistinguishable from relevant Supreme Court precedent and
arrives at a result opposite to [that precedent].” Williams v.
Taylor, 529 U.S. 362, 405, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).
Under the “unreasonable application” clause of subsection
2254(d)(1), a federal habeas court may grant relief if the state
court (1) “identifies the correct governing legal principle from [the
Supreme] Court's decisions but unreasonably applies it to the
facts of the particular state prisoner's case,” (2) “unreasonably
extends a legal principle from our precedent to a new context
where it should not apply,” or (3) “unreasonably refuses to extend
that principle to a new context where it should apply.” Id. at
407, 120 S.Ct. 1495. Under the “unreasonable application” clause,
“the state court's decision must have been more than incorrect or
erroneous”; “[t]he state court's application must have been
‘objectively unreasonable.’ ” Wiggins, 539 U.S. at 520–21, 123
S.Ct. 2527 (citing Williams, 529 U.S. at 409, 120 S.Ct. 1495); see
also Rompilla v. Beard, 545 U.S. 374, 380, 125 S.Ct. 2456, 162
L.Ed.2d 360 (2005).
In deciding whether to grant relief, we must
presume that the state court's factual findings were correct
unless Woods meets his burden of rebutting that presumption by
clear and convincing evidence. 28 U.S.C. § 2254(3)(1); Murphy, 205
F.3d at 813. “The presumption is especially strong when, as here,
the state habeas court and the trial court are one and the same.”
Id. (citations omitted).
2. Analysis
Claims of ineffective assistance of counsel are
governed by Strickland v. Washington's two-part standard. 466 U.S.
668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Under this
standard, Woods must show that (1) counsel's performance was
deficient, and (2) this deficiency prejudiced the defendant. Id.
For counsel's performance to be deficient, “the defendant must
show that counsel's representation fell below an objective
standard of reasonableness” as measured by “prevailing
professional norms.” Id. at 688, 104 S.Ct. 2052. There is no
checklist for judicial evaluation of attorney performance. Instead,
the performance inquiry is on “whether counsel's assistance was
reasonable considering all the circumstances” because no checklist
for counsel's conduct “can take into account ... the variety of
circumstances faced by defense counsel or the range of legitimate
decisions regarding how best to represent a criminal defendant.”
Id. at 688–89, 104 S.Ct. 2052.
Our assessment of counsel's performance is
“highly deferential.” Id. at 689, 104 S.Ct. 2052. We make every
effort to “eliminate the distorting effects of hindsight.” Id.
Because of the difficulties of such analysis, we recognize a
“strong presumption that counsel's conduct falls within the wide
range of reasonable professional assistance; that is, the
defendant must overcome the presumption that, under the
circumstances, the challenged action might be considered sound
trial strategy.” Id. (citation and quotation marks omitted). We
will not find counsel's performance deficient “merely because we
disagree with trial counsel's strategy.” Crane, 178 F.3d at 312.
In a capital sentencing proceeding, “defense
counsel has the obligation to conduct a ‘reasonably substantial,
independent investigation’ into potential mitigating circumstances.”
Neal v. Puckett, 239 F.3d 683, 688 (5th Cir.2001) (quoting Baldwin
v. Maggio, 704 F.2d 1325, 1332–33 (5th Cir.1983)). Like any claim
of ineffective assistance of counsel, we scrutinize the
reasonableness of counsel's investigation in light of all relevant
circumstances and give deference to counsel's decision to pursue a
sound trial strategy. But in explaining how to assess
investigation choices in Wiggins v. Smith, the Supreme Court noted:
“Strategic choices made after thorough investigation of law and
facts relevant to plausible options are virtually unchallengeable;
and strategic choices made after less than complete investigation
are reasonable precisely to the extent that reasonable
professional judgments support the limitations on investigation.
In other words, counsel has a duty to make reasonable
investigations or to make a reasonable decision that makes
particular investigations unnecessary. In any effectiveness case,
a particular decision not to investigate must be directly assessed
for reasonableness in all circumstances, applying a heavy measure
of deference to counsel's judgments.” Wiggins, 539 U.S. at 521–22,
123 S.Ct. 2527 (quoting Strickland, 466 U.S. at 690–91, 104 S.Ct.
2052).
Thus, the relevant inquiry here is not whether
counsel had some evidence to stop investigating, but rather (1)
what evidence was already known to counsel, and (2) based on the
evidence available, would a reasonable attorney continue to
investigate or limit further investigation. Id.; see, e.g.,
Rompilla, 545 U.S. 374, 125 S.Ct. 2456 (holding that counsel was
ineffective for deciding to forgo looking at material that the
prosecution would probably rely on even though interviews with the
capital defendant and members of his family suggested no
mitigating evidence was available). However, the Supreme Court has
emphasized that “ Strickland does not require counsel to
investigate every conceivable line of mitigating evidence no
matter how unlikely the effort would be to assist the defendant at
sentencing,” nor “does Strickland require defense counsel to
present mitigating evidence at sentencing in every case.” Wiggins,
539 U.S. at 532, 123 S.Ct. 2527. Rather, Strickland requires
counsel to ensure their decisions to limit investigations are
supported by “reasonable professional judgment.” See id.
In addition to proving counsel's performance
was deficient, the petitioner must also show that counsel's
failure prejudiced his defense. Id. at 534, 123 S.Ct. 2527. To
establish prejudice, the “defendant must show that there is a
reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would be different.” Id. (citing
Strickland, 466 U.S. at 694, 104 S.Ct. 2052). A reasonable
probability is a probability sufficient to undermine confidence in
the outcome. Id. (citing Strickland, 466 U.S. at 694, 104 S.Ct.
2052). In assessing prejudice, we reweigh the evidence in
aggravation against the totality of available mitigating evidence.
Id. In reweighing this evidence, we consider all evidence adduced
at trial and at the habeas proceedings. Williams, 529 U.S. at
397–98, 120 S.Ct. 1495. We may approach the Strickland– Wiggins
inquiry in any order; “a court need not determine whether
counsel's performance was deficient before examining the prejudice
suffered by the defendant as a result of the alleged deficiencies.”
Strickland, 466 U.S. at 697, 104 S.Ct. 2052.
In accordance with § 2254, we must determine
whether the state court's application of the precedent from the
Strickland– Wiggins line of cases to the facts of this case was
objectively unreasonable. We find that it is not. We agree with
the CCA that trial counsel exercised reasonable professional
judgment in deciding not to further interview or present Woods's
family members, friends, or acquaintances in light of the great
amount of potentially harmful rebuttal evidence the prosecution
was ready to present. As to Woods's contention that trial counsel
should have further investigated the possibility of
neuropsychological impairment, we find that Woods has failed to
carry his burden of proving prejudice. We address each of Woods's
contentions in turn.
a. Family, Friends, and Acquaintances as
Potential Mitigation Witnesses
Woods argues that trial counsel rendered
ineffective assistance by failing to interview or present family
members, friends, and acquaintances who could speak to his good
character, his abuse—and neglect-filled upbringing, and his
background. After reviewing the state court's opinions, we do not
find the CCA's determination objectively unreasonable; we agree
that trial counsel's decision not to present Woods's mother as a
witness or interview Woods's family members, friends, and
acquaintances was based on reasonable professional judgment.
In assessing whether counsel's performance was
deficient in Wiggins, the Supreme Court found that trial counsel's
decision to stop investigation of the defendant's background for
mitigation evidence was unreasonable. There, trial counsel claimed
that their decision to limit their investigation into the
defendant's background to a review of the defendant's pre-sentence
investigation report and Department of Social Services records
reflected a strategic decision not to present mitigating evidence,
and instead to prepare and pursue an alternative strategy. See
Wiggins, 539 U.S. at 517, 123 S.Ct. 2527. The Court held that this
decision was unreasonable because (1) standard practice required
preparation of a social history report; (2) the limited evidence
trial counsel had revealed leads to mitigating evidence of a
horrible childhood filled with incidents of sexual and physical
abuse that any reasonable, competent attorney would have pursued;
and (3) a thorough investigation of those leads “was necessary to
making an informed choice among possible defenses.” Id. at 524–27,
123 S.Ct. 2527. The Court underscored that unlike in cases where
limited investigations were reasonable, Wiggins's “counsel
uncovered no evidence in their investigation to suggest that a
mitigation case, in its own right, would have been
counterproductive, or that further investigation would have been
fruitless.” Id. at 525, 123 S.Ct. 2527.
Unlike in Wiggins, where trial counsel had no
evidence that a mitigation case would have been counterproductive
or that further investigation would have been fruitless, id., the
trial counsel here had been informed of an extensive amount of
rebuttal evidence that the State was prepared to present if they
called witnesses to speak on their personal knowledge of Woods's
good character and dysfunctional upbringing. Much of this
information was already documented in the medical records, which
counsel reviewed with Dr. Goodness. Given this knowledge and Dr.
Goodness's professional opinion that no objective expert could
reach a conclusion that Woods did not pose a threat of future
dangerousness, trial counsel's decision to limit their
investigation and to refrain from interviewing and presenting
members of Woods's family and circle of friends and acquaintances
was reasonable. By pursuing a strategy of presenting the objective,
clinical opinion of Robin Neely after a review of only paper
records, Woods's attorneys were still able to introduce testimony
about Woods's dysfunctional and abused upbringing without the
possibility of witnesses being cross-examined on their personal
knowledge of the defendant's bad character, traits, or acts. Thus,
they were able to avoid extended questioning on Woods's
involvement in Satanism, bomb-making activities, abuse of animals
and his brothers, affiliation with white supremacists, and drug
dealing.
The district court found trial counsel's
performance deficient because they did not interview Woods's
brothers to substantiate accounts that Woods had suffered abuse
from his stepfather. We disagree. This contention was well-documented
in the Havenwyck and St. Joseph medical records, which Robin Neely
reviewed before her testimony. Trial counsel had reviewed the
medical records extensively with their expert witnesses and
crafted a strategy to portray Boyagian as a self-centered,
uncaring mother who missed counseling appointments and failed to
regularly visit Woods when hospitalized. As the district court
points out in its prejudice analysis, investigating Woods's
mother's calling of CPS would have run counter to trial counsel's
strategy and may not have been fruitful in proving the
stepfather's abusive nature given that CPS found the allegations
to be unsubstantiated. Woods, 2009 WL 2757181, at *5. Given that
we must be “highly deferential” in our assessment of counsel's
performance, Strickland, 466 U.S. at 689, 104 S.Ct. 2052 we do not
find counsel's performance deficient “merely because we disagree
with trial counsel's strategy.” Crane, 178 F.3d at 312.
Additionally, we also agree with the state
court that trial counsel's decision not to present Woods's mother
or biological father was the result of reasonable professional
judgment and adequate investigation. The senior Mr. Woods
repeatedly refused to testify and stated that he always knew his
son would end up in some kind of trouble. Cheryl Boyagian refused
to cooperate with trial counsel's strategy to present her as a bad
mother because she believed she was a good mother who did the best
she could. Furthermore, as Adame and Moore state in affidavits
found credible by the state courts, Boyagian told Adame that, “
‘if [Woods] did it, then he deserves what he gets' ” and that “
‘he got himself into this mess, he's got to get himself out.’ ” No
reasonable attorney would want their witness to make statements
such as those made by Woods's parents in front of the jury.
Given that we agree with the state courts that
trial counsel was effective in their performance during the
punishment phase, we do not reach the prejudice prong. Because we
find that the CCA was reasonable in determining that these were
strategic decisions based on reasonable professional judgment, we
find that its determination of these contentions is not
objectively unreasonable.
b. Neuropsychological Evidence
Woods also contends that trial counsel should
have investigated and presented an explanation of Woods's
behavioral and addiction problems from a psychiatric/psychological
perspective. Given his well-documented history of polysubstance
abuse, head injury, and possible family history of mental illness,
he argues that neuropsychological evaluation was warranted. He
argues that such an approach could have clarified for the jury
that his substance abuse problems and behavior were medical issues
rather than moral failings. After reviewing the state court
proceedings and the evidence in the record, we cannot determine
whether trial counsel's performance was sufficient or deficient,
but we find that the defendant has failed to prove that he was
prejudiced by counsel's decision not to pursue a
neuropsychological explanation of his addictions or his behavior.
Thus, we do not find the state court's legal conclusion that there
was no ineffective assistance of counsel objectively unreasonable.
The district court rejected Woods's argument
regarding the investigation and presentation of neuropsychological
evidence after noting that there was no indication that Dr. Kelly
Goodness, a licensed psychologist, told counsel that further
investigation into his psychiatric conditions was necessary. Thus,
it held that it could not find that the state court was
unreasonable in its conclusion that counsel's decision not to seek
further neurological and mental health testing was not deficient
performance. However, in our review of the state court's findings
and legal conclusions and the record itself, we cannot say that we
are convinced by the district court's reasoning. The state court
trial judge, Judge Gabriel, made no specific finding of fact on
why counsel decided not to pursue a neurological examination. The
state court judge seems to have dispensed with this line of
argument with his finding that any remaining contested issues were
inconsequential because counsel's decision not to present evidence
other than the testimony of Neely constituted sound trial strategy.
The CCA opinion did not specifically discuss Woods's
neuropsychological contention either. Spending most of its opinion
discussing why interviews and presentation of family members and
friends as potential mitigation witnesses were not necessary given
the defense's sentencing strategy, the CCA merely states that
“[w]hen an attorney opens Pandora's box, he is not
constitutionally required to examine each and every disease,
sorrow, vice, and crime contained therein before quietly and
firmly closing the cover.” Ex Parte Woods, 176 S.W.3d at 228.
It is not clear from the record or trial
counsel's affidavits whether counsel's decision not to pursue this
line of strategy was the result of reasoned judgment as required
by Wiggins. The files from the Woods's stays at Havenwyck and St.
Joseph Mercy document an extensive history of: substance abuse,
including alcohol, marijuana, LSD, heroin, cocaine, speed,
mushrooms, opiates, and ecstacy; diagnoses of depression,
attention deficit disorder, and traits of borderline personality
disorder; strong family history of substance abuse; possible
history of bipolar disease on his father's side; and a history of
frequent migraines. These indicators clearly necessitate some
investigation.
It is undisputed that trial counsel hired Dr.
Goodness to review these files and interview the patient. However,
it is unclear whether Dr. Goodness's review included a
determination of whether further neuropsychological testing or
investigation was necessary or would be fruitless. Dr. Goodness
stated that, in her professional judgment, she could not testify
that Woods was not a future danger; but, there is no indication
that her review included an evaluation of whether Woods had a
neurological or psychological impairment such that it would have
altered his past behavior. A copy of Dr. Goodness's report is not
in the record. Neither Parr nor Adame's affidavits identify why
they chose not to pursue neurological testing or a mental health
evaluation despite the fact that trial counsel's billing records
show that at one time early in sentencing preparation they phoned
a neurological testing facility. If trial counsel's decision to
stop this line of investigation was motivated by an opinion or a
piece of advice given by Dr. Goodness, counsel's performance would
have been the result of reasoned judgment and thus sufficient.
However, if the counsel had no reasoned basis to cease this line
of investigation, it would have been deficient performance. Given
the paucity of information in the state court opinions and the
record on counsel's motivations in deciding not to pursue
neuropsychological evaluation, we cannot say whether counsel's
decision was sufficient or deficient performance.
However, even assuming, arguendo, that
counsel's performance was deficient, we find that Woods has failed
to carry his burden of proving that the alleged deficiency
prejudiced his defense. In reweighing the totality of mitigating
evidence, including the neuropsychological evidence that the
petitioner argues should have been presented to the jury, against
the aggravating evidence, we do not find that there is a
reasonable probability that the outcome would have been different.
See Wiggins, 539 U.S. at 534, 123 S.Ct. 2527.
Woods argues that Supreme Court precedent in
Cone v. Bell, ––– U.S. ––––, 129 S.Ct. 1769, 173 L.Ed.2d 701
(2009), requires the courts to focus upon the possible effect of
the evidence upon each individual juror rather than focus on the
jury as a whole. We agree and conduct the prejudice inquiry with
the juror-agreement thresholds in mind.FN1 Under Texas state law,
there are three special issues that must be addressed before the
death penalty can be imposed: (1) after consideration of all the
evidence, including evidence of the defendant's background,
character, or the circumstances of the offense, that there were
sufficient mitigating circumstances to warrant a sentence less
than death; (2) whether there is a probability that the defendant
would commit criminal acts of violence that would constitute a
continuing threat to society; and (3) whether the defendant
actually caused the death of the deceased, intended to kill the
deceased, or anticipated that human life would be taken. Tex.Code
Crim. Proc. art. 37.071 § (2)(b). To return an answer of “no” to
the first issue and “yes” to the last two issues, the jury must be
unanimous. Tex.Code Crim. Proc. art. 37.071 § (2)(d), (f). Thus,
we conduct this prejudice inquiry to see whether the totality of
the mitigating evidence, including the neuropsychological evidence,
reweighed against the aggravating evidence would be sufficient to
persuade one or more jurors to vote “no” on each of these special
issues.
FN1. In Cone, the jury was statutorily required
to consider whether Cone's “ ‘capacity ... to appreciate the
wrongfulness of his conduct or to conform his conduct to the
requirements of the law was substantially impaired as a result of
mental disease or defect or intoxication which was insufficient to
establish a defense to the crime but which substantially affected
his judgment.’ ” Cone, 129 S.Ct. at 1786 (citing Tenn.Code. Ann. §
39–2–203(j)(8) (1982) (repealed)). Under Tennessee law, the
imposition of the death penalty required a unanimous finding by
the jury that the state had proved beyond a reasonable doubt that
there was at least one statutory aggravating circumstance not
outweighed by the mitigating evidence. Bell v. Cone, 535 U.S. 685,
691, 122 S.Ct. 1843, 152 L.Ed.2d 914 (2002) (citing Tenn.Code. Ann.
§ 2–204 (1982) (repealed)). The Supreme Court, therefore, found
that the district court and the Sixth Circuit did not fully
consider whether the suppressed evidence might have persuaded one
or more jurors that Cone's drug addiction attributable to
honorable military service was sufficiently serious to justify a
punishment of life imprisonment. Cone, 129 S.Ct. at 1786.
The mitigation evidence that the petitioner
argues should have been investigated and introduced is that (1)
his drug addiction may have had short-term and long-term effects
on his brain chemistry, affecting his behavior and cognition; (2)
his drug abuse may have exacerbated his already imbalanced nervous
system from his bipolar disorder; and (3) his polysubstance
addiction problems, psychological disorders, and resulting
behavioral problems may have resulted from genetic factors.FN2
Certainly, this type of information could have been mitigating if
true. See, e.g., Porter v. McCollum, ––– U.S. ––––, 130 S.Ct. 447,
454, 175 L.Ed.2d 398 (2009) (finding that evidence of poor mental
health or mental impairment, in addition to other mitigating
evidence, could influence a jury's appraisal of defendant's moral
culpability); see also Penry v. Lynaugh, 492 U.S. 302, 319, 109
S.Ct. 2934, 106 L.Ed.2d 256 (1989) (“[E]vidence about defendant's
background and character is relevant because of the belief ...
that defendants who commit criminal acts that are attributable to
... emotional or mental problems ... may be less culpable than
defendants who have no such excuse.”), abrogated on other grounds
by Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d
335 (2002). This evidence would have been in addition to the
mitigating testimony given by Robin Neely, who described Woods's
turbulent upbringing.
FN2. This expert opinion was provided by Dr.
Paula Lundberg–Love, a licensed professional counselor and
psychological associate in the state of Texas. Dr. Lundberg Love
reviewed the testimony during the punishment phase and the
materials collected by Woods's post-conviction team.
However, the problem with this type of evidence
is that it can also be used as evidence of a probability of future
dangerousness. One whose brain chemistry has been altered by
prolonged substance abuse or who suffers from a mental disease
because of a genetic predisposition would likely continue to pose
a probability of future dangerousness.FN3 This would have
undermined trial counsel's strategy to present Woods as someone
who would not be a future danger once he did not have access to
drugs and was shown for the first time that actions have
consequences, unlike when he had nearly unrestricted access to
drugs and did not experience any discipline growing up with his
mother.FN4 Furthermore, the prosecution likely would have hired a
mental health expert to examine Woods and potentially unearthed
further aggravating evidence. See Mot. for Access, Clerk's R. vol.
1, at 20 (requesting that state trial court grant a fair
opportunity to have a mental health expert examine Woods prior to
testimony of any defense mental health expert testifying before
jury). Such evidence could have included some of the incidents
documented in the Havenwyck and St. Joseph's psychiatric records—bomb-making
activities, abuse of younger siblings, statements evidencing
sadistic and society-hating thoughts, inappropriate forcible
touching of others, and “devil worship.”
FN3. Woods's trial counsel, Adame, acknowledges
a very similar line of reasoning when he discusses another
potential line of mitigation testimony he had considered. Based on
Woods's statements to him that he had been awake for fourteen days
and high on methamphetamines and a cocktail of other drugs when
the murders of Whitehead and Brosz occurred, Adame considered
having Woods testify to the fact that he was not in his right mind
when the murders occurred. Adame stated that Woods refused to
testify, thereby preventing consideration of this mitigation
strategy. However, Adame added that though this evidence would
have been mitigating, it also “could certainly be used against [Woods]
to prove future dangerousness, since anyone who could get that
high and kill two people must certainly be considered a future
danger.” Adame Aff., Post Conviction Habeas Corpus R. at 572. FN4.
In his closing statement during the punishment-determination
hearing, Adame stated that Woods was no longer a future danger
since he (1) no longer had access to drugs; (2) was incarcerated
with no freedom; and (3) was disciplined by the jury when it
convicted him of capital murder. Adame argued that the conviction
was a turning point and that Woods no longer posed a probability
of being a continuing threat.
Additionally, the aggravating evidence
presented by the prosecution was great. The government sought to
prove a probability of future dangerous by presenting evidence
that Woods had been involved in the murder of another victim and
potentially considered murdering another woman, planned to rob a
clothing store, made bombs in the past, and got into a fight with
another inmate in the Denton County Jail. The prosecution also
presented testimony from the victims' families to demonstrate the
impact the murders had on their families, and testimony from a
nurse who graphically described the nature of Brosz's injuries,
including the fact that Brosz's mother saw her “daughter's brains
coming out from underneath the dressing....” Trial. Tr. vol. 24,
77, August 19, 2002. Given the great amount of aggravating
evidence and the double-edged nature of the neuropsychological
evidence, we do not find that Woods has demonstrated that there
was a reasonable probability that the outcome would have been
different had the evidence been investigated and introduced.
Thus, we cannot find the state trial court's
decision not to grant habeas relief for the ineffective-assistance-of-counsel
claim objectively unreasonable. Accordingly, habeas relief cannot
be granted on this claim.
B. Denial of Evidentiary Hearing
Woods argues that the district court erred in
denying his motion for an evidentiary hearing because (1) the
state court fact-finding process, with its reliance solely on
affidavits and trial testimony rather than an evidentiary hearing,
was procedurally unreasonable such that it did not comport with
minimal due process requirements, and (2) apart from the
procedural due process requirements, there are too many unresolved
factual conflicts, inconsistencies, and unexamined issues in
conflicting affidavits such that the findings and resulting
conclusions of law are themselves substantively unreasonable. We
disagree.
Under AEDPA, requests for evidentiary hearings
are to be evaluated under the provisions of subsection 28 U.S.C. §
2254(e)(2). Where the habeas petitioner has failed to develop the
factual basis of his claim due to his lack of diligence, he is
only entitled to an evidentiary hearing if the applicant can show
(1) that his claim relies on “a new rule of constitutional law,
made retroactive to cases on collateral review by the Supreme
Court, that was previously unavailable” or “a factual predicate
that could not have been previously discovered through the
exercise of due diligence,” and (2) the facts underlying the claim
are “sufficient to establish by clear and convincing evidence that
but for constitutional error, no reasonable fact finder would have
found the applicant guilty of the underlying offense.” 28 U.S.C. §
2254(e)(2). These exceptions, however, are only applicable when
the failure to develop the factual basis is a result of the
petitioner's lack of diligence. Murphy v. Johnson, 205 F.3d 809,
815 (5th Cir.2000); McDonald v. Johnson, 139 F.3d 1056, 1059 (5th
Cir.1998). Where the failure to develop the factual basis of the
claim in state court is not due to the petitioner's actions, the
district court retains discretion over the decision to grant an
evidentiary hearing. Murphy, 205 F.3d at 815; McDonald, 139 F.3d
at 1059–60. In such cases, we review a district court's denial of
an evidentiary hearing for abuse of discretion. Murphy, 205 F.3d
at 815.
The government argues that Woods is not
entitled to an evidentiary hearing under § 2254(e)(2) because
Woods cannot demonstrate he was diligent in his attempt to
investigate and pursue his claims in state court. Woods, however,
notes that the failure to develop the factual basis of his claims
in state court was not his own, but rather the result of the state
courts denying him an evidentiary hearing. We agree with Woods,
and thus review the district court's denial of an evidentiary
hearing for an abuse of discretion.
Both before AEDPA and after, we have
consistently held that “when there is a factual dispute which if
resolved in the petitioner's favor, would entitle the petitioner
to relief and the state has not afforded the petitioner a full and
fair hearing, a federal habeas corpus petitioner is entitled to
discovery and an evidentiary hearing.” Murphy, 205 F.3d at 815 (quoting
Perillo v. Johnson, 79 F.3d 441, 444 (5th Cir.1996)) (internal
quotation and alteration omitted); see also Moawad v. Anderson,
143 F.3d 942, 947–48 (5th Cir.1998); Ward v. Whitley, 21 F.3d
1355, 1367 (5th Cir.1994). Thus, to find an abuse of discretion
that would entitle Woods to an evidentiary hearing, “we must find
that the state did not provide him with a full and fair hearing
and we must be convinced that if proven true, his allegations
would entitle him to relief.” FN5 Murphy, 205 F.3d at 816 (citation
omitted) (emphasis added).
FN5. This opinion does not in any way
invalidate or modify the precedent set forth in Valdez v. Cockrell,
274 F.3d 941 (5th Cir.2001). In that case, this Court held that a
full and fair hearing was not a precondition to according a
presumption of correctness to state habeas court findings of fact.
Id. at 950–51. This precedent still stands. We merely state here
that in circumstances not barred by § 2254(e)(2), a defendant is
entitled to an evidentiary hearing to determine whether the state
court reached an unreasonable determination under § 2254 where (1)
the state court proceedings were less than full and fair, and (2)
where the defendant has made allegations that would entitle him to
relief. Thus, for a finding that a district court abused its
discretion in denying an evidentiary hearing, the petitioner must
prove both prongs.
Woods argues that the district court should
have granted him an evidentiary hearing since the state court fact-finding
process was procedurally defective because it relied only on paper
records rather than a full trial-like hearing on the factual
issues underlying his claim. Woods argues that without “direct
testimony by witnesses, subject to cross-examination in order to
resolve inconsistencies and ambiguities of their testimony, the
state habeas court was not in a position to make reliable
determinations of the relevant facts to the claim.” He further
argues that since the fact-finding procedures were “inherently
unreliable,” the state courts' conclusions of law were rendered
unreasonable. Thus, he argues that the district court's reliance
on the state findings of fact and conclusions of law made its
decision to deny habeas corpus an unreasonable application of
precedent.
We disagree with Woods's assertion that he did
not receive a full and fair hearing in the state habeas
proceedings. Before and after AEDPA, this Court has “repeatedly
found that a paper hearing is sufficient to afford a petitioner a
full and fair hearing on the factual issues underlying his claims,
especially where as here, the trial court and the state habeas
court were one and the same.” Murphy, 205 F.3d at 816 (citing
Perillo, 79 F.3d at 446–47 (listing cases where presumption of
correctness was established with only a paper hearing before the
same state judge who presided over the criminal trial)) (emphasis
added); see also Galvan v. Cockrell, 293 F.3d 760, 764 (5th
Cir.2002).
Here, the state court judge who considered
Woods's application for state habeas relief had also served as the
trial judge over both the innocence—guilt phase and the punishment
phase of Woods's trial. He was familiar with the parties, counsel,
and the evidence presented at trial; thus he was uniquely
qualified to make a credibility determination as to the veracity
of the trial counsel's affidavits. Additionally, he and the CCA
had the defendant's application, the state's response, and several
hundred pages of affidavits, record evidence, and exhibits that
had been filed in support and opposition to Woods's claims for
review. Given the state trial judge's familiarity with the parties,
their arguments, and the evidence, we cannot say that Woods did
not receive a full and fair hearing in the state habeas
proceedings. Thus, we find that the district court did not abuse
its discretion in denying Woods an evidentiary hearing.
CONCLUSION
For the foregoing reasons, we AFFIRM the decision of the
district court.