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He called and threatened Kimbirli several times
the day of the killing before persuading her to come to the house to
get her belongings.
When Kimbirli arrived, he appeared and shot
Kimbirli once in the shoulder and then again in the back at close
range. His uncle and Kibirli's 17 year old daughter witnessed the
shooting.
Barton then shot himself with an upward blast to
the chin, leaving just a scar below his ear.
Barton has a history of arrests for burglary,
assault, drug and DUI charges and violence against women. He beat
one of his ex-wives with a shotgun, stabbed her three times, cut her
throat and left her for dead, but she survived.
Kimbirli had known Barton for many years, but the
couple had just married two years earlier while Barton was in prison
for the attempted murder of his ex-wife in Kentucky.
Citations:
State v. Barton, 108 Ohio St.3d 402, 844 N.E.2d 307 (Ohio
2006). (Direct Appeal)
Final Meal:
Barton was given a meal of his request Tuesday evening -- pork chops,
potatoes, biscuits with gravy, fried eggs over easy, cherry pie and
a caffeine-free soft drink.
Final Words:
"I’m sorry for what I done. I’m sorry for killing your mama. I’m not
asking you to forgive me. Not a day goes by that I’m not trying to
forgive myself. Don't let your anger and hate for me destroy your
lives." He also apologized to his parents for the "embarrassment and
shame" brought on the family, then stated, "As Gary Gilmore said,
‘Let’s do it.’ "
ClarkProsecutor.org
MEDIA ADVISORY - FOR IMMEDIATE RELEASE July 5,
2006
Inmate Barton Execution
(Columbus)— Ohio Department of Rehabilitation and
Correction authorities have confirmed that inmate Rocky Barton is
scheduled for execution on Wednesday, July 12, 2006, at 10:00 AM.
The execution will take place at the Southern
Ohio Correctional Facility located in Lucasville, Ohio.
The Ohio Revised Code mandates lethal injection
as the manner of execution. Inmate Barton will be the fifth
“volunteer” to be executed in the state of Ohio.
Barton was convicted and sentenced to death for
the 2003 Aggravated Murder of Kimbirli Jo Barton, Warren County,
Ohio.
NAME: Rocky Barton
RACE: Caucasian
DOB: 7/28/56
CRIME: Aggravated Murder
SENTENCE: Death
COUNTY: Warren County
For further information please contact the DRC
Office of Public Information at (614) 752-1150.
Associated Press - Thursday, July 13, 2006
Lucasville, Ohio -- A man who fatally shot his
wife because she wanted to leave him was executed Wednesday in what
prison officials say was a successful first test of lethal injection
guidelines adopted after the last execution was plagued with
problems.
Two injection sites were established on Rocky
Barton -- one as a backup in case something went wrong with a vein
-- and the whole process went smoothly, prisons Director Terry
Collins said.
Barton, 49, said he deserved execution and gave
up his appeals that could have delayed his sentence for years. He
died at 10:27 a.m. at the Southern Ohio Correctional Facility.
The state's lethal injection protocol was changed
after Joseph Clark's execution in May, which was held up 90 minutes
when prison staff struggled to find a useable vein and one they used
collapsed.
The state now requires staff to make every effort
to find two injection sites and use a low-pressure saline drip to
make sure the veins stay open once entryways are inserted.
The execution team appeared more relaxed and less
hurried after the new guidelines advised staff against feeling
pressured to follow what had become an artificial, self-imposed
timeframe to complete an execution quickly, Collins said. "I think
that was the biggest thing," Collins said. "I noticed a different
relaxation."
Barton also was examined closely for any medical
problems a day before his execution and again on Wednesday morning.
Previously, examinations of inmates before an
execution consisted of a visual check of the inmate and a review of
his medical file, according to a June report by the Ohio Department
of Rehabilitation and Correction.
The May execution, when Clark asked prison staff
to find another way to kill him, drew criticism from death penalty
opponents who said the problems illustrated why the method of
capital punish ment is cruel and unconsti tutional. It came amid a
growing na tional debate about lethal in jection.
Barton was convicted of aggravated murder for
shooting Kimbirli Jo Barton, 44, up close with a shotgun in 2003
outside their farmhouse while his 17-year-old stepdaughter watched.
Kimbirli Jo had returned to get some belongings from the home in
Waynesville, about 35 miles northeast of Cincinnati.
In his final statement, Barton turned to Kimbirli
Jo's son and two daughters and said: "I'm sorry for what I done,
sorry for killing your momma and for what I done to you."
Kimbirli Jo Barton died in the arms of her
daughter, Jamie Reising, who was allowed to leave a jail in Lebanon
across the state to watch the execution. Reising is being held on a
drug trafficking charge.
Barton told Kimbirli Jo's son, Joseph Reynolds,
not to let anger and hate toward him destroy his life, and he told
his own mother, father and uncle he was sorry for bringing shame to
the family. Just before the lethal drugs were administered, Barton
said, "As Gary Gilmore said, Let's do it.' "
Gilmore, who was convicted in Utah of shooting
two people, said the same thing before he became the first person
put to death after a 1976 Supreme Court ruling that the death
penalty was legal. He was executed Jan. 17, 1977, by firing squad.
Following Barton's execution, Reising said she's
reaching the point where she can forgive Barton, but not yet. She
said she doesn't want to carry hate in her heart for the rest of her
life.
Barton, who did not seek clemency from Gov. Bob
Taft, had asked the trial court to sentence him to death. A judge
ruled last week that he was competent to give up his appeals.
Thursday, July 13, 2006
What Rocky Barton started when he put a shotgun
to his chin after killing his wife three years ago, the state of
Ohio finished yesterday.
Barton, 49, was executed at the Southern Ohio
Correctional Facility near Lucasville. His death by injection
occurred without incident at 10:27 a.m.
In a sense, Barton died a little every day since
Jan. 16, 2003, when he shot and killed Kimbirli Barton, the woman he
said he loved more than anyone else and could not live without.
Consumed by guilt, Barton said he deserved to die
and didn’t want to "have to wait around no 10, 20 years and go
through the appeals process."
From crime to punishment, it was the shortest
time in Ohio’s 22 executions during the past seven years.
Donald and Wilma Barton, the condemned man’s
parents, and two of his victim’s daughters, Tiffany and Jamie
Reising, witnessed the execution from a few feet away, separated by
a sheet of glass.
"I’m sorry for what I done," Barton said in his
last words. "I’m sorry for killing your mama. I’m not asking you to
forgive me. Not a day goes by that I’m not trying to forgive myself.
"As Gary Gilmore said, ‘Let’s do it.’ "
The execution was the first using new procedures
ordered by prisons Director Terry Collins after problems developed
at the May 2 execution of Joseph Clark.
Clark’s lethal injection was delayed more than an
hour when a vein collapsed and medical technicians struggled to
restore an intravenous line.
Barton was examined the day before the execution,
and it was found that his veins weren’t at risk for collapse.
The execution team also was told to take its time
in connecting the lethalinjection lines so there was no "artificial
time barrier," Collins said.
The only problem reported by media witnesses was
a considerable amount of blood that pooled under Barton’s arm as one
of the intravenous lines was inserted. Collins said it was normal.
Barton killed his estranged wife with two blasts
from a .410-caliber shotgun as she attempted to retrieve her
belongings from their Warren County farmhouse.
He then turned the gun on himself, blowing out
most of his teeth and requiring four surgeries to insert pins, wires
and screws to hold his eyes in their sockets and the cadaver’s jaw
to replace his shattered one.
Jamie Reising, 21, who watched Barton kill her
mother, was given permission to leave the Warren County jail to
witness the execution. She is serving time on a drug charge. "This
is closure for our family," she said afterward. "He took the glue
that was holding us together."
Her sister, Tiffany, 24, who was wearing a button
with her mother’s picture on it, said she would "mourn the loss of
Rocky Barton," but she was glad that "justice was served." "We’re
going to try and move forward as a family. We know that’s what our
mother would want us to do."
Barton’s nephew, Andy Mitchell, said, "Rocky is
home now. He’s in a better place."
Donald Barton issued a written statement in which
he complained about the "callous and cruel" handling of his son’s
case by Warren County Prosecutor Rachel A. Hutzel. He called it "assisted
suicide."
Barton was the third Ohioan executed this year.
Friday, July 14, 2006
LUCASVILLE, Ohio — Convicted killer Rocky Barton
went to his death, expressing sorrow for taking the life of his wife,
Kimbirli Jo, in 2003.
Looking at his victim's family, Barton's voice
cracked. "I'm sorry for what I done," Barton, 49, said at the
Southern Ohio Correctional Facility near here, just before he was
executed Wednesday by lethal injection. "I'm not asking you to
forgive me," Barton said, looking at two of Kimbirli's daughters and
her son, who witnessed the execution, "because it was hard enough to
forgive myself."
Looking at his mother and father, Wilma and
Donald Barton, and his uncle, Larry Barton, Rocky Barton said, "I
love you. I love you all."
Then Barton said, "Let's do it." Clad in a white
T-shirt and blue pants, he looked up and became still.
Prison officials injected three drugs into Barton
— Sodium Pentothal, which puts the condemned to sleep; Pancuronium
Bromide, which stops the breathing; and Potassium Chloride, which
stops the heart. Warden Edwin C. Voorhies Jr. pronounced Barton dead
at 10:27 a.m.
Barton became the 22nd person executed in Ohio
since the state resumed the death penalty in 1999 and the third
person executed by the state this year.
Barton was convicted in Warren County Common
Pleas Court of killing Kimbirli Jo in 2003, reportedly after she
informed him that she was leaving him. Barton shot and killed his
wife with a shotgun at close range, authorities said.
He was convicted of one count of aggravated
murder and one count of being a convicted felon in possession of a
weapon, and was sentenced to death.
"This is closure for our family," said Jamie
Reising, 21, Kimbirli's daughter who witnessed the execution. "I've
started to forgive him."
In a statement distributed to reporters, Barton's
father criticized the Warren County prosecutor, saying the
prosecutor "has spent, approaching three years, beating her chest
and directing her comments on Rocky to the media. Her campaign
literature boasts of his conviction." "He was convicted by a jury of
his peers," Rachel Hutzel, Warren County prosecutor, said of Barton.
Barton has said he deserved to die for killing
his wife. He also had waived legal appeals. Ortega was a media pool
witness to Barton's execution.
Wed Jul 12, 2006
COLUMBUS, Ohio (Reuters) - The state of Ohio on
Wednesday executed a man convicted of killing his wife in 2003 and
then turning the same gun on himself in a failed suicide.
Rocky Barton, 49, was pronounced dead at 10:27
a.m. EDT 1427 GMT following an injection of lethal chemicals, said
officials at the Southern Ohio Correctional Facility in Lucasville.
It was the first execution in Ohio since early
May when the veins of a condemned man collapsed and he roused
himself in the middle of the process telling his executioners it
wasn't working.
Prison officials had checked Barton's veins in
advance to make sure there would be no repeat, and have instituted a
new procedure in which a second injection site is chosen in advance
in case there is trouble with the first.
Barton had waived appeals and said in a number of
interviews that he deserved to die. The National Coalition to
Abolish the Death Penalty said he suffered from depression and
schizophrenia, and was not capable of making decisions about his
right to appeal.
In a final statement Barton told his wife's
children "I'm sorry for killing your mama. I am not asking you to
forgive me, not a day goes by that I am not trying to forgive myself.
Don't let your anger and hate for me destroy your lives."
He also apologized to his parents for the "embarrassment
and shame" brought on the family, adding "as Gary Gilmore said, 'Let's
do it'." Gilmore was the first person executed after the United
States reinstated capital punishment in 1976.
Barton was sentenced to death for killing his
wife Kimbirli with two shotgun blasts in front of her daughter in
January 2003.
He had earlier served a prison sentence for
attempting to kill a former wife. He placed the shotgun under his
chin after the slaying and fired but survived the wounds.
Barton was given a meal of his request Tuesday
evening -- pork chops, potatoes, biscuits with gravy, fried eggs
over easy, cherry pie and a caffeine-free soft drink.
His was the 1,031st U.S. execution since capital
punishment was restored.
Associated Press - Thursday, July 13, 2006
LUCASVILLE - The state's new lethal injection
process takes more time than the old one, but in its first test, it
didn't produce the delay that led an inmate to ask prison staff to
kill him another way.
Wednesday's execution of Rocky Barton, 49, was
the first using new guidelines adopted after an execution in which
prison staff had such extensive problems delivering the fatal drugs
that the inmate asked them to find another way to kill him.
Barton said he deserved execution and gave up
appeals that could have delayed his sentence for years. He died at
10:27 a.m. at the Southern Ohio Correctional Facility here, about a
half-hour after being taken to the death house.
The state's lethal injection method was changed
after Joseph Clark's execution in May, which was held up 90 minutes
when staff struggled to find a useable vein and one they used
collapsed.
The state now requires staff to make every effort
to find two injection sites and use a low-pressure saline drip to
make sure the veins stay open once entryways are inserted.
Barton was examined closely for any medical
problems a day before his execution and again Wednesday morning.
Before Clark's execution, the process usually took about 10-15
minutes.
Barton was convicted of aggravated murder for
shooting Kimbirli Jo Barton, 44, with a shotgun in 2003 outside
their farmhouse in Waynesville, about 35 miles northeast of
Cincinnati.
She died in the arms of her daughter, Jamie
Reising, who was allowed to leave a jail in Lebanon to watch the
execution. Reising is being held on a drug trafficking charge.
In his final statement, Barton apologized to his
own family and turned to Kimbirli Jo Barton's son and two daughters
and said: "I'm sorry for what I done, sorry for killing your momma
and for what I done to you."
Thursday, July 13, 2006
LUCASVILLE - Rocky Barton's execution took 14
minutes Wednesday, a fittingly swift end for the man whose death
penalty case is the quickest in modern Ohio history.
The state adopted new procedures for the Warren
County man's lethal injection Tuesday to avoid a replay of the
90-minute ordeal of May 2.
That's when correction workers couldn't find a
usable vein to execute Lucas County's Joseph Clark, prompting Clark
to ask them to find another way to kill him.
Barton, 49, who shot his wife Kimbirli Jo on the
front lawn of their Waynesville farmhouse in 2003, waived his
appeals - prompting his father to denounce the execution as "assisted
suicide."
"I can honestly say I am neither an opponent or
proponent of the death penalty. I do feel, however, that Rocky's
execution is one of assisted suicide. ... The Warren County
prosecutor will probably be in the limelight on many occasions, now
and in the future, boastfully and callously singing her own praises
for participating in one."
Warren County Prosecutor Rachel A. Hutzel did not
attend the execution, but sent three advocates from her office to
assist the victim's family. "I believe justice was served today,"
she said.
The execution began at 10 a.m. Minutes before his
execution, Barton craned his head from the gurney on which he was
strapped down, looked toward Kimbirli Jo's son and two daughters and
said: "I'm sorry for what I've done, sorry for killing your momma
and for what I done to you."
Barton told Kimbirli Jo's 26-year-old son, Joseph
Reynolds, not to let anger and hate toward him destroy his life. And
he told his own mother, father and uncle he was sorry for bringing
shame to the family, according to media witnesses.
Kimbirli Jo died in the arms of her daughter,
Jamie Reising, who was allowed to leave Warren County Jail to watch
the execution. Reising is being held on a drug-trafficking charge. "Seeing
him go, now I know for sure that he's gone," said Reising, 21, of
Lebanon. "It's kind of putting a dot at the end of the sentence."
In an unusual move, Hutzel joined Reising's
attorney in seeking a furlough for Reising to witness Barton's
execution. Common Pleas Court Judge James Heath issued an order late
Tuesday allowing the temporary release.
The furlough allowed Reising to leave county jail
early Wednesday with Cheryl Taylor, an investigator with Hutzel's
staff, who has police training and also serves as a victims'
advocate. She was to return to Warren County jail later Wednesday,
according to the court order.
During court and parole board hearings, Hutzel
portrayed Barton as a jealous, controlling husband, whose violence
toward women escalated over the years.
Barton served eight years in a Kentucky prison
for attempting to murder his second wife in 1991. She was beaten
with a shotgun, stabbed three times, cut across the throat, tied up
and left for dead.
In a June 30 death row interview with The
Enquirer, Barton refused to discuss the brutal assault on Brenda
Johnson near Lexington, Ky. Terry Collins, director of the state
Department of Rehabilitation and Correction, met with Barton about
9:15 a.m. to check on him. Collins said Wednesday's execution went
smoothly. "I didn't see anything abnormal about this at all,'' he
said.
Associated Press - Jul. 05, 2006
Milestones in the sentencing and scheduled
execution of Rocky Barton:
THE CRIME: Kimbirli Jo Barton, 44, is shot to
death outside her home near Waynesville on Jan. 16, 2003.
THE CONVICTION: Her husband, Rocky Barton, 49, is
convicted of aggravated murder Sept. 29, 2003, and urges jurors to
recommend the death penalty. In one automatic appeal, the Ohio
Supreme Court upholds Barton's sentence.
COMPETENCY HEARING: After a hearing ordered by
the Ohio Supreme Court, Warren County Common Pleas Judge Neal
Bronson rules that Barton is competent to waive his right to further
appeals; Bronson declines to order a psychiatric evaluation.
THE EXECUTION: Barton is to be executed by
injection July 12.
IN RE: ROCKY BARTON, MANCI #A457-297
STATE OF OHIO ADULT PAROLE AUTHORITY
COLUMBUS, OHIO
Date of Meeting: June 19, 2006
Minutes of the SPECIAL MEETING of the Adult
Parole Authority held at 1030 Alum Creek Drive, Columbus, Ohio 43205
on the above date.
SUBJECT: Death Sentence Clemency
CRIME, CONVICTION: Aggravated Murder with Gun Specification and
Aggravating Circumstance Specification consecutive with Having
Weapon While under Disability
DATE, PLACE OF CRIME: January 16, 2003; Waynesville, Ohio
COUNTY Warren
CASE NUMBER: #03CR20526
VICTIM: Kimbirli Jo Barton
INDICTMENT: 2/10/2003: Counts 1: Aggravated
Murder with Gun Specification and Aggravating Circumstance
Specification. Count 2: Having Weapon While Under Disability
PLEA / VERDICT: 9/23/2003: Pled Guilty to Count
2, Having Weapon While Under Eligibility.
9/30/2003: Found guilty by Jury as charged in
Count 1, Aggravated Murder with Gun Specification and Aggravating
Circumstance Specification.
SENTENCE: 10/10/2003: Count 1: Death consecutive
with 3 years for Gun Specification and consecutive with Count 2: 5
years.
ADMITTED TO INSTITUTION: October 10, 2003
TIME SERVED: 32 months prison
AGE AT ADMISSION: 47 years old (D.O.B. - 7/28/56)
CURRENT AGE: 49 years old
JAIL TIME CREDIT: 268 days (unverified)
PRESIDING JUDGE: Honorable Neal B. Bronson
PROSECUTING ATTORNEY: Rachel A. Hutzel.
FOREWORD:
Clemency in the case of Rocky Barton #A457-297 was initiated by The
Honorable Bob Taft, Governor of the State of Ohio, and the Ohio
Parole Board, pursuant to Sections 2967.03 and 2967.07 of the Ohio
Revised Code and the Parole Board Policy #105-PBD- 05.
On May 19, 2006, Rocky Barton declined an
opportunity to be interviewed by a representative of the Parole
Board at Mansfield Correctional Institution. Mr. Barton has since
submitted two (2) letters to the Parole Board in which he indicates
that he does not want clemency nor did he want his attorney,
Christopher Pagan to represent him at the Clemency Hearing.
The Parole Board subsequently met on June 19,
2006 to hear the case of Rocky Barton. The inmate’s counsel,
Christopher J. Pagan and co-counsel Chris McEvilley were not present
at this hearing.
Arguments in opposition to clemency were
presented by Warren County Prosecutor Rachel A. Hutzel and the
victim’s family including Sheri Hathway (sister), Tiffany Reising (daughter)
and Julie Vickers (daughter).
Also present at the hearing were Warren County
Assistant Prosecutor Andrew Sievers, Warren County Prosecutors
Office Law Clerk Katie Stenman, Senior Deputy Attorney General
Heather Gosselin, Deputy Attorney General Matthew Hellman, Assistant
Attorney General Anna Franceschelli and Assistant Attorney General
Thomas Madden. At the conclusion of all testimony, the Board
adjourned to deliberate and discuss the case.
The Board gave careful review, consideration and
discussion to all testimony, and to all available facts pertaining
to the crime including all supplemental materials submitted by the
Warren County Prosecutor’s Office.
The Board deliberated extensively upon the
propriety of clemency in the form of commutation and in the form of
reprieve. With seven (7) members participating, the Board voted
unanimously to provide an UNFAVORABLE recommendation to the
Honorable Bob Taft, Governor of the State of Ohio.
DETAILS OF THE OFFENSE:
The following details are taken from the Ohio Supreme Court Decision
dated April 5, 2006: Kimbirli and Rocky Barton had known each other
for many years and married on June 23, 2001, during his
incarceration for attempted murder in Kentucky.
Following his release from prison in 2002, he
lived in a Warren County farmhouse on Bellbrook Road owned by his
father, Donald, with Kim and Jamie, her 17-year-old daughter from a
prior marriage.
Barton and Kimbirli generally had an amicable
relationship and planned to renew their wedding vows in May or June
2003.
Tiffany, Kim’s 22-year-old daughter from a prior
marriage, described Kim’s relationship with Barton as “sometimes
good, sometimes bad, the highs were very high, the lows were really
low.”
Julie, Kim’s 27-year-old daughter from a prior
relationship, also described Kim and Barton’s relationship as “up
and down. Really good or really bad.”
Tiffany described Barton as “very moody,
possessive, controlling, and just very manipulative.” Julie also
thought Barton could be, at times, “very jealous, very controlling,
very manipulative, always accusing Kim of things, causing fights.”
Jamie agreed that Barton acted “controlling and
possessive,” although she felt close to him and described him as the
only father figure that she could depend upon.
On January 16, 2003, the morning of the murder,
Barton awakened Jamie at 7:20 a.m. and told her to get her things
together: “You’re going to Tiff’s house. The wedding’s off. Your
mom’s a psycho bitch.”
Barton then drove Jamie to Tiffany’s home and
told Tiffany that her mother “had gone off the deep end and that she
was crazy and she was leaving him.” Jamie described Barton as acting
“really strange” and “aggravated.”
Around 7:30 that morning, Kim arrived at Lasik
Plus, where she worked as a technical assistant. Karla Reiber and
Molly Wolfer, her co-workers, recalled that Barton had called more
than six times that morning.
He insisted on being placed on hold while Kim
tended to patients, often for as long as 10 or 15 minutes, until she
became available. Reiber described Barton as “very angry,” and
Wolfer described him as “very agitated, very angry,” and “very irate.”
After speaking with Barton on the phone around
10:30 a.m., Kim related to co-workers that she had heard shots fired.
She told others that she had heard a “bang” over the phone.
Police later recovered a spent shotgun shell in a
bedroom at Barton’s home, which supported her suspicion that Barton
had fired a shotgun while talking with her on the telephone.
Wolfer described Kim as crying, “very frantic,”
and “very scared” when she left work around 10:30 a.m. Before
leaving, Kim called Tiffany and asked whether she and Jamie could
live with her temporarily.
Tiffany described her mother as hysterical,
frantic, and scared and agreed to have her mother and sister move in
with her.
Barton also talked on the telephone with several
others that day. Around 7:45 a.m., he left a message with his
employer, saying that he would not be at work that day because of a
family emergency.
Around 10:45 a.m., he spoke with his supervisor,
Carol Williamson, and informed her that Kim had been “acting strange”
due to her medication and that Kim intended to leave him.
Barton also called Randy Hacker, Julie’s former
husband, and complained about Kim and Julie. Barton seemed “edgy”
and “irritated,” according to Hacker, and left Hacker a message,
saying, “Before I go on to my demise, I should call you.”
In a later call, Barton informed Hacker that Kim
intended to move out and that he would be going back to jail.
Barton also spoke on the telephone several times
that day with Glen Barker, an insurance agent. Barker has a
background in counseling, and he offered to serve as a mediator
between Barton and Kim.
Barton visited Barker at his office around 9:30
a.m. and seemed calm and quiet, but Barton was anxious to speak with
his father, who was in Florida.
Barker called Kim at work on Barton’s behalf, but
Kim would not discuss the matter. Barker testified that Barton
adamantly refused to allow Kim to collect her possessions from their
house.
Barton’s father, Donald, talked with Barton and
Kim from Florida that morning in an effort to defuse the situation.
Donald told Barton not to worry because anything
that Kim might take from the farmhouse could be replaced, and he
informed Kim that she could keep his car, which she currently drove.
Larry Barton, Barton’s uncle, also spoke with
Barton several times by telephone on the day of the murder, and he
offered assistance. Barton told Larry that he thought the police
would be called, and he vowed that “he wouldn’t go back to jail.”
Around 11:00 a.m., Kim arrived at Tiffany’s home.
Barton called 25 or 30 times; Jamie and Tiffany overheard Barton
cursing and yelling on the telephone and described his voice as “scary.”
Jamie overheard him tell Kim, “I’m going to kill you, you f* * *ing
bitch,” causing Kim to become “really nervous and scared” while
“crying and shaking.”
Around 3:00 p.m., Kim and Jamie made plans to
return to their Bellbrook Road home to retrieve some clothing and
personal effects.
When Larry arrived at Tiffany’s house, however,
he strongly advised Kim not to go home. She agreed to stay away but
gave Larry a list of things that she and Jamie wanted him to
retrieve.
Immediately after Larry left to retrieve the
items, Barton called again and persuaded Kim and Jamie to come to
Bellbrook Road to obtain their things.
When Larry arrived at Bellbrook Road, Barton had
locked the gate, something he rarely did. Larry asked Barton to open
the gate, but Barton absolutely refused to allow him onto the
property.
He kept saying, “I’ve lost it.” Barton stood near
his own truck behind the locked gate while Larry’s truck remained
parked on the road.
When Kim and Jamie arrived, however, Barton
unlocked the gate and instructed Larry to lock it after they entered
because he did not want “the police coming in.”
Then Barton got in his truck, backed up “real
fast” into the garage, and closed the garage door. Larry and Kim
separately drove onto the property.
As Kim got out of the car and turned to shut her
door, Barton came out the side door of the garage with a shotgun. As
he ran toward Kim, he yelled “You aren’t going anywhere, you f* * *ing
bitch,” and he then fired the shotgun while four to six feet from
her and struck her in her side.
Feeling the impact, Kim fell, but moved toward
her daughter, yelling, “Oh, Jamie, Oh Jamie.” As Jamie reached for
her mother, Barton shot her in the back from a distance of one to
two feet. Kim fell to the ground, while Jamie screamed, “Mom, can
you hear me? Can you hear me? Please stay with me, mommy, please
stay with me.” Barton then aimed the gun at Jamie’s head and at
Larry.
Barton next walked to the side of Larry’s truck
and said, “I told you I was insane,” dropped to his knees, and shot
himself in the face. Barton then walked into the house.
Jamie and Larry called 911. Emergency Medical
Services (“EMS”) personnel arrived and upon examining Kim found her
ashen in color, not breathing, and with fixed and dilated pupils and
no pulse.
Following an autopsy, Dr. Karen Powell, a
forensic pathologist, determined that Kim had died from “shotgun
wounds of the left shoulder and right back regions” that caused
injuries to her lungs, heart, and liver.
In response to the emergency call, police arrived
and located Barton, alert and cooperative, inside the house. An EMS
technician described him as suffering from a gunshot wound with non-life-threatening
injuries to his chin, mouth, and nose.
Upon investigation, police confiscated the murder
weapon, a .410 pump-style shotgun, and four spent shotgun shells.
Police also recovered six live shotgun shells from Barton at the
hospital.
CRIMINAL HISTORY:
Juvenile Offenses
None Known
Adult Offenses
10/15/1986 Driving Under the Influence Fairborn,
Ohio11/30/1988: (Age 30) Guilty
11/12/1988 Driving Under the Influence Lebanon, Ohio 9/14/1989: (Age
32) Guilty
9/13/1989 Driving Under the Influence Warren County, Ohio 1/11/1990:
(Age 33) Guilty
1/4/1991 1.Attempted Murder 2.Theft by Unlawful
Taking Madison County, Kentucky 4/9/1991: 15 years concurrent w/ 2
years; (Age 34) 6/30/1999: paroled; Case #91-CR-021 2/9/2001:
returned to Kentucky as a parole violator due to conviction for
Domestic Violence; 2/1/2002: discharged.
Details: On 1/4/1991, the subject was with his
ex-wife Brenda Johnson at her home in Madison County, Kentucky.
The subject struck her over the head with a
shotgun and continued to beat her until she passed out. She woke up
as the subject tied her feet with electrical tape and her hands with
an electrical cord.
The subject told her he had planned to kill her
for some time. He went through her purse and ransacked the house. He
forced the victim to take several pills and to lick the blood off of
his hands and shoes.
The subject then stabbed the victim three times
in the back and cut her throat. She lost consciousness. The subject
then stole the victim’s car, leaving her for dead. When the victim
awoke, she was able to make it to a neighbor’s home for help.
On 2/7/1991, the subject was arrested in San
Diego, California and was subsequently extradited to Kentucky on
2/14/1991 as a result of the above offense.
9/18/2000 Domestic Violence Waynesville, Ohio
12/5/2000: 30 days (Age 44) Jail (with credit for time served), 2
years probation, $200 fine; 2/9/2001: probation terminated due to
Parole violation.
Details: On 9/18/2000, Jamie Barton of
Waynesville, Ohio reported to police that she is in the process of
divorcing the subject, Rocky Barton. She reported that the subject
had just tried to enter her house, had caused damage to the
doorframe and that she had been receiving numerous phone calls from
the subject.
1/16/2003 Aggravated Murder, Having Weapon Under
DisabilityWaynesville, Ohio - INSTANT OFFENSE (Age 46) Case
#03CR20526
Dismissed, Nolled, and Unknown Dispositions:
On 5/12/1975, the subject was arrested for
Burglary and Assault in Polk County, Oregon. No information
regarding this arrest is available.
On 11/14/1985, the subject was charged with
Felonious Assault by the Lebanon, Ohio Police Department in Case
#85CRA47809. This case was dismissed.
On 6/10/1988, the subject was arrested for
Possession of Cocaine by the New Jersey Race Track Unit; this charge
was dismissed.
On 8/5/1988, the subject was charged with
Possession of Marijuana and Cocaine by the New Jersey Race Track
Unit. The charge was remanded to a lower court, with the disposition
being unknown.
On 9/18/2000, the subject was charged with Tele-communications
Harassment and Criminal Damage; on 12/5/2000, the charge was
dismissed.
On 9/5/2002, the subject was arrested for
Disrupting Public Service and Domestic Violence.
On 9/5/2002, police spoke with Kimbirli Barton
who advised that her husband, Rocky Barton, had grabbed her by the
shoulders, pushed her against a kitchen wall and then down into a
chair, and then onto the living room couch.
She advised that tried to telephone her daughter,
but the subject grabbed the phone and pulled the cord out from the
wall. The subject told the victim that if she left him, it would be
a murder-suicide situation.
The victim stated that since the subject had left
the house, it was over and she did not want to file charges. She
refused to provide a written statement.
On 9/17/2002, the charges were dismissed.
Institutional and/or Supervision Adjustment:
On 4/9/1991, the subject was sentenced to 15 years prison in the
State of Kentucky for Attempted Murder and Theft by Unlawful Taking.
He was paroled in June of 1999 and his
supervision was transferred to Ohio.
On 10/5/2000, the State of Kentucky released the
subject from active supervision, but this was rescinded when
Kentucky was notified that he had been arrested for domestic
violence. Upon conviction, the subject was ordered to two (2) years
of reporting probation, and he was returned to Kentucky for parole
violation proceedings.
He remained incarcerated until 2/1/2002, when the
subject was discharged due to reaching the minimum expiration of his
sentence.
On 10/10/2003, the subject was admitted to the
Department of Rehabilitation & Correction to serve his sentence in
the Instant Offense.
Mr. Barton is currently housed at the Mansfield
Correctional Institution. Institution records reveal that his
adjustment to incarceration has been without incident. His work
assignment is that of a porter.
Mr. Barton’s Mental Health Status & Competency:
Notwithstanding Mr. Barton’s repeated requests that he no longer be
represented by Attorney Christopher J. Pagan or any other counsel,
Attorney Pagan filed a Motion for an Evaluation to Determine
Competency to Waive Further Direct and Collateral Challenges to His
Death Sentence.
The Motion raises two (2) important issues: 1)
whether the sentencing court should have directly inquired of Mr.
Barton, on the record, to ascertain if Mr. Barton knowingly &
intelligently understood the potential consequences of his decision
to not offer any mitigation evidence at the penalty phase of the
trial, eg. an Ashworth waiver colloquy; and 2) whether there are
sufficient indicia of incompetence to require a Berry hearing to
determine Mr. Barton’s competence to waive his rights to future
direct appeals and collateral proceedings.
As of June 22, 2006 the Supreme Court of Ohio
remanded the case to the trial court for the limited purpose of
holding “an evidentiary hearing to determine whether the defendant’s
competency to waive further appeals should be psychiatrically
evaluated.
The court shall further determine whether such
decision was voluntarily, knowingly, and intelligently made.”
Mr. Barton is currently housed in the mental
health unit at the Mansfield Correctional Institution [ManCI] with a
diagnosis of Major Depression with psychotic features and a self-reported
history of delusional thinking, auditory hallucinations, impaired
insight and his attempted suicide during commission of the instant
offense.
In July 2005 he was admitted to the Oakwood
Correctional Facility for more extensive evaluation, treated with
medication and discharged after one (1) week. Prior to these
reported mental problems beginning in May 2005 Mr. Barton has no
documented history of mental illness other than a five (5) hour pre-trial
session with a neuropsychologist [Dr. Smalldon] who noted no
indications of mental disturbance.
Moreover, there are no indications in the trial
record to indicate that Mr. Barton suffered from any mental illness.
As of this date Mr. Barton remains cooperative with the mental
health treatment staff and compliant with his medications.
CONCLUSION:
The Board finds that Mr. Barton is lawfully convicted of the
Aggravated Murder of his 4th wife, Kimbirli Barton, and lawfully
convicted of the specification for his prior conviction of the
Attempted Murder of his 2nd wife.
He also was lawfully convicted of Domestic
Violence with death threats against his 3rd wife. Without question,
Mr. Barton is a repeat violent offender of serious magnitude.
The Board finds that Mr. Barton’s diagnosis of
Major Depression with psychotic features does not rise to the level
of a serious mental disease or defect to warrant significant or
sufficient mitigation against imposition of the death penalty.
The Board further finds that a recommendation for
a Reprieve or for Stay of Execution is not warranted due to any
credible evidence of Mr. Barton’s incompetence.
Credible and convincing evidence was presented by
Warren County Prosecutor Rachel Hutzel to support a finding that Mr.
Barton appeared fully competent to voluntarily, intelligently and
knowingly waive his right to present mitigation evidence at trial,
and that he appears fully competent to waive his right to counsel,
and to waive his right to further appeals and collateral proceedings.
To this date Mr. Barton has repeatedly expressed
his intentions in this regard by clear, concise, precise, logical,
well stated and well written language.
The Board notes that Mr. Barton’s post conviction
diagnosis of Major Depression with psychotic features and his
resulting mental health treatment for the past year is additional
mitigation evidence that was not known by the jury or by the
sentencing judge.
However, the overwhelming weight of the
aggravating circumstance in this case remains more than sufficient
to outweigh the mitigating factors beyond a reasonable doubt.
The Board fully concurs with Mr. Barton’s
accurate self-assessment & unsworn statement to the jury during the
mitigation phase of the trial, which states in pertinent part: “ And
for the ruthless, cold-blooded act that I committed, if I was
sitting over there, I’d hold out for the death penalty”. …
“Punishment would be to wake up every day and have a date with death.
That’s the only punishment for this crime.”
RECOMMENDATION:
The Board gave careful review, consideration and discussion to all
testimony, and to all available facts pertaining to the crime
including all supplemental materials submitted by the Warren County
Prosecutor’s Office and Mr. Barton’s letter to the Board.
The Board deliberated extensively upon the
propriety of clemency in the form of commutation and in the form of
reprieve.
With seven (7) members participating, the Board
voted unanimously to provide an UNFAVORABLE recommendation to the
Honorable Bob Taft, Governor of the State of Ohio.
On 1/16/03, Rocky Lee Barton murdered his fourth
wife, 43-year-old Kimbirli Jo Barton, at their home in Waynesville.
Kimbirli and Barton had gotten in a domestic
dispute that morning and she was returning home to gather her
belongings in order to move out, when Barton ambushed her. Barton's
uncle and Kim's 17-year-old daughter witnessed the shooting.
Barton called and threatened his wife several
times the day of the killing before persuading her to come to the
house to get her belongings.
He had directed another relative to lock the gate
at the driveway's end after she arrived. Barton admitted that he had
hidden a shotgun in the garage.
When Kimbirli arrived, he appeared and shot
Kimbirli once in the shoulder and then again in the back. "He had
the gun in his hand and he was just running toward me and my mom,"
said Jamie Reising, victim's daughter. "She just put her hands up
and was running towards me screaming 'Oh Jamie, oh Jamie'," she said.
After being shot, Kim crawled back towards the
girl. The second time she was shot, Jamie was holding her mother in
her arms. "I was trying to hold her up and then she fell to the
ground...'please stay with me, please stay with me'," Jamie
recounted.
Barton then shot himself with an upward blast to
the chin, leaving just a scar below his ear.
Barton has a history of arrests for burglary,
assault, drug and DUI charges and violence against women. He beat
one of his ex-wives with a shotgun, stabbed her three times, cut her
throat and left her for dead, but she survived.
Kimbirli had known Barton for many years, but the
couple had just married two years earlier while Barton was in prison
for the attempted murder of his ex-wife in Kentucky.
At trial, Barton admitted to the murder and told
the jury that he deserved to die. At his trial, Barton urged the
jury to recommend death rather than life in prison. "My attorneys
advised me to beg for my life," Barton said then. "I can't do that.
"I strongly believe in the death penalty. And for the ruthless,
cold-blooded act that I committed, if I was sitting over there, I'd
hold out for the death penalty."
He has requested to drop his appeals and be
executed. "This court sentenced me to death. All I'm asking is to go
ahead and carry out that sentence," Rocky Barton said during a court
hearing. "I committed a senseless crime," he said. "I took the life
of a beautiful person. There's not a day goes by I don't think about
what I done."
Barton said he faked it when he told prison
doctors last year that he was seeing things and hearing voices.
Barton said he lied to prison doctors because he
didn't like the prospect of being moved farther from his family when
he heard last year that death row inmates might be moved to
Youngstown.
The concocted tale was supposed to increase his
chances of being transferred to a psychological unit at a prison in
Warren County to keep his family visiting.
The transfer didn't come through. But, prison
doctors diagnosed him with severe depression and a schizoid
affective disorder, and put him on medication.
Two of Kimbirli's daughters and her sister
testified before the state Parole Board that Barton is manipulating
the court system. "We hope they just kill him and let it be done,''
Julie Vickers, 29, of Trenton, the oldest of three daughters. "As
long as he's alive, we are constantly reminded of him. We have no
closure," Vickers said.
Warren County prosecutor Rachel Hutzel called it
a "planned and calculated crime," and said Barton had a long history
of extreme violence and intent to harm each of his wives. "This is a
dangerous, dangerous man who has an extreme, deep-seated hatred of
women," Hutzel said. "He planned for a long time that he was going
to kill her."
The judge ruled that Rocky Barton is competent to
refuse further appeals that would delay his execution. "I just hope
they go ahead and let him do what he wants to do," said Larry Barton,
an uncle from Clearcreek Township who witnessed the shooting and
can't forget it.
"I know both sides of the family are taking it
tough. There are no hard feelings in the family because we're all
together on this," he said.
"Tiffany Reising, Kim Barton's daughter, said, "We're
really saddened by the whole ordeal. Nothing they do to him is going
to bring her back, but I think justice will be served. She was our
mother. She's not just a victim, or that woman in Waynesville.
She was our mother and we miss her dearly. She
never missed a soccer game, and she would scream her heart out when
I had the ball,'' recalled Reising, now 24.
"It's funny. When I play today, I can still hear
her (shout) 'Go T-bird, go!'" Kimbirli's older sister, Sheri
Hathaway, of Lebanon, said the murder has had a lasting impact on
the youngest daughter, Jamie, now 21. "She hasn't been able to get
that scene out of her head," Tiffany Reising said. "It has truly
ruined our lives.''
Rocky Barton, OH - July 12
Do Not Execute Rocky Barton!
Rocky Barton is scheduled to be executed for the
killing of his wife Kim Barton in Warren County. Early on the
morning of January 16, 2003 Rocky woke his stepdaughter, stating
that his wife was crazy and that both Kim and her daughter needed to
leave.
Kim and her daughter left to stay with family
until the situation could be diffused. Later that day Kim, her
daughter and Mr. Barton’s uncle went back to the property to pick up
the family’s belongings.
This is when Barton approached the group with a
loaded shotgun. Barton shot Kim in the face and as she struggled to
get away he shot her again in the back, leaving her to die in her
daughter’s arms.
Immediately after the shooting Barton, who had
just gotten out of jail after serving nine months for attempted
murder, was heard saying that he wasn’t going back to jail.
Barton then turned the shotgun on himself
pointing the barrel at his face and pulling the trigger. Barton
received only minor injuries and was treated at a local hospital.
Barton later confessed to this crime and was
convicted of capital murder. During the punishment phase of the
trial, Barton waived his right to present mitigating evidence,
offering only a statement to the court.
Barton told jurors that “if given the opportunity
he would vote to impose the death penalty” and that the death
penalty was “the only punishment for this crime.”
After the punishment phase of his trial Barton
filed an appeal based on the grounds that the court should have
investigated to see if he was competent to stand trial.
When a defendant waives his right to present
mitigating evidence, the court must proceed with such a competency
investigation.
In Barton’s case however, the court saw his
statement as presenting mitigating evidence and therefore denied his
appeal.
Judge C.J Moyer dissented. He believed that
Barton should have had an investigation into his competence to stand
trial based on two grounds.
The first was that the precedents the majority
cited as a basis to deny Barton’s appeal actually supported his
appeal.
There were three precedents the court used in
which defendants had waived their right to mitigate. In the first
case the defendant actually called one witness and gave a statement
to the court.
The witness that testified in that case
constituted mitigating evidence, therefore the defendant did not
entirely waive his right to present mitigating evidence. In the
other two cases the defendants waived their right to present
mitigation and gave a statement to the court.
What the majority opinion neglected to mention
was that in both of these cases a competency investigation was held
prior to the trial.
The defendant’s mental healths were already in
question, regardless of waived mitigation, so a pre-trial
investigation was held.
Judge Moyer also wrote that Barton’s plea for the
jury to sentence him to death warranted an investigation into his
competency in and of itself, with or without Barton’s waiving his
right to present mitigation.
Moyer states, “A trial court must be cognizant of
actions on part of the defendant that would call into question the
defendant’s competency.”
Moyer added that in view of Barton’s statement,
“It is hard to imagine a more compelling indicia of incompetence.”
That was the first and only appeal that Barton
filed, making him a “volunteer” in his death sentence. A “volunteer”
is someone who does not fight their death sentence but instead
chooses to die by the hands of the state.
There are several reasons that a person may
choose to be a volunteer; either the person is remorseful for their
crimes and cannot live with what they did, the person is tired of
being held in the horrid conditions of death row, or the person’s
mental health is deteriorated by their being held in solitary
confinement, often for many years. The last group composes a
majority of volunteers.
Rocky Barton falls in that majority. His mental
health was already unstable; in May of 2005 Barton was diagnosed
with schizophrenia and severe depression by a jailhouse psychiatrist.
Twenty three hours a day of solitary confinement
in a cell no bigger than eight feet by nine feet would drive the
sanest man mad, forcing them to escape any way that they could, even
if that escape was through death.
Based on statements made on the day of the murder
by Barton that he did not want to go back to jail, his statement in
the punishment phase of his trial, and his refusal to file
additional appeals, it is evident that Barton wants to die.
Barton deserves the right to a fair trial, one in
which his mental competency is taken into account.
He cannot handle the pressure of incarceration on
death row and is looking for the only way out of his cell, death. Do
not let the state of Ohio participate in an assisted suicide.
Please write to Gov. Bob Taft on behalf of Rocky
Barton!
Associated Press - Sat, Jul. 08, 2006
LEBANON, Ohio - Rocky Barton beat one of his ex-wives
with a shotgun, stabbed her three times, cut her throat and left her
for dead. She survived.
Kimbirli Jo Barton - Rocky Barton's fourth wife -
wasn't so lucky. He killed her with a point-blank blast from a .410-gauge
shotgun. For that, he is scheduled to be executed by lethal
injection on Wednesday.
"Without question, Mr. Barton is a repeat violent
offender of serious magnitude," the Ohio Parole Board concluded in
recommending against clemency. Barton himself has said repeatedly he
deserves to die and has rejected legal appeals that would have
delayed his execution.
The 49-year-old has a history of arrests on
burglary, assault, drug, drunken driving and domestic violence
charges.
He served eight years of a 15-year sentence in
Kentucky for the attempted murder of his second wife. He was paroled
but was returned to prison for another year after his third wife -
while trying to divorce him - accused him of domestic violence and
threatening her life.
While still in prison, he married fourth wife
Kimbirli Jo Barton, whom he had known since they attended Springboro
High School in the 1970s, and they launched an often-stormy 1 1/2-year
marriage.
Within months of his release from prison, Barton
was arrested in September 2002, accused of threatening his new wife
and pushing her around, but she refused to file charges.
Four months later, on Jan. 16, 2003, she said she
was leaving and Barton went into a rage.
"I still can't figure out what happened or why,"
an uncle, Paul Barton, said last week. "I thought Rocky was fine."
Barton called the print shop where he worked and
said he wouldn't be in that day because of a family emergency.
He made numerous threatening calls to his wife
over the next several hours, but later convinced her it was safe to
return to their home near Waynesville to pick up some of her
belongings.
When she arrived with her youngest daughter and
one of Barton's uncles, Barton retrieved a shotgun he had put in a
garage and ran toward the woman. His first shot wounded her in the
shoulder, and she tried to crawl toward her daughter.
Rocky Barton's second shot - from about one or
two feet away - hit his 44-year-old wife in the back and killed her.
"I couldn't stand the thought of living without her," Barton said in
a death-row interview last month. "I was more in love than I've ever
been in my life."
Prosecutors portrayed Barton as a possessive and
controlling husband. "I was just a jealous husband," he said.
After shooting his wife, Barton put the barrel of
the shotgun under his chin and pulled the trigger, resulting in
extensive wounds to his chin and face. "I blowed out all my teeth
except for 11," Barton said. "I had four major surgeries for
reconstructing my face."
Barton said he planned to kill himself in front
of his wife, and that shooting her was a spur-of-the-moment decision.
"I remember shooting my wife, but I just don't know what was
clicking in my head at the time that I pulled the trigger," Barton
said.
Barton has said many times that he deserved to
die for his act. At his trial in September 2003 for aggravated
murder, he urged jurors to recommend the death sentence.
"My attorneys advised me to beg for my life,"
Barton said then. "I can't do that. "I strongly believe in the death
penalty. And for the ruthless, cold-blooded act that I committed, if
I was sitting over there, I'd hold out for the death penalty."
Warren County Common Pleas Judge Neal Bronson
imposed the death sentence on Oct. 10, 2003. Barton disavowed the
appeals process, so there was only the mandatory appeal that goes to
the Ohio Supreme Court, and the court upheld the sentence.
Over his objection, Barton's lead attorney filed
a motion in May requesting a psychiatric evaluation, saying he had a
responsibility to safeguard Barton's rights. Barton, who had refused
to asked the Parole Board for clemency, threatened to have the
attorney removed.
The Supreme Court ordered a hearing on the motion,
which has held July 3. Barton said he felt remorse and wanted to die.
Two days later, Bronson denied the motion for a
mental evaluation, saying Barton was competent to waive his right to
appeals. "In each of his discussions with counsel or the court, he
gave a consistent understanding of the proximity and finality of his
death," Bronson wrote. "He consistently gave an explanation of why
his execution made sense to him."
Barton said at the hearing that his family and
his wife's family had accepted his decision to ask that the
execution be carried out without delay. "I loved him at one time in
my life, but it's over," said Tiffany Reising, one of Kimbirli Jo
Barton's daughters. "He died that day to my family. He died that day,
so he's been gone for three years."
Barton said he regretted killing his wife, whom
he called a beautiful person, and he hoped her family would forgive
him.
And he had this advice to others: "The world
moves at a fast pace, and anger's something that is hard to harness
so, I mean, if you got an anger problem, get help," Barton said.
In his death-row interview, Barton said he wasn't
worried about the lethal injection method of execution, even thought
the state's most recent execution was delayed about 90 minutes when
the medical staff at the Southern Ohio Correctional Facility at
Lucasville had trouble finding a second suitable vein to install a
backup shunt. "I got good veins," Barton said.
Because of the difficulty in the May 2 execution
of Joseph Clark, new guidelines have been put into effect to ensure
that two suitable injection sites are found and that the veins stay
open once entryways are inserted.
Background: Defendant was convicted by jury in
the Court of Common Pleas, Warren County, No. 03 CR 20526, of
aggravated murder with prior calculation and design, and unlawful
possession of a firearm while under a disability. Defendant received
a sentence of death. Defendant appealed.
Holdings: The Supreme Court, O'Donnell, J., held
that:
(1) sentencing court was not required to conduct inquiry under State
v. Ashworth during penalty phase;
(2) trial court had no duty to sua sponte order evaluation of
defendant's competence to stand trial;
(3) trial court's refusal to permit defendant to use question-and-answer
format to present his unsworn statement during penalty phase did not
violate his constitutional right to counsel;
(4) indictment charging defendant of having a weapon while under a
disability was not defective;
(5) aggravating circumstance that defendant had prior conviction for
attempted murder outweighed mitigating factors; and
(6) death sentence was not excessive or disproportionate. Affirmed.
Syllabus of the Court
1. In a capital case, when a defendant waives all
mitigating evidence, a trial court must conduct an inquiry of the
defendant on the record to determine whether the waiver is knowing
and voluntary. ( State v. Ashworth (1999), 85 Ohio St.3d 56, 706 N.E.2d
1231, approved but held inapplicable.)
2. Presentation of any mitigating evidence during
either the guilt phase or the penalty phase of a capital-murder
trial relieves the trial court of the duty to conduct an Ashworth
inquiry.
3. Only a waiver of all mitigating evidence
during the guilt phase and the penalty phase of a capital-murder
trial triggers the trial court's duty to inquire as to whether the
waiver is knowingly and voluntarily made. Rachel Hutzel, Warren
County Prosecuting Attorney, Andrew L. Sievers, and Derek B.
Faulkner, Assistant Prosecuting Attorneys, for appellee. Christopher
J. Pagan and Chris McEvilley, for appellant.
O'DONNELL, J.
{¶ 1} Rocky Barton appeals from a judgment of the Warren County
Common Pleas Court entered pursuant to a jury verdict finding him
guilty of the aggravated murder with prior calculation and design of
his 44-year-old wife, Kimbirli Barton, and of a firearm
specification. Separately, the court found him guilty of the death-penalty
specification for a prior attempted-murder conviction and accepted
his guilty plea to the charge of having a weapon while under a
disability. Barton also appeals from those convictions and from the
sentence of capital punishment entered in accordance with the
recommendation of the jury.FN1
FN1. On October 4, 2004, Barton filed a pro se
motion “to withdraw any and all direct appeals filed on his behalf.”
Further, he filed a pro se motion to “waive all review of his
conviction” on October 24, 2005, seeking to cease all review by this
court and forgo “all federal habeas and future pending appeals.” As
we have decided the appeal, these pro se motions are moot.
{¶ 2} On appeal, Barton presents four
propositions of law, alleging that the trial court failed to adhere
to our dictate in State v. Ashworth (1999), 85 Ohio St.3d 56, 706
N.E.2d 1231, regarding his waiver of the presentation of mitigating
evidence during the penalty phase of his capital-murder trial; that
the court erred in failing to order an evaluation of his competency
after his waiver of mitigating evidence and his attempted suicide;
that the court denied his right to counsel by precluding him from
presenting an unsworn statement in a question-and-answer format; and
finally, that the state improperly indicted him for having a weapon
while under a disability. Upon review, we reject each proposition of
law and therefore affirm his convictions. Further, upon reviewing
and independently weighing all the facts and other evidence in the
record and considering the offense and the offender, we have
determined that the aggravating circumstance-his prior attempted-murder
conviction-outweighs the mitigating factors in this case and that
the sentence of death is appropriate. And after conducting a
proportionality review of the death penalty in conformity with R.C.
2929.05, we affirm the judgment of the trial court regarding the
imposition of sentence.
{¶ 3} Kimbirli and Rocky Barton had known each
other for many years and married on June 23, 2001, during his
incarceration for attempted murder in Kentucky. Following his
release from prison in 2002, he lived in a Warren County farmhouse
on Bellbrook Road owned by his father, Donald, with Kim and Jamie,
her 17-year-old daughter from a prior marriage.
{¶ 4} Barton and Kimbirli generally had an
amicable relationship and planned to renew their wedding vows in May
or June 2003. Tiffany, Kim's 22-year-old daughter from a prior
marriage, described Kim's relationship with Barton as “[s]ometimes
good, sometimes bad, the highs were very high, the lows were really
low.” Julie, Kim's 27-year-old daughter from a prior relationship,
also described Kim and Barton's relationship as “up and down. * * *
[R]eally good [or] really bad.”
{¶ 5} Tiffany described Barton as “[v]ery moody,
possessive, * * * controlling [,] * * * just very manipulative.”
Julie also thought Barton could be, at times, “very jealous, very
controlling, very manipulative, always accusing [Kim] of things,
causing fights.” Jamie agreed that Barton acted “controlling and
possessive,” although she felt close to him and described him as the
only father figure that she could depend upon.
{¶ 6} On January 16, 2003, the morning of the
murder, Barton awakened Jamie at 7:20 a.m. and told her to get her
things together: “You're going to Tiff's house. The wedding's off.
Your mom's a psycho bitch.” Barton then drove Jamie to Tiffany's
home and told Tiffany that her mother “had gone off the deep end and
that she was crazy and she was leaving him.” Jamie described Barton
as acting “[r]eally strange” and “aggravated.”
{¶ 7} Around 7:30 that morning, Kim arrived at
Lasik Plus, where she worked as a technical assistant. Karla Reiber
and Molly Wolfer, her co-workers, recalled that Barton had called
more than six times that morning. He insisted on being placed on
hold while Kim tended to patients, often for as long as 10 or 15
minutes, until she became available. Reiber described Barton as
“very angry,” and Wolfer described him as “very agitated, very
angry,” and “very irate.”
{¶ 8} After speaking with Barton on the phone
around 10:30 a.m., Kim related to co-workers that she had heard
shots fired. She told others that she had heard a “bang” over the
phone. Police later recovered a spent shotgun shell in a bedroom at
Barton's home, which supported her suspicion that Barton had fired a
shotgun while talking with her on the telephone.
{¶ 9} Wolfer described Kim as crying, “very
frantic,” and “very scared” when she left work around 10:30 a.m.
Before leaving, Kim called Tiffany and asked whether she and Jamie
could live with her temporarily. Tiffany described her mother as
hysterical, frantic, and scared and agreed to have her mother and
sister move in with her.
{¶ 10} Barton also talked on the telephone with
several others that day. Around 7:45 a.m., he left a message with
his employer, saying that he would not be at work that day because
of a family emergency. Around 10:45 a.m., he spoke with his
supervisor, Carol Williamson, and informed her that Kim had been
“acting strange” due to her medication and that Kim intended to
leave him.
{¶ 11} Barton also called Randy Hacker, Julie's
former husband, and complained about Kim and Julie. Barton seemed
“edgy” and “irritated,” according to Hacker, and left Hacker a
message, saying, “[B]efore I go on to my demise, I should call you.”
In a later call, Barton informed Hacker that Kim intended to move
out and that he would be going back to jail.
{¶ 12} Barton also spoke on the telephone several
times that day with Glen Barker, an insurance agent. Barker has a
background in counseling, and he offered to serve as a mediator
between Barton and Kim. Barton visited Barker at his office around
9:30 a.m. and seemed calm and quiet, but Barton was anxious to speak
with his father, who was in Florida. Barker called Kim at work on
Barton's behalf, but Kim would not discuss the matter. Barker
testified that Barton adamantly refused to allow Kim to collect her
possessions from their house.
{¶ 13} Barton's father, Donald, talked with
Barton and Kim from Florida that morning in an effort to defuse the
situation. Donald told Barton not to worry because anything that Kim
might take from the farmhouse could be replaced, and he informed Kim
that she could keep his car, which she currently drove. Larry Barton,
Barton's uncle, also spoke with Barton several times by telephone on
the day of the murder, and he offered assistance. Barton told Larry
that he thought the police would be called, and he vowed that “he
wouldn't go back to jail.”
{¶ 14} Around 11:00 a.m., Kim arrived at
Tiffany's home. Barton called 25 or 30 times; Jamie and Tiffany
overheard Barton cursing and yelling on the telephone and described
his voice as “scary.” Jamie overheard him tell Kim, “I'm going to
kill you, you f* * *ing bitch,” causing Kim to become “really
nervous and scared” while “crying and shaking.”
{¶ 15} Around 3:00 p.m., Kim and Jamie made plans
to return to their Bellbrook Road home to retrieve some clothing and
personal effects. When Larry arrived at Tiffany's house, however, he
strongly advised Kim not to go home. She agreed to stay away but
gave Larry a list of things that she and Jamie wanted him to
retrieve.
{¶ 16} Immediately after Larry left to retrieve
the items, Barton called again and persuaded Kim and Jamie to come
to Bellbrook Road to obtain their things. When Larry arrived at
Bellbrook Road, Barton had locked the gate, something he rarely did.
Larry asked Barton to open the gate, but Barton absolutely refused
to allow him onto the property. He kept saying, “I've lost it.”
Barton stood near his own truck behind the locked gate while Larry's
truck remained parked on the road.
{¶ 17} When Kim and Jamie arrived, however,
Barton unlocked the gate and instructed Larry to lock it after they
entered because he did not want “the police * * * coming in.” Then
Barton got in his truck, backed up “real fast” into the garage, and
closed the garage door. Larry and Kim separately drove onto the
property.
{¶ 18} As Kim got out of the car and turned to
shut her door, Barton came out the side door of the garage with a
shotgun. As he ran toward Kim, he yelled “You aren't going anywhere,
you f* * *ing bitch,” and he then fired the shotgun while four to
six feet from her and struck her in her side. Feeling the impact,
Kim fell, but moved toward her daughter, yelling, “Oh, Jamie, Oh
Jamie.” As Jamie reached for her mother, Barton shot her in the back
from a distance of one to two feet. Kim fell to the ground, while
Jamie screamed, “Mom, can you hear me? Can you hear me? Please stay
with me, mommy, please stay with me.” Barton then aimed the gun at
Jamie's head and at Larry. Barton next walked to the side of Larry's
truck and said, “I told you I was insane,” dropped to his knees, and
shot himself in the face. Barton then walked into the house.
{¶ 19} Jamie and Larry called 911. Emergency
Medical Services (“EMS”) personnel arrived and upon examining Kim
found her ashen in color, not *406 breathing, and with fixed and
dilated pupils and no pulse. Following an autopsy, Dr. Karen Powell,
a forensic pathologist, determined that Kim had died from “shotgun
wounds of the left shoulder and right back regions” that caused
injuries to her lungs, heart, and liver.
{¶ 20} In response to the emergency call, police
arrived and located Barton, alert and cooperative, inside the house.
An EMS technician described him as suffering from a gunshot wound
with non-life-threatening injuries to his chin, mouth, and nose.
{¶ 21} Upon investigation, police confiscated the
murder weapon, a .410 pump-style shotgun, and four spent shotgun
shells. Police also recovered six live shotgun shells from Barton at
the hospital.
Indictment and Trial Result
{¶ 22} The grand jury returned a two-count
indictment against Barton, charging him in the first count with the
aggravated murder of Kimbirli with prior calculation and design, a
gun specification, and a death-penalty specification for his prior
conviction for attempted murder. The second count charged unlawful
possession of a firearm while under a disability from a prior
conviction. Barton pleaded guilty to the weapon-under-disability
charge, but elected a jury trial on the aggravated-murder charge.
The death-penalty specification was separately tried to the court.
{¶ 23} The state's case-in-chief included the
following witnesses: Jamie, Carol Williamson, Peggy Barton, and her
husband, Larry Barton. Through cross-examination of these witnesses,
defense counsel elicited mitigating evidence about Barton.
Williamson, Barton's supervisor, knew the family socially and
testified on cross-examination that Barton and Kim seemed like a
happy, affectionate couple, very much in love. She also testified
that she never thought that Barton would harm Kim.
{¶ 24} Kim's daughter, Jamie, testified on direct
examination that she had witnessed Barton shoot her mother twice
with a shotgun and had watched her die in her arms. She testified on
cross-examination that she and Barton had been close and that he had
served as her only reliable father figure by helping her secure a
car and driver's license and by insisting that she obtain a good
education.
{¶ 25} On direct examination, Barton's uncle,
Larry, stated that he watched Barton shoot Kim twice with the
shotgun. Nonetheless, during cross-examination Larry described Kim
and Barton as “best friends” who got along well. According to Larry,
Barton worked hard seven days a week. Also, Barton had bought
Christmas presents for Larry's grandchildren, and Larry loved Barton
as if he were his brother.
{¶ 26} Additionally, on cross-examination, Peggy
Barton discussed Barton and Kim's good relationship and Barton's
friendship with Larry.
{¶ 27} Other evidence presented by the state
established that on April 9, 1991, Barton pleaded guilty to
attempted murder in Madison County, Kentucky. He received a sentence
of up to 15 years. In accordance with Barton's request, the state
presented no further details of that conviction at trial.
{¶ 28} The jury convicted Barton of aggravated
murder with prior calculation and design in addition to the firearm
specification, and the trial court found Barton guilty of the death-penalty
specification.
{¶ 29} At the start of the penalty phase of the
trial, the following colloquy occurred between defense counsel,
Barton, and the trial court:
{¶ 30}“MR. HOWARD [defense counsel]: * * * Since
we're beginning to start the mitigation phase in this case, I want
to put on the record that throughout the representation that Mr. Oda
and I have undertaken on behalf of Mr. Barton, he has consistently,
from day one, * * * insisted that we not call any family members on
his behalf as witnesses in mitigation.
{¶ 31} “We have enlisted, with the court's
approval, a neuropsychologist to examine Mr. Barton for the
possibility of offering testimony or mitigation evidence in regard
to this case. That was a Jeffrey Smalldon.
{¶ 32} “Dr. Smalldon came down from Columbus on
two occasions, spent about five or six hours with Mr. Barton. Mr.
Barton basically refused to cooperate with any testing or
participate in any testing with Dr. Smalldon and has instructed us
not to call Dr. Smalldon as a potential witness.
{¶ 33} “And we just wanted to put that on the
record and have Mr. Barton acknowledge that for purposes of the
record; is that true?
{¶ 34} “MR. BARTON: Yes.
{¶ 35} “THE COURT: Okay. Mr. Barton, that's a
fair representation of what's transpired in your case, sir? That's a
fair representation that Mr. Howard has just made for the record?
{¶ 36} “MR. BARTON: Yes.”
{¶ 37} Penalty-phase evidence consisted of an
unsworn statement made by Barton. The trial court denied Barton's
pretrial motion to use a question-and-answer format to present his
unsworn statement. Although denying the request, the trial court
declared that Barton “would have every opportunity to review [the
statement] with his counsel, reduce it to writing, and touch all
points per the direction and advice of counsel.” Nevertheless,
Barton instead made only the following unsworn statement to the jury:
{¶ 38}“MR. BARTON: At this time my attorneys
advised me to beg for my life. I can't do that. I strongly believe
in the death penalty. And for the ruthless, cold-blooded act that I
committed, if I was sitting over there, I'd hold out for the death
penalty. * * * I've recently done 10 years in prison. Life in prison
would be a burden to all the citizens of Ohio. It would be at their
cost. I wouldn't have nothing to worry about. I'd get fed every day,
have a roof over my head, free medical, you people pay for it, I'd
have a stress-free life. That's not much of a punishment.
{¶ 39} “Punishment would be to wake up every day
and have a date with death. That's the only punishment for this
crime. That's all I've got to say.”
{¶ 40} Following Barton's unsworn statement,
Barton's counsel strongly urged the jury to impose a life sentence.
Defense counsel highlighted the close relationships between Barton
and several members of his family, asserted that Kim would not have
married Barton if she had not seen some good in him, and argued that
Kim had facilitated the offense by returning to her home on the day
of her murder. Highlighting Barton's unsworn statement, Barton's
counsel claimed that Barton wanted to die, and if the jury were to
impose death, it would be giving Barton “what he wanted on January
the sixteenth and what he wants today.” Counsel concluded by arguing
for a life sentence without the possibility of parole: “Death is not
a stiff enough sentence for Rocky Barton because it completes the
plan * * *.”
{¶ 41} Following the court's instructions and
deliberation, the jury recommended a sentence of death. The trial
court sentenced Barton to death on the aggravated murder count
together with consecutive terms of three years' and five years'
imprisonment for the firearm specification and the
weapons-under-disability offense.
{¶ 42} On appeal, Barton now presents four
propositions of law for our consideration. Upon careful review, we
have concluded they are not well taken, and therefore, we affirm the
judgment of the court regarding the criminal convictions. Upon
further review, independently weighing all the facts and other
evidence in the record and considering the offense and the offender,
we have determined that the aggravating circumstance-Barton's prior
attempted-murder conviction-outweighs the mitigating factors in this
case and that the sentence of death is appropriate. And after
conducting proportionality review of the death penalty in conformity
with R.C. 2929.05, we affirm the judgment of the trial court
regarding the imposition of sentence.
Presentation of Mitigating Evidence
{¶ 43} Based on our ruling in State v. Ashworth,
85 Ohio St.3d 56, 706 N.E.2d 1231, Barton argues that the trial
court should have inquired whether he had knowingly and
intelligently waived his right to present mitigating evidence before
proceeding in the penalty phase.
{¶ 44} The state asserts that this case does not
warrant an Ashworth inquiry because Barton did not waive
presentation of all mitigating evidence. Therefore, the issue for
our resolution concerns whether Ashworth applies to the facts of
this case.
{¶ 45} Upon review, we have determined that
Ashworth is distinguishable on its facts and therefore does not
apply. Ashworth pleaded guilty to aggravated murder, together with
two death-penalty specifications, merged at sentencing. The court
convicted him of aggravated murder and a single death-penalty
specification at the conclusion of the guilt phase of trial, and
Ashworth waived presentation of all mitigating evidence during the
penalty phase of trial. Id. at 61, 65, and 71, 706 N.E.2d 1231.
There, we held, “In a capital case, when a defendant wishes to waive
the presentation of all mitigating evidence, a trial court must
conduct an inquiry of the defendant on the record to determine
whether the waiver is knowing and voluntary.” (Emphasis sic.) Id. at
paragraph one of the syllabus.
{¶ 46} And in State v. Monroe, 105 Ohio St.3d
384, 2005-Ohio-2282, 827 N.E.2d 285, defense counsel honored the
defendant's request not to call his family members to testify on his
behalf during the penalty phase of trial and insisted that defense
counsel present only his unsworn statement and the testimony from
one witness. Id. at ¶ 98. There, we held: “ Ashworth has no
applicability here because Monroe did not waive presentation of all
mitigating evidence. Given our emphasis in Ashworth on the word ‘all,’
it is clear that we intended to require an inquiry of a defendant
only in those situations where the defendant chooses to present no
mitigating evidence whatsoever. Moreover, Monroe's claim that he
essentially presented no mitigating evidence is not borne out by the
record. Regardless of how Monroe characterizes it, he did in fact
present mitigating evidence.” (Emphasis sic.) Id. at ¶ 74-75.
{¶ 47} Although Ashworth mandates that the trial
court protect the defendant's rights when the defendant waives all
mitigating evidence, a capital defendant generally has the right to
control the defense. State v. Tyler (1990), 50 Ohio St.3d 24, 28-29,
553 N.E.2d 576. A defendant is entitled to “great latitude” and may
decide what mitigating evidence he wishes to present in the penalty
phase. R.C. 2929.04(C); see, also, State v. Jenkins (1984), 15 Ohio
St.3d 164, 189, 15 OBR 311, 473 N.E.2d 264, citing Lockett v. Ohio
(1978), 438 U.S. 586, 604, 98 S.Ct. 2954, 57 L.Ed.2d 973.
Furthermore, this court has long recognized that “the jury is not
restricted to considering mitigating evidence presented in the
penalty phase. Rather, the jury is required to consider ‘any
evidence raised at trial that is relevant * * * to any factors in
mitigation.’ ” State v. *410 Jordan, 101 Ohio St.3d 216,
2004-Ohio-783, 804 N.E.2d 1, at ¶ 80, quoting R.C. 2929.03(D)(1).
Other capital defendants have chosen to present mitigating evidence
only through an unsworn statement asking for the death penalty. See
State v. Mink, 101 Ohio St.3d 350, 2004-Ohio-1580, 805 N.E.2d 1064,
¶ 113-114; State v. Vrabel, 99 Ohio St.3d 184, 2003-Ohio-3193, 790
N.E.2d 303, ¶ 22.
{¶ 48} In this case, we reject Barton's
contention that the facts and circumstances warranted an Ashworth
inquiry, because Barton did not waive the presentation of all
mitigating evidence. Only waiver of all mitigating evidence triggers
the requirement for an Ashworth inquiry. Ashworth, 85 Ohio St.3d 56,
706 N.E.2d 1231, paragraph one of the syllabus.
{¶ 49} Here, during the guilt phase of trial,
Barton, through counsel, cross-examined several prosecution
witnesses-Barton's supervisor, his father, his uncle, his uncle's
wife, and his stepdaughter-and elicited mitigating testimony on his
behalf, in contrast with Ashworth, who pleaded guilty. Such factual
information concerned Barton's love of his family-including Kim-and
his hard-working and nonviolent nature. The testimony also described
and characterized his relationships with Jamie and other family
members.
{¶ 50} Further distinguishing this case from
Ashworth, Barton presented an unsworn statement during the penalty
phase of trial in which he told the jury that he “strongly believe[d]”
in the death penalty, that if he were a juror, he would “hold out
for the death penalty,” and that death is “the only punishment for
this crime.” Barton also explained why he believed the jury should
impose the death penalty. Barton's recognition that this aggravated
murder deserved the death penalty reflected his personal
acknowledgment of the gravity of his crime. In fact, defense counsel
used his statement to strongly urge the jury to impose a life
sentence rather than the death sentence that Barton wanted.
{¶ 51} Presentation of mitigating evidence during
either the guilt phase or the penalty phase of a capital-murder
trial relieves the trial court of the duty to conduct an Ashworth
inquiry. Ashworth applies only where the record demonstrates a
waiver of the presentation of all mitigating evidence in a
capital-murder trial. And only a waiver of all mitigating evidence
during the guilt phase and the penalty phase of trial triggers the
trial court's duty to inquire as to whether the waiver is knowingly
and voluntarily made.
{¶ 52} We conclude that the evidence of
mitigation presented during the guilt phase of trial as contained in
the record, together with Barton's unsworn statement during the
penalty phase of trial and defense counsel's closing argument,
rendered Ashworth inapplicable to this case because Barton did not
waive the presentation of all mitigating evidence. Accordingly, this
proposition of law is not well taken.
Competency Evaluation
{¶ 53} Next, Barton asserts that the trial court
erred in failing to sua sponte order an evaluation of his competency
in light of his waiver of mitigation and attempted suicide nine
months before trial.
{¶ 54} The state counters by arguing that Barton
did not waive the presentation of mitigating evidence and did not
demonstrate any indicia of incompetence so as to trigger the trial
court's duty to sua sponte order an evaluation.
{¶ 55} We are asked to consider whether Barton's
actions indicated such incompetence that the trial court should have
ordered a competency evaluation.
{¶ 56}R.C. 2945.37(G) creates a rebuttable
presumption that a defendant is competent to stand trial. “This
presumption remains valid under R.C. 2945.37(G) unless ‘after a
hearing, the court finds by a preponderance of the evidence’ that
the defendant is not competent.” State v. Adams, 103 Ohio St.3d 508,
2004-Ohio-5845, 817 N.E.2d 29, ¶ 74, quoting R.C. 2945.37(G). The
“decision as to whether to hold a competency hearing once trial has
commenced is in the court's discretion.” State v. Rahman (1986), 23
Ohio St.3d 146, 156, 23 OBR 315, 492 N.E.2d 401.
{¶ 57}“The right to a hearing rises to the level
of a constitutional guarantee when the record contains sufficient
‘indicia of incompetency * * * ’ ” State v. Thomas, 97 Ohio St.3d
309, 2002-Ohio-6624, 779 N.E.2d 1017, ¶ 37, quoting State v. Were
(2002), 94 Ohio St.3d 173, 175, 761 N.E.2d 591. We have further held
that the trial court has no duty to question the accused's
competence when “ ‘nobody on the spot thought [the defendant's]
behavior raised any question as to his competence’ ” and no evidence
of “outrageous, irrational behavior during trial” or complaints
about the accused's lack of cooperation in his defense exists.
(Emphasis deleted [sic.].) State v. Williams, 99 Ohio St.3d 439,
2003-Ohio-4164, 793 N.E.2d 446, ¶ 63, quoting State v. Cowans
(1999), 87 Ohio St.3d 68, 84, 717 N.E.2d 298. We have noted that
“[f]actual determinations are best left to those who see and hear
what goes on in the courtroom.” Id., 87 Ohio St.3d at 84, 717 N.E.2d
298.
{¶ 58} In prior capital cases, we recognized that
“[a]n otherwise logical, competent defendant may choose to waive
mitigation simply because he wishes to exercise the right to do so”
and that a capital defendant's decision to forgo mitigation does not
by itself call his competence into question. State v. Jordan, 101
Ohio St.3d 216, 2004-Ohio-783, 804 N.E.2d 1, ¶ 64, 54; see, also,
Cowans, 87 Ohio St.3d at 81, 717 N.E.2d 298, quoting Tyler, 50 Ohio
St.3d at 29, 553 N.E.2d 576. In State v. Monroe, 105 Ohio St.3d 384,
2005-Ohio-2282, 827 N.E.2d 285, ¶ 80, we recognized that “[a] court
is required to inquire into a capital defendant's competence only if
some reason other than the decision to forgo presentation of
mitigation evidence exists that calls into question the defendant's
competence.” (Emphasis added.) As previously discussed, Barton did
not waive the presentation of all mitigating evidence.
{¶ 59} Despite his attempted suicide nine months
before trial, the record does not contain any specific facts
suggesting that Barton lacked competency to stand trial. No evidence
in the record indicates that Barton was ever treated or hospitalized
for mental disorders or that his friends or family questioned his
sanity. Nor did events during the trial indicate any lack of
competence. Neither defense counsel nor a retained psychologist who
interviewed Barton for several hours raised any issue regarding his
competence, and they closely interacted with him and had every
opportunity to observe his demeanor.
{¶ 60} Barton's decision to limit mitigating
evidence and his prior suicide attempt do not constitute sufficient
indicia to trigger the trial court's duty to sua sponte order
evaluation of his competence. Accordingly, we reject this claim.
Unsworn Statement
{¶ 61} Barton contends that the trial court
denied his constitutional right to counsel by overruling the
pretrial motion to use a question-and-answer format to present an
unsworn statement. See Ferguson v. Georgia (1961), 365 U.S. 570,
596, 81 S.Ct. 756, 5 L.Ed.2d 783. In Ferguson, the United States
Supreme Court held that the state, “consistently with the Fourteenth
Amendment, could not * * * deny [the defendant] the right to have
his counsel question him to elicit his [unsworn] statement.” Id.
{¶ 62} The state maintains that Barton has
misinterpreted decisions of this court and the United States Supreme
Court and asserts that the trial court did not abuse its discretion
in denying his motion to present mitigating evidence in this format.
{¶ 63} The issue for our resolution, then,
concerns whether the trial court's decision regarding the format of
Barton's unsworn statement deprived him of his constitutional right
to counsel.
{¶ 64} In State v. Lynch, 98 Ohio St.3d 514,
2003-Ohio-2284, 787 N.E.2d 1185, ¶ 103, we squarely addressed this
issue and held: “[T]he trial court did not violate [the defendant's]
constitutional rights by denying his request” to use a question-and-answer
format in making an unsworn statement. While stating that the trial
court has the discretion to allow counsel to ask questions in
presenting an unsworn statement, we held that neither R.C.
2929.03(D)(1) nor the Constitution compels such a practice. Id. at ¶
103, 110.
{¶ 65} Furthermore, Ferguson arose in the
entirely different context of “the common-law rule [codified in
Georgia] that a person charged with a criminal offense is
incompetent to testify under oath in his own behalf at his trial.”
Id., 365 U.S. at 570, 81 S.Ct. 756, 5 L.Ed.2d 783. The defendant in
Ferguson had a constitutional right to the assistance of counsel to
present his view of events in an unsworn statement because, pursuant
to Georgia law, he could not testify at all under oath. Id. at 596,
81 S.Ct. 756, 5 L.Ed.2d 783.
{¶ 66} In contrast, Barton could have chosen to
testify under oath with the assistance of counsel either at the
guilt phase or the penalty phase of trial. Thus, Ferguson does not
apply to this case. Additionally, we have declined to adopt a
constitutional right to a question-and-answer format in other cases.
See Lynch, 98 Ohio St.3d 514, 2003-Ohio-2284, 787 N.E.2d 1185, ¶ 103
.
{¶ 67} Although rejecting the merits of his
position on legal grounds, we also note that Barton failed to
preserve the issue for appellate review because he failed to renew
his objection to the format of his unsworn statement at trial and
neglected to proffer the evidence he wished to present in the
question-and-answer format. See Gable v. Gates Mills, 103 Ohio St.3d
449, 2004-Ohio-5719, 816 N.E.2d 1049, ¶ 34; State v. Murphy (2001),
91 Ohio St.3d 516, 532, 747 N.E.2d 765; Evid.R. 103(A)(2); State v.
Mitts (1998), 81 Ohio St.3d 223, 227, 690 N.E.2d 522; State v.
Gilmore (1986), 28 Ohio St.3d 190, 191, 28 OBR 278, 503 N.E.2d 147.
{¶ 68} For the foregoing reasons, this
proposition of law is overruled.
Indictment for Weapons Under Disability
{¶ 69} In his final proposition, Barton contends
that the grand jury did not properly indict him for the offense of
having a weapon while under a disability pursuant to R.C. 2923.13(B)
because Ohio's first- and second-degree felonies are not so
identified in Kentucky. R.C. 2923.13(B) increases the offense level
for committing this crime when the offender was released from prison
within five years of the offense. Barton pleaded guilty to R.C.
2923.13(B). According to Barton, his guilty plea does not waive the
issue because a jurisdictional defect such as this may be raised at
any time. {¶ 70} The state disputes the merits of his allegation and
asserts that Barton's guilty plea precludes him from attacking the
sufficiency of the indictment.
{¶ 71} The indictment charged that Barton
violated R.C. 2923.13(A) because he (1) did “knowingly acquire, have,
carry, or use” a firearm on January 16, 2003, in Warren County,
Ohio, and (2) did so, having “been convicted of [a] felony offense
of violence: to wit: Attempted Murder” in Kentucky in June 1991. The
indictment also charged the more serious offense of violating R.C.
2923.13(B)-namely, that Barton had the firearm “within five years of
the date of [his] release from imprisonment” for attempted murder.
{¶ 72} Contrary to Barton's claims, the
indictment correctly referred to both R.C. 2923.13(A) and 2923.13(B)
because division (A) sets forth the basic offense, and division (B)
adds elements of a more serious offense. See R.C. 2923.13(B) and
2923.13(C).
{¶ 73} Having rejected the merits of this
argument, we also agree with the state that Barton waived any
deficiency in the indictment by failing to object to the indictment
and by pleading guilty to the offense. Crim.R. 12(C)(2) mandates
that “Defenses and objections based on defects in the indictment”
must generally be raised “[p]rior to” trial, and we have previously
held that “failure to timely object to the allegedly defective
indictment constitutes a waiver of the issues involved.” State v.
Biros (1997), 78 Ohio St.3d 426, 436, 678 N.E.2d 891, citing State
v. Joseph (1995), 73 Ohio St.3d 450, 455, 653 N.E.2d 285. Crim.R.
11(B)(1) states, “The plea of guilty is a complete admission of the
defendant's guilt.”
{¶ 74} Based on the foregoing analysis, the
language of the statute, Barton's failure to timely object to the
indictment, and his plea of guilty, this proposition is not well
taken.
Independent Sentence Evaluation
{¶ 75} Pursuant to R.C. 2929.04(A)(5), the
penalty for a conviction of aggravated murder can include death when
the evidence reveals a previous conviction “of an offense an
essential element of which was the purposeful killing of or attempt
to kill another.” The record demonstrates Barton's prior conviction
for attempted murder in Kentucky beyond a reasonable doubt.
{¶ 76} Regarding mitigation, the nature and
circumstances of the instant offense reveal no mitigating features.
Evidence demonstrates that Barton planned to kill Kim on the day of
the murder. After Barton repeatedly telephoned her that day, Kim and
her 17-year-old daughter, Jamie, returned to Barton's home to
retrieve their personal belongings. Upon their arrival, Barton told
Larry to close the gate behind Kim's car to prevent the police from
coming onto the property, and he thereafter immediately backed his
truck into the garage, retrieved a shotgun, ran toward Kim, and shot
her twice, with the fatal shotgun blast discharged into her back
while he was less than two feet from her body. Kim died there in the
arms of her daughter, Jamie. The nature and circumstances of this
offense reveal no mitigating features.
{¶ 77} Further, although Barton chose not to
present any mitigating evidence during the penalty phase of trial,
he did make an unsworn statement to the jury in which he recognized
the gravity of his conduct. Beyond that, we know about his history,
character, and background from defense counsel's cross-examination
of the state's witnesses during the state's case-in-chief. Larry,
Donald, Jamie, and Barton's uncle, father, and stepdaughter
testified that they loved and cared for him. The love and support of
his family carry mitigating weight. See State v. Leonard, 104 Ohio
St.3d 54, 2004-Ohio-6235, 818 N.E.2d 229, ¶ 199. The record also
reflects that at the time of the offense, Barton had had gainful
employment for about a year and worked hard at his job. We therefore
accord *415 some mitigating weight to his employment. Cf. State v.
Fox (1994), 69 Ohio St.3d 183, 194, 631 N.E.2d 124.
{¶ 78} The record does not contain evidence to
support the statutory mitigating factors in R.C. 2929.04(B)(1)
through (B)(6). For example, Kim did not induce or facilitate the
offense, R.C. 2929.04(B)(1), by returning to her residence to
retrieve her clothing, although Barton argued at trial that by doing
so, she facilitated her own murder. Nor did Barton act under
“duress, coercion, or strong provocation,” R.C. 2929.04(B)(2). No
evidence at trial established that Barton suffered from an R.C.
2929.04(B)(3) “mental disease or defect.” Barton, age 46 at the time
of the offense, cannot assert that the offense occurred as result of
his youth. See R.C. 2929.04(B)(4). Barton has a criminal record,
which renders R.C. 2929.04(B)(5) inapplicable. And he cannot claim
accomplice status under R.C. 2929.04(B)(6).
{¶ 79} As to “other factors,” R.C. 2929.04(B)(7),
Barton accepted responsibility in his unsworn statement for what he
had done. In that statement, he acknowledged that he had committed a
“ruthless, cold-blooded act” that warranted the death penalty and
noted that if he were on the jury, he would hold out for the death
penalty. Thus, Barton did not attempt to minimize his conduct or
blame others, but acknowledged the severity of what he had done. We
recognize that he offered his unsworn statement in mitigation. Cf.
State v. Ashworth, 85 Ohio St.3d 56, 72, 706 N.E.2d 1231
(“willingness to step forward and take responsibility for his
actions, without any offer of leniency by the state, indicates a
person who is remorseful for the crimes he has committed”). Remorse
is a mitigating factor. State v. O'Neal (2000), 87 Ohio St.3d 402,
420-421, 721 N.E.2d 73; State v. Mitts (1998), 81 Ohio St.3d 223,
236, 690 N.E.2d 522. In accepting responsibility for his conduct,
Barton indicated his remorse to the jury.
{¶ 80} Other than his unsworn statement and the
evidence elicited from the cross-examination of his family members
during the guilt phase of trial, no evidence of any other mitigating
factors exists in the record of this case.
{¶ 81} In accordance with our duty pursuant to
R.C. 2929.05(A) to “review and independently weigh all of the facts
and other evidence disclosed in the record in the case and consider
the offense and the offender to determine whether the aggravating
circumstances the offender was found guilty of committing outweigh
the mitigating factors in the case, and whether the sentence of
death is appropriate,” we have concluded that the aggravating
circumstance of Barton's aggravated murder of Kim with prior
calculation and design, together with his prior conviction for
attempted murder, outweighs the mitigating factors in this case. We
have further concluded that the sentence of death is appropriate.
{¶ 82} We are further required by R.C. 2929.05(A)
to consider whether the sentence is excessive or disproportionate to
the penalty imposed in similar cases. Upon review, we have concluded
that the death penalty is not disproportionate in this case when
compared with other convictions for aggravated murder involving a
previous conviction for attempted murder or purposeful killing. See,
e.g., State v. Taylor (1997), 78 Ohio St.3d 15, 676 N.E.2d 82; State
v. Davis (1992), 63 Ohio St.3d 44, 584 N.E.2d 1192.
{¶ 83} Accordingly, we affirm the judgment of the
common pleas court. Judgment affirmed.
LUNDBERG STRATTON, O'CONNOR and LANZINGER, JJ.,
concur.
MOYER, C.J., concurs in part and dissents in
part.
PFEIFER, J., dissents.
MOYER, C.J., concurring in part and dissenting in
part.
{¶ 84} I write separately because I believe the majority misapplies
our precedent and because a competency hearing should be required
any time a capital defendant waives his or her right to present
mitigation during the penalty phase.
{¶ 85} In State v. Ashworth (1999), 85 Ohio St.3d
56, 706 N.E.2d 1231, we held, “[W]hen a defendant wished to waive
the presentation of all mitigating evidence, a trial court must
conduct an inquiry of the defendant on the record to determine
whether the waiver is knowing and voluntary.” (Emphasis sic.) Id. at
paragraph one of the syllabus. Although this court stopped short of
requiring a competency hearing in every case in which a defendant
chooses to waive mitigation evidence, we did hold, “A trial court
should be cognizant of actions on the part of the defendant that
would call into question the defendant's competence.” Id. at 62, 706
N.E.2d 1231.
{¶ 86} Barton told the jury that if given the
opportunity, he would vote to impose the death penalty and that the
death sentence is “the only punishment for this crime.” It is
difficult to imagine more compelling indicia of incompetence. Yet
through inverse logic, the majority holds that by stating to the
jurors his feelings on the death penalty and its appropriateness for
the crime that he, Barton, committed, he actually did present
mitigating evidence. I cannot support this proposition.
{¶ 87} The majority cites three cases suggesting
that they are analogous and that this court's disposition of
Barton's argument is in line with precedent.
{¶ 88} In the first case relied upon by the
majority, we specifically held that an Ashworth hearing was not
required because defendant “Monroe did not waive *417 presentation
of mitigating evidence. Monroe called a former neighbor to testify
in his behalf * * *.” State v. Monroe, 105 Ohio St.3d 384,
2005-Ohio-2282, 827 N.E.2d 285, ¶ 98. The addition of witness
testimony to his unsworn statement removes Monroe from the Ashworth
requirements. We have never held that a defendant must present all
possible mitigation evidence. Here, though, Barton's sole evidence
was his statement requesting the death penalty. There is no other
“mitigating” evidence. The facts of Barton are clearly
distinguishable from Monroe.
{¶ 89} The majority cites two other cases in
which this court has allowed capital defendants to limit mitigating
evidence to an unsworn statement. Yet in both cases, the trial court
judge first conducted an in-depth hearing to determine that the
defendant was competent to waive mitigation. In State v. Mink, 101
Ohio St.3d 350, 2004-Ohio-1580, 805 N.E.2d 1064, the defendant
argued that his waiver was entitled to greater scrutiny because he
had actively sought the death penalty. Id. at ¶ 56. In rejecting
that argument and affirming his death sentence, we noted that “prior
to the penalty phase, the three-judge panel thoroughly questioned
Mink before finding that he was competent to waive the presentation
of mitigating evidence.” Id. at ¶ 60. Later, in rejecting his claim
that his plea was not voluntarily and knowingly made, we observed,
“Before finding that Mink was competent to waive mitigation and
allowing him to waive the presentation of mitigating evidence, the
trial court fully questioned Mink about mitigation during the
Ashworth hearing.” Id. at ¶ 83.
{¶ 90} Similarly, in State v. Vrabel, 99 Ohio St.3d
184, 2003-Ohio-3193, 790 N.E.2d 303, ¶ 36, upon a jury verdict of
guilty on all counts, the defendant filed a motion requesting that
no mitigating evidence be presented other than his own statement.
“The court then ordered [the defendant] examined by psychiatrist Dr.
Robert Algaier to determine whether he was competent to waive
presentation of mitigation evidence. * * * Dr. Algaier found him
capable of ‘waiving mitigation with full understanding of possible
outcome and implications.’ Prior to the mitigation hearing, the
trial court tried several times to persuade appellant to change his
mind; he declared, ‘I don't wish my attorneys to say anything.’
Subsequently, appellant presented only a short unsworn statement at
the mitigation hearing.” Id. at ¶ 36-37. <
{¶ 91} In both of these cases, this court
approved the death sentence after determining that the trial court
judge had properly conducted a competency hearing.
{¶ 92} As I stated in my concurrence in Ashworth,“A
court must determine that the defendant has the mental capacity to
understand the choice between life and death, to make a knowing and
intelligent decision not to pursue the presentation of evidence, and
to fully comprehend the ramifications of that *418 decision, and
possess the ability to reason logically.” Id., 85 Ohio St.3d at 74,
706 N.E.2d 1231 (Moyer, C.J., concurring).
{¶ 93} I do not know whether Barton was competent
to waive the presentation of mitigation evidence during the penalty
phase of the trial. I do not know whether he understood the
ramifications of his statements to the jury suggesting that he
deserved the death penalty. On the record before us, no one can be
certain of Barton's competence when he urged the jury to sentence
him to death. At a minimum, the trial court should have followed our
precedent and conducted a colloquy with Barton to determine whether
he was competent, whether he knowingly and voluntarily waived his
right to present evidence, and whether he understood the
ramifications of his actions. To enable the trial court to make an
adequate competency determination and to preserve the record for
this court to review, the trial court should conduct a competency
evaluation any time a capital defendant wishes to waive the
presentation of all mitigation evidence or requests imposition of
the death penalty. Such a rule would greatly diminish the appellate
review of an issue that should be resolved with certainty at trial.
{¶ 94} For the foregoing reasons, Barton's death
sentence should be reversed and the cause remanded to the trial
court for a competency hearing to determine whether Barton is indeed
competent to waive mitigation evidence.
PFEIFER, J., dissenting.
{¶ 95} The majority so distinguishes State v. Ashworth (1999), 85
Ohio St.3d 56, 706 N.E.2d 1231, as to render it meaningless. Its
opinion essentially says that any testimony that could possibly be
construed as mitigating, even if given during the guilt phase, will
be construed as if it had been offered in mitigation by the
defendant. The syllabus law declares that any testimony that
reflects positively on the defendant-even a single, stray statement
not elicited by counsel-could be sufficient to deny that defendant
an Ashworth hearing. This standard is so restrictive that it ought
not to be countenanced. Indeed, Ashworth would not pass this new
standard because Ashworth expressed remorse. Id. at 61, 706 N.E.2d
1231.
{¶ 96} In an unsworn statement, Barton told the
jury that death is “the only punishment for this crime.” Our
country's most creative writers of fiction would be hard-pressed to
spin Barton's statement as evidence offered in mitigation. Yet a
majority of this court unquestioningly accepts that it was. The
majority's conclusion is in sharp contrast to its analysis in State
v. Vrabel, 99 Ohio St.3d 184, 2003-Ohio-3193, 790 N.E.2d 303, ¶ 77,
in which this court stated that Vrabel *419 “presented no mitigating
evidence,” even though he had offered his unsworn statement.
{¶ 97} Finally, I do not believe that the facts
of this case justify imposing a sentence of death. The murder that
Barton committed was heinous, and his guilt is undeniable, but
Barton's crime is not deathworthy. See Crocker, Concepts of
Culpability and Deathworthiness: Differentiating Between Guilt and
Punishment in Death Penalty Cases (1997), 66 Fordham L.Rev. 21. This
case involves a hot-blooded domestic killing. Absent evidence that
Barton's previous attempted murder occurred in similar circumstances-evidence
not present here-upon independent weighing, I do not believe that
the death penalty is appropriate. I dissent.