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Mechele
K. LINEHAN
February 6, 2010
The Alaska Court of Appeals on Friday overturned
the murder conviction of Mechele Linehan, leaving it to state
prosecutors to decide whether to retry the former Anchorage stripper.
The appeals court opinion concluded Superior Court
Judge Philip Volland, who presided at Linehan's 2007 trial, never
should have allowed the jury to hear testimony about the movie "The
Last Seduction." The court also said a letter written by victim Kent
Leppink in the days before he died should not have been allowed in.
The letter, which Leppink wrote to his parents,
said Linehan was a likely culprit if he ended up dead.
"The State's case against Linehan was
circumstantial, and the evidence was subject to different
interpretations and was hardly overwhelming," wrote Appeals Chief
Judge Robert Coats. "We accordingly conclude that Linehan's conviction
must be reversed."
Leppink, a 36-year-old commercial fisherman from a
well-to-do family, was found shot to death in Hope in 1996. Linehan
and John Carlin III, the alleged triggerman, were arrested on murder
charges in 2006. Both were convicted in separate trials in Anchorage,
and Volland sentenced both to 99 years in prison.
Defense attorneys argued the trial was a witch hunt
where Linehan's character was judged, not her guilt or innocence.
Linehan, now 37, admitted that she was reckless with people and
manipulative in her relationships with men when she was in her early
20s but said that did not make her a killer.
At Linehan's trial, prosecutor Pat Gullufsen
claimed Linehan tried to emulate the lead character of "The Last
Seduction" in plotting to kill Leppink. The appeals judges said the
evidence never should have been allowed for several reasons, including
that the circumstances of Leppink's death were not similar to the 1994
noire thriller.
"Many law-abiding people are drawn to characters in
literature or in the cinema who are villainous or roguish -- even
though they would not dream of engaging in the same crimes or
misdeeds," Judge David Mannheimer wrote in the 3-0 decision.
Leppink letter sealed decision
It was the accusatory letter from Leppink to his
parents that was the most damaging, the judges said. The judges would
have overturned Linehan's conviction on the basis of the letter alone,
Mannheimer wrote.
Linehan's appeal lawyers, Jeff Feldman, Susan
Orlansky and former Alaska Supreme Court Justice Alex Bryner, also
tried to convince the appeals court that allowing evidence about
Linehan's job as a Bush Company stripper unfairly biased the jury. The
court rejected that claim, saying they read the entire trial
transcript and Gullufsen did not use Linehan's one-time job against
her; rather he used it to explain how she met Leppink and Carlin.
The district attorney can choose to take the case
to the Alaska Supreme Court, re-try it or set free Linehan, who has
spent the years since her conviction at Hiland Mountain Correctional
Center in Eagle River.
Deputy Attorney General Rick Svobodny said Friday
morning he had not yet read the 55-page opinion and would decide on a
course of action later.
Linehan's alleged co-conspirator, Carlin, was
killed at the Spring Creek Correctional Center in a seemingly
unrelated slaying, but no one has been charged with his death. He also
said he was innocent and was appealing his decision. Because he died
before he could complete his appeal, the appellate court, on that
technicality, set aside his conviction in late 2008, according to a
footnote in the appeal decision.
Prosecutors say the motive in the slaying was
Leppink's $1 million life insurance policy payout. Linehan never got
the money, though, because Leppink changed the policy's beneficiary in
the days before his death, prosecutors said.
Linehan, who has always insisted she was innocent,
admitted to being manipulative in her relationship with Leppink but
said she had nothing to do with his death. She said she tried to
cancel the life insurance policy.
Linehan, Carlin and Leppink were friends involved
in a complicated love triangle while they lived in Carlin's South
Anchorage house when Leppink was killed.
Carlin had already been convicted by the time
Linehan went to trial. Her defense strategy at the trial was that
Carlin acted on his own. She has said, though, that she doesn't know
who killed Leppink.
At the trial, prosecutors built their case on
testimony and evidence that Linehan toyed with Leppink's emotions, may
have had more than one boyfriend at a time, and shared life insurance
policies with Leppink. They also say she acted guilty afterward by
helping Carlin wash a gun -- whether that happened is disputed.
Linehan was, at one time, a beneficiary on
Leppink's life insurance policy. He was also the beneficiary on hers,
although the insurance agency would not insure her for $1 million as
she and Leppink had wanted. The company insured her life for only
$150,000. It was disputed at trial as to whether she thought that
beneficiary status was active or not at the time of Leppink's death.
In Leppink's letter written before he was killed,
he told his parents that Linehan had a "split personality" and that
"the part [he] fell in love with is very beautiful." But Leppink also
told his parents "to take Mechele down" and to "make sure she is
prosecuted." He told them to make sure she gets "burned."
Volland allowed the jury to consider the letter
because it demonstrated how obsessed Leppink was with Linehan and it
showed how easily manipulated he was because of that infatuation, he
said at the trial. But Linehan's lawyers never disputed that Leppink
was crazy about their client. The victim's state of mind was not at
issue, the appeals court judges concluded. There was already plenty of
evidence that Leppink acted like he was obsessed. They noted he knew
about Linehan's other relationships with men and still pursued her,
followed her and a boyfriend to Louisiana and served them coffee in
bed, and collected information about the boyfriend.
While Volland concluded that Leppink's statement
that Linehan had a split personality was a kind of comment that people
in relationships often make about each other and that it didn't
reflect badly on Linehan, the appeals judges said that's not true.
Conviction a big win for state
The problem with allowing a murdered victim's
"testimony" in a trial through such a letter is that it is emotional
testimony for jurors to hear and it doesn't allow the defense to
question "the witness" about what is being said. "It is almost
inevitable that the jurors would view Leppink's assertions as at least
circumstantial proof of the matters asserted," the appeals court
wrote. "In other words, the jurors would suspect that Leppink probably
knew what he was talking about."
The court said this type of unfair prejudice is
most damaging in a case based entirely on circumstantial evidence,
like Linehan's.
"The State's ability to secure a guilty verdict
hinged on convincing the jury to view a large number of ambiguous
facts in the light most favorable to Linehan's guilt. In this
situation, the evidence of Leppink's posthumous accusations may well
have been the weight that tipped the jury's decision," Manheimmer
wrote.
The appeals court said the evidence about the
"letter from the grave" and the movie had no direct relevance "to the
events being litigated, but ... strongly suggested that Linehan was
the kind of person who would conspire to have Leppink murdered,"
Mannheimer wrote. The judges said that tainted the jury.
The Linehan conviction was a significant win for
the then-recently formed Cold Case unit of the Alaska State Troopers.
Leppink's murder was one of the first cases for which it made arrests.
The Linehan case garnered national attention because prosecutors
painted her as a manipulative, seductive, money-hungry stripper. But
her friends and family say she is nothing like that and only worked as
a dancer for a little while in her early 20s to earn money for
college. She went on to marry a doctor, have a family and earn a
master's degree in public administration. She has no other criminal
convictions.
Linehan will remain in state custody until the case
is sent back to the Superior Court for processing. The state will have
to say whether they intend to hold another trial or petition the
Supreme Court, which can choose not to hear the case.
The Leppink family could not be immediately reached
for comment.
"Mechele was both pleased and full of appropriate
questions about what happens next," Orlansky said of her client's
reaction to the news when she received it in prison Friday morning.
Linehan's husband, Colin Linehan, reached Friday morning, said he was
just trying to take in the information and enjoy the day. There is
still a long road ahead for him and his family, he said.
Linehan sentenced to 99 years
April 3, 2008
Just before a judge sentenced her to 99 years in
prison, former stripper Mechele Linehan fought back tears and spoke
for the first time in court.
She pleaded for leniency, telling the judge she is
not the monster the prosecution says she is.
"I have not lived a life of greed, manipulation or
that of a fictional character of a Hollywood movie," said the
35-year-old who was convicted of murdering for money. She described
herself as a happy wife and mother to a young daughter, someone who
enjoys renovating her old Olympia, Wash., home and having homemade
pizza parties.
"I beg you, from the bottom of my heart, to allow
me the chance to go back to my family," she said.
But Superior Court Judge Philip Volland was clearly
not persuaded. He sided with the prosecution and handed down the
maximum sentence, saying Linehan's young daughter won't likely be
seeing her mother outside of a prison until she is well into her own
adulthood. Linehan will be first eligible for parole in 33 years.
Volland called the 1996 murder of fisherman Kent
Leppink a "heinous crime." He said Linehan, who was convicted in
October of orchestrating the murder, was a cold-hearted killer.
The homicide was an unsolved case that languished
with the Alaska State Troopers for 10 years before Linehan and a
former boyfriend, John Carlin III, were arrested in 2006. Prosecutor
Pat Gullufsen said Linehan conspired with Carlin to dupe Leppink into
believing she loved him, got him to make her the beneficiary of a life
insurance policy and then had Carlin kill him.
Both Linehan and Carlin say they are innocent.
Carlin was sentenced in January to 99 years for firing the handgun
that killed Leppink.
"In my mind I can find no principled distinction
between the puppet who pulls the trigger and the puppeteer who pulls
the strings," Volland said of Linehan's role. "And in my judgment, Ms.
Linehan was the puppeteer who pulled the strings."
The victim's mother, Betsy Leppink, said outside
the courtroom after the sentencing, "I feel that God has a way of
answering crimes."
She held hands with her husband and said, though,
that the sentence does not bring the closure the family needs. "Only
if we could walk home with our son could it be over."
THE TWO MECHELES
The sentencing came after more than a day and half
of testimony and arguments by the defense and prosecution. A
nationally renowned forensic psychiatrist testified that Linehan
likely did not commit the crime, given that she exhibited no signs of
maniacal personality disorders or of someone who had recovered from
the trauma of a murder.
Other family members and friends testified or wrote
letters on her behalf, describing her as a caring, community volunteer
who is known for taking in stray animals and helping the homeless and
elderly.
They said there was no need to rehabilitate Linehan
in prison -- she already has a magnanimous young heart, her
mother-in-law Judy Linehan said in court.
Volland concluded, though, that there are two
Linehans wrapped into one. One Linehan people are clearly charmed by,
while the other is manipulative and seductive, he said.
After the proceeding, Dr. Colin Linehan, Mechele's
husband who has been tirelessly supportive since she was arrested,
agreed that there are two Mechele Linehans. "There's the Mechele that
everyone who knows her and has been around her for years knows. And
the Mechele that the prosecution invented, their narrative."
When Volland stated his reasons for his decision,
Colin Linehan, sitting directly behind his wife, often shook his head
or quietly laughed at what the judge was saying. Outside the
courtroom, he said he and his wife will "appeal vigorously the
decisions by Judge Volland during the trial." Volland said he will
recommend that Linehan serve her time nearer her family in Washington.
'POOR CHOICES'
In her five-minute statement to the judge, Mechele
Linehan said that when she worked as a dancer at the Great Alaskan
Bush Company she made "poor choices." She admitted that she accepted
gifts and money from men, including Leppink, whom she met at the bar.
In previous interviews, Linehan has said that
Leppink was a customer of hers at the Bush Company whom she
befriended. He became obsessed with her, though, and fabricated a
relationship in his head. He lied to his friends and family about
them, she says. She says it was his idea to take out the life
insurance but both of them tried to cancel it days before his death.
She says she doesn't know who killed Leppink.
At the time of his death, Leppink was broke,
obsessed with Linehan and had lost a considerable amount of weight,
his family has said. In the end, Leppink changed the beneficiary of
his life insurance policy to his family. They got the money.
Carlin said at his sentencing in January that he
wondered if Leppink orchestrated his own murder in a way to falsely
implicate the people around him whom he wanted to punish. Carlin
questioned whether it was a last act of revenge against the woman who
rejected him -- and against Carlin, who protected Linehan from Leppink
by lying about her whereabouts.
In the decade after Leppink's death, Linehan went
on to marry a physician, have a daughter, earn a master's degree in
public administration and open a cosmetic laser treatment center in
Olympia.
Linehan will first be eligible for parole when she
is 68 years old.
Ex-stripper convicted
in fiance's death
October 22, 2007
ANCHORAGE, Alaska — A stripper-turned-soccer mom
accused of borrowing from a movie plot to kill her fiance for money
was convicted Monday of first-degree murder.
Mechele Linehan, 35, had been
charged with conspiring with another man she hoped to marry to kill
Kent Leppink, who was shot three times in 1996 on an isolated trail 90
minutes outside Anchorage.
Linehan had no visible reaction
the verdict was read. Judge Philip Volland allowed her to hug her
husband, Colin Linehan, before she was led from the courtroom in
handcuffs.
Linehan's other former fiance,
John Carlin III, was convicted of Leppink's murder in April and will
be sentenced in November.
Her sensational trial was full
of tawdry details about her lifestyle and accusations about how she
manipulated men she met while dancing at the Great Alaskan Bush Co.
strip club in Anchorage.
Prosecutors had little direct
evidence but tried to prove that Linehan was in on planning Leppink's
murder to cash in on a $1 million insurance policy, not realizing
Leppink had removed her as the beneficiary just days before his death.
"This person manipulated the
circumstances with her guile and deception," prosecutor Pat Gullufsen
had told the Superior Court jury. "All she needed was someone to kill
him."
Kevin Fitzgerald, Linehan's
attorney, said that much of the evidence presented by prosecutors was
designed to do "nothing but smear Mrs. Linehan."
"Conjecture, speculation,
suspicion, innuendo, even gossip. This is the package the state has
presented to you," Fitzgerald had told the jury. "The package is
empty."
Prosecutors had claimed Linehan
-- then known as Mechele Hughes -- was following the plot of the 1994
movie "The Last Seduction," in which a femme fatale coaxes her lover
into killing her husband.
A former stripper, Lora
Aspiotis, testified that she watched the movie with Linehan and that
Linehan admired the tough-talking lead character, played by Linda
Fiorentino.
"She told me that the character
was her heroine and that she wanted to be just like her," Aspiotis
said.
Leppink's body was found by
utility workers on the ground near a lonely trail in Hope. He had been
shot three times with a .44 Magnum. Prosecutors say Linehan and Carlin
lured him to the desolate mining community by fabricating a series of
e-mails that Leppink found saying Linehan was holed up in a cabin. The
cabin didn't exist.
According to prosecutors,
Linehan wanted the proceeds from Leppink's life insurance policy. But
what she didn't know was that Leppink suspected evil afoot and made
his parents the beneficiaries days before he was murdered.
He sent a letter to his parents
to be opened if something "fishy" happened to him. "Since you're
reading this, you assume that I'm dead," he wrote, and then named
Linehan, Carlin and another man who hoped to marry Linehan as possible
suspects.
"Make sure she is prosecuted,"
he wrote.
Still, prosecutors did not have
the evidence to make an arrest at the time. Linehan left stripping and
over the next decade married a doctor, got a psychology degree from
St. Martin's University, had a daughter and worked for a time as an
administrative assistant at the Washington State Executive Ethics
Board, which guards against ethical misconduct by state employees. She
was living in Olympia, Wash., when she was arrested.
The Alaska state troopers'
cold-case unit caught a break in 2005 when officials interviewed
Carlin's son, who was underage in 1996 and wasn't allowed by his
father to be interviewed. As an adult, he gave investigators enough
damning testimony to bring charges against his father and Linehan last
year.
He told them that he saw his
father using bleach to wash out a handgun in a bathroom sink and that
Linehan watched.
Linehand's sentencing was set
for January.
Court of Appeals of Alaska
Linehan v. State
Mechele K. LINEHAN, Appellant, v. STATE of Alaska, Appellee.
No. A-10190.
February 05, 2010
Before: COATS, Chief Judge, and MANNHEIMER and
BOLGER, Judges.
Susan Orlansky, Jeffrey M. Feldman, and Alexander
O. Bryner of Feldman Orlansky & Sanders, Anchorage, for the
Appellant.Diane L. Wendlandt, Assistant Attorney General, Office of
Special Prosecutions and Appeals, Anchorage, and Richard A. Svobodny,
Acting Attorney General, Juneau, for the Appellee.
OPINION
Mechele K. Linehan appeals her conviction for
first-degree murder. She challenges three evidentiary rulings made by
the trial judge.
First, Linehan argues that the trial court
improperly allowed the State to introduce evidence of a letter written
by the victim of the homicide shortly before he was killed. In this
letter, the victim asserted that if he died under suspicious
circumstances, Linehan would probably be responsible for his death.
Second, Linehan contends that the trial court
improperly allowed the State to introduce evidence that Linehan
expressed admiration for, and a desire to emulate, the evil and
manipulative female protagonist of the movie “The Last Seduction”.
Third, Linehan argues that the trial court
improperly allowed the State to introduce evidence that, during a
portion of the time period involved in this case, Linehan made her
living as an “exotic dancer”-that is, as a stripper.
For the reasons explained in this opinion, we
conclude that it was error to allow the State to introduce evidence
concerning the accusatory statements in the victim's letter-and we
further conclude that this error requires reversal of Linehan's
conviction.
In addition, to clarify matters for any retrial, we
conclude that it was error to allow the State to introduce evidence of
Linehan's statements about “The Last Seduction”.
Finally, with regard to the evidence that Linehan
worked as an exotic dancer, we conclude that this evidence was
admissible to explain the relationship of the main actors in this
case, and we further conclude that any potential error in the trial
judge's ruling on this issue was harmless.
Underlying facts
Between mid-1994 and mid-1996 Mechele Linehan
(whose name was then Mechele Hughes) maintained romantic relationships
with several men, three of whom are important to this case: Scott
Hilke, John Carlin, and Kent Leppink. Linehan's romantic relationships
with these three men were essentially simultaneous, and all three men
were aware (to a greater or lesser extent) of the nature of the
others' relations with Linehan. Indeed, for several months, Linehan,
Carlin, and Leppink all lived in the same house in Anchorage. (Hilke
lived in California.)
On the morning of May 2, 1996, Leppink was found
shot to death outside of the small town of Hope (about 90 miles by
road from Anchorage). According to the pathologist's investigation,
Leppink was killed sometime between 6 hours and 48 hours before his
body was discovered-that is, sometime between mid-day on April 30th
and the early morning hours of May 2nd.
When the Alaska State Troopers investigated this
homicide, they interviewed Linehan, Carlin, and Hilke. However, the
troopers were not able to identify any culprits, and the case remained
unsolved for several years. In 2004, the state trooper “Cold Case
Unit” re-opened the investigation. Based on a review of the earlier
investigation, plus new witness interviews and a forensic examination
of the e-mails and other materials recovered from two computers, the
troopers concluded that Carlin had lured Leppink to Hope and had shot
him there.
The troopers further concluded that Linehan was
Carlin's accomplice-not that she physically assisted Carlin during the
shooting, but rather that she solicited Carlin to commit this murder,
and that she also helped Carlin compose a note that would be left for
Leppink to find, and that would make Leppink want to go to Hope (by
falsely making him think that Linehan was staying there in a cabin
with another man).
In March and April 2007, the State successfully
prosecuted Carlin for this murder.1
Following Carlin's conviction, the State brought Linehan to trial.
Linehan's trial took place in the Anchorage superior court over the
course of six weeks in September and October 2007.
The State's case was lengthy and detailed, but it
was primarily circumstantial. In an effort to convince the jury to
view the circumstantial evidence in a light that would support
Linehan's conviction for murder, the State offered two pieces of
evidence that had no direct relevance to the events being litigated,
but which strongly suggested that Linehan was the kind of person who
would conspire to have Leppink murdered.
The first of these pieces of evidence was a letter
that Leppink sent to his parents on April 30th, shortly before his
death. This letter was sealed inside another package, and Leppink
instructed his parents to open the letter only in the event that he
died under suspicious circumstances.
In this letter, Leppink told his parents that if he
was found dead, Mechele Hughes (i.e., Mechele Linehan), John Carlin,
and/or Scott Hilke would probably be the ones responsible. Leppink
told his parents that Linehan had a “split personality”, and that “the
part [he] fell in love with is very beautiful”, but Leppink also
admonished his parents “to take Mechele down”, to “[m]ake sure she is
prosecuted”, and to “[m]ake sure they [i.e., Linehan, Carlin, and/or
Hilke] get burned”.
The second piece of evidence was the testimony
offered by Lora Aspiotis, who was Linehan's co-worker and friend until
they had a falling out at the end of February 1996. According to
Aspiotis, she and Linehan would often watch movies together, and one
of these movies was “The Last Seduction”.
In her testimony, Aspiotis described the plot of
this movie as follows:
[The story is about] a woman who's married to a
doctor, and she ․ talked him into doing [an illegal] drug deal,
selling pharmaceutical cocaine, and he got $700,000․ [Later,] while he
was in the shower, she stole the money, [and she] took off and went to
a small town where a young man lived that she met at a bar. And she
could tell right away that he was very naive, ․ just [a] pretty
innocent guy. And eventually she talked him into trying to murder her
husband for the insurance․ [In the movie, the innocent young man]
ended up in prison, and she went free with all the money.
According to Aspiotis, after she and Linehan
watched this movie, Linehan told her that the protagonist “was her
heroine”, and that “she wanted to be ․ just like her”.
Why we conclude that it was error for the superior
court to let the State introduce the accusatory statements contained
in Leppink's letter to his parents
We turn first to the question of whether the State
should have been allowed to introduce the portions of Leppink's letter
to his parents in which Leppink asserted that Linehan had a “split
personality”, and that if he died under suspicious circumstances,
Linehan, Carlin, and/or Hilke would probably be the ones responsible.
Under Alaska Evidence Rule 803(3), hearsay evidence
may be introduced concerning a person's assertion about their own
current state of mind (i.e., their state of mind at the time they made
the assertion). In other words, evidence of such an assertion is
admissible as proof of the matter asserted-i.e., proof that the other
person really did have that self-declared state of mind at the time
they made the out-of-court assertion.
Sometimes, a person's state of mind will be an
element of the claim being litigated-for example, a defendant's intent
or knowledge, or a victim's apprehension of danger. In such cases,
statements reflecting the pertinent aspect of the person's state of
mind will be direct proof of a matter being litigated.
Generally, however, when hearsay evidence of a
person's state of mind is relevant, that relevance will rest upon an
inference about the person's related conduct. In some instances,
evidence of the person's state of mind will be relevant because it
tends to prove or disprove some assertion about the person's ensuing
actions (or the person's failure to act). In other instances, evidence
of the person's state of mind will be relevant because it tends to
explain the nature of the person's actions-in the sense that the
evidence tends to prove or disprove some assertion about the intent or
knowledge with which the person acted.
Even though Evidence Rule 803(3) authorizes hearsay
evidence of a person's statements concerning their own then-existing
state of mind, the rule expressly declares that hearsay testimony
concerning a person's beliefs is not admissible if it is offered to
prove the truth of those beliefs. Such hearsay testimony is admissible
only if it does not matter whether the person's belief was true or
false-when the important point is the fact that the person held this
belief (generally, again, because the fact that the person held the
belief is relevant to proving or explaining their actions).
This second principle-that hearsay evidence of a
person's belief is not admissible to prove the truth of that belief-is
especially important in homicide prosecutions where there is evidence
that the victim expressed apprehension that the defendant might do
them harm.
As our supreme court stated in Wyatt v. State, 981
P.2d 109, 113 (Alaska 1999), “[e]vidence of a murder victim's fear of
the accused is inadmissible if its only relevance is as circumstantial
evidence of the accused's conduct”. (Emphasis added) That is, the
evidence is not admissible “if its probative value depends on the
impermissible inference that, because the victim feared the accused,
the accused likely did something [in the past] or planned to do
something [in the future] to justify the fear.”2
Evidence of the victim's statements expressing fear
of the defendant, or expressing the belief that the defendant would
harm them, is not admissible unless the State demonstrates that this
evidence “is directly relevant to some [other] genuinely disputed
issue”. Wyatt, 981 P.2d at 113.3
Normally, this means that the State must show that the fact that the
victim held this belief (whether the belief was well-founded or not)
is directly relevant to prove or explain the victim's actions (or
failure to take action). In addition, the State must show that there
is a genuine dispute between the parties concerning the aspect of the
victim's conduct to which this belief pertains.
Thus, in Wyatt, a case in which the defendant was
prosecuted for murdering his wife, the State's theory of the case
hinged on the premise that Wyatt's wife was about to divorce him-and
that, in response, Wyatt killed her because he feared losing control
over his wife and over her money.
At trial, the State introduced evidence that the
wife had expressed a fear of death at the defendant's hand if she
pressed forward with her plans for a divorce. Id. at 111. The supreme
court held that, even though this evidence tended to suggest that
Wyatt's past actions provided good reason for his wife to fear him, or
that Wyatt's subsequent actions conformed to his wife's fear (both
improper purposes), the evidence was nevertheless admissible for a
separate, proper purpose: it was relevant to prove the victim's
subsequent conduct: “[The victim's] fearfulness of [Wyatt's] reaction
served as a tangible measure both of how serious she was about
obtaining a divorce[,] and of the likely imminence of her action.” Id.
at 114.
The supreme court further concluded that this
evidence was directly relevant to a genuinely disputed fact-because,
at trial, Wyatt actively disputed that his wife was serious about
divorcing him. Id. Thus, the evidence met the test for admissibility.
Similarly, in Linton v. State, 880 P.2d 123 (Alaska
App.1994), another case where a defendant was prosecuted for murdering
his wife, this Court upheld the admission of evidence that the wife
had told friends that she was afraid that Linton might do her harm, or
that he might cause her to be deported to her home country-but she
refused to leave him because she would not leave her children behind.
Id. at 130.
We concluded that these out-of-court statements
were admissible because they were directly relevant to a genuinely
disputed issue “other than the happening of the event[s] which
produced the [victim's] state of mind”. Id.
As we explained in our opinion, after Linton's wife
disappeared, “Linton made a number of conflicting statements
indicating that [his wife] had left him for another man[,] or that she
had returned home to Germany.” Id. at 131. At trial, the State
attempted to show that Linton's explanations were false-by proving
that Linton's deceased wife would never have considered leaving
without her two children. Id. The State's theory of the case was that
Linton's wife's refusal to leave was the thing that motivated him to
kill her-because their marriage was deteriorating and Linton wanted
his wife to go home to Germany, leaving him with sole custody of their
children. Id.
Given this evidentiary backdrop, we concluded that
the challenged evidence of the wife's state of mind was relevant to
prove her ensuing conduct, and Linton's reaction to that conduct:
[I]t [is] apparent that the state did not offer the
testimony concerning [Linton's wife's] fear of Linton to prove that
Linton had in fact previously harmed her or to support the
impermissible subsidiary inference that Linton's past acts of harm
toward [his wife] made it more likely that he was her killer. Rather,
the state offered this evidence to suggest a plausible motive for
Linton's commission of the alleged [homicide]: that Linton resorted to
murder when his attempts to talk [his wife] into leaving and his
attempts to drive her away ․ failed. For this purpose, the disputed
evidence was admissible under [Evidence Rule] 803(3).
Linton, 880 P.2d at 131.
In other words, in Linton as in Wyatt, (1) the
victim's state of mind was relevant to prove the victim's own ensuing
conduct, and (2) the nature of the victim's ensuing conduct was
actively disputed at trial.
With this discussion as a preface, we turn now to
the evidence that is challenged in Linehan's case: the statements
contained in the letter that Kent Leppink sent to his parents shortly
before his death.
For purposes of this appeal, Leppink's letter
contained two major accusatory assertions. The first of these
assertions was Leppink's statement that, if he died under suspicious
circumstances, Linehan, Carlin, and/or Hilke would be the ones
responsible for his death. The second assertion was Leppink's
statement that Linehan had a “split personality”, and that one part of
her personality-“the part [he] fell in love with”-was “very
beautiful”. The clear implication of this second assertion was that
Leppink believed that Linehan also had a darker, murderous side to her
nature. Indeed, while Leppink professed his continuing love for
Linehan, he urged his parents to do everything in their power to “take
Mechele down”.
Despite the fact that these two assertions are
contained in the same letter, the admissibility of each assertion was
litigated at a separate time during the trial.
(a) The admissibility of Leppink's assertion
that, if he died under suspicious circumstances, the guilty parties
were probably Linehan, Carlin, and/or Hilke
The admissibility of the first accusatory assertion
in the letter-Leppink's statement that, if he died under suspicious
circumstances, Linehan, Carlin, and/or Hilke would be the guilty
parties-was litigated at a pre-trial hearing shortly before the trial,
and the trial judge announced his final ruling on this issue just
before the parties delivered their opening statements to the jury.
During the parties' arguments on this issue, the
prosecutor conceded that Leppink's statement could not be admitted to
prove that Linehan probably had a hand in Leppink's death.
Nevertheless, the prosecutor argued that, as was true in Wyatt and
Linton, Leppink's statements about his own beliefs and fears were
relevant to prove his ensuing conduct, or the reasons for his ensuing
conduct.
Specifically, the prosecutor told the trial judge:
Prosecutor: [Leppink's fear that Linehan and Carlin
might kill him] ․ tells us something about what's going [in Mr.
Leppink's] mind with respect to these other people․ We have a man that
is so obsessed, so adamant, so persistent about his relationship with
[Linehan], and ․ making [that relationship] work, that even though
[Mr. Leppink] believes [that] it's very dangerous to him, he's [still]
going to pursue it.[4]
Linehan's attorney argued that the accusatory
statement in Leppink's letter should not be admitted, even if that
statement might reveal something about Leppink's mental state, because
Leppink's mental state was not going to be contested at trial-and thus
the accusatory statement did not tend to prove, or refute, any dispute
concerning Leppink's mental state or ensuing conduct.
The defense attorney explicitly told the trial
judge that “no one is disputing [Leppink's] state of mind”, and that
the defense did not intend to “raise[ ] any challenge to [Leppink's]
relevant mental state-[no challenge to the fact that], at the time
that he went to Hope, he was in love with her, confused, wanted her
back.” In particular, the defense attorney stated that Linehan would
not dispute that Leppink “was confused, and was looking for her in
Hope”, nor would Linehan dispute that “there were problems in their
relationship at the time ․, [and] Leppink [believed] that they were
engaged, [and] then he couldn't find her, and [he believed that] she
was off with somebody else-and, as not atypical in [situations] of
either jealousy or [doubt], he went and looked for her.”
After hearing these arguments, the trial judge
ruled that the State would be allowed to introduce Leppink's
accusatory statement from the letter. The underlying problem with the
trial judge's ruling on this issue is that the judge focused
exclusively on the fact that Leppink's out-of-court accusatory
statement was probative of his mental state, and the judge neglected
to address the other aspects of the Wyatt-Linton test-whether the
statement tended to prove anything about Leppink's mental state or his
related conduct that would actually be disputed at trial.
In his preliminary ruling on this issue, the trial
judge declared that Leppink's letter (including the accusation that
Linehan and Carlin would be responsible for his death) “[was] a clear
reflection of [Leppink's] emotional state at the time [he wrote the
letter]”. The judge pointed out that Leppink's statements in the
letter tended to show that he was “torn between ․ believing [that
Linehan and Carlin] may be out to get him, and at the same time still
wanting to reconcile with Ms. Linehan.” The judge concluded that
Leppink's statements in the letter were relevant because “his
emotional state at the time ․ explains, or at least in part explains,
or helps the jury understand, why he's maybe going to Hope-trying to
find out things in Hope. Why, maybe, he's lured there by Mr. Carlin.”
One week later (just before the parties' opening
statements), the trial judge revisited this question and issued his
final ruling. In this final ruling, the judge confirmed his earlier
conclusion that Leppink's out-of-court statement was admissible:
The Court: [A] central question in this case ․ is
the [susceptibility] of Mr. Leppink to be lured or manipulated because
of his feelings about Ms. Linehan․ It's something that goes directly
to both Mr. Leppink's actions [and] the defendant's actions in this
case. And that [vulnerability] to be lured or manipulated ․ can only
be understood ․ in the context of the letter he writes to his parents․
[I]n the letter[, not only] does he express an unrequited love for Ms.
Linehan, [but] he also expresses this belief that Ms. Linehan is one
of the people who might do him harm․ And that reflects a depth of ․
commitment to Ms. Linehan, and I think makes it understandable how he
can be manipulated to put himself in a vulnerable position, or to be
lured to Hope, as the State argued in [Mr. Carlin's] trial.
․ I am persuaded by [the fact that] in Wyatt ․ the
court held that evidence of [Mrs. Wyatt's] determination to divorce
[her husband, the defendant], despite [her] fear of a lethal
situation, demonstrated the seriousness of her purpose and intent,
and, therefore, was probative of her state of mind and plan for future
action. You substitute a few words here, and we have the same
situation [in this case]. Evidence of Mr. Leppink's determination to
pursue and stay in a relationship with Ms. Linehan, despite ․ the fear
of a lethal situation coming from her, demonstrates the seriousness of
his purpose and intent, and is, therefore, probative of his state of
mind and plan for future action.
In other words, the trial judge concluded that
Leppink's statement asserting his belief that Linehan and Carlin might
try to kill him was relevant because (1) the fact that Leppink would
put aside this fear demonstrated the depth of his infatuation with
Linehan, and (2) the depth of Leppink's infatuation with Linehan-“the
seriousness of his purpose and intent”-was “probative of his plan for
future action” and helped to explain “how he [could] be manipulated to
put himself in a vulnerable position, or to be lured to Hope”.
As we noted earlier, the problem with the trial
judge's analysis is that, under Wyatt and Linton, the fact that
Leppink's out-of-court statement revealed something about his
emotional state, or revealed his conflicted feelings about Linehan, is
not sufficient, by itself, to justify the admission of Leppink's
accusatory statement. Our law requires the proponent of this type of
evidence to show that the particular state of mind revealed by the
victim's out-of-court statement is relevant to a disputed issue in the
case.
In particular, under Wyatt and Linton, the
proponent of the evidence must show that the victim's state of mind
tends to prove that the victim engaged (or did not engage) in specific
conduct that will be disputed at trial, or that the victim's state of
mind tends to prove that the victim performed this conduct with a
particular intent, motive, or knowledge that will be disputed at
trial.
When the parties argued this issue, the defense
attorney affirmatively declared that the defense would not be
disputing any aspect of Leppink's mental state or conduct that the
State was trying to prove with the accusatory out-of-court statement.
Under Wyatt and Linton, after the defense attorney declared that the
challenged evidence was not relevant to any disputed issue, the judge
had to resolve this question before the judge could decide whether the
evidence was admissible.
If the judge believed that the defense attorney was
wrong-that is, if the judge could already identify a disputed issue to
which the challenged evidence was relevant-the judge could point out
this disputed issue. Alternatively, the judge might not know enough
about the case (i.e., enough about how the parties intended to
litigate the case) to be able to identify which factual issues would
be disputed. In that event, the judge could ask the prosecutor to
expressly identify the victim's actions or mental states that the
State intended to prove with the out-of-court statement, and then the
defense attorney either could concede that these actions or mental
states would be disputed, or expressly confirm that they would not be
disputed. And, of course, another possibility is that the judge might
agree with the defense attorney that the challenged evidence was not
relevant to any disputed issue-in which case the judge would exclude
the evidence.
But in Linehan's case, the trial judge did none of
these things. Even though the defense attorney expressly argued that
the proposed evidence was not relevant to any disputed issue, the
trial judge failed to resolve this question.
This error might have turned out to be
insignificant if the trial evidence had, in fact, revealed a genuine
dispute about Leppink's feelings toward Linehan, or about Leppink's
ensuing actions. But the opposite is the case.
As we explained above, a victim's mental state is
sometimes relevant because that mental state is an element of the
State's proof-but that was not the case here. A charge of first-degree
murder does not require proof that the victim had any particular
mental state. Thus, if Leppink's mental state had relevance, that
relevance had to lie in the fact that Leppink's mental state was
circumstantial evidence tending to prove or disprove his ensuing
actions, or tending to explain the nature of his actions (i.e., the
intent, motive, or knowledge with which he engaged in those actions).
When the trial judge explained why he concluded
that the State should be allowed to introduce the accusatory statement
in Leppink's letter, the core of that ruling (which we quoted more
fully earlier) was the trial judge's conclusion that, if Leppink was
willing to continue his relationship with Linehan despite his fear
that Linehan and Carlin might kill him, this demonstrated “a depth of
․ commitment to Ms. Linehan [that] makes it understandable how he
[could] be manipulated to put himself in a vulnerable position, or to
be lured to Hope, as the State argue[s]”.
The fact that Leppink was infatuated or even
obsessed with Linehan was obviously relevant to explain why he would
go to Hope looking for her, and why he might risk taking Carlin along
with him on his second trip to Hope. But there was no dispute that
Leppink engaged in these actions-no dispute that Leppink was lured to
Hope, or that he was manipulated into asking Carlin to accompany him
to Hope on his second trip, thus putting himself in a “vulnerable
position” that allowed Carlin to murder him.
In particular, there was no dispute that Leppink
went to Hope on two occasions shortly before his death-the first time,
on the weekend of April 27th-28th, and the second time, on April 30th
or May 1st. There was no dispute that, on both occasions, Leppink was
looking for Linehan, and that his motivation for doing so was
jealousy, frustration, and doubt about their relationship. And there
was no dispute that, on the second occasion, Leppink allowed Carlin to
accompany him-and that Carlin murdered him. The disputed issue was
whether Linehan was Carlin's accomplice in this murder.
Moreover, there was no dispute at trial concerning
the depth of Leppink's infatuation with Linehan. The record is replete
with evidence that Leppink was infatuated with Linehan-and that he
repeatedly refused to abandon his relationship with her, even though
he knew that she was seeing other men, and even though his lawyer and
members of his family advised or warned him that he should end the
relationship.
Leppink's lawyer, Brian Brundin, testified that
Leppink came to see him several times in April 1996 (i.e., the last
month of his life). On April 18th, Leppink revised his will to make
Linehan the primary beneficiary of his estate. (Up until that time,
the primary beneficiaries had been Leppink's parents.)
The next day, April 19th, Leppink returned to
Brundin's office, asking about the possibility of suing North Star
Hospital (a mental care hospital in Anchorage). According to Brundin,
Leppink said that he visited North Star Hospital because he had heard
that Linehan was getting counseling there, and he wanted to check up
on her. The hospital staff told Leppink that they could not discuss
another person's treatment with him-and then the hospital staff
apparently alerted Linehan that Leppink had been making inquiries
about her. This upset Leppink; he believed that the hospital staff had
violated some duty of confidentiality by revealing that he had come to
the hospital asking questions about Linehan.
During this same April 19th visit, Leppink informed
Brundin that Linehan was having an affair with Carlin, a man who lived
in the same household with Leppink and Linehan. (Brundin's notes refer
to this man as “Callin”, but the reference to Carlin is obvious.)
Although Leppink referred to Linehan as his
“fiancée” when he spoke about her to Brundin, it seemed to Brundin
that this was not a good relationship for Leppink, and that this would
not be a happy marriage. Brundin told Leppink his thoughts on this
matter.
One week later, on April 26th, Leppink returned to
Brundin's office, and he was again angry. He told Brundin that Linehan
had left, that he did not know where she was, and that his expensive
computer was missing, along with some rugs and a bronze statue that
Leppink asserted was worth at least $4000. Leppink told Brundin that
he had just removed Linehan as the beneficiary of his life insurance
policy, and now he wanted to remove her as the beneficiary of his will
(the one he had just signed eight days earlier). Acting on Brundin's
advice, Leppink tore up the April 18th will in Brundin's presence-thus
reactivating the earlier will that made Leppink's parents the
beneficiaries of his estate.
The statements and events of Leppink's visit to
Brundin's office on April 26th might appear to indicate that Leppink
had considered Brundin's warning and had decided to take Brundin's
advice and end his engagement to Linehan. But the next day (or perhaps
the day after), Leppink was down in Hope, showing people a photograph
of Linehan and asking if they had seen her. He told people that the
photograph was of his “fiancée”.
Leppink's mother, Betsy Leppink, also testified
about conversations she had with Leppink in April 1996. Mrs. Leppink
testified that she received a telephone call from her son toward the
end of April. Leppink told her that he was calling from Girdwood, and
that he was on his way to Hope. He added, “Mom, you know [that] often
I can't find Mechele. She's missing again, and I want to find her; I
need to find her. And I have learned that she's in Hope.”
Leppink's mother tried to talk him out of it. She
said, “Kent, have you even been in Hope? ․ [I]t's [just] a little ․
village. There's just nothing there. Where would she be in Hope?”
Leppink replied that Linehan was “in a cabin”, and when his mother
continued to protest, he added, “Well, I have reason to believe that's
where she is, and that's where I'm going.”
Later in the same conversation, Leppink mentioned
that he had received his “first wedding gift”: a million-dollar
insurance policy on his life, purchased by Linehan's grandfather.
Leppink's mother testified that she was “shocked” at this news:
Mrs. Leppink: I said, “What are you saying?” And he
repeated [what he had said], and I said, “Kent, that's sick, that's
absolutely sick. I've never heard of such a thing in all my life.” And
I said, “And now you're going to Hope-[but] she can't be in Hope;
there's nothing there but a little fishing village.” And I was afraid
for him, and I told him that. I said, “Don't go; don't go alone; and
just get out of there.”
As we explained a few paragraphs earlier, Leppink
disregarded his mother's warnings and proceeded to Hope, where he
asked about Linehan and showed her photograph to people. That was the
weekend of April 27th-28th. Mrs. Leppink spoke to her son after he
returned to Anchorage. She asked him if he had found Linehan, and he
told her that he had not. But then he added, “John Carlin knows where
she goes, and he won't tell me.”
Then, on the morning of April 30th (which was
either the day of Leppink's death, or the day before it), Leppink
called his brother Craig in Michigan, and they spoke for about an hour
and a half. In this conversation, Leppink expressed concern that he
could not find Linehan; he told his brother that “he hadn't seen her
in a week, [and he] didn't know where she was.” Leppink also told his
brother that Linehan had taken his laptop computer and bronze statue.
Leppink's brother told him that there were “other
fish in the ocean”-in other words, that if Leppink's relationship with
Linehan was not working out the way he wanted, there were other women.
But according to his brother's testimony, Leppink “was very adamant”
about not wanting any other woman. He told his brother, “No, I really
love [Linehan]; I really love this lady.” Leppink's brother testified
that Leppink was “goofy” about Linehan-that he was “like a love-struck
puppy”.
There was yet additional testimony suggesting that
Leppink was aware of Linehan's relationships with the other men and
that, despite this knowledge, he remained caught up in his
relationship with her.
When the troopers searched Leppink's vehicle
following his death, they found one of Scott Hilke's business cards
and a reservation in Hilke's name at a hotel in Natchez, Mississippi.
And during Hilke's testimony, he described an incident that occurred
while he and Linehan were spending time together in Metairie,
Louisiana (outside of New Orleans): Leppink showed up in Metairie
unexpectedly-and he even served coffee to Hilke and Linehan when they
were in bed together.
None of the foregoing testimony was disputed by
Linehan's attorneys at the trial. In other words, there was no genuine
dispute concerning Leppink's infatuation with Linehan, or the
conflicted nature of Leppink's feelings toward Linehan, or the actions
that Leppink took which were motivated in whole or in part by those
feelings.
We further note that when the prosecutor delivered
his summation to the jury, he never asserted (either in his opening
summation or his rebuttal) that the contents of Leppink's letter
proved anything about Leppink's actions or about Leppink's state of
mind. In fact, the prosecutor did not even mention Leppink's letter,
or any statement contained in that letter, in this context. (The
prosecutor did mention Leppink's letter in another context, which we
explain later in this opinion.)
For these reasons, we conclude that it was error
for the trial judge to allow the prosecutor to present evidence of the
first accusatory statement in Leppink's letter to his
parents-Leppink's assertion that, if he died under suspicious
circumstances, Linehan, Carlin, and/or Hilke would probably be the
ones responsible for his death.
(b) The admissibility of Leppink's assertion
that Linehan had a “split personality ”
The error with respect to the first accusatory
statement in the letter was compounded by the trial judge's decision
to allow the prosecutor to present evidence of the second accusatory
statement in Leppink's letter-Leppink's assertion that Linehan had a
“split personality”.
The admissibility of this statement was not
litigated at the same time as the first. Rather, the defense raised
this issue during the fourth week of trial (on Monday, October 8,
2007), when the State called Leppink's mother to the stand and
proposed to have her read the text of Leppink's letter into the
record.
At this point, the trial judge had already ruled
that Leppink's first accusatory statement could be presented to the
jury, but the defense asked the trial judge to redact Leppink's
comment in the letter about Linehan having a split personality. The
trial judge denied the defense attorney's request. Here is the text of
the judge's ruling:
The Court: I don't take [the “split personality”]
statement as some kind of medical or clinical diagnosis of Ms. Linehan
that Mr. Leppink was making-even [if it] were being offered for the
truth [of the matter asserted], which it's not.
[Mr. Leppink's assertion that Ms. Linehan has a
split personality] strikes me as the kind of comment that people in
relationships often make about one another. And certainly Mr. Leppink
had enough of a relationship [with Ms. Linehan] to have observations
about Ms. Linehan, and he shared them in this letter․
In the context of [the letter], I don't find [this
assertion to be] unduly prejudicial to Ms. Linehan at all. And it sort
of sets in context [Mr. Leppink's] own kind of split reaction to her:
on the one hand, accusing her of being involved in his death, [and] on
the other hand, expressing his undying affection toward her and asking
[his] parents to continue to visit her, even if she goes to
jail-matters that I thought were relevant to his own state of mind. So
the objection ․ to [the “split personality”] statement is overruled.
This ruling suffers from the same flaw as the trial
judge's earlier ruling regarding the first accusatory statement. It
may be true that Leppink's assertion that Linehan had a split
personality revealed something about Leppink's state of mind. But this
assertion revealed nothing about any issue that was disputed at trial.
Moreover, the trial judge was wrong when he
concluded that this “split personality” assertion posed no danger of
unfair prejudice to Linehan. Viewed in the context of the other
assertions that Leppink made in this letter, Leppink's assertion that
Linehan had a split personality posed a clear danger of unfair
prejudice.
Leppink was obviously asserting that Linehan had
two distinct and contradictory sides to her personality. In his
letter, Leppink described one side of Linehan's personality as
“beautiful”, and he declared that this was “the part [he] fell in love
with”. Leppink did not expressly characterize the second side of
Linehan's personality. But given the context of the other assertions
that Leppink made in his letter, Leppink's clear implication was that
the other side of Linehan's personality was conniving and homicidal.
This is not “the kind of comment that people in
relationships often make about one another”. It is an assertion of
Linehan's fundamental immorality or duplicity, and it significantly
enhances Leppink's accusation of murder. Moreover, Leppink's assertion
about Linehan's purported split personality constituted an implicit
warning to the jurors not to give any credence to the exculpatory
explanations that Linehan or her attorneys might offer to the murder
charge.
For these reasons, we conclude that it was error
for the trial judge to allow the prosecutor to present evidence of
this second accusatory statement in Leppink's letter to his parents.
(c) Whether these errors require reversal of
Linehan's murder conviction
The State argues that any error in the trial
judge's rulings was harmless because there was an independent basis
for admitting Leppink's first accusatory assertion (Leppink's
statement that, if he died under suspicious circumstances, Linehan,
Carlin, and/or Hilke were probably responsible).
(The State fails to offer any alternative
justification for the trial judge's decision to admit Leppink's second
accusatory assertion-the “split personality” statement.)
According to the State, Leppink's first accusatory
statement was admissible to explain Linehan's state of mind-more
specifically, to explain her apparent willingness to cooperate during
her May 5th interview with the state troopers.
To establish that the accusatory out-of-court
statement was probative on this point, the State relies on the
testimony of Leppink's brother, Lane Leppink.
Lane Leppink (who lived in Michigan) testified that
he learned of his brother's death on May 4, 1996. Because he knew that
Linehan was his brother's fiancée, Leppink called Linehan to make sure
that she knew about his brother's death. According to Lane Leppink's
testimony, he spoke to Linehan by telephone that day (May 4th), as
well as several more times during the following days.
In his testimony about his May 4th conversation
with Linehan, Lane Leppink was asked if he “indicate[d] to her that
she should be careful because [his] parents would blame her”. His
answer was, “Conversation like that did get spoken, yeah.” However, it
is apparent from Lane Leppink's testimony that his May 4th comment to
Linehan (about his parents blaming Linehan for the death) was not
based on the accusatory statement contained in his brother's
letter-because Leppink repeatedly stated that he did not learn about
his brother's letter until the next day, May 5th.
Lane Leppink did testify that, after he learned
about his brother's letter, he had further conversations with Linehan
in which he mentioned his brother's accusation. But neither the
defense attorney nor the prosecutor asked Leppink to clarify exactly
when he told Linehan about this accusation.
At the end of the trial, when the parties made
their arguments to the jury, the prosecutor did not once mention
Leppink's letter during his opening summation. The prosecutor made one
mention of the letter during his rebuttal summation, in the context of
trying to explain why Linehan was apparently so forthcoming with
information when she was interviewed by the state troopers on May 5th.
Here is the prosecutor's argument:
Prosecutor: Now, [about] the [defense attorney's]
reference to [Linehan] volunteering information about the life
insurance, and volunteering information about the Hope note [during
her May 5th interview with the troopers]: There is no reference by her
to either one of those things, the Hope note or the life insurance,
until her interview on May the 5th.
You'll recall that on May the 4th she's had
extensive conversations with Lane Leppink. And Lane Leppink has
learned about the package that [his brother] Kent sent home, [the
letter that was] in it, and what the allegations are. So by the time
[Linehan] is interviewed on May the 5th, she knows very well that the
police know about life insurance, and that everybody knows he was down
in Hope when he was killed. And [the troopers] haven't [yet] found the
Hope note, remember․ So this woman is not without brains. This is an
intelligent ․ woman who ․ knows exactly when she should admit, and
when she should not admit.
The prosecutor's argument rests on two major
misstatements of the evidence.
First, as we have just explained, the testimony
does not support the prosecutor's assertion that Lane Leppink informed
Linehan on May 4th about the accusation contained in his brother's
letter. In fact, the testimony contradicts the prosecutor's assertion.
Lane Leppink testified that he himself was not aware of the letter and
its accusation until May 5th.
(As we noted earlier, Lane Leppink did testify
that, after he learned of his brother's letter on May 5th, he informed
Linehan about the letter in a later conversation. But neither attorney
asked Leppink to specify the date or time of that later conversation
.)
Second, the troopers had found the Hope note by the
time they interviewed Linehan on May 5th. According to the testimony
of Trooper David Tullis, the troopers found the note in the glove
compartment of Kent Leppink's car when they searched the car on May
4th.
We note, moreover, that the prosecutor's argument
runs contrary to the various cautionary instructions that the trial
judge gave to the jurors about the contents of Kent Leppink's letter.
Both during the presentation of the evidence and at the end of the
trial (following the summations of the parties), the trial judge
instructed the jurors that they could use the assertions in Leppink's
letter for only one purpose: these assertions could be considered only
to the extent that they revealed Leppink's state of mind. Here, for
example, is the instruction that the jurors received at the very end
of the trial:
The Court: Evidence of a letter Kent Leppink wrote
to his parents was introduced for the purpose of showing his state of
mind close to the time of his death. You have previously been
instructed that the letter could be considered only for the limited
purpose of deciding Kent Leppink's state of mind. As previously
instructed, you may not consider that evidence for any other purpose.
It may not be considered as proof of whether John Carlin III, Mechele
Linehan, or Scott Hilke did in fact participate in the murder of Kent
Leppink. Do not consider or discuss [this] evidence for any other
purpose. It would [be] improper and unfair for you to do this.
Under the terms of this cautionary instruction, the
jurors were forbidden from considering the assertions in Leppink's
letter for the purpose that the prosecutor argued-that is, for the
purpose of assessing Linehan's state of mind or her strategy when
dealing with the troopers.
In its brief to this Court, the State again argues
that the accusatory statement in Leppink's letter to his parents was
independently admissible to explain why Linehan appeared to be
cooperative with the troopers during the May 5th interview. The State
concedes that Lane Leppink did not know about his brother's letter
when he spoke to Linehan on May 4th. However, the State asserts that
the trial testimony shows that Lane Leppink told Linehan about the
letter on the following day, May 5th.
This is not accurate. The trial testimony shows
that Lane Leppink informed Linehan of the accusation contained in his
brother's letter, and that he might have informed Linehan about this
accusation as early as May 5th. But, as we have already explained,
Leppink's testimony contains no information as to exactly when he
first spoke to Linehan about the letter. And because this question of
fact was never presented to the trial judge, we have no ruling as to
exactly when Lane Leppink first informed Linehan of the accusation
contained in his brother's letter.
On appeal, the appellee (that is, the party seeking
to defend the lower court's decision) is entitled to argue for
affirmance of the trial court's ruling on any ground revealed by the
record.5
However, when the appellee argues that the trial court's ruling should
be upheld on alternative grounds, the appellee's argument must rest on
undisputed facts.6
Here, the State's alternative argument is that the
accusatory statement in Leppink's letter was relevant because
Linehan's knowledge of this accusatory statement helps to explain
Linehan's conduct during her May 5th interview with the state
troopers. This argument hinges on the assertion that Linehan learned
of the accusatory statement in Leppink's letter before she was
interviewed by the troopers on May 5th. Because the State's proposed
alternative ground for affirming the trial judge's ruling rests on a
factual assertion whose truth is not obvious from the record, and
which the trial judge had no occasion to address or resolve, we must
reject the State's argument.
This brings us, then, to the question of whether
the erroneous admission of the two accusatory statements in Leppink's
letter to his parents was so prejudicial to the fairness of Linehan's
trial that we must reverse the jury's verdict.
To answer this question, our first task is to
identify the applicable standard for assessing whether the error
requires reversal.
Linehan asserts that the erroneous admission of the
accusatory statements in Leppink's letter violated her Sixth Amendment
right of confrontation as defined in Crawford v. Washington,7
and thus we must apply the standard that governs cases of
constitutional error: that is, we must reverse her conviction unless
we conclude that the error is harmless beyond a reasonable doubt.8
Given our conclusion that Leppink's out-of-court
accusation was not admissible for any proper purpose, and given the
fact that Leppink obviously intended for his parents to convey his
accusation to the authorities, there is an argument to be made that
Leppink's out-of-court accusation should be deemed “testimonial”
hearsay under Crawford, and that we should therefore reverse Linehan's
conviction if we are not convinced that the error was harmless beyond
a reasonable doubt-that is, if we believe that there is any reasonable
possibility that the error affected the jury's verdict.
However, we conclude that we need not resolve the
question of whether the accusatory statements in Leppink's letter were
testimonial hearsay-because we conclude that the error in admitting
these statements requires reversal of Linehan's conviction even under
the standard that applies to non-constitutional errors. Under this
standard, we must reverse Linehan's conviction unless we are able “to
fairly say that the error did not appreciably affect the jury's
verdict”.9
For the reasons we are about to explain, we conclude it is likely that
the error did appreciably affect the verdict in this case.
Many courts have noted the extremely prejudicial
and inflammatory nature of a victim's accusatory statements “from the
grave”. See, e.g., People v. Coleman, 695 P.2d 189, 198; 211 Cal.Rptr.
102, 111 (Cal.1985); State v. Prudden, 515 A.2d 1260, 1263
(N.J.App.1986); State v. Downey, 502 A.2d 1171, 1178 (N.J.App.1986).
Even in cases where the victim's accusatory statement was found to be
properly admitted to prove or explain the victim's ensuing actions,
appellate courts have acknowledged that this type of evidence is
fraught with inherent dangers, and that it requires rigid limitations
on its admission and its use by the jury. See United States v. Brown,
490 F.2d 758, 766 (D.C.Cir.1973).
When the victim of a murder was involved in a close
relationship with the person accused of the murder, and when the jury
hears evidence that the victim feared or predicted that they would
meet death at the hand of the defendant, it is a natural tendency for
the jury to surmise (in the words of our supreme court in Wyatt ) that
“[if] the victim feared the accused, the accused likely did something
[in the past] or planned to do something [in the future] to justify
the fear.”
In Linehan's case, when the prosecutor delivered
his opening statement, the prosecutor informed the jurors of the
accusation contained in Leppink's letter. Thereafter, the prosecutor
asked several witnesses to confirm that Leppink had accused Linehan
and Carlin of being the ones responsible for his death. We note,
specifically, the testimony of retired state trooper Ron Belden, the
testimony of Leppink's mother, Betsy Leppink, and the testimony of
Leppink's brother, Lane Leppink.
It is true that, in Linehan's case, the trial judge
instructed the jurors that the accusatory statements in Leppink's
letter could be considered only for the purpose of ascertaining
Leppink's state of mind near the time of his death. The prosecutor
likewise reminded the jurors of this limitation. But the repeated
incantation of “state of mind” could not cure the prejudice of this
evidence.
No one ever explained to the jurors how, or why,
Leppink's belief or suspicion that Linehan and Carlin might conspire
to kill him had any bearing on the jury's decision of the case.
Indeed, as we have explained at length in this opinion, Leppink's
accusation had no bearing on the jury's decision of the case-except
for the improper inference that, if Leppink had an intimate
relationship with Linehan, and if he feared her or suspected her of
wanting to kill him, then there must have been some good reason for
his fears or suspicions.
We note that courts of other jurisdictions have
generally rejected the claim that the erroneous admission of this type
of evidence is harmless. See, e.g., Clark v. United States, 412 A.2d
21, 30 (D.C.App.1980); State v. Ulvinen, 313 N.W.2d 425, 427-28
(Minn.1981); People v. Lew, 441 P.2d 942, 945-46; 69 Cal.Rptr. 102,
105-06 (Cal.1968); People v. Hamilton, 362 P.2d 473, 481; 13 Cal.Rptr.
649, 657 (Cal.1961);10
People v. Coleman, 451 N.E.2d 973, 977 (Ill.App.1983).
In Shepard v. United States, 290 U.S. 96, 54 S.Ct.
22, 78 L.Ed. 196 (1933), the Supreme Court reversed the defendant's
conviction for the murder of his wife because the trial judge
permitted the prosecutor to introduce a statement made by the wife
three weeks prior to her death, in which she accused the defendant of
poisoning her. The Supreme Court rejected the government's various
theories as to why this evidence was properly admissible, although the
Court conceded that the wife's statement might have been relevant to
negate any suggestion that she had purposely committed suicide.11
In spite of this possible relevance, the Court held
that the admission of the wife's out-of-court accusation was
prejudicial error. The Court stated:
It will not do to say that the jury might accept
the [wife's] declarations for any light that they cast upon the
[wife's will to live], and reject them to the extent that they charged
[her] death to [someone] else. Discrimination so subtle is a feat
beyond the compass of ordinary minds. The reverberating clang of those
accusatory words would drown all weaker sounds.
Shepard, 290 U.S. at 104-06, 54 S.Ct. at 25-26.
Likewise, in State v. Prudden, the New Jersey
appellate court rejected the argument that the trial judge's limiting
instruction was sufficient to prevent the jurors from improperly using
the victim's out-of-court accusation as proof of the defendant's
likely conduct: “[W]e are convinced that even had more precise
limiting instructions been given, they would have been to no avail.
The reverberating clang of the accusatory words contained in the
[victim's] letter ‘would drown all weaker sounds'.” Prudden, 515 A.2d
at 1263 (quoting Shepard, 290 U.S. at 104, 54 S.Ct. at 25).
Or, as the California Supreme Court stated in
People v. Coleman,
Although the trial court ruled [that] the letters'
contents [were] admissible only for the limited purposes of impeaching
[the] defendant's credibility and to explain and challenge the basis
for the opinions of the psychiatric experts, and [although the trial
court] carefully instructed the jury on these limited proper uses for
the letters, we agree with [the] defendant that these instructions did
not-and could not-adequately insure that the letters would not be
considered as proof of the truth of the hearsay accusations they
contained.
․
How could the jury possibly disentangle the charges
in [those] letter[s] and treat the letter[s] only as evidence of state
of mind, and forget about the substance of the charges?
In the present case, we likewise find that the
trial judge's limiting instructions were ineffective to cure the
prejudice of the erroneously admitted evidence. The jury heard several
witnesses testify that, shortly before Leppink was killed, he wrote a
letter accusing Linehan of complicity in his murder-essentially, an
accusation from the grave. Moreover, the State's evidence was not
limited to witnesses' characterizations of the letter. During the
prosecutor's direct examination of Leppink's mother, Betsy Leppink,
the prosecutor and Mrs. Leppink read the text of the letter aloud to
the jury.
As we have already noted, neither the prosecutor
nor the trial judge ever offered the jury any explanation as to how or
why the state of mind revealed by the two accusations in Leppink's
letter (Leppink's assertions that Linehan and Carlin might murder him,
and that Linehan had a “split personality”) made any difference to any
aspect of the jury's decision in this case. This being so, it is
almost inevitable that the jurors would view Leppink's assertions as
at least circumstantial proof of the matters asserted. In other words,
the jurors would suspect that Leppink probably knew what he was
talking about-and that, if Leppink believed that Linehan had a “split
personality” and was capable of plotting to murder him, there was
probably some good basis for those beliefs.
The unfair prejudice of this type of evidence is
most acute in a prosecution like this one, where the State's case is
based almost entirely on circumstantial evidence. The State's ability
to secure a guilty verdict hinged on convincing the jury to view a
large number of ambiguous facts in the light most favorable to
Linehan's guilt. In this situation, the evidence of Leppink's
posthumous accusations may well have been the weight that tipped the
jury's decision.
As we explained earlier, we must reverse Linehan's
conviction unless we are able “to fairly say that the error did not
appreciably affect the jury's verdict”. Here, we believe there is a
substantial possibility that the error did affect the verdict.
Accordingly, we reverse Linehan's conviction.
Although we have concluded that Linehan's
conviction must be reversed because of the improper admission of the
accusatory statements contained in Leppink's letter, we will also
address the other two evidentiary rulings that Linehan challenges in
this appeal, to provide guidance to the superior court in the event
that Linehan is retried.
Why we conclude that it was error for the superior
court to let the State introduce testimony that Linehan admired and
wished to emulate the protagonist of the movie, “The Last Seduction ”
Linehan challenges the trial judge's decision to
allow the prosecutor to introduce evidence that Linehan admired and
wished to emulate the homicidal protagonist of the movie, “The Last
Seduction”. In order to explain our analysis of this question, we must
first describe the trial evidence concerning Leppink's life insurance.
In mid-1995, and again in early 1996, Linehan told
Leppink that she would marry him. In February 1996, Linehan and
Leppink visited an insurance agent and applied for insurance policies
on their lives. Initially, they wished to purchase $1,000,000
insurance on each of their lives, but the insurance company would only
insure Linehan's life for $150,000. On April 1, 1996, after the
underwriting was complete and the company had agreed to issue the
policies, Linehan paid the premium for both policies. Leppink was the
sole beneficiary of Linehan's policy (i.e., he would receive a death
benefit of $150,000), and Linehan was an 80-percent beneficiary of
Leppink's policy (i.e., she would receive a death benefit of
$800,000). (The remaining 20 percent was to go to Leppink's parents.)
During the month of April, Leppink returned to the
insurance agent several times to change the beneficiary designation on
his policy. On April 22nd, Leppink removed Linehan as a beneficiary
and instead designated his parents as the sole beneficiaries. The next
day, April 23rd, Leppink removed his parents as beneficiaries and made
Linehan the sole beneficiary. On that same day, Leppink asked the
insurance agent about canceling the policy and getting his money back.
Then, three days later (April 26th), Leppink again
removed Linehan as a beneficiary and designated his father, his
mother, and his brother Ransom as the three beneficiaries. This was
the status of the policy when Leppink died a few days later.
(a) A description of the challenged evidence and
of the trial judge's rulings on this evidence
It was the State's theory that Linehan conspired to
have Leppink murdered so that she could collect the life insurance. To
support this theory, the prosecutor asked the trial judge for
permission to present the testimony of Lora Aspiotis, a woman who was
Linehan's friend from 1994 through February 1996.
The prosecutor told the trial judge that Aspiotis
would testify that, in late 1995 or early 1996, she and Linehan
watched the movie “The Last Seduction” together. According to the
prosecutor, Aspiotis would testify that Linehan declared that “the
protagonist [of this movie] was her heroine”, and that she “wanted to
be just like her”. The prosecutor argued that Aspiotis's testimony on
this point was probative of Linehan's guilt because the protagonist of
“The Last Seduction” was “very manipulative”, and because the movie
told the story of a woman who “[set] up a husband to be murdered by
getting involved with another man who is manipulated into believing
[that] the circumstances are not what they [really] are”.
When the defense attorney objected to this proposed
evidence, arguing that it was prohibited evidence of Linehan's bad
character, the trial judge was openly skeptical of the defense
attorney's assertion. The judge repeatedly challenged the defense
attorney to explain how a person's act of watching a movie, or even a
person's act of declaring that they identified with an evil character
in a movie, qualified as a “bad act” under Evidence Rule 404. The
trial judge also challenged the defense attorney to identify how the
proposed evidence would create a risk of unfair prejudice, or how the
proposed evidence would have any tendency to lead the jurors to decide
Linehan's case on an improper basis.
The trial judge ultimately ruled that the
prosecutor would be allowed to present Aspiotis's proposed testimony:
The Court: I don't think the remark by Ms. Linehan
that ․ “she's my heroine” is an act as contemplated by [Evidence Rule]
404(b). I think that [it is] an admission, and its admissibility under
that analysis would be governed by Evidence Rule 403-[in other words,]
is ․ that admission more prejudicial [than probative].
I find that its probative value is important to the
jury. It is a statement that [tends] to reflect a certain intent and
identification with the particular lead actress in that plot, or the
person in that movie. There are some similarities between that movie
and what happened here. And, in my view, given the State's theory that
this was part of a plan that unfolded over months, her state of mind
months before, and her identification with this particular person as
her heroine, is a relevant consideration for the jury․ It is [her]
admission of identification with the ․ perpetrator [of the murder] in
the movie.
․
[S]ince the defendant has urged a [Rule] 404(b)
analysis with respect to Ms. Aspiotis's testimony about the movie, I
think I do need to address [that issue]. I think, in the context of
this case, if [Ms. Linehan's reaction to the movie] was determined to
be an “act” for [purposes of Rule 404], ․ [then] it is evidence that
goes to intent, preparation, and plan.
Where I differ with [defense counsel] about the
analysis of those particular factors is that I think they're really
case-specific, and there does not necessarily have to be an extremely
close proximity in terms of time, or extremely close identity in terms
of acts, for the evidence to be necessarily admissible. I think you
need to look at it in the context of the particular cases and the
claims asserted by the State in its theory of the prosecution. And
here the claim is one of a plan that appeared to evolve over months. I
see a sufficient nexus between the plot line of this particular movie,
where a lover is used as a vehicle to kill a husband, to establish
[this] defendant's intent, preparation, and plan over months in
engaging Mr. Carlin ․ to commit this particular homicide.
So ․ I do find that the evidence, if considered as
an “act”, is ․ admissible for the purposes of establishing intent,
preparation, or plan. [Under] the same analysis I [explained] earlier,
I find that its probative value outweighs its prejudicial effect on
the jury. And I will permit Ms. Aspiotis to testify to her
understanding of the content of the movie and Ms. Linehan's admission
about it.
Following this ruling, the prosecutor called
Aspiotis to the stand. Aspiotis testified that she was friends with
Linehan from 1994 until February 1996, when they ended their
friendship. During the time they were friends, Aspiotis would often
watch movies with Linehan at John Carlin's house in south Anchorage.
Aspiotis then told the jury about “The Last Seduction”:
Ms. Aspiotis: [There was one movie, “The Last
Seduction”,] about a woman who's married to a doctor, and she had
talked him into doing [an illegal] drug deal, selling pharmaceutical
cocaine, and he got $700,000 [from selling the cocaine]․ [Later,]
while he was in the shower, she stole the money, [and she] took off
and went to a small town where a young man lived that she met at a
bar. And she could tell right away that he was very naive, ․ just [a]
pretty innocent guy. And eventually she talked him into trying to
murder her husband for the insurance.
Prosecutor: And how did [the movie] end?
Ms. Aspiotis: [The naive young man] ended up in
prison, and she went free with all the money.
Prosecutor: ․ What was [Linehan's] reaction to that
movie?
Ms. Aspiotis: She told me that [this woman] was her
heroine, and that she wanted to be ․ just like her․ She was talking
about the character [in] the movie[.]
Later in the trial, the prosecutor asked the trial
judge to allow the State to hold a screening of the entire movie for
the jurors. The prosecutor told the trial judge that the State's case
against Linehan hinged on having the jury adopt a particular view of a
web of circumstantial evidence, and that the strength of the State's
case would be significantly enhanced “if the State comes in with
[evidence of] a plan, with [evidence of] a motive that [Linehan] has
[expressly] adopted”. That evidence, the prosecutor asserted, was
Linehan's statement to Aspiotis about the main character in “The Last
Seduction”-her statement, “That's my heroine. I would like to be just
like her.” The prosecutor argued that the jury should be allowed to
see the entire movie, to give the State “actual evidence to back [its
theory] up-a piece of evidence that shows the plan that fits all of
what's going on[.]”
The prosecutor conceded that the evidence might be
“inflammatory”-but he argued that Linehan should not be heard to
object on this ground:
Prosecutor: If [this evidence] is inflammatory,
[Ms. Linehan] has adopted that inflammatory nature, whatever may be in
there. She has looked at this character, and she has said, “I want to
be like that person”-who is pretty bad-and “I want to do something
like that person has done”-which is pretty bad. And then she has
carried it out in this case. So, yeah, in that respect, [the evidence
is inflammatory]. But she's the one that looked at [the movie]; she's
the one that adopted it․ She said, “That's what I want to be like, and
that's what I want to do.” And to the extent that ․ you could call
that inflammatory, that's what she said; that's what she adopted.
But, by now, the trial judge had taken the time to
watch “The Last Seduction” for himself, and he was having second
thoughts about the admissibility of this evidence. The judge described
the plot of the movie in some detail on the record. He conceded that
there were some similarities between the plot of the movie and the
State's theory of Linehan's case, but he noted that “there are a lot
of differences”. (The judge then described many of these differences.)
The trial judge also stated that he now agreed with
the defense attorneys that the State had failed to establish any
temporal proximity between Linehan's statements about the movie and
the occurrence of Leppink's murder. The judge explained that, when he
ruled on the admissibility of Aspiotis's testimony, he was under the
impression that the watching of the movie, and Linehan's statements
about the movie, had taken place in February 1996 (i.e., about two
months before the murder). But when Aspiotis testified, she could not
remember when these events had occurred-thus diminishing the probative
value of the evidence.
The trial judge concluded:
The Court: [A]lthough there is some similarity in
the theme [of the movie], the theme of manipulation, there are too
many differences between the facts [of] this case, as I've heard them
and as alleged [by the State], and the [plot of the] movie-differences
that, when I read the case law on admitting these movies, would seem
to be significant. We don't have a situation here of repeated viewings
[by the defendant], or [of] stark similarities between scenes in the
movie and the crime in question. There are significant difference[s]
here[.]
․
[This evidence] seems to me to have a tendency to
let jurors convict [Ms. Linehan] because of her identification with a
character in the movie who committed other murders and a large theft,
rather than on the basis of the evidence in this case.
Based on these conclusions, the trial judge not
only denied the State's request to screen the movie for the jurors,
but the judge also barred the State from introducing any more
testimony describing the plot of the movie:
The Court: Ms. Aspiotis ․ described the plot line
in a sufficiently accurate sense that [the testimony] ought to be left
at that. And I think this piece of evidence has to stand [or] fall on
its own legs, as it is․
(b) Why we conclude that the admission of this
testimony was error
The trial judge's initial ruling on this issue was
flawed by the mistaken dichotomy that the trial judge drew between (1)
admissions of a party opponent and (2) evidence of bad character.
The fact that a particular out-of-court statement
was made by a party-opponent means that evidence of the statement is
admissible despite the normal bar on hearsay evidence. See Evidence
Rule 801(d)(2). However, it is a completely separate question whether
this out-of-court statement is barred by the rules that govern the
admissibility of evidence of a person's character. See Evidence Rules
404 and 405.
For example, the defendant in a robbery case might
remark to a police officer that he habitually cheats at cards. If the
prosecution wished to introduce this statement at the defendant's
trial by calling the officer who heard the defendant make the
statement, there would be no hearsay objection to the proposed
testimony-because the officer heard the defendant utter the
out-of-court statement, and because the out-of-court statement is an
admission of a party opponent. But the defendant might well have an
objection to this evidence under Evidence Rule 404(a), because the
proposed evidence appears to have no relevance to the robbery charge
except to prove the defendant's bad character.
In the present case, the State proposed to
introduce evidence (1) that Linehan had expressed admiration for the
scheming, treacherous, murderous villain in “The Last Seduction”, and
(2) that Linehan had declared that she wanted to be “just like” this
villain.
Linehan had no hearsay objection to this proposed
evidence. It was her own statement, it was being introduced through
the testimony of a witness who personally heard her make the
statement, and the evidence was being offered by her opponent in the
litigation (the State). But this evidence clearly raised concerns
under Evidence Rule 404, because it tended to prove Linehan's bad
character and it was apparently being offered to show that Linehan
acted true to character. Thus, the trial judge committed error when he
initially failed to analyze the proposed evidence as character
evidence under Evidence Rule 404.
When this issue was litigated, the trial judge
repeatedly asked the defense attorney how the act of watching a movie,
or even a statement of admiration for a villainous character in a
movie, could qualify as a “bad act” for purposes of Evidence Rule
404(b). It is true that courts and attorneys often use a shorthand
when they speak about Evidence Rule 404(b): they refer to the rule as
governing evidence of “bad acts”. But Rule 404(b) is not limited to
evidence of conduct that qualifies as a crime or conduct that would
generally be regarded as immoral. Rather, it applies to evidence of
any conduct that tends to prove a person's bad character.
By its very language, Rule 404(b) applies to all
evidence of “other crimes, wrongs, or acts ”. And as the Commentary to
Alaska Evidence Rule 404(b) explains, this rule is merely “a
specialized ․ application of the general rule [stated in Evidence Rule
404(a) ] excluding circumstantial use of character evidence.”
Evidence Rule 404(a) declares that evidence of a
person's character is normally not admissible when it is offered as
circumstantial evidence that the person acted in conformity with their
character on a particular occasion. And even when evidence of a
person's character is admissible under one of the exceptions to this
general rule, Evidence Rule 405 declares that, in most instances, the
person's character must be established by reputation or opinion
evidence, and not by evidence of specific instances of the person's
behavior.
Alaska Evidence Rule 404(b)(1) is essentially an
amalgam of these two concepts. Rule 404(b)(1) declares that evidence
of a specific instance of a person's behavior is not admissible when
the sole purpose of this evidence is to prove the person's character
so that the person's character can then be used as circumstantial
evidence that the person acted in conformity with their character on
another occasion. This is a restatement of the principles codified in
Rule 404(a) and 405. Indeed, as Professors Saltzburg, Martin, and
Capra note in their treatise on the Federal Rules of Evidence, “The
first sentence of Rule 404(b)[ (1) ] ․ is probably unnecessary in
light of [the general rule stated in] Rule 404(a).”13
Given the purpose of Evidence Rule 404(b), it is
evident that the rule applies not just to acts that are intrinsically
“bad”, but rather to any and all conduct that is offered as a specific
manifestation of a person's character.14
Thus, Rule 404(b)(1) would apply to evidence that a defendant has
expressed admiration for, or a desire to emulate, a notorious
villain-if that evidence was being offered to prove the defendant's
character, so that the defendant's character could be used as
circumstantial evidence of the defendant's behavior on another
occasion.
On the other hand, neither Evidence Rule 404(a) nor
Evidence Rule 404(b) bars evidence simply because the evidence tends
to demonstrate a person's bad character. These two rules bar the
evidence only if the purpose of the evidence is to prove,
circumstantially, that the person acted true to character on the
particular occasion being litigated. If the evidence is legitimately
being offered for a different purpose, then Rules 404(a) and 404(b) do
not bar the evidence.
When litigation occurs under Evidence Rule
404(b)(1), the dispute most often arises because the proponent of the
evidence asserts that they are not offering the evidence for the
prohibited purpose of establishing character, but instead for some
other case-specific, non-character purpose (such as the ones listed in
the second sentence of the rule). The trial judge must then decide
whether the proposed evidence truly has a case-specific, non-character
relevance, or whether the “evidence has no genuine purpose other than
to show the defendant's character and the consequent likelihood that
the defendant acted in conformity with that character during the
episode being litigated”. Smithart v. State, 946 P.2d 1264, 1270-71
(Alaska App.1997).15
In the present case, the State proposed to
introduce evidence that Linehan had expressed admiration for, and a
desire to emulate, the main character in “The Last Seduction”-a woman
who manipulated men and who was a treacherous murderer. If the primary
relevance of the proposed evidence rested on the assertion that people
who admire murderous villains can be expected to act like those
villains if given the opportunity, then the evidence should have been
excluded under Evidence Rules 404(a)-(b). On the other hand, if the
proposed evidence had a significant, case-specific relevance other
than using Linehan's purported character as circumstantial evidence of
her actions, then the evidence would not be barred by Rules
404(a)-(b), and the trial judge would then be obliged to weigh the
probative value of the evidence against its potential for unfair
prejudice under Evidence Rule 403.
The parties have alerted us to several court
decisions dealing with the question of whether evidence of a
defendant's admiration for the protagonist of a movie, or the
defendant's obsession with a movie, should be admissible when the
defendant is prosecuted for committing a crime similar to the criminal
acts portrayed in the movie.
Conceivably, a defendant's admiration for the
protagonist of a movie might be probative of the defendant's plan or
intent to commit acts similar to those committed by the protagonist.
But many law-abiding people are drawn to characters in literature or
in the cinema who are villainous or roguish-even though they would not
dream of engaging in the same crimes or misdeeds. Moreover, even if a
defendant's statement of admiration for a villain really did manifest
the defendant's true character, evidence of the defendant's statement
would be barred by Evidence Rules 404(a) and 404(b)(1) if the evidence
had no genuine purpose other than to establish, circumstantially, that
the defendant probably acted true to character on some occasion.
For these reasons, courts require the government to
show a particularly close nexus between the protagonist or the plot of
a movie and the defendant's charged criminal acts before this type of
evidence will be admitted.
Thus, in Oree v. State, 630 S.E.2d 390, 393-94
(Ga.2006), the court found that the evidence was admissible because
the defendant watched the movie on the night of the homicide and had
watched it several times before, and because certain details of the
murder mirrored the actions of the murderous character in the movie.
In Rushin v. State, 502 S.E.2d 454, 456 (Ga.1998), the defendant owned
a video of the movie and watched it repeatedly, and (again) there were
certain distinctive details of the murder that mirrored the murder
portrayed in the film. In Beasley v. State, 502 S.E.2d 235, 238
(Ga.1998), the defendant watched the movie twenty times. And in Jones
v. State, 780 N.E.2d 373, 377-78 (Ind.2002), the defendant rented the
movie just a week before the murder, and several significant details
of the homicide (the murderer's use of a knife, his infliction of
numerous stab wounds to the victim's back, and his act of washing the
knife in the victim's kitchen sink after the attack) mirrored the
details of the murder portrayed in the movie.
In the present case, the trial judge made two
rulings on this issue. In the first of these rulings, the judge
concluded that evidence of Linehan's admiration for the protagonist of
“The Last Seduction” was admissible for the purpose of establishing
her intent, preparation, or plan. In other words, the judge found that
this evidence tended to show that Linehan conspired with Carlin, or
that she manipulated Carlin, to accomplish the murder.
But after the trial judge heard Aspiotis's
testimony, and after the judge had a chance to personally view the
movie and to review the cases in this area, the judge essentially
changed his mind. In his second ruling (made in response to the
State's request to play the entire movie for the jury), the judge
declared that “there [were] too many differences between the facts
[of] this case ․ and the [plot of the] movie”. The judge pointed out
that “[w]e don't have a situation here of repeated viewings [by the
defendant], or [of] stark similarities between scenes in the movie and
the crime in question. [Instead, t]here are significant difference[s]
here[.]”
Given the absence of a close nexus between the
movie and the actual crime, the trial judge concluded that the primary
effect of the evidence would be to prompt the jurors “[to] convict
[Ms. Linehan] because of her identification with a character in the
movie who committed other murders and a large theft, rather than on
the basis of the evidence in this case.”
This ruling, of course, gave rise to another
significant issue: what to do about the testimony that Aspiotis had
already given? As we explained previously, the trial judge decided to
let Aspiotis's testimony stand, but to curtail the State from
introducing any other evidence about the movie:
The Court: Ms. Aspiotis ․ described the plot line
in a sufficiently accurate sense that [the testimony] ought to be left
at that. And I think this piece of evidence has to stand [or] fall on
its own legs, as it is․
The problem with this approach is that Aspiotis's
description of the plot of “The Last Seduction” was not “sufficiently
accurate”. Instead, it was misleading. Aspiotis described the actions
of the movie's protagonist this way:
[S]he met [a young guy] at a bar. And she could
tell right away that he was very naive, ․ just [a] pretty innocent
guy. And eventually she talked him into trying to murder her husband
for the insurance.
This description makes the plot of the movie sound
like the State's view of Linehan's case-a murder that was plotted to
obtain life insurance benefits. This is a misleading portrayal of the
movie. The protagonist of “The Last Seduction” did manipulate a young
man to kill her husband, but she did not do so with the intention of
collecting life insurance benefits. Rather, she plotted her husband's
murder so that her husband would not be able to pursue her and
retrieve the $700,000 that she had stolen from him.
In other words, evidence of Linehan's statements
about this movie should not have been admitted in the first place-and
the jury heard an account of the movie that was misleadingly favorable
to the State's case. These errors should not be repeated at any
retrial.
Why we conclude that the trial judge did not abuse
his discretion when he allowed the prosecutor to elicit testimony that
Linehan met the men involved in this case through her work as an
“exotic dancer ”
Before Linehan's trial began, the parties litigated
the question of whether the State should be allowed to introduce
testimony that Linehan worked as an exotic dancer.
The prosecutor argued that Linehan's work as an
exotic dancer was relevant because that was how she became acquainted
with Leppink, Carlin, and Hilke. The prosecutor asserted that
Linehan's employment as an exotic dancer was a fact that “weave[d]
throughout her relationships with [these] men”-that it explained why
the men were “accustomed to ․ giv[ing] money [to her]”, and it also
explained the “certain amount of rivalry that [was] going on ․ between
[the men].”
The prosecutor promised the trial judge the State
“[would] not attempt to use, or attempt to attribute to [Linehan], any
kind of label or any kind of character simply because she was an
exotic dancer”.
The defense attorney argued that it would be
prejudicial to the fairness of the trial to let the State use the
label “exotic dancer”-because everyone understands that this phrase is
a euphemism for “stripper”. The defense attorney further argued that
most people assume that strippers are not just dancing with their
clothes off; rather, “they are involved in other acts that would be
illegal [and] unsavory to most people”. Finally, the defense attorney
contended that, despite the State's protestations, the State did want
to rely on the fact that Linehan worked as an exotic dancer to prove
her character-specifically, to prove that she was skilled at
manipulating men for her own ends.
The trial judge concluded that the State should be
allowed to refer to the fact that Linehan worked as an exotic dancer:
The Court: [W]ith regard to [this] issue ․, I have
the benefit of having heard most of the State's evidence in a prior
trial [i.e., John Carlin's trial]. And ․ some facts ․ are so
inextricably woven into the fabric of [the] case, in terms of
understanding ․ the relationships between people, the possible
motivations of people, that [these facts] become relevant and
important ․ regardless of whether ․ they are directly related to [the]
essential elements of the crime. In this case, ․ understanding how
those people interacted together, how they met, what motivations they
might have had to compete with one another and/or be manipulated by
Ms. Linehan-if that's the State's theory-is all related to ․ Ms.
Linehan's employment.
The jury would have a far better understanding of
the relationships between the various people who were living with Ms.
Linehan at the time, and competing for her affections, by
understanding how they met, [and] the context of how they met her.
[And] putting [a] characterization on her
employment, she was a performer. The fact that she was a performer
enables [the jury] to understand how and why she related to the
various people [in this case], including Mr. Carlin, [and his son],
and Mr. Leppink. And I think that it is one of those things that is
necessary for the jury to have a complete understanding of the
case-and, indeed, how and why the crime may [have] occurred here.
[I]t's the State's theory that Ms. Linehan [was] an aider and abetter,
or manipulated others into committing the crime here. I think [the
jurors will] have a better understanding of how that could have
happened by understanding what her employment was at the time.
This ruling has two components. The trial judge
first concluded that Linehan's employment as an exotic dancer was
relevant to explain her relationships with the various men involved in
this case, and to explain the men's relationships with each other.
Second, the trial judge concluded that Linehan's employment as an
exotic dancer was relevant to explaining her conduct in this case and
her influence over the men. Specifically, the judge concluded that,
because Linehan was a “performer”, this made it more likely that she
manipulated Carlin into committing Leppink's murder.
The first portion of this ruling is the kind of
decision that was properly within the trial judge's discretion.
However, the second portion of the trial judge's ruling poses
difficult questions.
In this second portion of the ruling, the trial
judge found that Linehan's employment was relevant because it
demonstrated that she was likely a skilled manipulator. The judge's
ruling was apparently based on the following rationale: (1) Linehan's
success as an exotic dancer hinged on her skill as a “performer”-her
ability to manipulate men into spending large sums of money by
convincing them that she cared about them, or that they would obtain
some benefit by doing this; and thus (2) Linehan's employment as an
exotic dancer was circumstantial evidence that she could, and would,
manipulate Carlin to murder Leppink.
Under this reasoning, the trial judge was
essentially approving the use of Linehan's profession as character
evidence.
As we explained above, when this matter was
litigated in the superior court, the prosecutor expressly declared
that he would not use the evidence for this purpose-that he would not
“attempt to attribute to [Linehan] ․ any kind of character simply
because she was an exotic dancer”. Moreover, this use of the evidence
is seemingly prohibited by Evidence Rule 404(a).
However, we have reviewed the entire transcript of
Linehan's trial, and the prosecutor never attempted to use evidence of
Linehan's employment as an exotic dancer for the purpose of proving
her character. The prosecutor never argued or suggested that, because
Linehan worked as an exotic dancer, she was more likely to have
manipulated a man into committing a murder for her own ends. Thus, to
the extent that the second portion of the trial judge's ruling may
have been error, that error did not prejudice Linehan.
Conclusion
For the reasons explained here, we conclude that
the judgement of the superior court must be reversed, and that Linehan
is entitled to a new trial.
Shortly before his death, Kent Leppink sent a
letter to his parents. The letter contained a sealed envelope. Leppink
directed his parents to not open the sealed envelope unless something
“fishy” happened to him.
After Leppink died, his parents opened the
envelope. In a note contained in the envelope, Leppink stated that if
he died under suspicious circumstances that “Mechele, John [Carlin] or
Scott [Hilke] were the people, or persons that probably killed me.
Make sure they get burned.” He instructed his parents to “[u]se the
information enclosed to take Mechele down. Make sure she is
prosecuted.” Leppink's accusations that were contained in the note are
the key evidence in question in this appeal.
All of the authority of which we are aware holds
that these “accusations from the grave” are extremely prejudicial. As
Judge Mannheimer states in his majority opinion:
Many courts have noted the extremely prejudicial
and inflammatory nature of a victim's accusatory statements “from the
grave”. See, e.g., People v. Coleman, 695 P.2d 189, 198; 211 Cal.Rptr.
102, 111 (Cal.1985); State v. Prudden, 515 A.2d 1260 (N.J.App.1986);
State v. Downey, 502 A.2d 1171 (N.J.App.1986). Even in cases where the
victim's accusatory statement was found to be properly admitted to
prove or explain the victim's ensuing actions, appellate courts have
acknowledged that this type of evidence is fraught with inherent
dangers, and that it requires rigid limitations on its admission and
its use by the jury. See United States v. Brown, 490 F.2d 758, 766
(D.C.Cir.1973).
(In addition, in State v. Sanchez,1
the court found that admission of this kind of accusation to support
the inference that the victim feared the accused or that the accused
was the perpetrator violates the confrontation clause of the United
States Constitution. The court held that because “the intended
audience [of the note] reasonably included law enforcement and the
circumstances surrounding the note indicate that an objective
declarant reasonably should have anticipated that the State would make
use of the statements at trial ․ [the] note was testimonial ․”).2
Decisions of the Alaska Supreme Court are
consistent with these holdings. In Wyatt v. State,3
the court stated that the fact that a murder victim feared the accused
is inadmissible “if its probative value depends on the impermissible
inference that, because the victim feared the accused, the accused
likely did something or planned to do something to justify the fear.”4
The State does not dispute this authority. The
State concedes that Leppink's accusations that “Mechele, John or Scott
were the people, or persons that probably killed me” would be
inadmissible hearsay if it was offered “to prove the truth of
Leppink's prediction that Linehan would kill him.” The State argues
that the note was admissible “to explain Leppink's actions shortly
before the murder-actions which could only be understood when viewed
in relation to the confusion reflected in Leppink's letter ․”.
As Judge Mannheimer points out in the opinion of
the court, there was, however, no dispute concerning Leppink's deep
infatuation with Linehan and his confused feelings about her, nor was
there any dispute concerning Leppink's actions. The easiest way to
demonstrate this is to discuss the “Hope note.” This was the note that
Linehan participated in writing that lured Leppink to Hope, where he
was murdered.
Linehan conceded that in April of 1996, she had
arranged to take a trip to Sacramento and Lake Tahoe so that she could
be with Scott Hilke, who was then living in California. Linehan was
gone between April 25 and May 2. Before she left, she and Carlin wrote
a note that they placed where Leppink would find it. The note,
purportedly from Carlin, mentioned a cabin which he had worked on for
Linehan in Hope. The letter implied that Linehan would be at the cabin
“this weekend” with another man. At the bottom of the note was a
handwritten message from Linehan indicating “please don't let anyone
know where we are at.”
It is uncontested that the note was a fabrication
and that there was no cabin in Hope. On the weekend of April 27,
Leppink traveled to Hope looking for Linehan. It was during this time
that Leppink changed the beneficiaries on his life insurance three
times, tore up the will that named Linehan as the beneficiary, and
wrote the letter to his parents. The parties do not dispute that
Leppink contacted Carlin to help him find Linehan in Hope, and that
Carlin killed Leppink there.
This evidence, which was uncontested, clearly
demonstrates Leppink's relationship with Linehan. He was infatuated
with her, didn't trust her and had very confused feelings about her,
and would likely respond to the Hope note by trying to find her.
Linehan knew this and wrote the Hope note. Linehan contended that she
wrote the note to divert Leppink so that she could have her romantic
encounter with Hilke. The State contended that Linehan wrote the Hope
note to lure Leppink to Hope so Carlin could kill him. But the
relationship between Leppink and Linehan was clear-he had strong and
conflicted feelings about her and she could easily manipulate him. In
short, there was no reason to admit the accusations that Leppink made
in his letter to his parents to explain that relationship or show his
“actions shortly before the murder.” It is undisputed what Leppink
did, why he did it, and how he felt. The question was Linehan's intent
when she wrote the Hope note.
The State also argues that the accusations that
Leppink made in the note were admissible to explain Linehan's
cooperation with the state troopers during her May 5 interview. The
State contends that the defense argued that Linehan's conduct during
the investigation was consistent with her innocence-that Linehan had
cooperated by volunteering knowledge about the Desert Eagle gun, had
acknowledged her relationship with Leppink, admitted her involvement
in drafting the Hope note, and did not make a claim to the insurance
proceeds or under Leppink's will. The State argued that it needed to
explain Linehan's cooperation by showing that, before she talked to
the troopers, she had been informed about Leppink's letter.
There are several problems with the State's claim
that it needed to introduce the accusation in the letter. First, it is
undisputed that, on May 4, a day before Linehan's interview with the
troopers, she talked to Lane Leppink, Kent Leppink's brother, who told
her that “she should be careful because [his] parents would blame
her.” So Linehan had already been informed that she was a suspect
before she talked to the troopers. Second, as Judge Mannheimer points
out in the opinion of the court, it is unclear when Linehan was
actually informed about the letter-it could well have been after she
talked to the troopers on May 5. Furthermore, the trial court
instructed the jury that Leppink's letter was only admissible to show
Leppink's state of mind and was not admissible for any other purpose.
In conclusion, courts appear to universally
conclude that admission of “accusations from the grave” similar to the
kind admitted in this case are highly prejudicial. The reasons which
the State has advanced for admitting this evidence do not stand up to
analysis. The State's case against Linehan was circumstantial, and the
evidence was subject to different interpretations and was hardly
overwhelming. We accordingly conclude that Linehan's conviction must
be reversed.
FOOTNOTES
1. See the
CourtView docket for State v. Carlin, File No. 3AN-06-10139 Cr.
According to the superior court record, which is available online
at:www.courtrecords.alaska. gov/pa/pa.urd/pamw2000.o_case_sum?98208999
Carlin's trial took place over several weeks in March 2007, and on
April 3rd the jury found Carlin guilty of first-degree
murder.Following his sentencing, Carlin appealed his conviction to
this Court. See Carlin v. State, Court of Appeals File No. A-10155.
However, before briefing of the appeal was completed, Carlin died in
prison. Accordingly, this Court dismissed Carlin's appeal and abated
the prosecution against Carlin ab initio. See “Order” dated December
12, 2008 in File No. A-10155. In other words, this Court set aside
Carlin's conviction because he died before he could obtain appellate
review of that conviction. See Hartwell v. State, 423 P.2d 282, 283-84
(Alaska 1967).
2. Quoting
this Court's decision in Linton v. State, 880 P.2d 123, 130 (Alaska
App.1994), affirmed on rehearing, 901 P.2d 439 (Alaska App.1995).
3. Again,
quoting this Court's decision in Linton, 880 P.2d at 130.
4. During
these same remarks to the trial judge, the prosecutor made one
additional argument as to why Leppink's assertion might be admissible.
The prosecutor argued that Leppink's accusatory assertion was relevant
because it would have affected Linehan's and Carlin's perception of
Leppink, and thus it might have affected Linehan's and Carlin's
alleged decision to murder Leppink:Prosecutor: [Now, if Linehan and
Carlin] don't want [Leppink] around for one reason or another, what
[Leppink's letter] tells them is, “This guy ain't going away.” You
can't simply tell him, “It's over; goodbye.” Somebody with that mind
set is simply not going to go away․ [He] is going to be very difficult
to deal with.But in response, the defense attorney pointed out that
the statements in Leppink's letter could not possibly have affected
Linehan's and Carlin's alleged decision to murder Leppink-because the
contents of the letter did not come to light until after Leppink was
killed. After the defense attorney pointed this out, the prosecutor
never mentioned this argument again.
5. See,
e.g., Demoski v. New, 737 P.2d 780, 786 (Alaska 1987) (“An appellee
may seek to defend a judgment on any basis established by the record,
whether or not it was relied on by the trial court or even raised
before the trial court”); Millman v. State, 841 P.2d 190, 195 (Alaska
App.1992) (same).
6. See
Koyukuk River Tribal Task Force on Moose Management v. Rue, 63 P.3d
1019, 1021 n. 8 (Alaska 2003).
8. See
Chapman v. California, 386 U.S. 18, 24; 87 S.Ct. 824, 828; 17 L.Ed.2d
705 (1967); Love v. State, 457 P.2d 622, 633 (Alaska 1969).
9. Dague v.
State, 81 P.3d 274, 282 (Alaska 2003); Love, 457 P.2d at 632.
10. Overruled
on other grounds in People v. Wilson, 462 P.2d 22, 29-30; 82 Cal.Rptr.
494 (Cal.1969).
11. Shepard,
290 U.S. at 99-102, 54 S.Ct. at 23-25.
12. Quoting
People v. Talle, 245 P.2d 633, 645 (Cal.App.1952).
13. Stephen
A. Saltzburg, Michael M. Martin, and Daniel J. Capra, Federal Rules of
Evidence Manual (9th ed.2006), Vol. 1, p. 404-20.
14. See
United States v. Vega, 188 F.3d 1150, 1154 (9th Cir.1999): “[Federal
Evidence Rule 404(b) ] applies to all ‘other acts,’ not just bad acts․
Thus, despite the fact that there is nothing intrinsically improper
about Vega's prior border crossings or bank deposits, they are
nonetheless subject to 404(b).” See also Huddleston v. United States,
485 U.S. 681, 685; 108 S.Ct. 1496, 1499; 99 L.Ed.2d 771 (1988), where
the Supreme Court described Federal Evidence Rule 404(b) as “generally
prohibit[ing] the introduction of evidence of extrinsic acts that
might adversely reflect on the actor's character, unless that evidence
bears upon a relevant issue in the case such as motive, opportunity,
or knowledge.” (Emphasis added)
15. Our
decision in Smithart was reversed by the Alaska Supreme Court, but on
another ground. See Smithart v. State, 988 P.2d 583 (Alaska 1999).