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Manuel VALLE
Classification: Murderer
Characteristics: To avoid arrest
Number of victims: 1
Date of murder:
April 2, 1978
Date of arrest:
2 days after
Date of birth:
May 21, 1950
Victim profile: Louis
Pena
(Coral Gables police officer)
Method of murder:
Shooting
Location: Miami-Dade
County, Florida,
USA
Status: Sentenced to
death May 10, 1978. Resentenced March 16, 1988. Executed by lethal
injection in Florida on September 28, 2011
Florida Supreme Court Briefs and Opinions
Docket #72328 -
Manuel Valle, Appellant, vs. State of Florida, Appellee. 581 So.
2d 40; May 2, 1991.
Officer Louis Pena of the Coral Gables Police was shot after stopping
Valle for a traffic violation while driving a stolen Camaro. Valle also
shot fellow officer Gary Spell, who survived and then testified against
Valle in court.
Spell testified that when he arrived the day of the
shooting, Valle was seated in Pena's patrol car. As Pena was checking
the license plate of the car Valle had been driving, Valle walked back
to his own car, reached inside and then walked back to the patrol car
and fired a single shot at Pena, striking him in the neck and killing
him. Valle then fired two shots at Spell, hitting him in the back, but
was saved by his bulletproof vest.
Valle fled and was arrested two days later. Among
those executed in the United States, Valle served one of the longest
terms on death row, spending 33 years awaiting execution.
Citations:
Valle v. State, 394 So.2d 1004 (Fla. 1981) (Direct Appeal-Reversed). Valle v. State, 474 So.2d 796 (Fla. 1985) (Direct Appeal-Affirmed). Valle v. State, 581 So.2d 40 (Fla. 1991) (Direct Appeal-Affirmed). Valle v. State, 778 So.2d 960 (Fla. 2001) (PCR). Valle v. Secretary, 459 F.3d 1206 (11th Cir. 2006) (Habeas).
Final / Special Meal:
Fried chicken breast, white rice, garlic toast, peach cobbler and a
Coca-Cola.
Final Words:
None.
ClarkProsecutor.org
Florida Department of
Corrections
DOC#: Number: 853220
Name: VALLE, MANUEL
Race: HISPANIC
Sex: MALE
Hair Color: BLACK
Eye Color: BLACK
Height: 6'00''
Weight: 142 lbs.
Birth Date: 05/21/50
Initial Receipt Date: 05/16/78
Current Facility: FLORIDA STATE PRISON
Current Custody: MAXIMUM
Current Release Date: DEATH SENTENCE
Aliases: EMANUEL VALLE, MANUEL VALLE, MANUEL A VALLE, MANUEL ADRIANO
VALLE
Offense Date: 08/29/77
Offense: Grand Theft Notor Vehicle
Sentence Date: 05/12/78
County: Miami
Case No.: 7805281
Prison Sentence Length: 5 YR
Offense Date: 04/02/78
Offense: First Degree Murder
Sentence Date: 05/12/78
County: Miami
Case No.: 7805281
Prison Sentence Length: DEATH
Offense Date: 04/02/78
Offense: Attempted Murder
Sentence Date: 05/12/78
County: Miami
Case No.: 7805281
Prison Sentence Length: 30 YR
Offense Date: 04/02/78
Offense: Possession of Illegal Weapon
Sentence Date: 05/12/78
County: Miami
Case No.: 7805281
Prison Sentence Length: 5 YR
Florida executes Manuel Valle for the killing
of a Coral Gables police officer in 1978
By Patricia Mazzei - MiamiHerald.com
September 28, 2011
STARKE -- Manuel Valle was executed by lethal
injection Wednesday at Florida State Prison for fatally shooting a Coral
Gables police officer and wounding another one 33 years ago during a
traffic stop. His execution had been scheduled for 4 p.m., but the U.S.
Supreme Court delayed it for almost three hours to review — and
ultimately reject — Valle’s last-ditch petition to block it.
Valle was convicted in 1978 for murdering Officer
Louis Pena, who had pulled Valle over for running a red light. Valle,
then 27 years old and driving a stolen Camaro, shot Pena, 41, in the
neck and backup Officer Gary Spell in the back before fleeing. He was
caught two days later.
Amid retrials and repeated hearings, Valle spent more
than three decades on Death Row, one of the longest-serving condemned
inmates in Florida. Gov. Rick Scott signed Valle’s death warrant — the
governor’s first — on June 30. But the courts delayed it twice, pushing
back the execution by eight weeks.
When Valle was declared dead at 7:14 p.m. Wednesday,
two of Pena’s daughters, Jeneane Skeen of Fort Myers and Lisa Pena of
Miami, tearfully hugged in the front row center of the witness chamber.
“At this point, it’s beyond closure and it’s beyond justice,” Skeen,
surrounded by a dozen relatives and now-retired Gables cops, told
reporters after the execution. “We finally got revenge on the lowlife
piece of human waste that murdered our father.” Valle’s family, which
did not witness the execution, declined to speak to reporters through
his lawyers. One of his lawyers and a Catholic chaplain did sit in the
witness chamber, next to Pena’s daughters.
Valle became the first Florida inmate executed using
pentobarbital, a sedative, as the first of three drugs in the state’s
lethal injections. His lawyers had questioned the drug change from the
previous anesthetic, sodium thiopental, saying pentobarbital was
untested to render an inmate unconscious.
For Valle, the day began when he awoke at 5:32 a.m.
He visited through a glass barrier with three sisters, two nieces, a
brother-in-law, and his daughter, Rebecca, who was 2 years old when her
father was arrested. Later, Rebecca, one of Valle’s sisters and a niece
spent an hour with him — with physical contact. By noon, Valle was alone.
He showered and dressed in black trousers and a white shirt. He ate most
of his last meal: fried chicken breast, white rice, garlic toast and
peach cobbler. He drank a Coke. He met with the chaplain. He took
diazepam to ease his nerves. And then he sat in his cell and waited.
About 3:30 p.m., the nation’s high court issued its
delay to consider an appeal from Valle’s lawyers, who argued Valle did
not receive an appropriate shot at clemency and should be granted a stay
of execution. After almost three hours, the court denied the stay. The
execution was rescheduled for 6:55 p.m. When the brown curtain of the
execution chamber went up at 6:56 p.m., Valle, who refused a second anti-anxiety
drug, lay still with his eyes closed, occasionally adjusting his feet
and legs. His arms, about 45 degrees from his body, were restrained by
brown straps. A white sheet covered him from the neck down. The warden,
Timothy Cannon, asked Valle whether he had any last words. “No, I
don’t,” Valle said.
The execution began at 6:58 p.m. After the
pentobarbital was administered, Valle opened his eyes wide, shifted his
feet, turned to the warden and said something inaudible to the witnesses.
Valle then tilted his head slightly to the left and closed his eyes. For
a few moments, he blew air out his mouth as his lips quivered. By 7:01
p.m., Valle no longer appeared to be moving. His mouth, initially parted
on the right side, slowly opened. The witness chamber remained silent.
At 7:13 p.m., a man in a white coat with a red stethoscope around his
neck entered the room, listened for Valle’s heartbeat and checked his
eyes. The warden spoke briefly into a telephone on the wall, which had
maintained an open line to the governor’s office since 3:25 p.m. “The
sentence of the state of Florida vs. Manuel Valle was carried out at
7:14 p.m.,” Warden Cannon told the witness room. The brown curtain came
down.
Valle executed for killing Coral Gables police
officer
Tampa Bay Online
September 28, 2011
RAIFORD -- A man convicted of killing a Coral Gables
police officer during a traffic stop 33 years ago has been executed at
the Florida State Prison. Manuel Valle, 61, was given a lethal injection
and pronounced dead at 7:14 p.m. Wednesday, the governor's office
reported.
The process began at 6:56 p.m. when a curtain opened,
allowing family members of slain officer Louis Pena and others in a
witness room to see Valle with a white sheet placed over him. His arms
and face were exposed. He appeared calm and relaxed. When the first drug
was administered, Valle raised his feet, turned his head toward the team
warden and said something that could not be heard in the witness room.
He then yawned, placed his head back down, closed his eyes and made
movements with his mouth as if he was snoring. At 7:04 p.m. the team
warden, Timothy Cannon, lightly tapped Valle. A doctor walked into a
room at 7:13 p.m. and examined Valle. By 7:14 p.m., the team warden was
informed that Valle was dead.
Jeneane Skeen, who was 13 when her father was killed,
sat in the front row, occasionally blinking rapidly and tightened her
lips as she watched Valle. Once Valle was pronounced dead, Skeen held
back tears as she smiled and hugged her sister, Lisa Pena. Other
relatives consoled each other. Afterward, Skeen read a statement
criticizing the process that allowed Valle to remain alive 33 years
after the killing, saying Valle's rights were put before her father's.
“This is not justice, for 33 years people have asked us if the death
penalty will really bring us closure, at this point it's beyond closure
and it's beyond justice. We finally got revenge on the lowlife piece of
human waste that murdered our father. Officer Louis Pena finally got his
rights.”
Valle was the first Florida inmate to be executed
using the state's newly revised mix of lethal drugs, a concoction that
faced legal challenges which twice delayed carrying out the death
sentence.
Valle fatally shot Pena on April 2, 1978, after Pena
stopped Valle for a traffic violation while driving a stolen car,
according to court records. He also shot fellow officer Gary Spell, who
survived and then testified against Valle in court. Spell testified that
when he arrived the day of the shooting, Valle was seated in Pena's
patrol car. As Pena was checking the license plate of the car Valle had
been driving, Valle walked back to the car, reached inside and then
walked back and fired a single shot at Pena, the records indicate. He
then fired two shots at Spell, who was saved by his bulletproof vest,
the records show. Valle fled and was arrested two days later.
A 4 p.m. EDT execution was initially planned, but Gov.
Rick Scott's office said it was delayed by an unsuccessful late bid
before the U.S. Supreme Court. Southern prisons had seen a series of
executions in recent days. On Sept. 21, Georgia executed Troy Davis for
the 1989 shooting death of a policeman, despite an international outcry
and claims he was innocent. The same day, Texas executed white
supremacist Lawrence Russell Brewer for the 1998 dragging death of James
Byrd Jr., a black man. A day later, Alabama executed Derrick O. Mason
for the shooting death of a store clerk in a 1994 robbery.
Pena's son, also named Louis Pena, stood outside the
Florida prison hours before the execution and spoke of his reaction to
the unfolding events. “It means finally, my dad's soul is put to rest
after 33 years,” said Pena, who was 19 when his father died and is now
53. “He killed a cop in cold blood … He killed a cop and lived 33 years.
This man lived another lifetime after taking a life,” Pena added. Inside
Skeen and Lisa Pena were wearing buttons with their father's face and
name on them. “We wanted him to look out and see him,” Skeen said of
Valle. “We really hope he saw us.”
Valle was initially sentenced to die in 1981, but the
state Supreme Court ordered a new trial that year. He was again
convicted and sentenced to die, but the U.S. Supreme Court vacated that
death sentence in 1986. Another jury recommended the death sentence anew
in 1988.
Since Scott signed Valle's death warrant, the
original Aug. 2 execution date has been delayed twice — once by the
Florida Supreme Court and then by the 11th U.S. Circuit Court of Appeals
in Atlanta. Both courts later rejected arguments by Valle's lawyers that
the new drug mix would cause him pain and constitute cruel and unusual
punishment. The state previously used sodium thiopental to render
condemned prisoners unconscious before the second and third drugs,
pancuronium bromide and potassium chloride, were injected. But sodium
thiopental is no longer made in the US and now Florida and other states
are substituting it with pentobarbital, marketed as Nembutal. Eighteen
people have been executed nationwide using pentobarbital as a
replacement anesthetic since Oklahoma became the first last year.
Valle's warrant was the first Scott signed as
governor. It comes in a year when there have been an unusually high
number of police officers killed in Florida. Six officers have been
fatally shot in 2011, according to the Officer Down Memorial Page, a
website that tracks officer deaths nationally. That's already more than
each of the last three years and one shy of the seven officers killed by
gunfire in 2007.
Florida executes man for 1978 police killing
By Michael Peltier - Reuters.com
Sep 29, 2011
TALLAHASSEE, Fla (Reuters) - Florida on Wednesday
executed a man convicted of killing a Coral Gables police officer in
1978, the first inmate put to death since the state changed its lethal
injection procedure. Manuel Valle, 61, was pronounced dead by Department
of Corrections officials at 7:14 p.m. local time, shortly after being
administered a series of lethal drugs at Florida State Prison near
Starke.
Valle, who spent 30 years on Florida's death row, was
the first inmate executed since Republican Governor Rick Scott took
office in January. Florida's governor signs the death warrant for a
condemned inmate. Valle was the 37th person put to death in the U.S.
this year. His execution was delayed for about three hours on Wednesday
as his attorney petitioned the U.S. Supreme Court for a stay, arguing
unsuccessfully that executing Valle after three decades on death row was
both cruel and unusual.
A corrections spokeswoman said Valle was served a
last meal of fried chicken, white rice, garlic toast, peach cobbler and
a Coke. He did not make a final statement, but the deceased officer's
wife issued one. "Even though I believe this execution was just, I don't
believe I will ever have complete closure," said Lana Pena Kemmerer.
The Cuban-born Valle was 27 when he shot and killed
Coral Gables Officer Louis Pena after being pulled over for running a
red light in a stolen car in April 1978. As the officer checked the
license tag, Valle retrieved a gun from the stolen vehicle and fatally
shot Pena in the neck. When a backup officer arrived, Valle shot him
too. Protected by a bulletproof vest, Officer Gary Spell survived and
testified at Valle's trial.
Convicted and first sentenced to death in 1981, Valle
avoided execution for decades due to numerous appeals, reversals and re-hearings
that wound all the way to the U.S. Supreme Court. This was his third
death warrant.
Valle was scheduled to die on August 2, but the
execution was again postponed to allow for a hearing on his concerns
about the use of a new sedative by the state. Earlier this year, Florida
prison officials substituted one of the drugs used in the three-drug
lethal injection protocol after its Dutch manufacturer stopped making
the product to protest its use in executions.
In late August, the Florida Supreme Court unanimously
rejected arguments by Valle's attorneys that the substitution of
pentobarbital into the procedure would allow their client to remain
conscious, thus subjecting him to undue pain and suffering when the next
two drugs were administered. In an opinion that cleared the way for
future executions using pentobarbital, the court said it found no
credible evidence that administering the drug at 10 times the normal
sedation dosage would allow Valle to remain conscious. By itself, the
drug is considered lethal at the dosage used by the Department of
Corrections. It is followed by other medications that paralyze the lungs
and cause a heart attack.
Valle was the 70th inmate executed in Florida since
the reinstatement of the death penalty in 1976 and the first since
February 2010.
Manuel Valle executed, 33 years after killing
police officer
By Jackie Alexander - Gainesville.com
September 28, 2011
RAIFORD — The doctor checked the man's pulse.
Execution team warden Timothy Cannon then nodded and picked up the phone.
“The sentence of the State of Florida versus Manuel Valle was carried
out at 7:14 p.m.,” Cannon said. More than 33 years after being convicted
of killing a Coral Gables police officer, Manuel Valle, 61, was executed
Wednesday night, despite a last-minute appeal to the Supreme Court of
the United States.
Jeneane Skeen and Lisa Pena hugged and cried after
the brown curtain to the death chamber closed. They're daughters of
Louis Pena, who was shot and killed by Valle on April 2, 1978, during a
traffic stop. Valle underwent several trials and execution dates before
Wednesday.
Skeen said her family endured trial after trial
stoically — “because the murderer has rights.” “This is not justice,”
she said. “For 33 years, people have asked us if the death penalty will
give us closure … We finally got revenge on the low-life piece of human
waste that murdered our father.” Skeen was 13 years old when her father
was killed. She and Lisa Pena wore pins bearing their father's face. “We
wanted him to look out and see we haven't forgotten,” she said. “We've
been there since day one of the hearing and we'll be there to the end.”
Valle, who had been on death watch since Gov. Rick
Scott signed a death warrant on June 30, was “very calm” and “polite and
compliant” leading up to his execution, said Department of Corrections
spokeswoman Gretl Plessinger. Valle ate a final dinner of fried chicken
breast, white rice, garlic toast, peach cobbler and a Coca-Cola.
He did not open his eyes while laying on a gurney
with a white sheet draped over him. Cannon asked if he had last words.
“No, I don't,” Valle said. Soon after the administration of the first
drug, Valle looked to Cannon. His words were not audible to the
witnesses, but Plessinger reported that he asked, “Do I need to start
counting backwards again?” Several minutes later, he laid with his mouth
slack-jawed while Cannon periodically checked his breathing. Valle was
then pronounced dead by the doctor nearly 20 minutes after the start of
the procedure.
Valle was the first Florida prisoner executed using a
new lethal mix of drugs. Previously, officials had used sodium
thiopental for executions. Now, executions are administered using
pentobarbital, even though concerns have been voiced that pentobarbital
prolongs the death process and causes pain. According to a letter sent
to Gov. Scott by Department of Corrections Secretary Kenneth Tucker, the
drug is “compatible with evolving standards of decency that mark the
progress of a maturing society, the concepts of the dignity of man, and
advances in science, research, pharmacology and technology.”
Benetta Standly, director of the Northeast Florida
region of the American Civil Liberties Union, disagreed. “We oppose the
death penalty, because we believe it's a violation of the Eighth
Amendment of cruel and unusual punishment,” she said. “I'm here to stand
with Floridians and say it's not the state's right to take a person's
life.”
Plessinger said 397 inmates are on Death Row at two
different facilities. Several inmates have been on Death Row longer than
Valle, including Norman Parker, who has been there since 1967. According
to the department, the average length of stay on Death Row is nearly 13
years. Both the Florida Supreme Court and the 11th Circuit Court of
Appeals denied claims earlier this month that the new drug amounted to
cruel and unusual punishment.
Earlier Wednesday, there was confusion outside the
prison after the Miami Herald inadvertently published premature news of
Valle's death. Valle, family members of Pena and media waited for three
hours before the death sentence was carried out. Just after 6:30 p.m.,
news was delivered that the Supreme Court decided not to intervene.
Victor Cabrera, a member of the Coral Gables police
department, said the wait was another inconvenience in a long process.
“We had no doubt that it was going to happen,” he said. Skeen said she
was willing to wait for her father's rights to be restored with the
death of Valle. “I would have waited all night until they got it done,”
she said.
Manuel Valle
DC #853220 DOB: 05/21/50
Eleventh Judicial Circuit, Dade
County, Case #78-5281
Sentencing Judge, Trial I: The
Honorable Ellen J. Morphonios
Sentencing Judge, Trial II: The
Honorable James R. Jorgenson
Sentencing Judge, Resentencing:
The Honorable Norman S. Gerstein
Attorneys, Criminal Trial I:
David Goodhart, Esq. and Vance Carr, Esq.
Attorneys, Criminal Trial II:
Elliot Scherker and Leonard Rosenbaum – Assistant Public Defenders
Attorneys, Resentencing: Michael
Zelman, Esq. and Elliot Scherker – Assistant Public Defenders
Attorneys, Direct Appeal I:
Elliot Scherker and Karen Gottlieb – Assistant Public Defenders
Attorney, Direct Appeal II:
Michael Zelman, Esq.
Attorneys, Direct Appeal,
Resentencing: Louis Jepeway, Esq. and Michael Mello, Esq.
Attorney, Collateral Appeals:
Suzanne Myers – CCRC-S
Date of Offense:
04/02/78
Date of Sentencing, Trial I: 05/10/78
Date of Sentencing, Trial II: 08/04/81
Date of Resentencing: 03/16/88
Circumstances of Offense:
Manuel Valle was convicted and
sentenced to death for the murder of Officer Louis Pena of the Coral
Gables Police Department.
Officer Gary Spell, who was at
the scene, recalled the following events at trial:
On 04/02/78, Officer
Louis Pena pulled over Manuel Valle and his codefendant, Felix Ruiz, for
a traffic violation. Upon arriving at the scene, Officer Spell observed
Valle sitting in the patrol car with Officer Pena.
When Officer Pena
initiated a registration check on the stolen car that Valle was driving,
Valle exited the patrol car and walked back over to his own vehicle.
Valle retrieved a gun from his car, returned to the patrol car, and
fired one shot at Officer Pena, killing him. Valle then turned and
fired two shots at Officer Spell before fleeing the scene. Valle was
apprehended two days later in Deerfield Beach.
Codefendant Information:
Codefendant Felix Ruiz was
charged as an accessory after the fact and sentenced to 10 years’ imprisonment on
06/20/78.
Additional Information:
Immigration and Naturalization
Services in Miami has placed a detainer on Manuel Valle.
Trial I Summary:
04/04/78 Defendant
arrested.
04/13/78 Defendant
indicted on the following:
Count I: First-Degree
Murder
Count II: Attempted
First-Degree Murder
Count III: Possession of a
Firearm/Convicted Felon
Count IV: Grand Theft Auto
04/14/78 Defendant arraigned by the trial
court of Dade County, 11th Circuit. The defendant stood
mute, entering no plea. Valle later pled guilty to Count IV, Grand
Theft Auto, for which he was sentenced to five years’ imprisonment.
05/10/78 The jury found the defendant guilty
on Counts I, II, & III.
05/10/78 Upon advisory sentencing, the jury
voted by majority for the death penalty.
05/10/78 At Trial I, the defendant was
sentenced as followed:
Count I: First-Degree Murder - Death
Count II: Attempted First-Degree Murder – 30 years
Count III: Possession of a Firearm/Convicted Felon – 15 years
02/26/81 The Florida Supreme Court reversed
Valle’s convictions and sentence and remanded for a new trial.
Trial II Summary:
07/31/81 At Trial II, Valle was convicted on
all counts charged in the indictment.
08/01/81 Upon advisory sentencing at Trial
II, the jury, by a 9 to 3 majority, voted for the death penalty.
08/04/81 At Trial II, the defendant was
sentenced as followed:
Count I: First-Degree Murder - Death
Count II: Attempted First-Degree Murder – 30 years
Count III: Possession of a Firearm/Convicted Felon – 5 years
01/05/87 The Florida Supreme Court remanded
for resentencing before a new jury.
Resentencing Summary:
02/29/88 Upon advisory sentencing, the new
jury, by an 8 to 4 majority, voted for the death penalty.
03/16/88 The defendant was resentenced as
followed:
Count I: First-Degree Murder - Death
Count II: Attempted First-Degree Murder – 30 years
Count III: Possession of a Firearm/Convicted Felon – 5 years
Case Information:
Manuel Valle filed a Direct
Appeal in the Florida Supreme Court on 07/07/78. In that appeal he
argued that his Sixth and Fourteenth Amendment rights had been violated
by the expedited nature of his trial. Valle contended that his right to
adequate preparation time and right to effective assistance of counsel
were violated when his case went to trial only 24 days after his
arraignment. Florida Supreme Court agreed and stated:
We
find that requiring this appellant to go to trial within twenty-four
days after arraignment resulted in a denial of effective assistance of
counsel where defense counsel, even though diligent, had no opportunity to make
proper inquiry into the appellant’s mental condition or to despose twenty-four of that fifty-nine witnesses named by the state pursuant to
the Florida criminal discovery rules.
The Florida Supreme Court also
found that the trial judge’s decision to allow Valle’s case to proceed
so hurriedly was an abuse of discretion. As such, the high court
reversed the convictions and sentence of death, and remanded for a
retrial.
Valle was again convicted of the
murder of Officer Louis Pena and sentenced to death on 08/04/81. He
filed a Direct Appeal in the Florida Supreme Court arguing that his
confession should have been suppressed because it was obtained in
violation of his Miranda rights, that the trial court erred in allowing
under-representation of minorities in the jury selection and that a
mistrial should have been granted when the prosecutor for the State
prejudicially commented on Valle’s right to remain silent.
Regarding
the penalty phase of the trial, Valle contended that the trial judge
erred in excusing a prospective juror for cause and that the court erred
in allowing the prosecutor for the State to make improper comments
during closing arguments. Valle also challenged the instruction,
consideration, and application of aggravating and mitigating
circumstances in his case. Specifically, Valle argued that the trial
court erred in omitting mitigating evidence that he would be a model
prisoner if spared the death penalty. The Florida Supreme Court
affirmed Valle’s convictions and sentence of death on 07/11/85.
Valle then filed a Petition for
Writ of Certiorari in the United States Supreme Court, which was granted
on 05/05/86. The Supreme Court vacated the death sentence and remanded
to the Florida Supreme Court for further consideration of Valle’s case
under the dictates of Skipper v. Carolina
On remand from the United States
Supreme Court, the Florida Supreme Court found that testimony regarding
Valle’s potential future behavior as a model prisoner should have been
considered by the jury during the penalty phase of the trial. As such,
the Florida Supreme Court remanded for resentencing before a new jury on
01/05/87.
Valle was resentenced to death
on 03/16/88, after which he filed a Direct Appeal in the Florida Supreme
Court. In that appeal, he argued the improper cross-examination of
defense experts who were testifying as to Valle’s prison behavior. The
defense’s presentation of Skipper testimony regarding the
admissibility of model prison behavior, gave the prosecution the
opportunity to scrutinize Valle’s prison behavior on cross-examination.
Valle also challenged the application of the aggravating factor that the
victim was a law enforcement officer engaged in his official duties and
the application of the cold, calculated, and premeditated (CCP)
aggravating factor. He also argued that the prosecutor improperly
presented victim impact evidence. The Florida Supreme Court affirmed
Valle’s death sentence on 05/02/91
Valle then filed a Petition for
Writ of Certiorari in the United States Supreme Court, which was denied
on 12/02/91.
Valle next filed a Motion to
Vacate Judgment and Sentence (3.850) in the State Circuit Court, which
was subsequently dismissed without prejudice in order to file a legally
sufficient motion. Valle then filed a second 3.850 Motion in the State
Circuit Court, which argued 20 claims. Following a Huff hearing, the
judge denied Valle’s 3.850 Motion without an evidentiary hearing. He
steadfastly filed an appeal of that decision in the Florida Supreme
Court.
In that appeal, Valle claimed he received ineffective assistance
of counsel. Valle argued that his counsel was ineffective for failing
to move for the disqualification of his resentencing judge. Judge
Norman Gerstein allegedly kissed the victim’s widow in an offer of
sympathy and fraternized with the victim’s friends in front of the
jury.
Valle also contended that his counsel was ineffective for
presenting Skipper evidence during his resentencing proceedings,
which allowed the State to bring up that Valle had attempted an escape
from prison between the time his death sentence was reversed and the
resentencing. Valle claimed that his counsel erroneously presented the
Skipper evidence because they thought they had to, since his
earlier sentence reversal was based on the exclusion of such evidence.
Valle contended that without the defense’s presentation of the
Skipper evidence, the State would have been unable to present
rebuttal evidence of his escape attempt, and the jury may not have
recommended death. The Florida Supreme Court affirmed the denial of
Valle’s 3.850 Motion in part, reversed the denial in part, and remanded
to the State Circuit Court for an evidentiary hearing on Valle’s claims
of ineffective assistance of counsel.
Following an evidentiary hearing
on Valle’s claims of ineffective assistance of counsel, the State
Circuit Court again denied his 3.850 Motion. Valle then filed an appeal
in the Florida Supreme Court. The high court noted that Valle’s defense
did know that they were not required to present Skipper
evidence. They chose to present evidence of present non-violent prison
behavior, instead of past or future behavior as a tactical move in the
hopes of preventing the State from presenting rebuttal evidence about
Valle’s past prison misconduct. As such, the Florida Supreme Court
affirmed the denial of Valle’s 3.850 Motion.
Valle next filed a Petition for
Writ of Habeas Corpus in the Florida Supreme Court on 12/31/01, which
was denied on 08/29/02.
Valle filed another Petition for
Writ of Habeas Corpus in the Florida Supreme Court on 02/19/03, which
was denied on 06/24/03. Rehearing was denied on 10/15/03.
On 02/21/03, Valle filed a
Petition for Writ of Habeas Corpus to the United States District Court,
Southern District. The petition was denied on 09/13/05
Valle filed a Petition for Writ
of Certiorari with the United States Supreme Court on 01/13/04. The
petition was denied on 03/29/04.
On 10/11/05, Valle filed a
Habeas Appeal in the United States Court of Appeals, 11th
Circuit. The USCA affirmed the denial of Valle’s Petition of Writ
of Habeas Corpus on 08/11/06.
Floridacapitalcases.state.fl.us
Valle v. State, 394 So.2d 1004 (Fla. 1981)
(Direct Appeal-Reversed).
Defendant was convicted in the Circuit Court, Dade
County, Ellen J. Morphonios, J., of first-degree murder of a police
officer, attempted murder in the first degree, and possession of a
firearm by a convicted felon. Defendant appealed. The Supreme Court held
that: (1) where, with expedited trial date and resulting abbreviated
trial preparation, defense counsel, even though diligent, was unable to
interview 24 of 59 witnesses listed by State pursuant to discovery
rules, was denied opportunity to investigate defendant's mental
condition and was denied opportunity to present evidence concerning
pretrial motions, prejudice to defendant was clear from record; (2)
asserted overwhelming evidence against defendant in trial phase did not
override his Sixth and Fourteenth Amendment rights to adequate
preparation time and effective assistance of counsel; and (3) trial
which commenced only 36 days after police officer's murder, 34 days
after defendant's arrest, 24 days from date of arraignment and 21 days
from date of first discovery information furnished by State denied
defendant fair trial, under circumstances of case. Judgment and sentence
vacated, and case remanded for new trial. Adkins, J., dissented.
Valle v. State, 474 So.2d 796 (Fla. 1985) (Direct
Appeal-Affirmed).
After remand, 394 So.2d 1004, defendant was convicted
in the Circuit Court, Dade County, James R. Jorgenson, J., of first-degree
murder, and sentenced to death, and he appealed. The Supreme Court,
Adkins, J., held that: (1) defendant's confession was admissible; (2)
defendant failed to establish that venire selection process
substantially underrepresented Latin Americans, blacks, or women; (3)
juror was properly excluded for cause for statements that her feelings
concerning capital punishment would impair her ability to follow the the
law as the judge instructed her; and (4) prosecutor's remarks on closing
argument concerning defendant's possibility for parole, and concerning
victim's family, were not reversible error. Affirmed. Ehrlich, J., filed
concurring opinion in which Overton, J., concurs. Shaw, J., concurred in
result only.
ADKINS, Justice.
Appellant, Manuel Valle, appeals his conviction for
first-degree murder and his sentence of death. We have jurisdiction.
Art. V, § 3(b)(1), Fla. Const. We affirm the conviction and the death
sentence.
On April 2, 1978, Officer Louis Pena of the Coral
Gables Police Department was on patrol when he stopped appellant and a
companion for a traffic violation. The events that followed were
witnessed by Officer Gary Spell, also of the Coral Gables Police
Department. Officer Spell testified that when he arrived at the scene,
appellant was sitting in the patrol car with Officer Pena. Shortly
thereafter, Spell heard Pena use his radio to run a license check on the
car appellant was driving. According to Spell, appellant then walked
back to his car and reached into it, approached Officer Pena and fired a
single shot at him, which resulted in his death. Appellant also fired
two shots at Spell and then fled. He was picked up two days later in
Deerfield Beach. Following his jury trial, appellant was also found
guilty of the attempted first-degree murder of Spell and after a non-jury
trial, he was found guilty of possession of a firearm by a convicted
felon.
CONVICTION
Appellant makes several challenges to his conviction.
Specifically, he challenges (1) the admission of his confession to this
murder, (2) the method of selection of the grand and petit jury venires,
and (3) the trial court's refusal to grant a mistrial on the basis of
the prosecutor's alleged comments on his constitutional right to remain
silent.
Appellant argues that his confession, which was
admitted at trial, should have been suppressed because it was allegedly
obtained in violation of his Miranda ( Miranda v. Arizona, 384 U.S. 436,
86 S.Ct. 1602, 16 L.Ed.2d 694 (1966)), rights. Shortly after appellant
was arrested he was informed of his rights to remain silent and to have
counsel present during questioning and the record shows that he waived
those rights. Nonetheless, appellant argues that certain events
following this initial free and voluntary waiver indicate that he
subsequently invoked his Miranda rights. We do not agree. The record
reveals that pursuant to their established procedure, the Deerfield
Beach Police Department contacted a public defender who spoke with
appellant on the telephone. Later, when the interrogating officers
arrived and informed appellant that they were there to conduct an
interview, appellant stated that he had spoken with an attorney and she
had advised him not to sign anything nor to answer any questions. The
officer then stated that it was appellant's constitutional right to
refuse to speak to him, that he did not have to speak if he did not want
to, and that he had come to Deerfield Beach hopefully to talk with him.
Even assuming that appellant's statement was somehow
an invocation of his Miranda rights, it was at most an equivocal one,
and interrogating officers are permitted to initiate further
communications for the purpose of clarifying the suspect's wishes.
Thompson v. Wainwright, 601 F.2d 768 (5th Cir.1979); Nash v. Estelle,
597 F.2d 513 (5th Cir.), cert. denied, 444 U.S. 981, 100 S.Ct. 485, 62
L.Ed.2d 409 (1979). Thus, when the officer responded that “that was his
constitutional right” and that he was there “hopefully to speak with him,”
he was not conducting further interrogation within the meaning of Rhode
Island v. Innis, 446 U.S. 291, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980),
but was simply trying to determine whether or not the appellant wished
to talk. Cf. Cannady v. State, 427 So.2d 723 (Fla.1983) ( “I think I
should call my lawyer” held to be an equivocal request for counsel);
Waterhouse v. State, 429 So.2d 301 (Fla.) (interrogation does not have
to cease when accused states “I think I want to talk to an attorney
before I say anything else” because he did not express a desire to deal
with the police only through counsel), cert. denied, 464 U.S. 977, 104
S.Ct. 415, 78 L.Ed.2d 352 (1983). The right to counsel during
questioning can be waived. Witt v. State, 342 So.2d 497 (Fla.), cert.
denied, 434 U.S. 935, 98 S.Ct. 422, 54 L.Ed.2d 294 (1977). After the
officer's innocuous reply, appellant's next statement that he had had
several experiences with police officers in the past and that he had
cooperated in the past and was willing to do so at that time, clearly
shows that he voluntarily waived his Miranda rights. Even if he had
previously asserted his rights, the law accords a defendant the
opportunity to voluntarily change his mind and talk to police officers.
Witt, 342 So.2d at 500. This statement, combined with the previous oral
waiver, a later express written waiver, and the fact that at not time
before, during, or after questioning did appellant request an attorney,
convinces us that he made a voluntary, knowing and intelligent waiver of
his Miranda rights. Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68
L.Ed.2d 378 (1981); Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82
L.Ed. 1461 (1938). The trial judge was correct in admitting appellant's
confession.
Appellant also contends that because the public
defender instructed the Deerfield Beach officers not to question
appellant and they agreed, that amounted to an invocation of his right
to counsel. That is simply not true. The determination of the need of
counsel is the defendant's prerogative. State v. Craig, 237 So.2d 737 (Fla.1970).
Thus, just as his attorney would have no right to waive appellant's
right to counsel, without his consent, she likewise would have no right
to unilaterally invoke that right.
Appellant argues next that his rights to due process
and equal protection of the law were violated by substantial
underrepresentation of Latin Americans, blacks, and women on the grand
and petit jury venires. Appellant's grand jury was selected in
accordance with chapters 70–1000, 57–550, and 57–551, Laws of Florida.
Pursuant to these laws, circuit judges of the Eleventh Judicial Circuit
of Florida submit the names of approximately five hundred individuals
believed to be morally fit for jury service. A venire of ninety persons
is then formed by a random selection.
This method of grand jury selection and the
legislation authorizing grand jury selection have been consistently
upheld by this Court as both constitutional and effective. See Dykman v.
State, 294 So.2d 633 (Fla.1973); Rojas v. State, 288 So.2d 234 (Fla.1973),
cert. denied, 419 U.S. 851, 95 S.Ct. 93, 42 L.Ed.2d 82 (1974); Seay v.
State, 286 So.2d 532 (Fla.1973), cert. denied, 419 U.S. 847, 95 S.Ct.
84, 42 L.Ed.2d 77 (1974); Calvo v. State, 313 So.2d 39 (Fla. 3d DCA
1975), cert. denied, 330 So.2d 15 (Fla.), cert. denied, 429 U.S. 918, 97
S.Ct. 309, 50 L.Ed.2d 283 (1976). However, this method is constitutional
only if there is a random selection of jurors by the circuit judges. As
we stated in State v. Silva, 259 So.2d 153, 160 (Fla.1972):
The tradition of trial by jury, considered in
connection with either criminal or civil proceedings, necessarily
contemplates an impartial jury drawn from a cross-section of the
community. This does not mean, however, that every jury must contain
representatives of all the economic, social, religious, racial,
political and geographical groups of the community, for such complete
representation would frequently be impossible. But it does mean that
prospective jurors must be selected at random by the proper selecting
officials without systematic and intentional exclusion of any of these
groups. (emphasis in original).
Appellant claims that the venire selection process
used to select the grand jury which indicted him and prior grand juries
was not random with regard to Latin Americans. The Supreme Court of the
United States has stated that “in order to show that an equal protection
violation has occurred in the context of grand jury selection, the
defendant must show that the procedure employed resulted in substantial
underrepresentation of his race or of the identifiable group to which he
belongs. Casteneda v. Partida, 430 U.S. 482, 494, 97 S.Ct. 1272, 1280,
51 L.Ed.2d 498 (1977).
Appellant, by his characterization of himself as a
Latin American, has failed to prove that he belongs to an identifiable
group. “The first step is to establish that the group is one that is a
recognizable, distinct class, singled out for different treatment under
the laws, as written or as applied.” Id. The term “Latin American”
encompasses people from too many different countries and different
cultural backgrounds and attitudes to constitute a single cognizable
class for equal protection analysis. Accord, United States v. Rodriguez,
588 F.2d 1003 (5th Cir.1979). See also United States v. Duran de
Amesquita, 582 F.Supp. 1326 (S.D.Fla.1984) (holding that “hispanics” do
not constitute a recognizable class). Appellant also urges a due process
violation in the grand jury selection process. The first prong of the
test for a due process violation requires that defendant show “that the
group alleged to be excluded is a ‘distinctive’ group in the community....”
Duren v. Missouri, 439 U.S. 357, 364, 99 S.Ct. 664, 668, 58 L.Ed.2d 579
(1979). For the same reason, appellant has failed to prove that Latin
Americans are a “distinctive” group in the community.
Appellant has also failed to prove that this method
of grand jury selection was anything other than random with respect to
blacks and women. In this case, the petit jury venire was randomly
selected by computer from Dade County's voter registration list.
Appellant argues that although section 40.01, Florida Statutes (1981),
requires that all jurors be registered voters, it is nonetheless
impermissible to rely exclusively upon voter lists as the source for
random selection of veniremen. However, this Court has repeatedly upheld
the constitutionality of section 40.01 against the argument that the
selection of juries solely from voter lists was defective. See, e.g.,
Bryant v. State, 386 So.2d 237 (Fla.1980); Johnson v. State, 293 So.2d
71 (Fla.1974); Reed v. State, 292 So.2d 7 (Fla.), cert. denied, 419 U.S.
995, 95 S.Ct. 307, 42 L.Ed.2d 268 (1974); Jones v. State, 289 So.2d 385
(Fla.1974). Appellant has failed to overcome the presumptive fairness of
the source of the petit jurors.
Finally, we find no basis for quashing the indictment
or setting aside appellant's conviction based on his challenge to the
selection of the grand jury foreperson for the same reasons which we
expressed in Andrews v. State, 443 So.2d 78 (Fla.1983).
Appellant's final challenge to his conviction
concerns testimony by the interrogating officer that when he asked the
appellant the name of his employer during questioning appellant replied,
“I'd rather not say.” Appellant contends that this was an impermissible
comment by the prosecutor on his exercise of his right to remain silent.
In Donovan v. State, 417 So.2d 674 (Fla.1982), this
Court reaffirmed the holding in Bennett v. State, 316 So.2d 41 (Fla.1975),
that it is reversible error to comment on an accused's exercise of his
right to remain silent. However, we stated in Donovan that “[f]or
Bennett to apply, the accused must have exercised his right to remain
silent.” 417 So.2d at 675. Appellant refused to answer one question of
the many that were asked of him after he had been given his Miranda
warnings and had freely and voluntarily waived them. Similarly, in
Ragland v. State, 358 So.2d 100 (Fla. 3d DCA), cert. denied, 365 So.2d
714 (Fla.1978), the accused declined to answer one question of many. The
court reasoned:
While we are fully aware of the restrictions placed
upon prosecutors on commenting upon a defendant's exercise of his or her
constitutional right to remain silent, Doyle v. Ohio, 426 U.S. 610 [96
S.Ct. 2240, 49 L.Ed.2d 91] (1976); Bennett v. State, 316 So.2d 41 (Fla.1975),
the record before us conclusively demonstrates that appellant never
invoked his Fifth Amendment right against self-incrimination. Rather,
the record reveals that after being given his Miranda warnings,
appellant freely and voluntarily conversed with the police. During this
post- Miranda lengthy conversation, appellant refused to answer one
question of many. We do not believe that comment upon the failure to
answer a single question was violative of appellant's constitutional
right, when said constitutional right was not invoked. Id. at 100 (citations
omitted).
We agree with this reasoning and find it to be
particularly applicable to this case. We, therefore, approve the holding
in Ragland and find that appellant did not invoke his Miranda rights
when he refused to answer one question. Again, the trial judge was
correct in not granting a mistrial.
SENTENCE
Appellant also makes several challenges to his
sentence. These are: 1) that the trial judge erred by excluding a
prospective juror, for cause, 2) that death may not be imposed where
mitigating character evidence that appellant would be a model prisoner
was excluded, 3) that the prosecutor made impermissible comments during
closing arguments, 4) that the jury was not properly instructed on
mitigating and aggravating circumstances, 5) that the trial court
improperly found this murder to be especially heinous, atrocious, or
cruel and 6) that the trial court refused to find certain statutory
mitigating circumstances.
First, appellant argues that the sentence of death
should be vacated because a juror who had serious reservations about the
death penalty was excluded for cause in violation of Witherspoon v.
Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968). Nearly
half of the venire at Witherspoon's trial was eliminated by challenges
for cause under the authority of an Illinois statute which provided:
In trials for murder it shall be a cause for
challenge of any juror who shall, on being examined, state that he has
conscientious scruples against capital punishment, or that he is opposed
to the same. 391 U.S. at 512, 88 S.Ct. at 1772. The jury in the state of
Illinois at the time was given unlimited discretion to decide whether or
not death was the “proper penalty” in a particular case. Id. at 519, 88
S.Ct. at 1775. The Supreme Court held that “a sentence of death cannot
be carried out if the jury that imposed or recommended it was chosen by
excluding verniremen for cause simply because they voiced general
objections to the death penalty or expressed conscientious or religious
scruples against its infliction.” Id. at 522, 88 S.Ct. at 1777 (footnote
omitted).
After the Witherspoon decision, the Supreme Court and
lower courts, this Court included, began to refer to language in
footnotes 9 and 21 of Witherspoon as setting the standard for excluding
jurors who were opposed to capital punishment. E.g., Maxwell v. Bishop,
398 U.S. 262, 265, 90 S.Ct. 1578, 1580, 26 L.Ed.2d 221 (1970); Boulden
v. Holman, 394 U.S. 478, 482, 89 S.Ct. 1138, 1140, 22 L.Ed.2d 433
(1969); Stewart v. State, 420 So.2d 862, 864 (Fla.1982), cert. denied,
460 U.S. 1103, 103 S.Ct. 1802, 76 L.Ed.2d 366 (1983); King v. State, 390
So.2d 315, 319, cert. denied, 450 U.S. 989, 101 S.Ct. 1529, 67 L.Ed.2d
825 (Fla.1980). In footnote 21, the Court noted that jurors may be
excluded for cause if they make it unmistakably clear (1) that they
would automatically vote against the imposition of capital punishment
without regard to any evidence that might be developed at the trial of
the case before them, or (2) that their attitude toward the death
penalty would prevent them from making an impartial decision as to the
defendant's guilt. Id. 391 U.S. at 522 n. 21, 88 S.Ct. at 1777 n. 21.
Similar language in footnote 9 provided:
Unless a venireman states unambiguously that he would
automatically vote against the imposition of capital punishment no
matter what the trial might reveal, it simply cannot be assumed that
that is his position. Id. 391 U.S. at 515 n. 9, 88 S.Ct. at 1773 n. 9.
The Witherspoon test has recently been rejected by the United States
Supreme Court, however. In Wainwright v. Witt, 469 U.S. 412, 105 S.Ct.
844, 83 L.Ed.2d 841 (1985), a Florida case, the Court clarified the
“general confusion surrounding the application of Witherspoon.” It held
that the proper standard for excluding jurors opposed to capital
punishment was set forth in a later case, Adams v. Texas, 448 U.S. 38,
100 S.Ct. 2521, 65 L.Ed.2d 581 (1980). In Adams the Court discussed its
prior opinions dealing with juror exclusion and, in doing so, it noted
the Witherspoon language in footnote 21. However, it did not apply the
Witherspoon test; rather, the Adams Court concluded:
This line of cases establishes the general
proposition that a juror may not be challenged for cause based on his
views about capital punishment unless those views would prevent or
substantially impair the performance of his duties as a juror in
accordance with his instructions and his oath. The State may insist,
however, that jurors will consider and decide the facts impartially and
conscientiously apply the law as charged by the Court. 448 U.S. at 45,
100 S.Ct. at 2526 (emphasis added).
The Court noted a number of reasons why the Adams
test is preferable over Witherspoon, among them, present-day capital
sentencing juries are no longer invested with unlimited discretion in
choice of sentence, the statements in the Witherspoon footnotes were
dicta, and the Adams standard is in accord with the traditional reasons
for excluding jurors. 105 S.Ct. at 851.
Applying the Adams standard of whether the juror's
views would “prevent or substantially impair the performance of his
duties as a juror in accordance with his instructions and his oath” to
the facts of this case, we conclude that juror Ladd was properly
excluded for cause. An examination of the voir dire record in this case
reveals that Ms. Ladd, the excluded juror, came forward after the
initial voir dire was completed, and told the bailiff that she would
like to say something that she was too nervous to say before. The
following colloquy then occurred:
THE BAILIFF: Miss Ladd wants to say something that
she had forgotten about before.... MISS LADD: I don't know, but I was up
here, I was like really nervous, and I was thinking of all the questions
that you asked me. I wanted to say, like when I heard about the capital
punishment and all that, I believe in it, I just don't know if I could
do it. What you are saying about the second half of the trial and as far
as could I make a decision and everything like that, I just don't
believe that I personally could sentence anyone to death, and I just,
since you were asking so many questions about the second part, I thought
you might want to know that.... MISS LADD: You get so nervous. MR.
ADORNO: Are you calm now or do you want a couple of more minutes? MISS
LADD: I am as calm as I am going to be. MR. ADORNO: Please tell me what
your opinion is as far as your concern? Are you concerned about the
second phase? MISS LADD: Well, like I say, I believe in capital
punishment, okay, and there's no problem there, but when I am really in
here in seeing the defendant and everything and knowing what he looks
like, I don't know if I personally could sentence anyone to death. MR.
ADORNO: You believe in it, but you do not want to be a party to someone
who potentially could be sentenced to death? That is basically what you
are trying to tell me? MISS LADD: Basically. MR. ADORNO: This feeling
that you have that you have expressed to us, is it of such a degree that
first of all that it might affect you from the first part? In other
words, we only get to the second part after the first part. MISS LADD:
No, I don't think so. MR. ADORNO: So you could give me, on behalf of the
State, a fair trial on the first part? MISS LADD: Yes. MR. ADORNO: Even
though that is the first prerequisite? In other words, only if he is
convicted of first degree murder is there the potential to have a jury
recommend and the Court to sentence him to death. MISS LADD: Yes, the
first part, you know, I can handle. MR. ADORNO: Let us go to the second
part. Is it your feeling to such an extent that if I get up here in
front of the twelve members of the jury and you are number twelve and I
am telling you what I believe the evidence has shown and what the law is
and what I believe is the appropriate recommendation as being death
under the facts of the case, am I really only arguing to eleven? ...
MISS LADD: I couldn't do it. MR. ADORNO: So you are telling me that
there is no way I am going to be able to present to you by way of
evidence anything that will get you to recommend anything other than
life and make you consider to vote for a recommendation of death? MISS
LADD: I can't say there is nothing, you couldn't do, but I mean, you
would have a lot to overcome before you would be able to convince me. MR.
ADORNO: Okay.... MR. ROSENBERG: What I am asking you is if you went
through the guilt or innocence phase and you on the jury voted guilty
and go to the second phase and in the second phase what the Court is
seeking from you is a recommendation, and that recommendation is between
life or death, and the Court instructs you that there are other factors
to take into consideration in returning that recommendation and the
Court instructs you that the recommendation is to be made by a majority
of you, the jury, and the Court instructs you that the recommendation is
advisory only, that the Court may not follow that in the final sentence
and judgment, but that the Judge may do what he wishes, would you be
able to follow those instructions? MISS LADD: No, because I would still
see it as me. MR. ROSENBERG: Are there any circumstances under which you
would be able to return or recommend to the Court the death penalty?
MISS LADD: You know, I can't think there are none, but offhand I can't
think of anything. You know, I mean I don't know about the case or
anything like that, but I just don't know if I could do it.
On at least six separate occasions juror Ladd stated
that her feelings concerning capital punishment would impair her ability
to follow the law as the judge instructed her. While the question and
answer session may not reach the point where her bias was made
“unmistakably clear,” (although we think it did), it did reach a point
where the trial judge could have concluded her views would substantially
impair her ability to act as an impartial juror. Further, we pay great
deference to the trial judge's findings because he was in a position to
observe the juror's demeanor and credibility, unlike we as a reviewing
court. This is in accord with the Supreme Court's holding in part III of
Witt. Although the Witt Court was concerned with the deference to be
paid a state trial court's finding in a petition for federal habeas
corpus, the same applies on direct review. See 105 S.Ct. at 854.
In conclusion, we hold that the trial judge, aided by
his ability to observe the demeanor and clarity of Ms. Ladd's responses,
was properly entitled to exclude her for cause.
Appellant's next point on appeal concerns certain
character evidence offered by him for the purpose of mitigation. This
character evidence consisted of the proffered testimony of certain
corrections consultants and prison psychiatrists who would testify that
if appellant were given a sentence of life imprisonment rather than
death, he would be a “model prisoner.” Appellant relies on our decision
in Simmons v. State, 419 So.2d 316 (Fla.1982), to sustain his position
that this testimony should have been admitted. That reliance is
misplaced, however. In Simmons, the proffered testimony was that of a
psychiatrist who stated that unlike some violent criminals with more
severe character disorders, appellant had the capacity to be
rehabilitated. Id. at 317–18. We held that the trial judge erred in not
allowing this testimony before the jury. Unlike the proffered testimony
in Simmons, there was no testimony by the expert witnesses here that
appellant had the capacity to be rehabilitated, only that he would be a
model prisoner while in prison. It does not necessarily follow that if
one behaves while he is in prison that he will behave outside of prison.
Competent evidence of this same type had already been
heard by the jury. Eurvie Wright, special administrator of the Dade
County Corrections and Rehabilitation Department, was a bureau
supervisor of the Dade County Stockade in 1975 when appellant was an
inmate there. Wright, who was a rehabilitation officer, testified that
during the time appellant was in prison, he was a model prisoner and was
rehabilitated.
The arguments presented here are similar to those
which this Court considered and rejected in Stewart v. State, 420 So.2d
862 (Fla.1982), cert. denied, 460 U.S. 1103, 103 S.Ct. 1802, 76 L.Ed.2d
366 (1983). In Stewart, there was evidence from three psychiatrists that
the defendant was competent to stand trial. On the day the sentencing
proceedings began, defense counsel moved for a continuance and
appointment of a psychiatrist and psychologist, claiming their testimony
was necessary to demonstrate certain mitigating circumstances set forth
in section 921.141(6)(b), (e), and (f), Florida Statutes (1981). Stewart
argued on appeal that the trial court's denial of the motion prevented
the unlimited consideration of mitigating evidence as mandated by
Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978). We
found that another psychiatric examination would be merely cumulative
and the trial court in no way limited the presentation or consideration
of mitigating evidence. We then held that the trial court did not abuse
its discretion by refusing to grant the continuance. Id. 420 So.2d at
864. We believe, then, that there was substantial, competent evidence
presented to the jury on the issue of appellant Valle's rehabilitation;
thus, as in Stewart, any other evidence on this issue was merely
cumulative.
As for appellant's contention that the trial court
erred in not finding the statutory mitigating circumstances set forth in
sections 921.141(6)(b) and (f), neither the jury nor the trial court is
compelled to find mitigating circumstances as long as they consider them.
Hargrave v. State, 366 So.2d 1 (Fla.1978), cert. denied, 444 U.S. 919,
100 S.Ct. 239, 62 L.Ed.2d 176 (1979).
Appellant also contends that the prosecutor made
several comments during his closing arguments that amounted to
fundamental error, specifically, that the appellant might be paroled if
sentenced to life imprisonment, and that a life sentence would be unfair
to the victim's family. The record shows that, during closing argument,
the prosecutor made the following remarks:
It seems the argument is going to be that 25 years is
a real long time. Think about it. If you multiply that by the hours, by
the days, by 25 years, that he will be there, he won't be out until he
is 55. Well, think about that argument. At least he has hope, even at
55, to get out. His wife, his child, they all have hope that some day
they will see him again. Alana Pena will never see Lou Pena again, nor
his parents, nor his children. They will never spend a 55th birthday
with Lou Pena, and if Mr. Rosenberg comes up and he begins to describe
electrocution to you, I agree it is not very pleasant, but if he does,
and you should consider that, which I believe you should not, and he
describes the last meal and the last walk down the hallway to the room,
think about it. This man has had a chance to prepare, to make his peace
with his family and with God. Not on April 2nd, 1978, did Lou Pena ever
get a chance to do this. When he left his home on that day, I am sure he
did not think that that would be the last time he ever left, and I am
sure when he kissed his wife and children good-bye, I am sure he did not
think that would be the last one.
The remarks concerning the defendant's possibility
for parole do not rise to the level of prosecutorial overkill which we
determined in Teffeteller v. State, 439 So.2d 840 (Fla.1983), cert.
denied, 465 U.S. 1074, 104 S.Ct. 1430, 79 L.Ed.2d 754 (1984), required a
new sentencing. Rather, they are more like the remarks made by the
prosecutor in Harris v. State, 438 So.2d 787 (Fla.1983), cert. denied,
466 U.S. 963, 104 S.Ct. 2181, 80 L.Ed.2d 563 (1984), which we held,
while they should not have been made, were not so prejudicial as to
require a mistrial. Similarly, the remarks concerning the victim's
family, while improper, were not so prejudicial as to have influenced
the jury to render a more severe recommendation than it would have
otherwise and is therefore not reversible error. Johnson v. State, 442
So.2d 185 (Fla.1983), cert. denied, 466 U.S. 963, 104 S.Ct. 2182, 80
L.Ed.2d 563 (1984). See also Blair v. State, 406 So.2d 1103 (Fla.1981).
Appellant also contends that the trial judge and the
jury improperly considered nonstatutory aggravating circumstances, to
wit, the appellant's lack of remorse, the victim's pain and suffering,
and the victim's occupational status. There is no indication in the
record that the trial judge considered either the appellant's lack of
remorse or the victim's occupation as a police officer in his finding of
aggravating factors. As for appellant's claim that the jury improperly
considered nonstatutory aggravating factors, the jury is presumed to
follow the judge's instructions as to the evidence it may consider.
Grizzell v. Wainwright, 692 F.2d 722, 726–27 (11th Cir.1982), cert.
denied, 461 U.S. 948, 103 S.Ct. 2129, 77 L.Ed.2d 1307 (1983). Contrary
to appellant's argument, the jury was properly instructed in this
instance. This Court has consistently held that the standard jury
instructions on aggravating and mitigating circumstances, which were
given in this case, are sufficient and do not require further
refinements. Vaught v. State, 410 So.2d 147, 150 (Fla.1982); Demps v.
State, 395 So.2d 501, 505 (Fla.), cert. denied, 454 U.S. 933, 102 S.Ct.
430, 70 L.Ed.2d 239 (1981). Thus, since the jury was properly instructed
in this instance as to the evidence which it may have considered, there
is nothing to indicate that they relied on the prosecutor's remarks in
closing argument. See Shriner v. Wainwright, 715 F.2d 1452 (11th
Cir.1983).
Appellant's final argument on appeal is that the
trial judge erred in finding that this murder was especially heinous,
atrocious, and cruel. See § 921.141(5)(h), Fla.Stat. (1983). In addition
to this aggravating circumstance, the trial judge also found that two
other aggravating factors were applicable to this murder, i.e., that the
capital felony was committed for the purpose of avoiding or preventing a
lawful arrest or effecting an escape from custody, section
921.141(5)(e), Florida Statutes (1983), and the capital felony was
committed to disrupt or hinder the lawful exercise of any governmental
function or the enforcement of laws, section 921.141(5)(g), Florida
Statutes (1983). These findings are not challenged on appeal to this
Court. The written sentencing order also states that the trial judge
considered all the evidence of statutory and non-statutory mitigating
circumstances, and specifically found that none were applicable to this
case. We have reviewed that finding and there was no error.
We need not consider whether this aggravating factor
is present, then, because even without it there are two aggravating
factors that are properly applied here. When one or more of the
aggravating circumstances is found, death is presumed to be the proper
sentence unless it or they are overridden by one or more of the
mitigating circumstances provided in section 921.141(6), Florida
Statutes (1983). State v. Dixon, 283 So.2d 1, 9 (Fla.1973), cert. denied,
416 U.S. 943, 94 S.Ct. 1950, 40 L.Ed.2d 295 (1974).
Accordingly, the conviction and sentence are affirmed.
It is so ordered.
BOYD, C.J., and OVERTON, ALDERMAN and McDONALD, JJ.,
concur. EHRLICH, J., concurs with an opinion, in which OVERTON, J.,
concurs. SHAW, J., concurs in result only.
EHRLICH, Justice, concurring.
I concur with the majority opinion. However, I would
note that this Court has previously determined that these facts do not
support the finding that the murder was especially heinous, atrocious or
cruel. Teffeteller v. State, 439 So.2d 840 (Fla.1983). OVERTON, J.,
concurs.
Valle v. State, 502 So.2d 1225 (Fla. 1987)
(Direct Appeal-Reversed).
After remand for new trial, 394 So.2d 1004, defendant
was convicted in the Circuit Court, Dade County, James R. Jorgenson, J.,
of first-degree murder and sentenced to death. The Supreme Court, 474
So.2d 796, affirmed. The United States Supreme Court, 106 S.Ct. 1943,
vacated sentence and remanded. Upon remand, the Supreme Court held that:
(1) proffered expert testimony of clinical psychologist and two
corrections consultants on issue of possible future adjustment of
defendant in prison were not cumulative to testimony of rehabilitation
officer, and (2) defendant was entitled to new jury recommendation on
sentence. Remanded. Adkins, J., dissented with opinion.
PER CURIAM.
We recently affirmed appellant's conviction for first-degree
murder and sentence of death. Valle v. State, 474 So.2d 796 (Fla.1985).
In Valle v. Florida, 476 U.S. 1102, 106 S.Ct. 1943, 90 L.Ed.2d 353
(1986), the United States Supreme Court granted certiorari, vacated the
sentence of death, and remanded the cause to this Court for further
consideration in light of Skipper v. South Carolina, 476 U.S. 1 106 S.Ct.
1669, 90 L.Ed.2d 1 (1986). For the reasons expressed below, we remand
for resentencing.
Skipper introduced, as mitigating evidence, the
testimony of himself, his former wife, and his mother in proof of his
good conduct while in jail awaiting trial. As additional proof of his
adjustment to prison life, Skipper proffered the testimony of two
jailers and a regular visitor, which testimony was excluded by the trial
court as irrelevant and inadmissible. The United States Supreme Court
held that the exclusion of this testimony violated the precepts of
Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982),
and Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978),
which mandate that “the sentencer ... not be precluded from considering,
as a mitigating factor, any aspect of a defendant's character or
record,” and that “the sentencer may not refuse to consider or be
precluded from considering ‘any relevant mitigating evidence,’ ” 106
S.Ct. at 1670-71, quoting Eddings, 455 U.S. at 110, 114, 102 S.Ct. at
874, 876. In reaching this conclusion, the Court rejected the state's
argument that the excluded testimony was cumulative, finding that the
jailers and the visitor were disinterested witnesses whose testimony
would be given greater weight by the jury.
A rehabilitation officer testified in the instant
case that Valle had been a model prisoner and was rehabilitated during
his prior imprisonment. The trial court excluded the expert testimony of
a clinical psychologist and two corrections consultants which was
proffered in proof of Valle's claim that, if given a sentence of life
imprisonment rather than death, he would be a model prisoner. The United
States Supreme Court in Skipper found that evidence of probable future
conduct in prison is relevant mitigating evidence.
[E]vidence that the defendant would not pose a danger
if spared (but incarcerated) must be considered potentially mitigating.
Under Eddings, such evidence may not be excluded from the sentencer's
consideration. .... [A] defendant's disposition to make a well-behaved
and peaceful adjustment to life in prison is itself an aspect of his
character that is by its nature relevant to the sentencing determination.
106 U.S. at 1671, 1672 (footnotes omitted).
When we first considered this matter, 474 So.2d at
804, we found that this proffered “model prisoner” testimony was
cumulative and properly excluded. We are now persuaded that the excluded
testimony of these experts differed in quality and substance from that
of the rehabilitation officer. The expert testimony was proffered in
proof of the probability that Valle would be a model prisoner in the
future. It cannot be said that this evidence was cumulative in light of
the rehabilitation officer's testimony that he could only vouch for
Valle's behavior while previously imprisoned and that he had no opinion
as to Valle's ability to adjust, in the future, to prison life.
Although Skipper requires only that we remand to the
“sentencer” for consideration of all relevant mitigating evidence, we
remand for a new jury recommendation as well. The jury's recommended
sentence is given great weight under our bifurcated death penalty system.
It is the jury's task to weigh the aggravating and mitigating evidence
in arriving at a recommended sentence. Where relevant mitigating
evidence is excluded from this balancing process, the scale is more
likely to tip in favor of a recommended sentence of death. Since the
sentencer must comply with a stricter standard when imposing a death
sentence over a jury recommendation of life,FN* a defendant must be
allowed to present all relevant mitigating evidence to the jury in his
efforts to secure such a recommendation. Therefore, unless it is clear
beyond a reasonable doubt that the erroneous exclusion of evidence did
not affect the jury's recommendation of death, the defendant is entitled
to a new jury recommendation on resentencing. Since we cannot say beyond
a reasonable doubt that the exclusion did not affect that recommendation,
we remand for a new sentencing hearing with a new jury panel.
FN* “In order to sustain a sentence of death
following a jury recommendation of life, the facts suggesting death
should be so clear and convincing that virtually no reasonable person
could differ.” Tedder v. State, 322 So.2d 908, 910 (Fla.1975).
It is so ordered. McDONALD, C.J., and BOYD, OVERTON,
EHRLICH and SHAW, JJ., concur.
ADKINS, Justice, dissenting.
I dissent. I am convinced that the recent United
States Supreme Court decision of Skipper v. South Carolina, 476 U.S. 1,
106 S.Ct. 1669, 90 L.Ed.2d 1 (1986), does not require us to order a
resentencing hearing for Valle. The facts involved in Skipper and the
instant case are easily distinguishable, and the language in Skipper
indicates that those factual distinctions are controlling and warrant
different results.
In Skipper, petitioner and his former wife both
testified that petitioner had conducted himself well while in jail
awaiting trial. The reversible error occurred when the trial court
excluded the testimony of two jailers and one jail visitor who were
going to testify that petitioner had “made a good adjustment” during his
stay in jail. 106 S.Ct. at 1670. The Court rejected the state's argument
that the excluded testimony was merely cumulative and its exclusion
harmless in light of the testimony of the petitioner and his former wife.
The Court rejected the cumulative evidence/harmless error argument “ on
the facts before us.” 106 S.Ct. at 1673 (emphasis supplied). It went on
to explain that the error was not harmless because the testimony of
three disinterested witnesses would have a far greater impact on the
jury than the self-serving testimony of the petitioner. Id.
Unlike in Skipper, Valle presented at trial the
testimony of a disinterested witness who testified about his behavior as
an inmate. As we noted upon direct appeal, “Eurvie Wright, special
administrator of the Dade County Corrections and Rehabilitation
Department, was a bureau supervisor of the Dade County Stockade in 1975
when appellant was an inmate there. Wright, who was a rehabilitation
officer, testified that during the time appellant was in prison, he was
a model prisoner and was rehabilitated.” 474 So.2d at 804. Thus, unlike
in Skipper, competent “model prisoner” testimony was presented from a
disinterested stockade supervisor, as opposed to the self-serving
testimony of the defendant referred to in Skipper. Indeed, the Court in
Skipper emphasized the great weight and credibility that such a jailer's
testimony would likely carry. 106 S.Ct. at 1673. Thus, the sentencing
judge and jury were presented with mitigating evidence indicating that
Valle would not pose a danger in prison if spared.
The majority holds, contrary to our prior holding in
Valle v. State, 474 So.2d 796, 804 (Fla.1985), that the excluded
testimony was not cumulative because it was proffered to prove that
Valle would be a model prisoner in the future whereas the admitted
testimony referred to Valle's past conduct in prison. Skipper does not
require us to reverse our prior finding that the proffered testimony was
cumulative and therefore properly excluded.
In Skipper, the United States Supreme Court
recognized that testimony of a defendant's past conduct in prison
pertains to the defendant's probable future behavior if sentenced to
life imprisonment. 106 S.Ct. at 1671. In fact, the improperly excluded
testimony deemed relevant to Skipper's likely future conduct in prison
spoke only of Skipper's behavior in jail awaiting trial. Further, the
Court found that any distinction between testimony regarding the
probability that a defendant would be a model prisoner in the future and
testimony pertaining to a defendant's behavior while previously
imprisoned was “elusive.” 106 S.Ct. at 1672. Skipper does not mandate a
resentencing hearing for Valle. Unlike Skipper, Valle has already
presented the sentencing judge and jury with “model prisoner” testimony
from a disinterested witness.
Valle v. State, 581 So.2d 40 (Fla. 1991) (Direct
Appeal-Affirmed).
Defendant was convicted of first-degree murder of
police officer, attempted murder in first degree, and possession of
firearm by convicted felon, and was sentenced to death, in the Circuit
Court, Dade County, Ellen J. Morphonios, J., and defendant appealed. The
Florida Supreme Court, 394 So.2d 1004, vacated judgment and sentence and
remanded for a new trial. On remand, defendant was convicted of first-degree
murder and was sentenced to death, in the Circuit Court, James R.
Jorgenson, J., and defendant appealed. The Florida Supreme Court, 474
So.2d 796, affirmed, and defendant petitioned for writ of certiorari.
The United States Supreme Court, 476 U.S. 1102, 106 S.Ct. 1943, 90 L.Ed.2d
353, granted petition, vacated judgment, and remanded for further
consideration. The Florida Supreme Court, 502 So.2d 1225, remanded for
new sentencing proceeding. The Circuit Court, Norman S. Gerstein, J.,
sentenced defendant to death. The Supreme Court held that: (1) defendant
failed to properly preserve issue for appeal as to whether trial judge
held adequate inquiry into State's peremptory challenges of black venire
members; (2) fact that information was discovered about juror after jury
was sworn did not of itself constitute good cause as matter of law for
defense to challenge juror; (3) trial judge properly allowed State to
cross-examine defense witness about his opinion of defendant's future
prison behavior if, hypothetically, he were eligible for parole in 15
years; and (4) State improperly introduced, in its case-in-chief,
testimony that defendant had shown no remorse over killing, but such
error was harmless beyond reasonable doubt. Affirmed.
PER CURIAM.
Manuel Valle appeals his death sentence for the 1978
murder of Officer Louis Pena. We have jurisdiction under article V,
section 3(b)(1) of the Florida Constitution. This Court originally
reversed Valle's conviction and sentence of death on the ground that his
counsel had not been given an adequate time to prepare for his defense.
Valle v. State, 394 So.2d 1004 (Fla.1981). Following a retrial, we
affirmed Valle's conviction and death sentence. Valle v. State, 474
So.2d 796 (Fla.1985). Thereafter, upon remand from the United States
Supreme Court FN1 for further consideration in light of Skipper v. South
Carolina, 476 U.S. 1, 106 S.Ct. 1669, 90 L.Ed.2d 1 (1986), we remanded
the case for a new sentencing proceeding. Valle v. State, 502 So.2d 1225
(Fla.1987). FN1. Valle v. Florida, 476 U.S. 1102, 106 S.Ct. 1943, 90
L.Ed.2d 353 (1986).
We detailed the facts of this murder in Valle, 474
So.2d at 798:
On April 2, 1978, Officer Louis Pena of the Coral
Gables Police Department was on patrol when he stopped appellant and a
companion for a traffic violation. The events that followed were
witnessed by Officer Gary Spell, also of the Coral Gables Police
Department. Officer Spell testified that when he arrived at the scene,
appellant was sitting in the patrol car with Officer Pena. Shortly
thereafter, Spell heard Pena use his radio to run a license check on the
car appellant was driving. According to Spell, appellant then walked
back to his car and reached into it, approached Officer Pena and fired a
single shot at him, which resulted in his death. Appellant also fired
two shots at Spell and then fled. He was picked up two days later in
Deerfield Beach. Following his jury trial, appellant was also found
guilty of the attempted first-degree murder of Spell and after a non-jury
trial, he was found guilty of possession of a firearm by a convicted
felon.
At the resentencing hearing, the jury recommended a
sentence of death by an eight-to-four vote. The court then imposed the
death penalty, finding in aggravation that: 1) Valle had been previously
convicted of another violent felony; 2) the murder was of a law
enforcement officer; 3) the murder was for the purpose of preventing
lawful arrest; 4) the murder hindered the enforcement of laws; and 5)
the murder was cold, calculated, and premeditated. FN2 The judge merged
factors 2, 3, and 4, treating them as only one aggravating factor. The
judge did not find any mitigation. FN2. §§ 921.141(5)(b), (e), (g), (i),
(j), Fla.Stat. (1987).
Valle's first claim on this appeal is that during
jury selection the judge failed to hold an adequate inquiry into the
state's peremptory challenges of black venire members. He argues that
this constitutes reversible error under the principles established in
State v. Slappy, 522 So.2d 18 (Fla.), cert. denied, 487 U.S. 1219, 108
S.Ct. 2873, 101 L.Ed.2d 909 (1988), and State v. Neil, 457 So.2d 481 (Fla.1984).
We reject this claim because, as demonstrated in the following facts,
Valle failed to preserve the issue for appeal.
After the jury had been selected but before it had
been sworn, one of Valle's attorneys claimed “an impropriety in the
record” as to the state's use of peremptory challenges against certain
jurors. The defense attorney noted that six blacks and two Hispanics
were peremptorily excused by the state. The judge then observed that if
there was a problem with any particular juror he wanted “the state to be
able to respond in whichever manner they wish.” One of the prosecutors
then asked the judge if he was making a finding that the state had
somehow improperly excused jurors. The judge responded, “I've been asked
to make no findings and I am making no findings but for record-keeping
purposes she has some objection to the state's action and, of course,
I'm giving the state an opportunity to respond in time.” The state then
voluntarily gave its reasons for peremptorily excusing the eight jurors.
FN3 After the prosecutor finished giving his reasons for exercising the
peremptory challenges, the defense attorney stated, “I object on the
basis of [Valle's] Sixth, Eighth and 14th amendment rights, to the
combination of the challenges for cause, either peremptory challenges
leading to a jury that is in favor of the death penalty.”
FN3. The state gave the following reasons for
challenging the eight jurors:
Juror 1: She appeared unlikely to recommend the death
penalty, was either reading or writing something throughout the voir
dire examination, and stated that the voice of one of the prosecutors
was giving her a headache. Juror 2: Juror two wore sunglasses and a cap
pulled over her head in the courtroom. The prosecutor stated that “[i]f
somebody comes into the courtroom wearing sunglasses, that shows me
exactly how much respect they have in the court system.” Juror 3: The
third juror expressed opposition to imposing the death penalty, stating
“I can go for life but won't sign to take it away.” Juror 4: Juror four
had also expressed reservations about imposing the death penalty, as
well as giving detailed explanations of members of her family who had
been in the state prison system and had been represented by the public
defender's office. Juror 5: The fifth peremptorily excused juror had a
son who was being prosecuted for thirty counts of grand theft by the
state attorney's office. The state also had information that the juror
had lied during voir dire. Juror 6: The sixth juror had also expressed
reservations about imposing the death penalty and had a son who had been
represented by the public defender's office. Juror 7: Juror seven did
not appear to have the sense or intellectual capacity to understand the
case. Juror 8: The eighth peremptory challenge was exercised because the
juror expressed reservations about the death penalty and indicated he
had had a son who was a police officer killed in the line of duty.
The prosecutor noted that the jurors who were
challenged based on their reservations about the death penalty had not
expressed reservations such as to justify challenges for cause. This
Court has previously set out the procedure to be followed under these
circumstances. There must be an objection that the challenges are being
exercised in a racially discriminatory manner. At this point, the judge
should determine if there has been a prima facie showing that there is a
strong likelihood that the jurors have been challenged because of their
race. Neil. If legitimate reasons for the challenges are not apparent
from the jurors' statements but there are other reasons why the
challenges do not appear to be racially motivated, the judge should note
these reasons on the record. If the judge rules that a prima facie
showing has been made, the burden shifts to the challenging party to
demonstrate valid, nonracial reasons why each minority juror has been
stricken. Thompson v. State, 548 So.2d 198 (Fla.1989). The judge must
then evaluate the proffered reasons in deciding whether the objection is
well taken.
We believe that under the facts of this case Valle
did not properly preserve this issue for appeal. When Valle's attorney
first referred to the state's use of peremptory challenges, the judge
specifically noted that he had not been asked to make any finding. The
defense did not ask the judge to find that it had carried its initial
burden of showing that there was a strong likelihood that the jurors
were challenged because of their race. After the prosecution volunteered
its reasons for challenging the eight jurors, the defense again did not
ask the judge to find that it had carried its burden of showing that it
was substantially likely that the jurors were challenged because of
their race. The only objection that the defense made after the
prosecutor gave his reasons for using the peremptory challenges was that
the challenges were used to create a jury in favor of the death penalty.
This objection certainly cannot be interpreted to preserve the issue of
the adequacy of a judge's inquiry under Neil and Slappy.FN4
FN4. In any event, we do not believe that Valle
showed that it is likely the challenges were used in a racially
discriminatory manner. Two blacks served as jurors and a third served as
an alternate. Further, the reasons volunteered by the prosecutor for
exercising the peremptory challenges appear to be racially neutral. We
further note that Valle, himself, is not black. See Kibler v. State, 546
So.2d 710 (Fla.1989).
The next issue Valle raises is whether the trial
judge should have allowed the defense to exercise a peremptory challenge
after the jury was sworn but prior to any testimony. Florida Rule of
Criminal Procedure 3.310 provides that a trial court “may, for good
cause, permit [a challenge] to be made after the juror is sworn, but
before any evidence is presented.” After the jury was sworn in this
case, the state learned of information about one of the jurors and
promptly advised the defense and the judge. The victim's first wife, who
was in the audience, told the prosecutors that she recognized one of the
jurors because her employer had borrowed money from him in order to loan
it to her approximately one and one-half years prior to the trial. She
said she did not believe he recognized her because she looked different
at the present time. Valle's attorney sought to exercise a peremptory
challenge of this juror. However, the defense declined the judge's offer
to ask either the juror, separately, or all of the jurors, generally, if
they recognized anyone in the courtroom. The judge did not allow the
challenge, finding that the new information did not constitute good
cause for a challenge. FN5. Valle does not challenge the finding that,
on the merits, the new information does not constitute good cause.
Valle argues that the challenge was “for good cause”
because the defense did not learn of this information until after the
jury was sworn. He argues that the “for good cause” requirement should
be interpreted as relating to the point in time that the party seeking
to use the challenge discovers the information on which the challenge is
based. He essentially argues that a trial court cannot look at the
underlying information on which such a challenge is based as long as the
information was not available until after the jury was sworn.
We reject this interpretation of rule 3.310. Rule
3.310 vests the trial court with discretion to determine whether the
newly discovered information constitutes good cause for a challenge. A
trial court certainly may consider the reason for a challenge on its
merits when determining whether the challenge is “for good cause.” The
fact that the information was discovered after the jury was sworn does
not of itself constitute good cause as a matter of law under the
rule,FN6 depriving the trial judge of the discretion to determine
whether the new information constitutes good cause.
FN6. Valle argues that his interpretation of the rule
is supported by Mobley v. State, 559 So.2d 1201 (Fla. 4th DCA 1990), and
Mitchell v. State, 458 So.2d 819 (Fla. 1st DCA 1984). Those decisions
are distinguishable because the jurors misinformed the attorneys in
answers to questions asked during voir dire. In this case, the defense
attorneys did not ask the venire whether they recognized or knew Officer
Pena's family members who were seated in the courtroom.
Valle next claims that the trial judge erred because
he allowed the state to retry its entire case as to guilt. We have
previously held that it is within the sound discretion of the trial
court during resentencing proceedings to allow the jury to hear or see
probative evidence which will aid it in understanding the facts of the
case in order that it may render an appropriate advisory sentence. We
cannot expect jurors impaneled for capital sentencing proceedings to
make wise and reasonable decisions in a vacuum. Teffeteller v. State,
495 So.2d 744, 745 (Fla.1986). Further, during resentencing the state
must prove the aggravating circumstances beyond a reasonable doubt. King
v. State, 514 So.2d 354 (Fla.1987), cert. denied, 487 U.S. 1241, 108
S.Ct. 2916, 101 L.Ed.2d 947 (1988). We find that the trial judge did not
abuse his discretion in the amount of evidence he allowed the state to
present in this case.
Valle further claims that his prior death sentence
became a feature of the resentencing proceeding. At the outset, it
should be noted that Valle requested the judge to instruct the jury that
he previously had been sentenced to death and that the sentence had been
vacated and should be given no weight. Valle requested this instruction
because he wanted to present evidence that he had positively adapted to
prison life since his conviction. The court gave the requested
instruction. Valle now asserts that from the evidence the jury likely
inferred that he also had been sentenced to death at an earlier time. We
reject this claim. Because Valle opened the door by requesting this
instruction and then eliciting testimony concerning his adaptation to
prison life, the state was properly allowed to rebut this testimony with
evidence of Valle's prison behavior, including his behavior on death row,
since his conviction. See Buford v. State, 403 So.2d 943 (Fla.1981),
cert. denied, 454 U.S. 1163, 1164, 102 S.Ct. 1037, 1039, 71 L.Ed.2d 319,
320 (1982); McCrae v. State, 395 So.2d 1145 (Fla.1980), cert. denied,
454 U.S. 1041, 102 S.Ct. 583, 70 L.Ed.2d 486 (1981). However, there was
no reference to a second sentencing proceeding. The fact that the jury
was aware of a sentencing proceeding in 1981 did not lead to the
conclusion that there was a second sentencing proceeding simply because
the murder occurred in 1978. See Teffeteller. FN7. We also summarily
reject Valle's claim that it was error to allow the state to impeach a
defense witness, using a permissible method of impeachment, because
Valle could not rehabilitate the witness without focusing on the prior
sentencing proceeding.
Valle's next claim is that the state improperly
cross-examined the defense's expert witnesses as to Valle's prison
behavior by questioning them about specific incidents in prison for
which he had not been convicted. He also claims error in allowing the
state to cross-examine a defense witness about a 1976 incident where
Valle allegedly attempted to run over a police officer.
In Hildwin v. State, 531 So.2d 124, 127 (Fla.1988),
aff'd, 490 U.S. 638, 109 S.Ct. 2055, 104 L.Ed.2d 728 (1989), we noted
that “there is a different standard for judging the admissibility and
relevance of evidence in the penalty phase of a capital case, where the
focus is substantially directed toward the defendant's character.” We
stated that section 921.141(1), Florida Statutes (1987), allowed for
broader admissibility of evidence during the penalty phase. Further, we
held that during the penalty phase of a capital case, the state may
rebut defense evidence of the defendant's nonviolent nature by means of
direct evidence of specific acts of violence committed by the defendant
provided, however, that in the absence of a conviction for any such acts,
the jury shall not be told of any arrests or criminal charges arising
therefrom. Hildwin, 531 So.2d at 128.
In this case, the defense presented expert opinions
that the defendant would be a good prisoner. Under the rationale of
Hildwin, it is clear that the state could introduce rebuttal evidence of
specific prior acts of prison misconduct and violence. Here, however,
the defense experts had formed their opinions from Valle's prison
records, including reports of the incidents explored on cross-examination.
Valle's experts also used his criminal records as a basis for their
opinions, including the transcript from the probation revocation hearing
that dealt with the incident where Valle attempted to run over the
police officer.FN8 Therefore, it was proper to cross-examine the experts
concerning these incidents. Parker v. State, 476 So.2d 134 (Fla.1985);
see § 90.705, Fla.Stat. (1987).
FN8. The defense had opened the door for this
testimony by questioning their expert witness about this incident on
direct examination.
We also do not believe the trial judge erred by
allowing the state to cross-examine a defense witness about his opinion
of Valle's future prison behavior if, hypothetically, he were eligible
for parole in fifteen years. The witness had testified to his belief
that “lifers” make good prisoners because the prison will always be
their home. The state could properly cross-examine him as to whether his
opinion would change given the possibility that Valle could be eligible
for parole in fifteen years. The state was not trying to establish the
possibility of parole as an aggravating factor, but was rebutting the
defense's assertion of a mitigating factor. Further, the judge
instructed the jury that it should not consider Valle's possible
eligibility for parole when recommending a sentence.
Valle correctly asserts that because evidence of lack
of remorse is not a statutory aggravating factor, the state improperly
introduced in its case-in-chief the testimony of a witness that Valle
had shown no remorse over the killing. Robinson v. State, 520 So.2d 1 (Fla.1988).
The error was committed despite the fact that the state could have
introduced the same evidence to rebut the testimony of his remorse
presented by Valle in mitigation. However, in light of the circumstances
of the crime, the weight of the aggravating evidence, and the minimal
amount of mitigating evidence, we believe this error was harmless beyond
a reasonable doubt.
Valle's next claim is that the prosecutor improperly
tried to limit the jury's consideration of proper mitigation. We find no
merit to this argument. The judge told the jury that he would instruct
them on mitigating factors and that they could consider “anything else
that you think is mitigating.” The state may properly argue that the
defense has failed to establish a mitigating factor and may also argue
that the jury should not be swayed by sympathy. The prosecutor in this
case did not argue that the law would not allow the jury to consider
sympathy in their recommendation. We find no error.
Valle next argues that the judge should not have
instructed the jury on, nor found, the aggravating factor that the
victim was a law enforcement officer engaged in the performance of his
official duties under section 921.141(5)(j), Florida Statutes (1987).
Valle argues that the application of this factor violates the
prohibition against ex post facto laws. In Combs v. State, 403 So.2d 418
(Fla.1981), cert. denied, 456 U.S. 984, 102 S.Ct. 2258, 72 L.Ed.2d 862
(1982), this Court considered whether the application of the “cold,
calculated, and premeditated” aggravating factor to a crime committed
before that factor was enacted violated the ex post facto clause. We
determined that the factor could be constitutionally applied to a crime
committed before the factor was enacted because the statute only
reiterated an element already present in the crime of premeditated
murder. Id. at 421. Premeditation was not an entirely new factor.
Similarly, in this case the aggravating factor that
the victim was a law enforcement officer who was murdered while
performing his official duties is not an entirely new factor, and Valle
is not disadvantaged by its application. At the time Valle committed
this crime the legislature had established the aggravating factors of
murder to prevent lawful arrest and murder to hinder the lawful exercise
of any governmental function or the enforcement of laws. §§
921.141(5)(e), (g), Fla.Stat. (1977). By proving the elements of these
two factors in this case, the state has essentially proven the elements
necessary to prove the murder of a law enforcement officer aggravating
factor. In any event, Valle is not disadvantaged because the trial judge
merged these three factors into one aggravating factor. FN9. The trial
judge did not err by not instructing the jury to merge the three factors
when making their sentencing recommendation. Suarez v. State, 481 So.2d
1201 (Fla.1985), cert. denied, 476 U.S. 1178, 106 S.Ct. 2908, 90 L.Ed.2d
994 (1986).
Valle's next claim is that he is entitled to a new
sentencing proceeding because the prosecutor improperly introduced
victim impact evidence in violation of Booth v. Maryland, 482 U.S. 496,
107 S.Ct. 2529, 96 L.Ed.2d 440 (1987), and South Carolina v. Gathers,
490 U.S. 805, 109 S.Ct. 2207, 104 L.Ed.2d 876 (1989). We have previously
summarized the facts and law of these cases. In Booth the Supreme Court
held that Maryland's requirement that a “victim impact statement” be
considered during sentencing violated the eighth amendment. The “victim
impact statement” in that case contained extensive information about
“the victims' outstanding personal qualities” and “the emotional and
personal problems the family members have faced as a result of the
crimes.” Booth, 482 U.S. at 499, 107 S.Ct. at 2531. The victim impact
statement also presented information concerning “the family members'
opinions and characterizations of the crimes” including the son's
statement that “his parents were ‘butchered like animals.’ ” Id. at 508,
107 S.Ct. at 2535. The Supreme Court concluded that “the formal
presentation of this information by the State can serve no other purpose
than to inflame the jury and divert it from deciding the case on the
relevant evidence concerning the crime and the defendant.” Id. Thus,
such information could result in a jury's imposing the death penalty in
an arbitrary and capricious manner. Id. at 502-03, 107 S.Ct. at 2532-33.
The Supreme Court again considered Booth error in
Gathers. During the sentencing phase closing arguments in Gathers the
prosecutor read extensive portions of a printed prayer as well as
emphasizing other religious objects and a voter registration card all
found in the victim's possession. Gathers, 490 U.S. at 808-10, 109 S.Ct.
at 2209-10. The Court held that this argument violated Booth because it
focused the jury's attention on the victim's personal qualities and
characteristics, factors about which the defendant was unaware. Id. at
811, 109 S.Ct. at 2210-11. The information was not relevant to the
circumstances of the crime nor to the defendant's moral culpability. Id.
at 811-12, 109 S.Ct. at 2210-11. Bush v. Dugger, 579 So.2d 725, 727 (Fla.1991).
We agree that there were some prosecutorial arguments
and a little testimony that improperly focused on the loss felt by
Officer Pena's family and friends and on Officer Pena's personal
characteristics. However, we do not believe that such evidence and
arguments were sufficiently prejudicial in their content and quantity to
require reversal. They were not comparable to the extensive victim
impact evidence and arguments found in Booth and Gathers.
Valle also argues that the judge erroneously applied
the cold, calculated, and premeditated aggravating factor to this case.
He argues that the facts do not support the heightened premeditation to
find that factor. The judge summarized his finding on this factor as
follows:
Approximately eight minutes elapsed between the
initial stop and the murder of Officer Pena. After the defendant heard
the information about the car come on the radio, he returned to his car
and told Mr. Ruiz that he would have to waste the officer. He got the
gun and concealed it along the side of his leg and slowly walked back to
the car. He fired at Officer Pena from a distance of 1 1/2 to 3 feet
from the officer, hitting him in the neck. He purposely said “Officer”
in order to get a better shot. He then stepped back and shot at Officer
Spell. Although he aimed at his head, Officer Spell was able to quickly
turn, causing the bullet to strike him in the back. Approximately 2 to 5
minutes elapsed from the time the defendant left Officer Pena's car to
get the gun and slowly walk back to shoot and kill Officer Pena.
The Court finds that these actions establish not only
a careful plan to kill Officer Pena to avoid arrest, but demonstrate the
heightened premeditation needed to prove this aggravating circumstance.
This was, without any doubt, an execution-type murder. It was committed
without any pretense of moral or legal justification. Officer Pena did
nothing to provoke or cause the defendant's actions. This aggravating
factor has been proven beyond and to the exclusion of every reasonable
doubt. See Jackson v. State, 498 So.2d 406 (Fla.1986); Eutzy v. State,
458 So.2d 755, 757 (Fla.1984); Jones v. State, 440 So.2d 570, 577 (Fla.1983).
We believe these facts were sufficient to sustain a finding that the
murder was cold, calculated, and premeditated. See also Swafford v.
State, 533 So.2d 270 (Fla.1988), cert. denied, 489 U.S. 1100, 109 S.Ct.
1578, 103 L.Ed.2d 944 (1989); Phillips v. State, 476 So.2d 194 (Fla.1985).
Next, Valle contends that the judge did not properly
consider the mitigating factors. Valle was found to have an IQ of 127,
and his examining psychologist testified that there was no evidence of
brain damage or major mental problems. He further said there was no
indication of any addiction to drugs or alcohol. Nonetheless, he
expressed the opinion that Valle was under the influence of extreme
mental or emotional disturbance at the time of the crime and that his
ability to conform his conduct to the requirements of law was
substantially impaired. He based his opinion upon the stress occasioned
by dysfunction within Valle's family as he grew up, his father's harsh
discipline, and his own failure to live up to expectations.
The judge referred to this testimony as well as that
of a social worker on the subject but concluded that the two statutory
mental mitigating factors did not exist. Valle does not quarrel with the
rejection of the two statutory mental mitigating factors. He contends
that the judge failed to give the testimony weight as nonstatutory
mental mitigating evidence. With respect to nonstatutory mitigating
evidence, the judge stated in his order:
The defense presented testimony of six expert
witnesses to the jury to prove the defendant, if given a life sentence
would either be a model prisoner in the future and/or would be a non-violent
prisoner, and/or would be a salvageable or rehabilitable prisoner. The
Court has considered their opinions, weighed the evidence concerning
these witnesses' opinions, as well as the State's evidence in rebuttal.
The Court does not find that this mitigating circumstance reasonably
exists. The Court heard testimony from his family, including his sister
Georgina, his father and his niece Ann. These witnesses testified
concerning his life prior to the murder. This included his lack of love
and attention by his parents, the methods his father used to discipline
him and life during his teenage years. The Court also heard from
witnesses who knew the defendant in high school. The Court additionally
heard from the defendant outside the presence of the jury concerning his
current remorse over the killing, wherein he accepts full responsibility
for his actions.
Considering all the evidence which the defense has
presented concerning these circumstances, the Court does not find these
circumstances to be relevant mitigating circumstances. Even if they were
established, the Court finds that they are outweighed by the aggravating
factors.
The mere fact that the judge made no further
reference to Valle's mental state at the time of the crime does not mean
that the court gave it no consideration. We conclude that the judge
considered and properly weighed all relevant mitigating evidence. We
summarily reject Valle's remaining claims, including the following: 1)
the state improperly cross-examined a defense psychologist and attacked
his character; 2) the trial judge improperly restricted the defense's
redirect examination of several witnesses; 3) the trial judge abused his
discretion in not allowing the defense to present a witness in
surrebuttal; and 4) the prosecutor's closing arguments, concerning the
weighing process and the consideration of mercy, constitute reversible
error.
Therefore, we affirm Valle's sentence of death. It is
so ordered. SHAW, C.J., and OVERTON, McDONALD, BARKETT, GRIMES and KOGAN,
JJ., concur.
Valle v. State, 778 So.2d 960 (Fla. 2001) (PCR).
After convictions for first-degree murder, attempted
first-degree murder, and possession of firearm, and death sentence were
affirmed on appeal, 581 So.2d 40, movant filed motion for postconviction
relief. The Circuit Court, Dade County, Richard Margolius, J., summarily
denied motion without holding evidentiary hearing. Movant appealed. The
Supreme Court, 705 So.2d 1331, affirmed in part, and reversed and
remanded in part. On remand, following evidentiary hearing, the Circuit
Court, Dade County, Richard Margolius, J., denied relief. Movant
appealed. The Supreme Court held that: (1) no due process violation and
no reversible error resulted from trial court's adoption of substantial
portion of state's proposed order; (2) defense counsel's performance was
not deficient, despite introduction of model prisoner evidence; and (3)
any error in presentation of model prisoner evidence did not deprive
movant of fair trial with reliable result. Affirmed.
PER CURIAM.
Manuel Valle appeals the trial court's denial of
postconviction relief after an evidentiary hearing. We have jurisdiction.
See art. V, § 3(b)(1), Fla. Const. For the reasons stated below, we
affirm the trial court's order denying Valle postconviction relief.
This Court recited the procedural history of this
case in Valle's appeal from the trial court's summary denial of his
first motion for postconviction relief under Florida Rule of Criminal
Procedure 3.850: Valle was convicted of first-degree murder, attempted
murder, and possession of a firearm, and was sentenced to death for the
murder charge.[FN1] Valle v. State, 394 So.2d 1004 (Fla.1981). On direct
appeal, this Court reversed the convictions and sentences and remanded
for a new trial. Id. On retrial in 1981, Valle was again convicted on
those three counts and again sentenced to death. The convictions and
sentences were affirmed by this Court in Valle v. State, 474 So.2d 796 (Fla.1985).
The United States Supreme Court subsequently vacated Valle's death
sentence and remanded the case to this Court for further consideration
in light of Skipper v. South Carolina, 476 U.S. 1, 106 S.Ct. 1669, 90
L.Ed.2d 1 (1986), regarding the admissibility of model prisoner
testimony. Valle v. Florida, 476 U.S. 1102, 106 S.Ct. 1943, 90 L.Ed.2d
353 (1986). We remanded for a new sentencing hearing before a new jury.[FN2]
On resentencing, the jury recommended death by a vote of eight to four.
The trial court, Judge Norman Gerstein presiding, imposed the death
sentence, finding five aggravating factors (three were merged) and no
mitigating evidence.[FN3]
FN1. In Valle's described the specific details of the
crime: On April 2, 1978, Officer Louis Pena of the Coral Gables Police
Department was on patrol when he stopped appellant and a companion for a
traffic violation. The events that followed were witnessed by Officer
Gary Spell, also of the Coral Gables Police Department. Officer Spell
testified that when he arrived on the scene, appellant was sitting in
the patrol car with Officer Pena. Shortly thereafter, Spell heard Pena
use his radio to run a license check on the car appellant was driving.
According to Spell, appellant then walked back to his car and reached
into it, approached Officer Pena and fired a single shot at him, which
resulted in his death. Appellant also fired two shots at Spell and then
fled. He was picked up two days later in Deerfield Beach. Following his
jury trial, appellant was also found guilty of first-degree murder of
Spell and after a non-jury trial, he was found guilty of possession of a
firearm by a convicted felon. Valle v. State, 581 So.2d 40, 43 (Fla.1991)
(quoting Valle v. State, 474 So.2d 796, 798 (Fla.1985)).
FN2. At Valle's 1981 retrial, “[a] rehabilitation
officer testified that Valle had been a model prisoner and was
rehabilitated during his prior imprisonment.” Valle v. State, 502 So.2d
1225, 1226 (Fla.1987). The trial court excluded the expert testimony of
a clinical psychologist and two corrections consultants that Valle
proffered to prove that, if given a sentence of life imprisonment rather
than death, he would be a model prisoner. See id. This Court held that
the excluded expert testimony differed in “quality and substance” from
that of the rehabilitation officer, and therefore was not cumulative. Id.
Instead, the excluded testimony concerned proof that Valle would be a
model prisoner in the future, while the rehabilitation officer only
testified as to Valle's prior prison behavior. See id.
FN3. The aggravating factors were: (1) prior violent
felony; (2) avoiding a lawful arrest; (3) murder committed to disrupt or
hinder the lawful exercise of any governmental function or enforcement
of laws; (4) murder committed in a cold, calculated, and premeditated
manner without pretense of moral or legal justification; (5) victim was
a law enforcement officer engaged in the performance of official duties.
The trial court merged factors (2), (3), and (5). The court found no
evidence of statutory mitigation and concluded that either the evidence
did not establish nonstatutory mitigation or the nonstatutory mitigation
was outweighed by the aggravating factors. See Valle v. State, 705 So.2d
1331, 1333 n. 1 (Fla.1997). Valle v. State, 705 So.2d 1331, 1332-33 (Fla.1997)
(citation omitted).
After this Court affirmed Valle's death sentence in
1991,FN4 Valle filed his first rule 3.850 motion for postconviction
relief, which the trial court summarily denied without prejudice to file
a legally sufficient motion. See id. at 1332. Valle then filed his
second postconviction motion, raising twenty claims. See id. Following a
HuffFN5 hearing, the trial judge denied the second postconviction motion
without an evidentiary hearing. See id. at 1336.
FN4. Pertinent to the instant ineffective assistance
of counsel claim, in the 1988 resentencing, Valle introduced the
testimony of expert witnesses who stated that Valle would be a good
prisoner if given a life sentence. See Valle v. State, 581 So.2d 40, 46
(Fla.1991). This Court held that it was not improper for the State to
cross-examine these experts as to Valle's prison behavior by questioning
them about specific incidents in prison for which he had not been
convicted. See id. This Court noted that the expert witnesses had formed
their opinions from Valle's prison records, including reports of the
incidents explored on the State's cross-examination. See id. Moreover,
the Court explained that because Valle's experts relied on Valle's
criminal records as a basis for their opinions, including the transcript
from the probation revocation hearing concerning an incident where Valle
attempted to run over a police office, cross-examination on information
contained within these records was proper. See id. Finally, this Court
ruled that it was not improper for the State to cross-examine a defense
witness about his opinion concerning Valle's future prison behavior if,
“hypothetically, he were eligible for parole in fifteen years.” Id. This
Court explained that because the witness had testified that “lifers”
always make good prisoners because the prison will always be their home,
the State could cross-examine the witness to determine whether his
opinion would change given the possibility of parole eligibility. Valle,
581 So.2d at 46. FN5. Huff v. State, 622 So.2d 982 (Fla.1993).
On appeal to this Court, Valle argued that he was
entitled to an evidentiary hearing and claimed that his resentencing
counsel was ineffective based on the following acts or omissions: (1)
failing to move for disqualification of the resentencing trial judge
based upon allegations that the judge had kissed the victim's widow and
fraternized with friends of the victim in full view of the jury; (2)
unreasonably introducing evidence of Valle's prison behavior, referred
to as SkipperFN6 evidence; (3) failing to move for disqualification of
the trial judge based on alleged ex parte communications with the State;
(4) failing to call as witnesses Valle's mother and former wife; (5)
failing to properly object to and preserve for appeal the State's
peremptory challenges at voir dire for racial discrimination; and (6)
failing to prevent the State from filling the courtroom with an
“overwhelming presence” of uniformed police officers for the purpose of
intimidating the jury and judge. See id. at 1333-35. Moreover, Valle
claimed that the trial court erred by not requiring the Dade County
State Attorney's Office to comply with section 119.07(2)(a), Florida
Statutes (1999), which mandates that an agency list the basis for a
claimed public records exemption. See Valle, 705 So.2d at 1335. Finally,
Valle asserted that the trial court erred by refusing to grant Valle
leave to pursue public records claims against several state agencies
under chapter 119, Florida Statutes (1999), and to thereafter amend his
motion. See id. FN6. Skipper v. South Carolina, 476 U.S. 1, 106 S.Ct.
1669, 90 L.Ed.2d 1 (1986).
This Court affirmed the summary denial of all but two
of Valle's claims: FN7 ineffective assistance as to the failure to move
for disqualification of the trial judge and ineffective assistance
regarding the introduction of the Skipper evidence.FN8 See id. at 1336.
Accordingly, this Court remanded for an evidentiary hearing on these two
claims. See id.
FN7. This Court rejected Valle's third contention
that resentencing counsel was ineffective for failing to move for
disqualification of the trial judge based upon alleged ex parte
communications with the State, ruling that the allegation was
insufficient as a matter of law. See id. at 1334. The Court also
rejected Valle's fourth contention regarding ineffective assistance in
failing to call as witnesses Valle's mother and former wife, finding
that their testimony would have been cumulative. See id. Moreover, the
Court rejected Valle's fifth claim regarding ineffective assistance in
failing to properly object to and preserve for appeal the State's
peremptory challenges at voir dire for racial discrimination, ruling
that there was “no reasonable probability Valle could prove the
challenge had been made in a discriminatory manner.” Id. at 1335. The
Court also found that the record conclusively refuted Valle's sixth
contention regarding ineffective assistance in failing to object to the
State filling the courtroom with uniformed police officers, because
Valle's counsel filed a pretrial motion to prevent the attendance of
uniformed police officers. See id. Further, the Court found that the
record refuted Valle's contentions regarding the State's noncompliance
with section 119.07(2)(a). See id. Finally, the Court held that Valle's
claims concerning the trial court's refusal to pursue public record
claims were either moot or without merit. See id.
FN8. This Court also found the following claims
procedurally barred: (1) the resentencing court improperly denied
Valle's petition for a writ of error coram nobis; (2) the instruction on
the cold, calculated, and premeditated aggravating factor was
unconstitutionally vague and overbroad; (3) the trial court erred in
failing to instruct the jury on merger of aggravating circumstances; (4)
Florida's death penalty statute is vague and overbroad; (5) the penalty
phase jury instructions improperly shifted the burden to Valle; (6)
counsel was ineffective for failing to object to alleged prosecutorial
misconduct and presentment of uncharged collateral crimes; and (7) the
trial court erred in finding no mitigating circumstances. See id. at
1335-36.
On remand, the trial court held an evidentiary
hearing. Because Valle voluntarily waived his claim pertaining to the
allegations concerning the resentencing judge's conduct, the trial court
considered only Valle's claim concerning ineffective assistance of trial
counsel for unreasonably presenting Skipper evidence, which led to the
State's introduction of prejudicial rebuttal evidence. The trial court
ultimately denied Valle's claim. In the present case, Valle raises two
issues on appeal from the trial court's denial of postconviction relief.
First, Valle claims the trial court erred in adopting almost verbatim
the State's proposed order denying 3.850 relief, in violation of Valle's
due process rights. Second, Valle asserts that the record demonstrates
ineffective assistance at his resentencing due to defense counsel's
presentation of Skipper evidence. We address each of these issues in
turn.
ADOPTION OF THE STATE'S PROPOSED ORDER
Following the conclusion of the evidentiary hearing,
the trial court requested and received proposed orders from both the
State and Valle. On receipt of the State's order, Valle immediately
filed written objections not only to the content of the order, but also
to the propriety of accepting proposed orders generally. The day after
receiving Valle's objections, the court entered an order denying relief.
Valle claims that the trial court violated his due process rights by the
wholesale adoption of the State's proposed order denying postconviction
relief. Valle asserts that although the trial court emphasized that it
would write its own order, the court's order was almost identical to the
State's proposed order.
This Court has rejected similar due process
challenges based solely on the fact that the trial court adopted the
State's proposed order where that order was supported by the testimony
at the evidentiary hearing. See Patton v. State, 25 Fla. L. Weekly S749,
S750-51, ---So.2d ---, ---- - ----, 2000 WL 1424526 (Fla. Sept. 28,
2000); Hardwick v. Dugger, 648 So.2d 100, 104 (Fla.1994); Groover v.
State, 640 So.2d 1077, 1078-79 (Fla.1994).FN9 On the other hand, we have
found a due process violation to exist when the defendant was not served
with a copy of the State's proposed order or given an opportunity to
file objections. See Huff v. State, 622 So.2d 982, 983 (Fla.1993); Rose
v. State, 601 So.2d 1181, 1182 (Fla.1992).
FN9. As we recently noted in Patton, a distinction
exists between the adoption of proposed orders after a postconviction
evidentiary hearing and the adoption of proposed sentencing orders,
which are governed by section 921.141, Florida Statutes (1999), and
require the trial court to determine independently specific aggravating
and mitigating circumstances that applied in the case. Patton, 25 Fla.
L. Weekly at S751, at ----; see Patterson v. State, 513 So.2d 1257, 1262
(Fla.1987). In the sentencing context, this Court has held that the
trial court may not request that the parties submit proposed orders and
adopt one of the proposals verbatim without a showing that the trial
court independently weighed the aggravating and mitigating circumstances.
See Spencer v. State, 615 So.2d 688, 690-91 (Fla.1993); Patterson, 513
So.2d at 1262; Nibert v. State, 508 So.2d 1, 3-4 (Fla.1987). The reason
for this limitation is that because the evaluation of the aggravating
and mitigating factors is the basis for the imposition of a sentence of
life or death, “[t]he sentencing order must be sufficiently detailed to
allow this Court to perform its proportionality review, the review which
may ultimately determine whether a person lives or dies.” Patton, 25 Fla.
L. Weekly at S751, at ----. By contrast, a defendant brings a motion for
postconviction relief after this Court has affirmed the judgment and
sentence and it is presumed correct. See id. Moreover, this Court has
stated that the trial court's failure to prepare its own findings in
support of the death penalty does not constitute reversible error “so
long as the record reflects that the trial judge made the requisite
findings at the sentencing hearing.” Patterson, 513 So.2d at 1262;
Nibert, 508 So.2d at 4. Thus, the instant case is distinguishable from
Patterson and its progeny in that Valle challenges the submission of
proposed findings in a hearing denying postconviction relief, a
procedure not governed by section 921.141.
In contrast to Rose and Huff, in this case the
defense had the opportunity to present its own proposed order and to
file objections to the State's proposed order. In addition, although the
differences were not substantial, it does appear that the trial court
made changes to the trial court's order, thus revealing that the trial
court reviewed both orders and did not simply “rubber-stamp” the State's
order. Most importantly, however, we find that the trial court's final
order is supported by the testimony presented at the evidentiary hearing.
See Patton, 25 Fla. L. Weekly at S750, at ----. Accordingly, we find no
due process violation and no reversible error in this case as a result
of the trial court's adoption of a substantial portion of the State's
proposed order.FN10 See generally Glock v. Moore, 776 So.2d 243, 249 (Fla.2001).
FN10. As we stated in Patton, we once again reiterate
that this holding “is limited to these specific facts and would caution
trial courts that the more prudent approach is for courts to draft their
own orders.” Patton, 25 Fla. L. Weekly at S753 n. 5, at ---- n. 5.
INEFFECTIVE ASSISTANCE OF COUNSEL
We next address Valle's claim that his counsel was
ineffective for introducing “model prisoner” evidence pursuant to
Skipper, which resulted in the State's introduction of prejudicial
rebuttal evidence concerning Valle's misconduct in prison between 1981
and 1988. Valle asserts that his counsel introduced model prisoner
evidence because they believed they were legally required to under this
Court's remand, rather than as a matter of strategy. At the conclusion
of the evidentiary hearing, however, the trial court ruled that Valle
failed to establish ineffective assistance of counsel because he
demonstrated neither deficient conduct nor prejudice as required under
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984).
In order to establish a claim of ineffective
assistance of counsel, a defendant must prove two elements: First, the
defendant must show that counsel's performance was deficient. This
requires showing that counsel made errors so serious that counsel was
not functioning as the “counsel” guaranteed the defendant by the Sixth
Amendment. Second, the defendant must show that the deficient
performance prejudiced the defense. This requires showing that counsel's
errors were so serious as to deprive the defendant of a fair trial, a
trial whose result is reliable. Unless a defendant makes both showings,
it cannot be said that the conviction or death sentence resulted from a
breakdown in the adversary process that renders the result unreliable.
Strickland, 466 U.S. at 687, 104 S.Ct. 2052; Rutherford v. State, 727
So.2d 216, 219-20 (Fla.1998).
In evaluating whether an attorney's conduct is
deficient, “there is ‘a strong presumption that counsel's conduct falls
within the wide range of reasonable professional assistance,’ ” and the
defendant “bears the burden of proving that counsel's representation was
unreasonable under prevailing professional norms and that the challenged
action was not sound strategy.” Brown v. State, 755 So.2d 616, 628 (Fla.2000)
(quoting Strickland, 466 U.S. at 688-89, 104 S.Ct. 2052). This Court has
held that defense counsel's strategic choices do not constitute
deficient conduct if alternative courses of action have been considered
and rejected. See Shere v. State, 742 So.2d 215, 220 (Fla.1999).
Moreover, “[t]o establish prejudice [a defendant] ‘must show that there
is a reasonable probability that, but for counsel's unprofessional
errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine
confidence in the outcome.’ ” Williams v. Taylor, 529 U.S. 362, 120 S.Ct.
1495, 1511-12, 146 L.Ed.2d 389 (2000) (quoting Strickland, 466 U.S. at
694, 104 S.Ct. 2052); see Rutherford, 727 So.2d at 220.
In analyzing a claim for ineffective assistance of
counsel, this Court must afford deference to the trial court's factual
findings, utilizing a “competent substantial evidence” standard.
Stephens v. State, 748 So.2d 1028, 1031 (Fla.1999). However, because
ineffective assistance of counsel claims are mixed questions of fact and
law, while affording deference to the trial court's factual findings,
this Court must perform an independent review of both the deficiency and
prejudice prongs under Strickland. See id. at 1031-32.
In its order denying Valle's motion for
postconviction relief, the trial court summarized the evidence presented
at the evidentiary hearing by three of the four attorneys who
represented Valle. The court then concluded that: (1) the defense
recognized that if they had presented substantially the same evidence
that they had presented in the 1981 retrial, the result of the 1988
resentencing would have been the same; i.e., Valle would have been
sentenced to death; and (2) the record “clearly demonstrates a
recognition by [defense counsel] that he well and fully knew that he did
not have to put on the same evidence at the resentencing hearing that
was excluded at the prior hearing in 1981.” As the trial court explained:
The Court concludes that the evidence demonstrated
that defense counsel, despite their claim to the contrary, did not
believe that they were required by the mandate of the Florida Supreme
Court to introduce evidence that the defendant was, and in the future,
would be a model prisoner. Rather, it is clear, that these experienced
attorneys believed that without additional mitigating evidence,
substantially different from that introduced in 1981, the result of the
sentencing proceeding would be the same. To that end, they decided not
to introduce past model prisoner testimony or future model prisoner
testimony, but rather modified it to present nonviolent prisoner
testimony, which they believed would preclude the rebuttal evidence of
the defendant's bad acts in prison; a belief which continued through the
appeal of the defendant's third death sentence. Such actions are
reasonable and clearly not deficient under the standards of Strickland
v. Washington, supra.
After a thorough review of the testimony at the
evidentiary hearing, we agree with the trial court that defense
counsel's performance at the 1988 resentencing proceeding did not fall
outside the bounds of reasonable professional conduct so as to
constitute deficient performance as contemplated by Strickland.
Moreover, even if we did conclude that Valle's
counsel acted deficiently, we would still be compelled to affirm because
we agree with the trial court that Valle cannot satisfy the prejudice
prong of Strickland. As the trial court stated in pertinent part: It is
clear that, as recognized by Mr. Zelman prior to trial, without any new
mitigating evidence being presented to a jury, the result at the
resentencing would be the same as in 1981. In 1981, the substantially
identical testimony concerning the mitigating factors related to the
defendant's background and mental state were presented to the jury. In
addition, in 1981, there was testimony, without any rebuttal, that the
defendant had been a model prisoner at the Stockade. However, despite
that testimony, the jury recommended death by a vote of 9 to 3. In 1988,
even with the nonviolent prisoner testimony and its rebuttal, the jury
recommended death, this time with a vote of 8 to 4. Thus, the Court
finds that if the defense had not put on the nonviolent prisoner
testimony, there is no reasonable probability that the outcome would
have been different. This Court reaches this conclusion based on the
entire record not necessarily because of the above-stated vote.
The trial court in its 1988 sentencing order, found
no statutory mitigating circumstances, and gave little weight to the
nonstatutory mitigating circumstances. They could not have reasonably
outweighed the three very powerful aggravating circumstances involved in
this killing of a police officer, which was done in cold, calculated,
and premeditated manner, for the purpose of avoiding arrest, and at the
same time, attempting to commit first degree murder of another police
officer. As such, any deficiency by counsel was clearly not prejudicial
under the dictates of Strickland v. Washington, supra.
We agree with the trial court and conclude that any
error in presenting the penalty phase evidence did not deprive Valle of
a “fair trial, a trial whose result is reliable.” Strickland, 466 U.S.
at 687, 104 S.Ct. 2052; see Rutherford, 727 So.2d at 219. In sum, our
confidence in the outcome of the resentencing phase proceedings was not
undermined as a result of counsel's performance. See Williams, 120 S.Ct.
at 1512; Rutherford, 727 So.2d at 219.
Accordingly, we affirm the denial of postconviction
relief.
Valle v. Secretary, 459 F.3d 1206 (11th
Cir. 2006) (Habeas).
Background: Following affirmance of his conviction
for first degree murder and his death sentence, 581 So.2d 40, and
affirmance of denial of post-conviction relief, 778 So.2d 960,
petitioner sought habeas corpus relief. The United States District Court
for the Southern District of Florida, No. 03-20387-CV-UNGARO-BEN, Ursula
Ungaro-Benages, J., 2005 WL 3273754, denied petition. Petitioner
appealed.
Holdings: The Court of Appeals, Wilson, Circuit Judge,
held that: (1) counsel did not engage in deficient performance, for
purposes of ineffective assistance claim; (2) state courts' conclusion
that petitioner was not prejudiced by counsel's performance, for
purposes of ineffective assistance claim, was not contrary to or
unreasonable application of clearly established federal law; (3) Florida
Supreme Court's stated reasons for finding that peremptory challenges
were not used in racially discriminatory manner were not contrary to or
unreasonable application of clearly established federal law; (4) state
courts' conclusion, that petitioner did not invoke his right against
self-incrimination, was not contrary to or unreasonable application of
clearly established federal law; and (5) Florida Supreme Court's
conclusion that “Latins” did not constitute identifiable minority for
purposes of constitutional challenges to grand jury and petit jury was
not unreasonable or contrary to established federal law. Affirmed.
WILSON, Circuit Judge:
Manuel Valle appeals the district court's denial of
his 28 U.S.C. § 2254 petition for writ of habeas corpus. We address the
following issues: (1) whether Valle was denied the effective assistance
of counsel at resentencing due to counsels' presentation of model
prisoner evidence; (2) whether Valle's rights under Batson v. Kentucky,
476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), were violated; (3)
whether Valle's rights under the Fifth and Fourteenth Amendments were
violated when the trial court denied his motions to suppress
incriminating statements; and (4) whether Valle was denied Due Process
and Equal Protection based on the manner in which the jury was selected.
After argument and consideration of the parties' briefs and the record,
we affirm.
I. Facts and Procedural History
The facts of this case, as summarized by the Florida
Supreme Court, are as follows: On April 2, 1978, Officer Louis Pena of
the Coral Gables Police Department was on patrol when he stopped
appellant and a companion for a traffic violation. The events that
followed were witnessed by Officer Gary Spell, also of the Coral Gables
Police Department. Officer Spell testified that when he arrived at the
scene, appellant was sitting in the patrol car with Officer Pena.
Shortly thereafter, Spell heard Pena use his radio to run a license
check on the car appellant was driving. According to Spell, appellant
then walked back to his car and reached into it, approached Officer Pena
and fired a single shot at him, which resulted in his death. Appellant
also fired two shots at Spell and then fled. He was picked up two days
later in Deerfield Beach. Valle v. State, 474 So.2d 796, 798 (Fla.1985)
( Valle II).
On April 13, 1978, Valle was indicted for the first
degree murder of Pena, the attempted first degree murder of Spell, and
the possession of a firearm by a convicted felon. Valle v. State, 394
So.2d 1004, 1005 (Fla.1981) (per curiam) ( Valle I). At trial, which
began on May 8, 1978, the jury found Valle guilty of all crimes charged.
Id. at 1006. The jury recommended a sentence of death, which the trial
court followed. Id. Valle then appealed his convictions and death
sentence, and the Florida Supreme Court reversed his convictions in 1981
after finding that Valle was denied his right to effective assistance of
counsel when he was required to go to trial within 24 days after his
arraignment. Id. at 1005.
After remand, Valle was again convicted of first
degree murder, received a death sentence, and appealed. Valle II, 474
So.2d at 798. The Florida Supreme Court affirmed his convictions and
sentence, id., but the United States Supreme Court subsequently vacated
judgment and remanded the case to the Florida Supreme Court in light of
Skipper v. South Carolina, 476 U.S. 1, 106 S.Ct. 1669, 90 L.Ed.2d 1
(1986).FN1 Valle v. Florida, 476 U.S. 1102, 106 S.Ct. 1943, 90 L.Ed.2d
353 (1986) (Valle III). FN1. In Skipper, the Supreme Court held that the
exclusion from the sentencing hearing of testimony regarding
petitioner's good behavior during the seven months he spent in jail
awaiting trial deprived petitioner of his right to present relevant
mitigation evidence. 476 U.S. at 4, 106 S.Ct. at 1671.
On remand, the Florida Supreme Court determined that
Valle was entitled to resentencing because he was previously precluded
from putting on the expert testimony of a clinical psychologist and two
corrections consultants to show that Valle would be a model prisoner in
the future, in violation of Skipper. Valle v. State, 502 So.2d 1225,
1225–26 (Fla.1987) (per curiam) ( Valle IV). At this resentencing, the
jury recommended a sentence of death by eight to four, and the court
imposed the death penalty, finding that: “(1) Valle had been previously
convicted of another violent felony; (2) the murder was of a law
enforcement officer; (3) the murder was for the purpose of preventing
lawful arrest; (4) the murder hindered the enforcement of laws; and (5)
the murder was cold, calculated and premeditated.” Valle v. State, 581
So.2d 40, 43 (Fla.1991) (per curiam) ( Valle V). The judge merged
factors two, three, and four, and treated them as one aggravating
factor. Id. The court did not find any mitigation. Id.
After this sentencing, Valle again appealed to the
Florida Supreme Court, raising a number of claims, including his claim
that during jury selection, the judge failed to hold an adequate inquiry
into the state's peremptory challenges of black venire members. Id. The
Florida Supreme Court rejected his claims, and Valle again appealed to
the United States Supreme Court, which denied certiorari. Valle v.
Florida, 502 U.S. 986, 112 S.Ct. 597, 116 L.Ed.2d 621 (1991) ( Valle VI).
He then filed a motion for post-conviction relief
under Florida Rule of Criminal Procedure 3.850. Valle v. State, 705
So.2d 1331, 1332 (Fla.1997) (per curiam) ( Valle VII). The Florida
Supreme Court remanded for an evidentiary hearing on his claim of
ineffective assistance of counsel based on his assertion that his
defense team unreasonably introduced model prisoner evidence. Id. at
1334. After remand, the Florida Supreme Court affirmed the trial court's
conclusion that his ineffective assistance claim based on Skipper was
without merit. Valle v. State, 778 So.2d 960, 966–67 (Fla.2001) (per
curiam) ( Valle VIII). Valle then filed a petition for writ of habeas
corpus in state court, which was denied. Valle v. Moore, 837 So.2d 905,
906 (Fla.2002) (per curiam) ( Valle IX). He subsequently filed a
petition for writ of habeas corpus in federal district court, which was
also denied. Valle v. Crosby, 18 Fla. L. Weekly Fed. D. 1017 (2005) (
Valle X). The district court granted a certificate of appealability with
respect to the four issues outlined above, and this appeal followed.
II. Standard of Review
Valle filed his petition after the effective date of
the Anti–Terrorism and Effective Death Penalty Act of 1996 (“AEDPA”).
Therefore, this case is governed by the provisions of 28 U.S.C. § 2254
as modified by the Act. Lindh v. Murphy, 521 U.S. 320, 326, 117 S.Ct.
2059, 2063, 138 L.Ed.2d 481 (1997). With respect to claims adjudicated
on the merits, § 2254(d)(1) restricts the issuance of habeas relief to
those cases resulting in a decision that was contrary to, or involving
an unreasonable application of, clearly established federal law, as
determined by the United States Supreme Court. Section 2254(d)(2)
provides for habeas relief where the state court determination “resulted
in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding.”
The AEDPA also mandates deference to state court
factual determinations. Under § 2254(e)(1), a state court's
determination of a factual issue is presumed correct. One seeking habeas
relief must rebut this presumption by clear and convincing evidence. §
2254(e)(1).
III. Discussion
A. Ineffective Assistance of Counsel
Valle argues that his 1988 resentencing counsel's
performance was deficient because their decision to present model
prisoner evidence was based on the mistaken belief that they were
required to do so or the previous death sentence would be reinstated.
Valle argues that as a result of the introduction of this evidence, the
door was opened to the State's presentation of evidence that Valle had
twice attempted to escape from prison and an instruction to the jury
that Valle had been on death row for ten years. Moreover, Valle argues
that he can show prejudice because considering the totality of the
evidence, confidence is undermined in the jury's eight to four death
recommendation. See Williams v. Taylor, 529 U.S. 362, 375, 120 S.Ct.
1495, 1503, 146 L.Ed.2d 389 (2000) (“[E]rrors that undermine confidence
in the fundamental fairness of the state adjudication certainly justify
the issuance of” the writ of habeas corpus.).
The State responds that the state courts found that
counsel made a strategic decision to present prison behavior evidence
because other mitigation evidence had previously failed to persuade the
jury or trial court not to recommend death. According to the State,
Valle has failed to rebut these factual findings by clear and convincing
evidence. See § 2254(e)(1). Here, the State argues, there is ample
support for the finding that the attorneys were not credible. Therefore,
the state courts' application of Strickland v. Washington, 466 U.S. 668,
104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), was not unreasonable or contrary
to clearly established federal law. See § 2254(d)(1).
To show that counsel was so ineffective as to require
reversal of the conviction, a defendant must show that counsel's
performance was deficient and that prejudice resulted therefrom.
Strickland, 466 U.S. at 687, 104 S.Ct. at 2064. To do so, a defendant
must show that counsel committed errors that were so serious as to
deprive the defendant of the counsel guaranteed by the Sixth Amendment
as well as a fair trial whose result is reliable. Id.
Here, the trial court found that “despite their claim
to the contrary, [counsel] did not believe that they were required ...
to introduce evidence that the defendant was, and in the future, would
be a model prisoner,” but rather they believed that “without additional
mitigating evidence, ... the result of the sentencing proceeding would
be the same” as it was in 1981. Valle VIII, 778 So.2d at 966. Counsel's
performance, therefore, was reasonable and not deficient under
Strickland. The Florida Supreme Court agreed with the trial court's
conclusion that counsel's performance did not constitute deficient
performance and that Valle was unable to show prejudice in light of the
fact that the trial court found no statutory mitigating circumstances,
gave little weight to nonstatutory mitigators, and found three “very
powerful” aggravating circumstances. Id. at 967.
In this case, as the State correctly points out,
Valle has failed to show that the state court's factual findings were
incorrect or that its legal determinations were unreasonable or contrary
to federal law. See § 2254(d)(1). Valle merely reiterates the testimony
produced at the evidentiary hearing that the state courts already
rejected. Further, the state courts' conclusions regarding prejudice
were not contrary to or an unreasonable application of Strickland,
particularly in light of the absence of mitigating factors and the
presence of three strong aggravating circumstances. Therefore, Valle's
ineffective assistance claim is without merit.
B. Batson Claim
Valle claims that his rights under Batson were
violated when six of the State's nine peremptory challenges at his
resentencing proceeding were used to strike black prospective jurors. He
says the trial court refused to conduct an inquiry into his Batson claim,
requiring reversal of his death sentence. Furthermore, he contends that
the state trial court never made findings with regard to Valle's claim
of discrimination following the state's race neutral explanation, and
therefore, the claim should be reviewed de novo. Because the trial court
failed to apply Batson reasonably, Valle argues that habeas relief is
warranted. The State first claims that Valle's Batson claim was properly
denied because it is procedurally barred. See Valle V, 581 So.2d at
43–44. Even if the claim was not barred, the State argues that the
district court still properly denied the claim on the merits. The
Florida Supreme Court rejected Valle's Batson claim because, in addition
to being procedurally barred, the claim was factually without basis. Id.
at 44 n. 4. The State contends that the AEDPA standard of review is
correct, and the district court properly determined that the rejection
of Valle's claim was not contrary to, or an unreasonable application of
Batson.
The Florida Supreme Court summarized what occurred at
the 1988 resentencing jury selection: After the jury had been selected
but before it had been sworn, one of Valle's attorneys claimed “an
impropriety in the record” as to the state's use of peremptory
challenges against certain jurors. The defense attorney noted that six
blacks and two Hispanics were peremptorily excused by the state. The
judge then observed that if there was a problem with any particular
juror he wanted “the state to be able to respond in whichever manner
they wish.” One of the prosecutors then asked the judge if he was making
a finding that the state had somehow improperly excused jurors. The
judge responded, “I've been asked to make no findings and I am making no
findings but for record-keeping purposes she has some objection to the
state's action and, of course, I'm giving the state an opportunity to
respond in time.” The state then voluntarily gave its reasons for
peremptorily excusing the eight jurors. After the prosecutor finished
giving his reasons for exercising the peremptory challenges, the defense
attorney stated, “I object on the basis of [Valle's] Sixth, Eighth and
14th amendment rights, to the combination of the challenges for cause,
either peremptory challenges leading to a jury that is in favor of the
death penalty.” Valle V, 581 So.2d at 43–44.
Batson prescribes a three-part test to evaluate equal
protection challenges to a prosecutor's use of peremptory challenges.
476 U.S. at 96–98, 106 S.Ct. at 1722–24. First, the defendant must make
a prima facie showing of discrimination. Id. at 96, 106 S.Ct. at 1723.
Next, the State must give a race neutral explanation for challenging
black jurors. Id. at 97, 106 S.Ct. at 1723. Finally, the trial court has
the duty to determine whether the defendant has established purposeful
discrimination. Id. at 98, 106 S.Ct. at 1724.
Here, it is unnecessary to address the issue of the
procedural bar, because even assuming the claim is preserved, Valle is
not entitled to habeas relief based on Batson. The Florida Supreme Court
did address the merits of the Batson claim, concluding that Valle failed
to show that “it is likely the challenges were used in a racially
discriminatory manner.” Valle V, 581 So.2d at 44 n. 4. In reaching this
conclusion, the Court reasoned that “[t]wo blacks served as jurors and a
third served as an alternate,” the prosecutor's reasons for the
challenges “appear[ed] to be racially neutral,” and “Valle, himself, is
not black.” Id. (citing Kibler v. State, 546 So.2d 710 (Fla.1989)). At
the time Valle's conviction became final, these reasons were not
contrary to, nor an unreasonable application of, clearly established
federal law. See § 2254(d)(1). Therefore, Valle's Batson claim is
unavailing.
C. Confession Claim
Valle argues that because he individually and through
his attorney invoked his rights to silence and to have counsel present
during interrogation, the trial court erred in admitting the
subsequently obtained confessions into evidence, and the state courts'
adjudication was contrary to or an unreasonable application of Miranda
v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Here,
Valle claims that he invoked his right to silence and his right to
counsel when he told Detective Wolf, an interviewing officer, that he
had consulted with a public defender and that “she had advised him not
to speak to anybody or to sign anything.” Further, the lieutenant with
custody of Valle was instructed through counsel, and the lieutenant
agreed, not to permit police officers to question Valle. Valle contends
that under Santobello v. New York, 404 U.S. 257, 92 S.Ct. 495, 30 L.Ed.2d
427 (1971), this was sufficient to invoke the Edwards v. Arizona rule
forbidding further questioning. See 451 U.S. 477, 482, 101 S.Ct. 1880,
1883, 68 L.Ed.2d 378 (1981) (holding that when a suspect invokes the
right to consult with an attorney, the suspect is not subject to further
interrogation until counsel is made available). Valle cites Romine v.
Head, 253 F.3d 1349, 1365 (11th Cir.2001), in support of his contention
that we must review his claim involving his right to silence de novo
because the Florida Supreme Court did not address Valle's argument on
this point.
The State responds that the confession claim was
properly denied. After conducting an evidentiary hearing, the trial
court found Valle never asserted his right to remain silent or to have
counsel present, either himself or through the public defender. The
Florida Supreme Court reached the same conclusions. According to the
State, the district court properly applied the AEDPA standard of review
and determined that Valle had not rebutted the presumption of
correctness afforded state court factual findings and that the state
court's conclusions were not contrary to or an unreasonable application
of federal law.
In this case, there was an evidentiary hearing where
the trial court heard the testimony of the public defender, Wolf, and
other participants in the arrest and interrogation of Valle. The trial
court found that Valle never told the public defender that he intended
to invoke his rights to silence and counsel, that Wolf was unaware that
Valle had spoken to an attorney until after Valle himself advised him of
this fact during the interrogation, and that Valle's statement to Wolf
was that he had spoken with the public defender who had told him not to
say anything or sign anything. The trial court further found, as a
matter of law, that “at no time did [Valle] ever assert his
constitutional rights to remain silent or to have counsel present or in
any way invoke any of his constitutional rights under ... Miranda ...,”
that “the defendant never intended to and did not invoke his rights to
remain silent and to counsel through [the public defender],” and that
Valle's “subsequent written waiver of his constitutional rights was
freely, knowingly and voluntarily executed by ... Valle, and that he
freely and voluntarily first spoke with Detective Wolf and then freely
and voluntarily made a formal written confession.”
The Florida Supreme Court found that Valle waived his
Miranda rights and did not subsequently invoke them. Valle II, 474 So.2d
at 798–99. Valle's statement that his lawyer had advised him not to sign
anything or answer any questions was, the Florida Supreme Court said, at
best equivocal, and as such, interrogating officers were permitted to
clarify Valle's wishes. Id. at 799. Valle's statement that he had
several experiences with police officers in the past and that he had
cooperated in the past and was willing to do so on that occasion showed
that Valle voluntarily waived his Miranda rights. Id. Further, only the
defendant may invoke the right to counsel. Id. The Florida Supreme Court
concluded that Valle's “statement, combined with the previous oral
waiver, a later express written waiver, and the fact that at not [sic]
time before, during, or after questioning did [Valle] request an
attorney, convinces us that he made a voluntary, knowing and intelligent
waiver of his Miranda rights.” Id.
In Miranda, the Supreme Court recognized that an
accused has a constitutional right not to be compelled to make
incriminating statements during the process of interrogation. 384 U.S.
at 467, 86 S.Ct. at 1624. Because “[t]he circumstances surrounding in-custody
interrogation can operate very quickly to overbear the will of one
merely made aware of his privilege” against compulsory self-incrimination,
a suspect in custody also has the right to consult with counsel prior to
and during questioning. Id. at 469, 86 S.Ct. at 1625. The defendant may
waive the privilege against self-incrimination, but the prosecutor must
show that the waiver was voluntary, knowing, and intelligent. Id. at
475, 86 S.Ct. at 1628.
Here, while it is not disputed that Valle informed
Wolf that he had spoken to an attorney and that “she had advised him not
to speak to anybody or to sign anything,” it was not unreasonable nor
contrary to precedent for the state courts to conclude that this was not
an invocation of Valle's Miranda rights. See, e.g., Thompson v.
Wainwright, 601 F.2d 768, 771 (5th Cir.1979) (requiring officers to seek
clarification of the suspect's wishes when the suspect's statements are
ambiguous), abrogated by Davis v. United States, 512 U.S. 452, 459, 114
S.Ct. 2350, 2355, 129 L.Ed.2d 362 (1994) (clarifying that a suspect must
unambiguously assert the right to counsel in order to stop interrogation
until counsel is available). This is further buttressed by Valle's
statement that he had always cooperated with police and his execution of
a written waiver of his Miranda rights. The state courts also reasonably
rejected Valle's claims that his attorney invoked his rights to silence
and to counsel for him. See Moran v. Burbine, 475 U.S. 412, 433 n. 4,
106 S.Ct. 1135, 1147 n. 4, 89 L.Ed.2d 410 (1986) (explaining that the
privilege against compulsory self-incrimination can only be invoked by
the defendant). Therefore, Valle's claims based upon the denial of his
motion to suppress do not warrant habeas relief.
D. Composition of Grand and Petit Juries
Valle next claims that the grand jury that indicted
him, as well as all other grand juries dating back to 1971, were
selected from venires chosen in a way that resulted in a gross
underrepresentation of Latins in violation of the Equal Protection
Clause. Castaneda v. Partida, 430 U.S. 482, 493, 97 S.Ct. 1272, 1279, 51
L.Ed.2d 498 (1977). He also claims that the process for selecting petit
juries systematically excluded distinctive groups in the community and
thereby violated the Due Process Clause. See, e.g., Taylor v. Louisiana,
419 U.S. 522, 538, 95 S.Ct. 692, 702, 42 L.Ed.2d 690 (1975); Alexander
v. Louisiana, 405 U.S. 625, 630–31, 92 S.Ct. 1221, 1225, 31 L.Ed.2d 536
(1972). Here, the state courts and the district court concluded that
Valle failed to prove that “Latins” were an identifiable minority and
denied his requests for an evidentiary hearing. Because his contention
that Latins are a cognizable minority has not been subjected to
evidentiary development, Valle argues that the district court should
have granted an evidentiary hearing.
The State contends that the state courts properly
denied these claims without granting an evidentiary hearing. Castaneda
requires a defendant to show that a group is a cognizable class by
demonstrating that the group is “singled out for different treatment
under the laws, as written or as applied.” 430 U.S. at 494, 97 S.Ct. at
1280. Based on the conclusory allegations that Valle proffered, the
State argues that the state courts did not act unreasonably or in a way
contrary to federal law in finding that Valle failed to show that Latins
are a cognizable class or in denying Valle's requests for an evidentiary
hearing. See Rojas v. State, 288 So.2d 234, 237 (Fla.1973). Further, the
State says that the district court properly denied the evidentiary
hearing because Valle failed to develop the record as required by §
2254(e).
To show a violation of the Equal Protection Clause in
the context of grand jury selection, a defendant must demonstrate that
“the procedure employed resulted in substantial underrepresentation of
his race or of the identifiable group to which he belongs.” Castaneda,
430 U.S. at 494, 97 S.Ct. at 1280. To make such a showing, a defendant
must first show that the group is a “recognizable, distinct class,
singled out for different treatment under the laws, as written or
applied.” Id. Next, the defendant must show the degree of
underrepresentation by comparing the proportion of the group in the
total population to the proportion of the group chosen to serve as grand
jurors over a significant period of time. Id. Finally, a selection
process that is prone to abuse or one that is not racially neutral
supports a presumption of discrimination. Id.
The Due Process Clause is violated when petit juries
are not drawn from a source fairly representative of the community.
Taylor, 419 U.S. at 538, 95 S.Ct. at 702. To prove a prima facie
violation of the fair cross-section requirement, a defendant is required
to demonstrate that: (1) the allegedly excluded group is “distinctive”
in the community; (2) the representation of the excluded group in
venires is not “fair and reasonable” relative to the number of such
persons in the community; and (3) this underrepresentation is caused by
the “systematic exclusion” of the group in the process of jury selection.
Duren v. Missouri, 439 U.S. 357, 364, 99 S.Ct. 664, 668, 58 L.Ed.2d 579
(1979).
Here, the trial court summarily denied Valle's
motions to dismiss the indictment and to strike the petit venire. The
Florida Supreme Court affirmed the denial of these motions, concluding
that in light of Castaneda and Duren, Valle failed to establish that
“Latins” were an single, cognizable group. Valle, 474 So.2d at 800. Both
courts denied Valle's requests for evidentiary hearings.
Because Valle attempted to secure an evidentiary
hearing in the state courts, Valle's failure to develop a factual basis
for his claim in state court does not preclude this Court from granting
an evidentiary hearing. § 2254(e)(2); see also Breedlove v. Moore, 279
F.3d 952, 960 (11th Cir.2002). Even so, “no evidentiary hearing is
necessary where the proffered evidence would not affect the resolution
of the claim.” Bolender v. Singletary, 16 F.3d 1547, 1555 n. 9 (11th
Cir.1994). Therefore, in order to obtain an evidentiary hearing, Valle
must demonstrate that his factual allegations, if proven, would indicate
that the state courts acted contrary to, or unreasonably applied,
clearly established federal law when they rejected his Equal Protection
and Due Process claims. See § 2254(d).
Valle's factual proffer in state court included the
following: (1) the Dade County Commission's creation of the Department
of Latin Affairs in 1973 based on a recognition of difficulties
encountered by people from Cuba, Mexico, Spain, and other Latin American
countries who do not speak English; (2) expert testimony that Latins
differ from other residents of Dade County because of language and
culture; (3) an expert's conclusion that grand jury venires had not been
randomly selected with regard to Latins; (4) and evidence that showed
that no Latin forepersons had been selected to preside over grand juries
between 1967 and 1977, and the foreperson on the grand jury indicting
him was a non-Latin male. Because Valle does not offer any evidence in
support of his claim that was not already considered by the state courts,
we consider whether the state courts acted contrary to, or unreasonably
applied, clearly established federal law when they rejected his claims.
See Bolender, 16 F.3d at 1555 n. 9; see also § 2254(d).
Here, the Florida Supreme Court's conclusion that
“[t]he term ‘Latin American’ encompasses people from too many different
countries and different cultural backgrounds and attitudes to constitute
a single cognizable class for equal protection analysis” is not contrary
to or an unreasonable application of Castaneda or Duren. See Valle II,
474 So.2d at 800; see also United States v. Rodriguez, 588 F.2d 1003,
1007 (5th Cir.1979) (stating that appellant's mere assertion that his
statistics indicated that the number of Latin registered voters had more
than doubled since the master jury wheel was last filled indicated
purposeful discrimination was insufficient to show that “persons of such
diverse national origins as Cubans, Mexicans, and Puerto Ricans possess
such similar interests that they constitute a cognizable group ....” (quotation
omitted)). Therefore, Valle is not entitled to habeas relief on this
ground.
IV. Conclusion
Based upon consideration of the parties' arguments,
briefs, and the record, we affirm the district court's denial of Valle's
petition for habeas relief. AFFIRMED.
Manuel Valle
Coral Gables Police Office Luis Pena was slain 33 years
ago by Manuel Valle, who was executed Wednesday evening, Sept. 28, 2011.
(Photo
courtesy of the Pena family/The Miami Herald).